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R-2013-107-2013-07-08RESOLUTION NO. R2013-107 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF PEARLAND, TEXAS, AMENDING THE CITY'S EMPLOYEE HANDBOOK. BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF PEARLAND, TEXAS: Section 1. That the City Council hereby amends the City's Employee Handbook in accordance with Exhibit "A" attached hereto. PASSED, APPROVED, AND ADOPTED this 8th day of July, A.D., 2013. ATTEST: Y,UNG .'CSI F1 NG, T, SE ; ETARY APPROVED AS TO FORM: . DARRIN M. COKER CITY ATTORNEY 4{12 TOM REID MAYOR EXHIBIT "A" Resolution No. 2013-107 TABLE OF CONTENTS CHAPTER 1 - GENERAL PROVISIONS • PURPOSE SECTION 1.00 • AUTHORITY SECTION 1.01 • SCOPE SECTION 1.02 • AMENDMENTS SECTION 1.03 • CORE BELIEFS SECTION 1.04 • DEFINITIONS SECTION 1.05 • EMPLOYMENT AT WILL SECTION 1.05 • DISCLAIMER SECTION 1.07 CHAPTER 2 - EMPLOYMENT • EQUAL EMPLOYMENT OPPORTUNITY SECTION 2.00 • CLASSIFICATION PROCESS SECTION 2.01 • RECRUITMENT SECTION 2.02 • WORKING AGE SECTION 2.03 • APPLICANT DISQUALIFICATION SECTION 2.04 • NEPOTISM . SECTION 2.05 • PROBATIONARY PERIOD SECTION 2.06 i • HEALTH AND FITNESS (FIT FOR DUTY; HPE) SECTION 2.07 • TRANSFERS/PROMOTIONS SECTION 2.08 • OFF DUTY EMPLOYMENT SECTION 2.09 • PERFORMANCE EVALUATIONS SECTION 2.10 • SEPARATION OF EMPLOYMENT SECTION 2.11 o VOLUNTARY o INVOLUNTARY o REDUCTION IN FORCE • RE-EMPLOYMENT SECTION 2.12 • APPEAL/COMPLAINT PROCESS SECTION 2.13 CHAPTER 3 - CONDUCT • GUIDELINES FOR EMPLOYEE CONDUCT SECTION 3.00 • ETHICS SECTION 3.01 • PERSONAL APPEARANCE SECTION 3.02 • ATTENDANCE AND PUNCTUALITY SECTION 3.03 • TECHNOLOGY USE SECTION 3.04 • MEDIA RELATIONS . SECTION 3.05 • TRAVEL AND MEETINGS SECTION 3.06 • USE OF CITY VEHICLES/EQUIPMENT SECTION 3.07 • POLITICAL ACTIVITY SECTION 3.08 • INCLEMENT WEATHER/EMERGENCIES GENERAL POLICIES SECTION 3.09 • USE OF TOBACCO PRODUCTS SECTION 3.10 • SEXUAL HARASSMENT AND NON-DISCRIMINATION SECTION 3.11 • WORKPLACE VIOLENCE SECTION 3.12 11 • DRUG AND ALCOHOL POLICY SECTION 3.13A • DRUG AND ALCOHOL POLICY (DOT) SECTION 3.13B • POSSESSION OF DANGEROUS WEAPONS SECTION 3.14 • EMPLOYEE ARREST SECTION 3.15 • POSITIVE DISCIPLINE SECTION 3.16 CHAPTER 4 - SALARY ADMINISTRATION • WORK WEEK SCHEDULES SECTION 4.00 • HOURS OF OPERATION SECTION 4.01 • EMERGENCY -INCLEMENT WEATHER PAY SECTION 4.02 • ON-CALL AND CALL BACK SECTION 4.03 • METHODS OF PAY SECTION 4.04 • OVERTIME/COMPENSATORY TIME SECTION 4.05 • SPECIAL -CERTIFICATION PAY SECTION 4.06 • INTERIM -STEP-UP PAY SECTION 4.07 • RAISES SECTION 4.08 • CLASSIFICATIONS -PAY SECTION 4.09 CHAPTER 5 - BENEFITS • LONGEVITY SECTION 5.00 • HOLIDAYS SECTION 5.01 • VACATION SECTION 5.02 • SICK LEAVE SECTION 5.03 111 • COURT APPEARANCES SECTION 5.04 • AMERICANS WITH DISABILITIES ACT (ADAAA) SECTION 5.05 • FAMILY MEDICAL LEAVE (FML) SECTION 5.06 • CATASTROPHIC LEAVE SECTION 5.07 • MILITARY LEAVE SECTION 5.08 • BEREAVEMENT LEAVE SECTION 5.09 • GROUP HEALTH -LIFE AND OTHER BENEFITS SECTION 5.10 • EMPLOYEE EDUCATION ASSISTANCE SECTION 5.11 CHAPTER 6 - RISK MANAGEMENT • MOTOR VEHICLE ACCIDENTS SECTION 6.00 • ON THE JOB INJURY -WORKERS COMPENSATION SECTION 6.01 • DRIVING RECORD CHECKS SECTION 6.02 • GENERAL SAFETY POLICIES SECTION 6.03 iv CITY OF PEARLAND EMPLOYEE MANUAL Chapter 1 - General Provisions 1.00 — Purpose The purpose of the City of Pearland's (City) Employee Manual is to provide for a consistent and equitable system of personnel management for the City. While these rules constitute a statement of policies and procedures, they are not intended to be all-inclusive and cover every conceivable personnel situation that might arise. Circumstances of any particular case or matter may warrant a deviation or exception in the application of these policies; where such circumstances justify an exception, the City Manager, or his designee, may do so. Considerable latitude shall be given to the City Manager, Assistant City Managers, Department Directors, Division Managers, and Superintendents for administration of these policies within the framework outlined in this manual. This policy is not an employment contract and nothing in this manual is intended to change or modify the "at -will" (see Section 1.06 Employment at Will) status of City employees or to create or confer any property rights or expectation of continued employment to any employee. The City is an at -will employer. Page 1 of 1 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 1 - General Provisions 1.01 — Authority With the exception of matters reserved to City Council by statute, charter, or ordinance, the general and final authority for conduct of employees is vested to the City Manager. The City Council appoints a City Manager to administer the day-to-day operations of the City government, including the power to approve and administer personnel policies and to delegate the administration of these policies to the Director of Human Resources. No City employee, or representative of the City, has any authority to enter into any agreement for employment for any specified period of time, or to make any agreement contrary to this manual. Final authority, in the form of review and approval, resides with the City Manager with regards to all matters and subjects covered by these regulations, unless specifically delegated. Page 1 of 1 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 1 - General Provisions 1.02 — Scope These policies apply to and govern all employees of the City, except where state or federal law preempts the application of these policies or where there are provisions to the contrary in state or federal law. These policies supersede all existing personnel policies and are effective and binding on all employees regardless of hire date. Continued employment with the City following adoption of these policies constitutes conclusive acceptance of the terms of the policies. This manual is not an employment contract and nothing in this manual is intended to change or modify the at -will status of City employees or to create or confer any property rights or expectations of continued employment to any employee. The failure of the City to follow or comply with any provision of these policies shall not constitute grounds for nor form the basis of any action or cause of action, either civil or criminal, arising from employment with the City. The City reserves the right to change the provisions of these personnel policies and procedures at any time. Page 1 of 1 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 1 - General Provisions 1.03 — Amendments The City may change or amend these rules to the extent deemed necessary to more effectively promote the interests of the City. Any new policies issued supersede these policies and are fully binding on all employees. Continued employment with the City constitutes acceptance of any such amended policy. Such new policies will, upon adoption, be set forth in writing and distributed to and/or made available to all employees. Page 1 of 1 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 1 - General Provisions 1.04 — Core Beliefs In an ongoing effort to guide growth while meeting the needs of its citizens, the City pledges the following Core Beliefs: The City of Pearland is the innovative leader for delivery of quality services. We are: Responsive We anticipate and respond to the real and perceived needs of citizens. Results -Oriented We have a clear focus on solving problems. Trust -Builders We develop and maintain the trust of those we serve and those who serve with us. Accountable We demonstrate a clear commitment to these principles through our actions. Page 1 of 1 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 1 - General Provisions 1.05 — Definitions Reference to any person in these policies by use of the masculine/feminine gender is for purposes of grammatical clarity only, and shall not be construed to exclude either gender. Any provision contained herein that is found or determined to be illegal, incorrect, or inapplicable shall not affect the validity of the remaining contents. Unless the context in which the word is used clearly indicates otherwise, the words and terms used in these policies shall have the meaning indicated as follows: ADDRESS means the street and number, city, state and zip code of a location and/or the post office box mailing address, if applicable. ADMINISTRATIVE LEAVE means an authorized absence with pay with Department Director or Division Manager approval. ANNIVERSARY DATE means the month and date at which one (1) year, or additional years of employment with the City, is attained by a regular full-time or part-time employee. If an employee changes from part-time to full-time status, then the anniversary date is changed to reflect the date the employee begins full-time status. BASE PAY means an employee's hourly salary excluding longevity pay, incentive pay, premium pay, overtime pay and any other additional compensation. CALLBACK TIME means time when the City requires an employee to return to work on an unscheduled or emergency basis to work outside of the employee's regularly scheduled work hours. CHILD A biological, adopted or foster child, a stepchild, a legal ward, or a child of a person standing in loco parentis (in place of a parent). The child must be under 18 years old, or 18 or older and incapable of self-care because of mental or physical disability. CITY means the City of Pearland. Page 1 of 8 CITY VEHICLE means any vehicle designed to carry a driver and/or passengers for the conduct of City business. This shall include privately owned/leased vehicles operated for the conduct of City business, and shall include motorized equipment such as a tractor, loaders, etc. CITY WORK SITE means (1) any City building or other real property owned, leased, or otherwise controlled by the City; (2) any location at which a City employee is assigned to work; and (3) any vehicle or other equipment owned, leased, or otherwise controlled by the City. CIVIL SERVICE is the body of law governing employees under Chapter 143 of the Texas Local Government Code. COMPENSATORY TIME is an accrued amount of time that a non-exempt employee can take for overtime in lieu of cash. CONTRACT EMPLOYEE means an employee who has contracted with the City to perform a specific task at a set rate of compensation. This employee usually works their own hours, utilizing their own equipment, and the job is temporary and not regular in nature. CONTROLLED SUBSTANCE means any drug or controlled substance for which the manufacture, distribution, possession, sale, or consumption is illegal, or a prescribed or over- the-counter drug which is legally obtained but not being used for its intended purpose, or a prescribed or over-the-counter substance which is legally obtained and used for its intended purpose but the use of which causes the employee to be impaired or in an unfit condition. The definition of controlled substance shall include, but is not limited to, all controlled substances, drugs, chemical precursors, simulated controlled substances, volatile chemicals, abused glues, aerosol paints, and marijuana as those terms are now or shall hereafter be defined in Title 6, Chapters 481-485 of the Texas Health and Safety Code, or any successor code thereto. DECISION-MAKING LEAVE is one (1) day, with pay. During that time the employee must decide whether they want to continue working for the City and affirm their decision to remain with the City and present a proposed performance improvement plan to their supervisor. DEPARTMENT means a major functional unit of City government. DEPARTMENT DIRECTOR means any person, appointed by the City Manager with approval of City Council, who is responsible for the administration of a department as identified on the City organizational chart. DIVISION is a functional unit of a department as identified on the City organization chart. DIVISION MANAGER means any person appointed by a Department Director, Assistant City Manager, or City Manager who is responsible for the administration of a division, as identified on the City organizational chart. Page 2 of 8 DRIVERS LICENSE means the permit issued by the State of Texas allowing an individual to operate vehicles within the state. ELECTION includes primary, special, and general elections. EMPLOYEE means any person employed and paid a salary or wage by the City, and includes a person employed on a full-time, part-time, seasonal, or temporary basis, but does not include an independent contractor, contract employee, volunteer, member of an appointed board or commission, or member of the City Council. EXEMPT EMPLOYEE means any management, supervisory, professional, or administrative employee whose position meets specific tests established by the Fair Labor Standards Act and state law and are exempt from overtime pay requirements. FAIR LABOR STANDARDS ACT The Fair Labor Standards Act of 1938 (29U.S.C.A. § 201 et seq.) was federal legislation enacted in 1938 by Congress, pursuant to its power under the Commerce Clause, that mandated a minimum wage and maximum 40 -hour work week for employees of those businesses engaged in interstate commerce. FITNESS FOR DUTY means the ability of an employee to perform the essential functions of their position. FULL-TIME EMPLOYEE means any employee regularly scheduled to work forty (40) hours or more per workweek in an authorized, budgeted position. GIFT/GRATUITY means a present or promised payment, loan, subscription, advance, deposit of money, service, goods, merchandise, ticket, cash, tangible or intangible benefit, gifts, favor, entertainment, discount, pass, transportation, accommodation, hospitality or other benefit. GRADE means a division of a salary and classification schedule with specified rates and/or ranges of pay into which a job or position is classified according to factors outlined in the City's Job Assessment Tool or any other instrument currently utilized in the classification process. GROSS MISCONDUCT Acts of gross misconduct that are intentional, wanton, willful, deliberate, reckless, or in deliberate indifference to the City's interest or known standard. HEALTH CARE PROVIDER A doctor of medicine or osteopathy, podiatrist, dentist, clinical psychologist, optometrist, chiropractor, nurse practitioner and nurse midwife, and Christian Science practitioner. JOB means a collection of tasks, duties and responsibilities regularly assigned to and performed by an individual or individuals. Page 3 of 8 JOB CLASSIFICATION means all positions, regardless of departmental location, that are sufficiently alike in duties and responsibilities to: 1. Be referred by the same descriptive title; 2. Be accorded the same pay scale under like conditions; and/or 3. Require substantially the same education, experience, and skills. MANUAL means these personnel policies. MEDICAL REVIEW OFFICER (M.R.O.) means a licensed physician with knowledge of substance abuse disorders and training to interpret and evaluate confirmed positive test results, who is responsible for receiving laboratory results generated by the City's Drug and Alcohol Program. MERIT means character or conduct deserving reward, honor, or esteem. MILITARY LEAVE means any authorized absence of an employee for active or reserve duty or training in the United States Armed Forces. MODIFIED DUTY ASSIGNMENTS means temporary work assignment for those employees injured on the job. MONTH means one (1) calendar month. MOTOR VEHICLE ACCIDENT means an incident involving a motor vehicle in which there is a collision and/or contact. NON-EXEMPT EMPLOYEE means any employee whose position does not meet Fair Labor Standards Act exemption tests and who is eligible for overtime compensation. NONPARTISAN ELECTION is an election at which none of the candidates are to be nominated or elected as representing a political party, any of whose candidates for presidential election received votes in the last preceding elections at which presidential electors were selected; and/or an election involving a question or issue which is not specifically identified with a political party, such as a constitutional amendment, referendum, approval of a municipal ordinance or any question or issue of similar character. This includes City Council elections of the City. ON-CALL means the time spent by employees, usually off working premises, in their own pursuits, where the employee must remain available to be called back in to work on short notice if the need arises. This is not considered time worked and is not compensable. Page 4 of 8 OVERTIME is defined as those hours worked by non-exempt employees during any Fair Labor Standards Act -defined workweek. PARENT means the biological or adoptive parent of an employee or an individual who stood in loco parentis to any employee when the employee was a son or daughter, but not a parent "in-law." PARTISAN ELECTION is an election at which any of the candidates are to be nominated or elected as representing a political party, any of whose candidates for presidential elector received votes in the last preceding elections at which presidential electors were elected; and/or an election involving a question or issue which is specifically identified with a political party, such as a constitutional amendment or referendum. PART-TIME EMPLOYEE means any employee regularly scheduled to work less than 40 hours per workweek in an authorized, budgeted position, typically less than 1,000 hours per fiscal year. PAY PERIOD means a fourteen (14) day work cycle. For Fire shift personnel it means a fifteen (15) day work cycle. PHYSICIAN OR LICENSED PHYSICIAN means any physician licensed by the Texas State Board of Medical Examiners. POLICY is a plan or course of action of a government or business designed to influence and determine decisions and actions; a course of action, guiding principle, or procedure considered to be expedient, prudent, or advantageous. POLITICAL PARTY is a national or state political party or an affiliated organization of such. POLITICAL PURPOSES OR ACTIVITIES are activities conducted in the furtherance of elections and/or of legislative or executive actions by a governmental body. POSITION DATE is the initial date the employee was appointed in their current position or rank. REASONABLE SUSPICION means the belief that an employee has violated the alcohol or drug prohibitions, based on specific, contemporaneous observations concerning the appearance, behavior, speech, or odors of the employee. REDUCTION IN FORCE means a separation from City service due to a shortage of funds or materials, elimination of a position, or other reasons beyond the control of an employer and not reflecting discredit upon the employee. Page 5 of 8 REGULAR EMPLOYEE means an employee who is either full-time or part-time and who has satisfactorily completed their new hire probation. This does not include seasonal and temporary employees. RESIDENCE means the actual place where the employee lives. RETIREMENT DATE means the day an eligible employee officially separates from City employment and becomes entitled to receive retirement benefits. SEASONAL EMPLOYEE means any employee hired to fill a position for a period of less than six (6) months, usually during the summer months; May through September, and regardless of the number of hours worked per week, will not exceed 999 hours in a fiscal year. Seasonal employees are not eligible for any City benefits, are paid on an hourly basis, and are not eligible for over time pay. SECONDARY EMPLOYMENT means any business, trade, occupation, or profession performed by a City employee for any entity other than the City, including self-employment. SEPARATION means a voluntary resignation of employment with the City. SERIOUS HEALTH CONDITION means an illness, injury, impairment, or physical or mental condition involving inpatient care or continuing treatment by a health care provider. Defined by the Family and Medical Leave Act this is any condition that involves: 1. any period of incapacity or treatment in connection with or consequent to in-patient care in a hospital, hospice, or a residential medical care facility; or 2. any period of incapacity requiring absence from work, school, or other daily activities, of more than three (3) calendar days, that also involves continuing treatment by a health care provider; or 3. continuing treatment by a health care provider for a chronic or long-term health condition that is incurable or so serious that, if not treated, would likely result in a period of incapacity of more than three (3) calendar days; or 4. prenatal care. STEP-UP PAY means pay received when an employee must perform the duties of a higher- level position. The employee who steps up to the higher-level position will receive "step-up" pay for the new position if they must perform the duties for four (4) weeks or more. Step-up pay for fire and police is governed by Chapter 141 of the Texas Local Government Code. SUPERVISOR means any person, regardless of job title, who is responsible for directing the work of others. Page 6 of 8 SUSPENSION is when an employee is temporarily removed from their position without pay for a specific time. TARDY means arriving at the assigned City work site after the appointed work time without prior approval or not in compliance with division guidelines. TEMPORARY EMPLOYEE means any employee appointed to any of the following: 1. an assignment of job scheduled to last less than six (6) months; 2. a position funded under a federal employment and training program as a participant meeting federal eligibility requirements, but not including administrative or staff positions; 3. a cooperative work-study program with an educational institution; 4. a seasonal position; 5. any assignment of less than a full calendar year even though the assignment may last more than six (6) months; or 6. a position which, by City policy and practice, is intended to give introductory work experience to a person preparing for entry into the work force. TERMINATION means the loss of a job initiated by the employer. UNAUTHORIZED ABSENCE means any absence for which an employee has not received approval in advance or an absence that has not been sufficiently approved to the supervisor's satisfaction. UNFIT CONDITION/IMPAIRED means the employee's behavior and/or ability to perform the essential functions of their job duties may be affected by a controlled substance, alcohol, over-the-counter medication, etc., in any detectable manner. WAITING PERIOD is defined as the first seven (7) days after an on-the-job injury occurs and before the temporary income benefits begin. WEAPON means any instrument specifically designed, made, or adapted for the purpose of inflicting serious bodily injury or death, including, but not limited to clubs, explosives, firearms, handguns, illegal knives, crossbows, bows and arrows, throwing stars, zip guns, and artificial knuckles. WORK DAY OR WORKING DAY means any one (1) shift during which a division is open for business or on which an employee is scheduled to work. A workday shall mean an eight (8) hour period. Page 7 of 8 WORKWEEK means a fixed, recurring period as follows: 1. 40 hours per week, this is defined as Saturday 12:00 a.m. to Friday 11:59 p.m. for regular full-time employees. 2. Certified Fire Department shift personnel will average 56 -work hours per week and 120 hours over a 15 -day work cycle. 3. A Department Director may alter the workweek period to meet the departmental needs, if the change does not violate state or federal law. Page 8 of 8 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 1 - General Provisions 1.06 — Employment at Will All full-time, part-time, seasonal, and temporary employees are employed by the City at -will; that is, employment may be terminated with or without cause, and with or without notice, at any time by the employee or by the City. No verbal statement or promises made by anyone at the time of hire or thereafter contrary to this policy are binding on the City in any manner. Page 1 of 1 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 1 - General Provisions 1.07 — Disclaimer This manual is a general guide and the provisions of this manual do not constitute an employment agreement (contract) or a guarantee to continue employment. The City reserves the right to change the provisions of the manual at any time. Continued employment shall be deemed acceptance of any and all such changes. This manual is not an employment contract and nothing in these policies is intended to change or modify the "at -will" status of City employees. The City is an at -will employer. Any employee may be discharged or terminated for any reason or no reason, except those prohibited by federal or state law. Page 1 of 1 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 2 - Employment 2.00 — Equal Employment Opportunity The City realizes that equal employment opportunities benefit the City and its employees through the full utilization of all human resources. The City has and will continue to provide equal employment opportunity to all qualified persons and reaffirms its commitment that there shall be no discrimination against, or harassment of applicants or employees because of race, color, sex, religion, national origin, age, disability, veteran status, genetic information, sexual orientation or any other protected status. The City will continue to recruit, hire, promote, transfer, take corrective action and make all personnel decisions, including those related to compensation and benefits, non -discriminately and in accordance with applicable law. Further, the City will make reasonable accommodations for applicants and employees with known disabilities who can perform the essential job functions with or without such accommodations. The City requires all employees to bring to the City's attention any information regarding any incident of possible discrimination or harassment so that the matter can be investigated and appropriate action taken. Any employee who violates the City's policy will be subject to corrective action and or termination of employment. Page 1 of 1 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 2 - Employment 2.01 — Classification Process Classification review of a position serves: 1. to review positions in which job responsibilities have changed substantially; 2. to determine whether the position may need to be reassessed or may fit into another job classification; and/or 3. to classify new positions. The classification plan was designed to provide the City with a fair market assessment using comparable entities, both public and private where applicable. Where positions are unique and are not deemed comparable, internal comparisons can be made to assess internal equity for an appropriate job classification through the use of compensable factors. Requests for review will coincide with the annual budget process to ensure any changes to personnel costs can be addressed at that time. If unforeseen circumstances arise during the fiscal year, requests for review will require prior approval from the City Manager's office before initiating the review. A. Position Review Process: 1. No classification changes shall be made within a division without first obtaining Department Director and City Manager approval. Any changes of this magnitude must be approved before they are made. Any mid -year changes must be accompanied by a funding plan. 2. The employee(s) shall complete the appropriate reclassification paperwork and submit it to his/her immediate supervisor, who must agree with and forward through the appropriate levels of supervision to the Department Director who also must agree with and approve the request. Page 1 of 2 3 . For new positions, the Supervisor will complete the City -approved job assessment tool. For current positions, the incumbent will with supervisor's approval, complete the City -approved job assessment tool. The information submitted for review must be precise, detailed and up-to- date. When completing the request, it is important to remember it is the position being reviewed and not the employee currently in the position. The changes requested must be applicable to not only the current employee but must also serve as minimum requirements for future employees. 4. After review and approval by the appropriate supervisor(s), Division Manager, and Department Director, the forms will be submitted to the City Manager's office. If any supervisor or manager does not agree that the position warrants review, they will list the reason(s) and send it to the Department Director, who will make the final departmental decision and ensure the requestor is notified of the outcome. 5. The City Manager, or designee, will review the information and will decide whether or not Human Resources will conduct the classification review. 6. The position review will focus on the actual position and job classification, not the person, personality, or performance. 7. Human Resources will forward a written recommendation to the City Manager's office for review and disposition. The division/department will be notified of the outcome. 8. If the recommendation is approved by the City Manager's office, the appropriate paperwork will be processed by Human Resources. 9. Human Resources will create a job description based on the City - approved job assessment tool and will send it to the division/department for review and proper signatures. There should be a wholesale review of all positions every three (3) years. Page 2 of 2 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 2 - Employment 2.02 — Recruitment The procedures and selection techniques the departments/divisions shall use to achieve the City's goal of providing a fair and equal opportunity to all qualified people to enter employment, and to establish an applicant's eligibility ranking for employment are as follows: A. Human Resources will advertise the employment needs of the City with a view toward non-discrimination and toward obtaining the best qualified candidates for each vacancy to be filled by recruitment from within or outside the City service. B. Each applicant: 1. Shall complete an application form and submit additional information regarding work history, education, experience, and training if so requested. 2. May complete a questionnaire and undergo a physical and/or psychological examination, and additional testing if required. C. Human Resources may conduct any job-related review including but not limited to, criminal background checks, driving record checks, and credit checks. These tests are necessary to determine the applicant's fitness for the position pursuant to local, state and federal law. Public Safety divisions may conduct their own background investigations, testing, driving record checks, and the like. D. In addition to the above, the City may also use any of the following examinations: 1. Written examinations shall include a written demonstration of each applicant's knowledge, skills and abilities in the field for which the test is being held. Page 1 of 2 2. Written examinations, which may include standard tests of mental alertness, English grammar, mathematics or general studies acuity. 3. Performance tests, as necessary, to determine the ability and manual skill of each applicant to perform the essential elements of the work involved. These tests may be competitive or qualifying. E. Hiring supervisors may interview only those applicants that meet the minimum qualifications and that successfully follow the process. If, after interviews, it is their judgment that none of the job applicants are suitable for the vacant position based on job-related criteria, Human Resources will make additional applicants available. F. Once the hiring supervisor makes a selection, Human Resources will close the position and then run requisite checks and schedule interviews for those applicants moving forward in the process. G. Upon completion of interviews, the supervisor completes a Decision to Hire form and submits it to Human Resources. Human Resources will then conduct reference checks and once clear extend a conditional offer of employment contingent upon successful completion of necessary testing. H. A full-time employee who separates from service with the City for any reason will not be considered for rehire in a full-time position for a minimum of 12 months unless approved by the City Manager. I. Persons whose employment has been terminated from the City or who have not provided a two (2) week resignation notice t o the City will not be considered for re-employment without City Manager approval. J. Human Resources shall be notified of anticipated vacancies as far in advance as is reasonably possible to permit sufficient time for selection of qualified candidates on an objective basis. Page 2 of 2 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 2 - Employment 2.03 — Working Age Age limits are indicated in some specifications for various classes of positions on the basis of a bonafide occupational qualification or statutory requirement. A. No person under 18 years of age shall be employed in any position requiring the operation of a motorized vehicle or equipment owned by the City. B. No person under the age of 16 will be employed in any capacity. C. When a minor is employed by the City, said minor shall not be permitted to begin working until the parents or legal guardian of a minor executes a waiver and release form provided by the City. For these purposes a minor is classified as a person under 18 years of age. Page 1 of 1 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 2 - Employment 2.04 — Applicant Disqualifications The Human Resources Department will review all applications for completeness and required qualifications (degrees, licenses, certificates, and the like). Only those applicants who meet the required criteria will be considered in the selection process. Depending upon the position vacancy and qualifications required, internal and external candidates may be considered concurrently. Although rejection may be based upon causes other than those enumerated below, the following are declared to be causes for rejection of an application or disqualification of an applicant: 1. The application is incomplete. 2. The applicant has not met the posted deadline for filing the application. 3. The applicant lacks the minimum qualifications necessary to perform the duties of the position. 4. The applicant has made a false statement or has omitted a material fact on the application form or supplemental information. 5. The applicant has committed or attempted to commit a fraudulent act at any stage of the application/examination process. Applicants guilty of the aforementioned are prohibited from applying for a position with the City for a minimum of six (6) months. 6. The applicant is physically or mentally unfit to perform the essential duties of the position, even with reasonable accommodation. 7. The applicant has been convicted of a crime that could conflict with the duties of the position for which he/she has applied and/or based on the City's criteria, has an unacceptable criminal history. 8. All applicants for positions requiring operation of a motor vehicle must meet the requirements of the City's Vehicle Use Policy. 9. The applicant has an unacceptable credit history. 10. Failure to pass pre-employment drug screen under the City's Drug and Alcohol Policy and/or any other assessment deemed necessary for the position. 11. Placement of the applicant would violate the City's Nepotism Policy. 12. The applicant was terminated by the City and is not eligible for rehire. 13. Placement of the applicant would violate the City's Age Requirement Policy. 14. The applicant is not in compliance with the Immigration Reform Act of 1986. Page 1 of 1 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 2 - Employment 2.05 — Nepotism This policy is enacted to comply with Section 573.062 of the Texas Government Code, as amended, and with Section 10.08 of the City Charter, as amended, to avoid the perception of favoritism and cronyism in government through interpersonal relationships and to prevent conflicts of interest arising as a result of defined relationships between employees this policy is enacted. A. Definitions 1. Nepotism - The practice of favoring relatives or others of close association over others. 2. Relatives - Includes, but is not limited to, the first, second and third degree of consanguinity (blood) and the first and second degree of affinity (marriage). Common Law marriages as recognized by the State of Texas will also be included for purposes of this policy. a) Consanguinity (Blood) 1) First Degree Father Mother Son Daughter 2) Second Degree Grandfather Grandmother Grandson Granddaughter Brother Sister Page 1 of 4 3) Third Degree Aunt Uncle Niece Nephew Great Grandfather Great Grandmother Great Grandson Great Granddaughter b) Affinity (Marriage) 1) First Degree Spouse Stepchild (Spouse's son or daughter) Stepparent Father-in-law Mother-in-law Son-in-law Daughter-in-law 2) Second Degree Sister-in-law (both employees' and spouse's) Brother-in-law (both employees' and spouse's) Spouse's Grandson Spouse's Granddaughter Spouse's Grandfather Spouse's Grandmother 3. Roommates - Two (2) or more individuals who share the same residence. 4. Business Unit - The following is a non -exhaustive list of the administrative units of the City considered to be separate business units. This list may be amended at any time by the City Manager's office. a) Administration (City Manager's office) b) Legal c) Community Development d) Engineering and Capital Projects e) EMS f) Finance g) Fire Department h) Human Resources and Safety Management Page 2 of 4 i) Parks and Recreation j) Police Department k) Public Works Administration 1) Public Works Fleet Services m) Public Works Streets and Drainage n) Public Works Wastewater Treatment o) Public Works Water Distribution/Wastewater Collection p) City Secretary q) Animal Control r) PEDC B. Mayor and City Council No person related within the second degree by affinity (marriage) or the third degree by consanguinity (blood) to any elected officer of the City or the City Manager shall be appointed to any paid office or position of the City. This prohibition shall not apply to any person who shall have been continuously employed by the City for six (6) months or more prior to and at the time of the election of the Mayor or members of the City Council or six (6) months prior to such City Manager's appointment. (See Section 573.062 of the Texas Government Code which preempts City of Pearland Charter Section 10.08.) C. General Provisions Relatives or roommates may not work in the same business unit unless otherwise specified. 1. Supervision No City employee will be directly supervised by a relative or roommate on an ongoing basis. 2. Employees Employees must disclose to their manager or director when relationships change thereby creating a case of nepotism as stated above. The matter must be resolved by transfer, resignation, or termination of employment within a reasonable period of time not to exceed six (6) months. The employees involved will be allowed to make the decision as to which employee will seek a transfer, resign, or be terminated. The employee transferring will not automatically move into an existing vacancy but rather must make proper application and be the best qualified candidate for the position. Page 3 of 4 3. Promotions/Transfers All employees who are being considered for promotion or transfer to another position must at the time of the promotion or transfer disclose the names of any relatives or roommates currently working for the City when it may cause a conflict with this policy. Nondisclosure may result in corrective action or termination of employment. In all cases of employment with the City, the City reserves the right to transfer or reassign any employee at any time with or without cause. Page 4 of 4 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 2 - Employment 2.06 — Probationary Period Every employee of the City must complete a probationary period. A. Definitions 1. New Employee Probation — A period of six (6) months following the first date of employment with the City, except for Civil Service employees whose period of probation is governed by Chapter 143 of the Local Government Code. 2. Three (3) Month Current Employee Probation - For a regular non -civil service employee, a period of three (3) months following the date of transfer, demotion, or promotion, and may apply to reclassification. In the event the employee's job performance in the new position is unsatisfactory, the employee may be relieved of duties in that position. The employee may be placed in an available position for which they are qualified. If no such position is available, the employee's employment may be terminated. B. Departments shall use the probationary period to closely observe and evaluate the work of all newly -hired employees. Departments shall retain only those employees who meet an acceptable standard of work and behavior. Department Directors may request an extension but no longer than 30 days. C. An employee may be dismissed at any time during the probationary period for any reason or for no stated reason. A new employee failing probation shall have no right of appeal except on grounds of employment discrimination, or any other violation of state or federal law. D. The probationary period shall not preclude the promoted employee from further promotion within the same department based upon the employee's merit and the needs of the department. Page 1 of 1 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 2 - Employment 2.07 — Health and Fitness A. It is the continuing responsibility of each employee to maintain the standards of physical and mental health fitness required for performing the essential duties of their position. 1. An employee who becomes aware of a medical or mental condition (including the use of medication), which may affect their ability to perform the essential duties of the assigned position, must inform his immediate supervisor. 2. When it is suspected that the health condition of an employee constitutes a hazard to persons or property, or prevents the employee from effectively performing their essential job functions and assigned duties, the employee may be required by Human Resources to submit to a health examination. The employee shall be placed on Administrative Leave pending results of such examination. Authorization for disclosure of all reports to the City related to the employee's ability to perform the job shall be a condition of continued employment with the City. 3. If the physician of an employee certifies that the employee is unable to perform essential functions of the employee's assigned job duties as a result of the employee's pregnancy and if a temporary work assignment that the employee may perform is available in the same office, the supervisor who is responsible for personnel decisions shall assign the employee to the temporary work assignment. The City will make a reasonable effort to accommodate the pregnant employee per state law. B. The City may require an employee to take periodic mental or physical examinations to maintain continued eligibility for employment in the position classification. Failure to comply may result in disciplinary action up to and including termination. Authorization for disclosure of all reports to the City related to the employee's ability to perform the job shall be a condition of continued employment with the City. C. Human Resources shall develop, promote and assist departments in implementing those programs and procedures necessary to maintain the required level of physical and/ or mental fitness in those departments and/or positions where such fitness is a condition of employment and job performance. If an employee has been designated disabled by the requisite physician or health care provider, the City may make reasonable accommodations so the employee may perform their duties unless such reasonable accommodations will result in undue hardship on the City. If the employee is unable to Page 1 of 2 perform the essential duties of the assigned position with or without reasonable accommodation termination of employment may occur. Page 2 of 2 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 2 - Employment 2.08 — Transfers/Promotions A. Types of Transfers 1. Promotion — Assignment of an employee from a position of one classification to a position in another classification having a higher pay grade. 2. Demotion — Assignment, either voluntary or involuntary, of an employee from a position in one classification to a position in another classification having a lower pay grade. 3. Lateral Move — Reassignment to a position of equal grade. The employee's salary will remain the same. 4. Voluntary Transfer to a Position Not Previously Held — Managerial discretion is allowed in determining whether an employee's salary is to be lowered but the salary would not go below minimum or above the maximum of the new grade. Human Resources is responsible for ensuring that the employee is aware of what the salary would be prior to or at the time of the job offer. It is not a transfer when an employee moves to a higher level position, it is a promotion. 5. Voluntary Transfer to a Previously Held Position — Transfer back to a position in a lower grade previously held would require the salary be decreased to the original rate of pay prior to the promotion, plus any merit raises received within that time period. A transfer back to a previous position within the same grade is a lateral move. 6. Interdepartmental Transfer — Transfers between two (2) departments. 7. Intradepartmental Transfer — Transfers within a department. B. Employees may be transferred between departments provided the following conditions are met: 1. Negotiations for transfer between departments shall be handled through Human Resources, including disposition of comp time and holiday leave bank accruals. Page 1 of 2 2. Transfers to vacant positions will be considered in instances where better utilization of skills may be accomplished or improved morale might result. 3. Employees must notify their supervisor prior to making any contact, direct or indirect, with the prospective director. 4. Employees must meet minimum qualifications for the position for which they are requesting transfer. C. Department Directors may authorize a transfer between their divisions without opening the position internally or externally. D. Each employee moving from regular full-time employment to part-time employment either within their own division or transferring to another will be paid their vacation, holiday, sick and comp time accruals for which they are eligible by the division that paid their full time wages. Page 2 of 2 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 2 - Employment 2.09 — Off -Duty Employment While employed by the City, regular full-time employees must notify their supervisor before accepting additional employment and are subject to certain restrictions as outlined below. In addition, certain key Department Directors, Division Managers, and technical personnel may be expected to devote all of their working energies to the performance of their duties at the City, and, therefore, may not be eligible to accept paid outside positions. A. The City requires that employees' activities and conduct away from the job must not compete or conflict with or compromise the City's interest, or adversely affect job performance and the ability to fulfill all responsibilities to the City. This requirement, for example, prohibits employees from performing any services for customers on non -working time that are normally performed by City personnel. This prohibition also extends to the unauthorized use of any City tools or equipment and the unauthorized use or application of any confidential information. In addition, employees are not to solicit or conduct any outside business during paid working time. Employees who get paid for working for another public entity, such as a board, should receive prior approval and use vacation or comp time (or unpaid if not available), if they need to be off of work from the City and the time away falls within their regular work hours. B. All full-time employees must obtain prior approval from their supervisor before any outside employment is undertaken. Employee requests for permission to accept outside employment, including self-employment, must be submitted in writing on the designated form to the employee's supervisor. The request must state any pertinent information about the outside employer, the nature of the job, and the hours of employment. The supervisor's decision will be final. C. Employees are cautioned to consider carefully the demands that additional work activity will create before requesting permission to seek or accept outside employment. Outside employment will not be considered an excuse for poor job performance, absenteeism, tardiness, leaving early, refusal to travel, or refusal to work overtime or different hours. If outside work activity does cause or contribute to job-related problems, authorization may be revoked. Failure on the part of an employee to notify the supervisor of any outside employment may result in disciplinary or corrective action, up to and including termination of employment. Page 1 of 2 D. Employees may not hold outside employment while on family medical leave, sick leave, disability leave or while receiving worker's compensation benefits unless expressly authorized in writing in advance by the Department Director or City Manager. E. In some cases, employees work for the City on a part-time basis and hold primary employment elsewhere. In those instances, the employee is expected to comply with all work rules, policies, and procedures of the City when working at the City. Page 2 of 2 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 2 - Employment 2.10 — Performance Evaluations/Appraisals It is the intent of the City to use performance reviews as a tool to ensure that all employees in the organization understand that there is a direct connection between their performance and the achievement of the City's goals. A. Performance appraisals are the means by which employees in the organization understand and are held accountable for meeting important objectives. B. Supervisory personnel are to conduct written performance evaluation reviews monthly but also in the following instances: • During the new employee's probationary period; • During the probationary period following a transfer or promotion, demotion or following an assignment to a new supervisor; • In conjunction with the employee's position date; and/or • As part of a performance improvement plan or progress appraisal. Performance evaluations are an opportunity for supervisors and subordinates to discuss the employee's past, present, and future performance. C. An employee who is in need of further development should be placed on a performance improvement plan (PIP) and be re-evaluated after a designated time span (to be determined by the supervisor). At that time, if the employee has improved to an acceptable level, another evaluation is completed and filed with Human Resources. D. Information derived from the performance review may be considered when making decisions affecting training, pay, promotion, transfer, and/or continued employment. E. Performance review records are maintained in each employee's personnel file in Human Resources and/or a performance management system. Page 1 of 1 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 2 - Employment 2.11 — Separation of Employment Although the City hopes your employment will be a mutually rewarding experience, it understands that varying circumstances do cause employees to separate from employment. Should this time come, the guidelines below regarding notice and exit procedures will be followed. A. Resignation 1. Proper Notice a. Employees may leave City service by submitting a written resignation to their supervisor ten (10) working days in advance of their last day of employment. b. The written resignation shall include the requested effective date of the resignation, the reason for resigning, and signature of the employee. c. An employee's resignation is effective in accordance with its terms when a supervisor, who has authority to hire the employee's replacement, accepts the resignation. d. The notice of resignation will be placed in the employee's official Personnel File located in Human Resources. e. Employees who resign under this notice and whose documented performance and employment record meets or exceeds standards will be eligible for reemployment. Unless otherwise authorized by the City Manager, failure to provide proper notice of resignation shall prevent re- employment. Under certain circumstances, if the Department Director and the Director of Human Resources feel that it is in the best interest of the City, the ten (10) days may be waived without it affecting the employee's eligibility for re-employment status. 2. Withdrawal of Resignation An employee wishing to request the withdrawal of an accepted resignation shall submit a written statement to the Department Director outlining the basis for the Page 1 of 8 request prior to the effective date. Once a resignation is tendered by the employee and accepted as provided in this section, it may not be withdrawn unless the Department Director agrees. 3. Oral Resignations In instances where only an oral resignation is tendered, the Department Director shall promptly communicate the facts in writing to the Human Resources Department for inclusion in the employee's official Personnel File located in Human Resources. B. Job Abandonment An employee voluntarily and irrevocably resigns City employment if the employee: 1. Without prior notice or sufficient cause, fails to return from an approved leave of absence on the date specified by the employee or the date agreed upon by the City and employee. 2. Fails to report to work without notice to the City for two (2) consecutive workdays or shifts without sufficient cause. Employees who abandon their jobs will not be eligible for rehire. The City Manager may provide an exception to the employee's eligibility for re-employment. C. Resignation in Lieu of Pending Disciplinary Action/Termination A resignation because of pending or possible disciplinary action will be considered as resignation in lieu of termination. Employees who resign in lieu of pending disciplinary action will not be eligible for rehire. The City Manager may provide an exception to the employee's eligibility for re-employment. D. Retirement Full-time employees are afforded retirement under the Texas Municipal Retirement System (TMRS). Eligible employees may retire from City service in accordance with applicable programs. Retirement with the City is a voluntary separation and employment is terminated on the effective date of the TMRS retirement. E. Reduction in Force (Layoffs) A reduction in force is a non -disciplinary decrease in the number of authorized positions. Whenever possible, the employee reduction from one department or division may be absorbed by transfers to suitable positions elsewhere. Such positions will not necessarily be at the same pay rate or grade. Page 2 of 8 1. Basis The City reserves the right to determine the number and type of personnel required to maintain the functions of the organization. The following are illustrative, but not all inclusive, of the basis for a reduction in force: a. A discontinuation of, or reduction in, demand for service. b. A change in level or source of funding. c. Technological developments that reduce staffing requirements. d. Adjustment for changes caused by economic or staffing efficiency. e. Privatization of service/contracting out. f Compliance with state and/or federal laws. Notice of Layoff The City Manager through the coordination of the Assistant City Manager(s) and the Director of Human Resources shall notify Department Directors of any required expenditure reductions. The Department Director shall recommend to the City Manager which service and/or position(s) should be reduced/eliminated. Whenever possible, employees subject to a reduction in force IN ill be given at least a 45 working day notice of the imminent loss of employment. 3. Selection Standards In selecting specific employees to be subject to the reduction in force, the primary concern of the City Manager shall be to maintain the greatest performance, productivity and operational efficiency in the department/division with the remaining personnel. Any reduction in force will apply to employees in positions or categories: a. Rendered less than essential due to changes in the goals and/or objectives of the department/division. b. Least likely to affect the operational efficiency and productivity of the department/division both in the short and long term. c. Where retained employees can sustain the quality of work. d. Least likely to affect the ability of the department/division to perform activities directly in contact with and for the benefit of the citizens. e. Where others can most easily absorb the workload in the department/division, considering both the volume and the level of experience required in the department's/division's performance. f. Least involved in revenue producing activities. g. Not required to maintain specific levels of operations to meet contractual agreements with other agencies. Page 3 of 8 4. Selection Between Two (2) Employees When a selection is required from among two (2) or more employees in the same position, classification, or category, the selection will be determined by seniority. However, a Department Director may request an exemption to allow a more junior employee to remain while the next senior employee is selected. An exemption is allowable only for the following reasons: a. To preserve specialized skills important to the continuing mission of the department/division. b. To retain an employee whose overall performance is demonstrably superior to a more senior employee. 5. Process a. Before disclosing the names of those subject to the reduction in force, the Department Director shall submit the names of the selected employees and required supporting documentation to the Director of Human Resources. b. The Director of Human Resources shall review the selection under the standards provided above and under other applicable laws and regulations. No names will be released until the Director of Human Resources has completed this review. c. After review by the Director of Human Resources, the Department Director shall contact each employee selected and provide an explanation of the necessity for the reduction in force, the selection process and all benefits to be provided. d. An employee subject to the reduction in force shall have the same procedural appeal steps available for employee grievances. However, no time extension will be granted in the grievance process that would extend the final separation date. The sole issue subject to review by the appeal shall be an alleged improper application of the selection standards provided for a reduction in force. e. Former employees, separated by the reduction in force, may apply for all vacant positions for which they feel qualified, but shall have no right or preference to these positions. f. The Director of Human Resources will provide Department Directors with a list of options and/or benefits available for employees subject to the reduction in force. 6. Employee Benefits Employees subject to a reduction in force shall have the following benefits applicable to them, with the exception of grant -funded employees where the grant supersedes. Immediately upon notification and before separation, except where a longer period is specifically provided: Page 4 of 8 a. They will maintain full salary and current benefits for the period of time equivalent to 45 working days, which will be considered the separation period. The employee may be allowed to remain on the job during the separation period. If the employee obtains other employment before the end of the separation period, the benefits will cease. b. During the separation period, the employees affected will be allowed reasonable time off with pay to interview for other employment opportunities. c. During the separation period, the employees affected will be provided resume preparation, typing and mailing assistance. Letters of references will be provided when appropriate. d. The Director of Human Resources will advise the employees of opportunities for internal transfer for which the employee may be qualified. Failure to accept an offer of transfer or demotion will remove the employee from further consideration. e. Employees separated by a reduction in force shall be paid for accrued vacation and sick leave balances under the same policies as separation for any employee in good standing. F. Termination 1. An employee may be dismissed at any time. 2. In an effort to assist employees, the City prefers that the supervisor/Department Director consider counseling the employee concerning performance deficiencies, provide direction for improvement, and give the employee notice that possible termination of employment is imminent if the performance has not improved within a defined period of time. 3. In order to ensure adherence to labor laws, the Human Resource and Legal departments must approve all terminations of employment before they occur. Documentation shall be prepared by the supervisor/Department Director and shall include the reason(s) for termination, performance history, corrective efforts taken, alternatives explored, City policies violated (if applicable) and any additional pertinent information. Employees separated through termination of employment are not eligible for rehire except as otherwise required by federal or state law or by the City Manager and Director of Human Resources. Page 5 of 8 G. Incapacity 1. An employee may be separated from employment for incapacity due to medical reasons arising from illness, injury, or other medical conditions when the employee, with reasonable accommodation, is unable to perform the essential functions of the job; or continued employment creates a direct threat to the health and safety of the employee or others. 2. It is the supervisor's responsibility to know an employee's ability to perform essential job functions. Should an employee's ability to physically or mentally perform his or her duties be questioned, the Department Director through the Director of Human Resources may require the employee to submit to an evaluation performed by a physician approved by the City. A finding of incapacity shall be made through an individual job-related medical examination by the physician. Separation for incapacity will not be considered disciplinary action. H. Death When a City employee dies, separation pay shall be paid to their estate. L Exit Interviews 1. Each full-time employee departing from City employment is asked to meet with the Human Resources Department for an exit interview. Exit interviews are used to analyze employee turnover and to process benefits for employees. 2 Departments must notify Human Resources immediately when employees tender their resignation. Human Resources will schedule an exit interview and provide the following forms to the exiting full-time employee: a. City of Pearland Exit Survey form b. TMRS Refund Application form (if applicable) c. Enrollment/Change Request (Health/Dental) (if applicable) d. A copy of the important notice of eligibility for continuation of group benefit rates for health coverage under COBRA and the rates for the current year. (if applicable) e. Change of Address form, if applicable for last check and W-2 at year-end. J. Return of City Property/Equipment Supervisors are responsible for obtaining all City -issued property (e.g., Access cards, keys, tools, manuals, inclement weather gear, protective gear, uniforms, communication devices, and the like) that may be in the separated employee's possession or custody and forward the items to the appropriate departments. Page 6 of 8 If any City property is missing or damaged, their value may be deducted from the separating employee's final paycheck. The Employee Separation Clearance Checklist shall be completed by the supervisor and must indicate any City property not returned and the cost of each item. K. Separation/Termination Pay 1. Full-time employees leaving in good standing may be eligible for vacation, sick leave, and/or longevity pay as outlined in this policy. a. Regular full-time employees who were hired prior to July 24, 2006, and Classified Police who have completed a minimum of one (1) year of continuous service and leave the employment of the City in good standing shall receive pay at separation, retirement, or death, for all unused and accrued sick leave time earned, not to exceed 720 hours. b. Regular full-time employees who were hired after July 24, 2006, who have completed a minimum of one (1) year of continuous service and leave the employment of the City in good standing shall receive pay at separation, retirement, or death, for all unused and accrued sick leave, not to exceed 360 hours. 2. Employees leaving under less than good standing (i.e. termination, or resignation in lieu of termination) will not be eligible for vacation, sick leave, and/or longevity pay as outlined in this policy. 3. Any accrued compensatory hours will be cashed out to the employee on the final paycheck from the City. 4. The separation date for all employees is the last day of actual work or approved leave. Final pay received by an employee will not be construed to extend employment with the City beyond the separation date. 5. Employees separating employment on a date other than the normal pay period end date shall be paid for the number of days employed from the last pay period to their final working day. The final check will be made available on the next pay date. Terminating employees will receive their final check within 72 business hours. 6. An employee must state on the Employee Separation Clearance Checklist how his or her final paycheck is to be processed. Final paychecks will not be direct deposited. If no final instructions are given to the Finance Department, the last paycheck will be mailed to the last known address. Page 7 of 8 7. Employees will be advised of their rights under the Consolidated Omnibus Budget Reconciliation Act (COBRA). This act entitles employees and their dependents to continue their coverage under the City's health insurance plan — at their own expense, but at group rates — for up to 18 months after they leave their employment. Page 8 of 8 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 2 - Employment 2.12 — Re-employment A. Former Employees 1. Former employees (not retirees) may be rehired into the same classification at the same rate of pay provided it has been less than one (1) year since they left employment. However, if a former employee is rehired into a lower position than the one vacated within the one (1) year period, they shall be paid according to that job grade and not at the same rate of pay as prior to leaving the City. 2. An employee who resigned from City service and submitted a written notice of resignation stating the date of departure and the reason for resignation is considered to be eligible for rehire. The notice of resignation must have been submitted a minimum of ten (10) business days prior to the effective date. Employees who are not eligible for rehire will not be re-employed with the City or as a temporary agency employee unless the Director of Human Resources and City Manager grants approval. 3. If a former employee is re-employed by the City within three (3) months of their separation date, they must repay their accrual bank in order to restore vacation, sick, and longevity accrual rates. If a former employee is re-employed by the City after three (3) months of their separation date, the new service date will be used, accruals rates will begin again anew and no accruals will be restored. B. Retirees 1. City retirees may be rehired into their former City position, in a part-time, temporary, or seasonal capacity, at their previous rate of pay without going through the competitive hiring process. 2. If a retiree is rehired into a different position than the one held at retirement, the retiree may not be paid at the same rate of pay. It will be the responsibility of the rehired retiree to negotiate the best salary with the hiring supervisor before accepting re-employment with the City. Page 1 of 1 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 2 - Employment 2.13 — Complaint/Appeal Procedures 1. Purpose The City will provide a forum in which employee complaints may be reviewed and responded to in an expeditious manner. The purpose of this policy is to: 1) Resolve issues between employees and supervisors at the closest supervisory level possible in the organization. 2) Promote reaching a fair resolution in a climate of objective, factually based thinking. 3) Ensure that those who file complaints are not subject to retaliation, restraint, interference or discrimination. 4) Establish procedures that are followed with consistency and without interference. The only reason to bypass the established levels of supervision to resolve the complaint is if the person at the next level of management is the source of the complaint, or the complaint is of a sensitive nature and the employee does not believe it would help resolve the complaint by talking to the supervisor (example: sexual harassment). Employee complaints that concern alleged violations of state or federal law will be handled directly by the Human Resources Department. The requirements of the complaint/appeal procedures shall not preclude the appellant employee and appropriate supervisory representative from orally discussing and resolving the complaint at any step. For the purpose of this policy, "working days" are considered Monday — Friday, 7:30 a.m. to 5:30 p.m. Page 1 of 5 2. Complaints A. Complaints are matters other than the following: 1) Terminations of non -probationary employees. 2) Suspension of more than five (5) working days. 3) Demotion. B. The City will provide a forum in which employee complaints may be reviewed and responded to in an expeditious manner. This policy provides all employees the opportunity to disclose concerns and complain about matters that are not appealable or grievable through other policies. While it is impossible to take corrective action on every matter, it is the desire of the City to promote a work environment that is both functional and harmonious. 1) The employee should begin the complaint resolution process by communicating in writing with their immediate supervisor within five (5) working days of the incident or from the date the employee first became aware of the incident. The immediate supervisor, or designee, will respond with an attempt to resolve the complaint in writing within five (5) working days. 2) If concerns are not resolved to the employee's satisfaction or the supervisor is unable to resolve the matter, the employee may then address the complaint, in writing, to the next level of supervision within five (5) working days from the immediate supervisor's response, if possible. Each successive level of supervision will attempt to resolve the complaint, responding in writing to the employee within five (5) working days of their respective receipt of the complaint. 3) If the employee remains unsatisfied with the responses from the various levels of the supervision, the complaint may be appealed, in writing, to the Department Director/ Division Manager. The Director/Division Manager may conduct an informal investigation and will render a written decision to the employee within ten (10) working days of receiving the appeal. The decision of the Department Director/Division Manager is final. 4) With the exception of the Department Director level, if at any of these levels a supervisor or manager fails to respond within the specified time, the employee may proceed to the next supervision level within five (5) working days of the latest date a response should have been received. An employee who fails to do so within the time frame will be considered to have dropped the complaint. 3. Appeals The Appeal process is only for employees who are no longer on new hire probation and only for actions involving suspensions of more than five (5) working days, demotion that included a pay decrease, or termination. All unclassified employees shall have the right to file a formal grievance. This policy does not create a property interest in employment, or modify the employment -at -will nature of an employees' employment with the City. Page 2 of 5 A. Terminations. In the case of termination appeal, Department Directors are responsible for terminations so there is no need to appeal to the Department Director. Documentation will go directly to Human Resources for an Appeal Resolution Committee's review. B. Demotion or Suspension. In the cases of demotion or suspension the procedures below will be followed. 1) Try to Resolve Appeal with Immediate Supervisor a) The employee should begin the appeal resolution process by communicating with their immediate supervisor within five (5) working days of the incident. The immediate supervisor, or designee, will respond to and attempt to resolve the appeal in writing within five (5) working days. b) Appeals and discussions will normally be informal and may be made orally or in writing depending on the nature of the appeal. The supervisor, in order to establish the facts or clarify the concern, may request that the employee present the appeal in writing. The response from the supervisor will be in writing. File an Oral/Written Appeal with the Department 2) File an Oral/Written complaint with the Department a) If concerns are not resolved to the employee's satisfaction or the supervisor is unable to resolve the matter, the employee may then address the appeal to the next level of supervision within five (5) working days from the immediate supervisor's response. The appeal must follow the chain -of -command in the department unless otherwise stated in this policy. b) The written appeal must contain a statement of the complaint/appeal and the facts, the allegation of the specific wrongful act and harm done, and a statement of the remedy or adjustment sought. The appeal will continue through the chain -of - command until it reaches the Manager/Director. The Manager/Director will have ten (10) working days to render a decision in writing to the employee. If the Manager/Director is the employee's immediate supervisor, the complaint will be forwarded to the supervisor of the manager/director. c) If at any of these levels a supervisor or manager fails to respond within the specified time, the employee may proceed to the next supervision level within five (5) working days of the latest date a response should have been received. An employee who fails to do so within the time frame will be considered to have dropped the complaint. 3) File an Appeal Form with Human Resources a) If the appeal is not resolved after meeting with the Manager/Director, the employee should complete and turn in a Appeal Form within five (5) working days to Human Resources. Human Resources will inform the Manager/Director within five (5) working days that an Appeal Form has been filed and will provide him/her with a copy of the form. b) If the appeal, pertaining to a suspension of more than five (5) working days, a demotion, or termination, is not resolved to the employee's satisfaction by the Page 3 of 5 Manager/Director, the Appeal Resolution Form will be forwarded to an Appeal Committee. Human Resources may convene an Appeal Committee within 30 working days and notify all parties in writing of the hearing date. 4) Appeal Committee a) Members of the Committee will be selected by the Director of Human Resources, or designee. The Committee will consist of five (5) members with one appointed by the appellant and the rest by Human Resources. If there is a conflict of interest with the complainant and a Committee member an alternate will be chosen for the appeal from an unrelated department. The Human Resources Director or designee may be in attendance in a facilitation capacity only. b) Appeal Resolution Committee Meeting 1) The Appeal Committee meetings are private. 2) Human Resources will coordinate a date and place for the meeting. 3) The employee and the department staff: (i) may prepare additional packets of information. Each side will have ten (10) days to gather and hand in the inforniation. (ii) may arrange for witnesses to appear (it is not mandatory for a City employee to be a witness). All witnesses will be sworn in and remain outside the room until called to speak. (iii) will work together to ensure the department's work -site is adequately staffed while employees participating in the appeal proceedings are away from their respective work areas. (iv) will provide a list of all witnesses who will be present to Human Resources. c) The employee must notify Human Resources at least five (5) working days prior to the meeting if they plan to have a representative present. The City Attorney or designee will represent the department in the matter. 1) Each Committee member, the Department Director, the employee and the City Manager will receive from Human Resources: (i) (ii) a copy of the appeal. additional documentation supplied by the employee and the department to Human Resources. 2) The Chairperson, selected by the committee, and assisted by the other committee members, will: (i) Coordinate the proceedings. (ii) keep the proceedings focused on the appeal; (iii)determine if witnesses are free to leave or need to remain available for additional questions. Page 4 of 5 (iv)determine what materials and topics are admissible to consider/review/discuss. (v) prepare a recommendation of the findings to the City Manager or his designees with enough information to explain the recommendation. d) The Appeal Resolution Committee may receive relevant testimony from the appellant or the appellant's representative concerning the appeal. The Appeal Committee may then receive relevant testimony from the Department Director, Manager, designee or representative of the department concerning the appeal. The Appeals Committee may establish preset time limits for the presentations of the appellant and the department. e) The Appeal Resolution Committee may call and receive testimony from relevant witnesses as necessary. The Appeal Committee may call any relevant witness to offer testimony, although it is not mandatory for a City employee to appear. At no time will the complainant or the department be responsible for questioning the witnesses. Departments are encouraged to compensate off-duty employees who appear and speak before the Appeal Committee. f) The Appeal Committee will meet and forward a recommendation to the City Manager or his designee within five (5) working days of the conclusion of the hearing. The Committee's report will include g) 1) findings of fact, 2) a statement of the applicable policy, regulation, or rule and 3) the recommended resolution of the matter. The City Manager or his designee will review the Appeal Resolution Committee packet and their recommendation and render a decision in writing within ten (10) working days after receiving the Committee's report unless an extension of time is required to gather additional information. If an extension of time is required, all parties will be notified. The decision of the City Manager or designee is final and cannot be appealed. All parties to the appeal, Human Resources, and the Appeal Resolution Committee shall receive notice of the decision. 4. Retaliation Prohibited The City does not tolerate any form of retaliation against employees availing themselves of this procedure. The procedure should not be construed, however, as preventing, limiting, or delaying the City from taking disciplinary action against any individual, up to and including discharge, in circumstances (such as those involving problems of overall performance, conduct, attitude, or demeanor) where the City deems disciplinary action appropriate. Page 5 of 5 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 3 - Conduct 3.00 — Guidelines for Employee Conduct A. General 1. The purpose of this policy is to implement effective personnel policies that encourage a productive work environment and set forth guidelines for ethical behavior. The City and its employees have a responsibility to conduct City business in an ethical manner, safeguard all assets of the municipality, and comply with all applicable federal and state laws, the City charter, local rules and regulations. 2. The City is committed to a mutually rewarding and direct relationship with its employees and to providing customers with excellent services. It is expected that City employees will adhere to certain rules and regulations that are necessary for efficient business operations and for the benefit and safety of all employees. Conduct that interferes with operations, discredits the City, or is offensive will not be tolerated. 3. The City expects that employees will conduct themselves in a positive manner in order to promote the best interests of the City, to accept certain responsibilities, adhere to acceptable business principles in matter of personal conduct, and exhibit a high degree of personal integrity at all times. This not only involves sincere respect for the rights and feelings of others but also demands that both in business and personal life, employees refrain from any behavior that might be harmful to themselves, their co workers or the City. B. Prohibited Activities It is not possible to list all the forms of behavior that are considered unacceptable in the workplace. The following list provides examples of unacceptable behavior that the City considers grounds for disciplinary action, up to and including termination of employment. • Lying or any act of untruthfulness so as to discredit the City and/or the department. • Theft or inappropriate removal or possession of property. Page 1 of 3 • Falsifying, altering, or assisting another in falsifying or altering any City record or report, such as an employment application, medical report, performance measures, time records, expense accounts, absentee reports, or any other City document. • Misappropriating property, or theft or conversion of City property whether on or off duty. • Found to be using or in possession of intoxicants or drugs while on duty other than those lawfully prescribed and reported to Human Resources. • Permanent or chronic physical or mental ailment that renders the employee incapacitated for the performance of duties. • Fighting or threatening violence in the workplace; using obscene, profane, abusive, or threatening language or gestures in the workplace. • Workplace Bullying, defined as "repeated inappropriate behavior, either direct or indirect, whether verbal, physical, or otherwise, conducted by one or more persons against another or others, at the place of work and/or in the course of employment". • Boisterous or disruptive activity in the workplace. • Negligent or improper conduct leading to damage of employer -owned or citizen - owned property. • Engaging in insubordination or other disrespectful conduct. • Possession of dangerous or unauthorized materials, such as explosives or firearms, on City premises or while on City business. • Establishing a pattern of excessive absenteeism or tardiness. • Any absence without notice, including unauthorized absence from the workstation during workday. • Violating the City's nondiscrimination, sexual, and/or anti -harassment policies. • Soliciting or accepting gratuities from customers or vendors. • Engaging in excessive, unnecessary, or unauthorized use of City supplies, particularly for personal purposes, including unauthorized use of telephones, printers, mail system, electronic mail, computers, Internet access or other employer -owned equipment. Page 2 of 3 • Smoking where prohibited by local ordinance or City rules. • Removing from the City premises, material or equipment belonging to the City without authorization; borrowing articles belonging to another employee, customer or supplier without consent; stealing, destroying, or defacing City property, an employee's, or a citizen's property. • Disregarding, or violating safety or security regulations and/or failure to wear assigned safety equipment. • Wearing improper attire or having an inappropriate personal appearance. • Sleeping on the job without authorization. • Failure to maintain insurability under automobile policies where required as part of job duties. • Failure to maintain and/or achieve required job standards such as certification, licensing, etc. • Disclosing, or using for personal gain, information that the City has designated as confidential concerning City business, its employees, or customers. • Violation of personnel policies. • Unsatisfactory performance or conduct. • There is an accumulation of infractions that when looked at singly, are minor, but when reviewed together, indicate a pattern of behavior that is unsatisfactory. • Has committed any other acts or conduct of equal gravity to the reasons enumerated in this section. The examples of unacceptable employee conduct described above are not intended to be an all-inclusive list. At management's discretion, any violation of City policies or when any conduct, performance, work habits, overall attitude, or demeanor becomes unsatisfactory in the judgment of the City, employees will be subject to disciplinary action, up to and including termination of employment. Page 3 of 3 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 3 - Conduct 3.01 — Ethics All employees of the City are expected to act in accordance with the highest of ethical standards. Conducting oneself in such a manner includes adherence to the law, policy and administrative directives. Employees shall faithfully execute their duties and shall refrain from knowingly engaging in any outside matters of interest incompatible with the impartial, objective and effective performance of their duties. All City employees should maintain the utmost standards of personal integrity, truthfulness and fairness in carrying out their duties, avoiding real or perceived improprieties in their roles as public servants and never using their positions or power for personal or professional gain for the employee, a relative or other person living in the same household. A. Conflict Of Interest 1. Employees should avoid an actual or perceived conflict of interest. In a greater effort to avoid such circumstances, no employee will have a monetary interest in any exchange, purchase, or sale of property goods, or services with the City outside of the scope of their official position. 2. No employee will represent a group nor appear in front of the City Council or any other City department, agency, commission or board on a matter related to their official duties, except in their official capacity. This policy in no way prohibits an individual from expressing his/her personal views or opinions as an individual citizen of Pearland in front of the Council. 3. No employee will represent another individual or group in a court of law or any other setting when the issue at hand is related to City business in any way. 4. Employees will avoid any action that could create the appearance of: a. Using public office for private gain. b. Giving preferential treatment to any organization or person. c. Impeding government efficiency or economy. Page 1 of 4 d. Losing complete independence or impartiality of action. e. Making a government decision outside of official channels. f. Public loss of confidence in the integrity of government. 5. Prohibited Activities. No employee shall: a. Disclose confidential information or information from closed records to any person, except as required by the employee's employment, state statute or court order. b. Use information obtained in the course of or by reason of his/her employment with the City for financial gain to the employee or the employee's spouse; the children, parents, siblings, aunts, uncles, nieces, nephews, grandchildren and grandparents of the employee or the employee's spouse; or any business with which the employee or such relative is associated. c. Accept any item of value from any person or entity doing business with the City or having any matter before the City; except that this provision shall not prohibit employees from accepting items of nominal value of less than $30.00, nor shall it prohibit employees from accepting gifts from personal friends or family members for occasions for which gifts are generally given among such individuals. d. Act or fail to act in his/her capacity as a City employee in exchange for any payment, offer to pay, or promise to pay anything of value in exchange for such act or failure to act. e. Act or fail to act in his/her capacity as a City employee in order to specially benefit the employee or the employee's spouse; the children, parents, siblings, aunts, uncles, nieces, nephews, grandchildren and grandparents of the employee or the employee's spouse; or any business with which the employee or such relative is associated. f. Act or fail to act in his/her capacity as a City employee in order to coerce or extort from another anything of value for the employee or the employee's spouse; the children, parents, siblings, aunts, uncles, nieces, nephews, grandchildren and grandparents of the employee or the employee's spouse, or any business with which the employee or such relative is associated. Page 2 of 4 B. Gifts and Gratuities Vendor Relations — Gifts of any type should never be accepted by any employees or relative involved in a bid, proposal, or contract during the bid process. 1) Prohibited gifts — Acceptance of trips, money, sports tickets, and merchandise of value in excess of $30.00, personal services, or work to be provided by City suppliers, and offers of future employment from City suppliers, or any similar gift is prohibited. 2) Acceptable gifts — Gifts that would not ordinarily be interpreted as affecting an employee's impartiality such as an occasional business lunch, potted plants, flowers, boxes of candy or other food for office personnel, advertising office supplies such as pencils, calendars, or pens and other token gifts of small value are not prohibited. 3) Vendor lunches — Lunches are often a convenient time for meeting with vendors. Repeated lunches that are paid for by the vendor should be avoided and the employee may want to consider having the City pay for their or both lunches, assuming there are available budget funds. 4) Vendor sponsored training — Attending vendor sponsored training including incidental lunches or refreshments are appropriate if it helps the employee do their job more effectively. The City, as part of a department's training budget, should generally pay travel and lodging costs for out-of-town training unless it is part of a contract or bid award. If the vendor pays travel costs, the employee should carefully consider that the location of the training and the length of the stay do not create an appearance of personal benefit and/or favoritism to the vendor. When in doubt, as to the appropriate course of action, employees should ask their supervisor. C. Whistleblower Reports 1. A whistleblower is defined as an employee who, in good faith, reports a violation of law to an appropriate law enforcement authority. Law means a state or federal statute, City ordinance, or a rule adopted under a statute or ordinance. An appropriate law enforcement authority is a county, state, federal, or City official or entity that an employee, in good faith, believes is authorized to regulate or enforce the law alleged to be violated or to investigate or prosecute a violation of the law. A whistleblower is not responsible for investigating the activity or for determining fault or corrective measures. Page 3 of 4 2. If an employee has knowledge of violations of the law by the City or other employees, the employee shall immediately report the violation to his supervisor. If the employee believes that the supervisor is involved in the violation of the law, the employee must report the violation to the highest level within his chain of command that he believes is not involved. Supervisors who receive a whistleblower report shall immediately notify the City Manager or Assistant City Manager, who will suggest a proposed solution. 3. The City will not retaliate against a whistleblower. This includes, but is not limited to, protection from retaliation in the form of an adverse employment action, such as termination, compensation decreases, or poor work assignments and threats of physical harm. The protection against retaliation does not include immunity for the reporting employee's personal wrongdoing that is alleged and investigated. An employee who intentionally files a false report of wrongdoing will be subject to disciplinary action, up to and including termination of employment. Employment with the City is on an at -will basis, so either the City or the employee may end the relationship at any time. Nothing in this handbook changes the employment -at -will relationship or creates an express or implied contract or promise concerning the City's policies or practices, including policies or practices it will implement in the future. Accordingly, the City retains the right to establish, change, and abolish its policies, practices, rules, and regulations at will and as it sees fit. Questions regarding this policy should be directed to the Director of Human Resources. Page 4 of 4 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 3 - Conduct 3.02 — Personal Appearance This policy provides general guidelines for appropriate dress and professional appearance for employees in order to promote a positive, professional work environment and to further enhance the reputation of the City, our employees, and our work in the community. This policy applies to all City employees whether full-time, part-time, seasonal, temporary or an intern. Business casual dress is the foundation of the personal appearance policy. On normal business days, an employee will at minimum wear business casual attire. The need to dress more formally in business professional dress shall be based on job assignments and duties. Employees shall be familiar with this policy and consider their schedules each day when preparing for work. Employees must maintain a neat, professional appearance. Clothing and footwear shall be clean and appropriate and shall be in good condition. Business casual is considered to be informal and relaxed dress for most City employees. Business professional attire is required to present a professional appearance for meetings, special events, presentations, Council meetings or when representing the City on special occasions. For those employees who are issued uniforms, or for whom uniform attire has been established and approved, the uniform shall be worn during all scheduled work hours for the City. City uniforms may be worn by public safety employees in connection with outside employment only when authorized by their Department Director. Wearing a uniform or article of clothing with the City logo should be limited to City -related activities such as work or City sponsored events. It will be the supervisor's discretion to assess if employees are dressed appropriately. Supervisors may establish addendums to this Dress Code policy based upon employee safety, and the nature and duties of the positions. Employees who violate this policy may be sent home to change their attire if what they are wearing is inappropriate. Employees who are sent home will be required to use their accruals (vacation or comp) if available or will not be paid for the time away from work. The following provides examples to aid in interpreting this policy. It is for guidance and informational purposes only and is not all-inclusive or exclusive. Page 1 of 3 Clothing Item: Business Professional Business Casual Casual Dress Permitted Not Permitted Permitted Not Permitted Permitted Not Permitted Women's Blouse — Long Sleeve x x x Blouse — Short Sleeve x x x Blouse — Sleeveless With jacket only x x Capri/Crop Pants x Below the knee Below the knee Dress — Sleeveless With jacket only x x Dress Pants x x x Dresses 2" above knee or less 2" above knee or less 2" above knee or less Golf Shirt x x x Halter Top x x x Hat x Director discretion Director discretion Jeans x x Black, not faded, torn or decorated Shorts/Skorts (if not part of uniform) N X x Skirts 2" above knee or less 2" above knee or less 2" above knee or less Spaghetti Strap Top With Jacket only With Jacket only With Jacket only Strapless Top With Jacket only With Jacket only With Jacket only Suit/skirt or slacks w/Jacket x x x Sweater x x x Sweatshirt/Sweatpants x x Director Discretion Tank Top With Jacket only With Jacket only With Jacket only T-shirt with writing x x x Shoes Backless Closed -Toed x x x Backless Open -Toed x x x Beach Style Flip Flop x x x Boots x x x Clogs/Mules x x x Dress Sandal x x x Open -Toed x x x Page 2 of 3 Clothing Item: Business Professional Business Casual Casual Dress Permitted permitted Permitted permt itted Permitted t Permt itted Men's Dress Pants X X X Golf Shirt X X X HatX Director discretion Director discretion Jeans X X Black, not faded, torn or decorated Khaki Pants X X X Long Sleeve Dress Shirt X X X Short Sleeve Dress Shirt X X X ShortsX Director discretion Direction discretion Sport Coat/Blazer X X X Sweater X X X Sweatshirt/SweatpantsX X Director Discretion Tank Top X X X Tie X X X T-shirt with Writing X X X Shoes Boots X X X Boat/Deck Shoes X X X Beach -Style Flip Flop X X X Clogs/Mules X X X Dress Shoes X X X Page 3 of 3 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 3 - Conduct 3.03 — Attendance and Punctuality It is the policy of the City to require employees to be at their assigned City worksite on time, ready to pursue business, and to work all scheduled hours and any required overtime. Excessive tardiness and poor attendance disrupt good customer service and workflow. Employees should notify their supervisors as far in advance as possible whenever they are unable to report for work, if they know they will be late, or must leave early. The notice should include a reason for the absence and an indication of when the employee is expected to report for work. When the supervisor is unavailable, the employee shall notify the next person in line of the chain -of -command. When an employee knows in advance of an impending absence, he/she must request permission to be absent from his/her supervisor at least twenty-four (24) hours in advance. The supervisor will evaluate the reason for the absence and decide whether the employee may or may not be excused. Compliance with the return to work procedures under the Sick Leave policy (See Section 5.03) is required. If the absence has not been requested at least twenty-four (24) hours in advance, an employee must contact his/her supervisor no later than one (1) hour prior to the beginning of the employee's scheduled reporting time. The employee should make the call. Calls from friends or relatives will be acceptable only if the employee is not able to communicate. The reason for the absence and the date and time the employee expects to return to work must be reported at that time. The one (1) hour provision may be waived by the supervisor due to extenuating circumstances. Unexcused absences include, but are not limited to unauthorized time off, absences not approved as excused, an employee's failure to call within one (1) hour of regularly scheduled starting time and unverified sick leave. Unexcused absences are unpaid and subject to disciplinary action. Any employee who habitually abuses or misuses sick leave and/or has unexcused absences shall be disciplined appropriately, up to and including termination of employment. Employees will be compensated during authorized absences in accordance with the policies contained herein. Failure to notify the City properly of any absence may result in loss of compensation during the absence and may be grounds for disciplinary action. When an employee is absent from work, it is important to follow the policies outlined in this handbook. Following policy allows the supervisor to plan accordingly. Excessive tardiness and poor attendance disrupt workflow and will not be tolerated. Page 1 of 2 Non-exempt employees will not receive compensation for time missed because of tardiness or early departure if the time missed exceeds seven (7) minutes after starting time or before quitting time. The seven (7) minute rule does not prevent other disciplinary measures from being exercised when an employee consistently shows up late for work or has a record of early "clock outs". In addition, the seven (7) minute rule is not permission to arrive to work after starting time or for staying after the shift has ended. Non-exempt employees who are delayed in reporting for work more than one (1) hour and who have not notified their supervisor of their expected tardiness may lose their right to work the balance of the work day. In addition, employees who report for work without proper equipment or in improper attire may not be permitted to work (See Section 3.02). Unless authorized by their supervisor, non-exempt employees shall not be permitted to work any period of time before or after scheduled starting or quitting times for the purpose of making up time lost because of tardiness or unauthorized absence. Non-exempt employees that are assigned to office settings must obtain approval from their supervisor to leave the City premises during working hours. In addition, employees who are frequently away from the premises for business reasons should inform their supervisors of their whereabouts during working hours. Unauthorized or excessive absences or tardiness will result in disciplinary action, up to and including termination of employment. An absence is considered to be unauthorized if the employee has not followed proper notification procedures or the absence has not been properly approved. Employees who fail to report to work without notice to the City for two (2) consecutive work days or shifts without sufficient cause will be considered as having voluntarily resigned (job abandonment). At that time, the City will formally note the resignation and advise the employee of the action by mail to the employee's last known address. Failure to report for scheduled modified duty (except during approved FML absence) will be subject to disciplinary action up to and including termination of employment. Page 2 of 2 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 3 - Conduct 3.04 — Technology Use The City provides technology and communications systems to employees. This includes Internet access and e-mail, as well as any system or part of a system owned or leased by the City that is used for sending, receiving, or accessing information by electronic means and transported on wired or wireless networks. Employees are fully responsible for the cost-effective use and care of these tools. A. Discussion 1. Communications equipment, as with other City assets and resources, are acquired with public funds to enable City employees to transact City business in the most efficient and cost effective method possible and are not intended for entertainment. 2. Employees should ensure that no personal correspondence appears to be an official communication of the City. In addition, employees are encouraged to refrain from using City technology for personal business. 3. Personal use of technology should be held to a minimum. Outgoing messages, whether by mail, facsimile, e-mail, Internet transmission, or any other means, should be accurate, appropriate, and work-related. 4. Employees may not use City stationary or postage for personal mail. In addition, the Department Director/Division Manager must approve all orders for City stationery and/or business cards. 5. Unless the use is related to the employee's job duties or authorized by a supervisor, the employee may not use City technology for any of the following purposes: a) Sending unsolicited email messages, including the sending of "junk mail" or other advertising material to individuals who did not specifically request such material (email spam) or creating or forwarding chain letters. b) Sending, forwarding, creating, downloading, viewing, storing, or copying e- mails or information that violates any City policy. Employees who receive inappropriate e-mails with content not within the City's policies from any City Page 1 of 3 employee must report the matter to their supervisor or Human Resources Department immediately. c) Surfing Internet websites that are offensive, sexually explicit, abusive, threatening, or otherwise inappropriate for the workplace. d) Spending excessive amounts of time on personal e-mail, surfing and using the Internet, or participating in chat rooms. Excessive use is defined as any use that could generate additional expense to the City, or decrease customer service internally or externally, or otherwise lower productivity of employees. e) Copying or transmitting any documents, software or other information protected by copyright laws, without proper authorization by the copyright owner. Copyright protection applies to any document, photo, software, or information unless it is specifically marked as public, not copyrighted, or freeware. In the absence of any specific copyright markings, material or information should be considered copyright protected. f) Breaking into any City System or unauthorized use or sharing of a password. g) Intentionally and maliciously misrepresenting the originator of any type of electronic information. h) Installing copies of any software onto City computers, or copying software from the City's computer to install on any other. 6. Employees are not to use technology to perform unauthorized work outside regular scheduled times/days. This includes checking/responding to City emails, making/receiving City phone calls, and the like. Employees working without prior supervisor approval will be disciplined up to and including termination of employment. B. Ownership All electronic information on the System remains the property of the City and employees have no right of privacy in the use of the System even if for permitted personal use. Employees must recognize that it is within the capabilities of the System to recover previously deleted elements at any time and those recovered elements remain the property of the City. All costs or expenses associated with personal use of City technology shall be the financial responsibility of the employee. C. Network Storage Accountability Hard drive space on network servers is solely for the use and storage by the City. Page 2 of 3 1. Users should periodically review files stored on network servers and delete or archive them to CD if they are no longer needed or regarded as needed on-line. Discovery of personal files stored on network servers will result in deletion of the files in order to recover critical storage space and increase system efficiency. D. Monitoring The City reserves the right, with or without notice, at any time and for any reason, to monitor the use of the System and to access information sent, received or stored. The Department Director, employee and/or Information Technology division are responsible for the proper allocation/use of City technology. The City may, at its discretion, implement measures and methods to block employee access to undesirable areas. Employees have no expectation of privacy when using the City's technology resources. E. Public Disclosure Any information on the System is presumed to be subject to disclosure, upon request, as public information. Therefore, employees should use discretion in making use of the System to discuss sensitive matters or matters in litigation. Also, employees who choose to use their personal devices for City -related purposes should understand that such use means the device is subject to public disclosure and there is no longer an expectation of privacy. F. Passwords 1. Passwords are an important aspect of computer security. Employees must take every precaution to protect their passwords. 2. If an account or password is suspected to have been compromised, employees should report the incident to Information Technology and change all passwords. Any person violating this policy will be subject to disciplinary action, up to and including termination of employment. Page 3 of 3 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 3 - Conduct 3.05 - Media Relations It is the intent of the City to establish a policy regarding media relations, including all interaction with the media and response to media requests for information, in an effort to ensure that City residents, businesses and visitors are informed about all aspects of City government and receive accurate information in a timely manner. The City shall respond to news media questions or inquiries effectively, accurately and quickly to inform its residents, businesses and visitors. Inquiries from the news media are high priority and must be responded to by the appropriate person as quickly and efficiently as possible. Every effort must be made to meet media deadlines and ensure that all information released is accurate. The Public Affairs division is responsible for the City's media relations, with the exception of incidents involving the Police department and its employees. In all other instances, the Public Affairs division will serve as the sole liaison with the media, either by responding to requests for information or facilitating contact with the appropriate Department Directors or personnel for response. A. Media Inquiries Except for media inquiries involving police incidents, all City employees must notify the Public Affairs division and the employee's Department Director of all television, radio, newspaper or other media inquiries they receive and provide the Public Affairs division with the reporter's name, phone number, subject of the inquiry, deadline and other relevant information. The Public Affairs division will consult with the City Manager's office and the Department Director to coordinate a response. B. Public Records Requests Requests from the media for public information should be handled promptly and should be forwarded to the City Secretary's office. C. Corrections/Commentary The City has an obligation to help the news media provide accurate information to the public. Therefore, factual errors should be corrected in an appropriate and timely way. Commentary, opinion columns and letters to the editor that are written to represent the City's view regarding operations, policies or City positions should be coordinated with the Public Affairs division. Individual City employees may express personal opinions, but not Page 1 of 2 as representatives of the City unless they have prior approval of the City Manager and the Public Affairs division. If an employee chooses to identify himself or herself as a City employee in any personal letter or email to the editor or any other media, he or she must include language which states that the views set forth in the letter do not represent the views of the City, but rather, are the employee's personally held opinions. Similar disclaimers must be given if an employee addresses a public meeting, participates in a radio talk show, or is interviewed for a radio or television program unless the employee is officially representing the City. D. City -Initiated Information Media contact shall be initiated only by the Public Affairs division, except for inquiries involving police incidents. This includes contacting reporters and editors, and issuing press releases and media advisories. Departments seeking publicity for events or activities should contact the Public Affairs division as early as possible. City employees or departments shall not initiate news media coverage or arrange for news conferences without prior approval from the City Manager and consultation with the Public Affairs division. Media contacts occurring after normal working hours will be handled as early as possible. If an employee receives an after-hours media call, they should refer them to the Public Affairs division. E. Crisis or Emergency Situations During a crisis or a major emergency (i.e. hurricane, tornado, etc.) the City Emergency Management Coordinator, in conjunction with the City Manager, will determine whether and when to activate the City's Emergency Operations Center (EOC). Thereafter, the City's Public Affairs Manager will coordinate press statements/releases with the City Manager and the EOC and will be responsible for disseminating information to the public and the media. Page 2 of 2 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 3 - Conduct 3.06 — Travel and Meetings It is the intent of the City to establish a policy regulating travel, meetings, entertainment, personal car mileage, and/or other expenses incurred by City employees who are authorized to officially represent the City at various conferences, meetings, conventions, seminars, and other functions. This policy provides uniform guidelines and procedures for submission and processing of expenditure requests and ensures proper accounting for approved allowable expenses, including travel advances, per diem meals and incidentals, City credit card charges, and cash expenditures made for the purposes herein defined on behalf of the City. Failure to comply with all of the provisions of this policy may result in disciplinary action up to and including termination of employment. A. Responsibilities 1. The Department Directors/Division Managers are responsible for communicating and administering the provisions of this policy to employees and approving expenses as legitimate business items. Non-exempt employees are compensated in accordance with prevailing Wage and Hour Law. 2. The Director of Finance is responsible for the overall administration of expenditures regarding this policy. Department Directors/Division Managers are responsible for monitoring the travel and meeting expenses of their employees. 3. The Director of Finance and the Department Directors/Division Managers, as well as any employee, shall have the responsibility to report any abuse and/or misuse of travel funds to appropriate management. B. Expenses 1. Expenses shall consist of the actual costs which a reasonable and prudent person incurs related to travel and meeting attendance, excluding per diems. All expenses must be directly related to City business. 2. Employees are expected to be conservative in their expenditures as if they were paying such costs. 3. The expenses will be rejected if required documentation is not provided. Original, detailed receipts must be turned in on all reimbursable expenditures, with the Page 1 of 6 exception of tips and per diem meals and incidentals. Documentation is a service - provided name or logo -printed receipt, where available. Expenses incurred not in accordance with this policy are the responsibility of the employee. 4. Allowable Living Expenses — Actual living expenses, within the specified limits, may be claimed by all City employees when they are representing the City on official business that requires an overnight stay away from Pearland. Living expenses include such items as hotel rooms, tips, parking, ground transportation, and itemized telephone calls, as outlined: a. Hotels/Motels. The City will pay actual expenses for hotels, motels, or other lodging for the actual number of days of the conference or other meeting, plus allowance for travel time. The City will pay for a single room. Lodging per night will not exceed actual room cost plus tax and tips. b. Telephone calls. Employees may claim reimbursement for business telephone calls. Employees with City -provided cell phones shall use their cell phones for business calls. c. Internet Service. Where not provided free, the City will pay reasonable Internet service costs where the Internet is used for City business. d. Parking. Employees may claim actual parking expenses. e. Ground Transportation. Employees may claim reasonable, actual ground transportation expenses, including shuttle services and taxis. f. Tips/Gratuities. Tips and gratuities are allowed and are considered reasonable when paid at the rate of 15% of meal cost and $1.00 per piece of luggage, except when traveling under per diem. g. The City will not pay or reimburse registration fees, meals and travel expenses of spouses or significant others who accompany employees to conferences or other business related events. h. The City will not pay or reimburse registration fees, meals and travel expenses, or cancellation fees or penalties assessed for personal reasons, unless emergency in nature. 5. Meals — When representing the City on official business that requires an overnight stay away from Pearland, the Department Director/Division Manager will determine how meals will be paid. The options are as follows: a. Credit Cards: If the employee is issued a City credit card and will be using it to pay for meals while on overnight travel, the employee will be allowed Page 2 of 6 to charge the Internal Revenue Service IRS published per diem (www.gsa.gov/perdiem) per meal for the Houston area, including tip. (1) Employees will be reimbursed actual costs, but not to exceed per diem rates. Detailed, itemized receipts are required for all meals. (2) Where meals are provided at conferences and included in the registration fee, reimbursements will not be allowed. (3) City employees may find it necessary to pay for the meals of business associates, including fellow City employees, from time to time. If this is necessary, the business purpose of the meal should be stated on the request for payment/reimbursement, along with the individuals for whom the meal was purchased. (4) Traveling Day Reimbursement - Reimbursement for meals on travel days to and from Pearland, for overnight stays, will be handled as follows: a. Travel from Pearland. Employee will receive reimbursement for all meals if departure is at 7:00 a.m. or earlier; reimbursement for lunch and dinner if departure is between 7:00 a.m. and 1:00 p.m.; and reimbursement for dinner only if departure is after 1:00 p.m. b. Returning to Pearland. Employee will receive reimbursement for all meals if return is after 7:00 p.m.; reimbursement for lunch and breakfast if returning after 1:00 p.m.; and reimbursement for breakfast only if returning prior to 1:00 p.m. c. Travel to some cities with an unusually high cost of living, such as New York City, San Francisco, etc. may be required. During these times, the supervisor may permit reimbursement of meal expenses above and beyond the limits set in this policy. In no case should reimbursement exceed the guidelines set by the IRS for allowable meal expenses for those cities and the employee remains obligated to be prudent and reasonable in the employee's meal expenses. Texas and its surrounding states are not included in this provision. Receipts must be submitted. b. Per Diem: Will be based on the IRS allowable rate per day for the city to which the employee will travel, if the department chooses this option. (1) If traveling outside of Texas, the current IRS per diem rate for the City must be attached to the check request submitted to Finance Page 3 of 6 prior to receiving payment. This information can be found on IRS Publication #1542, the IRS web site or the GSA.gov web site. (2) No receipts for meals purchased with per diem will be required or accepted. (3) When traveling using per diem, no meals may be purchased using a City credit card. (4) In order to pro -rate the per diem to account for partial travel days (see Travel Day Reimbursement under the credit card option), the following formula will be utilized: (5) Breakfast — 20% Lunch — 30% Dinner — 50% The per diem request should be prepared on a Travel Advance/ Expense Report with all pertinent information, approved by the Department Director/Division Manager and submitted at the earliest practical time, but preferably no later than seven (7) full working days prior to departure. The Finance Department will issue the traveling employee a check for the amount of the per diem meals. (6) In instances where a per diem advance was made and the trip was not taken, the employee shall return the funds to the Finance Department for credit to the proper fund. 6. Other Living Expenses — The cost of alcoholic beverages, laundry/dry cleaning, in -room movies, personal tours, fitness center fees, personal entertainment, and spouse or other family expenses are specifically excluded from reimbursement. 7. Transportation Expenses Employees will utilize the most economical form of transportation available. When submitting reports, employees will submit the completed comparison of the available modes of transportation for review. a. Other Transportation. When requesting air transportation, the employee shall request the least expensive flight status. The employee may choose to travel first-class, but the City will pay only for coach class. Accommodations must be booked in a timely manner to ensure coach class is available. b. Vehicle Transportation. The employee may use their personal funds, keeping receipts for reimbursement; the employee may seek an advance; Page 4 of 6 or the employee may use the City credit card. An employee may also use a personal car for City travel. Actual mileage is calculated in miles from the work site or residence, depending on where leaving from, to the destination. Any other mileage is considered as part of the normal commute to work. The City will reimburse the lesser of (1) actual mileage to and from the destination multiplied by the current rate per mile as determined by the IRS; or (2) the round trip cost of the most reasonable alternative conveyance, e.g. airfare, that would be spent for each employee traveling to the destination in the vehicle. Employees receiving car allowances are reimbursed at a reduced rate for mileage in excess of 200 miles. The rate is 30% of the IRS allowable rate. c. Rental Cars. Employees shall sign and accept the liability/collision insurance agreement on the contract. Failure to accept this additional insurance will constitute agreement by the employee to be responsible to the service provider, third parties, or the City (at the City's discretion) in accidents for which the employee is determined to have acted negligently. d. City Vehicles. City vehicles may be used at the discretion of the Department Director/Division Manager when costs are not in excess of the costs of airfare and site transportation combined or when air transport is not available or is impractical. Direct expenses, such as gasoline and oil, associated with the use of a City vehicle will be reimbursed with receipts. C. Expense Reports 1. A Travel Advance/Expense Report will be required for any cash advance, per diem or credit card purchases for all allowable living expenses as stated in this policy. 2. When it becomes necessary that an employee travel in the interest of the City, the Department Director/Division Manager may request a travel advance. This request may be made on the Travel Advance/Expense Report and should contain the name of the prospective traveler, purpose of the trip, date(s), and other pertinent information. This request should be prepared and submitted at the earliest practical time, but preferably no later than seven (7) full working days prior to departure. 3. The Department Director's/Division Manager's request for travel advances require prior approval by the City Manager's office. Others require prior approval of their Department Director/Division Manager. If approved, the request will be sent directly to the Finance Department no later than seven (7) days prior to departure. Page 5 of 6 D. Filing Expense Reports — Complete Travel Advance/Expense Report promptly. Upon return from travel, the employee shall promptly complete a Travel Advance/Expense Report for approval by the Department Director/Division Manager or designee and shall submit the completed Travel Advance/Expense Report to the Finance Department within ten (10) working days. Employees shall include all prepaid expenses (registration, airfare, etc.) related to travel on the Travel Advance/Expense Report. Submit to Department Director/Division Manager for approval. The director/division manager or designee shall review, sign, and submit the Travel Advance/Expense Report to the Finance Department. When payment or documentation is not received within the required time allowances, the Finance Department will discontinue any advances to that employee. The Department Director/Division Manager is also responsible for ensuring that all Travel Advance/Expense Reports are completed in accordance with this policy. Executive level employees shall submit their Travel Advance/Expense Reports directly to the City Manager's Office. The City Manager's Office shall forward Travel Advance/Expense Reports to the Finance Department after review and approval. 1. Return of Unused Funds - The Finance Department shall ensure that the returned monies are credited to the same division and line item account from which they were originally drawn. Returned funds are due to the City by the due date of the Travel Advance/Expense Report. 2. Finance Department Review - The Finance Department shall review the items submitted and determine their mathematical accuracy and the allowable expenses under this policy. When a review verifies the accuracy of the Travel Advance/Expense Report and a reimbursement is due the employee, the Finance Department will issue a check or direct deposit to the employee based on the approved report. E. Paid Time 1. Attendance at lectures, meetings, training programs and similar activities need NOT be counted as working time only if four (4) criteria are met, namely a. it is outside normal hours; b. it is voluntary; c. it is not job related; and d. there is no other work that is concurrently performed. 2. Travel that keeps an employee away from home overnight is travel away from home. Travel away from home is clearly work time when it cuts across the employee's workday. The time is not only hours worked on regular working days during normal working hours but also during corresponding hours on non- working days. Time that is NOT considered work time is that time spent in travel away from home outside of regular working hours as a passenger on an airplane, train, boat, bus or automobile. Page 6 of 6 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 3 - Conduct 3.07 — Use of City Vehicles and Property The City shall provide employees adequate tools, equipment, facilities, and vehicles, when the employee's job requires the use of such. The City requires all employees to observe safe work practices and lawful, careful, and courteous operation of vehicles and equipment. The City will not hire an individual in violation of the City's driving record policy, if that individual's job would require them to drive City-owned/leased vehicles/equipment. An employee in a position that requires them to drive a City-owned/leased vehicle/equipment must maintain an acceptable driving record. A. City Take Home Vehicles 1. Definitions a. City Vehicle is any vehicle owned, rented or leased by the City. b. De Minimis means a minimal amount of personal use of City -owned vehicles, as defined by the Internal Revenue Service (IRS) regulations. c. Marked Vehicle is a City -owned vehicle which is clearly identified for use in City operations and business. d. Take Horne Vehicle is a City -owned vehicle which is assigned to a specific position with take-home responsibilities. e. Unmarked Vehicle is a City -owned vehicle which is not easily identified as used by a City employee. Examples of such vehicles would be those used in fire and police criminal investigation and detective personnel. f. Vehicle is any self-propelled equipment, trailer or trailer -mounted equipment, which is towed by a self-propelled piece of equipment, which may be marked or unmarked with City identification, and/or licensed for use on public roadways. Assignment of Take Home Vehicle A take home vehicle may be assigned by the City Manager to positions for any of the following reasons: a. When taking home a City -owned vehicle serves a valid public purpose. b. When the employee responds to frequent emergency calls from home or is on call-back or standby status. Page 1 of 7 c. When the responsibilities of the position require that the person be available to respond to situations with the necessary specialized equipment and/or skill that requires the City vehicle for transportation. The assignment of a City vehicle belongs with the position and NOT with the individual employee. 3. Take Home Vehicle Authorization The assignment of City take home vehicles to positions shall require the approval, in writing, of the City Manager. If a vehicle is assigned pursuant to this policy, only the employee who was granted approval is authorized to operate the vehicle. The following criteria will measure an employee's need for a take home vehicle: a. All employees that take City vehicles home must live within twelve (12) vehicular miles or less of the job site where the employee is stationed for the purposes of responding to emergencies. Exceptions to this rule will be granted at the discretion of the City Manager. Continued take home vehicle authorization will be based on the number of actual back to work trips made. If the number of after-hours back to work trips is low, take home authorization may be discontinued. b. Positions that utilize take home vehicles will be reviewed on an annual basis and will require authorization by the Department Director and/or the City Manager. c. The City reserves the right to review the continuing need for any vehicle assignment and withdraw or reassign such vehicle at any time. d. City vehicle usage will not be negotiated as part of an employment package without prior approval from the City Manager. 4. Use of Take Home Vehicles Authorized personnel who utilize take home City vehicles will adhere to good stewardship practices and common sense pertaining to responsible use of the vehicles. Employees who use take home vehicles must adhere to the following general rules: a. Employees are prohibited from transporting non -City business related persons in any City take home vehicle (i.e. spouses and children) unless prior approval is received on a per incident basis (Ex. If the employee is attending a conference out of town and taking their spouse, they may take their personal vehicle and the City will pay the employee's mileage.). In order to minimize potential theft or damage of property, take home cars should be parked in a drive -way, not on the street. b. In no case shall a City vehicle be used in the conduct of purchasing, transporting, or consumption of alcohol, unless in the course of any investigation that involves alcohol. Page 2 of 7 c. Smoking/tobacco use of any kind is not allowed in City vehicles. d. Aside from providing services and conducting business, take home vehicles may be used for commuting and de minimus personal errands during workdays, pursuant to IRS regulations. An employee may utilize their vehicle for lunch and/or break time purposes during workdays as long as it is within reasonable distance from the employee's place of work that day. These regulations may be amended by the IRS from time to time. The IRS considers personal use of an employer's vehicle, which includes the commute between home and workplace, to be a taxable fringe benefit. The only definite exceptions to this rule are clearly marked police or fire vehicles, unmarked police cars (if they meet certain requirements), ambulances, and certain Large trucks. In order to comply with IRS regulations, any City employee who drives a City -owned vehicle to and from his home, either on a regular basis or sporadically, must report his mileage to Finance on a monthly basis, on an official form designed by the Finance Department. An employee has one (1) of two (2) options for compliance: i. Pay the City an amount determined by the IRS (i.e. $3.00 per day) through payroll deduction for the vehicle commute, or ii. The deduction amount will be added to the employee's W-2 for taxable wages. The IRS valuation for a commute to and from work is subject to change; however, an employee who is authorized by the City Manager to operate a City vehicle for personal usage beyond the commute to and from work shall report on the official form (designed by the Finance Department) their exact mileage for personal usage. In the absence of documentation, a determination may be made by the Director of Finance to consider all usage as personal and include the value (as determined by IRS valuation rules) in the employee's wages. It is the Department Director's/Division Manager's responsibility to ensure that the Finance Department is notified of all employees using City -owned vehicles for personal use and that the employee is properly reporting his personal usage in a timely manner. B. City Vehicle Requirements 1. Only City employees are permitted to operate City -owned vehicles. The only exception permitted is the operation of a vehicle by an employee of a firm performing repair work on a vehicle or approved members of the Emergency Medical Services and/or Fire Departments, authorized Citizens Police Academy members and Eyes of Pearland Members. (NOTE: If the employee is attending a conference out of town and taking their spouse, they may take their personal vehicle and the City will pay the employee's mileage.) Page 3 of 7 2. Employees may not drive vehicles for City business without the prior approval of their Department Director/Division Manager. Before approving a driver, the Department Director/Division Manager, or their designee, must request the Human Resources Department to check the employee's driving record, verify the existence of a valid driver's license, and personal auto liability insurance coverage, and make certain that the employee is eligible for coverage under the City's insurance. 3. Employees whose jobs require regular driving for business as a condition of employment must be able to meet the driver approval standard of this policy at all times. An offense certain to result in the employee's disqualification from coverage is a conviction for driving while under the influence of alcohol or drugs. In addition, employees holding those jobs must inform their supervisors, Human Resources and Finance of any changes that may affect their ability to meet the standards of this policy. 4. A City employee who drives a City vehicle, or who may drive a privately owned vehicle while carrying out job duties, must maintain a valid Texas Driver's license and an acceptable driving record as determined by the City. Employees who lose their licenses or experience a change in their license must report this to their supervisor and Human Resources. 5. Employees may use their own vehicles for business purposes, with the approval of their Department Director/Division Manager, and may claim reimbursement for mileage, parking fees, and tolls actually incurred. Drivers using their own vehicles on City business must make sure that the vehicle meets any City or legal standard for insurance, maintenance, and safety. 6. City vehicles will be assigned to those departments that have demonstrated a continuing need for them. Employees who receive prior approval from their supervisors may rent an economy (or similar size) car when traveling out of town on City business, when justified that a City vehicle is not available. 7. Failure by an employee to maintain a driving record satisfactorily to the standards established in this policy will be deemed in violation of this standard, and will subject the employee to discipline up to and including termination of employment. All penalties and/or fines imposed as a result of an "at -fault" traffic offense occurring during work shall be the responsibility of the employee. Employees must report all occurrences to their supervisor and Finance within twenty-four (24) hours of occurrence. 8. Temporary employees or employees contracted by an outside agency are not allowed to drive a City vehicle. Page 4 of 7 9. Driving records of employees who operate City vehicles and/or whose position requires driving for City -related business will be examined on an annual basis by Human Resources. It is the employee's responsibility to report all citations received on or off the job to his/her supervisor and to Human Resources. 10. Employees whose positions require the operation of a motor vehicle, must, in addition to meeting the approval requirements above, exercise due diligence to drive safely, wear seat belts, and follow all traffic laws, to avoid distractions while driving, such as using a cellular telephone without a hands-free attachment, and maintain the security of the vehicle and its contents. Employees who engage in improper driving practices are to be immediately reported to the Department Director/Division Manager for appropriate disciplinary action. When employees receive toll fines, the employee will be responsible for that fine. The only exception to this will be in the event of an emergency when Fire or Police receive a toll fine. All employees are expected to obey all traffic laws/rules. If an employee receives a traffic citation (i.e. speeding, parking, and the like) while operating a City -owned vehicle, even during working hours, the citation fees/costs shall be the responsibility of the employee. 11. Employees are not permitted, under any circumstances, to operate a City vehicle, or a personal vehicle for City business, when the employee cannot drive safely. This prohibition includes circumstances in which the employee is temporarily unable to operate a vehicle safely or legally because of illness, medication, or intoxication. 12. Employees who will be absent from their normal work for a period of five (5) working days shall park their assigned unit at the City facility to which the vehicle is assigned. 13. Employees shall not operate any City vehicle while on leave due to illness, injury, or a medical condition, light duty, or other restricted duty, unless approved by the attending physician's restrictions. 14. The City Manager may approve some employees who use their personal vehicles for approved business purposes to receive a car allowance. This allowance is to compensate for the cost of gasoline, oil, depreciation, and insurance. In addition to the monthly car allowance, the City will pay the reduced IRS mileage rate for mileage exceeding 200 miles round trip. Mileage under 200 miles round trip, will not be reimbursed as it is included in the car allowance. Every employee who receives a car allowance will carry his/her own liability insurance and furnish the City's Human Resources Department with a certificate from the insurance company stating that they have basic limits of liability required by the State of Texas. In case of an accident, while driving a City vehicle or using a non -City -owned vehicle on City business, the employee shall immediately call the police, or law enforcement agency Page 5 of 7 in the jurisdiction, and his/her supervisor. The employee should not leave the scene of the accident, unless required to do so because of injury, until after the police investigation is completed. In case of an accident while driving a City vehicle contrary to City policy, the City will file any damages on the employee's personal insurance and they shall be disciplined up to and including termination. C. Maintenance and Reporting 1. It is the direct responsibility of the employee to ensure the vehicle is in full operational condition before and after each use. Furthermore, the employee will properly notify his/her supervisor of any exceptions to the condition of the vehicle in accordance with departmental rules. Employees who operate City vehicles are responsible for maintaining weekly maintenance logs and for reporting any defect(s) in the mechanical equipment to the City Shop. Any vehicle found to be unsafe will be removed from the operational fleet until necessary repairs are made. 2. The Fleet Department is responsible for scheduling periodic maintenance and servicing of all City vehicles. Further, prior to the purchase or replacement of a vehicle, the specifications and request shall be reviewed and approved by the Fleet Department Superintendent. 3. It is the employee's responsibility to keep their assigned City vehicle clean (inside and out), either by washing the vehicle at home, or by using the City's car wash facility. Occasionally an employee may choose to use a car wash/detailing vendor. In this event, the City will pay up to a maximum of four (4) car washes per fiscal year. 4. If an employee leaves the employment of the City and the assigned vehicle to that employee is found to be in need of major cleaning prior to being reassigned, and if the vehicle cannot be cleaned at the City's facility, the department may request to take the vehicle for a detailed cleaning. In this unusual circumstance, the department must fund the expense within their existing budget. 5. Employees must report any accident, theft, damage, breakdown, or mechanical problem involving a City vehicle or a personal vehicle used on City business to their supervisor and the Finance Department, regardless of the extent of damage or lack of injuries. These reports must be made as soon as possible but no later than twenty-four (24) hours after the incident. Employees are expected to cooperate fully with authorities in the event of an accident however it is not appropriate to make any statements other than in reply to questions of investigating officers. Page 6 of 7 6. If an employee is in doubt about a circumstance related to his/her use of a City vehicle or any other piece of equipment, supplies, tool, or materials purchased with taxpayer funds, the employee must check with his/her supervisor before proceeding with the use of that vehicle/equipment. Violations of any of the provisions related to the use of City vehicle/equipment will result in disciplinary actions, up to and including termination and possible prosecution. D. Equipment 1. The City may issue various types of equipment and other property to employee, (e.g. credit cards, keys, tools, computers, etc.) This equipment and property are for use while on City business only, unless otherwise approved by City Council or the City Manager. Employees are responsible for items issued to them by the City, as well as for items otherwise in their possession or control or used by them in the performance of their duties. It is expected that employees will follow the policies set out relating to the use of City property at all times. 2. It is the employee's responsibility to ensure any equipment issued to them is properly maintained. If repair is warranted the employee is to contact their supervisor and take the necessary steps to have the property repaired. Failure to properly maintain equipment will lead to disciplinary action up to and including termination of employment. All equipment is to be accounted for in a manner that befits normal use and storage, such as inventories, engraving, and the like. For items valued in excess of $500, excluding automobiles, a departmental representative should be contacted to take digital photographs for the files. 3. Missing equipment will be reported to the Pearland Police department and a police report filed with a phone call to and subsequent copy of the police report forwarded to the Finance department. Note: The Pearland Police department will conduct an independent inquiry into the matter. At no time shall a supervisor nor any member of City Management take any action in the matter without advice and approval of the City Manager and/or the Director of Human Resources. 4. The use of all tobacco products, including smokeless, is prohibited while operating and/or being a passenger in City owned/leased equipment. At no time may an employee under the influence of any alcohol/drug/medication drive City equipment. 5. Operators of all motorized equipment used in the service of the City who become involved in any accident may be subject to disciplinary action up to and including termination of employment if upon investigation, it is determined that the employee is responsible for such action or through carelessness or recklessness contributed to the cause of such accident. Page 7 of 7 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 3 - Conduct 3.08 — Political Activity Civil Service employees will be governed by Chapter 143 of the State Local Government Code. All non -civil service employees of the City of Pearland will refrain from using working time, City services, the City's name or City facilities for any political purpose, regardless of the candidate or issue. City employees will not circulate or sign petitions or political literature, solicit or receive donations or perform political service while on duty, on City premises, or with City resources. Page 1 of 1 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 3 - Conduct 3.09 — Inclement Weather/Emergencies — General Policies Regardless of weather or other conditions, the City never closes. Because of the essential and direct impact on public safety and health, essential City services must continue regardless of the weather, man-made or technological emergencies or disasters. Emergency Essential Personnel are required to report to work as scheduled or as needed, regardless of official delayed opening, early closing or closure of City facilities. A. Employee Designations In the event of a wide scale emergency or significant weather event that could impact the community, all employees must be ready to assist in managing the crisis. Some employees are designated as essential for the continuity of governmental operations. Department Directors shall designate each position as "Emergency Essential Personnel" or "Emergency Non -Essential Personnel." This designation shall be documented by the Human Resources department in the official job description. All personnel shall be advised of their status by January 2'd of each year, and/or at the time of hire. Individual employees' status may change as the needs of the City change during an emergency or inclement weather event at the discretion of the Department Director. 1. "Emergency Essential Personnel" — Each Department Director is responsible for identifying those employees who will be designated as "Emergency Essential Personnel". "Emergency Essential Personnel" may be required to remain available immediately before, during and/or after the disaster/emergency conditions to perform duties directly related to the emergency conditions. 2. "Emergency Non -Essential Personnel" — Following a needs assessment, some employees may be temporarily dismissed from work, concurrently or successively, as determined by the Department Director. These employees are designated as "Emergency Non -Essential Personnel." 3. "Essential Recovery" — Some employees may be further identified as "Essential Recovery." The City Manager and each Department Director are responsible for identifying those employees who are essential to the quick restoration of critical services to the community. Page 1 of 4 B. Emergency Periods 1. Pre -Impact Period. This is the time prior to the impending emergency or inclement weather event and includes emergency response activities and preventive measures by the City in preparing for the impending emergency or inclement weather. This period begins when the City Emergency Operations Center opens or the City Manager determines that an emergency or inclement weather event is imminent. 2. Emergency or Inclement Weather Period. This is the time during which emergency response activities and/or restoration of critical services are conducted to protect life and property and most other regular City services are suspended. This period begins when City facilities are closed for normal business and ends when the City Manager declares it safe for all employees to return to work. 3. Emergency/Disaster — Recovery Period. This is the time during which emergency response activities and/or restoration of critical services and all regular City services are suspended. This period begins when the City Manager orders Emergency Essential Personnel to take shelter in City -operated Response Centers and ends when the City Manager reinstates emergency response activities and/or the restoration of critical services. 4. Post Impact/Recovery Period. This is the period of time during which activities are conducted to restore the City's infrastructure and services to pre -disaster conditions. This period begins when the City Manager declares it safe for all employees to return to work and ends when he/she declares the period is over. C. Responsibilities 1. Employee Employees are expected to report for duty at the hour regularly assigned for their workday. No one is excused from work until the City Manager, through each Department Director, authorizes employees to leave, even if a public announcement of office closures or suspension of service is issued. Additionally, employees must return to work as soon as the emergency or inclement weather period is over to participate in the Post Impact/Recovery Period. Employees must: a. Contact supervisor when emergency events, disasters, or inclement weather exist or is anticipated in order to receive any specific instructions. b. Discuss with supervisor in advance any circumstances anticipated that may prevent the employee from arriving to work during emergencies/ inclement weather conditions (such as road closures or childcare arrangements) and any pertinent leave requests. Page 2 of 4 c. Stay informed about emergencies/inclement weather conditions and City operations through the communication methods designated by the City Manager and their Department Director. (TV/Radio media, City's intranet, City's web -page, emails, pagers, supervisors, and the like.) d. Maintain an up-to-date Employee ID Badge and carry it at all times. Each ID Badge will include the City's Employee Hotline telephone number. e. Ensure that emergency contact information supplied to supervisor and the Human Resources department is current so employee can be contacted when away from work. When securing or evacuation of personal residences is required, Emergency Essential Personnel will be permitted and expected to make arrangements for their families, including the use of authorized shelters, prior to the Pre -Impact Period. At the Department Director's discretion, previously approved leave requests may be canceled. Failure to return to work upon notice, either written or verbal, that the previously approved leave is being canceled, will be deemed an unauthorized absence from work or assignment which may be sufficient cause for termination of employment. In the event that such previously approved leave is not canceled, employees will continue to be charged for such leave. Any unauthorized absence from work or assignment may be considered sufficient cause for termination of employment. 2. Department Directors Department Directors must keep an updated list of the staff that is designated as Emergency Essential Personnel along with defined expectations of duties and reporting during state of emergencies, inclement weather delayed openings and closing. The list must be disseminated to the requisite people. Duties of the Department Directors are as follows: a. Coordinate with the City Manager on any anticipated delays or closings and any alternate procedures that may affect the City's normal business operations. b. Ensure a clear communication mechanism with all of their employees. c. Conduct training with employees regarding emergency operations procedures prior to May 31 of each year that outlines expectations, possible work schedules, leave, and the like. d. Provide a list of Emergency Essential Personnel to Human Resources and Emergency Management prior to January 2nd each year. Page 3 of 4 3. City Manager If any City facilities are closed due to an emergency and/or adverse weather conditions the decision about which departments or divisions will be closed and how employees will be compensated is the responsibility of the City Manager or their designee. The City Manager is also responsible for: a. Coordinating with Department Directors on any City -delayed openings or closings. b. Designating employee(s) to contact/post delayed openings or closings with the media. For information regarding how employees are to be compensated during times of inclement weather, please refer to the Compensation section of this manual. Page 4 of 4 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 3 - Conduct 3.10 — Use of Tobacco Products In keeping with the City's intent to provide a safe and healthy work environment, smoking and the use of smokeless tobacco products (e.g., chewing tobacco, snuff, and the like) are prohibited in any City -owned or municipal buildings or in City -owned, rented, or leased vehicles or equipment. No employee may use tobacco products while interacting with the public. Employees may use tobacco products outdoors in designated areas when on a break (see City Ordinance Article 1, Section 20-9-2 for further information.) Supervisors are to make certain employees are in compliance with this policy. Employees found to be in violation of this policy will be disciplined up to and including termination of employment. Page 1 of 1 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 3 - Conduct 3.11 — Anti -Harassment and Non -Discrimination Sexual harassment is unlawful and will not be tolerated. Policy prohibits any form of sexually - oriented speech or conduct that is unwelcomed and offensive to the recipient. Unwelcome sexual advances, requests and other verbal or physical conduct of a sexual nature constitutes sexual harassment when: • Submission is made either explicitly or implicitly a term or condition of employment; • Submission or rejection of such conduct is used as basis for employment decisions; • Such conduct has the effect of unreasonably interfering with work performance or creating a work environment that is hostile, intimidating or offensive. Conduct prohibited by this policy includes verbal abuse, jokes which are inappropriate and may cause embarrassment at another's expense; nonverbal messages such as e-mails, looks or gestures and invitations or pressure which are unwanted and may or may not include sexual suggestions. Unwelcomed physical contact may also amount to sexual harassment and will not be tolerated. A supervisor who expressly or impliedly bases job-related decisions on an employee's submission to sexually harassing conduct, or who threatens to do so, violates the law and this policy. Non -supervisory co-workers will also be held accountable for failure to report any sexually harassing conduct they witness. Sexual harassment has the effect of creating an intimidating, hostile or offensive work environment and may interfere with the employee's ability to perform his or her job. The City is equally intolerant of any speech or conduct that is intended to, or has the effect of abusing or harassing any employee because of his or her race, ethnic origin, sex, age, disability or religion or any other protected characteristic. Such actions destroy employee morale and camaraderie; they are also illegal. Prohibited conduct includes but is not limited to repeatedly violating someone's "personal space"; lewd, off-color comments or jokes; epithets, slurs and negative stereotyping, writings/pictures that single out, denigrate or show hostility or aversion toward someone on the basis of a protected characteristic. Sending, showing, sharing or distributing in any form inappropriate jokes, pictures, comics, stories, and the like, will not be tolerated. Employee need to treat others with the same respect as they expect. Page 1 of 2 If an employee believes they or another employee have been subjected to harassment they should do the following: 1. Tell the offending party that they find it offensive and that they want it to stop. 2. If the problem is not corrected immediately, or if it is so severe that it requires immediate intervention by City Management, the employee must present their complaint to their Department Director, the Director of Human Resources, an Assistant City Manager or the City Manager. A supervisor who receives a complaint, or who otherwise becomes aware of possible harassment must immediately advise his/her Department Director, who will notify the Director of Human Resources. The Director of Human Resources will advise the City Manager promptly of all claims of harassment, and will keep the City Manager apprised of the results of any investigation and corrective action taken. The City takes retaliation against an employee who makes a good faith charge or report of prohibited conduct or who assists in a complaint investigation very seriously. If however, after investigating any complaint of harassment or unlawful discrimination, the City determines that an employee has provided false information regarding the complaint, disciplinary action up to and including termination of employment shall be taken against the individual(s) who gave the false information. All employees are expected to carry out the spirit and intent of this policy by promoting an environment free of harassment. Page 2 of 2 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 3 - Conduct 3.12 — Workplace Violence The City strives to provide a safe and secure working environment for its employees and has established a policy to expressly prohibit any acts or threats of violence by any City employee against any other employee. The City will not condone any acts or threats of violence against City employees, customers, or visitors at any time, or while engaged in business with the City, on behalf of the City, on, or off the City's premises. Workplace violence is an act or threat of aggression causing or placing another in fear of emotional and/or physical harm. Workplace violence can take many forms. The following list of behaviors, while not all-inclusive, provides examples of conduct that are prohibited: • Causing physical injury to another person; • Making threatening remarks (direct or indirect); • Aggressive or hostile behavior that creates a reasonable fear of injury or harm to another person or subjects another individual to emotional distress; • Intentionally damaging employer property or property of another employee; • Possession of a weapon while on City property or while conducting City business (unless authorized by law); • Committing acts motivated by, or related to, domestic violence. The workplace is any location where an employee performs work for the City (i.e., office, public building, grounds, City parks, vehicle, private residence, or any location associated with travel for the City, and the like.) The City is concerned about the increased violence in society which has filtered into many workplaces throughout the United States. In keeping with the spirit and intent of this policy, and to ensure the City's objectives in this regard are attained, the City is committed to the following: • To provide a safe and healthful work environment in accordance with the City Safety Policy. • To take prompt remedial action up to and including immediate termination of employment against any employee who engages in any threatening behavior or acts of violence. Page 1 of 2 • To take appropriate action when dealing with customers, former employees, or visitors to City facilities who engage in such behavior. Such action may include notifying the police or other law enforcement personnel and prosecuting violators to the maximum extent of the law. • To establish viable security measures to help make City facilities more safe and secure and to properly handle access to City facilities by the public, off-duty employees, and former employees. An employee who displays a tendency to engage in violent, abusive, or threatening behavior, or who otherwise engages in behavior that the City, in its sole discretion, deems offensive or inappropriate will be referred to the Employee Assistance Program for counseling or other appropriate treatment. Such employees will also be subject to disciplinary action, up to and including termination of employment. In addition, the City reserves the right to report conduct to appropriate law enforcement authorities, which it believes may be illegal. Each City employee must immediately notify his/her supervisor, Department Director, the Director of Human Resources and /or the Police Department of any act of violence or of any threat involving a City employee that the employee has witnessed, received, or has been told that another person has witnessed or received. Even without an actual threat, each City employee must also report any behavior that the employee regards as threatening or violent when that behavior is job-related or might be carried out on City property, a City -controlled site or City job site, or when that behavior is in any manner connected to City employment or activity. Each employee is responsible for making this report regardless of the relationship between the individual who initiated the threat or threatening behavior and the person or persons threatened or the target of the threatening behavior. A supervisor who is made aware of such a threat or other conduct must immediately notify his/her Department Director and the Director of Human Resources. Supervisors and Human Resources shall discuss and investigate all reported incidents with parties involved in the situation. Reports or incidents warranting confidentiality will be handled appropriately and information will be disclosed to others only on a need -to -know basis. The City will not condone any form of retaliation against an employee for making a report under this policy. Page 2 of 2 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 3 - Conduct 3.13a — Drug and Alcohol Policy The City recognizes that alcohol and/or drug use increases risk of accidents, decreases productivity, and increases medical expenditures. Therefore, the City has a vital interest in maintaining a safe and efficient working environment. In order to achieve this environment, City employees are prohibited from reporting to work or work-related activities under the influence of drugs and/or alcohol. The City maintains a zero tolerance policy. City employees will be subject to testing and submission to and passing tests are a condition of employment. This policy applies to all employees and job applicants. No part of this policy is intended to conflict in any way with the regulations set forth by the Department of Transportation (DOT). If there is a conflict, DOT employees are responsible to follow the City's DOT policy. A. Prohibited Activities — The following acts are prohibited and employees who commit these acts shall be subject to immediate termination of employment. 1. Consumption of illegal drugs at any time. 2. Abuse or misuse of prescription or over the counter (OTC) medication. 3. Consumption of alcohol: a. While on duty (includes hours worked and breaks.) b. Four (4) hours prior to reporting to work. c. Eight (8) hours following an accident (or until tested.) d. During on-call status. e. While wearing City apparel or uniforms. 4. Operating a City vehicle or equipment or conducting City business while impaired by drugs or under the influence of alcohol. 5. The use or possession of alcohol or illegal drugs in a City vehicle (whether on or off duty). 6. Unlawful manufacturing, distribution, dispensing, possessing or using controlled substances in the workplace. Employees attending social functions in conjunction with a training and/or conference may consume a moderate amount of alcoholic beverages if the function does not involve the use of a City vehicle and the employee's conduct does not reflect poorly upon the City. Page 1 of 7 B. Testing to be performed — Drug testing is conducted by analyzing an employee's urine specimen at a certified lab. The City may utilize other or additional testing methods if, in the City's opinion, other methods may yield accurate results. Alcohol testing will be conducted by breath analysis. Testing will be conducted for prohibited drugs and drug metabolites in the following circumstances: • Pre -Employment • Random • Post Incident • Reasonable Suspicion The following prohibited drugs will be tested for: • Marijuana (THC) • Opiates • Phencyclidine (PCP) • Cocaine • Amphetamines • Any Other Controlled/Illegal Substances Testing for alcohol will be conducted in the following circumstances: • Post Incident • Reasonable Suspicion • Random • Pre-employment 1. Pre -Employment Testing — All applicants (including full-time, part-time, seasonal and temporary) are subject to pre-employment testing. Any applicant who refuses the pre-employment test or yields a "positive" result will not be considered for employment. If a pre-employment test is canceled by a Medical Review Officer (MRO) for any reason, the applicant will be required to take another one with a verified negative result within twenty-four (24) hours. All employment offers are contingent upon passing requisite alcohol and drug screenings. A verified negative result must be obtained before an employee begins employment. Applicants, who were tested more than 90 days prior to beginning of employment, must have a new pre-employment test performed with a verified negative result. 2. Random — Employees in positions requiring CDLs or in safety sensitive positions are subject to random testing. Safety sensitive positions are those which involve a significant danger to life and/or property and which include those positions in which the handling and possession of firearms is required, in which the immediate Page 2 of 7 protection or defense of human life may be required, in which the handling or transporting of hazardous materials is required or positions that may pose a danger to themselves or others. Random testing selections are made using a scientifically valid method (computer based random number generator) and are spread reasonably throughout all periods of the calendar year (all days and hours of operation). Each employee subject to this policy will have an equal chance of being tested each time random selections are made. Dates and times for random testing are unannounced and spread reasonably throughout the calendar year. The Human Resources Generalist will be the Designated Employer Representative (DER) for the City and will ensure all testing is conducted as required. Human Resources will notify Supervisors when an employee has been randomly selected. Upon notification, the Supervisor will ensure the employee proceeds to the testing site as soon as possible. An employee's refusal to submit to the random test when notified, or failure to report to the lab within one (1) hour, will be considered a test refusal. 3. Reasonable Suspicion — A reasonable suspicion drug or alcohol test will be conducted when a Supervisor or City official has reason to believe that an employee is under the influence of alcohol or drugs. Supervisors who observe the employee must document all observations, conversations, etc., related to the incident. Reasonable suspicion must be based on specific, contemporaneous, and particular observations concerning the appearance, behavior, speech, and/or body odors of the employee. Unless the supervisor directly observes the possession, consumption or inhalation of alcohol or drugs a second City supervisor or director must also be notified and concur with the employee's supervisor's reasonable suspicion before testing can be compelled. Characteristics indicating reasonable suspicion may include, but are not limited to: • Abnormal or erratic behavior; • Inconsistent work quality and lowered productivity; • Physical symptoms such as glassy or bloodshot eyes, slurred speech, unsteady gait, poor coordination or reflexes; • Deteriorating personal appearance, hygiene, and ability to get along with co-workers; • Odor of alcohol, marijuana, or other illegal substances; • On-the-job injury or accident (see post accident portion of this policy); • Direct observation of alcohol/drug use or possession; and • A motor vehicle accident. Reasonable suspicion testing for alcohol must be administered within eight (8) hours after observation; otherwise attempts to administer the test will cease and reasons why the test was not administered will be documented and sent to Human Resources. Page 3 of 7 Reasonable suspicion testing for drugs should be conducted as soon as practicable but no later than twenty-four (24) hours after observation; otherwise attempts to administer the test will cease and reasons why the test was not administered will be documented and sent to Human Resources. Employees being ordered for reasonable suspicion testing will be transported to the testing facility by either their direct supervisor, another supervisor from the same division/department or the Department Director/Division Manager. The employee will not be allowed to drive themselves. If an event giving rise to reasonable suspicion occurs after normal business hours, the supervisor will transport the employee directly to the City's designated facility for testing. The City will make arrangements to have the employee transported home after the testing is complete. While waiting for the results of a reasonable suspicion test, an employee will be placed on Administrative Leave pending the outcome of the tests and any investigation. The employee will not return to the workplace until they have been authorized to do so by Human Resources or their direct Supervisor. An employee who refuses to submit to a reasonable suspicion test will be considered insubordinate (please refer to the Test Results section for more information). If this situation arises, the employee will be verbally advised that successful drug/alcohol screens are a condition of employment. If an employee requests the option to resign prior to taking a reasonable suspicion alcohol/drug test, they may be allowed to do so. However, they will not be eligible for separation benefits and will not be considered for re-employment. 4. Post Incident Testing — All City employees who are involved in motor vehicle, equipment or injury incidents while in the course and scope of their employment, are subject to post accident drug/alcohol testing. All employees must remain readily available for testing after an accident. An employee refusing to submit to a post accident alcohol/drug test will be considered insubordinate. Employees whose behavior could have contributed to the incident will also be tested. Because of potential exposure to liability post incident testing will be conducted under City Policy. Any employee involved in an incident will be required to take a drug and alcohol test if: • The incident results in damage or loss to any property in excess of $1,000, as determined by the supervisor, and/or • There is an injury requiring treatment by a healthcare provider. Post Accident Alcohol Testing Time Limits — Post Accident testing for alcohol must be administered as soon as practicable but no later than eight (8) hours after the accident; otherwise attempts to administer the test will cease and the reasons why the test was not administered will be documented. Undocumented/unsubstantiated Page 4 of 7 reasons for not testing immediately will be considered a refusal to test. Employees will not be allowed to drive a City vehicle until the test results have been confirmed to be negative. Post Accident Drug Testing Time Limits — Post Accident testing for drugs must be conducted as soon as practicable but no later than twenty-four (24) hours after the incident; otherwise attempts to administer the test will cease and the reasons why the test was not administered will be documented. Undocumented/unsubstantiated reasons for not testing immediately will be considered a refusal to test. Employees will not be allowed to drive a City vehicle until the test results have been confirmed to be negative. Post accident testing may be delayed while the employee assists in resolution of the accident or receives medical attention following the accident. C. Test Results — Test results will be classified as Negative, Positive, or Test Refusal: • Negative — Verified negative result is acceptable for drug testing. For alcohol, a verified test result below 0.02 is acceptable. • Positive — Per City policy, all tests producing positive results will result in termination. The following test results will constitute positive results: o Verified positive result for drugs. o Verified BAC (Breath Alcohol Content)> 0.02. • Test Refusal — Per City policy, the submissions to alcohol and drug testing is a condition of employment, a refusal to submit to appropriate testing will be considered insubordination. Test refusals are considered as positive test results and will result in termination of employment. An employee will be deemed to have refused to take an alcohol/drug test if: o They fail to appear for a test within a reasonable time, as defined by the employer. o They fail to remain at the testing site until the testing process is complete. o They fail to provide a breath or urine specimen as required. o They fail to permit an observed or monitored collection specimen when required. o They fail to provide a sufficient amount of volume with no valid medical explanation. o They fail or decline to take an additional drug/alcohol test as employer or collector. o They fail to undergo a medical exam or evaluation when requir o They fail to cooperate with any part of the testing process empty pockets, wash hands, remove hat, etc.) o The MRO reports the presence of a verified adulterated or result. o They refuse to sign Step 2 of the Alcohol Test Form (ATF). o They leave the scene of an accident without just cause prior to submitting to a test. directed by the ed. (i.e., refusal to substituted test Page 5 of 7 A positive drug test will be reviewed by the MRO who will contact the employee and conduct an interview to determine if there is an alternative medical explanation for the positive test result. If the employee provides appropriate documentation and the MRO determines there is a legitimate medical use of the substance, the test result will be reported to the City as negative. D. Notification of Test Results — The City's testing facility will notify the City of any negative results. The MRO will notify the employee and the City of any verified positive results. E. Retesting — the following outcomes will result in retesting: Test Result Outcome Negative Dilute (creatinine level is => 5 mg/dl) Retest will be done unobserved Negative Dilute (creatinine level is between 2-5 mg/dl Retest will be done under direct observation Fatal flaw / rejected Retest will be done under direct observation Invalid result (without medical explanation) Retest will be done under direct observation Primary is positive adulterated/substituted and split is unavailable or invalid Retest will be done under direct observation Primary is positive and split test fails to reconfirm Test is considered cancelled F. Consequences — Employees, whose test result is positive for drugs or alcohol, will be immediately placed on Administrative Leave pending verified results and any decision regarding disciplinary action. The City has a "zero" tolerance policy and employees with positive test results will be terminated under City policy. An employee who violates this policy will not be considered for re-employment. If a tested employee has an alcohol concentration of 0.02 or greater their employment will be terminated. G. Prescription and Over the Counter (OTC) Medications — Some prescriptions and OTC medications may adversely affect an employee's ability to perform their job safely. The employee is responsible for discussing their job duties with their physician. The physician is responsible for evaluating the employee's ability to safely perform their job duties. Employees who are medically disqualified from performing their job duties while taking medication will immediately notify their supervisor and Human Resources. All employees are required to notify their supervisor when taking any prescription or non- prescription medication that may interfere with the safe performance of their job duties. The supervisor may either temporarily re -assign them or place them on sick leave. Re- assignment is not to be considered a permanent appointment and is to be temporary in nature with a specific ending date. Failure to comply may result in disciplinary action up to and including termination of employment. Page 6 of 7 Employees should read all warning labels for OTC medications and should seek alternatives to those that indicate they affect mental functioning, motor skills, or judgment. Employees are encouraged to seek assistance from their physician or pharmacist in identifying alternative medications or treatments. Employees should never misuse OTC medicines by taking them longer or in higher doses than the label recommends. Some medicines may interact with food and beverages, as well as with health conditions such as diabetes, kidney disease, and high blood pressure. Employees must read the warning labels to find out what foods or situations to avoid when taking the medication. If employees are taking more than one (1) OTC medication, they should compare the active ingredients. Employees should not take two (2) medicines with the same active ingredients unless instructed by their physician or other healthcare professional. H. Employee Admission of Drug/Alcohol Use — An employee who admits to alcohol misuse or drug use must do so in accordance with the policy and the City's Employee Assistance Program (EAP); the employee may not self -identify in order to avoid the testing requirements of this policy. The employee must make the admission prior to performing a job function (prior to reporting to duty). After admission, the employee may not perform their job function until the City is satisfied that the employee has been evaluated and has successfully completed educational and treatment requirements. A drug and alcohol abuse evaluation expert, i.e., an EAP professional, SAP, or a qualified drug and alcohol counselor, will determine successful completion. Prior to the employee resuming their job duties, the employee must undergo a return to duty alcohol test with a result of less than 0.02 and/or a return to duty drug test with a negative test result. Confidentiality — All information relating to alcohol or drug testing will be protected by the City as confidential unless disclosure is otherwise authorized by law or authorized in writing by the employee. All results will be maintained in a confidential file within the Human Resources Department. J. Record Retention — Drug/Alcohol testing results will be maintained under this policy by the Human Resources Department for three (3) years as the law allows. K. Contact — Questions regarding this policy should be directed to the HR Generalist at 281- 652-1617 or HR Director at 281-652-1656. Page 7 of 7 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 3 - Conduct 3.13b — Drug and Alcohol Policy (DOT) The City recognizes that drug and alcohol abuse increases risk of accidents; decreased productivity, and medical expenditures. Therefore, the City has a vital interest in maintaining a safe and efficient working environment. In order to achieve this environment, City employees are prohibited from reporting to work or work-related activities under the influence of drugs and/or alcohol. Participation in the Drug and Alcohol Program is a requirement of each employee and is a condition of employment. The City employs persons in positions that are regulated by the U.S. Department of Transportation (DOT). City employees who drive a commercial motor vehicle requiring a Commercial Driver's License (CDL) as a part of their duties are subject to alcohol and drug testing as mandated by DOT, Federal Motor Carrier Safety Administration (FMCSA), and Federal Transit Administration (FTA), and as outlined in this policy. The City will comply with the regulations set forth by the DOT. In order to assure compliance with related regulations, employees are to defer to 49 CFR, Parts 40, 382, and 655 of the DOT regulations regarding testing, test administration, etc. This policy applies to all employees and job applicants of positions within the City that are designated as DOT regulated positions. An employee is considered to be performing a safety sensitive function during any period in which he/ she is actually performing, ready to perform, or immediately available to perform any safety -sensitive function and includes all times in which an employee begins to work or is required to be in readiness to work (i.e., during on-call status) until the time he/she is relieved from all responsibility for performing work. The City's designation of positions determined to be in DOT regulated positions are determined by the job title and function. Generally, positions requiring a CDL pursuant to the FMCSA or the FTA are subject to DOT provisions. This policy is in addition to, not in lieu of, the provisions of the City's Drug and Alcohol Policy. DOT tests will be separate from non -DOT tests in all respects. DOT tests take priority and will be conducted and completed before a non - DOT test. Testing procedures that ensure accuracy, reliability, and confidentiality of results will be followed pursuant to DOT regulations. A. Prohibited Activities- The following acts are prohibited and employees who commit these acts shall be subject to immediate separation from City employment: Page 1 of 9 1. Consumption of illegal drugs at any time. Employees may be tested anytime they are on -duty; off duty use may result in an on -duty positive drug test. 2. Consumption of alcohol: a. Four (4) hours prior to performing a safety- sensitive function. b. Eight (8) hours following an accident. c. While on call. d. Blood alcohol concentration of 0.04 or greater when performing a safety - sensitive function. 3. Unlawful manufacturing, distributing, dispensing, possessing or using controlled substance in the workplace. B. Testing to be performed - Drug testing is conducted by analyzing an employee's urine specimen at a lab certified by the U.S. Department of Health and Human Services. The employee will provide a specimen in a location that affords privacy. The "collector" divides the specimen into two (2) bottles (known as "split specimen") in the presence of the donor, seals and labels it, completes a chain of custody form, and prepares the specimen and accompanying paperwork for shipment to a drug testing laboratory. Upon verification of a positive test result, the Medical Review Officer (MRO) will notify the employee of the right to have the split specimen tested within 72 hours. The testing of the split specimen will be conducted at the expense of the employee. Testing will be conducted for prohibited drugs and drug metabolites in the following circumstances: • Pre -Employment • Random • Return to Duty/ Follow- Up • Post Accident • Reasonable Suspicion The following prohibited drugs will be tested for: • Marijuana (THC) • Opiates • Phencyclidine (PCP) • Cocaine • Amphetamines Testing for alcohol will be conducted via breath analysis in the following circumstances: • Pre -Employment • Random • Post Accident • Reasonable Suspicion Page 2 of 9 • Return to duty Whenever the term "drug," "drugs," or "controlled substances" are used in this policy, it is in reference to the substances listed above. The City will not test for any other substances under this policy. The City may, however, test for other controlled substances pursuant to its general Drug and Alcohol Policy. 1. Pre- Employment Testing- All applicants for employment (including part-time and seasonal) are subject to pre-employment testing. a. If a pre-employment test is cancelled for any reason, the applicant will be required to take another with a verified negative result. All employment offers are contingent upon passing a drug screen with a negative result and before performing safety sensitive job duties. b. Pre-employment tests are also required when employees are promoted, demoted, or transferred into a DOT regulated position. c. Previous Employer information - the City is required, with the applicant's written consent, to obtain information from previous DOT regulated employers for the past two (2) years prior to the date of application, promotion, or transfer. The City will ask the previous employer for alcohol test results of 0.04 or greater, verified positive drug test results, refusals to test ( including verified adulterated or substituted drug test results), and any other violation of DOT drug and alcohol testing regulations. The City will obtain and review the information prior to hiring. The City will also ask the applicant if they tested positive, or refused to test on any pre-employment drug or alcohol test administered by an employer to which the employee applied during the past two (2) years. If the person admits to such a conduct, the applicant will not be hired or if they are a current employee, they will not be permitted to perform safety -sensitive functions. If the person refuses to provide the City with the required written consent, they will not be hired or if they are currently employed, will not be permitted to perform safety -sensitive functions. d. If the previous employer's response is not obtained within 30 days, the employee will not be allowed to perform DOT functions unless there is documentation of good faith efforts. Evidence of successful completion of a rehabilitation program must be provided from an applicant who previously failed a DOT drug test. The City will maintain a written, confidential record of the information it obtains and/or the good faith efforts it made to obtain the information and will retain it for a minimum of three (3) years. Random - Random testing selections are made using a scientifically valid method (computer based random number generator) and are spread reasonably throughout all periods of the calendar year (all days and hours of operation). Each employee Page 3 of 9 subject to this policy will have an equal chance of being tested each time random selections are made. The number of employees randomly selected will be in accordance with applicable DOT regulations. Each employee randomly selected for testing will be tested during the selection period. Each employee selected for random testing must proceed to the test site immediately after notification. If the employee is performing a safety -sensitive function at the time of notification, the City will ensure that the employee ceases to perform the safety -sensitive function and proceeds to the testing site within one (1) hour. Refusal to submit to random testing when notified or failure to report to the designated lab within one (1) hour will be considered a test refusal. The HR Generalist will be the Designated Employer Representative (DER) for the City and will ensure all testing is conducted as required. 3. Reasonable suspicion - A reasonable suspicion test will be conducted if trained supervisor has reason to believe that an employee is in violation of this policy and the trained supervisor completes the "Supervisor's Checklist for Reasonable Suspicion" form. The reasonable suspicion must be based on specific, contemporaneous, and particular observations concerning the appearance, behavior, speech, and/or body odors of the employee. a. Reasonable suspicion alcohol testing is permitted only if the reasonable suspicion observation is made during, just before, or just after, the period of the work day the employee is required to be in compliance with this policy. If reasonable suspicion alcohol testing cannot be administered within two (2) hours after observation, a written statement explaining why the test was not promptly administered must be given to the Director of Human Resources. If reasonable suspicion alcohol testing cannot be administered within eight (8) hours after the observation, the City will cease attempts to administer the test and document why the test was not administered. b. Reasonable suspicion drug testing will be conducted as soon as practicable but no later than twenty-four (24) hours after the reasonable suspicion observation. If the employee is not tested within twenty-four (24) hours, the supervisor must submit a written report documenting the reason why to the Director of Human Resources. c. Employees being ordered for reasonable suspicion testing will be transported to the testing facility by either their direct supervisor, another supervisor within the department or their director. The employee will not be allowed to drive themselves. If a reasonable suspicion occurs after hours, the supervisor will transport the employee directly to the City's designated facility for testing. The City will make arrangements to have the employee transported home after the testing is complete. d. If a DOT regulated employee refuses to submit to a reasonable suspicion test, they will be verbally advised that successful drug/alcohol tests are a condition of employment. Page 4 of 9 e. While waiting for the results of a reasonable suspicion test, an employee will be placed on administrative leave pending the outcome of the test and subsequent investigation. The employee should not return to the work place until they have been contacted by the Human Resources Generalist or their direct supervisor advising them to do so. 4. Post Incident Testing - In accordance with DOT 49 CFR, Parts 40, 382, and 655, DOT regulated employees will be tested following applicable incidents. Post incident testing will include alcohol and drug testing. When considering DOT post incident testing, all covered employees whose performance could have contributed to the incident will be tested (dispatcher, mechanic, passenger, etc). Employees must remain readily available for testing after an incident. An employee will not return to duty or perform safety -sensitive job functions until a verified negative alcohol and drug result is received. An employee refusing a post incident test will be considered a test refusal. a. Post incident testing will be conducted in accordance with DOT 49 CFR, Part 655.44 Regulations (FTA), if: • There is a fatality. • One (1) or more of the vehicles suffer disabling damage that requires a tow away from the site (disabling damage is damage that prevents the vehicles from leaving the scene in its usual manner, in daylight, after simple repairs.) • An individual requires immediate medical treatment away from the scene. Please refer to City policy Post Incident guidelines for more testing requirements. b. Post accident testing will be conducted in accordance with DOT 49 CFR, Part 382.303 Regulations (FMCSA), if: • There is a fatality. • The City driver/operator is issued a citation within eight (8) to thirty-two (32) hours of the occurrence due to a violation arising from the accident, tests will be performed if: • An individual requires immediate medical treatment away from the scene. • One (1) or more of the vehicles suffer disabling damage that requires a tow away from the site (disabling damage is damage that prevents the vehicles from leaving the scene in its usual manner, in daylight, after simple repairs.) Please refer to City policy Post Accident guidelines for more testing requirements. Page 5 of 9 c. Time Limits 1) DOT Alcohol Post Accident Time Limits - Test should be performed as soon as possible, but no later than eight (8) hours following the accident. Post accident testing is stayed while the employee assists in the resolution of the accident or receives medical attention following the accident. If alcohol testing cannot be performed within two (2) hours, the reason for delay must be documented and efforts must continue to administer the test. If alcohol testing cannot be performed within eight (8) hours, all attempts should cease and documented as to the reason for the test failure. 2) DOT Drug Post Accident Time Limits - Test should be performed as soon as possible but no later than thirty-two (32) hours following the accident. Post accident testing is stayed while the employee assists in resolution of the accident or receives medical attention following the accident. If the drug testing cannot be performed within the required time, all attempts should cease and documented as to the reason for the test failure. 5. Return to Work a. If an employee is on leave for 90 days or more, they are required to have a pre-employment test completed and passed prior to returning to duty. b. Applicants who were tested more than 90 days prior to performing safety sensitive duties must have a new pre-employment test performed and passed before performing safety sensitive duties. C. Test Results - All drug test results will be reviewed and interpreted by a Medical Review Officer (MRO) before they are reported to the City. When a positive result is received, the MRO will contact the employee and conduct an interview to determine if there is an alternative medical explanation for the drug(s) found in their urine specimen. If the employee provides appropriate documentation and the MRO determines there is a legitimate medical use of the prohibited drug(s), the test will be reported to the City as negative. Test results will be classified as Negative, Positive or Test Refusal: • Negative. A verified negative result is acceptable for drug testing. For alcohol, a verified test result below 0.04 is acceptable per DOT regulations. • Positive. The following test results will constitute a positive result: • Verified positive result. • Verified BAC (Breath Alcohol Content) >0.04. • Test Refusal. Test refusals are considered positive tests results. Page 6 of 9 An employee is considered to have refused to take an alcohol/drug test if: • They fail to appear for a test within a reasonable time, as defined by the employer. • They fail to remain at the testing site until the testing process is complete. • They refuse or fail to provide a breath or urine specimen as required. • They fail to permit an observed specimen collection when required. • They fail to provide sufficient amount of volume with no valid medical explanation. • They fail or decline to take an additional drug/alcohol test as directed by the employer or collector. • They fail to undergo a medical exam or evaluation when required. • They fail to cooperate with any part of the testing process (i.e. refusal to empty pockets, wash hands, remove hat, are confrontational). • MRO verification of a test as adulterated or substituted. • They refuse to sign Step 2 of the Alcohol Test Form (ATF). • They leave the scene of an accident without just cause prior to submitting to a test. Although there are no consequences under DOT regulations for a DOT regulated employee to refuse a non -DOT test, such a refusal may warrant termination of employment under the City's general Drug and Alcohol policy. D. Notification of Test Results. The City will notify applicants of verified positive test results in writing. The City will notify an employee of the results of random, reasonable suspicion, and post -accident drug tests if the results are verified positive, and also which controlled substance(s) are verified positive. The City will also make reasonable efforts to notify any employee who tested positive but is unreachable by the MRO. They will be notified to contact the MRO within 72 hours. E. Retesting- the following outcomes will result in retesting: Test Result Outcome Negative Dilute (creatinine level is => 5 mg/dl) Retest will be done unobserved Negative Dilute (creatinine level is between 2-5 mg/dl) Retest will be done under direct observation Fatal Flaw / rejected Retest will be done under direct observation Invalid result (without medical explanation) Retest will be done under direct observation Primary is positive adulterated/ substituted and split is unavailable or invalid Retest will be done under direct observation Page 7 of 9 Primary is positive and split test fails to reconfirm Test is considered Cancelled Primary is adulterated/ substituted and split fails to confirm adulteration/ substitution Test is considered cancelled Primary is positive and split fails to confirm but is adulterated Test primary for adulteration F. Consequences - Employees who are found to be positive of drug/alcohol substance will be immediately removed from performing safety sensitive functions. 1. An employee who is tested and has an alcohol concentration of 0.02 to 0.039 will not be permitted to perform safety sensitive functions for a minimum of twenty- four (24) hours and will be disciplined under City Policy. If a tested employee has an alcohol concentration of 0.04 or greater, they will be terminated and receive referral to a Substance Abuse Professional (SAP). 2. Employees and applicants with positive results will be terminated from employment provided with information regarding SAPs. 3. An employee's refusal to submit to random testing when notified, or failure to report to the lab within one (1) hour, will be considered a test refusal. All test refusals (under DOT regulations) are considered positives and will be terminated from employment under City Policy. 4. An employee's refusal to submit to reasonable suspicion testing will be considered a test refusal. All test refusals (under DOT regulations) are considered positives and the employee will be terminated from employment under City Policy. The date the test refusal occurs will be the final work day of the employee and they will not be eligible for discretionary benefits. 5. Applicants who refuse to test or who yield a positive test result, will not be considered for employment. G. Prescription and Over the Counter (OTC) medications - Some prescriptions and OTC medications may adversely affect an employee's ability to perform their job safely. Employees are responsible for discussing their job duties with their physician, expressly if they are a DOT regulated employee. For more guidelines on OTC medications, please refer to the City Drug and Alcohol Policy. An employee shall not report for duty requiring the performance of safety - sensitive functions if they use any controlled substance except when the use is pursuant to the instructions of a licensed medical practitioner who has advised the employee that the substance will not adversely affect the employee's ability to safely operate a commercial motor vehicle. Page 8 of 9 H. Employee Admission of Drug/Alcohol Use - An employee who admits to alcohol misuse or drug use must do so in accordance with the City's Drug and Alcohol policy, provided the employee may not self identify in order to avoid the testing requirements of this DOT Policy. The employee must make the admission prior to performing a safety sensitive function (prior to reporting to duty). After admission the employee may not perform a safety sensitive function until the City is satisfied that the employee has been evaluated and has successfully completed educational and treatment requirements. A drug and alcohol abuse evaluation expert, i.e. an EAP professional, SAP, or qualified drug and alcohol counselor will determine successful completion. Prior to the employee performing safety -sensitive functions, the employee must undergo a return to duty alcohol test with a result of less than 0.02 and/or a return to duty drug test with a negative test result. I. Confidentiality - All information relating to alcohol or drug testing will be protected by the City as confidential unless otherwise required by law or authorized in writing by the employee. All results will be maintained in a confidential file within the Human Resources Department. 1. Records will be released to subsequent employers with a written request from the covered employee. Without the employee's written consent, records must be released only to those who are authorized under DOT rules. 2. City employees who make a reasonable suspicion observation or who witness an accident must also maintain confidentiality. Breach of confidentiality relating to test results, or any other related matters, will likely result in disciplinary action, up to and including termination of employment. J. Records Retention - The City will maintain records under this policy as mandated by DOT regulations. K. Education and Training - Per DOT regulations, DOT regulated employees will receive a minimum of 60 minutes of training on the effects and consequences of prohibited drug use on personal health, safety, and work environment, and the signs and symptoms that may indicate prohibited drug use. DOT Supervisors and/or employees authorized by the employer to make reasonable suspicion determinations will receive a minimum of 60 minutes of training on the physical, behavioral and performance indicators of probable drug use and 60 minutes of training on the physical and behavioral, speech, and performance indicators of probable alcohol misuse. Supervisors must also be trained in the proper procedures for confronting and referring the employee for testing. This training will be conducted/coordinated by Human Resources. L. Contact - Questions regarding this policy should be directed to the HR Generalist at 281- 652-1617 or the HR Director at 281-652-1656. Page 9 of 9 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 3 - Conduct 3.14 — Possession of Dangerous Weapons The City strives to provide a safe and secure working environment for its employees. This policy is designed to help prevent incidents of violence from occurring in the workplace and to provide for the appropriate response when and if such incidents do occur. A. Zero Tolerance Harassment, intimidation, threats, threatening behavior, violent behavior or acts of violence between employees or such action between an employee and another person that arises from or is in any manner connected to the employee's employment with the City, whether the conduct occurs on duty or off duty, is prohibited. B. Weapons Control Unless specifically authorized by the City Manager and Section 46.15 or the Texas Penal Code, no employee, other than a City -licensed peace officer, shall carry or possess a firearm or other weapon on City property. Employees licensed by the State of Texas to carry a concealed weapon may have a permitted weapon only on the City parking lot if it is locked in the employee's vehicle. Employees licensed to carry concealed weapons must report to Human Resources their identity and license plate numbers of all vehicles that the employee may park in City parking lots. Employees are also prohibited from carrying a weapon while on duty or at any time while engaging in City -related business. Prohibited weapons include, but is not limited to firearms, clubs, explosive devices, knives with blades exceeding 4 '/2 inches, switchblades, and the like. Employees do not have an expectation of privacy and the City retains the right to search for firearms or other weapons on City property. C. Mandatory Reporting Each City employee must immediately notify his/her supervisor, Department Director, the Director of Human Resources and /or the Police Department of any prohibited weapon. Page 1 of 2 D. Protective Orders Employees who apply for or obtain a protective or restraining order which lists City locations as being protected areas must immediately provide to the Director of Human Resources and the City's Police Department a copy of the petition and declarations used to seek the order, a copy of any temporary protective or restraining order which is granted, and a copy of any protective or restraining order which is made permanent. City employees must immediately advise their Department Director and the Director of Human Resources of any protective or restraining order issued against them. E. Confidentiality To the extent possible, while accomplishing the purposes of this policy, the City will respect the privacy of reporting employees and will treat information and reports confidentially. Such information will be released or distributed only to appropriate law enforcement personnel, City management, and others on a need - to -know basis and as may otherwise be required by law. F. City Property For purposes of this policy, City property includes but is not limited to owned or leased vehicles, buildings and facilities, entrances, exits, break areas, parking lots and surrounding areas, recreation centers, swimming pools, and parks. G. Documentation When appropriate, threats and incidents of violence will be documented. Documentation will be maintained by the Director of Human Resources and/or the Police Department. H. Policy Violations Violations of this policy may lead to disciplinary action, up to and including termination of employment. Policy violations may also result in arrest and prosecution. Page 2 of 2 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 3 - Conduct 3.15 — Employee Arrest In the case of the arrest of a City employee, the following procedure should be followed: 1. Employees will ensure their supervisor is notified within twenty-four (24) hours of the event and prior to returning to work. 2. Upon notification of the arrest by the employee, the Department Director/Division Manager shall provide notification to the Director of Human Resources, the Legal Department, and the City Manager. 3. If an employee fails to contact their supervisor, corrective action and/or termination of employment will occur. Employees who are unable to report to work because of arrest or incarceration must nonetheless contact their supervisor and will be placed on unpaid personal leave of absence for up to two (2) workdays/shifts. If the employee is unable to secure bail after two (2) workdays/shifts, the employee will be considered to have abandoned their position. If the employee is freed on bail the employee's Department Director, Director of Human Resources, and City Manager will decide whether active employment is appropriate pending final disposition of the charges. Page 1 of 1 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 3 - Conduct 3.16 — Positive Discipline It is the goal of the City to emphasize quality and excellence in all aspects of City operations. As such, the City's Positive Discipline process is designed to promote a high level of employee discipline by correcting performance problems as they arise, building genuine employee commitment to the organization, and encouraging and promoting the development of effective working relationships between supervisors and their staff. The Positive Discipline process focuses on effective and timely decision-making coupled with individual responsibility and accountability. The Positive Discipline process emphasizes an employee's responsibility and accountability for his/her own behavior and actions by communicating an expectation of change and improvement in a respectful, non -threatening way, while maintaining concern for the seriousness of the situation. Key aspects include recognizing and encouraging good performance, correcting performance problems through coaching and counseling, building commitment to high work standards and safe work practices, and promoting excellence in the delivery of services. A. General Provisions: 1. The Positive Discipline process covers all full-time and part-time employees who have been employed with the City for more than six (6) months except those employees with Civil Service status. Employees who have worked for less than six (6) months, temporary employees, seasonal employees and employees who report directly to the City Manager are excluded from coverage. 2. Employees who are on an active step of discipline will be transitioned to the equivalent step of the Positive Discipline process when the policy is adopted by the City. It is understood that all employees on an active step of discipline will have the opportunity to be placed on a Decision Making Leave unless a subsequent disciplinary offense justifies dismissal. 3. The Positive Discipline process is designed to address problems in such general areas as performance, conduct, behavior, attendance, and safety. 4. Each City supervisor and manager is responsible for communicating City rules, practices, and expectations consistent with the guidelines set forth in this policy. Page 1 of 6 5. This policy is not to be considered an explicit or implied contract between the City and any employee or group of employees. The City reserves the right to adapt, modify, or abandon this policy at any time for any reason, with or without advance notice to any employee. B. Informal Discussions: 1. "Positive Contacts" are designed to recognize good performance and serve to encourage staff to continue to perform their assigned tasks in an exemplary manner. Employees can be recognized informally (e.g., "pat on the back"), placing an employee on a special committee, providing expanded training opportunities, etc.) or more formally with written commendations (notes to the employee with copies to the City Manager, etc.). All supervisors and managers are expected to review the performance of subordinate employees regularly and conduct Positive Contact discussions when appropriate. Positive contacts and other forms of recognition should be noted in an employee's productivity file. "Informal Coaching" advises an employee of the need to improve in one or more specific areas. Generally, the outcome of a coaching session is not documented in a formal memorandum to an employee; however, supervisors are encouraged to make a note of this activity in an employee's productivity file. 3. "Performance Improvement Discussions" are more serious conversations about performance problems before the need for a formal step of disciplinary action arises. During the meeting, the supervisor will inform the employee that this is an informal discussion (i.e., not one of the three (3) formal steps of disciplinary action) and seek to gain the employee's agreement to change and correct the problem. Following the meeting, the supervisor will document the discussion. He/she will provide the employee with a copy of the discussion summary and a copy will be maintained in the employee's file. The supervisor will provide positive feedback when improvement occurs and document the improvement. C. Formal Disciplinary Action: The formal levels of disciplinary action (i.e., Level 1, Level 2, and Decision Making Leave) represent increasingly serious and/or repetitive infraction(s) of established policies, rules, guidelines, and/or directives. Page 2 of 6 1. Level 1: a) During the meeting the supervisor will inform the employee that this meeting is a Level 1 meeting, which is the first formal step of the City's Positive Discipline Process. The supervisor will seek to gain the employee's agreement to change their behavior and return to fully acceptable level of performance. b) Following the Level 1 meeting the supervisor will complete a discussion summary. The employee will be asked to sign the summary to confirm the discussion took place. A copy of the summary will be maintained in the employee's official personnel file located in Human Resources and is active for six (6) months. 2. Level 2: Generally, there are three (3) situations or circumstances which may cause a supervisor to conduct a Level 2 meeting: o when a problem arises within a six (6) month period following the issuance of an earlier Level 1 Meeting in the same category, or o after an employee has received a maximum of two (2) Level 1 meetings for unrelated problems within a period of six (6) months, or o when a performance, conduct, or attendance problem is sufficiently serious to require this level of discipline, regardless of any previous coaching sessions or disciplinary discussions. a) After consultation with his/her immediate supervisor and Human Resources Generalist/Director of Human Resources, the supervisor will prepare for the meeting. b) During the meeting, the supervisor will inform the employee that this meeting is a Level 2 meeting, the second formal step of the City's Positive Discipline Process. The supervisor will seek to gain the employee's agreement to change their behavior and return to fully acceptable level of performance. c) Following the Level 2 meeting, the supervisor will summarize the discussion, a copy of which will be given to the employee. The employee will be asked to sign the supervisor's copy of the summary to confirm that the discussion took place. A copy of the summary will be maintained in the employee's official personnel file located in Human Resources and remains active for nine (9) months. Page 3 of 6 3. Decision -Making Leave: Generally, there are three (3) situations or circumstances which may cause a supervisor to conduct a Decision Making Leave transaction with an employee under his/her supervision: o when a problem arises within a nine (9) month period following the issuance of an earlier Level 2 meeting in the same category, or o after an employee has had two (2) Level 2 meetings for unrelated problems within a period of nine (9) months, or o when a performance, conduct, or attendance problem is sufficiently serious to require this level of discipline, regardless of any previous coaching sessions or disciplinary discussions. a) After consultation with his/her immediate supervisor, and the Human Resources Generalist/Director of Human Resources, (and as applicable the Department Director,) the supervisor will prepare for the Decision Making Leave transaction. During discussions, the parties will determine the day on which the employee will be placed on Administrative Leave and the manner in which the employee's work will be covered on that day. b) On the day of the meeting the supervisor will tell the employee that he/she is being placed on a Decision Making Leave, the final step of the City's Positive Discipline process. The supervisor will advise the employee that immediately after the meeting concludes, he/she is to leave the workplace. Additionally, the employee should be instructed to spend the following day at home making a final decision about whether he/she can solve the immediate problem that triggered the Decision Making Leave and commit to maintaining fully acceptable performance in every area of his/her job and writing their proposed Performance Improvement Plan (PIP) or, instead, to resign and seek employment elsewhere. c) The employee will be told that he/she will be paid for the day of Decision Making Leave and that if he/she returns with a commitment to solve the problem and maintain fully acceptable performance and another problem requiring disciplinary action arises, he/she will be dismissed. d) Upon returning to work, the employee must advise his/her supervisor as to whether he/she has decided to solve the problem and commit to fully acceptable performance in every area (and submit their PIP), or, instead, resign. If the employee chooses to resign, they are required to submit a resignation letter effective immediately. If the employee decides to continue their Page 4 of 6 employment, the supervisor will prepare a memorandum formally advising the employee of the Decision Making Leave transaction, including the notification that any further problem(s) requiring the delivery of formal discipline will result in his/her dismissal. The employee will be asked to sign the supervisor's copy of the memorandum to confirm that the discussion took place. A copy of the memorandum and the employee's PIP will be maintained in the employee's personnel file. A Decision Making Leave remains active for 12 months. An employee who has been placed on Decision Making Leave is not eligible to receive a performance-based increase during the performance plan year in which the disciplinary action was initiated. D. Dismissal: Within the parameters of the Positive Discipline process, a dismissal normally occurs when the progressive steps of disciplinary action have failed to bring about a correction in an employee's work performance, conduct, behavior, or attendance. Dismissal is the appropriate action when a disciplinary problem re- occurs within the 12 month active time period of a Decision Making Leave or when a single offense is so severe that any other disciplinary action would not be an appropriate remedy. The decision to dismiss an employee must be approved by the Department Director/Human Resources/Legal. E. Skipping Disciplinary Steps The Positive Discipline steps outlined in this policy are not required to be followed in sequence. Should an employee commit a serious offense, the employee may be placed on Level 2 or Decision Making Leave or dismissed immediately. Additionally, if an employee has a pattern of unacceptable behavior/performance, even if unrelated, progression to a more serious step of the Positive Discipline Process may be warranted. F. Repeating Disciplinary Steps: Generally, policy infractions or performance problems are classified into three broad categories: (1) attendance, (2) work performance, and (3) behavior/conduct. If an employee experiences problems in an unrelated area, he or she may receive more than one (1) Level 1 or Level 2 Notice. 1. Because the Decision Making Leave requires a total performance decision on the employee's part, an employee may receive only one (1) such transaction in a twelve (12) month period. If a performance problem that would normally result in the delivery of formal discipline (i.e., Level 1, Page 5 of 6 Level 2, or Decision Making Leave) occurs within the twelve (12) month period, the appropriate action is dismissal. However, the Department Director or designee may consider any extenuating or mitigating circumstances before making a decision to dismiss an employee. Any such decisions should be made after consultation with the Department Director and the Director of Human Resources. 2. Note: If an employee is on an active Level 2 and experiences a disciplinary problem in an unrelated category, it is not appropriate to place the employee on a Level 1 for that offense since he or she is already at the Level 2. In this case a second Level 2 would be the appropriate sanction. G. Dismissal Appeals: All unclassified employees, other than Assistant City Managers, Department Directors, Division Managers, and Superintendents, who have been notified of their dismissal, may request a review of this action through the City's Appeal process in Chapter 2 of this manual. If an Assistant City Manager, Department Director or Division Manager or Superintendent has been notified of their dismissal, they may request an appeal of this action by the City Manager or his/her designee. To request an appeal, the employee must notify Human Resources, in writing, within five (5) business days of the receipt of the dismissal notice. The request should contain information and any supporting material(s) which documents why the disciplinary action should not be effectuated. Any request for review that does not comply with these provisions will not be considered The City Manager or his/her designee will provide the employee with a written response no later than ten (10) business days following receipt of the review request. The City Manager's (or his/her designee) decision in these matters is final. H. Other Action Other forms of corrective and/or adverse employment action may be taken to address the unique circumstances of individual cases. All disciplinary actions taken must comply with applicable City policies and other applicable laws, rules, and/or regulations. I. Status This Positive Discipline policy is not to be considered an explicit or implied contract between the City and any employee or group of employees. The City reserves the right to adapt, modify or abandon this policy at any time and for any reason, with or without notice to any employee. Page 6 of 6 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 4 — Salary Administration 4.00 — Work Week -Schedules Hours of work for department employees are scheduled by the Department Director, with the approval of the City Manager. The City Manager may at any time, upon appropriate notice and for the interest of the City and the protection of the public welfare, alter the hours of work for City employees. Unless otherwise designated by the City Manager, the City has adopted a 40 -hour workweek schedule for non-exempt employees. The workweek is designated as a seven (7) consecutive day period beginning at 12:00 a.m. on Saturday, and ending at 11:59 p.m. on the following Friday. Unless otherwise designated by the Department Director with City Manager approval, There are two (2) main work schedules for City full-time employees. 1. Those working a regular schedule have a seven-day workweek beginning at 12:00 a.m. on Saturday and ending at 11:59 p.m. on the following Friday. Employees following the regular schedule work eight (8) hour days, forty (40) hours per week. 2. Employees working a 9/80 schedule will have a workweek defined as beginning on Friday at 12:00 p.m. (noon) and ending on Friday at 11:59 a.m. Employees working a 9/80 schedule shall work eight (8) nine -hour days and one (1) eight- hour day over a two-week period. 9/80 employees will have one (1) weekday off (the "10th day") every other week due to the eighty (80) hours being performed over a nine (9) day period. Each employee shall schedule his/her tenth (10th) day with his/her supervisor in advance of the applicable pay period. Any deviation from a non-exempt employee's working hours must be approved in advance by the appropriate Department Director. Generally, working hours for non-exempt employees shall be consistent from day to day and must be consistent and appropriate with the responsibilities of the position, customer interfaces, and the needs of the department. Non-exempt employees are not permitted to determine their own work schedule. Emergencies may necessitate the suspension of defined work schedules, and will be announced through the City Manager's office. Department Directors also have the authority to suspend defined workweeks, other than the 40 -hour workweek, during holiday times or other peak periods to insure there is no additional overtime and/or that service levels are maintained. Page 1 of 1 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 4 — Salary Administration 4.01 — Hours of Operation and Attendance A. There is an expectation of our customers that we provide services during normal business hours Monday through Friday from 7:30 a.m. to 5:30 p.m. City offices are to be opened for business at a minimum during this time period. Several departments have 24-hour operations and provide services around the clock. Expanded hours of work for employees normally scheduled Monday through Friday, may also provide better customer service to citizens. B. Departments that intend to expand their hours to the public will need to obtain approval from their Assistant City Manager or City Manager, since this may impact other departments within the same building. C. The Department Director shall determine working hours for part-time, seasonal and temporary employees, and shall inform employees of their daily schedule of work hours, including meal periods and changes in the work schedules, that are considered necessary or desirable by the City. D. Whenever possible, offices shall remain open during the meal period (typically between 11:00 a.m. and 2:00 p.m.) and lunch periods of employees may be staggered according to specified requirements. E. The City expects all employees to practice good attendance habits. All employees should regard coming to work on time, working their shift as scheduled and leaving at the scheduled time as essential functions of their jobs (i.e., good attendance habits are an integral part of every employee's job description.) Non-exempt employees are expected to work the full work period established. Exempt employees are expected to be at work or accessible at such times as will permit them to perform their duties efficiently and to serve the public and assist co-workers in a timely manner. Among other things, good attendance habits include the following: • Arriving at work no later than the start of the shift. • Being at the assigned workstation ready for work by the start of the shift. • Remaining at the assigned workstation unless the needs of the job require being elsewhere, except during authorized breaks (including restroom breaks.) Page 1 of 2 • Taking only the time normally allowed for breaks/lunch. • Not leaving work until the scheduled end of the shift unless given advance authorization by the supervisor or Department Director. • Calling in and personally notifying the supervisor or another member of management if it is necessary to be either absent or tardy, unless a verifiable emergency makes it impossible to do so. F. Department Directors, at their discretion, may allow non-exempt employees to make-up lost time during a given workweek. However, make-up time will not be allowed if the lost time is the result of conditions the employee could control, if there is no work the employee is qualified to do, or if supervision is not available. Time records are to reflect an accurate account of hours worked. G. Variations in work hours may be permitted with approval, in writing, by the Department Director, however, the written approval shall be submitted to Human Resources for retention, and shall remain in effect until written notification of a change is provided. All changes in work schedules shall be announced to the employee and Human Resources as far in advance as practicable. Page 2 of 2 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 4 - Salary Administration 4.02 — Emergency -Inclement Weather Compensation Regardless of weather or other conditions, the City never closes. Because of the essential and direct impact on public safety and health, essential City services must continue regardless of the weather, man-made or technological emergencies or disasters. Emergency Essential Personnel are required to report to work as scheduled or as needed, regardless of official delayed opening, early closing or closure of City facilities. This section outlines how compensation will be handled under emergency -inclement weather conditions. A. Emergency Essential Personnel 1. During an Emergency Period, Non -Exempt "Emergency Essential Personnel" who are authorized to perform work for the benefit of the City shall be paid at a rate of one and one-half times (1.5x) the base rate pay for normally scheduled hours, and one and one-half times (1.5x) for all hours worked outside of their regular scheduled work hours when other employees are on emergency paid administrative leave. When the City Manager declares that it is safe for all employees to return to work these employees will be paid according to the normal pay policy. 2. During an Emergency Period, Exempt "Emergency Essential Personnel" who are authorized to perform work for the benefit of the City shall be compensated by receiving their regular pay and/or compensatory time (hour for hour) for all hours worked in excess of their normal work hours during the Emergency Period. The rate of pay for such additional hours worked shall be equivalent to the exempt employee's hourly rate. Any compensatory hours accumulated must be utilized within one (1) year from the date the time was accrued. Each department will provide the appropriate documents to record their hours worked. 3. All other policies concerning remuneration shall comply with the City's Employee Manual and appropriate Federal and State laws. B. Emergency Non -Essential Personnel In the event the City Manager determines that the conditions are such that the City must delay the opening of City facilities, the following shall apply to "non-exempt" Emergency Non -Essential Personnel for time and pay administration: Page 1 of 2 1. Employees authorized to leave work due to closed facilities will be on emergency paid administrative leave. 2. Emergency paid administrative leave will begin when the employee is dismissed by the City Manager through their Department Director and will continue until the City Manager declares it safe for all employees to return to work. 3. Hours earned during emergency paid administrative leave shall not count as "hours worked" for the purposes of calculating overtime that may be earned elsewhere in that week. 4. Employees arriving to work at the designated delayed opening time will be paid for their regular full workday. 5. Employees arriving to work after the designated delayed opening time will be paid for the time actually worked, plus the delay in opening. (Ex: Delayed opening is 10:00 a.m. Employee arrives at 12:00 noon. Assuming employee does not take a meal break. Employee is paid from 12:00 p.m. to 5:00 p.m., 5 hours, plus the 2 hours comp for the delay, giving them a total of 7 hours regular pay.) Employees may choose to supplement any additional lost time with previously accrued compensatory time or vacation time. 6. Employees that do not report for duty may use their accrued compensatory time or vacation time to account for their missed time. They are not eligible for the City -paid delay. If an employee fails to show for work or cannot show up for other reasons, the time lost will be Leave Without Pay, unless other paid leave (vacation or compensatory) is approved by the Department Director. 7. Sick Leave cannot be used to make up any lost time caused by delayed opening or early closing of City facilities. During the Emergency Period, Exempt "Emergency Non -Essential Personnel" who are released from their normal workday by the City Manager/Department Director and are not required to report back to work due to the emergency event shall receive regular pay for their normal scheduled workday. Page 2 of 2 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 4 — Salary Administration 4.03 — On -Call and Call -Back ON-CALL The City recognizes that there are times when an employee may be contacted to report back to the job to resolve an issue that has manifested itself outside their normal work hours. When an employee is expected to remain available for call-back, they are considered to be "on-call". Employees designated by their supervisors to be "on-call" will receive one (1) hour of pay at the regular rate of pay for the day they are assigned an "on-call" status, regardless of whether or not they are actually "called back". Employees scheduled to be "on-call" shall be provided a communication device to allow freedom of movement during this period. The time an employee is designated to be "on-call", they are free to pursue personal activities, but are prohibited from consuming alcohol, or any other substance that may impair the employee's ability to perform their duties in a safe and capable manner. Employees assigned to be "on-call" must respond to a call-back within designated guidelines set by the Department Director or designee. If the employee is impaired and cannot perform their duties in a safe and capable manner, the employee will be regarded as "absent" from a work assignment and is subject to discipline, up to and including termination of employment. CALL BACK When Call -Back occurs, non-exempt employees shall be granted a minimum of two (2) hours of "call-back" pay for reporting back to work outside of their normal working hours. When the employee works beyond the two (2) hour call-back period, they shall be paid for the full amount of hours worked, to the nearest quarter hour. If the employee is called back, finishes the job in less than two (2) hours, returns home and is later called back a second time, beyond the original two (2) hours, an additional two (2) hours shall be paid. If however, the employee is still working during the first call-back, or the employee is in route to their home but has not yet arrived and is within the initial two (2) hour period, the time shall be considered part of the original call-back, and shall not entitle the employee to an additional two (2) hours. If an employee is called back to work and is able to accomplish what is necessary via phone, computer, etc., without having to physically return to the site, they will be compensated one (1) hour for the time it took them to accomplish the task in lieu of the automatic two (2) hour rate. Page 1 of 1 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 4 — Salary Administration 4.04 — Methods of Pay A. Bi -Weekly Payroll The City operates on a bi-weekly payroll system and paychecks are issued 26 times a calendar year, except every seven (7) years, there are 27 pay periods. Payroll funds are guaranteed on the official payday. B. Direct Deposit Direct deposit offers a cost-effective way of ensuring that all employees are paid in a timely manner. Therefore, all employees are required to have direct deposit for their paycheck. C. Pick up of Check Stubs Check stubs may not be released to anyone but the employee except with written instructions, which contains the original signature of the employee. All check stubs not distributed to an employee must be returned to the Finance Department. D. Errors in Pay It is the employee's responsibility to notify their immediate supervisor if the employee detects errors in a paycheck. This includes over and under payments, errors in deductions, and other information that would cause a discrepancy in the net or gross income of the employee. If an error occurs which results in an overpayment to an employee, the employee will be required to reimburse the overpayment to the City. If possible, this reimbursement will be deducted in full from the employee's next paycheck. If the error occurs on the employee's final paycheck, corrections must be made in cash or cashier's check. If the error results in underpayment, the Finance Department will rectify the problem as soon as possible, if not the employee's error, or no later than the next regularly scheduled pay period if it is the employee's error. E. Change in Status Affecting Payroll If there is a change in the employee's family status, address, or other factor affecting their payroll withholding, the employee is responsible for obtaining, completing, and returning the Page 1 of 2 appropriate forms communicating these changes to the Human Resources Department within thirty (30) days of the occurrence. F. Final Checks 1. If an employee separates from the City voluntarily, the final check will be processed on the next pay period. If an employee separates from the City involuntarily, the final check will be processed within 72 hours from the last day of employment. 2. Final paychecks will not be directly deposited and must be picked up in the Finance Department or mailed to the employee. Final checks will not be released to anyone but the employee unless written instructions signed by the employee state otherwise. Page 2 of 2 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 4 — Salary Administration 4.05 — Overtime/Compensatory Time Executive, administrative, and professional employees as defined by the Fair Labor Standards Act (FLSA) are exempt from the overtime provisions of the FLSA, and are expected to render necessary and reasonable overtime services with no additional compensation. The salaries of these positions are established with this assumption in mind. Overtime compensation is paid to all non-exempt employees in accordance with federal and state wage and hour requirements. Sick leave, bereavement leave, and jury duty will not be considered as hours worked in the calculation of overtime. At no time will administrative leave be calculated towards overtime. In order for a City -observed holiday to be considered hours worked in the calculation of overtime, an employee must actually work the City -observed holiday. Non -Exempt Employees When the City's operating requirements or other needs cannot be met during regular working hours, non-exempt employees may be scheduled to work overtime, at the request of their supervisor. When possible, advance notification of mandatory overtime assignments will be provided. Overtime assignments should be distributed as equitably as practical to all non-exempt employees qualified to perform the required work. Refusal or other failure to work mandatory overtime may result in disciplinary action, up to and including termination of employment. Overtime work is otherwise subject to the same attendance policies as straight time work. All non-exempt employees must receive their supervisor's authorization before performing any overtime work. This means employees may not begin work prior to their scheduled workday, and may not continue working beyond the end of the scheduled workday, without prior authorization from the appropriate supervisor. Similarly, employees may not work through their lunch break without prior authorization from the appropriate supervisor. Non-exempt employees who work overtime without receiving proper authorization may be subject to disciplinary action, up to and including termination of employment. Non-exempt employees shall be paid at the rate of one and one-half (1-1/2) times their regular rate of pay for all actual hours worked over 40 within the seven (7) day work period. Accumulation and Use of Compensatory Time Page 1 of 2 Compensatory time must be provided in accordance with an agreement or understanding between the employer and the employee. Finance shall maintain all compensatory time records. Limits of Accrual Non-exempt employees may accumulate up to 120 hours of unused comp time (80 hours of actual overtime hours worked) in a comp time bank. Once the maximum number of hours is banked, the employee in question shall be paid cash overtime until the employee reduces the accumulated comp time by taking time off or by cash payment. An employee who has accrued comp time has the right to request the use of those hours at any time with appropriate notice. The supervisor must allow for the use of accumulated comp hours within a reasonable period after the request is made, unless the employee's absence from work would unduly disrupt the operations of the City. The City maintains the right to require employees to use their comp time during periods when the workload is light. Requests to sell compensatory time must be submitted in writing and approved by the Department Director, the Director of Finance, and the City Manager. Cashing Out Accrued Compensatory Time In addition to the circumstances described in "Limits of Accrual" section, there are three (3) other situations in which the City will "cash out" hours that have accumulated in an employee's comp time account: • Upon termination of the employment relationship, the compensatory time account shall be "cashed out". • When an employee is promoted from a non-exempt position to an exempt position he/she will be paid in full for any comp time accrued before the promotion becomes effective (note: Exempt employees are not eligible to accrue compensatory time). • If the City (to be determined by the Finance Department) requires non -classified, non- exempt employees to "cash out" their comp account to a balance of no less than 20 hours on an annual basis. Page 2 of 2 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 4 — Salary Administration 4.06 — Education and Certification Pay The City of Pearland has established an educational assistance program to help eligible employees develop their knowledge, skills, and abilities, and upgrade their performance. Academic Education Pay All regular full-time employees who, at the time of application for assistance have completed a minimum of one (1) year of continuous service are eligible to participate in the program. Under this program, the City of Pearland hopes to encourage upward mobility, employee development, and excellence of performance by sharing the expense of approved courses and educational programs offered by accredited colleges, universities, secretarial, and trade schools. The City of Pearland will assist those regular full-time employees who have complete one year of continuous service with the City, and who desire to obtain a General Education Diploma (GED). Fee(s) for the initial GED exam, training courses, materials, and reimbursement of the base fee and up to two (2) subsequent exams, if necessary, will be considered. The employee shall attend training courses on his/her own time, and if convenient, may take accrued vacation leave to study and/or take the exam(s). The employee must submit a written request approved through his/her appropriate chain of command to Human Resources. The GED trainer will provide the schedule of training courses and exam dates throughout the year and keep the appropriate supervisor/department head abreast of the employee's progress. Continued assistance in obtaining the GED is at the discretion of each department based on employee initiative, effort, and need. Other educational assistance must be, in the opinion of the department head and City Manager, directly related to the essential functions of an employee's present job or in line with a position that the City of Pearland believes an employee can reasonably achieve. Employees making application for educational assistance must be able to describe the applicability of the courses sought to the essential functions of the position. Courses must be required as part of a degree plan, course of study, or other program determined to be in the best interest of both the City and the employee, must not interfere with the employee's job responsibilities and must be taken on the employee's own time. Page 1 of 4 Tuition reimbursement does not include books, tools, and/or supplies. Mandatory fees will be reimbursed as part of the tuition rate charges if those fees do not relate to items or services that are retained or continue on after completion of the course. The availability of tuition reimbursement is subject to approved funding levels. The total amount of annual tuition reimbursement to be considered, not to exceed $3,000 in a calendar year, will be based on the following schedule for undergraduate courses completed: Grade Received Amount of Reimbursement A 100% B 75% C 50% D 0% Courses that give only a pass/fail grade will pay 75% for "Pass" (i.e., computer courses, etc.) In the event an employee is working on graduate courses, the maximum reimbursement amount to be considered is $5,000 per calendar year and will be reimbursed as follows: Grade of "A" 100% Grade of "B" 75% Below "B" 0% Successful completion (no grade) 90% The City makes no commitment to provide for all courses leading to a degree. Employees eligible for reimbursement from any other source (e.g., a government- sponsored program or scholarship) may seek assistance under the City's educational assistance program. However, employees shall only be reimbursed for the difference between the amount received from the other funding source and the actual course cost, up to the maximum reimbursement allowable under this policy based on the grade received. Employees must sign an acknowledgement that the total amount of education assistance shall be reimbursed to the City if the employee leaves the City of Pearland's employ for any reason within 24 months following the date of reimbursement. To be eligible for reimbursement, an employee must: Submit an Application for Educational Assistance form to their supervisor prior to beginning the course(s); Receive advance written approval from the supervisor; Page 2 of 4 Submit the Application for Educational Assistance with approval from Supervisor to Human Resources. Human Resources will verify that the employee has completed a minimum of one (1) consecutive year of service, that the last two (2) performance appraisals have been in the competent range or higher, and that at the time of course completion, the employee remains actively employed). Upon completion of the course, an employee must submit to the Human Resources Depai tment, the official transcript from the accredited school indicating the grade received, and a receipt or other proof of payment from the educational institution. Certification Pay It is the City's Policy to encourage its employees to participate in advanced training. Professional development is important to employees and is an overall benefit to the operation of the City. Levels of training and certification for professional development should be recognized. It is therefore the intent of this policy to establish criteria by which compensation for certificates is provided. The City may choose to change an employee's pay rate based on the employee receiving a certification(s) and/or academic degree(s) for their position. In order to receive "certification pay", the certificate must be earned and used within the employee's work responsibilities and must not be a minimum requirement for their position. Should an employee transfer to a department where the training becomes applicable, the employee may then be eligible for certification pay. Certification pay may also be forfeited if a transfer places the employee where previous training is not applicable. Certification pay will only begin upon presentation of original documentation by an employee to the Human Resources Director. Should certification lapse, it is the employee's responsibility to immediately notify the Human Resources Director. All certification plans are subject to and contingent upon City Council approval of an annual budget that funds these incentives. Certification pay is provided to all eligible full-time, regular employees as outlined in this policy. Employees shall receive payment as outlined in the schedule below. Department/Division Animal Control EMS Certification/Degree/Other Amount DHS Administrative NACA Levels 1-3 (cumulative) NEC Levels 1-2 (cumulative) $ Certified Euthanasia Technician EMT -I Credential Pay Paramedic Credential Pay FTO Credential Pay Page 3 of 4 $ 25.00 per month $ 10.00 per month $ 10.00 per month $ 25.00 per month $1.00 per hour $2.00 per hour $2.00 per hour Field Training Officer Associate's Degree * Bachelor's Degree * Master's Degree * $ .75 per hour $1,200 per year $1,800 per year $2,400 per year * In EMS, annual amounts are divided by the number of pay periods per year (paid bi- weekly.) Fire Marshal Intermediate Advanced Master Employees in the Fire Marshal's Office who hold one (1) of the c for TCLEOSE (police), Fire Inspector, Fire/Arson Investigator, eligible for certification pay. If the Fire Marshal's office employee certifications, add the following: Police Associate's Degree Bachelor's Degree Master's Degree TCLEOSE Intermediate TCLEOSE Advanced TCLEOSE Master $ 50.00 per month $ 75.00 per month $100.00 per month ertificates listed above or Firefighter will be holds one of the above $100.00 per month $150.00 per month $200.00 per month $ 50.00 per month $100.00 per month $150.00 per month If the officer holds one of the above certifications, the following may be added: Public Works Associate's Degree Bachelor's Degree Master's Degree WW Treatment - Class "A" WW Treatment - Class "B" WW Treatment - Class "C" Groundwater - Class "B" Groundwater - Class "C" Water Distribution - Class "C" WW Collection - Class III WW Collection - Class II $100.00 per month $150.00 per month $200.00 per month $ .43 per hour $ .29 per hour $ .14 per hour $ .29 per hour $ .14 per hour $ .14 per hour $ .29 per hour $ .14 per hour The Application for Educational Assistance form is available in the Human Resources Department and on the City Hall server under "HR Forms". Page 4 of 4 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 4 — Salary Administration 4.07 - Interim/Step-Up Pay The City recognizes that there are times when an employee is asked to perform duties and handle responsibilities of a position in a higher classification. It is for these times that this policy is created. A. Step -Up Pay Step-up pay applies only to non-exempt employees in certified public safety positions (Police, Fire, EMS) who are temporarily assigned to perform the full range of duties of a higher -classified position on a short-term basis due to the absence of an employee in a higher -classified position or the vacancy of such position. When an employee assumes said duties, their pay will move immediately to step one (1) or 5% above their current salary, whichever is higher. For every hour the employee serves in the higher classification, they will receive the higher pay. B. Interim Pay Interim pay applies when an employee is performing the full range of duties of a higher position such as when there is a vacancy of a position. An employee, acting in said capacity, will receive an increase in pay in the amount of 5% of one (1) salary range or 10% for two (2) salary ranges, or the minimum of the range of the position, whichever is greater. The salary increase will begin immediately. At the completion of the interim period, the employee's salary will be reduced to the amount they were receiving prior to the increase along with any merit/performance/COLA increases that may have occurred during the interim period, for serving in an interim capacity. It is the supervisor's responsibility to return the employee to their previous position and rate of pay by the end of the pay period in which the status changes occur. Page 1 of 1 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 4 — Salary Administration 4.08 — Raises Funding for salary plan adjustments are determined by the City Council and the City Manager through the budget process. Once direction has been given with regard to a salary plan adjustment the Finance and Human Resources departments will coordinate the implementation. Merit increases will not be applied until three (3) to six (6) months as determined by the Department Director for any City employee who within the six (6) months immediately preceding the effective date of the salary plan adjustment increase has either i) received any discipline more severe than a written reminder or ii) received an overall performance evaluation rating less than satisfactory or iii) is still in their new hire probationary period. The City Manager or the City Manager's designee shall have the authority to adopt detailed rules governing the implementation and administration of this Section provided the rules are consistent with this Section. Page 1 of 1 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 4 — Salary Administration 4.09 — Classifications — Pay A. POSITION CLASSIFICATION SYSTEM The City maintains a position classification system for all workers in an effort to apply sound principles of measurement to determine an internally equitable market value of each position in the City. The request for new classifications will occur during the budget process each year, unless an exception is made by the City Manager. B. RECLASSIFICATION 1. Each year during the budget process each department will be given the opportunity to make requests for reclassifications. Only on rare occasions will requests be made outside the budget process be approved. 2. The reclassification of a position is defined as an existing position that is currently within the salary structure that needs to be placed into a new classification (i.e., moved to a new salary range) due to: • A change in essential job functions (i.e., duties and responsibilities), or • A change due to market conditions. 3. A position can be reclassified either up or down the salary structure depending on the addition or reduction of essential job functions and/or market conditions. 4. Incumbents in positions that are reclassified upward due to a change(s) in the essential position functions resulting in the position moving to a higher salary range shall receive a 5% pay increase for a one (1) salary range adjustment or 10% for two (2) salary ranges or more, or be placed at the minimum of the new salary range, whichever is greater. 5. Incumbents in positions that are reclassified upward due to market conditions resulting in the position moving to a higher salary range shall be placed in the new salary range with no added adjustment unless the incumbent's salary is below the minimum of the new salary range. Page 1 of 2 6. If a reclassification study indicates that a position shall be classified at a lower salary range, the incumbent(s) shall remain at the current salary, unless otherwise determined by the City Manager. 7. Title changes and minor changes in job descriptions may not warrant a change in classification. 8. An incumbent shall not be paid less than the minimum nor more than the maximum when a reclassification changes a position's salary range unless approved by the City Manager. 9. Due to the nature of a reclassification, such position(s) do not require posting to recruit applicants whether internally or externally. Page 2 of 2 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 5 — Benefits 5.00 - Longevity All regular City employees employed full time for a minimum of thirteen (13) months shall receive $4.00 per month per year of service, up to a City designated maximum. Longevity pay shall be paid once annually at a time determined by the City. Longevity pay is subject to TMRS and income tax withholding. In computing such actual continuous service, time spent on authorized absence for military leave to serve in the Armed Forces of the United States shall be included and time spent on any other authorized absence that does not exceed three (3) months shall be included. If an authorized non-military leave exceeds three (3) months, that portion exceeding three (3) months shall not be counted in computing actual continuous service for the purpose of calculating longevity pay. An employee who leaves the service of the City must have worked through the fifteenth (15`h) day of the month in order to earn longevity pay for that month. An employee who leaves the service of the City shall be deemed to have only accrued longevity pay at the rate of $4.00 per month for each month of employment since the last day that the City paid longevity pay to all employees. Page 1 of 1 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 5 — Benefits 5.01 - Holidays It is the policy of the City to designate and observe certain days each year as holidays. If a full- time regular employee is currently at work and/or on an approved leave of absence with pay the day before and the day after a holiday, the employee will receive pay for the holiday. If a holiday falls within a scheduled paid vacation period, the employee shall receive holiday pay, in lieu of vacation pay. Holidays will not be paid during any period of leave without pay. The City has designated the following dates/days as holidays to be observed: New Year's Day Martin Luther King Jr. Day Good Friday Memorial Day Independence Day Labor Day (September 1 Memorial Holiday (Fire only) Thanksgiving Day Christmas Eve Christmas Day *Designated Holidays January 1 3rd Monday in January Friday before Easter Last Monday in May July 4 First Monday in September Fourth Thursday in November And the following Friday December 24 December 25 Two personal days, referred to as designated holidays, the date of which are to be determined on an individual basis between the supervisor and the employee. Holidays shall be specified each year by the City Manager and all City offices shall be closed on those specified days, with the exception of those in emergency categories or where services are otherwise required. Typically, a holiday falling on a Saturday will be observed on the preceding Friday and a holiday falling on Sunday will be observed on the following Monday. The City reserves the right to change, add, and/or delete a holiday. *In addition to providing paid time off for the City -observed holidays, the City permits regular full-time employees to take up to two (2) paid personal days (designated holidays) annually. Designated holidays may be taken after an employee has successfully completed the probationary period and must be taken in increments of no less than one (1) hour, or no more Page 1 of 3 than twelve (12) hours depending on the employee's regularly assigned schedule/shift. Designated holidays are available from October 1 through September 30 and do not carry over from year to year and are not payable upon separation of employment. All City -observed holidays, including designated holidays, shall be paid, taken, or accrued in increments consistent with the employee's regular assigned schedule/shift with the exception of employees on a 24-hour shift. For example: • 8 hours for employees working an 8 -hour per day schedule • 9 hours for employees working a 9/80 schedule (except when the holiday falls on their 8 -hour day) • 10 hours for employees working a 10 -hour per day schedule • 12 hours for employees working a 12 -hour per day schedule • 12 hours for employees working a 24-hour shift • 12 hours is the maximum amount the City allows for holiday pay A full-time, non-exempt employee who works a City -observed holiday shall: 1. Be paid for the time worked, and in addition receive pay for the holiday (see chart above). Hours actually worked beyond an employee's assigned schedule/shift will be included in the calculation of overtime for that week. OR 2. With the approval of the Department Director, accrue the holiday at the regular rate to be utilized within 90 days from accrual. When a City -observed holiday falls on a full-time EMS employee's shift or a full-time 24-hour Fire employee's shift, regardless of whether the employee works a 12- or 24-hour shift on a City - observed holiday, they will be paid for the time worked and in addition, receive pay for the holiday. Hours actually worked beyond an employee's assigned schedule/shift will be included in the calculation of overtime for that week. When a regular full-time, non-exempt, forty hour per week employee's scheduled day off occurs on the same day as a City -observed holiday, the Department Director may choose to give that employee an alternate day off within the next 90 days, or pay the employee for the missed holiday. Regular full-time EMS employees who are assigned a 12- or 24-hour shift and regular full-time Fire employees who are assigned a 24 hour shift and who have a scheduled day off that occurs Page 2 of 3 on the same day as a City -observed holiday, will receive 12 hours holiday pay at their regular base rate of pay. When a City -observed holiday and a 9/80 employee's regular scheduled day off occur on the same day, the 9/80 employee may be entitled to an alternate day off within the same pay week, with the approval of the supervisor. If an alternate day off is not approved, the employee will be compensated for the hours worked, which may lead to overtime for that week. An employee who schedules a Designated Holiday with a supervisor and is later required to work on that day will be paid at their regular base pay for the actual day worked, and will be allowed to select a different Designated Holiday. Page 3 of 3 CITY OF PEARLAND EMPLOYEE HANBOOK Chapter 5 — Benefits 5.02 - Vacation It is the policy of the City of Pearland to provide for annual vacations with pay to regular full-time employees in accordance with the guidelines established in this section. Employees may not take paid vacation until they have actually earned the vacation. All regular full-time employees shall be entitled to paid vacation leave based on their length of service with the City of Pearland and the date of hire. Regular full-time employees hired prior to October 1, 2005 will continue to accrue vacation hours as follows: From 1 s` ?year anniversary 16`' year anniversary 20`h year anniversary To the Completion of Annual Vacation the 15`h year 120 hours the 19th year 160 hours employment 200 hours Employees hired prior to October 1, 2005 will continue to accrue vacation time during the first year of employment, however, no paid vacation shall be allowed until the completion of the first year. Regular full-time employees hired after October 1, 2005 are entitled to vacation hours as follows: From Hire Date 2nd year anniversary 7th year anniversary 16th year anniversary To the Completion of Annual Vacation 1st anniversary 80 hours* the 6th year 80 hours the 15th year 120 hours employment 160 hours * (After a successful completion of the probationary period, these employees [only] are eligible to use up to 40 hours prior to their first anniversary). Effective September 2011, regular full-time 24 hour shift firefighters hired after October 1, 2005, are entitled to vacation hours as follows: From Hire Date 2nd year Anniversary 7th year Anniversary 16`h year Anniversary To the Completion of 1st Anniversary the 6th year the 15`h year employment Page 1 of 3 Annual Vacation 168 hours* 168 hours 241 hours 312 hours *(After a successful completion of the probationary period, these employees (only) are eligible to use up to 84 hours prior to their first anniversary. 40 hour/week certified firefighters shall receive 120 hours or annual vacation until their 16th year anniversary. From that day until the completion of their employment they shall receive 160 hours). Employees are strongly encouraged to use their accrued vacation. Generally, employees must submit vacation plans to their supervisor at least four weeks in advance of the requested vacation date. Management reserves the right to determine when some or all vacation time is taken. Supervisors are responsible for ensuring adequate staffing levels and should attempt, when feasible, to resolve conflict based on length of service. An employee, who wants to change their vacation plan(s) after a schedule has been set, shall lose their seniority consideration. Employees who are unable to use their allotted vacation time due to departmental scheduling or staffing problems may, with the approval of the City Manager, receive compensation for half the remaining balance up to a maximum of forty (40) hours, whichever is less. For example, an employee with a remaining balance of forty (40) hours may sell twenty (20) hours; an employee with a remaining thirty-five (35) hours, may sell 17.5 hours. Requests to receive compensation in lieu of vacation should be made on the City's official request form and submitted to Human Resources no sooner than six (6) weeks of pending anniversary date. Employees may not carry over unused vacation from one year to the next. Regular full-time 24 hour shift firefighters who are unable to use their allotted vacation time due to departmental scheduling or staffing problems, may with the approval of the City Manager, receive compensation for half the remaining balance up to a maximum of 56 hours, whichever is less. Employees who are entitled to a vacation of one -hundred twenty (120) hours may take their full vacation at one time. Those who are entitled to a vacation of more than one - hundred twenty (120) hours may take a maximum of three (3) weeks consecutively, with the balance to be taken separately as full weeks or as individual days. Regular full-time time 24 hour shift firefighters who are entitled to a vacation of 168 hours may take their full vacation at one time. Firefighters who are entitled to a vacation of more than 168 hours may take a maximum of 168 consecutively, with the balance to be taken separately as individual shifts. In the event that a City observed holiday falls within a scheduled vacation period, the hours for that holiday will not count as vacation hours. Vacation time may be taken in hourly increments as long as the period selected meets with departmental approval and is recorded as hours. Increments of less than one (1) hour may not be taken as vacation. Other than a military leave of absence, all employees on a leave of absence are required to use all accrued paid vacation time as part of the leave. In addition, employees on unpaid leave of absence will not accrue any new vacation time during the leave. Page 2 of 3 Payment in lieu of vacation will be made for unused accrued vacation at the time of separation, in the event that separation requirements are met. An employee holding a Classified position in the Pearland Police Department will earn fifteen (15) working days vacation with pay each year. When a Classified employee has been regularly employed in the department for at least one year, they shall be entitled to use their accrued vacation. The Chief of Police, or his/her designee, shall designate the days of the week during which a member of the department is not required to be on duty and the days during which the member is allowed to be on vacation (Chapter 142.0013 of the Local Government Code). Classified Police hired after October 1, 2005 are entitled to earn a minimum of fifteen (15) working days vacation leave with pay after the first year, as determined by Chapter 143 of the Local Government Code, up to their 16th anniversary at which time they will be entitled to 160 hours. Page 3 of 3 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 5 — Benefits 5.03 - Sick Leave It is the policy of the City to permit employees to be absent from work on an authorized short-term basis for illness or injury. To help employees maintain their income during these absences, the City will provide compensation according to the guidelines below. Sick leave should be treated as a form of insurance and not as extra days off from work and should never be abused. The City provides paid sick leave to regular full-time employees who have completed a minimum of ninety (90) days of continued employment, as set forth below: An employee may use sick leave: • For the employee's non -work related illness or injury that prevents the employee from working; • To receive medical care from a physician, dentist, or other health care provider; • To care for an employee's "spouse" (including a significant other living in the same household), "child" (including a child by birth, foster care placement, or adoption), or "parent" (including biological parent or an individual who stands or stood in loco parentis), as those terms are defined by the Family and Medical Leave Act of 1993, (FML) who is ill or injured or needs assistance in receiving medical care from a physician, dentist, or other health provider; Exceptions to those listed above must have documentation and be approved through the employee's chain of command and by the Department Director and Director of Human Resources. Using sick leave for purposes other than those authorized by this policy is just cause for disciplinary action up to and including termination of employment. The use of sick leave time is not counted as time worked under the FLSA. Regular full-time employees accrue sick leave at the rate of ten (10) hours per month to a maximum of 120 hours per year. Regular full-time 24-hour shift firefighters accrue sick leave at the rate of fourteen (14) hours per month to a maximum of 168 hours per year. New employees are not allowed to use paid sick leave until they have worked ninety (90) days of continuous employment. Employees on unpaid leave for a period exceeding 15 days will not accrue vacation and/or sick hours. Page 1 of 3 In order to receive paid sick leave, an employee shall communicate with his/her immediate supervisor or Department Director at least one (1) hour prior to start of the regular work day on each day of absence, unless extended medical leave, such as FML, has been requested, properly submitted, and granted by Human Resources as an authorized "serious health condition". If the employee reports to the supervisor in advance that there has been an emergency, or that they are ill and cannot report for on- call or call-back, the "absence" may be waived. Upon returning to work after a period of sick leave, the employee shall submit a signed "Request for Time -Off' form confirming the number of hours that have been taken as sick leave. Verification of illness by a doctor shall be required for all instances of illness exceeding three (3) consecutive workdays or two (2) consecutive 24-hour shifts. Verification shall be provided to the Human Resources Department the day the employee returns to work. Failure to provide verification will result in a payroll deduction for the time missed and may result in disciplinary action up to and including termination of employment. Employees may be required to submit a physician's statement for any claimed illness or injury causing an absence from work. Department Directors are authorized to make any investigations of benefits claimed under this rule which they may deem necessary and to disapprove any claims not properly substantiated. When an employee's accrued sick leave has been exhausted, the unused accrued leave of the employee will be used as sick leave. When absence due to illness exceeds the total amount of paid leave earned and authorized, the pay of an employee shall be discontinued. Earned sick leave accruals must be exhausted prior to taking unpaid leave. If an employee goes on unpaid leave status which includes unpaid workers compensation, leave of absence (whether leave is available or not), unpaid or supplemental active military duty pay, or catastrophic leave, sick leave will not continue to accrue until the employee returns to work. Sick leave hours may accrue to an indefinite amount, so as to protect an employee from a catastrophic illness or injury. Sick leave to be paid out at separation of employment is based on the criteria and table below: • The employee has been employed for a minimum of one (1) year; • The employee provides a 2 -week notice; • The employee has not received a disciplinary suspension within the preceding 12 months; and • The employee has not been terminated or has resigned in lieu to termination. In addition, the maximum amount of accrued sick leave to be paid out at separation/termination of employment is 720 hours for employee hired prior to July 24, 2006, and 360 hours for employees hired after July 24, 2006. Page 2 of 3 In the event that an employee is absent due to illness for more than three (3) consecutive days, or two (2) consecutive 24-hour shifts he/she will be placed on provisional FML (if eligible for FML per the City's policy, state and federal law) and forms will be sent to the employee for verification. If the forms are returned showing the need, FML will be designated; if forms do not confirm the need, the provisional designation expires. In the event an employee is absent due to a scheduled vacation, the employee will be allowed no sick leave for the scheduled vacation period. The City Manager may grant exceptions in cases of emergency. However, in these situations, a physician's report shall be necessary. In addition, once an employee's scheduled designated vacation has started; an employee will not be allowed to change to "Sick" leave. An employee on FML sick leave, disability leave or workers compensation leave shall not engage in outside training, school, employment, or the like. Frequent use of sick leave may indicate an inability to successfully perform the essential job functions of the position. Abuse or overuse of sick leave may constitute grounds for disciplinary action or termination from employment by the Department Director. With the exception of leaves of absence for work-related injuries, an employee who is eligible for FML and who has any FML qualifying reason or combination of sick -related leaves of absence misses a total of six (6) months of work in a twelve (12) month period may be separated from employment due to unavailability for work if no reasonable accommodations can be made. Any employee so separated will be eligible for rehire and will be able to apply for any vacancies that may exist at any given time depending upon qualifications and availability of job openings. The six (6) or twelve (12) month period shall be measured cumulatively using the rolling backward method. Page 3 of 3 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 5- Benefits 5.04 — Court Appearances It is the intent of the City to provide wages to full-time employees when absent from work because of service as a juror or as required by court subpoena, except when the employee is a "party of interest" in a court proceeding either directly or indirectly, and/or when an employee is a relative of any party to the court proceedings. Regular full-time employees who are summoned to jury duty are entitled to paid leave for an active period of jury duty up to a maximum of fifteen (15) working days per calendar year. Any stipend received from the court for such service may be retained by the employee. Part-time employees will be granted leave without pay for jury duty. When an employee has fulfilled Jury Duty Leave on a particular day, they must report to work for the remainder of the workday. In order to qualify for paid leave, supervisors must be notified in advance of any request for Jury Duty Leave and a "Request For Time Off' form shall be accompanied by any relevant summons or subpoena. In addition, proof of service including when the time the service began/ended must be submitted to the supervisor when jury or witness duty is completed. When subpoenaed as a witness in an official City proceeding, the time an employee spends providing testimony is considered hours worked. A copy of the subpoena shall be provided to the supervisor and filed in the employee's official personnel file located in Human Resources. The City shall make no attempt to have an employee's service on a jury postponed, except when business conditions necessitate such action. Employees who are required to be in court due to an infraction of the law or for personal issues such as divorce proceedings, etc., shall be required to use accrued leave for time away from work, or if no accruals are available, the time off will be without pay. Page 1 of 1 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 5 — Benefits 5.05 — Americans with Disabilities Act Provisions To ensure compliance with the Americans with Disabilities Act of 1990, as amended (ADAAA), the City offers equal employment opportunities to qualified individuals and strictly prohibits discrimination against qualified individuals on the basis of disability. The City will employ and will not discriminate against persons with a disability or regarded as having such impairment as defined by the ADAAA. The following definitions shall be applicable to this policy: A. Disability shall mean with respect to an individual: 1. with a physical or mental impairment that substantially limits one (1) or more major life activities of such individual; 2. with a record of such an impairment; or 3. being regarded as having such an impairment. B. The determination of whether an impairment substantially limits a major life activity shall be made without regard to the ameliorative effects of mitigating measures such as: 1. medication, medical supplies, equipment; 2. use of assistive technology; 3. reasonable accommodations or auxiliary aides or services; or 4. learned behavioral or adaptive neurological modifications. The City prohibits discrimination against a qualified individual on the basis of disability. The City will not deny employment opportunities on the basis of the need to provide reasonable accommodation for the individual's physical or mental impairments, unless it would cause an undue hardship to the City or constitute a threat to the safety of the disabled person or other persons. Individuals with disabilities requiring accommodations should notify the Director of Human Resources. The City requests sufficient notice, when possible, to give time to arrange the accommodation. If the City receives any medical information about an employee, it shall be forwarded confidentially to the Human Resources department, which will maintain a confidential medical records file for each employee. Medical records include any documents where medical details are supplied. For example, a request for sick leave is not generally a medical record, unless it Page 1 of 2 contains details from the employee or health care provider about the nature of the illness. Such file will be secured, both physically and electronically, and kept separate from the employee's personnel file. Access to the confidential medical records shall be limited except on a "need to know" basis. Employees/Applicants who have a disability and are in need of accommodation should report such need to Human Resources. Human Resources will work with the applicant/employee in an interactive process of questions and responses in order to determine if accommodation is possible. Employees who have a complaint involving potential violations of the ADAAA, including but not limited to harassment, discrimination, or failure to provide a reasonable accommodation, must immediately report such complaint to the Human Resources Department. Such individuals will not be subject to retaliation for requesting accommodation or because of complaints about the denial of reasonable accommodation. Page 2 of 2 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 5- Benefits 5.06 - Family and Medical Leave General Provisions In accordance with the Family and Medical Leave Act (FML), the City will grant job -protected unpaid family and medical leave to eligible employees for up to 12 weeks per 12 -month period for any one (1) or more of the following reasons: A. In order to care for a child following the child's birth, adoption, or placement in foster care with the employee: 1. Leave must be taken within the 12 -month period following the child's birth or placement with the employee; 2. If married spouses both work for the City, their total leave in any 12 -month period may be limited to an aggregate of 12 weeks if the leave is taken for the birth or placement of a child. B. In order to care for an immediate family member (spouse, child, or parent) of the employee if such immediate family member has a serious health condition; C. The employee's own serious health condition that makes the employee unable to perform the functions of his/her position; or D. The employee must attend to a qualifying exigency arising out of the fact that the employee's spouse, child, or parent is a member of regular or reserve component of the Armed Forces deployed to any foreign country. When the application for military family leave is because of a qualifying exigency due to the service member's active duty, the application should state the nature of the relationship of the employee to the service member and the employee shall attach the application for leave verifications of the service member's call-up or active duty and the reason for the request. If not immediately available, the employee shall provide the verification as soon as practicable. If unable to provide verification, the City may deny FML designation for the leave. However, the City retains the right, in its sole discretion, to designate any leave as FML leave retroactively. Page 1 of 8 Service Member Family Leave Eligible employees who are the spouse, child, parent or next of kin of a covered Service member are entitled to up to 26 weeks of leave during a single 12 -month Service Member Period (for a total of 26 weeks if combined with other FML leave), to care for such Service member who incurred a serious injury or illness in the line of active duty in the Armed Forces. Available leave not taken during the 12 -month Service Member Period, which begins on the first day of leave is taken, will be forfeited. No more than 26 weeks of leave may be taken in a single 12 - month Service Member Period, and no additional extended leaves may be taken in other years for the same injury or illness. If married spouses both work for the City, their total Service Member Family Leave may be limited to an aggregate of 26 weeks. Definitions A. "12 -Month Period" for this section means a 12 -month period measured backward from the date an employee uses any FML leave. B. "12 -Month Service Member Period" for this section means a single 12 -month period measured backward from the first day Service member FML is taken. C. "Spouse" means a husband or wife as recognized under Texas law for purposes of marriage, including common law marriage, but does not include unmarried domestic partners. D. "Child" means a child either under 18 years of age, or 18 years or older who is incapable of self-care because of a mental or physical disability. An employee's "child" is one from whom the employee has actual day-to-day responsibility for care and includes a biological, adopted, foster or step -child. E. "Parent" means a biological parent of an employee or an individual who stood in place of a parent to an employee when the employee was a child. F. "Next of Kin" means the nearest blood relative of a Covered Service member. G. "Active Duty" means duty under a call or order to active duty during contingency operation. H. "Contingency Operation" means a military operation designed by the U.S. Secretary of Defense as an operation in which members of the armed forces are or may become involved in military actions, operations, or hostilities against an enemy of the United States or against an opposing military force, or which results in the call or order to active duty of members of the uniformed services during a war or national emergency declared by the President or Congress. I. "Covered Service Member" means a member of the Armed Forces, including a member of the National Guard or Reserves, who is undergoing medical treatment, recuperation, or Page 2 of 8 therapy, or is on the temporary disability retired list for a serious injury or illness incurred in the line of active duty and which may render the member medically unfit to perform the duties of the member's military position. J. "Qualifying Exigency" includes: 1. Short -notice deployment: notification of a call to active duty in support of a contingency operation seven (7) or fewer days from date of deployment. 2. Military events and related activities: (a) To attend an official ceremony, program or event sponsored by the military that is related to active duty or call to active duty; (b) To attend family support programs and briefings sponsored or promoted by the military, military service organization, or American Red Cross that are related to active duty or call to active duty. 3. Childcare and School Activities Leave may be taken for a child in order to: (a) Arrange for alternate childcare; (b) Provide childcare on an urgent, immediate need basis; (c) Enroll or transfer the child to a new school or daycare facility; (d) Attend meetings with staff at school or daycare facility. 4. Financial and Legal Arrangements: (a) To make or update financial or legal arrangements to address the covered military members' absence while on duty or call to active duty status; (b) To act as the covered military member's representative to obtain, arrange, or appeal military service benefits while the member is on active duty or call to active duty status, and for 90 days following termination of active duty status. 5. Counseling: To attend counseling for oneself, the military member, or child when the need for such counseling arises from the active duty or call to active duty status of the covered military member. 6. Rest and recuperation: to spend up to five (5) days with a military member who is on short-term, temporary rest and recuperation leave during the period of deployment. 7. Post -deployment activities: To attend arrival ceremonies, reintegration events, and any other official ceremony or program sponsored by the military for the approximately 90 -day period following termination of active duty or death of the Service member while on active duty. Page 3 of 8 8. Additional activities related to the call to active duty otherwise agreed to by the employer and employee. K. "Serious Health Condition" means an illness, injury, impairment, or a physical or mental condition that involves: 1. Inpatient care (overnight stay); 2. Incapacity requiring absence from work for more than three (3) calendar days and that involves continuing treatment by a health care provider; 3. Continuing treatment by a health care provider for a chronic or long-term health condition that is incurable or which, if left untreated, would likely result in a period of incapacity of more than three (3) calendar days; or 4. Prenatal care by a health care provider. L. "Continuing Treatment" means: 1. Two (2) or more visits to a health care provider within 30 days of the commencement of the incapacity; or 2. Two (2) or more treatments by a health care practitioner on referral from, or under the direction of, a health care provider within 30 days of the commencement of the incapacity; or 3. A single visit to a health care provider within seven (7) days of the commencement of the incapacity that results in a regimen of continuing treatment. Coverage and Eligibility To be eligible for FML an employee must have worked for the City for at least 12 months total and have worked at least 1,250 hours during the previous 12 -month period. Intermittent or Reduced Leave An employee may take FML intermittently (a few days or a few hours at a time) or on a reduced leave schedule. The employee may be required to transfer temporarily to a position with equivalent pay and benefits that better accommodates intermittent periods of leave. An employee may not take intermittent leave following the birth or placement of a child except at the discretion of the City. The City Manager and Human Resources must approve intermittent leave following the birth or placement of a child. Page 4 of 8 Use of Paid Leave An employee will be required to use accrued paid leave for any part of a FML. When an employee has used all of his/her accrued paid leave, the employee may request an additional period of unpaid leave so that the total paid and unpaid leave provided equals 12 weeks (or 26 weeks if combined with Service member FML). Employee Notice Requirement A. An employee must give a 30 -day notice in the event of a foreseeable leave. A "Request for Family/Medical Leave" form should be completed by the employee and returned to Human Resources. In unexpected or unforeseeable situations, an employee should provide as much notice as is practicable, followed by the completed form. The notice must indicate that (1) the employee is unable to perform the functions of the job or that a covered family member is unable to participate in regular daily activities; (2) the anticipated duration of the absence; and (3) whether the employee intends to visit a health care provider or is receiving continuing treatment. B. If an employee fails to give a 30 -day notice of foreseeable leave without a reasonable excuse, leave may be denied until 30 days after the employee provides notice. C. When planning medical treatment, an employee must make a reasonable effort to schedule the leave so as not to unduly disrupt the City's/Department's operations. D. In the event of leave to attend to a qualifying exigency, the employee shall provide as much notice as is reasonable and practical under the circumstances. E. An employee must complete a "Return to Work Certification" form before he/she can be returned to active status. If an employee wishes to return to work prior to the expiration of a family or medical leave of absence, notification must be given to the employee's supervisor at least five (5) working days prior to the employee's planned return. Employer Notice Requirements A. Notice of Eligibility Rights: Within five (5) days after the employee requests leave or after the City learns the leave may be for an FML -qualifying reason, Human Resources will provide written notice stating whether the employee is eligible for FML leave, and if not eligible, at least one (1) reason why. Supervisors will notify Human Resources as soon as possible but no later than the next business day of any employee requesting leave. B. Notice of Designation of Leave: Within five (5) days after the employee requests leave or after the City learns the leave may be for an FML -qualifying reason, Human Resources will provide a written notice stating whether leave is available, and notifying the employee how much leave has been designated as FML leave, and how much leave remains. For an unspecified leave, Human Resources will update the notification every 30 days as to how much leave was designated in the prior month, how much was rejected, Page 5 of 8 and how much leave remains. If any part of the requested leave is not designated as FML leave, Human Resources will provide written notice of and reason for denial. Medical Certification A. Certification of Serious Health Condition: For leaves taken because of the employee's or a covered family member's serious health condition, the employee must submit a completed "Physician or Practitioner Certification" form and return the certification to Human Resources. Medical certification must be provided by the employee within 15 days after requested. The certification must state the date on which the health condition commenced, the probable duration of the condition, and the appropriate medical facts regarding the condition. If the employee fails to provide adequate certification within this time period, Human Resources will inform the employee, in writing, what additional information is necessary and will allow the employee at least seven (7) days to correct the certification. The City may delay leave until such certification is produced. If the employee never produces their certification or recertification, the employee is not eligible for FML protections. In the case of medical emergency, the employee must submit certification as soon as is reasonably possible. If the employee is needed to care for a spouse, child, or parent, the certification must so state along with an estimate of the amount of time the employee will be needed. If the employee has a serious health condition, the certification must state that the employee cannot perform the functions of his/her job. B. Second Opinion Requirement: The City may require a second or third opinion (at its own expense), periodic reports on status and intent to return to work, and a fitness -for -duty report to return to work. C. Certification Related to Active Duty or Call to Active Duty: The employee requesting leave related to a family member's active duty or call to active duty shall provide supporting documentation of such status issued by the applicable Armed Services branch. D. Certification for Extended Service Member Family Leave: Employees requesting extended Service member Family Leave must provide documentation of the injury, recovery or need for care, such as the military medical information, orders for treatment, or other official Armed Forces communication showing that the injury or illness was incurred on active military duty and renders the member medically unfit to perform military duties. An employee requesting Leave must submit a verifying medical certification from a physician providing: (1) the date on which the serious health condition commenced, (2) the probable duration of the condition, (3) appropriate medical facts regarding the condition and its duration; and, (4) that the covered service member is medically unfit to perform the duties of the member's office, grade, rank, or rating. If medical certification is not immediately available, the certification may be submitted within 30 days. An attachment from the Department of Defense for the injured service member should also be included with medical certification, when possible. If not immediately available, the City may, in its sole discretion, permit the eligible employee to commence an FML leave; however, required certification must be provided within five Page 6 of 8 (5) business days or the City may deny FML designation to the leave. However, the City, in its sole discretion, retains the right to designate any leave as FML leave retroactively. E. Confidentiality of Medical Records: Documentation related to the employee's or family member's medical condition will be held in strict confidence and maintained in the employee's medical records file. Effect on Benefits A. An employee granted a leave under this policy will continue to be covered under the City's group health insurance plan with the same conditions as if the employee had been continuously employed during the leave period. B. Employee contributions will be required either through payroll deduction or by direct payment to the City. The employee will be advised in writing at the beginning of the leave period as to the amount and method of payment. Employee contribution amounts are subject to any change in rates that occurs while the employee is on leave. C. If an employee's contribution is more than 30 days late, the City may terminate the employee's insurance coverage. D. If the employee fails to return from unpaid leave for reasons other than (1) the continuation of a serious health condition of the employee or a covered family member or (2) circumstances beyond the employee's control (certification required within 30 days of failure to return for either reason), the City will seek reimbursement from the employee for the portion of the premiums paid by the City on behalf of that employee (employer contribution) during the period of leave. E. An employee is not entitled to seniority or benefit accrual during periods of unpaid leave, but will not lose benefits already accrued prior to the start of the leave. Paid time off does not accrue while on unpaid leave. Job Protection A. If the employee returns to work within 12 weeks following a family/medical leave (or 26 weeks if combined with Service member FML), he/she will be reinstated to his/her former position or an equivalent position in terms of pay, benefits, status and authority. B. The employee's restoration rights are the same as they would have been had the employee not been on leave. If the position would have been eliminated or the employee terminated but for the leave, the employee does not have the right to reinstatement upon return from leave. C. If the employee fails to return to work by the previously agreed upon date, in absence of further communication, he/she will be considered to have abandoned the job and will subject the employee to immediate termination of employment unless an extension has Page 7 of 8 been granted. An employee who requests an extension of family leave or medical leave due to the continuation, recurrence or onset of his/her own serious health condition, or of the serious health condition of the employee's spouse, child, or parent, must submit a request for an extension, in writing, to Human Resources at least (10) working days prior to the start of the requested extension period or as soon as the employee realizes that he/she will not be able to return at the expiration of the leave period. D. The City cannot guarantee an employee will be returned to his or her original position. The City Manager, Human Resources, and the Legal Department will make a determination as to whether a position is an "equivalent position". "Highly compensated employees" or "key employees" are defined by the FML as salaried, eligible employees who are among the highest paid 10 percent of the employer's employees within 75 miles of the facility where the employee works. Leaves of absence for any reason may not last longer than six (6) months unless reasonable accommodations have been made. Any regular employee, who for a job-related injury or a combination of work-related injuries, sick -related leaves of absence or FML -qualifying events, misses a total of six (6) months of work, will be separated from employment due to unavailability for work unless reasonable accommodations have been made. Any employee part of said "no fault" separation will be eligible for rehire and will be able to apply for any vacancies that may exist at any given time, depending upon qualifications and availability of job openings. The six (6) month period shall be measured cumulatively by the rolling backward method. E. Employees on FML will not engage in outside training, school or employment unless expressly authorized in writing in advance by the Department Director and the Director of Human Resources. A copy of the written approval will be sent to Human Resources. Failure to comply with this rule shall result in termination of employment. Unlawful Actions and Enforcement of FML Rights It is unlawful for the City to interfere with, restrain, or deny the exercise of FML rights, or to discharge or discriminate against anyone for opposing such unlawful practices or for participating in a proceeding relating to FML. An employee may file a complaint with the Department of Labor's Wage and Hour Division or may bring a private lawsuit against an employer for violating his/her rights under the FML. Page 8 of 8 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 5 - Benefits 5.07 — Catastrophic Leave From time to time a City employee may experience an incapacity that prevents the employee from working for long periods of time. Such incapacity may necessitate that the employee take leave without pay if their accrual banks have been depleted. The City endorses a voluntary leave sharing program that can help alleviate these burdens. However, the combination of donated time plus any other available payment should never exceed the employee's current salary. Catastrophic Leave is provided by the donation of sick/vacation hours from City employees to a pool that may be utilized by all those participating in the program. A. Eligibility 1. The employee requesting the donation must have been a full-time employee for a minimum of twelve (12) consecutive months; and 2. The employee must have elected to participate in the Catastrophic Leave Pool by donating hours during Annual Open Enrollment for the fiscal year during which their request occurs. 3. An employee must request catastrophic leave prior to depleting all sick/vacation/compensatory and accumulated holiday leave. If the employee is unable to submit their request, the employee's immediate supervisor may initiate the request. The leave donations will not be retroactive. 4. An employee with written corrective action regarding unsatisfactory attendance within the last twelve (12) months may not be eligible. The Catastrophic Leave Committee will determine eligibility. 5. The employee's request for Catastrophic Leave must be recommended by the Department Director. The requesting employee's history of sick leave and leave without pay usage will be considered in determining the employee's eligibility for Catastrophic Leave. 6. The illness or injury must meet the definition of a catastrophic occurrence. 7. Any employee eligible for the Long Term Disability (LTD) Benefit or other similar programs must make application for those benefits upon requesting Catastrophic Leave, if not sooner. Failure to do so may result in the denial of a Catastrophic Leave request, or termination of any previously awarded Page 1 of 5 Catastrophic Leave. Employees are no longer eligible for Catastrophic Leave once LTD or other similar benefits commence. 8. Part-time employees are not eligible for Catastrophic Leave under this section. B. Definitions 1. Catastrophic Illness/Injury — is defined as any illness, injury (including on-the-job injury after all workers' compensation benefits have been exhausted), impairment, or physical or mental condition that involves: a. Serious, debilitating illness, impairment, or physical/mental condition that involves treatment in connection with an overnight stay in a hospital, hospice, or residential medical facility; or b. High intensity/high frequency of treatment encounters necessary for a chronic or long-term condition that is so serious that, if not treated, would likely result in an extended period of incapacity (21 days or more) or death. c. Terminal illness. One who is qualified under the definition for Family and Medical Leave is not automatically qualified under the City's definition of a catastrophic illness/injury. The City retains the right to determine whether the illness is "catastrophic" based on the information it receives from the medical provider. Exclusions from Catastrophic Leave • Paid Catastrophic Leave is not applicable unless the employee has exhausted all of their accruals. • Elective surgery does not qualify as a catastrophic illness or injury. If complications arise resulting in a serious health condition, the situation may qualify as a catastrophic illness or injury. • Most leave associated with pregnancy is not covered by Catastrophic Leave. If complications arise resulting in a serious health condition for the mother or child, the situation may qualify as a catastrophic illness or injury. • Requests for Catastrophic Leave less than three (3) workdays in duration are excluded. • An employee must not have a written record of disciplinary action for leave abuse or misuse of leave within the past twelve (12) months. 2. Eligible Family Member — Immediate family members, specifically a spouse, biological or adopted child, or parent. C. Catastrophic Leave Application Review, Approval, Use and Enrollment Process 1. An employee must request Catastrophic Leave prior to depleting all sick, vacation, compensatory, and accumulated holiday leave. If the employee is Page 2 of 5 unable to submit their request, the employee's immediate supervisor may initiate the request. 2. The employee's request shall include a licensed health care provider's statement explaining the catastrophic and/or life-threatening nature of the illness and the anticipated date for returning to work, provided this information has not already been received. a. The employee must submit their request to their Department Director for consideration of eligibility. The Committee will approve or deny the request and determine the amount of hours that will be granted. b. If valid, Human Resources, will transfer hours from the leave bank to the recipient. c. Employees using Catastrophic Leave will not accrue any paid leave while utilizing this procedure. d. An employee may receive no more than 480 transferred hours per incident and no more than 960 total hours while in the service of the City. e. Upon an employee's return to work with full release, termination, resignation, or retirement, all unused leave will be deposited back into the leave bank. f. An employee may be dismissed if such employee fails to report to work promptly at the expiration of the period of approve/granted Catastrophic Leave. g. Abuse of the Catastrophic Leave bank program shall subject the employee to disciplinary action, up to and including termination of employment. 3. Every year, full-time City employees who have been employed at least twelve (12) months, will have the opportunity to voluntarily renew their membership by contributing hours to the leave bank with the number to be determined by the Committee based on historic and anticipated usage. If in the event the bank is depleted to less than 500 hours, all City employees will be notified and given the opportunity to contribute additional hours in order to replenish the leave bank. Current participants will need to donate the new requested amount and non- participants will need to donate the amount equal to the initial and subsequent requested amounts. If an employee chooses not to contribute in the event of depletion, they may be removed from the program as determined by the Committee. Any hours contributed will not be returned to the contributing employee. 4. Catastrophic leave is considered when recommended by a licensed health care provider and all other accrued leave has been exhausted. It is also considered when an eligible family member's medical condition, as determined by a licensed Page 3 of 5 health care provider, requires employee attention and all other accrued leave has been exhausted. 5. The tax liability associated with donated leave will be the responsibility of the recipient, in compliance with IRS revenue ruling 90-29. Paid time will be subject to all tax liability associated with regular pay including federal and FICA withholding, as well as TMRS contributions. D. Catastrophic Leave Committee 1. Responsibility — The purpose of the Committee will be to review all catastrophic leave requests, ensure that all eligibility requirements are met, and make determinations of continuing eligibility. Additionally, the Committee shall report at least annually to the Executive team concerning the current status of the leave bank, and the utilization of the system. The Committee will establish its own administration, operating and record-keeping systems based on the Catastrophic Leave Policy adopted. 2. Membership - The Committee shall be comprised of five (5) members representing a cross-section of the employees of the City. The selection of the Committee members and length of term shall be commensurate with their position within the City as described below: The Committee head shall be the Director of Human Resources or their designee within the ranks of the HR department. This is a standing position within the Committee without term limitations, and with full voting rights as explained below. The Committee shall also have someone from the administrative team level. For this section only, the Administrative Team consists of Assistant Directors, Assistant Chiefs, Division Managers, Superintendents, Fire Battalion Chiefs, EMS Captains and Police Captains. One member of the administrative team that is not a member of Human Resources shall be appointed by the City Manager to serve on the Committee for a term of three (3) years. There shall be three (3) at -large employee representative members on the Committee. These members shall have at least one (1) year of service to the City, nominated by the Executive team and appointed by the City Manager to serve on the Committee for a term of one (1) year. These members should each be from different departments and other than that of the Administrative team member or Human Resources. 3. Committee decisions shall be based on a simple majority of attending quorum of the members, with tied decision being decided by the position of the Committee Head. 4. No committee member, other than the Committee Head, may serve more than two (2) consecutive terms. 5. Committee members who are promoted during the course of their term may serve the rest of their term with the approval of a majority of the Committee regardless of their resulting position or department. Page 4 of 5 6. Members may be removed from the Committee by a majority vote of the remaining members for failing to attend more than 20% of the Committee meetings. 7. Any vacated position shall be filled as soon as practicable through the appointment process outlined above. Page 5 of 5 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 5 - Benefits 5.08 — Military Leave A. Any full-time employee who is a member of the National Guard or a member of the Reserve Components of the Armed Forces shall be entitled to a leave of absence from their assigned duties with the City for a maximum of fifteen (15) days in any one calendar year with pay to attend annual military training or for duty ordered or approved by the proper military authority. 1. This is to be computed as eight (8) hour days (Seven and one-half shifts for Fire personnel) or a total of 120 hours. The Department Director/Division Manager shall require the employee to provide their military orders within 24 hours of receiving them. 2. The Department Director/Division Manager shall furnish Human Resources with the military orders or copy thereof showing inclusive dates. 3. Employees who have exhausted all available paid military leave may, at their option, use accumulated vacation, holiday or compensatory time to cover their absence from work. 4. After an employee has exhausted all available paid military leave, including any other paid leave the employee chooses to use to cover a military absence, the employee will be placed on leave without pay. B. Active Military Duty If an employee other than an employee in a temporary position is a reservist or member of the National Guard or other branch and is called to active military duty voluntarily or involuntarily the City will: 1. At time of activation: a. Extend COBRA benefits to the affected employee and dependents. This means the employee may elect to continue or extend City health benefits at the employee's expense until such time as similar benefits are available under an applicable military program. b. Not supplement employee's military pay unless specifically authorized by the City Manager and/or City Council. Page 1 of 2 c. Continue City life insurance coverage on the employee until the last day of the month of the employee's activation to military service. 2. While on fully paid military leave employees continue to accrue vacation, sick leave and other benefits provided to other employees on paid leave. While on unpaid military leave, including those receiving supplemental pay benefit, accruals will be suspended and will resume upon the employees return to active employment. 3. At the time of return from military duty and provided the employee meets all preconditions and fulfills all obligations as set forth by Federal Law, the City will adhere to the following guidelines which are in accordance with Reemployment Rights for Returning Veterans as established by the Department of Labor Chapter 43 of Part III of Title 38 US Code as amended. a. Place employee in the same or similar position at the same or similar salary the employee would have attained if the employee had remained on the job instead of being called to active military duty. This includes base pay, cost of living increases, length of service increases, but would not include merit increases or other similar pay such as step up pay based on performance. b. Restore the employee without loss of seniority as if employment had continued without interruption by active military service to include: 1. Reinstatement of the employee's personal health insurance benefits and dependents if applicable on the first day of return to City employment. 2. Reinstatement of the employee's City -sponsored life insurance benefits on the first day of return to City employment. 3. Service time credit for the Texas Municipal Retirement System (TMRS). To qualify for service credit an employee must return to work for the City within 90 days after discharge, receive an honorable discharge and timely complete the necessary application. In order to receive monetary credit, an employee has the lesser of five (5) years or three (3) times the length of the military service to make up any contributions that were missed while on military leave. Employees will handle these payments directly through the pension plan. Page 2 of 2 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 5 - Benefits 5.09 — Bereavement Leave It is the policy of the City to permit employees to be absent from work on an authorized short-term basis for a death, funeral, or estate settlement in the employee's immediate family. To help employees maintain their income during these absences, the City will provide compensation according to the guidelines below. With supervisor authorization, regular full-time employees may be given up to three (3) days per year of paid bereavement leave in the event of a death in an employee's immediate family. NOTE — three (3) days is not automatic. The maximum number of occurrences in a calendar year is two (2). The maximum bereavement leave per occurrence is twenty-four (24) hours. The bereavement leave may be taken in one-hour increments depending on the circumstances and supervisor authorization. These days are not cumulative. In the event that an employee needs more time to grieve and/or deal with estate settlement, vacation, sick, compensatory leave time or accrued holiday time may be approved for up to 40 additional hours or one (1) additional week, or unpaid leave may be allowed for the death of an immediate family member. Supervisor authorization and prior approval are required. For purposes of bereavement leave, the immediate family includes the following: Spouse Grand Child Child Mother -In -Law Parent Father -In -Law Brother Son -In -Law Sister Daughter -In -Law Grandparent A relative who has maintained residence within the employee's household prior to death. This list also refers to "adopted", "step", and "foster" relationships, where official records can be provided. The terms and reasons for the leave shall be documented on the "Request for Time Off" form and may be approved for paid bereavement leave when the employees have submitted a funeral brochure, or a similar document. Page 1 of 1 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 5 - Benefits 5.10 - Group Health, Life and Other Benefits The City provides a benefits program for its full-time employees. The actual terms of coverage are as described in the individual summary plan documents, and the summary provided below is only to inform employees of the general benefits and procedures in a more concise manner. The terms of coverage are subject to periodic revision. A. ENROLLMENT AND PLAN YEAR Employees may enroll in the group health plans and other benefits programs upon hire with the City. Plan years for group health plans are on a fiscal -year basis, beginning October 1 and ending September 30. Open Enrollment for the upcoming plan year occurs between August and September of each year. Once elections have been made to participate or not participate in the group health plans, no change or revocation may be made in that election except in the case of a qualifying event, as defined by the Internal Revenue Code. B. GROUP HEALTH PLANS 1. GROUP HEALTH PLAN The City offers coverage in a choice of group medical plans to employees for themselves and their eligible dependents. The City may subsidize a portion of the monthly premium. The percentage of subsidy varies between the plans and is subject to change. 2. GROUP DENTAL PLAN The City offers coverage in a choice of group dental plans to employees for themselves and their eligible dependents. The City may subsidize a portion of the monthly premium. The percentage of subsidy varies between the plans and is subject to change. 3. GROUP VISION CARE PLAN Employees may opt to elect vision insurance for themselves and their eligible dependents. The amount established to pay for this coverage is subject to change from time to time. Page 1 of 4 C. GROUP LIFE INSURANCE AND ACCIDENTAL DEATH & DISMEMBERMENT (AD&D) COVERAGES 1. GROUP LIFE AND AD&D Employees are enrolled in the City's Group Term Life Insurance and Accidental Death and Dismemberment (AD&D) Plan at no cost to the employee. 2. OPTIONAL LIFE AND AD&D Employees may opt to elect additional life insurance with or without an accident and dismemberment provision for the employee, the employee's spouse, and/or the employee's child(ren). The cost of coverage for these optional products is deducted from the employee's paycheck. The amount established to pay for this coverage is subject to change from time to time. D. LONG TERM DISABILITY 1. LONG-TERM DISABILITY The City furnishes all full-time employees with Long -Term Disability Insurance. If an employee were disabled as defined by the terms of the policy, they would be eligible to receive a monthly benefit of a percentage of their basic monthly income, to a benefit maximum. There is a 90 -calendar day elimination period, meaning benefits would begin on the 91st day for disability related to an accident or an illness. The plan does provide for a coordination of benefits, and disability payments are reduced in coordination with other benefits such as workers' compensation, or other similar compensation. The maximum benefit duration is the employee's social security normal retirement age or the maximum benefit period for employees age 60 or older as listed in the certificate of insurance. The certificate outlines the provisions of the plan and should be referred to for detailed information, including terms of coverage and benefit, limitations and exclusions, and claims procedures. E. EMPLOYEE ASSISTANCE PROGRAM The Employee Assistance Program (EAP) is designed to provide employees and their dependents with professional, cost-effective assistance in resolving difficult personal problems. Involvement in the EAP is confidential. F. FLEXIBLE SPENDING PROGRAM The Flexible Spending Program was created under Section 125 of the Internal Revenue Code and, as adopted by the City, allows certain medical expenses and dependent care Page 2 of 4 expenses to be reimbursed with funds deducted before tax withholding in order to reduce the employee's tax liability. It also allows Group Health and Dental Plan premium payments to be deducted before tax withholding. G. TEXAS MUNICIPAL RETIREMENT SYSTEM The City of Pearland participates in the Texas Municipal Retirement System. Eligibility, vesting, contributions, etc. are determined by the City Manager and City Council. For questions, contact Human Resources. H. RETIREE BENEFITS An employee who qualifies for retirement with the City may elect to continue participating in the City's medical/dental benefits. I. SOCIAL SECURITY AND MEDICARE The City participates in the Social Security system. Federal Law establishes benefits through the Medicare system. J. WORKERS COMPENSATION The City provides workers compensation coverage to all employees for job related injuries or occupational illnesses suffered by the employee while acting in the course and scope of their position. For more information regarding Worker's Compensation procedures contact Human Resources. K. DEFERRED COMPENSATION PROGRAM Deferred Compensation (Internal Revenue Code 457, Section (b)(2)) is a voluntary benefit available to public sector employees only. All regular employees of the City are eligible to participate in the Deferred Compensation System. This program allows public sector employees to defer a portion of their income and the taxes on that income to build a fund to supplement retirement income. The plan administrator sets the minimum that you may contribute to a deferred compensation plan and the maximum contribution is set annually by the Internal Revenue Service. Information on the deferred compensation plan providers is available in the Human Resources Department. L. CONSOLIDATED OMNIBUS BUDGET RECONCILIATION ACT OF 1985 (COBRA) The Consolidated Omnibus Budget Reconciliation Act of 1985 (COBRA) became effective on April 7, 1986. Through COBRA, the City's employees and their dependents, who are currently enrolled in qualified group benefits, are afforded an opportunity to Page 3 of 4 extend those benefits at 102% of the premium (subject to change from time to time) in situations by which the benefits coverage would otherwise end. The length of COBRA varies depending on the nature of the qualifying event, but could range between 18 and 36 months. Such situations might include the employee's divorce (former spouse would be eligible); the employee's child no longer qualifies to be covered under the group plan (child would be eligible); the employee's resignation; the death of the employee; or the employee is terminated, except for employees terminated for gross misconduct. Gross misconduct is defined as "Mismanagement of a position of employment by action or inaction, neglect that places in jeopardy the lives or property of others, intentional wrongdoing or malfeasance, intentional violation of a law, or violation of a policy or rule adopted to ensure orderly work and the safety of employees." Page 4 of 4 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 5 - Benefits 5.11 — Employee Educational Assistance The City has established an educational assistance program to help eligible employees develop their knowledge, skills, and abilities, and upgrade their performance. Academic Education Pay All regular full-time employees who, at the time of application for assistance have completed a minimum of one (1) year of continuous service are eligible to participate in the program. Under this program, the City hopes to encourage upward mobility, employee development, and excellence of performance by sharing the expense of approved courses and educational programs offered by accredited colleges, universities, secretarial, and trade schools. The City will assist those regular full-time employees who have completed one (1) year of continuous service with the City, and who desire to obtain a General Education Diploma (GED). Fee(s) for the initial GED exam, training courses, materials, and reimbursement of the base fee and up to two (2) subsequent exams, if necessary, will be considered. The employee shall attend training courses on his/her own time, and if convenient, may take accrued vacation, compensatory or holiday leave to study and/or take the exam(s). The employee must submit a written request approved through his/her appropriate chain of command to Human Resources. The employee will provide the schedule of training courses and exam dates throughout the year and keep the appropriate supervisor abreast of the employee's progress. Continued assistance in obtaining the GED is at the discretion of each department based on employee initiative, effort, and need. Other educational assistance must be, in the opinion of the Department Director and City Manager, directly related to the essential functions of an employee's present job or in line with a position that the City believes an employee can reasonably achieve. Employees making application for educational assistance must be able to describe the applicability of the courses sought to the essential functions of the position. Page 1 of 3 Courses must be required as part of a degree plan, course of study, or other program determined to be in the best interest of both the City and the employee, must not interfere with the employee's job responsibilities and must be taken on the employee's own time. Tuition reimbursement does not include books, tools, and/or supplies. Mandatory fees will be reimbursed as part of the tuition rate charges if those fees do not relate to items or services that are retained or continue on after completion of the course. The availability of tuition reimbursement is subject to approved funding levels. The total amount of annual tuition reimbursement to be considered, not to exceed $3,000 in a calendar year, will be based on the following schedule for undergraduate courses completed: Grade Received Amount of Reimbursement A 100% B 75% C 50% D 0% Courses that give only a pass/fail grade will pay 75% for "Pass" (i.e., computer courses, etc.) In the event an employee is working on graduate courses, the maximum reimbursement amount to be considered is $5,000 per calendar year and will be reimbursed as follows: Grade of "A" 100% Grade of "B" 75% Below "B" 0% Successful completion (no grade) 90% The City makes no commitment to provide reimbursement for all courses leading to a degree. Employees eligible for reimbursement from any other source (e.g., a government- sponsored program or scholarship) may seek assistance under the City's educational assistance program. However, employees shall only be reimbursed for the difference between the amount received from the other funding source and the actual course cost, up to the maximum reimbursement allowable under this policy based on the grade received. Employees must sign an acknowledgement that the total amount of education assistance shall be reimbursed to the City if the employee leaves the City's employ for any reason within 24 months following the date of reimbursement. To be eligible for reimbursement, an employee must: 1. Submit an Application for Educational Assistance form to their supervisor prior to beginning the course(s); Page 2 of 3 2. Receive advance written approval from the supervisor; 3. Submit the Application for Educational Assistance with approval from Department Director to Human Resources. Human Resources will verify that the employee has completed a minimum of one (1) consecutive year of service, that the last two (2) performance appraisals have been in the satisfactory range or higher, and that at the time of course completion, the employee remains actively employed. Upon completion of the course, an employee must submit to the Human Resources Department, the official transcript from the accredited school indicating the grade received, and a receipt or other proof of payment from the educational institution. The Application for Educational Assistance form is available in the Human Resources Department and on the City Hall server under "HR Forms". Page 3 of 3 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 6 — Risk Management 6.00 — Motor Vehicle Accidents I. City -Owned or City Leased Vehicles A. The operator of a City -owned or City -leased vehicle shall, take the following actions when involved in an accident whether or not on City- related business: 1. Stop immediately. 2. Radio or telephone for an ambulance if anyone appears to be in need of emergency medical service. 3 Keep the accident from becoming worse by warning other drivers. 4. Render reasonable assistance to injured persons. 5. Notify the police and the employee's department immediately through their radio dispatcher or telephone. If injured, the supervisor must be notified. The driver shall request a police report in the following situations: a) A collision with another vehicle regardless of the damage severity or location of the accident. b) A collision with other property, telephone pole, guardrail, tree, and the like, regardless of the owner, if the supervisor determines the damage is over $500. c) A collision that requires a vehicle to be towed. d) A collision that causes injury to any party to the accident. The decision to call out a Police Accident Investigator will remain with the Police Department. Page 1 of 3 6. Make no admission of fault or negligence to anyone. Do not apologize or say that they are sorry. Be courteous but do not discuss the accident except with the Police and do not sign any statements or releases for anyone other than medical processing required by the City. 7. Exchange name and address with drivers of other vehicles involved and obtain the name, phone number and policy numbers of the other driver's insurance company. 8. Move vehicle to the nearest point of safety when necessary or as instructed by a police officer. 9. Complete a First Report of Incident immediately and file it with their department. B. The supervisor/manager shall take the following actions when their employee is involved in an accident in a City -owned vehicle: 1. Upon receiving notice of an accident the employee's manager or supervisor shall contact the Finance and Human Resources Departments as soon as possible and advise them of the accident and known details. 2. If possible the manager, supervisor or Safety Officer should go to the accident scene and take photographs showing visible damage to all vehicles and the position of the vehicles. If it is not possible, request the responding police officer take pictures of the scene. 3. Comply with the City's Drug and Alcohol Policy. 4. It shall be the direct responsibility of the supervisor or manager in charge of the employee to see that a First Report of Incident is immediately prepared concerning said accident. 5. All accident reports shall be transmitted to Human Resources and Finance as soon as possible after the accident, but no later than the next business day. II. Vehicles Owned by Employees A. At times employees will use personally -owned vehicles on City business. If an accident should occur while on City business, employees should adhere to the following: 1. It is the employee's responsibility to notify their insurance carrier. Page 2 of 3 2. The City provides no insurance for damage to personally -owned vehicles. The mileage reimbursement payment is to provide a contribution toward the employees operating cost of their vehicle, insurance, repairs, gas, etc. Any damage to a personally -owned vehicle is the employee's responsibility to correct. 3. If citations of any type are issued, report it to Human Resources/Finances. III. Employee Injuries Any injury incurred by an employee driving on City business will be treated as a workers' compensation injury and the guidelines for workers' compensation claims should be followed. IV. Consequences of Failure to Promptly Report Delay in reporting an accident will result in corrective action, up to and including termination of employment. Failure to timely report an accident or injury will preclude the employee from being eligible for an annual safety award even if the Safety Committee rates the accident as a being non -preventable. Page 3 of 3 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 6 — Risk Management 6.01 — On the Job Injury I. Definitions A. "Course and Scope" of Employment — as defined by the Texas Workers' Compensation Act, means "an activity of any kind or character that has to do with and originated in the work, business, trade, or profession of the employer and that is performed by an employee while engaged in or about the furtherance of the affairs or business of the employer." The term includes activities conducted on the premises of the employer or at other locations. B. Disability — as defined by the Americans with Disabilities Act as amended, is a physical or mental impairment that substantially limits one or more major life activity; [an individual that] has a record of such impairment; or [an individual that] is regarded as having such impairment. C. Health Care Professional — a health care professional or other licensed health care professional is an individual whose legally permitted scope of practice (i.e. license, registration, or certification) by the state allows him/her to independently perform or delegate the responsibility to perform health care activities. D. Illness, Injury or Medical Condition — a temporary or permanent physical or mental impairment that does not substantially limit one or more of the major life activities of an individual. E. Job -Related Illness, Injury or Medical Condition — an illness, injury or medical condition which occurred as the result of the employee performing the assigned duties of his occupation within the course and scope of employment. F. Major Life Activities — refers to functions such as, but not limited to, caring for oneself, performing manual tasks, walking, seeing, hearing, speaking, breathing, learning, caring for oneself, reproduction, working and performing major bodily functions. Page 1 of 8 G. Maximum Medical Improvement — defined as follows (whichever comes first): 1. 104 weeks from the date disability benefits begin to accrue. 2. The date a doctor certifies that, based on reasonable medical probability, the injured employee can no longer reasonably anticipate further recovery or lasting improvement from the compensable injury. H. Modified Duty Assignment — temporary assignment of an employee with a job-related illness, injury, or medical condition to duties that can be performed within the limitations of the employee's medical condition. Modified duty assignments are for a maximum period of six (6) months (except those employees under Chapter 143 of the Texas Local Government Code.). However, modified duty assignment may be for as little as one (1) week and is based on actual need for the work to be done. Modified duty assignments are only for those employees with job-related illnesses, injuries or medical conditions. Political Subdivision Workers' Compensation Alliance — also referred to as "the Alliance" is a network of treating doctors approved to treat all job- related injuries, illnesses, or medical conditions. Since Texas Municipal League -Intergovernmental Risk Pool (TML -IRP) is part of this network ALL City employees must obtain treatment from these approved doctors. J. Supplemental Workers' Compensation Income — additional income provided by the City to all full-time and part-time employees to make up the difference between workers' compensation benefits and gross earnings. This includes the seven (7) calendar days prior to being paid workers' compensation. Employees who earn less than the State maximum gross amount for Temporary Income Benefits (TIBs) will have their income supplemented for a maximum of 30 days. Employees who earn more than the State maximum gross amount for TIBs will have their income supplemented up to 75% of their regular gross earnings for up to one (1) year. K. Treating Doctor — an approved Alliance healthcare professional who will treat for the illness, injury or medical condition. The treating doctor will decide what type of medical care is needed, determine when the employee may return to work, identify the kinds of work the employee may safely perform while recovering, write medical reports that will affect the benefits the employee may receive, refer the employee to specialists, if necessary. The urgent care or emergency room physician does not constitute the treating doctor. Page 2 of 8 L. Worker's Compensation Benefits — TIBs provided under the Texas Workers' Compensation Act starting on the eighth (8th) day of illness of injury. II. Medical Care A. Employees injured on the job shall be promptly taken to a first aid facility for any necessary medical treatment. The nature of the injury is determined by the insurance carrier. Employees must be seen by a provider in the Alliance Network. For serious injuries an employee should use the nearest appropriate medical facility. B. For policies concerning drug/alcohol testing please refer to the City's Drug and Alcohol Policy. All other employees involved in an on the job accident and who incur other than a minor injury must also undergo drug and alcohol testing. Minor injuries include such things as small cuts, abrasions, bruises, insect bites, poison ivy, etc. The employee's supervisor is responsible for ensuring the testing follows the City's Drug and Alcohol Policy. C. Injured employees shall submit to medical treatment by their attending physician in the Alliance and refusal to abide by instructions may constitute a barrier to further medical expenditures and weekly indemnity payment. D. Medical treatment required for a job -incurred illness or accident covered under the Workers' Compensation Act is paid by the City. If an injured employee does not get treatment from an Alliance provider their workers compensation benefits may be denied resulting in non-payment of claims and possible loss of income benefits. Refer to http://www.pswca.org. III. Reporting Accidents/Injuries A. Employees are charged with the responsibility to immediately report all accidents and injuries to their supervisor. Employees failing to report accidents and injuries within 24 hours are subject to corrective action up to and including termination of employment. Failure to timely report an accident or injury will preclude the employee from being eligible for an annual safety award, even if the Safety Committee rates the accident as being non -preventable. B. It is the responsibility of the supervisor in charge of the employee to see that the appropriate reports are completed as soon as possible following an accident/injury. The supervisor must complete the Employers First Report of Injury or Illness. The employer's report must be transmitted to Human Resources no later than the end of the next business day following the accident/injury. Page 3 of 8 C. When an employee's injury is serious and results in lost time beyond the day of injury, Human Resources must be advised at once of the injury, along with the anticipated return to work date. An injured worker becomes eligible for TIBs on the eighth (8th) day of disability. Benefits are not paid for the first week of lost wages, defined as the "waiting period" unless disability lasts for 14 days or more. 1. Employees that have completed the new employee probation period are allowed to use any applicable paid leave during the "waiting period" following an on the job injury. Departments are not to pay an employee using administrative leave or any other departmental leave. Employees in a new employee probationary status may only use accrued compensatory time during the waiting period. Vacation, sick and holiday leave will not accrue or accumulate while the employee is on unpaid workers compensation leave. After 14 calendar days of lost time benefits are paid retroactively for the seven (7) day waiting period to both classes of employees. 2. Weekly indemnity benefits or salary continuation for those over the statutory maximum will begin after the seven (7) calendar day waiting period is completed. To receive salary continuation employees are required to sign over their weekly TIBs checks to the City, with the exception of the waiting period reimbursement check. 3. The supervisor shall arrange for personal contact (via telephone or personal visit) with employees whose injury, illness or medical condition requires time or days away from work resulting in lost time. The supervisor shall contact the employee on leave throughout the duration of the employee's absence. The supervisor or his designee shall contact an injured subordinate employee within 48 hours after the initial report of injury. The Department Director shall be responsible to verify that the supervisor is keeping in contact with the employee and updating Human Resources. D. Human Resources should be advised by phone of all job-related injuries as soon as possible as the emergency medical facilities rendering first aid generally will ask Human Resources to confirm that an injured person is in fact a City employee and that the City will be responsible for payment of medical treatment. E. Any violation of any of these policies by an employee may result in possible delay of treatment as well as disciplinary action up to and including termination of employment. Page 4 of 8 IV. Employee Responsibility A. It is the responsibility of the employee to immediately advise their supervisor of all scheduled appointments pertaining to medical treatment of the work-related injury prior to the appointment. Following each appointment, employees are charged with the responsibility to provide their supervisor and Human Resources with a copy of the Texas Workers' Compensation Work Status Report, DWC73, within 24 hours of the appointment. Injured employees shall make their best efforts to recuperate from injuries and not engage in any activity that would hinder full recovery. B. When an employee's injury results in an unpaid leave status, it is the employee's responsibility to contact Human Resources in order to make arrangements to pay their portion of any voluntary deductions (e.g. dependent health and/or dental coverage, supplemental life insurance, etc.) Failure to make payment within thirty (30) days of the due date will result in cancellation of those unpaid coverages. As per Chapter 143 of the Texas Local Government Code, Classified Police employees who sustain an on-the-job injury may have fully paid leave for up to one (1) year. C. An employee on unpaid leave has the option to maintain their pension service credit by contributing to their retirement fund while receiving TIBs. The employee must coordinate this with the City's Finance department prior to the start of their unpaid leave status. D. An employee will not be entitled to Workers' Compensation benefits for an exposure unless the employee has a test performed within ten (10) days of an exposure to the reportable disease. This test is to indicate the absence of the reportable disease at the time of exposure. The employee must provide their immediate supervisor with a signed First Report of Incident form and Human Resources must receive a copy of the test results. V. Outside Employment An employee on FML leave, sick leave, disability leave, or workers' compensation leave shall not engage in outside training, school, or employment unless expressly authorized in writing in advance by the Department Director and the Director of Human Resources. A copy of the written approval will be sent to Human Resources. VI. Accidents Caused by Non Employees If an employee is injured because of the negligence or wrong doing of a third party, not an employee, the City is entitled to be subrogated to the employee's right of recovery against the third party to the extent of all payments made to the employee by the City for such related injury. The City shall have a right of first Page 5 of 8 recovery against any payments made by or on behalf of such third parties to the employee to the extent that such payments are in compensation for an element of injury that the City has already paid. VII. Fraudulent Claims Evidence that workers compensation medical treatment or weekly indemnity or injury leave was secured by fraudulent statements or deceptive practices will be sufficient cause to immediately discharge the employment of the employee involved. VIII. Modified Duty (only for regular full-time employees with on- the- job injuries) In some cases, regular full-time employees who have missed work due to an injury sustained on the job are unable to return directly to the duties that they previously performed. In these cases, employees may be assigned to modified duty positions pending return to their previous employment positions, if such modified duty is available and if judged by the attending physician to be within the abilities of the employee. Modified duty assignments will not be appropriate for all employees who have suffered a job-related injury. Such assignments will be made on a case by case basis where appropriate for the benefit of the City and the employee. If available, modified duty assignments are available only to regular full-time employees who have sustained an on-the-job injury. In accordance, the following modified duty procedures are established: A. Supervision. Human Resources shall coordinate all modified duty assignments with the Department/Division where the employees are placed. The employee shall report to Human Resources for all administrative matters related to their relationship with the City. Actual supervision of the employees shall be performed by the Department/Division in which the employee is placed with supervision being coordinated with Human Resources. B. Assignments. Whenever possible, Human Resources will assign employees to modified duty positions within the Department/Division of that employee's assignment immediately preceding his or her injury. If no modified duty placement is available within that Department/Division, Human Resources will attempt to find other modified duty work for the employee. The duties of the modified duty position shall, where possible, relate to the duties of the employee's position for which he or she was hired. Modified duty work should be necessary, constructive, rehabilitative and supportive of the City's overall operations. C. Time Limitations. It is the purpose of modified duty assignments to allow an employee to perform constructive and productive labor while continuing to recuperate from a work-related injury. Modified duty assignments shall not be of a permanent nature. Progress toward returning to an employee's prior duties shall be regularly monitored and periodically Page 6 of 8 evaluated, however in no instance shall an employee be allowed to remain on modified duty for a period of over 180 cumulative calendar days, six (6) months, from the date of the doctor's first release to modified duty. D. Hours of Work. Most modified duty assignments are typically for 7:30 a.m. to 5:30 p.m., Monday through Friday. However, employees should also recognize that some modified duty jobs will require working evenings, weekends and holidays. E. Vacation Holiday and Sick Leave. The provisions of the City's Employee Manual relating to vacation, holiday and sick leave shall apply to employees on modified duty. F. Evaluations. Employees assigned to modified duty positions will not be evaluated until such time as they return to the position for which they were otherwise employed and have performed a sufficient length of time in that position to be evaluated. G. Probationary Employees. The probationary period of employees assigned to modified duty shall be extended for an additional period equivalent to the period of time that the employee is absent from work due to the illness or injury and such additional period of time the employee is assigned to a modified duty position. H. Change in Assignments. All assignment changes for modified duty personnel shall be coordinated through and approved by Human Resources. The division for which the employee worked at the time of injury shall be responsible for paying the employee's salary during the modified duty period. Requests for Modified Duty Personnel. All City Departments/Divisions shall report to Human Resources the need of that Department/Division for modified duty personnel. Human Resources shall be responsible for assigning priority to filling such positions, and where the employee is not placed within the employee's own Department/Division the employee will be placed in accordance with priority requests. J. Seniority. The time that an employee spends while on modified duty assignments shall count toward that employee's seniority with the City and within the Depai hnent/Division for which the employee was working at the time of the work-related illness or injury. IX. Termination Leaves of absence for any reason including work-related injuries may not last longer than six (6) months without some reasonable accommodation. As per Chapter 143 of the Texas Local Government Code, Classified Police employees who sustain an on-the-job injury may have fully paid leave for up to one (1) year. Page 7 of 8 Any regular employee, who for a job-related injury or a combination of work- related injuries, sick -related leaves of absence or FML qualifying events, misses a total of six (6) months of work, will be separated from employment due to unavailability for work if no reasonable accommodation is made. Any employee part of said "no fault" separation will be eligible for rehire and will be able to apply for any vacancies that may exist at any given time, depending upon qualifications and availability of job openings. The six (6) month period shall be measured cumulatively by the rolling backward method. The City reserves the right to require an independent physical or mental analysis/assessment by an occupational health care professional or a health care professional of the City's choice and at the City's expense at anytime. Page 8 of 8 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 6 — Risk Management 6.02 — Driving Records Checks For the safety of the employees of the City and the citizens of the community, driving standards are being established for all City employees who drive for the City. Traffic laws of the State of Texas impose requirements on the City (as an employer) to assure that employees are properly licensed and that their driving behavior both on and off the job, reflects obedience to the laws of the state and the City. This driving record policy is established as a means to assure this compliance. A. At least once a year, the Safety Officer will submit on specified forms, requests for driving record histories for all employees. The Safety Officer will also compile those fleet accidents that are not maintained by DPS. This includes all investigated on or off- road motor vehicle accident reports that are not required to be reported to DPS but are maintained by Human Resources. B. Upon receipt, each record shall be reviewed and points shall be assessed against the employee's City driving record. A maximum of ten (10) points is allowable on City driving records in a consecutive three (3) year period immediately preceding the date of the record check. Points shall be assessed as follows: ACCIDENT CITATION POINT ASSESSMENT Class Description Points NCI Non -classifiable incident not a collision. 0 Non -Preventable A Collisions in which the vehicle was parked or was otherwise standing in a position where it had a legal right to be standing. 0 Non -Preventable B Collisions where the vehicle was in motion, but it can be determined that the collision was clearly and absolutely beyond the control of the City driver. 0 Page 1 of 4 Preventable C Collisions with little or no property damage where the City driver failed to take reasonable action that could have avoided or prevented the collision or where preventability can be shared with others, backup spotters, landfill attendants, flaggers, etc. 1-3 Preventable D Collisions with moderate to more serious property damage or personal injury where the City driver failed to take reasonable preventive measures to prevent the collision despite the actions of others or adverse conditions. 4-6 Preventable E Collisions of a very serious nature, normally resulting in hospitalization or major property damage where it is determined that the responsibility rests entirely on the City driver. 7-10 Citations Any moving vehicle violations or citations including no insurance, expired license, or seatbelt violation. 3 C. Points shall be assessed for violations arising from a preventable accident by the Safety Committee. If the division has an accident review process, the findings will be forwarded to the Safety Committee prior to the assessment. The Safety Committee will then forward their recommendation for point assessment to the Department Director for review and final disposition. The Department Director will report the final outcome to the Director of Human Resources. Duplicate points shall not be assessed for violations arising from a preventable accident and an accompanying citation. Page 2 of 4 D. No employee will be allowed to operate any vehicle for the City and may be subject to disciplinary action, up to and including termination, if convicted or placed on deferred adjudication or disposition for any of the following violations in the immediately preceding three (3) years: 1. Driving while intoxicated; 2. Driving under the influence of alcohol or drugs, including prescription drugs; 3. Negligent homicide arising out of the use of a motor vehicle or gross negligence; 4. Operating a motor vehicle while a driver's license is suspended or revoked; 5. Using a motor vehicle for the commission of a felony; 6. Aggravated assault with a motor vehicle; 7. Operating a motor vehicle without the owner's authority; 8. Reckless driving; 9. Leaving the scene of an accident involving bodily injury or property damage. E. Any employee who drives for the City and who accumulates more than ten (10) points in any consecutive three (3) year period shall be immediately removed from any driving position and be subject to reassignment, and/or disciplinary action, up to and including termination of employment. F. Any employee who is required to drive as an essential function of his job and who receives notice that his license to drive has been suspended or revoked or an employee who fails to renew an expired license, must report this to his manager or supervisor no later than the beginning of the first workday following receipt of the notice of suspension or revocation or knowledge of the expiration. An employee who properly reports a suspension, revoked or expired driver's license may be reassigned to a non -driving position for the period of the suspension or revocation or until the license is renewed, if such a position exists or may be discharged at the discretion of the Department Director. Reassignment will require the employee to be fully qualified for the new position and must be in the best interest of the City. If no such position exists the employee may be subject to discharge. An employee who fails to report a suspension or revocation or failure to renew an expired license, which is later discovered or reported, may be subject to disciplinary action up to and including termination of employment. Any reassignment or disciplinary action needs to be coordinated through Human Resources. Page 3 of 4 G. Determination of Preventable Accidents 1. Whenever any accident is listed on the DPS report which was not listed on previous DPS reports or which is not an accident occurring while driving for the City, Human Resources shall request a copy of the accident report from DPS. 2. Upon receipt of the accident report, the Safety Committee will review the report and determine if the employee's driver's accident was preventable. This can be determined by the listing of citations issued by the investigating officer and by the contributing factors listed in the report if the accident is a preventable accident. Human Resources will assess the specified points to the employees driving record and forward the assessment to the Department Director for review and final disposition. The Department Director will report the final outcome to Human Resources. H. Improvement Points 1. If an employee has points on their City driving record and then drives for a period of twelve (12) months without any further violations or accidents being charged against them, up to three (3) improvement points may be credited to the employee's driving record. 2. Every twelve (12) months after this, if the employee's record shows no additional violations or accidents the employee's driving record may be credited with up to three (3) points. This may continue until all accumulated points are removed. I. City Driving Record Human Resources will maintain a City driving record for each employee. The record will contain all DPS -reported citations, violations, or accidents and all accidents occurring while the employee is driving for the City, whether or not reported to the police and/or DPS. The employee's driving record will reflect any points assessed as a result of citations, violations or preventable accidents recorded by DPS. The employee's City driving record will be assessed points for preventable accidents while operating City vehicles or equipment, even if these accidents do not result in a police report or DPS record. Page 4 of 4 CITY OF PEARLAND EMPLOYEE MANUAL Chapter 6 — Risk Management 6.03 - General Safety Policies The success of the City's Safety Program depends upon the efficient and effective use of resources to maintain high quality services for the citizens of our community. Our most important resource is our employees, and to protect this resource, we are committed to providing a safe and healthy work place for all employees by establishing and maintaining an effective safety and accident prevention program. Safety is, and will continue to be, a fundamental part of our organization's operations. The responsibility for safety resides within all employees and they are each challenged to stay informed and to take responsibility for their own safety and the safety of their co- workers. To ensure the success of the safety process, employees must all give their full participation and support to the safety policies and procedures that have been developed to protect them. For additional information regarding the City's safety policies see the City of Pearland's Safety Manual. SAFETY RESPONSIBILITIES - GENERAL The Director of Human Resources and Safety Management or their designee, has the responsibility to administer and implement this Safety Program assigning tasks to staff members as defined within the individual components. A. Management Safety Responsibilities Managers are responsible for providing a place of employment that is free from recognized hazards that could result in injuries or accidents. Since it is impossible for managers to personally observe all employee activities, they must ensure that all supervisors and employees alike are trained and are aware of their safety responsibilities. Other safety responsibilities for managers include: 1. Provide leadership and direction concerning safety activities. 2. Participate actively in the continuous evaluation of the safety program. 3. Set goals concerning safety performance within the department. 4. Review losses for potential trends on a regular basis. 5. Enforce all safety rules. 6. Participate in facility and worksite audits. 7. Participate and support all accident investigation activities. 8. Review accident reports and recommend corrective actions. Page 1 of 3 B. Supervisor Safety Responsibilities Safety is as much a part of the supervisor's responsibility as is getting the job done efficiently. In addition to the aforementioned responsibilities of managers, the important safety responsibilities of each and every supervisor also include: 1. Familiarizing themselves with and enforcing the safety rules and regulations that have been established by applicable local, state, and federal organizations. These regulations are intended to set minimum standards for safety and the contents of the regulations should be enforced as minimum safety requirements for all activities on City work sites and in City facilities. 2. Correct, or have corrected, all reported hazards. Operating under known hazardous conditions will not be tolerated. 3. Do not permit new or inexperienced employees to work with power tools, machinery or complex equipment without proper instruction and training. 4. Give adequate instructions. Do not assume that an employee knows how to do a job unless knowledgeable that the person can perform that task correctly. 5. Ensure tools, equipment, and machinery being used in the workplace are in proper working condition. 6. Ensure that proper personal protective equipment is available and utilized by employees when necessary or required. 7. Always set a good example in safety, such as wearing the proper personal protective equipment and following policies and procedures. 8. Consistently enforce the requirements of the City's safety program and any associated rules or policies. 9. Ensure that all employees have access to a copy of the City's safety program. 10. Encourage safety suggestions from employees. 11. Obtain prompt first aid for injured employees. 12. Participate in accident or incident investigations. 13. Conduct audits of all work areas and facilities on a regular basis in an effort to improve housekeeping eliminate unsafe conditions and encourage safe work practices. Page 2 of 3 C. Employee Safety Responsibilities Employees bear a certain amount of responsibility in any safety program. They must be aware that their actions, knowledge, mental state, physical condition, and attitude directly affect the safety of themselves and their fellow employees. All employees will: 1. Know their job, follow instructions, and think before they act. 2. Use appropriate personal protective equipment as dictated by the job and by policy. 3. Work according to written safety practices as trained, posted, instructed, or discussed. 4. Refrain from any unsafe act that might endanger themselves or their fellow workers. 5. Never take short-cuts and will use all safety devices provided for protection. 6. Report any unsafe situation or act to their supervisor immediately. 7. Assume responsibility for thoughtless or deliberate acts that may cause injury to themselves or their fellow workers. 8. Never operate equipment that they are unfamiliar with or not trained to use. Defective equipment or equipment in need of repair shall not be used and must be reported to the appropriate supervisor. 9. Report all accidents/incidents to their supervisor as soon as they occur. Page 3 of 3