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R2001-0081 06-25-01 RESOLUTION NO. R2001-81 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF PEARLAND, TEXAS, ACCEPTING THE RESULTS OF THE CITY'S ANNUAL FINANCIAL AUDIT AS PREPARED BY NULL-LAIRSON, P.C. BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF PEARLAND, TEXAS: Section 1. That certain financial audit as prepared by NulI-Lairson, P.C., a copy of which is attached hereto as Exhibit "A" and made a part hereof for all purposes, is hereby authorized and approved. Section 2. That the City Council accepts the results of the City's annual financial audit. PASSED, APPROVEDandADOPTEDthisthe 25 dayof ~une , A.D., 2001. TOM REID MAYOR ATTEST: y i~N G ~,,(~ i::~.pf~ G,, - SEC,~,ETARY ~/ ~/ APPROVED AS TO FORM: DARRIN M. COKER CITY ATTORNEY Comprehensive Annual Financial Report CITY OF PEARLAND, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT Year Ended September 30, 2000 Prepared By: Finance Department CITY OF PEARLAND, TEXAS COMPREItENSIVE ANNUAL FINANCIAL REPORT TABLE OF CONTENTS Year Ended September 30, 2000 Exhibit Page INTRODUCTORY SECTION Letter of Transmittal 1 GFOA Certificate of Achievement for Excellence in Financial Reporting 7 Organization Chart 8 Principal Officials 9 Executive Managers 10 FINANCIAL SECTION Independent Auditors' Report 13 GENERAL PURPOSE FINANCIAL STATEMENTS Combined Balance Sheet - All Fund Types, Account Groups, and Discretely Presented Component Unit 1 16 Combined Statement o£Revenues, Expenditures, and Changes in Fund Balances - All Govermnental Fund Types and Discretely Presented Component Units 2 18 Combined Statement of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual - General and Debt Service Funds 3 20 Statement of Revenues, Expenses, and Changes in Retained Earnings - Proprietary (Enterprise) Fund Type 4 22 Statement of Cash Flows - Proprietary (Enterprise) Fund Type 5 23 Notes to Financial Statements 24 REQUIRED SUPPLEMENTARY INFORMATION Pension Information - Texas Municipal Retirement System 52 COMBINING AND INDIVIDUAL FUND AND ACCOUNT GROUP FINANCIAL STATEMENTS AND SCI:~DULES Governmental Fund Types General Fund: Comparative Balance Sheet A-1 58 Statement of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual A-2 59 Schedule of Revenues - Budget and Actual A-3 60 Schedule of Expenditures ~ Budget and Actual A-4 64 Exhibit Page i CITY OF PEARLAND~ TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT TABLE OF CONTENTS Year Ended September 30~ 2000 FINANCIAL SECTION (continued) COMBINING AND INDIVIDUAL FUND AND ACCOUNT GROUP FINANCIAL STATEMENTS AND SCHEDULES (continued) Governmental Fund Types (continued) Special Revenue Funds: Combining Balance Sheet B- 1 72 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances B-2 74 Debt Service Fund: Comparative Balance Sheet C-I 78 Statement of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual C-2 79 Capital Projects Funds: Combining Balance Sheet D-1 82 Combining Statement of Revenues, Expenditures, and Changes in Fund Balance D-2 84 Account Groups General Fixed Assets: Schedule of General Fixed Assets by Source E-1 90 Schedule of Changes in General Fixed Assets by Function and Activity E-2 91 Schedule of General Fixed Assets by Function and Activity E-3 92 General Long-Term Debt: Schedule of General Long-Term Debt Service Requirements to Maturity F 96 Enterprise Fund Debt- Schedule of Enterprise Fund Debt Service Requirements to Maturity G 100 Component Units Combining Balance Sheet H- 1 104 Combining Statement Of Revenues, Expenditures, and Changes in Fund Balance H-2 105 Combining Balance Sheet Pearland Economic Development Corporation (PEDC) H-3 106 Exhibit Page ii CITY OF PEARLAND~ TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT TABLE OF CONTENTS Year Ended September 30, 2000 Exhibit Page FINANCIAL SECTION (continued) COMBINING AND INDIVIDUAL FUND AND ACCOUNT GROUP FINANCIAL STATEMENTS AND SCHEDULES (continued) Component Units (continued) Combining Statement of Revenues, Expenditures, and Changes in Fund Balance Pcarland Economic Development Corporation (PEDC) H-4 107 Combining Balance Sheet 'IIRZ #1 and TIRZ #2 H-5 108 Combining Statement of Revenues, Expenditures, and Changes in Fund Balance TIRZ #1 and TIRZ #2 H-6 109 Schedule of Component Unit Funds Debt Service Requirement to Maturity H-7 110 Table Page UNAUDITED STATISTICAL SECTION General Governmental Expenditures by Function- Last Ten Fiscal Years 1 112 General Governmental Revenues by Source - Last Ten Fiscal Years 2 114 Property Tax Levies and Collections - Last Ten Fiscal Years 3 116 Assessed Value of Taxable Property - Last Ten Fiscal Years 4 118 Property Tax Rates - Direct and Overlapping Govemments - Last Ten Fiscal Years 5 119 Principal Taxpayers 6 120 Property Value, Construction, and Bank Deposits - Last Ten Fiscal Years 7 121 Ratio of Net General Long-Term Debt to Assessed Value and Net Long- Term Debt Per Capita - Last Ten Fiscal Years 8 122 Ratio of Annual Debt Service Expenditures for General Long-Term Debt to Total General Governmental Expenditures - Last Ten Fiscal Years 9 124 Computation of Direct and Overlapping Debt 10 125 Demographic Statistics 11 126 Miscellaneous Statistical Data 12 127 iii INTRODUCTORY SECTION To the Honorable Mayor, Members of City Council, and Citizens of the City of Pearland Pearland, Texas: The comprehensive annual financial report of the City of Pearland, Texas (the "City") for the fiscal year ended September 30, 2000, is hereby submitted. Responsibility for both the accuracy of the data, and the completeness and fairness of the presentation, including all disclosures, rests with the City. To the best of our knowledge and belief, the enclosed data are accurate in all material respects and are reported in a manner designed to present fairly the financial position and results of operations of the various funds and account groups of the City. All disclosures necessary to enable the reader to gain an understanding of the City's financial activities have been included. The comprehensive annual financial report is presented in three sections: Introductory, Financial, and Statistical Section. The Introductory Section includes this transmittal letter, the City's organizational chart, and a list of principal officials. The Financial Section includes the general purpose financial statements and the combining and individual fund and account group financial statements and schedules, as well as the auditor's report on the financial statements and schedules. The Statistical Section includes selected financial and demographic information, generally presented on a multi-year basis. The financial reporting entity (the "City") includes all the funds and account groups of the primary government (i.e., the City of Pearland as legally defined), as well as all of its Component Units. Component Units are legally separate entities for which the primary govemment is financially accountable. The City provides the full range of municipal services contemplated by statute or charter. This includes police and fire protection, health and social services, public improvements, planning and zoning, and general administrative services. The City also provides water, sewer, and sanitation services. Additionally, the City has an Economic Development Corporation, designed to attract and retain jobs and more fully develop the local ad valorem tax base. Discretely presented and blended component units are reported in a separate column in the combined financial statements to emphasize that they are legally separate from the primary government and to differentiate their financial position, results of operations, and cash flows from those of the primary government. The Economic Development Corporation is reported as a discretely presented component unit. ECONOMIC CONDITION AND OUTLOOK - The City of Pearland lies fifteen miles southeast of downtown Houston and ten miles from the Texas Medical Center in the northeast corner of Brazoria County, with small areas within Harris and Fort Bend Counties. Pcarland is accessible by way of four major highways and is six miles from Houston Hobby Airport. Sales tax receipts have shown favorable increases for the last several years· Permits for more than 700 single-family residences were issued in 2000. The Pearland Economic Development Corporation (PEDC) awarded incentive packages to either attract new businesses or allow existing businesses to expand. MAJOR INITIATIVES The Pcarland City Council sets its goals each year in a strategic planning workshop. Some of the highlighted goals include: * Enhance the transportation network to improve the efficiency of traffic movements. · Update land use and development standards and practices to reflect the goals of the Comprehensive Plan. · Create recreational opportunities to meet the needs of the citizens. · Maintain and enhance Pearland's high standards of public safety. · Reduce the frequency and severity of flooding through a comprehensive storm water management policy. · Ensure adequate water supply and wastewater treatment capacity for growth. · Ensure the City is financially sound and fiscally responsible. FUTURE OUTLOOK Brazoria County's current population is just under 228,000. It is estimated that this will increase to over 330,000 in the next ten to fifteen years. According to the Brazoria County Partnership, job growth will he focused in. four primary areas: 1) aerospace/high technology, 2) transportation and distribution, 3) petrochemical and downstream petrochemical companies, and 4) tourism. In late 1998, the City of Pearland created a Tax Increment Reinvestment Zone (TIRZ/12). This involved the annexation of over 3,000 acres west of the State Highway 288 (SH 288) corridor. The city limit now extends to portions of Fort Bend County. The proposed development, Shadow Creek Ranch, has the potential to develop the acreage over a fifteen to twenty year time frame. It is estimated that 7,000 new single-family homes, 1,800 assisted living units, and 3,900 multi-family units could be developed. More than two billion dollars worth of value would be added over the next twenty years. Shadow Creek Ranch will not only improve roads in the area, but will also bring in sewer and drainage, water, and major landscaping to the area. The added population poises SH 288 for major retail and commercial development that could eventually include major office buildings, a hospital, and hotels. DEPARTMENT FOCUS Finance: The Finance Department continues to improve in multiple major areas. Additional staff has allowed for enhanced interest earnings and improved financial projections. The department continues to submit winning GFOA awards for budget presentation and financial audit reporting. Purchasing procedures have allowed the city to streamline and centralize its purchasing function. FINANCIAL INFORMATION Management of the City is responsible for establishing and maintaining an internal control structure designed to ensure that the assets of the City are protected from loss, theft or misuse, and to ensure that adequate accounting data are compiled to allow for the preparation of financial statements in conformity with generally accepted accounting principles. The internal control structure is designed to provide reasonable, but not absolute, assurance that these objectives are met. The concept of reasonable assurance recognizes that (1) the cost of controls should not exceed the benefits expected to be derived and (2) the evaluation of costs and benefits requires estimates and judgments by management. Accounting Controls. We believe that the City's accounting controls provide reasonable assurance that errors or irregularities that could be material to the financial statements are prevented or would be detected within a timely period by employees in the normal course of performing their assigned function. Budgeting Controls. In addition, the City maintains budgetary controls. The objective of these budgetary controls is to ensure compliance with legal provisions embodied in the annual appropriated budget approved by the City's governing body. Activities of the General, Debt Service, and Enterprise Funds are included in the annual appropriated budget. The level of budgetary control (the level at which expenditures cannot legally exceed the appropriated amount) is the total approved budget for each department. As demonstrated by the statements and schedules included in the financial section of this report, the City continues to meet its responsibility for sound financial management. General Government Functions. The revenue from the general, special revenue, and debt service funds, and the amount and percentage of increases and decreases in relation to prior year revenue, is summarized in the following schedule: 2000 Percent of 2000 Percent of 1999 lncrease Increase Revenue Source Amount Total Amount (Decrease) (Decrease) Propertytaxesandpenalfies $ 9,272,373 42.5 % $ 8,192,927 $1,079,446 13.2 Sales and hotel/motel taxes 3,745,460 17.2 3,484,454 261,006 7.5 Franchise and gross receipts taxes 2,022,789 9.3 1,943,545 79,244 4.1 Licenses and permits 1,469,799 6.7 955,819 513,980 53.8 Fines and forfeitures 731,959 3.4 675,691 56,268 8.3 Intergovernmental 318,631 1.5 492,305 (173,674) (35.3) Charges for services 3,061,545 14.0 2,960,214 101,331 3.4 Interest 488,484 2.2 338,727 149,757 44.2 Other 687,003 3.2 463,808 223,195 48.1 $21,798,043 100.0 % $19,507,490 $2,290,553 The increase in revenue from Property Taxes was two-fold. First, new construction in the preceding year was brought onto the tax roll for the first time and second, there was an overall increase in the appraised value of property in the area. Sales Taxes are a product of retail sales in the area and indicate that overall retail activity was up for the year. The increase in revenue from Licenses and Permits was due primarily to the continued growth of the city and related building permits. Intergovernmental revenues were because of fluctuation of grants between years. The increase in Interest Income was the result of having a higher average cash position, higher interest rates and having additional staff to manage the process. The Other category, by default, is a catchall for alt other revenue sources that might occur during the year and its increase is a reflection of the overall improved financial condition of the region. Allocations of property tax levy by purpose for 1999-2000 fiscal year and the preceding two fiscal years are as follows (amount per $100/assessed value): Purpose 1999-00 1998-99 1997-98 General Fund $ 0.440 $ 0.440 $ 0.440 General Obligation Debt 0.255 0.255 0.255 Total Tax Rate . $ 0.695 $ 0.695 $ 0.695 4 The expenditures for the general, special revenue, and debt service funds and the amount, and percentage of increases and decreases in relation to the prior year expenditures, are summarized in the following schedule. 2000 Increase Percent of 2000 Percent of 1999 (Decrease) Increase Function Amount Total Amount Over 1999-00 (Decrease) General Govemment $ 3,971,691 19.5 % $ 3,690,296 $ 281,395 7.6 % Public Safety 5,952,191 29.2 5,698,238 253,953 4.5 Public Works 5,635,397 27.6 5,137,708 497,689 9.7 Community Services 1,781,610 8.7 1,598,521 183,089 11.5 Debt Service 3,064,038 15~0 3,582,811 (518,773) (14.5) $ 20,404,927 100.0 % $ 19,707,574 $ 697,353 Enterprise Operations. The government's enterprise operations are comprised of the Water and Sewer System. Water and Sewer System. Operating revenues totaled $7,146,031 compared to $5,850,554 last year, a 22.1% increase. The increase is due to growth, annexations, and increased water and sewer rotes. Comparative data for the past two fiscal years are presented in the following schedule. 1999-00 1998-99 Operating Revenues $ 7,146,031 $ 5,850,554 Operating expenses (before depreciation) 3,899,289 3,464,094 Operating income (before depreciation) $ 3,246,742 $ 2,386,460 Number of customers (water) 11,000 1 0,452 Debt Administration. The ratio of net debt to assessed valuation and the amount of bonded debt per capita are useful indicators of the City's debt position to municipal management, citizens, and investors. These data for the City of Pearlund at September 30, 2000, were as follows: Total outstanding tax supported debt (general obligation bonds and certificates of obligation) at September 30, 2000, totaled $30,351,250. Debt service fund balance in the amount of $681,149 was available at September 30, 2000 to service the debt and the bonded debt per capita was $761. The City's assigned "insured" bond ratings on its most recent issue were as follows: Standard & Moody's Poors Revenue Bonds Aaa AAA Tax Bonds Aaa AAA Cash Management. Cash, temporarily idle during the year, was invested in certificates of deposit ranging from 60 to 365 days to maturity. Certificate of deposit and cash amounts which exceed FDIC coverage are " collateralized by securities owned by the City's depository. All investments held by the City during the year and at September 30, 2000, are classified in the category of lowest credit risk as defined by the Governmental Accounting Standards Board. Risk Management. During 1999-2000, the City continued an aggressive risk management program for worker's compensation. Various risk control techniques, including employee accident prevention training, have been emphasized during the year in order to minimize accident-related losses. OTItER INFORMATION Independent Audit. The City Charter requires an annual audit of the books of account, financial records, and transactions of all administrative departments of the City by an independent certified public accountant. The accounting firm of Null - Lairson, P.C. was selected by the City Council. This requirement has been complied with, and the auditors' opinion has been included in this report. Awards The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Pearland for its ' Comprehensive Annual Financial Report for the fiscal year ended September 30, 1999. This was the twenty- third consecutive year that the City has received this prestigious award. In order to be awarded a Certificate of Achievement, a governmental unit must publish an easily readable and efficiently organized comprehensive annual financial report, whose contents conform to program standards. Such reports must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe our current report continues to conform to Certificate of Achievement Program requirements and we are submitting it to GFOA to determine its eligibility for another certificate. In addition, the government also received the GFOA's Award for Distinguished Budget Presentation, the thirteenth consecutive year for its annual appropriated budget dated September 13, 1999. In order to qualify for the Distinguished Budget Presentation Award, the government's budget document was judged to be proficient in several categories including policy documentation, financial planning, and organization. Acknowledgments. We would like to express our appreciation to all members of the Finance and Administration Department who assisted and contributed to its preparation. We would also like to thank the Mayor, members of the City Council, and City Manager for their interest and support in planning and ~- conducting the financial operations of the City in a responsible and progressive manner. Respectfully submitted, " ector of Finance January 11, 2001 6 Certificate of Achievement for Excellence in Financial Reporting Presented to City of Pearland, · Texas For its Comprehensive Annual Financial RePort 'for the .Fiscal Year Ended Scptcmbar 30, 1999 ,~ Certificate of Achievement {or Excellence in }:inancial Reporting is presented by the GOvernment Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual flpanci~l reports (CAFRs) achieve the highest standards in government accounting and financial reportlng~ . President City of Pearland, Texas Organization Chart September 30, 2000 CITY COUNCIL [ FINANCE ~ [ ENGINEERING ~ ADMINISTRATIVESERVICE ACCOUNTING ] [ PROSECTS UTILITY BILLING ] [ PUBLIC WORKS I 'I [RECREATION] [ COMMUNITIY ] [ PLANNINGANDI CITY OF PEARLAND, TEXAS Page 1 of 2 List of Principal Officials As of September 30,2000 Elected Officials Tom Reid Mayor Klans Seeger (Position 5) Mayor Pro Tem Helen Beckman (Position I) Council Member Woody Owens (Position 2) Council Member Larry Wilkins (Position 3) Council Member Larry Marcott (Position 4) Council Member Appointed Officials Alan Mueller Interim City Manager Young Lorfing City Secretary Darrin Coker City Attorney CITY OF PEARLAND, TEXAS Page 2 of 2 List of Principal Officials As of September 30,2000 Executive Managers Mike Chance Executive Director of PEDC Jimmy Causey Director of Finance Chris Doyle Police Chief Larry Steed Fire Marshal/Emergency Management Director Tobin Maples Manager of Administrative Serv. Ed Hersh Director of Parks & Recreation Glenn Chancy Municipal Court Judge Roy Simmons Municipal Court Judge Edward Sillas Municipal Court Judge Floyd Myers Municipal Court Judge 10 FINANCIAL SECTION 11 (this page intentionally left blank.) 12 One Sugar Creek Blvd., Suite 920 Houston, TX 77046 Sugar Land, TX 77478 (713) 621-1515 (Y-RI]FlED ['n. II~CACCOL~ANTS (281) 242-8600 Fax: (7I 3) 621-1570 PROFF. SSIONAL CORPORATION Fax: (281) 242-7333 Independent Auditors' Report To the Honorable Mayor and Members of the City Council City of Pearland, Texas We have audited the accompanying general purpose financial statements of the City of Pearland, Texas, as of and for the year ended September 30, 2000, as listed in the table of contents. These general purpose financial statements are the responsibility of the City's management. Our responsibility is to express an opinion on these general purpose financial statements based on our audit. We conducted our audit in accordance with generally accepted auditing standards. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the general purpose- financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the general purpose financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall general purpose financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion, the general purpose financial statements referred to above present fairly, in all material respects, the financial position of the City of Pearland, Texas, as of September 30, 2000, and the results of its operations and the cash flows of its proprietary fund type for the year then ended in conformity with generally accepted accounting principles. Our audit was made for the purpose of forming an opinion on the general purpose financial statements taken as a whole. The combining and individual fund and account group financial statements and schedules listed in the table of contents are presented for purposes of additional analysis and are not a required part of the City's general purpose financial statements. Such information has been subjected to the auditing procedures applied in the audit of the general purpose financial statements and, in our opinion, is fairly presented in all material respects in relation to the general purpose financial statements taken as a whole. The Required Pension System supplementary Information listed in the table of contents is not a required part of the general-purpose financial statements but is supplementary information required by the Government Accounting Standards Board. We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the additional information. However, we did not audit the information and express no opinion on it. Houston, Texas January 11, 2001 13- (this page intentionally left blank) GENERAL PURPOSE FINANCIAL STATEMENTS 15 Governmental Fund'13,pes Fund q[ype Speeial Debt Capital Enterprise General Revenue Service Projects Fund Cash and cash equivalents $ 6,503360 $ 558,997 $ 736,014 $ 5,049,607 $ 27,800,968 Receivables: Property taxes 292,363 186,807 Less: Allowance for estimated uncollectibles (63,008) (84,603) Acerued interest 31,943 88 3,826 142,751 Due from other funds 63,008 50,569 560,464 Inventories 51,678 Restxicted assets. Cash and cash equivalents 425,136 Du fen-ed charges 503,652 Fixed assets (net where applicable ' of accumulated depreciation) 28,880,315 general long.term debt Total Assets and Other Debits $ 7,323,007 $ 609,654 $ 922,821 $ 5,295,611 $ 59,399,834 Accounts payable $ 797,699 $ 5,173 $ 54,866 $ 149,970 $ 1,559,251 Accrued liabilities 253,535 90,700 Due to other funds 610,015 1,018 63,008 S~curity delxx~its 528,630 Current ponlon - revenue bonds 585,000 Cerlitlcates of obllgalion Obligafons under capital leases General obligation bonds Total Liabilities 2,117,798 6,191 241,673 181,536 36,138264 Conlxibuted capital 18,054,250 · Investment in general fixed aeseta Retained earnings 5,207,320 Fund Balances: Rer~rved for encumbrances 294,544 2,260,550 Designated for debt service 681,148 Designated for subsequent years' exgenditm-es 603,463 2,853,525 Undesignated 4,910,665 Total Equity and Other Credits 5,205,209 603,463 681,148 5,114,075 23,261,570 Total Liabilities, Equity, and Other Credits $ 7323,007 $ 609,654 $ 9~2,821 $ 5,295,611 $ 59,399,834 See Notes to Financial Statements. Exhibit Tmls Prinmy Discretely Account Groups Government Presented Totals ReporUng Entity General General Long- (Memorandum Component (Memorandum Only) Fixed Assets Term Debt Only) Units Sept. 30, 2000 Sept. 30, 1999 $ $ $ 40,649,046 $ 3,543,017 $ 44,192,063 $ 39,179,047 479,170 479,170 389,445 1,614,714 1,614,714 t,252,610 (147,611) (147,61 I) (116,754) 242~178 242,178 t5,966 178,608 16,488 195,096 139,669 674,041 674,041 51,678 51,678 60,000 425,136 425,136 413,t49 503,652 503,652 541,290 49,334,277 78,214,592 55,403 78,269,995 64,963,456 681,148 681,148 681,148 208,324 30,885,631 30,885,631 4,752,620 35,638,251 39,188,615 $ 49,334,277 $ 31,566,779 $ 154,451,983 $ 8,367,528 $ 162,819,511 $ 146~234,817 $ $ $ 2.566,959 $ 34,727 $ 2,601,686 $ 2,348,910 344,235 344,235 378,762 674,041 674,041 528,630 528,630 416,988 1,215,529 L551,390 7.620 1,559,010 1,501,502 510,736 510,736 405,411 585,000 95,000 680,000 510,000 16,210,000 16,210,000 16,2t0,000 !7,525,000 33,140,000 33,140,000 25,725,000 381,250 381,250 381.250 888,569 13,760,000 13,760,000 4,650,000 18,410,000 19,850,000 31,566,779 70,252,241 4,787,347 75,039,588 69,550,142 18,054,250 18,054,250 16,021,808 49,334,277 49,334,277 55,403 49~389,680 44,534,133 5,207,320 5,207,320 3,337,913 2,555,094 2,555,094 816,874 681,148 681,148 208,324 3,456,988 . - 3,456,988 4,667,445 4,910.665 3,524.778 8,435,443 7,098,178 49,334,277 84,199,742 3,580,181 87,779,923 76.684,675 $ 49,334,277 $ 31,566,779 $ 154,45t,983$ ~ 8,367,528 $ 162,819,511 $ 146,234,817 17 CITY OF PEARLAND. TEXAS COMBINED STATEMENT OF REVENUES. EXPENDITURES, AND CHANGES IN FUND BALANCES -ALL GOVERNMENT~]t FUND TYPES. AND DISCRETELY PRESENTED COMPONENT UNITS Year Ended September 30. with comparative totals for Year Ended Se_ntember 30. 1999 Governmental Fund Special Debt General Revenue Service Revenue~ Property taxes and penalties $ 5,876,495 $ $ 3,395,878 Other taxes 3,697,523 47,937 Licenses and permits 1,469,799 Fines and forfeitures 731,959 Franchise fees 2,022,789 Charges for services 3,061,545 Intergovernmental revenues 15,000 303,631 Other revenues 827,950 278,757 68,780 Total Revenues 17,703,060 630,325 3,464,658 Exnenditures Current: General government 3,580,693 390,998 Public safety 5,944,516 7,675 Public works 5,635,397 Community services 1,762,770 18,840 Economic Development Capital Outlay Debt Service: Principal retirement 1,605,000 Interest and fiscal charges 1,459,038 Total Expenditures 16,923,376 417,513 3,064,038 Revenues Over (Under) Expenditures 779,684 212,812 400,620 Other Financln~ Sources IUses~ Operating transfers in 781,000 100,000 Operating transfers (out) (922,967) Operating transfers in from component unit (P.E.D.C.) 110,000 Operating transfers out to primary government Proceeds from lease financing Proceeds from sale of refunding bonds 10,894,532 Payment to refunded bond escrow agent 00,822,328) Total Other Financing Sources (Uses) (31,967) 100,000 72,204 Revenues and Other Financing Sources Over (Under) Expenditures and Other Financing (Uses) 747,717 312,812 472,824 Fund Balances-Beginning 4,457,492 290,650 208,324 Fund Balances- Ending $ 5,205,209 $ 603,462 $ 681,148 See Notes to Financial Statements. 18 Exhibit 2 Totals Discretely Types (Memorandnm Only) Presented Totals Reporting Entity Capital Primary Component (Memorandum Only) Projects Government Units 2000 1999 $ $ 9,272,373 $ $ 9,272,373 $ 8,192,927 3,745,460 1,841,918 5,587,378 5,191,647 1,469,799 1,469,799 955,819 731,959 731,959 675,691 2,022,789 2,022,789 1,943,545 3,061,545 3,061,545 2,960,214 318,631 318,631 489,860 908,844 2,084,331 600,465 2,684,796 1,663,726 908,844 22,706,887 2,442,383 25,149,270 22,073,429 3,971,691 3,971,691 3,690,296 5,952,I9t 5,952,191 5,698,238 5,635,397 5,635,397 5,137,708 1,781,6! 0 1,781,610 t,598,521 531,969 531,969 455,517 1,679,600 1,679,600 701,280 2,380,880 6,989,770 1,605,000 90,000 1,695,000 1,525,000 1,459,038 282,023 1,741,061 2,057,811 1,679,600 22,084,527 1,605,272 23,689,799 27,152,861 (770,756) 622,360 837,111 1,459,471 (5,079,432) 694,967 1~75,967 1,575,967 1,258,000 (922,967) (922,967) (464,384) 110,000 110,000 IlO,O00 (110,000) (110,000) (110,000) 151,676 151,676 151,676 425,000 10,894,532 10,894,532 (10,822,328) (10,822,328) 846,643 986,880 (110,000) 876,880 1,218,616 75,887 1,609,240 727,111 2,336,351 (3,860,816) 5,038,188 9,994,654 2,797,667 12,792,321 16,651,637 $ 5,114,075 $ 11,603,894 $ 3,524,778 $ 15,128,672 $ 12,790,821 19 CITY OF PEARl. AND. TI~NAS COMBINED STATEMENT OF REVENUES. EXPENDITURES. AND CHANGES 1N FUND BALANCES - BUDGET AND ACTUAL GENERAL AND DEBT SERVICE FI. lrqD$ Year Ended September 30. 2000 General Fund Variance Favorable Budget Actual (Unfavorable) Revenues Property taxes and penalties $ 5,907,278 $ 5,876,495 $ (30,783) Other taxes 3,863,000 3,697,523 (165,477) Licenses and permits 934,700 1,469,799 535,099 Fines and forfeitures 716,500 731,959 15,459 Franchise fees 2,050,000 2,022,789 (27,211) Chargos for services 3,164,650 3,061,545 (103,105) Intergovernmental revenues 359,200 15,000 (344,200) Other revenues 553,000 827,950 274,950 ' · Total Revenues 17,548,328 17,703,060 154,732 Current: General government 3,806,491 3,580,693 225,798 Public safety 6,347,009 5,944,516 402,493 Public works 5,862,888 5,635,397 227,491 Community services 1,806,122 1,762,770 43,352 Debt Service: Principal retirement Interest and fiscal agent fees Total Expenditures 17,822,510 16,923,376 899,134 Other Finaneine Sources Operating transfers in 781,000 781,000 Operating transfers (ou0 (800,081) (922,967) (122,886) Operating in from component unit (P.E.D.C.) 110,000 110,000 Proceeds from sale of refunding bonds Payment to refunded bond escrow agent Total Other Financing Sources(Uses) 90,919 (31,967) (122,886) Revenues and Other Financing Sources Over (Under) Expenditures (183,263) 747,717 930,980 Fund Balances - Beginning 4,457,492 4,457,492 Fund Balances- Ending $ 4,274,229 $ 5,205,209 $ 930,980 See Notes to Financial S[atements. 20 Exhibit 3 Debt Service Fund Variance Favorable Budget Actual (Unfavorable) $ 3,342,006 $ 3,395,878 $ 53,872 20,000 68,780 48,780 3,362,006 3,464,658 102,652 1,455,000 1,605,000 (150,000.00) 1,920,000 1,459,038 460,962 3,375,000 3,064,038 3 i 0,962 10,894,532 10,894,532 (10,822,328) (10,822,328) 72,204 72,204 (12,994) 472,824 485,8t8 208,324 208,324 $ 195,330 $ 681,148 $ 485,818 21 CITY OF PEARLAND.TEXAS Exhibit 4 STATEMENT OF REVENUES. EXPENSES. AND CHANGES IN RETAINED EARNINGS- PROPRIETARY (ENTERPR1SE~FUND TYpE Year Ended September 30. 2000 Enterprise Op~ratin~ Revenues Water & sewer sales and services $ 7,105,559 Other revenue 40,472 Total Operating Revenaes 7,146,031 OperatlngExpenses Production and wastewater 2,207,296 Distribution and collection 618,633 Accounting and collections 279,313 O th er requirements 338,568 Construction 455,479 Total Operating Expenses 3,899,289 3,246,742 Depreciation 959,756 Operating Income 2,286,986 N on-Oneratin~ Revenue Earnings on investments 1,599,406 Interest and fiscal charges (1,326,348) Amortized bond issuance costs (37,637) Total Non-Operating Revenues (Expenses) 235,421 Income Before Operating Transfers 2,522,407 Operatlne Transfers In (Out~ Operating transfers in 128,000 Operating transfers (out) (781,000) N et Income 1,869,407 Retained Earnings - Beginning 3,337,913 Retained Earnings - Ending $ 5,207,320 See Notes to Financial Statements. 22 CITY OF PEARLAND. TEXAS Exhibit 5 STATEMENT OF CASH FLOWS - PROPRIETARY FENTERPRISE~. FUND TYPE Year Ended Sentember 30. 2000 Enterprise Cash Flows from Oferatin~ Activitie~ Operating income $ 2,286,986 Adjustments to reconcile operating income to net cash provided by operating activities: Depreciation expense 959,756 Changes in Assets and Liabilities: (Increase) in accounts receivable (207,142) (Increase) in due from other funds (560,464) Increase in customer deposits 111,642 Increase (decrease) in accounts payable 583,197 Increase (decrease) in accrued compensated absences (27,090) (Decrease) in deferred charges (37,638) (Decrease) in accrued liabilities (42,848) Increase in due to other funds 63,008 Net Cash Provided by Operating Activities 3,129,407 Cash Flows from Noneapital Financing Activ!ties Operating transfers in 128,000 Operating transfers (out) (781,000) (653,000) Cash Flows from Canital and Related Financing Activities Contributed capital - impact fees 2,032,440 Proceeds from Revenue Bonds 8,000,000 Purchase of fixed assets (9,410,748) Revenue bond principal payments (420,000) Capital lease principal payments (62,360) Interest payments on revenue bonds (1,326,348) Amortized issuance expense on revenue bonds 37,637 (1,149,379) Cash Flows from lnvastine Aq:tivi[ies Interest on investments 1,566,836 1,566,836 Net (decrease) in cash 2,893,864 Cash and Cash Equivalents - Beginning 25,332,240 Cash and Cash Equivalents - Ending $ 28,226,104 Cash 27,800.968 Restricted Cash 425.136 Cash and Cash Equivalents - Ending $ 28,226,104 See Notes to Financial Statements. 23 CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS September 30, 2000 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The City of Pearland, Texas, was incorporated in December 1959 and adopted the "Home Rule Charter" February 6, 1'971, pursuant to the laws of the State of Texas. The City operates under a "Council-Manager" form of government and provides services authorized by its charter. Presently, these services include police and fire protection, water and sewer services, drainage, sanitation, building and code inspection, planning, zoning, engineering, street repair and maintenance, park maintenance, recreational activities for citizens, and general administrative services. The financial statements of the City of Pearland have been prepared in conformity with generally accepted : accounting principles (GAAP) as applied to governmental units. The Governmental Accounting Standards Board (GASB) is the accepted standard-setting body for establishing governmental accounting and financial reporting principles. The more significant of the City's accounting policies are described below: A. Reporting Entity The City is an independent political subdivision of the State of Texas, governed by an elected mayor and five member council, and is considered a primary gnvemment. As required by generally accepted accounting principles, these general purpose financial statements have been prepared based on considerations regarding the potential for inclusion of other entities, organizations, or functions as part of the City's financial reporting entity. The Pearland Economic Development Corporation (PEDC.) has been included in the City's financial reporting entity as a discretely presented component unit. The City is considered a primary government for financial reporting purposes and its activities are not considered a part of any other governmental or other type of reporting entity. Considerations regarding the potential for inclusion of other entities, organizations, or functions in the City's financial reporting entity, are based on criteria prescribed by generally accepted accounting principles. These same criteria are evaluated in considering whether the City is a part of any other governmental or other type of reporting entity. The overriding elements associated with prescribed criteria considered in determining that the City's financial reporting entity status is that of a primary government are that it has a separately elected governing body; it is legally separate; and it is fiscally independent of other state and local govemments. Additional prescribed criteria under generally accepted accounting principles include considerations pertaining to organizations for which the primary government is financially accountable; and considerations pertaining to other organizations for which the nature and significance of their relationship with the primary government are such that exclusion would cause the reporting entity's financial statements to be misleading or incomplete. As required by generally accepted accounting principles, the financial statements of the reporting entity include those of the City of Pearland (the primary government) and its component units, entities for which the City is considered to be financially accountable. Blended component units, although legally separate entities, are, in substance, part of the government's operations and so data for these units would be combined with data of the City. The City has no blended component units. The City's discretely presented component units are reported in a separate column in the combined financial statements. 24 CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS September 30, 2000 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) A. Reportin'g Entity Discretely Presented Component Units: The component units in the combined financial statements include the financial data of the City's component units. They are reported in a separate column to emphasize they are legally separate from the City. The City Council appoints the board members for the Pcarland Economic Development Corporation. The City Council appoints several members to the Tax Increment Reinvestment Zones with the remaining members being appointed in accordance with state law. 1. The Pearland Economic Development Corporation (PEDC) is responsible for economic development within the City's jurisdiction. The PEDC is fiscally dependent upon the government because, besides appointing the board, the City Council also must approve the PEDC's budget and any debt issuances. 2. The two Tax Increment Reinvestment Zone's (TIRZ #1 and TIRZ #2) provide tax assisted property development and/or redevelopment in specific geographic areas in accordance with applicable state laws. Besides appointing board members, the City Council must also approved the TIRZ's budgets and any debt issuances. The following page presents condensed financial statements for each of the three discretely presented component units. Additional financial information may be obtained from their respective administrative offices at: Pearland Economic Development Corporation or Tax Increment Reinvestment Zones at 3519 Liberty Drive Pearland, Texas 77581-5416 25 CITY OF PEARLAND~ TEXAS NOTES TO FINANCIAL STATEMENTS · September 30, 2000 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) Condensed financial statements of each discretely presented component unit are as follows: Economic Tax Increment Tax Increment Development Relnvestment Reinvestment Condensed Balance Sheet: Corporation Zone #1 Zone #2 Totals Assets: Currant assets $ 3,490,614 $ 68,536 $ 355 $ 3,559,505 Fixed assets 56,403 65,403 Amount to be provided for retirement of long-term debt 4.752.620 4,752,620 Total Assets 8,298,637 68,536 355 8,367,528 Liabilities: Currant liabilities $ 115.906 $ $ 21,44t $ 137,347 General long-term debt 4,650,000 4,650,000 Total Liabilities 4,765,906 21.441 4,787,347 Fund Equity: Investment in fixed assets 55,403 55,403 Fund balance, unreserved 3.477,328 68,536 (21.086) 3,524,778 Total Equity 3,532,731 68,536 (21.086) 3,580,t81 Total Liability and Equity $ 8,298,637 $ 68.536 $ 355 $ 8,367,528 Condensed Statements of Revenues, Expenses, and Changes In Equity Revenues $ 2,257.117 $ 67,036 $ 118,230 $ 2,442,383 Expenses: Current 392.653 139,316 531,969 Capital outlay 701.280 701,280 Debt service 372,023 372,023 Total Expenses 1,465.956 t39,316 1,605,272 Excess (Deficiency) of Revenues Over (Under) Expenses 791,161 67,036 (21,086) 837.111 Other Financing Uses Operating transfers out to primary government (110,000) (110,000) Excess (deficiency) of Revenues and Other Sources Over (Under) Expenses and Other Uses 681,161 67,036 (21,086) 727,111 Fund Equity, Beginning of Year 2,796.167 t,500 2.797,667 Fund Equity, End of Year $ 3,477,328 $ 68,536 $ (21,086) $ 3,524.778 CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS .September 30, 2000 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) B. Fund Accounting The City uses funds and account groups to report on its financial position and the results of its operations. Fund accounting is designed to demonstrate legal compliance and to aid financial management by segregating transactions related to certain government functions or activities. A fund is a separate accounting entity with a self-balancing set of accounts. An account group, on the other hand, is a financial reporting device designed to provide accountability for certain assets and liabilities that are not recorded in the funds because they do not directly affect net expendable available financial resources. The following is a description of thc various funds and account groups: Governmental Fund Types General Fund The General Fund is used to account for all financial transactions not properly includable in other funds. The principal sources of revenues of the General Fund are property taxes, sales and use taxes, franchise fees, permit fees, and fines and forfeitures. Expenditures are for general government, finance, public safety, public works, park maintenance and recreation, municipal court, planning and zoning, and engineering. Special Revenue Funds The Special l~.evenue Funds are used to account for all financial transactions for the Regional Detention, Municipal Court, Hotel/Motel Tax, Park Donations, Park and Recreation Development, Tree Donation, Tree Trust, Police, Federal Police, Community Service Fund, and special grant revenues where the funds are for specific uses. Debt Service Fund The Debt Service Fund is used to account for the payment of interest and principal on all general obligation debts of the City. The primary source of revenue for debt service is local property taxes. Capital Projects Funds The Capital Projects Funds are used to account for thc proceeds from the sale of general obligation bonds and certificates of obligation and expenditures of these proceeds for the acquisition of fixed assets as designated in each bond issue. 27 CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS September 30, 2000 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) B. Fund Accounting (continued) Proprietary Fund Types Enterprise Fund The Enterprise Fund is used to account for those operations that are financed and operated in a manner similar to private business or where the Council has decided that the determination of revenues earned, costs incurred, and/or net income is necessary for management accountability. The Enterprise Fund is used to account for the City's water and sewer service operations. Account Groups General Fixed Assets Account Group General fixed assets are not capitalized in the funds used to acquire or construct them. Instead, capital acquisition and construction are reflected as expenditures in governmental funds, and thc related assets are reported in the general fixed asset account group. All purchased fixed assets are valued at cost. Donated fixed assets are valued at their estimated fair market value on the date received. The costs of normal maintenance and repairs that do not add to the value of the asset, or materially extend asset lives, are not capitalized. Improvements to fixed assets are capitalized. Assets in the general fixed asset group are not depreciated. Interest is not capitalized on general fixed assets acquired through the issuance of tax exempt debt. Public domain (infrastructure) general fixed assets, consisting of roads, bridges, curbs and gutters, streets, and drainage systems, are capitalized. General Long-Term Debt Account Group This account group is used to account for the City's long-term liabilities, which include general obligation bonds, certificates of obligation and obligations under capital leases due at varying dates through 2020, and the long-term liability for employees' accrued compensated absences. 28 CITY OF PEARLAND~ TEXAS NOTES TO FINANCIAL STATEMENTS _September 30, 2000 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) C. Basis of Accounting The accounting and financial reporting ~catment applied to a fund is determined by its measurement focus. All governmental funds arc accounted for using a current financial resources measurement focus. As such, only current assets and current liabilities generally are included on the balance sheet. Operating statements of these funds present increases (revenues and other financing resources) and decreases (expenditures) in net current assets. The proprietary fund type is accounted for on a flow of economic resources measurement focus. With this measurement focus, all assets and all liabilities associated with the operation of the funds are included on the balance sheet. Fund equity (net total assets) is segregated into contributed capital, if applicable, and retained earnings components. Proprietary fund-type operating statements present increases (revenues) and decreases (expenses) in net total assets. Thc modified accrual basis of accounting is used by the governmental fund types. Under the modified accrual basis of accounting, revenues are recognized when susceptible to accrual (when they become both measurable and available). "Measurable" means the amount of the transaction can be determined and "available" means collectible within the current period or soon enough thereafter to be used to pay liabilities of the current period. The City considers the majority of its major revenues as available when collected. Expenditures are recorded when the related fund liability is incurred. Principal and interest on general long-term debt are recorded as liabilities when due. Those revenues susceptible to accrual under the modified accrual basis are property taxes and other taxes (primarily sales taxes), franchise fees, intergovernmental revenue, and interest revenue. Licenses and permits and fines and forfeitures revenues arc not susceptible to accrual because generally they are not measurable until received in cash. The City recognized deferred revenue on its balance sheet. Deferred revenue arises when potential revenue does not meet both the "measttrable" and "available" criteria for recognition in the current period. The accounts of the proprietary fund type are maintained, and the financial statements have been prepared, on the accrual basis of accounting. Under this basis, revenues are recognized when they are earned and expenses are recognized when they are incurred. The proprietary fund type follows generally accepted accounting principles prescribed by the Governmental Accounting Standards Board (the GASB) and all Financial Accounting Standards Board's standards issued prior to November 30, 1989. Subsequent to this date, the City accounts for its proprietary fund type as prescribed by the GASB. 29 CITY OF PEARLAND~ TEXAS NOTES TO FINANCIAL STATEMENTS September 30, 2000 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) D. Budgets Annual budgets are adopted for the General and Debt Service Funds. The City does not legally adopt an annual budget for the Special Revenue and C~.pital Project Funds. The City adopts project budgets for the Capital Projects and Special Revenue Funds~ which are revised annually. These budgets are created by ordinance and include all sources and uses of funds as approved by Council. All annual budgets are prepared on a basis consistent with generally accepted accounting principles (GAAP). Encumbrance accounting is utilized in all governmental fund types. Encumbrances for materials, other goods, and purchased services are documented by purchase orders or contracts. Encumbrances outstanding at year-end do not constitute expenditures or liabilities. The City generally honors these commitments, and it has been the City's practice to increase the subsequent year's appropriations to complete these transactions. At year-end, the City reserved a portion of fund balance for outstanding encumbrances of $294,544 in the General Fund and $2,260,550 in the Capital Projects Fund. E. Cash and Temporary Investments Cash and temporary investments consist of amounts in an interest bearing time deposit account, perry cash funds, Texpool and Lone Star Investment Pool. Texpool and Lone Star Investment Pool are external investment pools established by interlocal contract under state law. Investments are stated at fair value based on quoted market prices at September 30, 2000. The net increase or decrease in the fair value of investments is recorded as investment earnings. Investments are generally held to maturity. The City pools cash resources of its various funds to facilitate the management of cash. Cash applicable to a particular fund is readily identifiable. The balance in the pooled cash accounts is available to meet current operating requirements. Cash in excess of current requirements is invested in various interest- bearing securities and disclosed as part of the City's investments. The City pools excess cash of the various individual funds to purchase investments. These pooled investments are reported in the combined balance sheet as investments in each fund based on each fund's share of the pooled investments. Interest income is allocated to each respective individual fund monthly based on its respective share of pooled investments. F. Receivables All trade receivables are shown net of an allowance for uncollectibles. Property taxes are recorded as revenue when levied for the current year and due, payable, and collected in the current year. Uncollected amounts at year end are reported as deferred revenue. Property taxes collected within sixty days subsequent to September 30, 2000, were not considered, material. 30 CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENT,q September 30, 2000 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) G. Interfund Receivables and Payables During thc course of operations, transactions occur between individual funds for specified purposes. These receivables and payables are classified as "due from other funds" or "due to other funds" on the combined balance sheet. H. Use of Estimates Thc preparation of financial statements, in conformity with generally accepted accounting principles, requires management to make estimates and assumptions that affect thc reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenues, expenditures, and expenses during the reporting period. Actual results could differ from those estimates. I. Inventory Inventory, which consists of gasoline and auto parts for use in thc City's vehicles, is stated at cost (first- in, first-out method). Expenditures arc recognized as the fuel and auto parts are used. J. Restricted Assets Certain proceeds of Enterprise Fund revenue bonds, as well as certain resources set aside for their repayment, are classified as restricted assets on the combined balance sheet because their use is limited by applieablc bond covenants. K. Compensated Absences Compensated absences, which include unpaid vacation, sick, and other employee benefit amounts, are accumulated during employment. Amounts accumulated arc paid to employees upon separation from City service. Under thc modified accrual basis of accounting, such amounts are recorded in the General Long-Term Debt Account Group net of amounts expected to be liquidated with expendable available financial resources at thc end of the fiscal year, which are recorded as expenditures of the General Fund. Compensated absences are accrued when incurred in the proprietary funds and recurdcd as a fund liability. L. Fund Equity Contributed capital is recorded in Proprietary Funds that have received capital grants or contributions from developers, customers, or other funds. Reserves represent those portions of fund equity not available for expenditure or legally segregated for a specific future use. Designations of fund balance represent tentative management plans that are subject to change. 31 CITY OF PEARLAND~ TEXAS NOTES TO FINANCIAL STATEMENTS September 30~ 2000 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) M. Cash and Cash Equivalents For the purpose of the Statement of Cash Flows, thc Proprietary Fund Type considers all investments with original maturities of three months or less from the date of acquisition to be cash equivalents. N. Total Columns on Combined Statements Total columns on the combined statements are captioned (Memorandum Only) to indicate that they are presented only to facilitate financial analysis. Data in these columns do not present financial position or results of operations for the City as a whole in conformity with generally accepted accounting principles. NOTE 2 - BUDGETARY COMPLIANCE The City Manager, on or before the tenth day of July of each year, shall submit to Council a proposed budget. The Council shall review the proposed budget and revise as deemed appropriate prior to circulation for public hearing. After the public hearing, the Council may adopt the budget with or without amendment. In amending the budget, Council may add or increase programs or amounts and may delete or decrease any amount, except expenditures required by law or for debt or for estimated cash deficits, provided no amendments to the budget shall increase the authorized expenditures to an amount greater than the total of estimated income in addition to funds available from prior years. City management may legally amend the adopted budget in any manner as long as the amendments do not exceed total appropriations by fund. However, City management has adopted the practice of submitting for City Council's formal approval all budget amendments that increase total department appropriations by fund. The Council shall adopt the budget by the 15th of September of each year. Adoption of the budget shall constitute appropriation of the amounts specified therein as expenditures and shall constitute a levy of the property tax therein proposed. Every appropriation lapses at the close of the fiscal year to the extent it has not been expended. Any encumbered appropriation lapses at year-end but is generally reappropriated as part of the subsequent year's budget. Expenditures may not legally exceed appropriations at the fund level. At any time during the fiscal year, the City Manager may request Council to transfer by ordinance any unencumbered appropriation balance between funds. No significant supplemental appropriations were necessary during the year. 32 ~,._. CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS September 30~ 2000 NOTE 3 - DEPOSITS (CASH) AND INVESTMENTS The City'.s cash and investments are classified as cash and cash equivalents, investments, and restricted cash and investments. The cash and cash equivalents include cash on hand, deposits with financial institutions, short term investments in external public funds investment pool accounts Texpool and Lone Star and other investments which have maturities at purchase date of less than three months. The restricted cash includes cash on deposit with financial institutions. For better management of cash, the City pools the cash, based on the City's needs, into either deposits in the bank, in short term investments with Texpool, and Lone Star, or in longer-term investments in commercial paper or US Government securities. However, each fund's balance of cash and investments is maintained in the books of the City. The Council has adopted a written investment policy regarding the investment of its funds as defined by the Public Funds Investment Act (Chapter 2256 Texas Government Code). The investments of the City are in compliance with the Council's investment policies. It is the City*s policy to restrict its investments to direct obligations of the U.S. Government, commercial paper, fully eollateralized certificates of deposit and other interest-bearing time and demand deposits, and other instruments and investments in public funds investment pools such as the Texas Local Government Investment Pool (Texpool), and Lone Star, special purpose trust companies authorized by the Texas Legislature in 1986. State law provides that collateral pledged as security for bank deposits must have a market value of not less than the uninsured amount of the deposits and must consist of (1) obligations of the United States of its agencies and instrumentalities; (2) direct obligations of the State of Texas or its agencies; (3) other obligations, the principal and interest on which are unconditionally guaranteed or insured by the State of Texas; and/or (4) obligations of states, aguneies, counties, cities, and other political subdivisions of any state having been rated as to investment quality by a nationally recognized investment rating firm and having received a rating of not less than A or its equivalent. Cash and Cash equivalents At year-end, the City had cash on hand, bank deposits, dePosits with Texpool and Lone Star as follows: Cash Cash Bank Equivalent On Hand Deposits Investments Total General $ 775 $ 303,125 $ 6,199,560 $ 6,503,460 Special Revenue 543,997 15,000 558,997 Debt Service 86,473 649,541 736,014 Capital Projects 1,156,295 3,893,312 5,049,607 Enterprise 800 7,048,736 21,176,568 28,226,104 Component Unit 885,971 2,657,046 3,543,017 $ 1,575 $ 10,024,597 $ 34,591,027 $ 44,617,199 33 CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS September 30, 2000 NOTE 3 - DEPOSITS (CASH) AND INVESTMENTS (continued) Credit Risk Categorization for Deposits It is the City's policy for deposits to be 100% secured by collateral valued at market or par, whichever is lower, less the amount of the Federal Deposit Insurance Corporation insurance. The City's pooled and non-pooled deposits are categorized to give an indication of the level of risk assumed by the City at September 30, 2000. The categories are described as follows: Category 1- Deposits which are insured or collateralized with securities held by the City or by its agent in the City's name. Category 2- Deposits which are eollateralized with securities held by the pledging financial institution's trust department or agent in the City's name. Category 3- Deposits which are not eollateralized or collateralized with securities held by the pledging financial institution or by its trust department or agent but not in the City's name. The City's deposits in banks of $10,024,597 at year-end were entirely covered by federal depository insurance or by acceptable collateral held by the City's agent in the City's name. The deposits in Texpool and Lone Star of $34,591,027 are not evidenced by securities that exist in physical or book entry form and, accordingly, are not categorized by risk. However, the nature of these funds requires that they be used to purchase investments authorized by the Public Funds Act. The primary objective of these investment pools is to provide a safe environment for the placement of public funds in short-term, fully eollateralized investments. Texpool and Lone Star operate in a manner consistent with the SEC's Rule 2a7 of the Investment Company Act of 1940. The pools use amortized cost, rather than market value, to report net assets to compute share prices. Accordingly, the fair value of the positions in Texpool and Lone Star is the same as the values of Texpool and Lone Star shares. Fair value of investments are based on quoted market prices in accordance with GASB Statement No. 31, Accounting and Financial Reporting for Certain Investments and for External Investment Pools. The amount of increase or decrease in the fair value of investments during the year ended September 30, 2000 was not significant. Texpool The State Comptroller of Public Accounts exercises oversight responsibility over Texpool, the Texas Local Government Investment Pool. Oversight includes the ability to significantly influence operations, designation of management and accountability for fiscal matters. Additionally, the State Comptroller has established an advisory board composed of both participants in Texpool and other persons who do not have a business relationship with Texpool. The Advisory Board members review the investment policy and management fee structure. Finally, Texpool is rated AAAm by Standard & Poors, as well as the office of the Comptroller of Public Accounts for review. CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS September 30, 2000 NOTE 3 - DEPOSITS (CASH) AND INVESTMENTS (continued) Lone Star The Lone Star investment pool was created pursuant to the Interlocal Cooperation Act, Texas Government Code, Chapter 791, and the Public Funds Investment Act, Texas Government Code, Chapter 2256. The primary objective of this pool is to maintain the safety of principal, while providing participating government entities with the highest possible rate of return for invested funds. Participants own pro rata interests in the underlying assets of the fund in which they participate. A participant's sole source of payment from its investment in the pools is the market value of such assets. Pursuant to investment agreements approved by each participant with the pool, the business and affairs of the pools are required to be managed by the pool's Board of Trustees (the Board.) The Board is consists of members, representing entities that have adopted the investment agreements. The duties of the board includes, but are not limited to, adopting investment policies, appointing investment officers, overseeing the selection of investment managers, custodian banks, investment consultants, and other service providers, monitoring compliance with the pool's investment policy, monitoring performance, and revising the investment policies to reflect changing conditions affecting the pool or the needs of the participants. Pursuant to Section 2256.016(g) of the Investment Act, these pools have established advisory boards composed of participants and other knowledgeable individuals. The purpose of the advisory boards shall be to gather and exchange information from participants and non-participants relating to the pools' operations. NOTE 4 - PROPERTY TAXES Property taxes for each year are required to be levied by September 15 and are due upon receipt of the City's tax bill and become delinquent on February 1 of the fo]lowing year. On January 1 of each year, a tax lien is attached to the property to secure the payment of all taxes, penalties, and interest. The lien exists in the favor of the State and each taxing unit. Appraised values are established by the Central Appraisal District (CAD) of Brazoria County, Texas, through procedures established by the Texas Legislature. The Pearland Independent School District bills and collects the City's property taxes. The procedure for collection of delinquent taxes is to send out delinquent notices and a letter and then refer the delinquent accounts to the Tax Attorney for legal action. The Home Rule Charter requires the foreclosure proceedings no later than two years after taxes first become delinquent. A penalty of 7% is added to delinquent taxes on February 1 and increases 2% each month through September. An additional penalty of 15% is added in July for attorney costs. There are no discounts allowed in taxes. The City is permitted, by Article 33, Section 5, of the State of Texas Constitution and the City Charter, to levy property taxes up to $2.50 per $t00 of assessed valuation for general governmental services. Within the $2.50 maximum levy, there is no legal limit upon the amount of property taxes, which can be levied for debt service. The property tax rates to finance general governmental services and debt service for the 1999-2000 tax year were $.44000 and $.25500, respectively, per $100 of assessed valuation. The 1999 assessed value and total tax levy as adjusted through September 30, 2000, were $1,320,032,285 and $9,174,224, respectively. 35 CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS September 30, 2000 NOTE 4 - PROPERTY TAXES (continued) The following is an analysis of the September 30, 2000, delinquent tax balances in the General and Debt Service Funds, by year of levy. General Debt Service Year of Levy Fund Fund Total 1999 $ 130,758 $ 76,082 $ 206,840 1998 58,325 33,802 92,127 1997 30,440 17,641 48,081 1996 15,690 9,093 24,783 1995 12,480 7,233 19,713 1994 13,807 8,207 22,014 1993 9,271 6,982 16,263 1992 2,548 2,519 5,067 1991 2,966 2,821 5,787 1990 3,674 4,102 7,776 1989 and prior 12,404 18,325 30,729 $ 292,363 $ 186,807 $ 479,170 The City has enacted an ordinance providing for the exemption of $25,000 of the assessed value of residential homesteads of persons 65 years of age or older from property taxes. This is provided by Section 1-b(a) of Article 8 of the Constitution of Texas. An exemption of $10,000 is allowed disabled persons on homesteads and up to $3,000 is allowed disabled veterans on any one piece of property. Additionally, the market value of agricultural land is reduced to agricultural value for purposes of the City's tax levy calculation. The 1999 assessed values, reduced by exempt property, exemptions, and reduction in market value of agricultural land, were as follows: Assessed valuation: Real property $ 1,346,642,050 Personal property 174,353,848 Total assessed valuation 1,520,995,898 Exempt property 73,929,590 Other Exemptions: Over 65 homestead 37,858,579 Disabled veterans 1,337,790 Freeport 7,036,630 House Bill 366 6,910 Abatement 3,431,990 Pollution 48,970 Prorated Exempt Property 127,974 Homestead Cap Adjustment 30,285,070 Agricultural use and historical exemptions 46,900,110 Subtotal other exemptions 127,034,023 Net assessed valuations $ 1,320,032,285 36 CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS September 30, 2000 NOTE 5 - CHANGES IN FIXED ASSETS The following is a summary of changes in general fixed assets for the year ended September 30, 2000: Balance Balance Oct. 1, 1999 Additions Deletions Sept. 30, 2000 Land $ 1,497,777 $ 15,500 $ $ 1,513,277 Buildings 7,381,658 2,506,576 9,888,234 Construction in progress 2,339,349 2,339,349 Improvements other than buildings 26,196,265 (778,937) 25,417,328 Machinery and equipment 9,426,575 749,514 10,176,089 Totals $ 44,502,275 $ 5,610,939 $ (778,937) $ 49,334,277 The following is a summary of changes in the Enterprise Fund fixed assets for the year ended September 30, 2000: Balance Balance Oct. I, 1999 Additions Deletions Sept. 30, 2000 Land $ 189,071 $ $ $ 189,071 Equipment 2,224,368 100,170 2,324,538 Buildings and improvements 19,706,357 8,723,599 28,429,956 Construction in Progress 7,557,945 8,473,652 7,886,676) 8,144,921 29,677,741 17,297,421 7,886,676) 39,088,486 Less allowance for depreciation (9,248,415) (959,756) (I 0,208,171 ) Totals $ 20,429,326 $ 16,337,665 $ 7,886,676) $ 28,880,315 Depreciation on Enterprise Fund fixed assets is recorded using the straight-line method over the following estimated useful lives of the assets: Description Estimated Useful Lives Equipment 5 to 10 years Buildings and infi:astmetare 3 to 50 years 37 CITY OF PEARLAND~ TEXAS NOTES TO FINANCIAL STATEMENTS September 30~ 2000 NOTE 6 - LONG-TERM DEBT A. General Long-Term Debt The following is a summary of general long-term debt transactions for the year ended September 30, 2000: Certificates General Capital of Obligation Obligation Bonds Leases Totals Balance, October l, 1999 $ 17,525,000 $ 15,105,000 $ 826,209 $ 33,456,209 Additions 10,830,000 10,830,000 Retirements (505,000) (1,100,000) (444,959) (2,049,959) Refunded (810,000) (11,075,000) (11,885,000) Balance, September 30, 2000 $ 16,210,000 $ 13,760,000 $ 381,250 $ 30,351,250 Certificates of Obligation and General Obligation Bonds Certificates of obligation and general obligation bonds at September 30, 2000, are comprised of the following individual issues~ Principal Payment Interest Interest Date/ Payment Debt Issue Rates Maturity Dates Outstanding $2,125,000 Tax and Revenue 6.30% to March 1/ March 1/ Series I991 7.80% 2002 Septemberl $ 335,000 $5,000,000 Public Works 5.00% to March 1/ March 1/ Series 1995 7.00% 2014 Septemberl 4,425,000 $6,250,000 Tax and Revenue 5.25% 1o March 1/ March 1/ Series 1997 7.25% 2016 Septemberl 6,050,000 $5,500,000 Tax and Revenue 5.20% to March 1/ March 1/ Series 1997 A 7.20% 2018 Septemberl 5,400,000 Subtotal Certificates of Obligation 16,210,000 38 CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS September 30, 2000 NOTE 6 - LONG-TERM DEBT (continued) A. General Long-Term Debt Certificates of Obligation and General Obligation Bonds Principal Payment Interest Interest Date/ Payment Debt Issue Rates Maturity Dates Outstanding $10,830,000 Refunding Bonds 6.00% to March 1/ March 1/ Series 2000 8.00% 2009 Septemberl 10,830,000 $6,510,000 Refunding Bonds 2.65% to March I/ March 1/ Series 1993 4.63% 2003 Septcmberl 2,555,000 $2,000,000 Street Improvement Bonds 6.00% to March 1/ March 1/ Series 1992 8.00% 2003 Septemberl 375,000 Subtotal General Obligation Bonds 13,760,000 Total $ 29,970,000 The annual requirements to amortize alt certificates of obligation a~d general obligation bonds outstanding as o£September 30, 2000 are as follows: Year Ending Sept. 30, 2000 Principal Interest Total 2001 1,680,000 1,584,480 3,264,480 2002 1,580,000 1,450,946 3,030,946 2003 1,645,000 1,363,517 3,008,517 2004 1,730,000 1,273,738 3,003,738 2005 2,030,000 1 ,I 76.766 3,206,766 2006-2016 21,305,000 6,273,808 27,578,808 29,970,000 13,123,255 43,093,255 There is $681,148 available in the Debt Service Fund to service the above obligations and the City's obligations under capital leases. 39 CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS September 30, 2000 NOTE 6 - LONG-TERM DEBT ~(continued) Debt Refunding In August of 2000, the City issued $10.83 million in Permanent Improvement Refunding Bonds with an average interest rate of 4.8 percent to advance refund $I 1.885 million of outstanding 1990 and 1992 Series bonds and 1991 Certificates of Obligation (C.C.'s). The net proceeds of $10.672 million (after payment of $222,485 in underwriting fees, insurance and other issuance costs) were used to purchase U.S. government securities and to make an initial escrow fund deposit. These securities and cash were deposited into an irrevocable trust with an escrow agent to provide for all future debt service payments on the refunded portions of the 1990 and 1992 Series bonds and 1991 C.O.'s. As a result, the refunded portions of the 1990 and 1992 Series bonds and 1991 C.O.'s are considered to be defeased and the liability for those bonds and C.O.'s has been removed from the general long-term debt account group. The City advance refunded potions of the 1990 and 1992 Series bonds and 1991 C.O.'s to reduce its total debt service payments over the next eight years by more than $1.015 million and to obtain an economic gain (difference between the present values of the debt service payments on the old and new debt) of $934,170. Obligations Under Capital Leases Capital leases bear interest rates ranging from 4.38% to 5.85% and have maturity dates ranging from 2001 to 2002. Annual requirements to satisfy these obligations follow: Year Ending Sept. 30, 2000 Principal Interest Total 2001 306,526 14,200 320,726 2002 74,724 1,636 76,360 381,250 15,836 397,086 40 : CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS September 30, 2000 NOTE 6 - LONG-TERM DEBT (continued) Compensated Absences Employees earn vacation leave at the rate of lifteen days per year from one to fifteen years, twenty days per year for service of sixteen to nineteen years, and twenty-five days per year for service of twenty years or more. Employees are required to take their earned vacation. Employees who are unable to use their vacation, for various reasons, may, with the City Manager's approval, carry over fifty percent of the unused portion of the vacation, or, receive compensation for a maximum of forty hours. City employees receive eleven paid holidays per year. Employees may be paid or may elect to receive compensatory time offfor thc holiday. Overtime is earned at one and one-half times the regular rate of pay. Employees may be paid or receive compensatory time. The maximum accrual for overtime is 160 hours, except for employees involved in public safety, who can accrue up to 320 hours. The liability for compensated absences at September 30, 2000, is comprised of the following components: Vacation $ 139,827 Sick 911,501 Compensatory Time 164,201 $ 1,215,529 B. Enterprise Fund Debt The following is a summary of Enterprise Fund long-term debt transactions of the City for the year ended September 30, 2000: Certificates Water & Wastewater Capital of Obligation Revenue Bonds Leases Totals Balance, October I, 1999 $ 17,100,000 $ 9,045,000 $ 62.360 $ 26,207.360 Additions 8,000,000 8,000,000 Retirements (50,000) (370,000) (62,360) (482,360) Balance, September 30, 2000 $ 17,050,000 $ 16,675,000 $ $ 33,725,000 41 CITY OF PEARLAND~ TEXAS NOTES TO FINANCIAL STATEMENTS ,' September 30~ 2000 NOTE 6 - LONG-TERM DEBT (continued) B. Enterprise Fund Debt Revenue Bonds and Certificates of Obligation A summary of the terms of revenue and certificates of obligation bonds recorded in the Enterprise Fund as of September 30, 2000, is a follows: Principal Payment Interest Interest Date/ Payment Debt Issue Rates Maturity Dates Outstanding $1,115,000 Water & Sewer Revenue Bonds 4.5% to Sept. 1/ March 1/ i': Series 1996 A 5.20% 2002 September 1 $ 400,000 $8,870,000 Water & Sewer Revenue Bonds 2.9% to Sept. 1/ March 1/ Series 1996 B 4.85% 2016 September I 8,275,000 $8,000,000 Water & Sewer Revenue Bonds Sept. 1/ March 1/ Series 1999 4.90% 2020 September I 8,000,000 Subtotal Water & Sewer Revenue Bonds 16,675,000 $17,100,000 Certificates of Obligation 2.60% to March 1/ March 1/ Series 1998 A 3.80% 2,018 September I 17,050,000 Subtotal Certificates of Obligation 17,050,000 Total $ 33,725,000 CITY OF P.EARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS September 30, 2000 NOTE 6 - LONG-TERM DEBT (continued) B. Enterprise Fund Debt Revenue Bonds and Certificates of Obligation The annual requirements to amortize all revenue bonds and certificates of obligation outstanding as of September 30, 2000, are as follows: Year Ending September 30, Principal Interest Total 2001 $ 585,000 $ 1,380 444 $ 1,965,444 2002 645,000 1,354 323 1,999,323 2003 675,000 1,325 770 2,000,770 2004 715,000 1,298 573 2,013,573 2005 1,490,000 1,258 336 2,748,336 · 2006-2020 29,615,000 10,241 328 39,856,328 $ 33,725,000 $ 16,858,774 $ 50,583,774 C: Component Unit Debt The following is a summary of Component Unit long-term debt transactions for the year ended September 30, 2000. Sales Tax Revenue Bonds Balance, October 1, 1999 $ 4,835,000 Retirements (90,000) Balance, September 30, 2000 $ 4,745,000 43 CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS September 30, 2000 NOTE 6 - LONG-TERM DEBT.(continued) C. Component Unit Debt Sales Tax Revenue Bonds The terms of Sales Tax Revenue Bonds recorded in the Economic Development Corporation Fund, as of September 30, 2000, are as follows: Principal Payment Interest Interest Date/ Payment Debt Issue Rates Matxuity Dates Outstanding Sales Tax Revenue Bonds 5.2% to Sept. 1/ March 1/ Series 1997 7.2% 2016 September 1 $ 4,745,000 The annual requirements to amortize all Sales Tax Revenue Bonds outstanding as of September 30, 2000, are as follows: Year Ending September 30, Principal Interest Total 2001 $ 95,000 $ 274 410 $ 369,410 2002 100,000 267 570 367,570 2003 185,000 260 370 445,370 2004 200,000 247 050 447,050 2005 210,000 232 650 442,650 2006-2016 3,955,000 1,431 630 5,386,630 $ 4,745,000 $ 2,713 680 $ 7,458,680 44 L, CITY OF PEARLAND~ TEXAS NOTES TO FINANCIAL STATEMENTS September 30, 2000 NOTE 6 - LONG-TERM DEBT (continued) D. AnnUal Debt Service Requirements The annual requirements to amortize all long-term debt outstanding at September 30, 2000, including interest payments and excluding compensated absences, are as follows: General Enterprise Total Component Year Ending Long-Term Fund Primary Unit Fund September 30, Debt Debt Government Debt Total 2001 $ 3,585,206 $ 1,965,444 $ 5,550,650 $ 369,410 $ 5,920,060 2002 3,107,306 1,999,323 5,106,629 367,570 5,474,199 2003 3,008,517 2,000,770 5,009,287 445,370 5,454,657 2004 3,003,738 2,013,573 5,017,311 447,050 5,464,361 2005 3,206,766 2,748,336 5,955,102 442,650 6,397,752 2006-2020 27,578,808 37,278,703 64,857,511 5,386,630 70,244,141 43,490,341 50,583,774 91,496,490 7,458,680 98,955,170 Less interest (13,139,091) 16,858,774) (29,997,865) (2,713,680) 02,711,545) $ 30,351,250 $ 33,725,000 $ 61,498,625 $ 4,745,000 $ 66,243,625 45 CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS September 30~ 2000 NOTE 7 - OPERATING TRANSFERS BETWEEN FUNDS For the year ended September 30, 2000, operating transfers between funds consisted of the following: Fund Transfers in (out) Transfers in Transfers out General Fund Enterprise fund $ 781,000 Subtotal 781,000 General Fund Component Unit (P.E.D.C.) 110,000 Special Revenue General 100,000 Capital Projects Capital Projects General 572,081 Street Assessment General 122,886 Subtotal 694,967 Enterprise Fund General 128,000 General Fund (Capital Projects) (572,081) General Fund (Enterprise fund) (128,000) General Fund (Street Assessment) (122,886) General Fund (Special Revenue) (100,000) Subtotal (922,967) Enterprise Fund (General Fund) (781,000) Component Unit (P.E.D.C. (General Fund) (110,000) Totals $ 1,813,967 $ (1,813,967) CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS September 30, 2000 NOTE 8 - FUND'EQUITY The City's Capital Project Fund equity at September 30, 2000, has been designated for sUbsequent years' expenditures. Tentative plans for the expenditure of these resources are as follows: Transportation Improvements $ 1,410,859 Drainage improvements 1,442,666 $ 2,853,525 Deficit Fund Balance The TIRZ #2 Fund had a deficit fund balance of the following amount as of September 30, 2000: Fund Balance Fund (Deficit) TIRZ #2 $ (21,086) NOTE 9 - CONTRIBUTED CAPITAL A summary of changes in contributed capital is as follows: Enterprise Fund Beginning Balance $ 16,021,808 Impact Fees 2,032,442 Ending Balance $ 18,054,250 NOTE 10 - PENSION PLAN Plan Description The City provides pension benefits for all of its full-time employees through a nontraditional, joint contributory, hybrid defined benefit plan in the state-wide Texas Municipal Retirement System (TMRS), one of 731 administered by TMRS, an agent multiple-employer public employee retirement system. Benefits depend upon the sum of the employee's contributions to the plan, with interest, and the City~ financed monetary credits, with interest. At thc date the plan began, the City granted monetary credits for service rendered before the plan began of a theoretical amount equal to two times what would have been contributed by thc employee, with interest, prior to establishment of the plan. Monetary credits for service since thc plan began are a percent (100%, 150%, or 200%) of the employee's accumulated contributions. In addition, the City can grant, as oi~en as annually, another type of monetary credit referred to as an updated service credit which is a theoretical amount which, when added to the employee's accumulated contributions and the monetary credits for service since the plan began, would be the total monetary credits and employee contributions, accumulated with interest, if thc current employee contribution rate and City matching percent 47 CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS September 30, 2000 NOTE I0- PENSION PLAN (continued) Plan Description (continued) had always been in existence; and if the employee's salary had always been the average of his salary in the last three years that are one year before the effective date. At retirement, the benefit is calculated as if the sum of the employee's accumulated contributions, with interest, and the employer-financed monetary credits, with interest, were used to purchase an annuity. Members can retire at age 60 and above with 10 or more years of service or with 20 years of service regardless of age. A member is vested after 10 years. The plan provisions are adopted by the governing body of the City, within the options available in the state statutes governing TMRS and within the actuarial constraints also in the statutes. : Contributions The contribution rate for the employees is 7% and the City matching ratio is currently 2 to 1, both as adopted by the governing body of the City. Under the state law governing TMRS, the actuary annually determines the City contribution rate. This rate consists of the normal cost contribution rate and the prior service contribution rate, both of which are calculated to be a level percent of payroll from year to year. The normal cost contribution rate finances the currently accruing monetary credits due to the City matching percent, which are the obligation of the City as of an employee's retirement date, not at the time the employee's contributions are made. The normal cost contribution rate is the aetuarially determined percent of payroll necessary to satisfy the obligation of the City to each employee at the time his/her retirement becomes effective. The prior service contribution rate amortizes the unfunded (overfunded) actuarial liability (asset) over the remainder of the plan's 25-year amortization period. The unit credit actuarial cost method is used for determining the City contribution rate. Both the employees and the City make contributions monthly. Since the City needs to know its contribution rate in advance for budgetary process, there is a nne-year delay between the actuarial valuation that is the basis for the rate and the calendar year when the rate goes into effect. (i.e. December 31, 1999, valuation is effective for rates beginning January 2001). Because the actuary determines contribution rates on an annual basis and the City pays the calculated rate each month, the City will always have a net pension obligation (NPO) of zero at the beginning and end of the period, and the annually required contributions (ARC) will always equal contributions made. Trend information regarding ARC and NPO is shown below. City Fiscal Year 2000 1999 1998 Net Pension Obligation (NPO) at the Beginning of the Period $ $ $ Annual Pension Costs: ~'- Annual Required Contribution (ARC) 736,702 629,516 543,300 Contributions Made 736,702 629,516 543,300 . Increase in NPO NPO at the End of the Period $ $ $ % Annual Pension Cost Contributed 100% 100% 100% 48 CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS September 30, 2000 NOTE 10- PENSION PLAN (continued) Contributions (continued) A schedule of funding progress for TMRS for the three most recent actuarial valuations may be found in the required supplementary information section of the City's Comprehensive Annual Financial RePort. Information as to the latest actuarial valuation follows: Valuation Date 12/31/99 Actuarial Cost Method Unit Credit Amortization Method Level Percent of Payroll Remaining Amortization Period 25 Years - Open Period Asset Valuation Method Amortized Cost Actuarial Assumptions Investment Rate of Return 8% Projected Salary Increases None Includes Inflation At None Cost-of-living Adjustments None The City is one of 731 municipalities having its benefit plan administered by TMRS. Each of the 731 municipalities has an annual, individual actuarial valuation performed. All assumptions for the December 31, 1998, valuations are contained in the 1998 TMRS Comprehensive Annual Financial Report, a copy of which may be obtained by writing to P.O. Box 149153, Austin, Texas 78714-9153. NOTE 11 - RISK MANAGEMENT The City is exposed to various risks of loss related to torts: theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. The City's risk management program mainly encompasses obtaining property and liability insurance through Texas Municipal League (TML- IRP), an Intergovernmental Risk-Pool and through commercial insurance carders. The City purchases commercial general insurance through the Texas Municipal League, an unincorporated association of political subdivisions of the State of Texas. This policy encompasses general liability, incidental, medical malpractice, automobile liability, law enforcement liability, errors and omissions liability, property, automobile vehicle liability, and damages with limits of liability for each occurrence. The City has not had any significant reduction in insurance coverage, and the amounts of insurance settlements have not exceeded insurance coverage for any of the last three years. The participation of the City in the TML-IRP is limited to payment of premiums. At year-end, the City did not have any significant claims pending. 49 CITY OF PEARLAND~ TEXAS NOTES TO FINANCIAL STATEMENTS September 30~ 2000 NOTE 11 - RISK MANAGEMENT (continued) Workers' Compensation The City is a member of the Texas Municipal League (TML) Workers' Compensation Intergovernmental Risk Pool, an unincorporated association of political subdivisions of the State of Texas. The fund contracts with a third party administrator for administration, invcstigntion, and adjustment services in the handling of claims. Premiums are based on the estimated City payroll by risk factor and rates. The premiums are adjusted by the City's experience modifier. All loss contingencies, including claims incurred but not reported, if any, are recorded and accounted for by the TML Pool. The City's liability is limited to the payment of premiums as assessed by TML. NOTE 12 - FEDERAL TAX COMPLIANCE (ARBITRAGE) FOR LONG-TERM DEBT In accordance with provisions o£ Section 148 of the Internal Revenue Code of 1986, as amended, (the "Code") the City's long-term debt obligations must meet certain minimum criteria to be considered and continue to be considered "tax exempt". This "tax exempt" status means that interest income eamed by purchasers of the City's long-term debt instruments is not subject to federal income taxes. Related Treasury Regulations promulgated under section 148 of the Code generally provide that the determination of whether these obligations are tax exempt is made as of the date such obligations are issued based on a reasonable expectations regarding the use of the proceeds of the bonds issued. Long-term debt that does not meet and continue to meet the minimum criteria of Section 148 of the Code and the related Treasury Regulations described above are considered "arbitrage bonds" and are not considered "tax exempt" as described above. Rebate Obligations will become arbitrage bonds (as described above) if certain arbitrage profits are not paid to the federal government as rebate under section 148(f) of the Code. The City's obligations to calculate and make rebate payments (if any) will continue as long as there' are gross proceeds allocable to outstanding debt issues. The City has performed calculations required under section 148(0 of the Code and has no present liability nor has the City ever been required to make rebate payments for issued debt in past years. Unexpended Debt Issuance Proceeds (Yield Restriction Requirements) Section 148 of the Code also provides that in order for debt not to be considered arbitrage bonds (as described above), proceeds of such debt must be invested at a yield that is not materially higher than the yield on the debt issued starting on the third anniversary of the issue date of such debt. Accordingly, any unexpended proceeds of debt issued by the City that remain unexpended more than three years after such debt was issued should be yield restricted. The yield restriction may be accomplished by making yield reduction payments pursuant to Treas. Reg. Section 1.148-5(e). The City is currently pursuing compliance with these yield restriction requirements and does not anticipate associated significant noncompliance issues. The City is continuing to proceed with reasonable diligence to expend any remaining unexpended debt issuance proceeds on qualifying projects. 50 REQUIRED SUPPLEMENTARY INFORMATION 51 CITY OF PEARLAND~ TEXAS REQUIRED SUPPLEMENTARY INFORMATION (Unaudited) September 30~ 2000 PENSION DATA - TEXAS MUNICIPAL RETIREMENT SYSTEM The City's annual covered payroll and annual pension cost are actuarially valued on a calendar year basis. Because the City makes all of the annually required contributions, no net pension obligation exists. The information presented below was determined as part of the actuarial valuation, as of December 31, for each period presented. Schedule of Funding Progress UAAL Actuarial Actuarial As A Actuarial Value of Accrued Unfunded Annual Percentage Valuation Plan Liability Percentage AAL Covered of Covered Date Assets (AAL) Funded (UAAL) Payroll Payroll 12/31/96 $ 7,543,433 $ 8,901,254 84.7% $ 1,357,821 $ 5,656,996 24.0% 12/31/97 8,759,905 11,129,222 78.7% 2,369,317 6,820,450 34.7% 12/31/98 9,615,238 12,280,029 78.3% 2,664,791 6,787,171 39.3% 12/31/99 10,976,420 14,117,504 77.8% 3,141,084 7,189,179 43.7% COMBINING AND INDIVIDUAL FUND AND ACCOUNT GROUP FINANCIAL STATEMENTS AND SCHEDUI,F,~ (this page intentionally left blank) GOVERNMENTAL FUND TYPF,~ 55 (this page intentionally left blank) GENERAL FUND The General Fund is used to account for all financial transactions not properly includable in other funds. 57 CITY OF PEARLAND. TEXAS Exhibit A-1 GENERAL FUND COMPARATIVE BALANCE SHEET ~- September 30, 2000 and 1999 2000 1999 Assets Assets Cash and cash equivalents $ 6,503,460 $ 5,624,286 Receivables: Property taxes 292,363 233,139 Accounts 443,563 256,450 Less: Allowance for estimated uneollectibles (63,008) Accrued interest 31,943 14,782 Due from other funds 63,008 Inventories 51,678 60,000 Total Assets $ 7,323,007 $ 6,188,657 Li~bl~i~ies and Fund Balance Liabilities Accounts payable $ 797,699 $ 1,061,203 Accrued liabilities 253,535 239,816 Due to other funds 610,015 Accrued Compensated Absences 164,186 I97,007 Deferred revenue 292,363 233,139 Total Liabilities 2,117,798 1,731,165 Fund Balance Reserved for encumbrances 294,544 155,481 Unreserved: Undesignated 4,910,665 4,302,011 Total Fund Balance 5,205,209 4,457,492 Total Liabilities and Fund Balance $ 7,323,007 $ 6,188,657 CITY OF PEARLAND. TEXA,~ Exhibit A-2 STATEMENT OF REVENUES. EXPENDITURES. AND CHANGES 1N FUND BALANCE - BUDGET AND ACTUAl, Year Ended Sentember 30~ 2000 with comnarative actual amounts for the ,rear Ended Sentember 30, 1999 2000 Variance Favorable 1999 Budget Actual (Unfavorable) Actual Property taxes and penalties $ 5,907,278 $ 5,876,495 $ (30,783) $ 5,260,551 Other taxes 3,863,000 3,697,523 (165,477) 3,426,576 Licenses and permits 934,700 1,469,799 535,099 955,819 Fines and forfeitures 716,500 731,959 15,459 675,691 Fnmchise fees 2,050,000 2,022,789 (27,211) 1,943,545 Charges for services 3,164,650 3,061,545 (103,105) 2,960,214 Intergovernmental revenues 359,200 15,000 (344,200) 489,860 Other revenues 553,000 827,950 274,950 655,582 Total Revenues 17,548,328 17,703,060 154,732 16,367,838 Exnenditures Current: General government 3,806,491 3,580,693 225,798 3,685,523 Public safety 6,347,009 5,944,516 402,493 5,695,956 Public works 5,862,888 5,635,397 227,491 5,137,708 Community services 1,806,122 1,762,770 43,352 1,580,624 Total Expenditures 17,822,510 16,923,376 899,134 16,099,811 Revenues Over (Under) Expenditures (274, t 82) 779,684 1,053,866 268,027 Other Finanein~ Sources (Usesl Operating transfers in 781,000 781,000 1,000,000 Operating Transfera (out) (800,081) (922,967) (122,886) (389,384) Operating transfer in from component unit 110,000 110,000 110,000 Total Other Financing Sources (Uses) 90,919 (31,967) (122,886) 720,616 Revenues and Other Financing Sources Over (Under) Expenditures (183,263) 747,717 930,980 988,643 Fund Balance - Beginning 4,457,492 4,457,492 3,468,849 Fund Balance-Ending $ 4,274,229 $ 5,205,209 $ 930,980 $ 4,457,492 59 Exhibit A-3 SCHEDULE OF REVENUES. BIN)GET AND ACTUAl, Page I of 4 with comparative actual ammmts for the Year Ended September 30. 1999 2000 Variance Favorable 1999 Budget Actual (Unfavorable) Actual Pronertv Taxes and penalties Property taxes - current $ 5,764,278 $ 5,626,664 $ (137,614) $ 5,059,928 Property taxes - delinquent 70,000 t 19,461 49,461 96,094 Penalties and interest 50,000 58,231 8,231 79,217 Attorney fees 20,000 22,371 2,371 23,586 Mis¢, Tax Revenue 3,000 49,768 46,768 1,726 5,907,278 5,876,495 (30,783) 5,260,551 Other Taxes City retail sales tax 3,851,000 3,684,676 (166,324) 3,415,183 State beverage tax 12,000 12,847 847 l 1,393 3,863,000 3,697,523 (165,477) 3,426,576 Licenses and Permit~ Building permits 525,000 686,073 161,073 472,674 Electrical Permits 60,000 73,701 13,701 75,221 Plumbing & gas permits 65,000 94,819 29,819 83,857 Platting Fees 45,000 50,396 5,396 52,051 Mechanical Permits 50,000 74,316 24,316 59,592 Beer Permits 3,000 4,310 1,310 4,167 Moving Permits 10,000 8,100 ( 1,900) 10,900 Garage Sale Permits 20,000 18,937 ( 1,063) 17,538 Electrical licenses 20,000 14,635 (5,365) 14,741 Animal licenses 6,000 9,324 3,324 6,409 Peddlers & Solicitors 500 1,900 1,400 525 Health Certificate Fees 18,997 18,997 355 Wrecker Permits 5,000 4,900 (100) 3,900 Culvert Permits 3,000 2,338 (662) 3,662 Building Plan Check Fee 15,000 347,538 332,538 100,977 Occupancy Permits 2,500 2,225 (275) 3,192 Plan & Zone Board of Adj. 62,500 21,079 (41,421) 11,050 Demolition permits 200 250 50 95 Kermel licenses 50 50 100 Bldg. Site Work Permit 21,862 21,862 712 Alarm permits 2,500 2,788 288 2,723 Reinspec. Feeflnspection 4,500 800 0,700) 2,447 Sign permits 4,000 4,253 253 3,821 Health 31,000 6,208 (24,792) 25,110 934,700 1,469,799 535,099 955,819 ¸60 CITY OF PEARLAND. TEXAS Exhibit A-3 SCHEDULE OF REVENU~q - BUDGET AND ACTUAIi Page 2 of 4 Year Ended September 30. 2000 with comuarative actual amounts for the Year Ended September 30, 2000 Variance Favorable 1999 Budget Actual (Unfavorable) Actual Fines and Forfeitures Child Safety - Harris Co. $ 1,500 $ 1,849 $ 349 $ 1,782 Mun. Court Bldg. Security 15,000 (26,832) (41,832) 14,723 Fines 700,000 756,942 56,942 659,186 716,500 731,959 15,459 675,691 Franchise Gas 85,000 71,604 (13,396) 78,512 Electric utility 1,175,000 1,163,224 (11,776) 1,133,646 Telephone Company 300,000 315,192 15,192 263,146 Cable television 125,000 124,814 (186) 114,882 Sanitation 365,000 347,955 (17,045) 353,359 2,050,000 2,022,789 (27,211) 1,943,545 Charees for Services False Alarm Fee 1,000 25 (975) Clean Pearland Bldg. Rent 2,400 1,600 (800) 2,200 Land Rental 4,000 Basketball Programs 8,000 8,365 365 9,585 Trash Revenue 2,300,000 2,156,943 (143,057) 2,127,315 Sanitation Billing Fee 135,000 122,763 (12,237) 126,561 MUD/EMS/Fire Collections 55,000 53,470 (1,530) 51,800 Animal Shelter 18,000 18,279 279 18,427 Disposal of Animals 2,000 3,940 1,940 3,800 Police Programs 97 97 399 Fingerprint Fees 750 535 (215) 690 Tennis Programs 2,000 6,992 4,992 5,936 Rets'cation Programs 80,000 94,252 14,252 103,375 Learn to Swim Programs 27,500 26,065 ( 1,435! 19,801 Community Building Rental 37,500 21,213 (16,287) 29,978 Senior Citizens Programs 3,000 4,040 1,040 2,707 Swimming Pool Fees 25,000 18,234 (6,766) 15,365 Pool Rental 3,500 2,259 (1,241) 3,080 Pavilion Rental 3,500 190 (3,310) 1,270 Ambulance Service Fee 375,000 377,377 2,377 302,180 Rental Gazebo & Pavilion 5,000 4,590 (410) 2,795 Soccer Program 27,500 48,004 20,504 38,795 61 Exhibit A-3 SCHEDULE OF REVENUES - BIJDGET AND ACTI,I6], Page 3 of 4 Year Ended Sentemb~r 90, 2000 with comnarative actual amounts for the Year ~nd~l September 30. 11990 2000 Variance Favorable 1999 Budget Actual . (Unfavorable) Actual Char~as for Services. cont. Softball Program $ 50,000 $ 76,449 $ 26,449 $ 82,861 Barbecue Shelter Rental 3,000 1,760 (1,240) 1,370 Fourth of July 1,007 Winter Feat 12,433 12,433 2,390 Dog Trot 1,670 1,670 2, 527 3,164,650 3,061,545 (103,105) 2,960,214 Intergovernmental Revennes Grant - PD Radar Trailer $ $ $ $ 13,010 Grant - Police Department 300,000 (300,000) 368,998 Grant - Gal. Co. Task Force 43,500 (43,500) 50,776 Grant - Forestry Program 15,000 15,000 6,643 Emergency Mgn~. As.st Grant 15,700 (15,700) Grant - Park 25,496 Grant - E.M.S. 17,817 Solid Waste Enforcer 7,120 359,200 15,000 (344,200) 489,860 Other Revenues City Brochure 3,500 4,331 831 4,680 Report Copies - Police Dept 3,000 4,896 1,896 4,945 Bids & Specs 1,500 (1,500) 1,670 Cash Short/Over (181) (181) 11 Donations- Concert/Band 8,750 8,750 4,920 Donations Planning 500 500 Donations - Animal Shelter 289 Donation - Park (5,179) (5,179) 2,322 Donation - Hyde Park 5,000 Reimbursements - Ivfisc. 4,484 Reimb~ts - Phone & Fax 3,023 3,023 Reimbursement - Worker Comp 14,315 14,3 t 5 2,519 Reimbursement - P.I.S.D. 154,000 173,721 19,721 162,479 L.E.O.S.E. Training Fire 650 Plat Copies 4,500 1,548 (2,952) 5,372 L.E.O.S.E. Training P.D. 4,829 CITY OF PEARLAND. TEXAS Exhibit A-3 SCHEDULE OF REVENUES - BUDGET AND ACTUAl, Page 4 of 4 Y* r n m with eomnarative actual amounts for the Year Ended Seotember 30. 1999 2000 Variance Favorable ~999 Budget Actual (Unfavorable Actual Other Revenues. cont. Reproduction/Xerox Copies $ t,500 $ 3,285 $ 1,785 $ 1,851 Eeon Develop Sponsorship 580 Reimbursement ~ Insurance 983 983 35,865 Texpool lnterest 248,195 248,195 166,900 Payroll Interest 1,001 1,001 394 N.O.W. Account Interest 23,934 23,934 5,033 Interest Income 290,000 126,175 ( 163,825) 94,104 Credit Card Interest 2,830 2,830 364 Miscellaneous 16,000 73,028 57,028 28,556 Auction 3,955 3,955 - Street Light Charges 30,000 86,408 56,408 48,975 N.S.F. Fees 1,000 1,375 375 1,100 Sand/Topsoil 40,000 43,416 3,416 61,136 Discount Taken 55 55 55 Pool/Park Vending Machine 1,500 1,331 (169) 1,061 Comm. Center Vending Machine 1,500 2,010 510 1,273 City Hall Vending Machine 202 202 109 Concession Stand 5,000 4,043 (957) 4,056 553,000 827,950 274,950 655,582 Total Revenues $ 17,548,328 $ t7,703,060 $ 154,732 $ 16,367,838 63 CITY OF PEARLAND. TEXA.~ Exhibit A-4 SCHED1JI.E OF EXPENDITURES - BUDGET AND ACTUAl, Page I of 6 with comparative aciual amounts for the Year Ended Sentember 30. 1999 2000 Variance Favorable 1999 Budget Actual (Unfavorable) Actual General Government City Council Personnel $ 20,023 $ 22,249 $ (2,226) $ 18,593 Commodities 2,000 1,114 886 823 Contractual services 45,600 27,313 18,287 30,578 Other services 5,000 5,000 Capital outlay 123 72,623 50,676 21,947 50,117 City Manager Personnel 463,368 454,104 9,264 271,611 Commodities 4,500 7,248 (2,748) 2,455 Contractual services 6,180 3,700 2,480 22,622 Other services 35,840 27,866 7,974 160 Capital outlay 5,528 (5,528) 17,308 509,888 498,446 I 1,442 314,156 City Secretary Personnel 83,122 85,388 (2,266) 75,170 Commodities 4,000 3,623 377 3,222 Contractual services 1,750 1,300 450 31,818 Other services 42,156 26,090 16,066 9,193 Capital outlay 2,242 131,028 116,401 14,627 121,645 Finance Personnel 429,085 424,197 4,888 391,883 Commodities I 1,250 11,862 (612) 12,006 Contractual services 2,700 5,305 (2,605) 33,498 Other services 37,975 28,342 9,633 Capital outlay 21,186 481,010 469,706 11,304 458,573 Tax Contractual services 135,000 133,231 1,769 122,788 135,000 133,231 1,769 122,788 Human Resources Personnel 279,910 270,293 9,617 263,542 Commodities 14,688 7,722 6,966 9,076 Contractual services 2,200 1,901 299 42,661 Other services 42,840 41,896 944 Capital outlay 1,612 11,612) 6,729 339,638 323,424 16,214 322,008 64 CITY OF P .... Exhibit A-4 SCHEDULE OF EXPENDITI;~ES. BUDGET AND ACTUAl, Page 2 of 6 Year Ended Sentember 30. 2000 with comoarafive actual amounts for the Year Ended Sentember 30. 1999 2000 Variance Favorable 1999 Budget Actual (Unfavorable) Actual General Government Legal Personnel $ 171,566 $ 172,015 $ (449) $ 139,361 Commodities 7,025 4,345 2,680 1,796 Contractual services 1,000 247 753 159,083 Other services 69,570 87,777 (18,207) 80 Capital outlay 3,298 249,161 264,384 (15,223) 303,618 Municipal Court Personnel 204,092 194,713 9,379 155,474 Commodities 3,545 6,591 (3,046) 2,851 Contractual services 5,850 1,471 4,379 14,910 Other services 16,210 12,917 3,293 660 Capital outlay 2,000 2,537 (537) 7366 231,697 218,229 13,468 181,361 Custodial Services Personnel 144,920 121,901 23,019 113,288 Commodities 27,248 25,702 1,546 24,31 l Contractual services 2,880 1,887 993 1,75 Other services 1,560 729 831 Capital outlay 5,975 176,608 150,219 26,389 145,325 City Hall Personnel 12,485 Commodities 19,631 17383 2,148 48,950 Contractual services 114,194 108,160 6,034 233,869 Other services 230,641 228,589 2,052 5,633 Capital outlay 9,565 364,466 354,232 10,234 310,502 Public Affairs/Granta Personnel 186,828 130,342 56,486 220,004 Commodities 75,521 48,310 27,211 61,660 Contractual services 36,448 Other services 48,095 33,004 15,091 Capital outlay 5,317 (5,317) 16,431 310,444 216,973 93,471 334,543 65 Exhibit A-4 GENERAl. FUND SCHEDULE OF EXPENDITURES - BUDGET AND ACTUal ~ Page 3 of 6 Year Ended Sentember 30. 2000 with comnarative actual amounts for the Year Ended Seotember 30. 1999 2000 Variance Favorable 1999 Budget Actual (Unfavorable) Actual General Government (coat3 Other Personnel $ $ $ $ 12,500 Contractual services 697,950 720,254 (22,304) 636,303 Other services 106,978 64,518 42,460 372,084 804,928 784,772 20,156 1,020,887 Total General Government 3,806,491 3,580,693 225,798 3,685,523 Public Safety Police Personnel 4,270,094 3,814,646 455,448 3,660,767 Commodities 86,518 74,655 11,863 80,263 Contractual services 257,384 331,805 (74,421 ) 564,930 Other services 254,725 214,088 40,637 8,092 Capital outlay 171,815 173,930 (2,115) 191,103 5,040,536 4,609,124 431,412 4,505,155 Fire Personnel Commodities 38,907 37,442 1,465 24,990 Contractual services 41,847 44,664 (2,817) 54,065 Other services 42,775 39,618 3,157 1,075 Capital outlay 56,257 55,980 277 55,464 179,786 177,704 2,082 135,594 Fire Marshall Personnel 105,368 94,274 11,094 95,390 Commodities 9,700 9,670 30 9,959 Contractual services 5,500 10,591 (5,091) 17,476 Other services 33,850 27,143 6,707 Capital outlay 12,332 154,418 141,678 12,740 135,157 Animal Shelter Personnel 149,136 148,713 423 137,523 Commodities 6,911 7,224 (313) 6,463 Contxactual services 17,780 23,313 (5,533) 24,751 Other services 17,630 15,305 2,325 448 Capital outlay 1,350 2,254 (904) 22,053 192,807 196,809 (4,002) 191,238 66 ~_ CITY OF PFARLAND. TEX^S Exhibit A-4 SCHEDULE OF EXPENDITURES. BUDGET AND ACTUAIi Page 4 of 6 with commlrafive actual amounts for the Vear Ended Sentember 30. 199~ 2OOO Variance Favorable 1999 Budget Actual (Unfavorable) Actual Public Safety fcnnt3 Emergency Medical Services Personnel $ 388,777 $ 463,834 $ (75,057) $ 533,408 Commodities 89,372 85,214 4,158 68,645 Contractual services 82,387 78,305 4,082 110,182 Other services 105,007 74,402 30,605 1,310 Capital outlay 113,919 117,446 (3,527) 15,267 779,462 819,201 (39,739) 728,812 Total Public Safety 6,347,009 5,944,516 402,493 5,695,956 Public Works Administration Personnel 114,532 116,488 (1,956) 109,061 Commodities 7,850 7,712 138 6,751 Contractual services 4,550 5,328 (778) 11,479 Other services 5,250 4,402 848 Capital outlay 3,917 132,182 133,930 (1,748) 131,208 Engineering Pemonnel 510,045 494,577 15,468 426,657 Commodities 6,081 5,961 120 4,743 Contractual services 9,620 12,754 (3,134) 19,298 Other services 281,995 182,423 99,572 Capital outlay 28,500 t6,720 11,780 22,946 836,241 712,435 123,806 473,644 Code Enforcement Personnel 324,303 318,106 6,197 407,189 Commodities 33,020 17,427 15,593 7,343 Contractual services 11,525 14,767 (3,242) 42,145 Other services 39,341 54,221 (14,880) 160 Capital outlay 13,981 408,189 404,521 3,668 470,818 Community Services Commodities 10,000 10,000 5,400 10,000 10,000 5,400 67 Exhibit A-4 GENERAL FUND SCHEDULE OF EXPEND1TORES- BUDGET AND ACTUAl, Page 5 of 6 Year Ended Sentember 30. ~000 xvith comnarafive actual amounts for the Year Ended Sentember 30. 1999 200O Variance Favorable 1999 Budget Actual Unfavorable) Actual Public Works (cont.) Fleet Maintenance Personnel $ 209,670 $ 203,465 $ 6,205 $ 201,365 Commodities 5,330 4,783 547 4,684 Contractual services 6,320 7,035 (715) 6,542 Other services 3,660 1,128 2,532 Capital outlay 2,136 224,980 216,411 8,569 214,727 Service Center Commodities 17,119 21,949 (4,830) 18,692 Contractual services 48,340 41,691 6.649 71,864 Other services 55,250 58,869 (3,619) Capital outlay 4,711 120,709 122,509 (1,800) 95,267 Street and Drainage Personnel 472,344 428,719 43,625 370,715 Commodities 253.455 251,066 2,389 203,012 Contractual services 590,500 584,269 6.231 621,046 Other services 355,962 378,453 (22,491) 80 Capital outlay 92,000 90,360 1,640 65,720 1,764,261 1,732.867 31,394 1,260,573 Sanitation Contractual ~ervices 2,366,326 2,302,724 63,602 2,486,071 2,366,326 2,302,724 63,602 2,486,071 To~al Public Works 5,862,888 5,635,397 227,491 5,137,708 CITY OF PEARLAND. TEXAS Exhibit A-4 SCHEDULE OF EXPENDITURES - BUDGET AND ACTUAL Page 6 of 6 Year Ended September 30. 2000 with comnarafive actual amounts for the Year Ended September 30. 1999 2000 Variance Favorable 1999 B~dget Actual (Unfavorable) Actual Community Services Library Personnel $ $ $ $ Commodities 2,100 2,328 (228) 1,921 Contractual services 2,600 2,922 (322) 18,436 Other services 35,500 54,601 (19,101) Capital outlay 6,360 5,264 1,096 1,407 46,560 65,115 (18,555) 21,764 Parks & Recreation - Administration Personnel 633,097 540,939 92,158 469,239 Commodities 33,685 25,991 7,694 26,528 Contractual services 143,842 189,864 (46,022) 237,533 Other services I 11,429 104,221 7,208 785 Capital outlay 51,039 53,608 (2,569) 90,112 973,092 9t4,623 58,469 824,197 Parks & Recreation - Recreation Personnel 240,284 226,533 13,751 223,980 Commodities 155,538 153,188 2,350 140,650 Contractual services 5,459 6,428 (969) 55,405 Other services 59,425 57,233 2,192 720 Capital outlay 7,850 (7,850) 6,125 460,706 451,232 9,474 426,880 Parks & Recreation - Athletics & Aquatics Personnel 133,472 109,696 23,776 118,903 Commodities 123,806 t42,871 09,065) 117,981 Contractual services 32,740 20,173 12,567 54,132 Other services 29,666 53,545 (23,879) 1,395 Capital outlay 6,080 5,515 565 15,372 325,764 331,800 (6,036) 307,783 Total Community Services 1,806,122 1,762,770 43,352 1,580,624 Total Expenditures $ 17,822,510 $ t6,923,376 $ 899,134 $ 16.099,811 69 (this page intentionally left blank) 70 ~ SPECIAL REVENUE FUNDS The Special Revenue Funds are used to account for specific revenues that are legally restricted for particular purposes. A description of the individual special revenue funds follows: Regional Detention Fund A fund created to account for the regional detention development. Municipal Court A fund created to account for municipal court fees collected. Hotel/Motel A fund created to account for the hotel/motel occupancy tax revenue. Park Donations A fund created to account for park donations. Park & Recreation Development A fund created to account for the development of parks. Tree Donations A fund created to account for tree donations. Tree Trust A fund created to account for tree trust donations. Police Fund~ To account for financial resources to be used for the Police department drug program. Federal Police Fund To account for expenditures related to special federal programs for the police department. Community Services To account for expenditures related to community services. Grant Fund To account for all grant revenues and expenditures. CITY OF PEARLAND. TEXAS COMBINING BAI.ANCE SHEET September 30. 2000 with comparative totals for September 30. 1999 Hotel Park & Regional Municipal Motel Park Recreation Detention Court Tax Donation Development Assets Assets Cash and cash equivalents $ 133,513 $ $ 164,873 $ $ 122,348 Due from others 45,390 5,179 Accrued interest receivable TotalAssets $ 133,513 $ 45,390 $ 164,873 $ 5,179 $ 122,348 Liabilities and Fund Balances Liabiliti¢~ Accounts payable $ $ $ $ $ Due to others 1,018 Total Liabilities 1,018 Fun~ Balances Fund Balances Unreserved: Designated for subsequent years' expenditures 133,513 45,390' 164,873 4,161 122,348 Total Liabilities and Fund Balances $ 133,513 $ 45,390 $ 164,873 $ 5,179 $ 122,348 Exhibit B-I Tree Tree Federal Community Totals Donation Trust Police Police Services Grants 2000 1999 $ 1,312 $ 25,225 $ 36,973 $ 7,809 $ 23,715 $ 43,229 $ 558,997 $ 292,852 50,569 88 88 96 $ 1,312 $ 25,225 $ 37,061 $ 7,809 $ 23,715 $ 43,229 $ 609,654 $ 292;948 5,173 $ 5,173 $ 2,298 1,018 5,173 6,191 2,298 1,312 25,225 37,061 7,809 23,715 38,056 603,463 290,650 $ 1,312 $ 25,225 $ 37,061 $ 7,809 $ 23,715 $ 43,229 $ 609,654 $ 292,948 73 CITY OF PEARLAND. SPECIAL REVENUE COMBINING STATEMENT OF REVENUES, EXPENDITURES. AND CHANGES IN FUND BAI,ANCE~ with comparative totals for the Year Ended Sentember 30. Hotel Park & Regional Municipal Motel Park Recreation Detention Court Tax Donation Development Revenues Other Taxes Hotel/Motel Tax $ $ $ 47,937 $ $ Total Other Taxes 47,937 Intergovernmental Revenue: Grants Total Intergovernmental Revenue Other Revenue: Municipal Court 45,390 Regional Detention 32,736 Park/Tree 7,821 121,450 Police Drag Revenue Community Services Revenue Investment earnings 4,118 5,194 14 898 Total Other Revenue 36,854 45,390 5,194 7,835 122,348 Total Revenues 36,854 45,390 53,131 7,835 122,348 General Government Park Equipment 3,675 Community Services Police Drag Expense Total Expenditures 3,675 Revenues Over Expenditures 36,854 45,390 53,131 4,160 122,348 Other Einancin~ Sources (Uses~ Transfer In/(Out) Fund Balances - Baginning 96,659 I 11,742 Fund Balances- Ending $ 133,513 $ 45,390 $ 164,873 $ 4,160 $ 122,348 74 Exhibit B-2 Tree Tree Federal Community Totals Donation Trust Police Police Services Grant 2000 1999 $ $ $ $ $ $ $ 47,937 $ 57,878 # 47,937 57,878 303,631 303,631 2,445 303,631 303,631 2,445 45,390 32,736 83,026 1,300 25,000 155,571 8,838 8,838 1,307 18,653 18,653 22,538 12 225 1,432 345 784 , 4,547 17,569 3,183 1,312 25,225 10,270 345 19,437 4,547 278,757 110,054 1,312 25,225 10,270 345 19,437 308,178 630,325 170,377 390,998 390,998 4,773 3,675 15,165 15,165 17,897 5,669 2,006 7,675 2,282 5,669 2,006 15,165 390,998 417,513 24,952 1,312 25,225 4,601 (1,66I) 4,272 (82,820) 212,812 145,425 100,000 100,000 32,460 9,470 19,443 20,876 290,650 145,225 $ 1,312 $ 25,225 $ 37,061 $ 7,809 $ 23,715 $ 38,056 $ 603,462 $ 290,650 75 (this page intentionally left blank) DEBT SERVICE FUND The Debt Service Fund is used to account for property taxes levied for payment of principal and interest on all general obligation and other debts of thc City. 77 CITY OF PEARIJAND. TEXAS Exhibit C-1 COMPARATIVE BALANCE SHEET Sentember 30. 2000 and 1999 2000 1999 Assets Assets Cash and cash equivalents $ 736,014 $ 208,324 Receivables: Property taxes 186,807 156,306 Total Assets $ 922,821 $ 364,630 Liabilities and Fund Balance Liabilities Accounts payable $ 54,866 $ Deferred revenue 186,807 156,306 Total Liabilities 241,673 156,306 Fund Balance Unreserved: Designated for debt service 681,148 208,324 Total Liabilities and Fund Balance $ 922,821 $ 364,630 CITY OF PEARLAND. TEXAS Exhibit C-2 STATEMENT OF REVENUES. EXPENDITURES. AND CHANGES IN FUND BAIakNCE - BUDGET AND ACtUAl ~ Year Ended Sontemher 30. 2000~ with comnarafive actual balances for the Year Ended Sentemher 30. 1999 2000 Variance Favorable 1999 Budget Actual (Unfavorable) Actual Property Taxes and Penalties: Property taxes - current $ 3,342,006 $ 3,395,878 $ 53,872 $ 2,932,376 3,342,006 3,395,878 53,872 2,932,376 Other revenues - investment earn/ngs 20,000 68,780 48,780 36,899 Total Revenues 3,362,006 3,464,658 102,652 2,969,275 Exoenditures Debt Service: Principal retirement 1,455,000 1,605,000 (150,000) 1,440,000 Interest and fiscal charges 1,920,000 1,459,038 460,962 1,760,270 Total Expenditures 3,375,000 3,064,038 310,962 3,209,693 Revenues Over (Under) Expenditures (12,994) 400,620 413,614 (240,418) Other Financing Sources(uses) Proceeds from sale of refunding bonds 10,894,532 10,894,532 Payment to refunded bond escrow agent (10,822,328) (10,822,328) Transfers In/(Out) 175,000 Total Other Financing Sources (uses) 72,204 72,204 175,000 Revenues and Other Financing Sources Over (under) Expenditures (12,994) 472,824 485,818 (65,418) Fund Balance- Beginning 208,324 208,324 273,742 Fund Balance - Ending $ 195,330 $ 681,148 $ 485,818 $ 208,324 79 (this page intentionally left blank) CAPITAL PROJECTS FUNDS The Capital Projects Funds are used to account for all resources used for the acquisition and/or construction of all buildings, equipment, rights of way, street and drainage improvements, and regional wastewater facilities. The fu~.ds used are described below. Street Assessment A compulsory levy made against certain properties to defray all or part of the cost of a specific capital improvement or service deemed to benefit primarily those properties. Street Assessment- Mel~ard Rd. A compulsory levy m~le against certain properties to defray all or part of the cost of a specific capital improvement or service deemed to benefit primarily those properties. Street Assessment-Southfork A compulsory levy made against certain properties to defray all or part of the cost of a specific capital improvement or service deemed to benefit primarily those properties. Street Assessment-Hooks Rd A compulsory levy made against certain properties to defray all or part of the cost of a specific capital improvement or service deemed to benefit primarily those properties Capital Proiect Fund A fund created to account for financial resources to be used for the acquisition or construction of major capital facilities (other than those financed by proprietary funds and trust funds). Road & Bridges To account for financial resources to be used for roads & bridges. Library To account for financial resources to be used for the City's library. Capital Improvement 1997 To account for financial resources to be used for the facilities projects, transportation projects, drainage projects, and watershed projects. Certificate of Obligation- 1997 To account for capital expenditures related to the issuance of certificates of obligation in August 1997. 81 CITY OF PEARLAND. TEXAS CAPITAL PROJECTS FUNDS , - COMBINING BALANCE SHEET Sentember 30. 2000 with comnarative totals for Sentember ~0, ~999 McHard Rd Southfork Hooks Rd Street Street Street Street Assessments Assessments Assessments Assessments Assets Assets Cash and cash equivalents $ 55,767 $ 187,533 $ 122,886 $ 54,827 Assessments Receivable 15,966 171,874 54,338 Accrued interest receivable 1.469 2,357 Total Assets $ 73,202 $ 359,407 $ 125,243 $ 109.165 Liabilities and Fund Balances Liabilities Accounts payable $ $ $ $ Deferred Revenue 31,566 Total Liabilities 31,566 Fund Balance Reserved for encumbrances Fund Balance 41,636 359,407 125,243 109,165 Total Fund Balance 41,636 359,407 125,243 109.165 Total Liabilities and Fund Balance $ 73,202 $ 359,407 $ t25,243 $ 109,165 Exhibit D-.1 Capital Certiticate Of Capital Roads and Improvement Obligation Totals Projects Bridges Library 1997 1997 2000 1999 $ 711,017 $ 60,714 $ 10,845 $ 570,536 $ 3,275,482 $ 5,049,607 $ 5,339,579 242,178 15,966 3,826 1,336 $ 711,017 $ 60,714 $ 10,845 $ 570,536 $ 3,275,482 $ 5,295,611 $ 5,356,881 $ 1,267 $ 600 $ $ 148,103 $ $ 149,970 $ 302,727 31,566 15,966 1,267 600 148,103 181,536 318,693 31,547 19,585 1,790~54 419,164 2,260,550 661,393 678,203 40,529 10,845 (1,367,821) 2,856,318 2,853,525 4,376,795 709,750 60,114 10,845 422,433 3,275,482 5,114,075 5,038,188 $ 711,017 $ 60,714 $ 10,845 $ 570,536 $ 3,275,482 $ 5,295,611 $ 5,356,881 83 CITY OF PEARl,AND. TEXAS CAPITAl, PROJECTS FUNDS COMBINING STATEMENT OF REVENUES. EXPENDITURES. AND CHANGES IN FUND BALAN~?~ Year Ended September 30. 2000 with comparative totals for the Year Ended September 30. 1999 McHard Rd Southfork Hooks Rd Street Street Street Street Assessments Assessments Assessments Assessments Revenues Investment earnings $ 5,289 $ 1,474 $ 2,357 $ 488 Other 357,933 108,677 Total Revenues 5,289 359,407 2,357 109,165 [:xnenditures - Capital Outlay General Government Public Safety Public Works Utility Billing Streets and transportation Drainage 79,200 Other projects Parks and recreation Total Expenditures 79,200 Revenues (Under) Expenditures (73,911) 359,407 2,357 109,165 Other Financing Sources (Uses) Transfer In from General Fund 122,886 Transfer (Out) to Other Funds Proceeds from lease financing Total Other Financing Sources (Uses) 122,886 Revenues and Other Financing Resources Over (Under) Expenditures (73,911) 359,407 125,243 109,165 Fund Balances- Beginning 115,547 Fund Balances- Ending $ 41,636 $ 359,407 $ 125,243 $ 109,165 Exhibit D-2 Capital Certificate Of Capital Roads and Improvement Obligation Totals Projects Bridges . Library 1997 1997 2000 1999 $ 13,093 $ 2,376 $ $ 34,092 $ 210,365 $ 269,534 $ 346,145 145,481 27,219 639,310 347,895 13,093 2,376 179,573 237,584 908,844 694,040 40,720 40,720 538,436 100,832 18,705 9,615 641,003 650,618 1,817,380 56,263 135,463 112,300 478,501 374,298 852,799 t,799,298 124,217 40,720 9,615 534,764 1 ~15,301 1,679,600 4,511,168 (27,627) (7,239) (355,19l) (777,717) (770,756) (3,817,128) 572,081 694,967 83,000 (75,000) 151,676 151,676 425,000 723,757 846,643 433,000 696,130 (7,239) (355,191) (777,717) 75,887 (3,384,128) 13,620 67,353 10,845 777,624 4,053,199 5,038,188 8,422,316 $ 709,750 $ 60,114 $ 10,845 $ 422,433 $ 3,275,482 $ 5,114,075 $ 5,038,188 85 (this page intentionally left blank) ACCOUNT GROUPS 87 (this page intentionally left blank) 88 GENERAL FIXED ASSETS This is a self-balancing group of accounts used to account for the fixed assets of the City. 89 CITY OF PEARl. AND. TEXAg Exhibit E-I SCHEDULE OF GENERAl, FIXED ASSETS BY SOURCE September 30. 2000 and 199~ 2000 1999 General Fixed Assets Land $ 1,513,277 $ 1,497,777 Buildings 9,888,234 7,381,658 Construction in progress 2,339,349 Improvements 25,417,328 26,196,265 Machinery and equipment 10,176,089 9,426,575 Total General Fixed Assets $ 49,334,277 $ 44,502,275 Investments in General Fixed Assets Financed By Capital Pro_iects Funds General Obligation bonds and Time warrants and certificates of obligation $ 35,061,742 $ 30,979,495 Lease Purchase agreement 425,519 395,743 Federal grants 395,576 395,576 General Fund Revenues 10,I 32,739 9,412,760 Special Revenue Fund Reserves 2,114,776 2,114,776 Special Assessments 510,286 510,286 Intergovernmental transfers 693,639 693,639 Total Investment in General Fixed Assets $ 49,334,277 $ 44,502,275 90 CITY OF PEARl,AND. TEXAS Exhibit E-2 SCHEDULE OF CHANGES 1N GENERAL FIXED ASSETS BY FUNCTION AND ACTIVITY Year Ended September 30. 2000 Balance Balance Oct. 1, 1999 Additions Sept. 30, 2000 Genernl Government City Council $ 4,410 $ $ 4,410 Human Resource 25,794 1,612 27,406 City Manager 56,333 5,528 61,861 City Secretary 38,207 38,207 Finance 54,483 54,483 Legal 33,283 33,283 M unicipal Court 111,410 1,809 113,219 Custodial Services 49,7! 8 49,718 City Hall 3,672,322 230,424 3,902,746 MIS 13,169 13,169 Total General Government 4,059,129 239,373 4,298,502 Public Safety Police 5,124,723 172,403 5,297,126 Fire 947,171 55,980 1,003,151 Anita al Shelter 419,282 1,718 421,000 Code Enforcement 287,334 287,334 Civil Service 4,433 4,433 Fire Marshall 217,783 217,783 Emergency Medical Services 984,681 117,444 1,102,125 Total Public Safety 7,985,407 347,545 8,332,952 Public Works Public Works 1,442,973 1,442,973 Service Center l,l 16,613 15,500 1,132,113 Fleet Maintenance 77,168 77,168 Engineering 206,753 206,753 Street 21,605,883 611,442 22,217,325 Sanitation 453,653 453,653 Total Public Works 24,903,043 626,942 25,529,985 Community Services Library 3,293,848 1,165,170 4,459,018 Parks, Recreation, Beautification 4,260,848 113,623 4,374,471 Total Community Services 7,554,696 1,278,793 8,833,489 Construction in Progress 2,339,349 2,339,349 Total $ 44,502,275 $ 4,832,002 $ 49,334,277 91 CITY OF PEARLAND. TEXAS SCHEDULE OF GENERAL FIXED ASSETS BY FUNCTION AND ACTIVITY Sentember 30. 2000 · Total Land Buildings General Government City Council $ 4,410 $ $ Human Resource 27,406 City Manager 61,861 City Secretary 38,207 Finance 54,483 Legal 33,283 Municipal Court 113,219 Custodial Services 49,718 City Hall 3,902,746 50,014 2,298,570 MIS 13,169 Total General Government 4,298,502 50,014 2,298,570 Public Safety Police 5,297,126 1,938,940 Fire 1,003,151 48,031 Animal Shelter 421,000 4,320 287,435 Code Enforcement 287,334 Civil Service 4,433 Fire Marshall 217,783 6,212 Emergency Medical Services 1,102,125 212,625 Total Public Safety 8,332,952 4,320 2,493,243 Public Works Public Works 1,442,973 410,058 Service Center 1,132,113 15,500 571,432 Fleet Maintenance 77,168 Engineering 206,753 Street 22,217,325 198,066 Sanitation 453,653 57,236 7,010 Total Public Works 25,529,985 680,860 578,442 Communltw Service,,/ Library 4,459,018 5,000 3,464,092 Parks, Recreation, Beautification 4,374,471 773,083 1,053,887 Total Community Services 8,833,489 778,083 4,517,979 $ 46,994,928 $ 1,513,277 $ 9,888,234 Construction in Progress $ 2,339,349 Total General Fixed Assets $ 49,334,277 92 Exhibit E-3 Machinery Improvements and Equipment '$ $ 4,410 27,406 61,861 38,207 54,483 33,283 6,182 107,037 49,718 200,881 1,353,281 13,169 207,063 1,742,855 1,639 3,356,547 50,000 905,120 129,245 109,570 177,764 4,433 4,739 206,832 8,977 880,523 174,925 5,660,464 995,624 37,291 394,001 151,180 77,168 206,753 20,843,03i 1,176,228 387,652 1,755 22,620,308 1,650,375 886,471 103,455 1,528,561 1,018,940 2,4t5,032 1,122,395 $ 25,417,328 $ 10,176,089 93 (this page intentionally left blank) GENERAL LONG-TERM DEBT This account group is a self-balancing group of accounts used to account for the City's long-term liabilities which include general obligation bonds, certificates of obligation, capital leases, and compensated absences. 95 CITY OF PEARl AND. TE, X A ~ SCHEDUI,E OF GENERAl, I ,ONC~TERM DEBT SERVICE REOI~IREMENTS TO MATURing{ Seotemher 30. Street lmprovemen! Bonds, Due During Annual Reqdiremeat~ for All Serte~ Serle~ 1992 - $2.000,000 Fiscal Year Total Total Total Principal Inter~t Due Ending Principal and Principal Interest Due March 1, SepL 30, lateral Due Due Due March I September I Total 20O~ $ 3,585,206 $ 1,986,526 $ 1,598,680 $ 120,000 $ 20,475 $ 140,475 2002 3,107,306 1,654,724 1,452,582 125,00O 11,738 136,738 2003 3,008,517 1,645,00O 1,363,517 130,00O 3,900 133,900 2004 3,0O3,738 1,730,000 1,273,738 2005 3,206,766 2,030,00O 1,176,766 2006 3, t 90,893 2,125,00O 1,065,893 2007 3,199,154 2,250,000 949,154 2008 3,193,329 2,360,000 833,329 2009 3,182,981 2,470,00O 712,981 2010 1,911,911 1,295,000 616,91 2011 1,920,526 1,375,0O0 545,526 2012 1,929,191 1,460,0(30 469,191 2013 1,932,500 1,545,000 387,500 2014 1,947,111 1,645,000 302,1 ! I 2015 1,946,862 1,735,000 211,862 2016 1,949,595 1,835,000 114,595 2017 638,480 590f0o 48,480 2018 636,275 620,000 16,275 Totals $ 43,49341 $ 30,351,250 $ 13,139,09I $ 375,000 $ 36,113 $ 411,113 Obligations Under IBM Obligations Under Bank O~e Due During Capital Leases Capital Leases Fiscal Year Principal Interest Due Principal Interest Due Ending Due March 1, Due Due Sept. 30, March I September I Total Annually Annually Total 2001 $ 49,037 $ 2,498 $ 51,535 $ 57,701 $ 1,500 $ 59,201 2002 2003 2004 2005 2006 20O7 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 Totals $ 49,037 $ 2,498 $ 51,535 $ 57,701 ' $ 1,500 $ 59,201 96 ~ Exhibit F (1 of 2) Refunding Bonds, Refunding Bonds, Due During Series 1993 - $6,510,000 Series 2000 - $10,830,000 Fiscal Year Principal Interest Due . Principal Interest Due Ending ' Due March 1~ Due March 1, Sept. 30, March I S~ptemberl Total March I September 1 Total 2001 $ 1,030,000 $ 92,229 $ 1,122,229 $ $ 576,320 $ 576,320 2002 770,000 52,244 822,244 140,000 528,663 668,663 2003 755,000 17~59 772,459 375,000 516,432 891,432 2004 1,330,000 475,937 1,805.937 2005 1,620,000 405,875 2,025,875 2006 . 1,700,000 320,650 2,020,650 2007 1,800,000 230,700 2,030,700 2008 1,885,000 142,260 2,027,260 2009 1,980,000 48,510 2,028,510 2010 2011 2012 2013 2014 2015 2016 2017 2018 Totals $ 2,555,000 $ i61,932 $ 2,716,932 $ 10,830,000 $ 3,245,347 $ 14,075,347 Obligations Under Bank One Obligations Under Bank One Due During Capital Leases Capital Leases Fiscal Year Principal Interest Due Principal Interest Due Ending Due Due Due March 1, Sept. 30, Annually Annually Total March I September 1 Total 2001 $ 144,679 $ 8,043 $ 152,722 $ 55,109 $ 2,159 $ 57,268 2002 74,724 1,636 76,360 2003 2004 2005 2006 2007 2008 2009 2010 2012 2013 2014 2015 2016 2017 2018 Totals $ 219,403 $ 9,679 $ 229,082 $ 55,109 ' $ 2,159 $ 57,268 Exhibit F (2 of 2) SCI~EDI}I ,E OF GENERAL l X)NC,-TEI~ DEBT SERVICE REOUIREMENTS TO MATURIT~ 2016 2018 2001 $ 100,000 $ 337,135 $ 437,135 $ 100,(~00 $ 296,046 $ 396,046 2008 120,000 285,385 405,385 100,000 246,346 346,346 98 C~ ENTERPRISE FUND DEBT 2008 205,000 332.465 537,465 Exhibit G Water & Sewer System Revenue Bonds Certificatc$ of Obligations 101 (this page intentionally left blank) 102 , COMPONENT UNITS 103 CITY OF PEARLAND, TEXAS Exhibit H-1 COMBINING BALANCE SHEET SePtember 30. 2000 am] ]999 Totals PEDC TIRZ 2000 1999 Assets and Other Debits Cash and cash equivalents $ 3,474,126 $ 68,891 3,543,017 2,794,915 Interest receivable 16,488 16,488 13,274 Amount to be provided for ~ . retirement of debt 4,752,620 4,752,620 4,842,619 Fixed assets 55,403 55,403 31,858 Total Assets $ 8,298,637 $ 68,891 $ 8,367,528 $ 7,682,666 Liabilities and Eq0itv Liabilities Accounts payable $ 13,286 $ 21,441 $ 34,727 $ 6,624 Accrued liabilities 5,398 Accrued compensated absences 7,620 7,620 7,619 Current portion - revenue bonds 95,000 95,000 90,000 General obligation bonds 4,650,000 4,650,000 4,745,000 Total Liabilities 4,765,906 21,441 4,787,347 4,854,641 Investment in General Fixed Assets 55,403 55,403 31,858 Undesignated 3,477,328 47,450 3,524,778 2,796,167 Total Equity and Other Credits 3,532,731 47,450 3,580,181 2,828,025 Total Liabilities, Equity, and Other Credits $ 8,298,637 $ 68,891 $ 8,367,528 $ 7,682,666 104 CITY OF PEARLAND. TEXAS Exhibit H-2 COMPONENT UNH~ COMBINING STATEMENT OF REVENUES. EXPENDITURE& AND CHANGES 1N FUND BALANf~, Year Ended Sentember 30. 2000 with comnarative totals for the Year Ended September 30. 1999 Totals PEDC TIRZ 2000 1999 Sales Tax Revenue $ 1,841,918 $ $ 1,841,918 $ 1,707,193 Other Revenue 415,199 185,266 600,465 164,706 Total Revenues 2,257,117 185,266 2,442,383 1,871,899 Exnenditures Cur~nt: Personnel $ I78,839 $ $ 178,839 $ 211,338 Commodities 4,671 4,671 1,415 Contractual services 205,981 205,981 242,604 Other services 3,162 I39,316 142,478 160 Capital Outlay 701,280 701,280 2,478,602 Debt Sen'vice: Principal 90,000 90,000 85,000 Interest and fiscal charges 282,023 282,023 288,118 Total Expenditures 1,465,956 139,316 1,605,272 3,307~237 Revenues Over (Under) Expenditures 791,161 45,950 837,1 t 1 (1,435,338) Other Finnncin~ Sources (Uses'~ Operating transfer (out) to primary government (General Fund) (110,000) (110,000) (110,000) Revenues and Other Financing Sources Over (Under Expenditures and Other Financing (Uses) 681,161 45,950 727,111 (1,545,338) Fund Balances - Beginning 2,796,167 1.500 2,797,667 4,341,505 Fund Balances- Ending $ 3,477,328 $ 47,450 $ 3,524,778 $ 2,796,167 105 CITY OF PEARLAND, TEXAS Exhibit H-3 PEARLAND ECONOMIC DEVELOPMENT CORPORATION (PEDC] "- COMBINING BALANCE SHEET Seotemher 30. 2000 and 1999 EDC PEDC Totals PEDC Fixed Long Term Fund Overpass Assets Debt 2000 1999 Assets Cash and cash equivalents $ 3,263,362 $ 210,764 $ $ 3,474,126 2,794,915 Interest ruceivable 16,488 16,488 13,274 Amount to be provided for retirement of debt 4,752,620 4,752,620 4,842,619 Fixed assets 55,403 55,403 31,858 TotalAssets $ 3,279,850 $ 210,764 $ 55,403 $ 4,752,620 $ 8,298,637 $ 7,682,666 Liabilities and Equity_ Accounts payable $ 13,286 $ $ $ $ 13,286 $ 6,624 Accrued liabilities 5,398 Accrued compensated absences 7,620 7,620 7,619 Current portion ~ revenue bonds 95,000 95,000 90,000 General obligation bonds 4,650,000 4,650,000 4,745,000 Total Liabilities 13,286 4,752,620 4,765,906 4,854,641 Eauitv and Other Credits Investment in General Fixed Assets 55,403 55,403 31,858 Undesignated 3,266,564 210,764 3,477,328 2,796,167 3,266,564 210,764 55,403 3,532,731 2,828,025 Total Liabilities, Equity and Other Credits $ 3,279,850 $ 210,764 $ 55,403 $ 4,752,620 $ 8,298,637 $ 7,682,666 106 ~ CITY OF PEARLAND. TEXAS Exhibit H-4 PEARLAND ECONOMIC DEVELOPMENT CORPORATION (PEDC) COMBINING STATEMENT OF REVENUES. EXPENDITURES. Year Ended Sentember 30. 2000 with comnarative totals for the Year Ended Seotember 30. ! 999 PEDC Totals Fund Overpass 2000 1999 Revenues Sales Tax Revenue $ 1,841,918 $ $ 1,841,918 $ 1,707,193 Other Revenue 156,206 258,993 415,199 164,706 Total Revenues 1,998,124 258,993 2,257,117 1,871,899 Exnenditures Economic Development Cun'ent: Personnel 178,839 178,839 211,338 Commodities 4,671 4,671 1,415 Contractual services 205,981 205,981 242,604 Other services 3,162 3,162 160 Capital Outlay 87,901 613,379 701,280 2,478,602 Debt Service: Principal 90,000 90,000 85,000 Interest and fiscal charges 282,023 282,023 288,118 Total Expenditures 852,577 613,379 1,465,956 3,307,237 Revenues Over (under) Expenditures 1,145,547 (354,386) 791,161 (1,435,338) Other Finaneine Sources (Uses'~ Operating transfer (ou0 to primary government (General Fund) (110,000) (110,000) (l 10,000) Revenues and Other Financing Sources Over (Under) Expenditures and Other Financing (Uses) 1,035,547 (354,386) 681,161 (t,545,338) Fund Balances - Beginning 2,231,017 565,150 2,796,167 4,341,505 Fund Balances- Ending $ 3,266,564 $ 210,764 $ 3,477,328 $ 2,796,167 107 CITY OF PEARLAND, TEX~,$ Exhibit H-5 TIRZ #1 AND TIRZ #7, COMBINING BAI,ANCE SHEI~T September 30. 2000 and 1999 TI'RZ gl TIRZ #2 Total Assets and Other Debits Assets Cash and cash equivalents $ 68,536 $ 355 $ 68,891 Total Assets .. $ 68,536 $ 355 $ 68,891 Accounts payable $ $ 21,441 $ 21,441 Total Liabilities 21,441 21,441 Undesignated 68,536 (21,086). 47,450 Total Liabilities and Equity $ 68,536 $ 355 $ 68,891 CITY OF PEARLAND. TEXAS Exhibit H-6 TIRZ #1 AND TIRZ #2 COMBINING STATEMENT OF REVENUES. EXPENDITURES. AND CHANGES IN FUND BALANCE Year Ended Sentember 30, 2000 TIRZ #1 TIRZ #2 Totals Revenues Other Revenue $ 67,036 $ 118,230 $ 185,266 Total Revenues 67,036 118,230 185,266 Exuenditures Current: Other services 139,316 139,316 Total Expenditures 139,316 139,316 Revenues Over Expenditures 67,036 (21,086) 45,950 Fund Balances - Beginning 1,500 1,500 Fund Balances (Deficit) - Ending $ 68,536 $ (21,086) $ 47,450 109 CITY OF PEARLAND. TEXAS Exhibit H-7 SCHEDULE OF COMPONENT UNIT FUNDS DEBT SERVICE REOUIREMENTS TO MATURITY Sales Tax Revenue Bonds Due During Series 1997 - $5,000,000 Fiscal Year Principal Interest Due Ending Due March 1, Sept. 30, Sept. 1 September 1 Total 2001 $ 95,000 $ 274 410 $ 369,410 2002 100,000 267 570 367,570 2003 185,000 260 370 445,370 2004 200,000 247 050 447,050 2005 210,000 232 650 442,650 2006 220,000 217 530 437,530 2007 235 000 201 690 436 ~690 2008 300 000 187 590 487.590 2009 320 000 o I71,990 491 990 2010 340 000 155,030 495 030 2011 360 000 136,670 496 670 2012 385 000 117,050 502 050 2013 410 000 95,875 505 875 2014 435,000 73,325 508 325 2015 460,000 49,400 509 400 2016 490,000 25,480 515,480 Totals $ 4,745,000 $ 2,713,680 $ 7,458,680 1!0 UNAUDITED STATISTICAL SECTION 111 CITY OF PEARLAND, TEXAS GENERAL GOVERNMENTAL EXPENDITURES BY FUNCTION (1) Last Ten Fiscal Years Fiscal Year Ended General Public Public Community Sept. 30, Government Safety Works Services 1991 $ 1,286,010 $ 2,262,597 $ 1,146,406 $ 378,645 1992 1,591,133 2,467,920 2,293,754 464,376 1993 1,709,983 2,890,899 3,514,225 501,733 1994 1,831,204 3,100,156 3,312,929 777,059 1995 1,998,228 3,445,100 3,798,607 881,211 1996 2,316,013 3,865,449 4,112,939 1,185,426 1997 2,357,621 4,238,647 4,334,123 1,137,045 1998 2,834,021 5,026,554 4,925,693 1,543,440 1999 3,685,523 5,695,956 5,137,708 1,580,624 2000 3,580,693 5,944,516 5,635,397 1,762,770 (I) - Includes general governmental expenditures of the General Fund and Debt Service Fund. 112 Table I Debt Service Total $ 2,360,017 $ 7,433,675 2,361,609 9,178,792 2,547,354 11,164,194 2,254,696 11,276,044 2,044,453 12,167,599 2,430,097 13,909,924 2,451,033 14,518,469 3,273,010 17,602,718 3,209,693 19,309,504 3,064,038 19,987,414 113 CITY OF PEAR. LAND, TEXAS GENERAL GOVERNMENTAL REVENUES BY SOURCE (1) Last Ten Fiscal Years Fiscal Year Property Ended Taxes and Other Licenses Fines and Sept. 30, Penalties Taxes (2) and Permits Forfeitures 1991 $ 6,782,700 $ 1,548,190 $ 277,260 $ 257,781 1992 7,722,736 1,704,160 296,725 315,085 1993 8,094,140 1,733,901 418,577 404,857 1994 8,261,631 1,905,741 432,626 415,511 1995 8,568,140 2,166,219 339,309 415,378 1996 9,292,922 2,298,546 514,081 459,884 1997 10,472,362 2,589,918 524,197 529,152 1998 7,108,800 2,973,058 615,808 576,856 1999 8, I92,927 3,426,576 955,819 675,691 2000 9,272,373 3,697,523 1,469,799 731,959 (1) - Includes general governmental revenues of the General Fund and Debt Service Fund. (2) - Primarily City Sales taxes. 114 Table 2 Charges Inter- For Franchise governmental Other Services Fees Revenues Revenues Total $ $ 753,493 $ $ 191,434 $ 9,810,858 I, 115,488 1,077,130 37 t ,742 12,603,066 1,089,194 1,050,451 311,959 13,103,079 1,182,274 1,109,374 107,987 463,971 13,879,115 1,425,741 1,026,007 78,882 809,141 14,828,817 1,553,765 1,016,069 246,414 523,188 15,904,869 1,648,617 1,498,788 197,764 722,189 18,182,987 2,508,087 1,703,715 345,674 678,232 16,510,230 2,960,214 1,943,545 489,860 692,481 19,337,113 3,061,545 2,022,789 15,000 896,730 21,167,718 115 CITY OF PEARLAND, TEXAS ' ' PROPERTY TAX LEVIES AND COLLECTIONS (1) Last Ten Fiscal Years Fiscal Year Percent of Delinquent Ended Total Current Tax Current Taxes Tax Sept. 30, Tax Levy (2) Collections Collected Collections 1991 $ 4,604,996 $ 4,524,053 98.24 $ 87,551 1992 4,943,097 4,832,158 97.76 60,002 1993 5,218,769 5,141,839 98.53 96,234 1994 5,224,050 5,020,687 96.11 1,152 1995 5,316,625 5,229,939 98.37 63,318 1996 5,869,525 5,790,544 98.65 62,365 1997 6,343,113 6,235,954 98.31 70,983 1998 7,062,826 6,957,153 98.50 74,969 1999 8,147,473 7,992,304 98.10 96,094 2000 9,174,224 9,022,542 98.35 119,461 (l) - A property tax system was initiated in the 1970-71 fiscal year. Taxes are levied in August (or as soon thereafter as practicable) and become delinquent on February 1 of each year. The City, in accordance with Section 33.07 of the Texas Property Tax Law Annotated 1982, imposes an additional penalty of 15% beginning July I to defray cost of collection. (2) - The total tax levy has been adjusted to reflect additions to and deletions from the tax roll for prior years. 116 ~.. Table 3 Percent of Percent of Total T~x Outstanding Delinquent Total Tax Collections to Delinquent Taxes to Collections Total Tax Levy Taxes Total Tax Levy $ 4,611,604 100.14 $ 283,909 6.2 4,892,160 98.97 278,501 5.6 5,238,073 100.37 303,983 5.8 5,021,839 96.13 286,677 5.5 5,293,257 99.56 383,032 7.2 5,852,909 99.72 280,499 4.8 6,306,937 99.43 258,104 4.1 7,032,122 99.57 293,915 4.2 8,088,398 99.27 389,445 4.8 9,142,003 99.65 479,170 5.2 117 CITY OF PEARLAND, TEXAS · Table 4 ASSESSED VALUE OF TAXABLE PROPERTY Last Ten Fiscal Years Fiscal Year Ended Personal Sept. 30, Real Property Property Total 1991 $ 494,085,484 $ 81,539,040 $ 575,624,524 1992 532,082,340 94,804,820 626,887,160 1993 555,963,400 98,841,350 654,804,750 1994 593,577,620 136,752,320 730,329,940 1995 646,643,658 116,800,212 763,443,870 1996 722,600,850 121,756,997 844,357,847 1997 774,645,420 100,838,570 875,483,990 1998 857,952,469 154,096,941 1,012,049,410 1999 998,492,267 173,806,010 1,172,298,277 2000 1,145,678,437 174,353,848 1,320,032,285 Note- Assessment date is January Ist of the tax year. Assessed value is 100% of the estimated actual value. Source- Tax department records of the County. 118 CITY OF PEAR.AND, TEXAS Table 5 PROPERTY TAX RATES- DIRECT AND OVERLAPPING GOVERNMENTS Last Ten Fiscal Years Pearland Harris Harris Independent Port of County County Fiscal City of School Br~zoria Harris Houston Flood Hospital Year Pearland District County County Authority Control District 1991 0.8000 1.4752 0.3161 0.3148 0.0133 0.0619 0.1662 1992 0.8000 1.6000 0.3161 0.3218 0.0153 0.0559 0.1962 1993 0.7970 1.5320 0.3575 0.3290 0.0149 0.0559 0.1962 1994 0.7153 1.7047 0.3575 0.3385 0.0122 0.0557 0.1897 1995 0.6974 1.7050 0.3575 0.3628 0.0132 0.0625 0.1835 1996 0.6950 1.7050 0.3575 0.4068 0.0160 0.0760 0.1238 1997 0.6950 1.7685 0.4989 0.4I 87 0.0156 0.0797 0.1238 1998 0.6950 1.7767 0.4989 0.4166 0.0213 0.0800 0.1238 1999 0.6950 1.8624 0.4989 0.3703 0.0204 0.0308 0.1465 2000 0.6950 1.6500 0.5336 0.3590 0.0183 0.0617 0.2027 Note: Property Tax rates based on per $100 of assessed valuation. 119 CITY OF PEARLAND, TEXAS Table 6 PRINCIPAl, TAXPAYERS :"- Se~teraber 30. 2000 ~- 1999 Assessed Percentage of Value of Assessed Taxpayer Type of Business Property * Valuation 1 . Weatherford International Oil Field Service, Rental & Fishing Operation $ 18,679,380 1.42 2 . Houston Light & Power Utility Company 12,036,460 0.91 3 . Pearland Enclave Apts. Apartment 10,235,020 0.78 4 . Southwestern Bell Utility Company 9,374,920 0.71 Telephone Company 5 . Weatherford US LP Oil Field 6,574,300 0.50 6 . Texas Windmill Apts. Apartment 6,108,210 0.46 7 . Continental 34 Fund Ltd. Apartment 6,093,140 0.46 8 . Phillips Petroleum Co. Oil Field 6,036,120 0.46 9 . Aggreko Inc. Mobile Temperature 5,976,480 0.45 10 . Whispering Winds Apts. Apartment 5,854,140 0.44 Total ten principal taxpayers 86,968,170 6.59 Others 1,233,064,115 93.41 Total $ 1,320,032,285 100.00 Tax department records of the County. CITY OF PEARLAND. TEXAS Table 7 PROPERTY VALUE. CONSTRUCTION. AND BANK DEPOSITS Sentember 30. 2000 Fiscal Bank Property Year Construction Deposits-A Value - C 1991 $ 36,532,453 $ 181,448,579 $ 575,624,524 1992 40,648,928 175,680,243 626,887,160 1993 47,503,523 190,640,375 654,804,750 1994 50,962,332 194,173,827 730,329,940 1995 44,521,636 * 763,443,870 1996 47,357,024 * 844,357,847 1997 126,940,074 * 875,483,990 1998 95,711,203 * 1,012,049,4 i0 1999 106,475,930 * 1,172,298,277 2000 248,015,927 * 1,320,032,285 Note A- Bank deposits are as reported by Texas Bankers Associations at the preceding December 31. Note B - Inspection department records to the City. Note C - Tax department records of the City. · Information not available 121 CITY OF PEARLAND, TEXAS RATIO OF NET GENERAL LONG-TERM DEBT TO ASSESSED VALUE AND NET LONG-TERM DEBT PER CAPITA Last Ten Fiscal Years Fiscal Year Net Assessed Gross Ended Estimated · Value Long-Term Sept. 30, Population (1) (in Thousands) Debt (2) 1991 18,750 $ 1,151,496 $ 22,398,598 1992 23,016 1,268,906 23,398,361 1993 23,016 1,329,410 24,385,000 1994 27,942 1,411,711 21,765,000 1995 27,942 1,494,202 25,810,000 1996 30,000 1,563,037 24,810,000 1997 36,000 1,624,015 35,350,000 1998 37,000 1,012,049 34,820,139 1999 37,535 1,172,298 33,456,209 2000 39,000 1,320,032 30,351,250 (1) - Bureau of Statistics plus Houston Lighting and Power connections times 3.19 less vacancy rate of 6.3% (2) - Includes alt general obligation bonds, certificates of obligation, and obligations under capital leases at fiscal year end. 122 Tnble 8 RatioofNet Net Debt Service Net Long-Term Long.Term Monies Long-Term Debt to Debt Available Debt Assessed Value Per Capita $ 1,586,672 $ 20,811,926 1.81 % $ 1,110 1,792,917 21,605,444 1.70 939 1,953,703 22,431,297 1.69 975 2,036,915 19,728,085 1.40 706 2,173,995 23,636,005 1.58 846 2,435,712 22,374,288 1.43 746 2,141,816 33,208,184 2.04 922 273,742 34,546,397 3.41 934 208,324 33,247,885 2.8,~ 886 681,148 29,670,102 2.25 761 123 CITY OF PEARLAND, TEXAS Table 9 RATIO OF ANNUAL DEBT SERVICE EXPENDITURES FOR GENERAL LONG-TERM DEBT TO :'- TOTAL GENERAL GOVERNMENTAL EXPENDITURES Last Ten Fiscal Years Ratio of Fiscal lntere~ Total Debt Service Year Ended and Fiscal Total Debt General to Total Sept. 30 Principal Agent Fees Service Expenditures ( 1 ) Expenditures 1991 $ 1,157,338 $ 1,202,679 $ 2,360,017 $ 7,433,675 31.75 % 1992 1,000,237 1,361,372 2,361,609 9,178,792 25.73 1993 1,243,361 1,303,993 2,547,354 11,163,194 22.82 1994 1,100,000 1,154,694 2,254,694 11,267,042 20.01 1995 955,000 1,089,453 2,044,453 12,167,599 16,80 1996 1,010,000 1,420,097 2,430,097 13,909,924 17.47 1997 1,200,000 1,251,033 2,451,033 14,518,469 16.88 1998 1,280,000 1,993,010 3,273,010 17,586,532 18.61 1999 1,440,000 1,769,693 3,209,693 19,309,504 16.62 2000 1,605,000 1,468,461 3,073,461 19,987,414 15.38 (1) - Includes general governmental expenditures of the General Fund and Debt Service Fund. 124 CITY OF PEARLAND, TEXAS Table 10 COMPUTATION OF DIRECT AND OVERLAPPING DEBT September 30, 2000 Overlapping Gross Taxing Jurisdiction Debt Percentage Amount Brazoria County $ 28,518,942 5.41% $ 1,542,875 Harris County 785,659,545 0.05 392,830 Pearland Independent School District 97,836,973 61.77 60,433,898 Port of Houston Authority 296,600,000 0.05 148,300 Harris County Flood Control 150,409,153 0.05 75,205 Total Overlapping Debt 62,593,107 City of Pearland (1) 29,670,102 100.00 29,670,102 Total Direct and Overlapping Debt $ 92,263,209 Population 39,000 Per Capita Debt-Direct and Overlapping $ 2,365 (1) Excludes Certificates of Obligation Bonds reported in the enterprise fund and the amount available for repayment in the debt service fund. 125 CITY OF PEARLAND, TEXAS Table 11 DEMOGRAPHIC STATISTICS Last Ten Fiscal Years ' Fiscal Year Ended Estimated School Unemployment Sept. 30, Population (I) Enrollment (2) Percentage (3) 1991 18,750 6,950 2.6 1992 23,016 7,500 2.5 % 1993 23,016 7,555 3.2 % 1994 27,942 8,138 3.8 1995 27,942 8,600 3.7 % 1996 30,000 8,900 3.6 % 1997 36,000 9,300 3.9 1998 37,000 9,200 4.5 % 1999 37,535 9,500 4.6 % 2000 39,000 9,700 3.6 % SOUTCCS; (l) - Estimated Population- The Pearland Economic Development Corporation (2) - School enrollment figures were obtained from Pearland Independent School District and includes kindergarten through college students. (3) - Unemployment statistics for the City were obtained from the Texas Workforce Commission and calculated as a percentage of unemployed to employable. 126 C CITY OF PEARLAND, TEXAS Table 12 MISCELLANEOUS STATISTICAL DATA Page I of 2 September 30, 2000 Date of incorporation December 1959 Form of government Area Council/Manager 36 square miles Fire Protection: Number of stations 3 Number of certified personnel, not including reserve flreflghters 45 Number of fire vehicles 13 Police Protection: Number of stations 1 Number of commissioned officers, not including P.S.O. or reserve officers 93 Number of patrol vehicles (home fleet program) 74 Recreation: Number of parks 8 Acres 110.66 Number of pools Number of tennis courts 9 Softball fields 4 Pavilions 1 large & 4 small Community Center 1 Activity Building 1 Education: Pearland Independent School District Number of teachers 663 N umber o f students 10,224 Elementary Schools 7 Middle Schools 2 Junior Highs 2 High School I 127 CITY OF PEARLAND, TEXAS Table 12 " MISCELLANEOUS STATISTICAL DATA Page 2 of 2 September 30, 2000 City Employees: Pull-time employees 258 Part-time employees 84 342 Election: Number of votes cast Last general election 1,908 Last city election 6/3/00 Water: Number of wells 8 Average daily consumption 5,500,000 gallons Maximum daily consumption 10,000,000 gallons Water mains 180 miles Number of connections 10,780 Number of plants 3 Lift stations 65 Average daily capacity 7,750,000 gallons Maximum daily consumption 28,000,000 gallons Sanitary sewer mains 170 miles Number of connections 10,200 Emergenoy Medical Services: Number of volunteers 25 Number of paid paramedics 34 Number of stations 1 Number of vehicles 8 Library: Number of buildings 1 Number of cardholders 24,000 · Number of books in library 84,000 128 ~_