Loading...
Ord. 1485-2013-07-08 ORDINANCE 2013-1485 ORDINANCE AUTHORIZING THE ISSUANCE OF CITY OF PEARLAND, TEXAS, PERMANENT IMPROVEMENT REFUNDING BONDS, TAXABLE SERIES 2013B; SETTING CERTAIN PARAMETERS FOR THE BONDS; AUTHORIZING REFUNDING OF CERTAIN OUTSTANDING OBLIGATIONS; DECLARING AN EMERGENCY AUTHORIZING A PRICING OFFICER TO APPROVE THE AMOUNT, THE INTEREST RATE, PRICE, AND TERMS THEREOF AND CERTAIN OTHER PROCEDURES AND PROVISIONS RELATING THERETO THE STATE OF TEXAS § COUNTIES OF BRAZORIA AND HARRIS § CITY OF PEARLAND § WHEREAS, the City Council of the City of Pearland, Texas (the "City") has heretofore issued or assumed the obligations described in Exhibit A attached hereto and as more particularly described in the Officer's Pricing Certificate(defined herein); and WHEREAS,the City desires to refund part of said obligations in advance of their maturities as determined pursuant to the parameters set forth herein(the"Refunded Bonds"); and WHEREAS, Chapter 1207, Texas Government Code, as amended ("Chapter 1207") authorizes the City to issue refunding bonds payable from taxes,without an election,for the purpose of refunding the Refunded Bonds in advance of their maturities,and to accomplish such refunding by depositing directly with any paying agent for the Refunded Bonds(or other qualified escrow agent), the proceeds of such refunding bonds,together with other available funds,in an amount sufficient to provide for the payment or redemption of the Refunded Bonds,and provides that such deposit shall constitute the making of firm banking and financial arrangements for the discharge and final payment or redemption of the Refunded Bonds; and WHEREAS,the City desires to authorize the execution of an escrow agreement,if necessary, to provide for the deposit of proceeds of the refunding bonds,together with other lawfully available funds of the District,to pay the Refunded Bonds; and WHEREAS,upon the issuance of the refunding bonds herein authorized and the deposit of funds referred to above, the Refunded Bonds shall no longer be regarded as being outstanding, except for the purpose of being paid pursuant to such deposit, and the pledges,liens,trusts and all other covenants,provisions,terms and conditions of the ordinances authorizing the issuance of the Refunded Bonds shall be,with respect to the Refunded Bonds,discharged,terminated and defeased; and WHEREAS,Chapter 1207 authorizes the City to delegate the authority to effect the sale of the Bonds to a Pricing Officer, as defined herein.Now, therefore HOU:3325487.2 ORDINANCE NO. 1485 BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF PEARLAND: 1. Recitals:Consideration. It is hereby found and determined that the matters and facts set out in the preamble to this Ordinance are true and correct. It is hereby found and determined that the refunding contemplated in this Ordinance will benefit the City by providing a present value savings in the debt service payable by the City, that such benefit is sufficient consideration for the refunding of the Refunded Bonds, and that the issuance of the refunding bonds is in the best interests of the City. 2. Definitions. Throughout this Ordinance the following terms and expressions as used herein shall have the meanings set forth below: "Blanket Issuer Letter of Representations"means the Blanket Issuer Letter of Representations between the City,the Registrar and DTC. "Bond Purchase Agreement" means the agreement between the City and the Underwriter described in Section 23 of this Ordinance. "Bonds" means the City of Pearland, Texas, Permanent Improvement Refunding Bonds, Taxable Series 2013B authorized in this Ordinance,unless the context clearly indicates otherwise. "Business Day" means any day which is not a Saturday, Sunday, or a day on which the Registrar is authorized by law or executive order to close,or a legal holiday. "City"means the City of Pearland,Texas. "Closing Date"means the date of the initial delivery of and payment for the Bonds. "Code"means the Internal Revenue Code of 1986, as amended. "Comptroller"means the Comptroller of Public Accounts of the State of Texas. "Debt Service Fund"means the debt service fund for payment of the Bonds established by the City in Section 20 of this Ordinance. "DTC"means The Depository Trust Company of New York,New York, or any successor securities depository. "DTC Participant"means brokers and dealers,banks,trust companies,clearing corporations and certain other organizations on whose behalf DTC was created to hold securities to facilitate the clearance and settlement of securities transactions among DTC Participants. "Escrow Agent"means Wells Fargo Bank,N.A. -2- HOU:3325487.2 ORDINANCE NO. 1485 "Escrow Agreement"means the agreement between the City and the Escrow Agent relating to the escrow of funds to pay the Refunded Bonds. "Initial Bond"means the Initial Bond authorized by Section 6(d). "Interest Payment Date", when used in connection with any Current Interest Bond,means shall mean the date(s) determined by a Pricing Officer and set forth in the Officer's Pricing Certificate. "MSRB"means the Municipal Securities Rulemaking Board. "Officer's Pricing Certificate"means a certificate signed by the Mayor,City Manager or the Director of Finance pursuant to Section 5 hereof. "Ordinance"as used herein and in the Bonds means this ordinance authorizing the Bonds. "Owner"means any person who shall be the registered owner of any outstanding Bond. "Pricing Officer"means the Mayor, City Manager or the Director of Finance. "Record Date"means,with respect to the Bonds,the close of business on the last Business Day of the month preceding such Interest Payment Date. "Refunded Bonds"means any of the obligations described on Exhibit A attached hereto and as more specifically described in the Officer's Pricing Certificate. "Register"means the books of registration kept by the Registrar,in which are maintained the names and addresses of, and the principal amounts of the Bonds registered to, each Owner. "Registrar"means Wells Fargo Bank,N.A., and its successors in that capacity. "Report" means the report of Grant Thornton LLP, verifying the accuracy of certain mathematical computations relating to the Bonds and the Refunded Bonds. "Rule"means SEC Rule 15c2-12, as amended from time to time. "SEC"means the United States Securities and Exchange Commission. "Underwriters"means the firms listed in the Officer's Pricing Certificate as the underwriters or initial purchasers of the Bonds. 3. Authorization. The Bonds shall be issued in fully registered form in a maximum principal amount,if certain savings thresholds are achieved,in an amount not to exceed$25,000,000 for the purpose of refunding the Refunded Bonds, under and in strict conformity with the Constitution and laws of the State of Texas, particularly Chapters 1207,Texas Government Code. -3- HOU:3325487.2 ORDINANCE NO. 1485 4. Date,Denomination,Interest Rates,and Maturities. The Bonds shall be designated as "CITY OF PEARLAND, TEXAS, PERMANENT IMPROVEMENT REFUNDING BONDS, TAXABLE SERIES 2013A"and shall be dated the date set forth in the Officer's Pricing Certificate, shall mature on March 1 in each of the years and in the amounts set out in the Officer's Pricing Certificate, shall be subject to prior optional and mandatory redemption on the dates, for the redemption prices and in the amounts set out in the Officer's Pricing Certificate and shall bear interest from their issuance date at the rates set forth in the Officer's Pricing Certificate payable on each March 1 and September 1 commencing on the date set forth in the Officer's Pricing Certificate. The Bonds may be transferred and exchanged as set out in this Ordinance. The Initial Bond shall be numbered I-1 and all other Bonds shall be numbered in sequence beginning with R-1. Bonds delivered on transfer of or in exchange for other Bonds shall be numbered in order of their authentication by the Registrar,shall be in the denomination of$5,000 or integral multiples thereof, and shall mature on the same date and bear interest on the same rate as the Bond or Bonds in lieu of which they are delivered. 5. Selling and Delivering the Bonds. As authorized by Section 1207,Texas Government Code,as amended,the Pricing Officer is hereby authorized to act on behalf of the City in selling and delivering the Bonds and carrying out the other procedures specified in this Ordinance, including without limitation determining the price at which the Bonds will be sold, the issuance date for the Bonds, the form in which the Bonds shall be issued (whether as current interest bonds or as any combination of current interest bonds and compound interest bonds),the years in which the Bonds will mature,the principal amount to mature in each of such years,the rate of interest to be borne by each such maturity, the dates, prices and terms upon and at which the Bonds shall be subject to redemption prior to maturity at the option of the City, as well as any mandatory redemption provisions for the Bonds,and all other matters not expressly provided in this Ordinance,relating to the issuance,sale and delivery of the Bonds,and the refunding of the Refunded Bonds,all of which shall be specified in the Officer's Pricing Certificate; provided that: (i) none of the Bonds shall bear interest at a rate greater than 15%per annum or in excess of the maximum rate allowed by Chapter 1204,Texas Government Code, as amended; (ii) the aggregate principal amounts of the Bonds may not exceed the maximum principal amounts authorized in Section 3 hereof, and the proceeds from the sale of the Bonds,along with any available funds of the City to be used in the refunding,must be sufficient to provide,after all original issue discount and underwriter's discount,amounts necessary to fund the costs and expenses of refunding the Refunded Bonds and the estimated costs of issuance of the Bonds; and (iii) the net present value savings in debt service resulting from the refunding of the Refunded Bonds shall be at least 3% of the principal amount of the Refunded Bonds, as shown by a table of calculations prepared by the City's financial advisor and attached to the Officer's Pricing Certificate. -4- HOU:3325487.2 ORDINANCE NO. 1485 6. Execution of Bonds;Seal. (a)The Bonds shall be signed on behalf of the City by the Mayor and countersigned by the City Secretary, by their manual, lithographed, or facsimile signatures,and the official seal of the City shall be impressed or placed in facsimile thereon. Such facsimile signatures on the Bonds shall have the same effect as if each of the Bonds had been signed manually and in person by each of said Officer's,and such facsimile seal on the Bonds shall have the same effect as if the official seal of the City had been manually impressed upon each of the Bonds. (b) If any officer of the City whose manual or facsimile signature shall appear on the Bonds shall cease to be such officer before the authentication of such Bonds or before the delivery of such Bonds, such manual or facsimile signature shall nevertheless be valid and sufficient for all purposes as if such officer had remained in such office. (c) Except as provided below,no Bond shall be valid or obligatory for any purpose or be entitled to any security or benefit of this Ordinance unless and until there appears thereon the Registrar's Authentication Bond substantially in the form provided herein, duly authenticated by manual execution by an officer or duly authorized signatory of the Registrar. In lieu of the executed Registrar's Authentication Bond described above,the Initial Bond delivered at the Closing Date shall have attached hereto the Comptroller's Registration Certificate substantially in the form provided herein,manually executed by the Comptroller,or by his duly authorized agent,which certificate shall be evidence that the Initial Bond has been duly approved by the Attorney General of the State of Texas and that it is a valid and binding obligation of the City, and has been registered by the Comptroller. (d) On the Closing Date, the Initial Bond, being a single bond representing the entire principal amount of the Bonds, payable in stated installments to the Underwriter or its designee, executed by manual or facsimile signature of the Mayor and City Secretary of the City,approved by the Attorney General,and registered and manually signed by the Comptroller, shall be delivered to the Underwriter or its designee. Upon payment for the Initial Bond, the Registrar shall cancel the Initial Bond and deliver definitive Bonds to DTC. 7. Payment of Principal and Interest. The Registrar is hereby appointed as the paying agent and registrar for the Bonds. The principal of the Bonds shall be payable,without exchange or collection charges, in any coin or currency of the United States of America which, on the date of payment, is legal tender for the payment of debts due the United States of America, upon their presentation and surrender as they respectively become due and payable at the principal payment office of the Registrar in Dallas,Texas. The interest on each Bond shall be payable on each Interest Payment Date,by check mailed by the Registrar on or before the Interest Payment Date to the Owner of record as of the Record Date. If the date for payment of the principal of or interest on any Bond is not a Business Day,then the date for such payment shall be the next succeeding Business Day with the same force and effect as if made on the date payment was originally due. -5- HOU:3325487.2 ORDINANCE NO. 1485 8. Successor Registrars. The City covenants that at all times while any Bonds are outstanding it will provide a commercial bank or trust company, organized under the laws of the United States or any state, and duly qualified and legally authorized to serve as Registrar for the Bonds. The City reserves the right to change the Registrar on not less than 60 days written notice to the Registrar, so long as any such notice is effective not less than 60 days prior to the next succeeding principal or interest payment date on the Bonds. Promptly upon the appointment of any successor Registrar, the previous Registrar shall deliver the Register or copies thereof to the new Registrar,and the new Registrar shall notify each Owner,by United States mail, first class postage prepaid,of such change and of the address of the new Registrar. Each Registrar hereunder,by acting in that capacity, shall be deemed to have agreed to the provisions of this Section. 9. Special Record Date. If interest on any Bond is not paid on any Interest Payment Date and continues unpaid for thirty(30)days thereafter,the Registrar shall establish a new record date for the payment of such interest,to be known as a Special Record Date. The Registrar shall establish a Special Record Date when funds to make such interest payment are received from or on behalf of the City. Such Special Record Date shall be fifteen(15)days prior to the date fixed for payment of such past due interest,and notice of the date of payment and the Special Record Date shall be sent by United States mail,first class,postage prepaid,not later than five(5)days prior to the Special Record Date,to each affected Owner of record as of the close of business on the day prior to the mailing of such notice. 10. Ownership;Unclaimed Principal and Interest. The City,the Registrar and any other person may treat the person in whose name any Bond is registered as the absolute owner of such Bond for the purpose of making and receiving payment of the principal of or interest on such Bond, and for all other purposes, whether or not such Bond is overdue, and neither the City nor the Registrar shall be bound by any notice or knowledge to the contrary. All payments made to the person deemed to be the Owner of any Bond in accordance with this Section shall be valid and effectual and shall discharge the liability of the City and the Registrar upon such Bond to the extent of the sums paid. Amounts held by the Registrar which represent principal of and interest on the Bonds remaining unclaimed by the Owner after the expiration of three years from the date such amounts have become due and payable shall be reported and disposed of by the Registrar in accordance with the applicable provisions of Texas law including, to the extent applicable, Title 6 of the Texas Property Code, as amended. 11. Registration.Transfer,and Exchange. So long as any Bonds remain outstanding,the Registrar shall keep the Register at its principal payment office in Dallas,Texas,and,subject to such reasonable regulations as it may prescribe,the Registrar shall provide for the registration and transfer of Bonds in accordance with the terms of this Ordinance. Each Bond shall be transferable only upon the presentation and surrender thereof at the principal payment office of the Registrar in Dallas, Texas, duly endorsed for transfer, or accompanied by an assignment duly executed by the registered Owner or his authorized representative in form satisfactory to the Registrar. Upon due presentation of any Bond for transfer, -6- HOU:3325487.2 ORDINANCE NO. 1485 the Registrar shall authenticate and deliver in exchange therefor,within three Business Days after such presentation, a new Bond or Bonds registered in the name of the transferee or transferees, in authorized denominations and of the same maturity and aggregate principal amount and bearing interest at the same rate as the Bond or Bonds so presented. All Bonds shall be exchangeable upon presentation and surrender thereof at the principal payment office of the Registrar in Dallas,Texas, for a Bond or Bonds of like maturity and interest rate and in any authorized denomination, in an aggregate amount equal to the unpaid principal amount of the Bond or Bonds presented for exchange. The Registrar shall be and is hereby authorized to authenticate and deliver exchange Bonds in accordance with the provisions of this Section. Each Bond delivered in accordance with this Section shall be entitled to the benefits and security of this Ordinance to the same extent as the Bond or Bonds in lieu of which such Bond is delivered. The City or the Registrar may require the Owner of any Bond to pay a sum sufficient to cover any tax or other governmental charge that may be imposed in connection with the transfer or exchange of such Bond. Any fee or charge of the Registrar for such transfer or exchange shall be paid by the City. 12. Mutilated, Lost, or Stolen Bonds. Upon the presentation and surrender to the Registrar of a mutilated Bond, the Registrar shall authenticate and deliver in exchange therefor a replacement Bond of like maturity, interest rate, and principal amount, bearing a number not contemporaneously outstanding. If any Bond is lost,apparently destroyed,or wrongfully taken,the City,pursuant to the applicable laws of the State of Texas and in the absence of notice or knowledge that such Bond has been acquired by a bona fide purchaser, shall authorize and the Registrar shall authenticate and deliver a replacement Bond of like maturity, interest rate and principal amount, bearing a number not contemporaneously outstanding. The City or the Registrar may require the Owner of a mutilated Bond to pay a sum sufficient to cover any tax or other governmental charge that maybe imposed in connection therewith and any other expenses connected therewith, including the fees and expenses of the Registrar. The City or the Registrar may require the Owner of a lost,apparently destroyed or wrongfully taken Bond,before any replacement Bond is issued, to: (1) furnish to the City and the Registrar satisfactory evidence of the ownership of and the circumstances of the loss, destruction or theft of such Bond; (2) furnish such security or indemnity as may be required by the Registrar and the City to save them harmless; (3) pay all expenses and charges in connection therewith, including, but not limited to,printing costs,legal fees,fees of the Registrar and any tax or other governmental charge that may be imposed; and (4) meet any other reasonable requirements of the City and the Registrar. -7- HOU:3325487.2 ORDINANCE NO. 1485 If,after the delivery of such replacement Bond,a bona fide purchaser of the original Bond in lieu of which such replacement Bond was issued presents for payment such original Bond,the City and the Registrar shall be entitled to recover such replacement Bond from the person to whom it was delivered or any person taking therefrom, except a bona fide purchaser, and shall be entitled to recover upon the security or indemnity provided therefor to the extent of any loss,damage,cost or expense incurred by the City or the Registrar in connection therewith. If any such mutilated,lost,apparently destroyed or wrongfully taken Bond has become or is about to become due and payable, the City in its discretion may, instead of issuing a replacement Bond, authorize the Registrar to pay such Bond. Each replacement Bond delivered in accordance with this Section shall be entitled to the benefits and security of this Ordinance to the same extent as the Bond or Bonds in lieu of which such replacement Bond is delivered. 13. Cancellation of Bonds. All Bonds paid in accordance with this Ordinance, and all Bonds in lieu of which exchange Bonds or replacement Bonds are authenticated and delivered in accordance herewith,shall be canceled and destroyed upon the making of proper records regarding such payment. The Registrar shall furnish the City with appropriate certificates of destruction of such Bonds. 14. Book-Entry Only System. (a)The Initial Bond shall be registered in the name of the Underwriters. Except as provided in Section 15 hereof, all other Bonds shall be registered in the name of Cede& Co., as nominee of DTC. (b) With respect to Bonds registered in the name of Cede&Co.,as nominee of DTC,the City and the Registrar shall have no responsibility or obligation to any DTC Participant or to any person on behalf of whom such DTC Participant holds an interest in the Bonds,except as provided in this Ordinance. Without limiting the immediately preceding sentence, the City and the Registrar shall have no responsibility or obligation with respect to (i)the accuracy of the records of DTC, Cede& Co. or any DTC Participant with respect to any ownership interest in the Bonds, (ii)the delivery to any DTC Participant or any other person,other than an Owner,as shown on the Register, of any notice with respect to the Bonds, including any notice of redemption,or(iii) the payment to any DTC Participant or any other person, other than an Owner, as shown on the Register, of any amount with respect to principal of,premium,if any,or interest on the Bonds. Notwithstanding any other provision of this Ordinance to the contrary,the City and the Registrar shall be entitled to treat and consider the person in whose name each Bond is registered in the Register as the absolute Owner of such Bond for the purpose of payment of principal of and interest on the Bonds,for the purpose of giving notices of redemption and other matters with respect to such Bond, for the purpose of registering transfer with respect to such Bond,and for all other purposes whatsoever. The Registrar shall pay all principal of,premium,if any,and interest on the Bonds only to or upon the order of the respective Owners, as shown in the Register as provided in this Ordinance, or their respective attorneys duly authorized in writing, and all such payments shall be valid and effective to fully satisfy and discharge the City's obligations with respect to payments of principal,premium,if any, -8- HOU:3325487.2 ORDINANCE NO. 1485 and interest on the Bonds to the extent of the sum or sums so paid. No person other than an Owner, as shown in the Register, shall receive a Bond certificate evidencing the obligation of the City to make payments of amounts due pursuant to this Ordinance. Upon delivery by DTC to the Registrar of written notice to the effect that DTC has determined to substitute a new nominee in place of Cede& Co., and subject to the provisions of this Ordinance with respect to interest checks being mailed to the Owner of record as of the Record Date, the phrase"Cede& Co." in this Ordinance shall refer to such new nominee of DTC. 15. Successor Securities Depository;Transfer Outside Book-Entry Only System. In the event that the City in its sole discretion,determines that the beneficial owners of the Bonds be able to obtain certificated Bonds,or in the event DTC discontinues the services described herein,the City shall(i) appoint a successor securities depository,qualified to act as such under Section 17(a)of the Securities and Exchange Act of 1934,as amended,notify DTC and DTC Participants,as identified by DTC,of the appointment of such successor securities depository and transfer one or more separate Bonds to such successor securities depository or(ii) notify DTC and DTC Participants,as identified by DTC,of the availability through DTC of Bonds and transfer one or more separate Bonds to DTC Participants having Bonds credited to their DTC accounts,as identified by DTC. In such event,the Bonds shall no longer be restricted to being registered in the Register in the name of Cede&Co.,as nominee of DTC, but may be registered in the name of the successor securities depository, or its nominee,or in whatever name or names Owners transferring or exchanging Bonds shall designate,in accordance with the provisions of this Ordinance. 16. Payments to Cede&Co. Notwithstanding any other provision of this Ordinance to the contrary,so long as any Bonds are registered in the name of Cede&Co.,as nominee of DTC,all payments with respect to principal of,premium, if any, and interest on such Bonds,and all notices with respect to such Bonds, shall be made and given, respectively, in the manner provided in the Blanket Letter of Representations. 17. Optional and/or Mandatory Redemption; Defeasance. The Bonds are subject to optional and/or mandatory redemption as set forth in the Form of Bond in this Ordinance and in the Officer's Pricing Certificate. Principal amounts maybe redeemed only in integral multiples of$5,000. If a Bond subject to redemption is in a denomination larger than$5,000, a portion of such Bond may be redeemed,but only in integral multiples of $5,000. Upon surrender of any Bond for redemption in part, the Registrar,in accordance with Section 11 hereof,shall authenticate and deliver in exchange therefor a Bond or Bonds of like maturity and interest rate in an aggregate principal amount equal to the unredeemed portion of the Bond so surrendered. Notice of any redemption identifying the Bonds to be redeemed in whole or in part shall be given by the Registrar at least thirty days prior to the date fixed for redemption by sending written notice by first class mail to the Owner of each Bond to be redeemed in whole or in part at the address shown on the Register. Such notices shall state the redemption date,the redemption price,the place at which Bonds are to be surrendered for payment and, if less than all Bonds outstanding of a particular maturity are to be redeemed,the numbers of the Bonds or portions thereof of such maturity -9- HOU:3325487.2 ORDINANCE NO. 1485 to be redeemed. Any notice given as provided in this Section shall be conclusively presumed to have been duly given,whether or not the Owner receives such notice. By the date fixed for redemption, due provision shall be made with the Registrar for payment of the redemption price of the Bonds or portions thereof to be redeemed,plus accrued interest to the date fixed for redemption. When Bonds have been called for redemption in whole or in part and due provision has been made to redeem same as herein provided, the Bonds or portions thereof so redeemed shall no longer be regarded as outstanding except for the purpose of receiving payment solely from the funds so provided for redemption,and the rights of the Owners to collect interest which would otherwise accrue after the redemption date on any Bond or portion thereof called for redemption shall terminate on the date fixed for redemption. The Bonds may be discharged, defeased, redeemed or refunded in any manner now or hereafter permitted by law. 18. Forms. The form of the Bond, including the form of Registration Certificate of the Comptroller,which shall be attached or affixed to the Initial Bond,the form of Assignment and the form of the Registrar's Authentication Certificate, shall be, respectively, substantially as follows, with such additions,deletions and variations as may be necessary to conform to the terms specified in the Officer's Pricing Certificate: -10- HOU:3325487.2 ORDINANCE NO. 1485 (a) Form of Bond. UNITED STATES OF AMERICA STATE OF TEXAS COUNTIES OF BRAZORIA AND HARRIS REGISTERED REGISTERED NUMBER DENOMINATION $ CITY OF PEARLAND, TEXAS PERMANENT IMPROVEMENT REFUNDING BOND TAXABLE SERIES 2013B INTEREST RATE: MATURITY DATE: ISSUE DATE: CUSIP: March 1, 20_ I REGISTERED OWNER: PRINCIPAL AMOUNT: DOLLARS The City of Pearland,Texas(the"City")promises to pay to the registered owner identified above,or registered assigns,on the maturity date specified above,upon presentation and surrender of this Bond at the principal payment office of Wells Fargo Bank, N.A., in Dallas, Texas (the "Registrar"), the principal amount identified above,payable in any coin or currency of the United States of America which on the date of payment is legal tender for the payment of debts due the United States of America,and to pay interest thereon at the rate shown above,calculated on the basis of a 360-day year of twelve 30-day months,from 1 ,or the most recent interest payment date to which interest has been paid or duly provided for. Interest on this Bond is payable by check on March 1 and September 1 beginning on 1 ,mailed to the registered owner of record as of the close of business on the 15th day of the month preceding each interest payment date. THIS BOND is one of a duly authorized issue of Bonds, aggregating $ I (the "Bonds"),issued for the purpose of refunding a portion of the City's outstanding obligations,under and in strict conformity with the Constitution and laws of the State of Texas, particularly Chapter 1207, Texas Government Code, as amended, and pursuant to an ordinance adopted by the City Council (the"Ordinance"), which Ordinance is of record in the official minutes of the City. l Insert from Officers Pricing Certificate. -11- HOU:3325487.2 ORDINANCE NO. 1485 THE CITY RESERVES THE RIGHT,at its option,to redeem Bonds maturing on and after March 1, 20 2,in whole or from time to time in part, in integral multiples of$5,000,on March 1, 20 3 , or any date thereafter at par plus accrued interest on the principal amounts called for redemption to the date fixed for redemption. If less than all the Bonds are to be redeemed,the City shall select the Bonds to be redeemed. [If applicable,mandatory redemption language] NOTICE OF ANY REDEMPTION shall be given by the Registrar at least thirty(30)days prior to the date fixed for redemption by first class mail,addressed to the registered owners of each Bond to be redeemed in whole or in part at the address shown on the books of registration kept by the Registrar. When Bonds or portions thereof have been called for redemption,and due provision has been made to redeem the same,the principal amounts so redeemed shall be payable solely from the funds provided for redemption,and interest which would otherwise accrue on the amounts called for redemption shall terminate on the date fixed for redemption. THIS BOND IS TRANSFERABLE only upon presentation and surrender at the principal payment office of the Registrar in Dallas,Texas, duly endorsed for transfer or accompanied by an assignment duly executed by the registered owner or his authorized representative, subject to the terms and conditions of the Ordinance. THE BONDS ARE EXCHANGEABLE at the principal payment office of the Registrar in Dallas,Texas,for Bonds in the principal amount of$5,000 or any integral multiple thereof,subject to the terms and conditions of the Ordinance. THIS BOND shall not be valid or obligatory for any purpose or be entitled to any benefit under the Ordinance unless this Bond is either(i)registered by the Comptroller of Public Accounts of the State of Texas by registration certificate attached or affixed hereto or(ii) authenticated by the Registrar by due execution of the authentication certificate endorsed hereon. THE REGISTERED OWNER of this Bond,by acceptance hereof,acknowledges and agrees to be bound by all the terms and conditions of the Ordinance. THE CITY has covenanted in the Ordinance that it will at all times provide a legally qualified registrar for the Bonds and will cause notice of any change of registrar to be mailed to each registered owner. 2 Insert from Officers Pricing Certificate. 3 Insert from Officers Pricing Certificate. -12- HOU:3325487.2 ORDINANCE NO. 1485 IT IS HEREBY certified, recited and covenanted that this Bond has been duly and validly issued and delivered;that all acts,conditions and things required or proper to be performed,to exist and to be done precedent to or in the issuance and delivery of this Bond have been performed,exist and have been done in accordance with law; and that annual ad valorem taxes, within the limits prescribed by law,sufficient to provide for the payment of the interest on and principal of this Bond, as such interest comes due and such principal matures, have been levied and ordered to be levied against all taxable property in the City, and have been pledged irrevocably for such payment. IN WITNESS WHEREOF,this Bond has been signed with the manual or facsimile signature of the Mayor and countersigned with the manual or facsimile signature of the City Secretary,and the official seal of the City has been duly impressed, or placed in facsimile, on this Bond. (AUTHENTICATION (SEAL) CITY F EMLAND,TEXAS CERTIFICATE) j41 f Greg Hill Mayor Pro-Tern Young Lorfing City Secretary (b) Form of Registration Certificate of Comptroller of Public Accounts. COMPTROLLER'S REGISTRATION CERTIFICATE: REGISTER NO. I hereby certify that this Bond has been examined, certified as to validity, and approved by the Attorney General of the State of Texas,and that this Bond has been registered by the Comptroller of Public Accounts of the State of Texas. WITNESS MY SIGNATURE AND SEAL this Comptroller of Public Accounts of the State of Texas (SEAL) -13- HOU:3325487.2 ORDINANCE NO. 1485 (c) Form of Registrar's Authentication Certificate. AUTHENTICATION CERTIFICATE It is hereby certified that this Bond has been delivered pursuant to the Bond Ordinance described in the text of this Bond. Wells Fargo Bank,N.A. As Paying Agent/Registrar By Authorized Signature Date of Authentication (d) Form of Assignment. ASSIGNMENT For value received, the undersigned hereby sells, assigns, and transfers unto (Please print or type name, address, and zip code of Transferee) (Please insert Social Security or Taxpayer Identification Number of Transferee) the within Bond and all rights thereunder, and hereby irrevocably constitutes and appoints attorney to transfer said Bond on the books kept for registration thereof, with full power of substitution in the premises. DATED: Signature Guaranteed: Registered Owner NOTICE: The signature above must correspond to the name of the registered owner as shown on the face of this Bond in NOTICE: Signature must be guaranteed every particular,without any alteration, by a member firm of the New York Stock enlargement or change whatsoever. Exchange or a commercial bank or trust company. (e) The Initial Bond shall be in the form set forth in paragraphs (a), (b) and (d) of this Section, except for the following alterations: -14- HOU:3325487.2 ORDINANCE NO. 1485 (i) immediately under the name of the Bond,the headings"INTEREST RATE" and "MATURITY DATE" shall both be completed with the words "As Shown Below" and the word"CUSIP"deleted; (ii) in the first paragraph of the Bond, the words "on the maturity date specified above" and "at the rate shown above" shall be deleted and the following shall be inserted at the end of the first sentence "..., with such principal to be paid in installments on March 1 in each of the years and in the principal amounts identified in the following schedule and with such installments bearing interest at the per annum rates set forth in the following schedule: [Information to be inserted from the Officer's Pricing Certificate] (iii) the Initial Bond shall be numbered I-1. 19. CUSIP Numbers. CUSIP Numbers may be printed on the Bonds, but errors or omissions in the printing of such numbers shall have no effect on the validity of the Bonds. 20. Debt Service Fund;Tax Levy. There is hereby established a separate fund of the City to be known as the City of Pearland, Texas, Permanent Improvement Refunding Bonds, Taxable Series 2013B Debt Service Fund(the"Debt Service Fund"),which shall be kept separate and apart from all other funds of the City. The proceeds from all taxes levied,assessed and collected for and on account of the Bonds authorized by this Ordinance shall be deposited, as collected, in the Debt Service Fund. While the Bonds or any part of the principal thereof or interest thereon remain outstanding and unpaid,there is hereby levied and there shall be annually assessed and collected in due time, form and manner, and at the same time as other City taxes are assessed, levied and collected, in each year, a continuing direct annual ad valorem tax, within the limits prescribed by law,upon all taxable property in the City, sufficient to pay the current interest on the Bonds as the same becomes due and to provide and maintain a debt service fund of not less than two percent of the principal amount of the Bonds or the amount required to pay each installment of principal of the Bonds as the same matures,whichever is greater,full allowance being made for delinquencies and costs of collection, and said taxes are hereby irrevocably pledged to the payment of the interest on and principal of the Bonds and to no other purpose. To pay the debt service coming due on the Bonds prior to receipt of the taxes levied to pay such debt service, there is hereby appropriated from current funds on hand, which are hereby certified to be on hand and available for such purpose,an amount sufficient to pay such debt service, and such amount shall be used for no other purpose. 21. Application of Chapter 1208,Government Code. Chapter 1208,Government Code, applies to the issuance of the Bonds and the pledge of the taxes granted by the City under Section 20 of this Ordinance, and such pledge is therefore valid, effective and perfected. If Texas law is amended at any time while the Bonds are outstanding an unpaid such that the pledge of the taxes granted by the City under Section 20 of this Ordinance is to be subject to the filing requirements of -15- HOU:3325487.2 ORDINANCE NO. 1485 Chapter 9, Business & Commerce Code, then in order to preserve to the registered owners of the Bonds the perfection of the security interest in said pledge,the City agrees to take such measures as it determines are reasonable and necessary under Texas law to comply with the applicable provisions of Chapter 9,Business&Commerce Code and enable a filing to perfect the security interest in said pledge to occur. 22. Further Proceedings. After the Initial Bond has been executed,it shall be the duty of the Mayor and other appropriate officials and agents of the City to deliver the Initial Bond and all pertinent records and proceedings to the Attorney General of the State of Texas,for examination and approval. After the Initial Bond has been approved by the Attorney General,it shall be delivered to the Comptroller for registration. Upon registration of the Initial Bond, the Comptroller (or the Comptroller's bond clerk or an assistant bond clerk lawfully designated in writing to act for the Comptroller)shall manually sign the Comptroller's Registration Certificate prescribed herein and the seal of said Comptroller shall be impressed, or placed in facsimile, thereon. 23. Sale: Bond Purchase Agreement. The Bonds shall be sold and delivered to the Underwriter at a price to be set forth in the Officer's Pricing Certificate,plus accrued interest to the date of delivery,in accordance with the terms of a Bond Purchase Agreement,the form of which is hereby approved by the City Council, subject to completion in accordance with the terms of the Officer's Pricing Certificate. The Pricing Officer is hereby authorized and directed to execute the Bond Purchase Agreement on behalf of the City,and the Mayor,City Manager,Director of Finance and all other officers, agents and representatives of the City are hereby authorized to do any and all things necessary or desirable to satisfy the conditions set out therein and to provide for the issuance and delivery of the Bonds. In the event the Bond Purchase Agreement shall not be executed by the one year anniversary of the date of this Ordinance (the "Expiration Date"), the delegation to the Pricing Officer pursuant to this Ordinance shall cease to be effective unless the City shall act to extend such delegation. Bonds sold pursuant to a Bond Purchase Agreement executed on or before the Expiration Date may be delivered after such date. 24. Reserved. 25. Use of Proceeds. Proceeds from the sale of the Bonds shall,promptly upon receipt by the City,be applied as follows: (a) Accrued interest in the amount of$ 4 and,if necessary,net premium on the Bonds in the amount of$ 5 , shall be deposited into the Debt Service Fund. (b) Premium in the amount of$ 6 shall be used to pay the underwriter's discount. Insert from Officer's Pricing Certificate. 5 Insert from Officer's Pricing Certificate. 6 Insert from Officer's Pricing Certificate. -16- HOU:3325487.2 ORDINANCE NO. 1485 (c) Net premium in the amount of$ 7 shall be used to pay the costs of issuance. (d) The remaining proceeds from the sale of the Bonds, together with other available funds of the City,if any, (in the amount of$ 8 ),shall be applied to establish an escrow fund to refund the Refunded Bonds or deposit with the paying agent for the Refunded Bonds, as more fully provided in Section 26 below, and, to the extent not otherwise provided for, to pay all expenses arising in connection with the issuance of the Bonds, the establishment of such escrow fund and the refunding of the Refunded Bonds. (e) Any proceeds of the Bonds remaining after making all such deposits and payments shall be deposited into the Debt Service Fund. 26. Escrow Agreement/Deposit with Paying Agent for Refunding Bonds.The discharge and defeasance of the Refunded Bonds shall be effectuated pursuant to the terms and provisions of an Escrow Agreement to be entered into by and between the City and the Escrow Agent or pursuant to a deposit of funds with the paying agent for the Refunded Bonds.The terms and provisions of the Escrow Agreement, if needed, are hereby approved, subject to such insertions, additions and modifications as shall be necessary (a) to carry out the program designed for the City by the Underwriter, which, if required, shall be certified as to mathematical accuracy by Grant Thornton LLP, (b) to minimize the City's costs of refunding, (c) to comply with all applicable laws and regulations relating to the refunding of the Refunded Bonds and(d)to carry out the other intents and purposes of this Ordinance and comply with the terms of the Officer's Pricing Certificate; and the Mayor or Mayor Pro Tem is hereby authorized to execute and deliver such Escrow Agreement on behalf of the City in multiple counterparts and the City Secretary or an Assistant City Secretary is hereby authorized to attest thereto and affix the City's seal. 27. Redemption of Refunded Bonds. The City has irrevocably exercised its option to call the bonds of the City for redemption prior to maturity on the dates and at the prices shown on Exhibit B to the Officer's Pricing Certificate, and authorized and directed notice of such redemption to be given in accordance with the ordinances authorizing the issuance of such bonds. 28. Purchase of Escrowed Securities. If an Escrow Agreement is utilized,to assure the purchase of the Escrowed Securities referred to in the Escrow Agreement, if required, the Pricing Officer is hereby authorized to subscribe for,agree to purchase,and purchase obligations which are authorized investments for escrow accounts pursuant to Section 1207.062,Texas Government Code, in such amounts and maturities and bearing interest at such rates as may be provided for in the Report, and to execute any and all subscriptions, purchase agreements, commitments, letters of authorization and other documents necessary to effectuate the foregoing,and any actions heretofore 'Insert from Officer's Pricing Certificate. 8 Insert from Officers Pricing Certificate. -17- HOU:3325487.2 ORDINANCE NO. 1485 taken for such purpose are hereby ratified and approved. 29. Continuing Disclosure Undertaking. (a) Annual Reports. The City will provide certain updated financial information and operating data to the MSRB annually in an electronic format as prescribed by the MSRB and available via the Electronic Municipal Market Access ("EMMA")system at www.emma.msrb.org. The information to be updated includes all quantitative financial information and operating data with respect to the City of the general type included in the final Official Statement authorized by Section 31 of this Ordinance under the headings "INVESTMENT AUTHORITY AND INVESTMENT OBJECTIVES OF THE CITY - Current Investments," "CITY TAX DEBT," "TAX DATA" (except under the subheading "Estimated Overlapping Taxes"),"SELECTED FINANCIAL DATA,"and in APPENDIX`B." The City will update and provide this information within six months after the end of each fiscal year. If the City changes its fiscal year,it will submit a notice of such change to the MSRB,and the date of the new fiscal year end prior to the next date by which the City otherwise would be required to provide financial information and operating data pursuant to this Section. The financial information and operating data to be provided may be set forth in full in one or more documents or may be included by specific reference to any document available to the public on the MSRB's Internet Web site or filed with the SEC, as permitted by the SEC Rule. The updated information will include audited financial statements, if the City commissions an audit and it is completed by the required time. If audited financial statements are not available by the required time,the City will provide unaudited financial statements by the required time and audited financial statements when and if such audited statements become available. Any such financial statements will be prepared in accordance with the accounting principals described in APPENDIX B or such other accounting principals as the City may require to employ from time to time pursuant to State law or regulation. (b) Material Event Notices. The City shall notify the MSRB in an electronic format prescribed by the MSRB,in a timely manner(not in excess of ten(10)days after the occurrence of the event), of any of the following events with respect to the Bonds: (i) Principal and interest payment delinquencies; (ii) Non-payment related defaults, if material; (iii) Unscheduled draws on debt service reserves reflecting financial difficulties; (iv) Unscheduled draws on credit enhancements reflecting financial difficulties; (v) Substitution of credit or liquidity providers or their failure to perform; (vi) Adverse tax opinions,the issuance by the Internal Revenue Service of proposed or final determinations of taxability, Notices of Proposed Issue (IRS Form 5701-TEB) or other material notices or determinations with respect to the tax status of the Bonds, or other material events affecting the tax status of the Bonds; (vii) Modifications to rights of holders of the Bonds, if material; (viii) Bond calls, if material, and tender offers; -18- HOU:3325487.2 ORDINANCE NO. 1485 (ix) Defeasances; (x) Release, substitution, or sale of property securing repayment of the Bonds, if material; (xi) Rating changes; (xii) Bankruptcy, insolvency,receivership or similar event of the City; (xiii) The consummation of a merger, consolidation, or acquisition involving the City or the sale of all or substantially all of the assets of the City, other than in the ordinary course of business, the entry into a definitive agreement to undertake such an action or the termination of a definitive agreement relating to any such actions, other than pursuant to its terms, if material; and (xiv) Appointment of a successor Paying Agent/Registrar or change in the name of the Paying Agent/Registrar, if material. For the purposes, any event described in the immediate proceeding paragraph (12) is considered to occur when any of the following occur: the appointment of a receiver,fiscal agent or similar officer for the City in a proceeding Under States Bankruptcy Code or any other proceeding under state or federal law in which a court or governmental authority has assumed jurisdiction over substantially all of the assets or business of the City, or if such jurisdiction has been assumed by leaving the existing governing body and officials or officers in possession but subject to the supervision and orders of a court or governmental authority,or the entry of order confirming a plan of reorganization, arrangement or liquidation by a court or governmental authority having supervision or jurisdiction over substantially all of the assets or business of the City. The City shall notify the MSRB, in a timely manner, of any failure by the City to provide financial information or operating data in accordance this Section by the time required by such Section. (c) Limitations,Disclaimers,and Amendments. The City shall be obligated to observe and perform the covenants specified in this Section for so long as,but only for so long as, the City remains an"obligated person"with respect to the Bonds within the meaning of the Rule,except that the City in any event will give notice of any deposit made in accordance with Texas law that causes Bonds no longer to be outstanding. The provisions of this Section are for the sole benefit of the holders and the beneficial owners of the Bonds,and nothing in this Section, express or implied, shall give any benefit or any legal or equitable right,remedy,or claim hereunder to any other person. The City undertakes to provide only the financial information, operating data, financial statements, and notices which it has expressly agreed to provide pursuant to this Section and does not hereby undertake to provide any other information that may be relevant or material to a complete presentation of the City's financial results, condition,or prospects or hereby undertake to update any information provided in accordance with this Section or otherwise, except as expressly provided herein. The City does not make any representation or warranty concerning such information or its usefulness to a decision to invest in or sell Bonds at any future date. -1 9- HOU:3325487.2 ORDINANCE NO. 1485 UNDER NO CIRCUMSTANCES SHALL THE CITY BE LIABLE TO THE HOLDER OR BENEFICIAL OWNER OF ANY BOND OR ANY OTHER PERSON,IN CONTRACT OR TORT, FOR DAMAGES RESULTING IN WHOLE OR IN PART FROM ANY BREACH BY THE CITY, WHETHER NEGLIGENT OR WITHOUT FAULT ON ITS PART, OF ANY COVENANT SPECIFIED IN THIS SECTION,BUT EVERY RIGHT AND REMEDY OF ANY SUCH PERSON, IN CONTRACT OR TORT, FOR OR ON ACCOUNT OF ANY SUCH BREACH SHALL BE UNLIMITED TO AN ACTION FOR MANDAMUS OR SPECIFIC PERFORMANCE. No default by the City in observing or performing its obligations under this Section shall comprise a breach of or default under this Order for purposes of any other provision of this Order. Nothing in this Section is intended or shall act to disclaim, waive, or otherwise limit the duties of the City under federal and state securities laws. The provisions of this Section may be amended by the City from time to time to adapt to changed circumstances that arise from a change in legal requirements,a change in law,or a change in the identity,nature,or status or type of principal payment of the City,if(1)the agreement,as so amended, would have permitted an underwriter to purchase or sell Bonds in the initial primary offering in compliance with the Rule,taking into account any amendments or interpretations of the Rule to the date of such amendment, as well as such changed circumstances, and(2) either(a)the holders of a majority in aggregate amount of the outstanding Bonds consent to such amendment or (b)a person unaffiliated with the City(such as nationally recognized bond counsel)determines that the amendment will not materially impair the interests of the holders and beneficial owners of the Bonds. The City may also amend or repeal the provisions of this continuing disclosure agreement if the SEC amends or repeals the applicable provisions of the Rule or a court of final jurisdiction enters judgment that such provisions of the Rule are invalid,but only if and to the extent that the provisions of this sentence would not prevent an underwriter from lawfully purchasing or selling Bonds in the primary offering of the Bonds. If any such amendment is made, the City will include in its next annual update an explanation in narrative form of the reasons for the change and its impact on the type of operating data or financial information being provided. 30. Related Matters. To satisfy in a timely manner all of the City's obligations under this Ordinance, the Bond Purchase Agreement, and the Escrow Agreement, the Mayor or Mayor Pro Tern,the City Secretary or an Assistant City Secretary,the City Manager, and all other appropriate officers and agents of the City are hereby authorized and directed to take all other actions that are reasonably necessary to provide for the refunding of the Refunded Bonds, including, without limitation,executing and delivering on behalf of the City all certificates,consents,receipts,requests, and other documents as may be reasonably necessary to satisfy the City's obligations under the Escrow Agreement,the Bond Purchase Agreement,and this Ordinance and to direct the application of funds of the City consistent with the provisions of the Escrow Agreement and this Ordinance. 31. Power to Revise Form of Documents. Notwithstanding any other provision of this the Pricing Officer is hereby authorized to make or approve such revisions, additions, deletions, and variations to this Ordinance and in the form of the documents attached hereto as exhibits as,in the judgment of the Pricing Officer,and in the opinion of Bond Counsel to the City,may be necessary or convenient to carry out or assist in carrying out the purposes of this Ordinance, the Preliminary -20- HOU:3325487.2 ORDINANCE NO. 1485 Official Statement,the final Official Statement,or as may be required for approval of the Bonds by the Attorney General of Texas;provided,however,that any changes to such documents resulting in substantive amendments to the terms and conditions of the Bonds or such documents shall be subject to the prior approval of the Board. 32. Amendments. The City may amend this Ordinance without the consent of or notice to any Owner in any manner not detrimental to the interests of the Owners,including the curing of any ambiguity, inconsistency, or formal defect or omission therein. In addition,the City may with the written consent of the holders of a majority of the aggregate principal amount of the Bonds then outstanding affected thereby, amend, add to, or rescind any of the provisions of the Ordinance; except that,without the consent of the Owners of the Bonds affected,no such amendment,addition or rescission may(i)make any change in the maturity of any of the outstanding Bonds;(ii)reduce the rate of interest borne by any of the outstanding Bonds;(iii)reduce the amount of the principal of or redemption premium,if any,payable on any outstanding Bonds;(iv)modify the terms of payment of principal or of interest or redemption premium on outstanding Bonds or any of them or impose any condition with respect to such payment; or (v) change the minimum percentage of the principal amount of the Bonds necessary for consent to such amendment. 33. Official Statement. The City Council hereby approves the form and content of the Preliminary Official Statement prepared for the initial offering and sale of the Bonds and hereby authorizes the preparation of a final Official Statement reflecting the terms of the Bond Purchase Agreement and other relevant matters. The use of such Official Statement in the reoffering of the Bonds by the Underwriter is hereby approved and authorized. 34. Registrar. The form of agreement setting forth the duties of the Registrar is hereby approved,and the appropriate officials of the City are hereby authorized to execute such agreement for and on behalf of the City. 35. No Personal Liability. No recourse shall be had for payment of the principal of or interest on any Bonds or for any claim based thereon, or on this Ordinance, against any official or employee of the City or any person executing any Bonds. 36. Open Meeting. The meeting at which this Ordinance is adopted was open to the public,and public notice of the time,place and purpose of said meeting was given,all as required by. the Texas Open Meetings Act;and such notice as given is hereby authorized,approved,adopted and ratified. -21- HOU:3325487.2 ORDINANCE NO. 1485 PASSED AND APPROVED ON FIRST READ THIS 24th DAY OF JUNE,A.D.2013. 1I Greg Hill Mayor Pro-Tern City of Pearland, Texas ATTEST: •.',Q�ARL,gNo'-.; Yoe. Lorfin:� I / _+-; No,— °t_ Ci ecreta td:., '\ City of Pearland, Texas ,,, (SEAL) PASSED AND APPROVED ON SECOND AND FINAL READING THIS 8th DAY OF JULY, A.D. 2013. c=::::41-11./S154....Q TOM REID Mayor City of Pearland, Texas ATTEST: / soy ` �=: ~ jngLo/ P y Sec - .ry ...... ity of Pearland, Texas ,„,,,N.,"v°' 11 (SEAL) -22- HOU:3325487.2 ORDINANCE NO. 1485 EXHIBIT A ALL THE CITY'S OUTSTANDING OBLIGATIONS Permanent Improvement Bonds, Series 2002 Certificates of Obligation, Series 2003 Permanent Improvement Bonds, Series 2003 Water and Sewer System Revenue Bonds, Series 2003 Certificates of Obligation, Series 2004 Permanent Improvement and Refunding Bonds, Series 2005 Permanent Improvement and Refunding Bonds, Series 2006 Certificates of Obligation, Series 2006 Certificates of Obligation, Series 2007 Waterworks and Sewer System Combined Unlimited Tax and Revenue Bonds, Series 2007 Permanent Improvement Bonds, Series 2007 Certificates of Obligation, Series 2008 Permanent Improvement Bonds, Series 2008 Certificates of Obligation, Series 2009 Permanent Improvement and Refunding Bonds, Series 2009 Certificates of Obligation, Series 2009A Permanent Improvement Bonds, Series 2010A Permanent Improvement Refunding Bonds, Series 2010B Certificates of Obligation, Series 2011 Permanent Improvement Bonds, Series 2011 Permanent Improvement Refunding Bonds, Series 2012 -23- HOU:3325487.2