Ord. 0482 11-13-84a
CERTIFICATE FOR ORDINANCE
THE STATE OF TEXAS §
COUNTIES OF BRAZORIA AND HARRIS §
CITY OF PEARLAND §
We, the undersigned officers of the CITY OF PEARLAND, TEXAS (the
"City"), hereby certify as follows:
1. The City Council of the City convened in regular meeting on
the 13th day of November, 1984, at the regular meeting place thereof,
within the City, and the roll was called of the duly constituted offi-
cers and members of the City Council and the City Secretary, to -wit:
Tom Reid
Dennis M. Frauenberger
Charles R. Mack
Alfred E. Lentz
James E. Bost
Terry Gray
Dorothy L. Cook
Mayor
Councilman
Councilman
Councilman
Councilman
Councilman
City Secretary
and all of said persons were present, except the following absentees:
, thus constituting a quorum.
Whereupon, among other business, the following was transacted at said
meeting: a written
ORDINANCE AUTHORIZING THE ISSUANCE OF $5,000,000 CITY OF
PEARLAND, TEXAS, PUBLIC IMPROVEMENT BONDS, SERIES 1984; AND
DECLARING THAT A SPECIFIC AND IMMEDIATE PUBLIC EMERGENCY EXISTS
IN THAT PROCEEDS OF SALE OF SUCH BONDS ARE REQUIRED AS SOON AS
POSSIBLE TO ACCOMPLISH THE BOND PURPOSES FOR PROTECTION OF
LIFE, HEALTH, PROPERTY AND THE PUBLIC PEACE WITHIN THE CITY
(the "Ordinance") was duly introduced for the consideration of the City
Council and read in full. It was then duly moved and seconded that the
Ordinance be adopted; and, after due discussion, said motion, carrying
with it the adoption of the Ordinance, prevailed and carried by the
following vote:
AYES: All members of the City Council shown present above
voted "Aye".
NAYS: None.
2. That a true, full and correct copy of the Ordinance adopted
at the meeting described in the above and foregoing paragraph is
attached to and follows this certificate; that the Ordinance has been
duly recorded in the City Council's minutes of said meeting; that the
above and foregoing paragraph is a true, full and correct excerpt from
the City Council's minutes of said meeting pertaining to the adoption
of the Ordinance; that the persons named in the above and foregoing
paragraph are the duly chosen, qualified and acting officers and
members of the City Council as indicated therein; that each of the
officers and members of the City Council was duly and sufficiently
notified officially and personally, in advance, of the date, hour,
place and subject of the aforesaid meeting, and that the Ordinance
would be introduced and considered for adoption at said meeting, and
each of said officers and members consented, in advance, to the holding
of such meeting for such purpose; that said meeting was open to the
public as required by law; and that public notice of the date, hour,
place and subject of said meeting was given as required by Vernon's
Article 6252-17, as amended.
SIGNED AND SEALED this 13th day of November, 1984.
City Secretary Mayor
(SEAL)
ORDINANCE NO. 482
ORDINANCE AUTHORIZING THE ISSUANCE OF $5,000,000
CITY OF PEARLAND, TEXAS, PUBLIC IMPROVEMENT BONDS,
SERIES 1984; AND DECLARING THAT A SPECIFIC AND
IMMEDIATE PUBLIC EMERGENCY EXISTS IN THAT PROCEEDS OF
SALE OF SUCH BONDS ARE REQUIRED AS SOON AS POSSIBLE TO
ACCOMPLISH THE BOND PURPOSES FOR PROTECTION OF LIFE,
HEALTH, PROPERTY AND THE PUBLIC PEACE WITHIN THE CITY
THE STATE OF TEXAS
COUNTIES OF BRAZORIA AND HARRIS
CITY OF PEARLAND
§
§
WHEREAS, the bonds hereinafter authorized were duly and
favorably voted at an election held in the City on the 15th
day of September, 1984; and
WHEREAS, the City Council of the City has and does
hereby determine that bonds in the amount herein authorized
should now be issued and delivered in order to accomplish the
purposes for which they were voted; Now, Therefore
BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF
PEARLAND, TEXAS:
ARTICLE I
DEFINITIONS AND INTERPRETATIONS
Section 1.1: Definitions. Throughout this ordinance
the following terms and expressions as used herein shall have
the meanings set forth below:
The term "Bond" or "Bonds" shall mean any bond or all
bonds, as the case may be, of the Public Improvement Bonds,
Series 1984, authorized in this Ordinance, unless the context
clearly indicates otherwise.
The term "City" shall mean the City of Pearland, Texas.
The term "Interest and Sinking Fund" shall mean the
interest and sinking fund established by the City pursuant to
Section 5.1 of this Ordinance.
The term "Interest Payment Date", when used in connec-
tion with any Bond, shall mean September 1, 1985, and each
March 1 and September 1 thereafter until maturity or earlier
redemption of such Bond.
The term "Ordinance" as used herein and in the Bonds
shall mean this ordinance authorizing the Bonds.
The term "Owner" shall mean any person who shall be the
registered owner of any outstanding Bonds.
The term "Paying Agent" shall mean the Registrar.
The term "Record Date" shall mean, for any Interest
Payment Date, the 15th calendar date of the month next
preceding such Interest Payment Date.
The term "Register" shall mean the books of registration
kept by the Registrar in which are maintained the names and
addresses of and the principal amounts registered to each
Owner.
The term "Registrar" shall mean the First City National
Bank of Houston, Houston, Texas, and its successors in that
capacity.
Section 1.2: Interpretations. All definitions of terms
used herein and all pronouns used in this Ordinance shall be
deemed to apply equally to singular and plural and to all
genders. The titles and headings of the articles and sec-
tions of this Ordinance have been inserted for convenience of
reference only and are not to be considered a part hereof and
shall not in any way modify or restrict any of the terms or
provisions hereof. This Ordinance and all the terms and pro-
visions hereof shall be liberally construed to effectuate the
purposes set forth herein.
ARTICLE II
TERMS OF THE BONDS
Section 2.1: Purpose and Amount. The Bonds shall be
issued in fully registered form, without coupons, in the
total authorized aggregate amount of Five Million Dollars
($5,000,000) for the purpose of providing $1,500,000 FOR THE
CONSTRUCTION AND IMPROVEMENT OF THE ROADS, BRIDGES, AND
STREETS OF THE CITY, $1,500,000 FOR CONSTRUCTING IMPROVEMENTS
AND EXTENSIONS TO THE SANITARY SEWER SYSTEM OF THE CITY, and
$2,000,000 FOR CONSTRUCTING AND PERMANENTLY EQUIPPING A
PUBLIC SAFETY COMPLEX CONSISTING OF A BUILDING, OR BUILDINGS,
TO BE USED FOR POLICE, MUNICIPAL COURT AND JAIL PURPOSES FOR
THE CITY.
Section 2.2: Designation, Date, and Interest. The
Bonds shall be designated as the "CITY OF PEARLAND, TEXAS,
PUBLIC IMPROVEMENT BONDS, SERIES 1984", and shall be dated
December 1, 1984. The Bonds shall bear interest from the
later of December 1, 1984, or the most recent Interest Pay-
ment Date to which interest has been paid or duly provided
for, calculated on the basis of a 360 day year of twelve 30
day months, interest payable on September 1, 1985, and semi-
annually thereafter on March 1 and September 1 of each year
until maturity or prior redemption.
Section 2.3: Numbers, Denomination, Interest Rates and
Maturities. The Bonds shall be issued bearing the numbers,
in the principal amounts, and bearing interest at the rates
set forth in the following schedule, and may be transferred
and exchanged as set out in this Ordinance. The Bonds shall
mature, subject to prior redemption in accordance with this
Ordinance, on March 1 in each of the years and in the amounts
set out in such schedule. Bonds delivered in transfer of or
in exchange for other Bonds shall be numbered in order of
their authentication by the Registrar, shall be in the de-
nomination of $5,000 or integral multiples thereof, and shall
mature on the same date and bear interest at the same rate as
the Bond or Bonds in lieu of which they are delivered.
Bond Principal Interest
Number Year Amount Rate
R- 1 1987 $125,000
R- 2 1988 125,000 8
R- 3 1989 125,000
R- 4 1990 150,000
R- 5 1991 175,000
R- 6 1992 200,000
-2-
R- 7 1993 250,000 8
R- 8 1994 350,000 %
R- 9 1995 375,000 8
R-10 1996 500,000 %
R-11 1997 525,000 8
R-12 1998 525,000 %
R-13 1999 525,000 %
R-14 2000 525,000 %
R-15 2001 525,000 8
Section 2.4: Execution of Bonds. The Bonds shall be
signed by the Mayor of the City and countersigned by the City
Secretary of the City, by their manual, lithographed, or
facsimile signatures, and the official seal of the City shall
be impressed or placed in facsimile thereon. Such facsimile
signatures on the Bonds shall have the same effect as if each
of the Bonds had been signed manually and in person by each
of said officers, and such facsimile seal on the Bonds shall
have the same effect as if the official seal of the City had
been manually impressed upon each of the Bonds. If any
officer of the City whose manual or facsimile signature shall
appear on the Bonds shall cease to be such officer before the
authentication of such Bonds or before the delivery of such
Bonds, such manual or facsimile signature shall nevertheless
be valid and sufficient for all purposes as if such officer
had remained in such office.
Section 2.5: Authentication. Only such Bonds as shall
bear thereon either (i) the manually executed registration
certificate of the Comptroller of Public Accounts of Texas
substantially in the form provided in Section 4.2 of this
Ordinance or (ii) a certificate of authentication, substan-
tially in the form provided in Section 4.3 of this Ordinance,
manually executed by an authorized officer of the Registrar,
shall be entitled to the benefits of this Ordinance or shall
be valid or obligatory for any purpose. Such duly executed
certificate of authentication shall be conclusive evidence
that the Bond so authenticated was delivered by the Registrar
hereunder.
Section 2.6: Medium and Place of Payment. The Regis-
trar is hereby appointed as the Paying Agent for the Bonds.
The principal of the Bonds shall be payable, without exchange
or collection charges, in any coin or currency of the United
States of America, which, on the date of payment, is legal
tender for the payment of debts due the United States of
America, upon their presentation and surrender as they become
due and payable, whether at maturity or by prior redemption,
at the principal corporate trust office of the Registrar.
The interest on each Bond shall be payable by check or draft
payable on the Interest Payment Date mailed by the Registrar
on or before each Interest Payment Date to the Owner of
record as of the Record Date, to the address of such Owner as
shown on the Register.
Section 2.7: Ownership. The City, the Registrar and
any other person may treat the person in whose name any Bond
is registered as the absolute owner of such Bond for the
purpose of making and receiving payment of the principal
thereof and for the further purpose of making and receiving
payment of the interest thereon, and for all other purposes,
whether or not such Bond is overdue, and neither the City nor
the Registrar shall be bound by any notice or knowledge to
the contrary. All payments made to the person deemed to be
the Owner of any Bond in accordance with this Section 2.7
-3-
shall be valid and effectual and shall discharge the lia-
bility of the City and the Registrar upon such Bond to the
extent of the sums paid.
Section 2.8: Registration, Transfer and Exchange. So
long as any Bonds remain outstanding, the Registrar shall
keep the Register at its principal corporate trust office in
which, subject to such reasonable regulations as it may
prescribe, the Registrar shall provide for the registration
and transfer of Bonds in accordance with the terms of this
Ordinance.
Each Bond shall be transferable only upon the presenta-
tion and surrender thereof at the principal corporate trust
office of the Registrar, duly endorsed for transfer, or
accompanied by an assignment duly executed by the registered
Owner or his authorized representative in form satisfactory
to the Registrar. Upon due presentation of any Bond for
transfer, the Registrar shall authenticate and deliver in
exchange therefor, within 72 hours after such presentation, a
new Bond or Bonds, registered in the name of the transferee
or transferees, in authorized denominations and of the same
maturity and aggregate principal amount and bearing interest
at the same rate as the Bond or Bonds so presented.
All Bonds shall be exchangeable upon presentation and
surrender thereof at the principal corporate trust office of
the Registrar for a Bond or Bonds of the same maturity and
interest rate and in any authorized denomination, in an
aggregate principal amount equal to the unpaid principal
amount of the Bond or Bonds presented for exchange. The
Registrar shall be and is hereby authorized to authenticate
and deliver exchange Bonds in accordance with the provisions
of this Section 2.8. Each Bond delivered in accordance with
this Section 2.8 shall be entitled to the benefits and
security of this Ordinance to the same extent as the Bond or
Bonds in lieu of which such Bond is delivered.
The City or the Registrar may require the Owner of any
Bond to pay a sum sufficient to cover any tax or other
governmental charge that may be imposed in connection with
the transfer or exchange of such Bond. Any fee or charge of
the Registrar for such transfer or exchange shall be paid by
the City.
The Registrar shall not be required to transfer or
exchange any Bond during a period beginning at the opening of
business fifteen (15) calendar days prior to the first
mailing of a notice of redemption of Bonds and ending at the
close of business on the day of such mailing.
Section 2.9: Cancellation. All Bonds paid or redeemed
in accordance with this Ordinance, and all Bonds in lieu of
which exchange Bonds or replacement Bonds are authenticated
and delivered in accordance herewith, shall be cancelled and
destroyed upon the making of proper records regarding such
payment or redemption. The Registrar shall furnish the City
with appropriate certificates of destruction of such Bonds.
Section 2.10: Replacement Bonds. Upon the presentation
and surrender to the Registrar of a mutilated Bond, the
Registrar shall authenticate and deliver in exchange therefor
a replacement Bond of like maturity, interest rate and
principal amount, bearing a number not contemporaneously
outstanding. The City or the Registrar may require the Owner
-4-
of such Bond to pay a sum sufficient to cover any tax or
other governmental charge that may be imposed in connection
therewith and any other expenses connected therewith, in-
cluding the fees and expenses of the Registrar.
If any Bond is lost, apparently destroyed, or wrongfully
taken, the City, pursuant to the applicable laws of the State
of Texas and in the absence of notice or knowledge that such
Bond has been acquired by a bona fide purchaser, shall exe-
cute and the Registrar shall authenticate and deliver a re-
placement Bond of like maturity, interest rate and principal
amount, bearing a number not contemporaneously outstanding,
provided that the Owner thereof shall have:
(a) furnished to the City and the Registrar
satisfactory evidence of the ownership of and the
circumstances of the loss, destruction or theft of such
Bond;
(b) furnished such security or indemnity as may be
required by the Registrar and the City to save them
harmless;
(c) paid all expenses and charges in connection
therewith, including, but not limited to, printing
costs, legal fees, fees of the Registrar and any tax or
other governmental charge that may be imposed; and
(d) met any other reasonable requirements of the
City and the Registrar.
If, after the delivery of such replacement Bond, a bona fide
purchaser of the original Bond in lieu of which such replace-
ment Bond was issued presents for payment such original Bond,
the City and the Registrar shall be entitled to recover such
replacement Bond from the person to whom it was delivered or
any person taking therefrom, except a bona fide purchaser,
and shall be entitled to recover upon the security or indem-
nity provided therefor to the extent of any loss, damage,
cost or expense incurred by the City or the Registrar in
connection therewith.
If any such mutilated, lost, apparently destroyed or
wrongfully taken Bond has become or is about to become due
and payable, the City in its discretion may, instead of
issuing a replacement Bond, authorize the Registrar to pay
such Bond.
Each replacement Bond delivered in accordance with this
Section 2.10 shall be entitled to the benefits and security
of this Ordinance to the same extent as the Bond or Bonds in
lieu of which such replacement Bond is delivered.
ARTICLE III
OPTION OF PRIOR REDEMPTION
Section 3.1: Optional Redemption. The City reserves
the right, at its option, to redeem prior to maturity the
Bonds maturing on or after March 1, 1996, in whole or from
time to time in part, on March 1, 1995, or on any Interest
Payment Date thereafter at par plus accrued interest on the
Bonds called for redemption to the date fixed for redemption.
If less than all of the Bonds are redeemed within a stated
-5-
maturity at any time, the Bonds to be redeemed shall be
selected by the City.
Section 3.2: Partial Redemption. Principal amounts may
be redeemed only in integral multiples of $5,000. If a Bond
subject to redemption is in a denomination larger than
$5,000, a portion of such Bond may be redeemed, but only in
integral multiples of $5,000. Upon surrender of any Bond for
redemption in part, the Registrar, in accordance with Section
2.8 hereof, shall authenticate and deliver in exchange there-
for a Bond or Bonds of like maturity and interest rate in an
aggregate principal amount equal to the unredeemed portion of
the Bond so surrendered.
Section 3.3: Notice of Redemption. Notice of any
redemption identifying the Bonds to be redeemed in whole or
in part shall be given by the Registrar at least thirty days
prior to the date fixed for redemption by (i) sending written
notice by certified mail to the Owner of each Bond to be
redeemed in whole or in part at the address shown on the
Register and (ii) publication one time in a financial journal
or publication published in the City of New York, New York,
or in the City of Austin, Texas. Such notices shall state
the redemption date, the amount of accrued interest payable
on the redemption date, the place at which Bonds are to be
surrendered for payment and, if less than all Bonds out-
standing are to be redeemed, the numbers of the Bonds or
portions thereof to be redeemed. Any notice given as pro-
vided in this Section 3.3 shall be conclusively presumed to
have been duly given, whether or not the Owner receives such
notice. By the date fixed for redemption, due provision
shall be made with the Registrar for payment of the redemp-
tion price of the Bonds or portions thereof to be redeemed,
plus accrued interest to the date fixed for redemption. When
Bonds have been called for redemption in whole or in part and
due provision has been made to redeem same as herein provided,
the Bonds or portions thereof so redeemed shall no longer be
regarded as outstanding except for the purpose of receiving
payment solely from the funds so provided for redemption, and
the rights of the Owners to collect interest which would
otherwise accrue after the redemption date on any Bond or
portion thereof called for redemption shall terminate on the
date fixed for redemption.
ARTICLE IV
FORM OF BONDS AND CERTIFICATES
Section 4.1: Form of Bonds. The Bonds shall be in sub-
stantially the following form, with such additions, deletions
and variations as may be necessary or desirable and permitted
by this Ordinance:
(Face of Bond)
UNITED STATES OF AMERICA
STATE OF TEXAS
COUNTIES OF BRAZORIA AND HARRIS
NUMBER DENOMINATION
R- $
REGISTERED REGISTERED
CITY OF PEARLAND, TEXAS
PUBLIC IMPROVEMENT BOND, SERIES 1984
-6-
INTEREST RATE:
REGISTERED OWNER:
MATURITY DATE: ISSUE DATE: CUSIP NO.
DECEMBER 1, 1984
PRINCIPAL AMOUNT: DOLLARS
THE CITY OF PEARLAND, TEXAS (the "City") promises to pay
to the Registered Owner identified above, or registered
assigns, on the date specified above, upon presentation and
surrender of this bond at the principal corporate trust
office of the FIRST CITY NATIONAL BANK OF HOUSTON, HOUSTON,
TEXAS (the "Registrar"), the principal amount identified
above, payable in any coin or currency of the United States
of America which on the date of payment of such principal is
legal tender for the payment of debts due the United States
of America, and to pay interest thereon at the rate shown
above, calculated on the basis of a 360 day year of twelve
30 day months, from the later of December 1, 1984, or the
most recent interest payment date to which interest has been
paid or duly provided for. Interest on this bond is payable
by check or draft payable on September 1, 1985 and semi-
annually thereafter on each March 1 and September 1, mailed
to the registered owner as shown on the books of registration
kept by the Registrar as of the 15th calendar date of the
month next preceding each interest payment date.
REFERENCE IS HEREBY MADE TO THE FURTHER PROVISIONS OF
THIS BOND SET FORTH ON THE REVERSE HEREOF, WHICH PROVISIONS
SHALL HAVE THE SAME FORCE AND EFFECT AS IF SET FORTH AT THIS
PLACE.
IN WITNESS WHEREOF, this bond has been signed with the
manual or facsimile signature of the Mayor of the City and
countersigned with the manual or facsimile signature of the
City Secretary of the City, and the official seal of the City
has been duly impressed, or placed in facsimile, on this
bond.
(AUTHENTICATION CERTIFICATE) (SEAL) CITY OF PEARLAND, TEXAS
Mayor
City Secretary
(Back Panel of Bond)
THIS BOND is one of a duly authorized issue of Bonds,
aggregating $5,000,000 (the "Bonds"), issued for the purpose
of providing $1,500,000 FOR THE CONSTRUCTION AND IMPROVEMENT
OF THE ROADS, BRIDGES, AND STREETS OF THE CITY, $1,500,000
FOR CONSTRUCTING IMPROVEMENTS AND EXTENSIONS TO THE SANITARY
SEWER SYSTEM OF THE CITY, and $2,000,000 FOR CONSTRUCTING AND
PERMANENTLY EQUIPPING A PUBLIC SAFETY COMPLEX CONSISTING OF A
BUILDING, OR BUILDINGS, TO BE USED FOR POLICE, MUNICIPAL
COURT AND JAIL PURPOSES FOR THE CITY, and pursuant to an
ordinance adopted by the City Council on November 13, 1984
(the "Ordinance").
THE CITY RESERVES THE RIGHT, at its option, to redeem
the Bonds maturing on or after March 1, 1996, prior to their
scheduled maturities, in whole or from time to time in part,
in integral multiples of $5,000, on March 1, 1995, or on any
-7-
interest payment date thereafter
on the principal amounts called
fixed for redemption. Reference
complete details concerning the
Bonds.
at par plus accrued interest
for redemption to the date
is made to the Ordinance for
manner of redeeming the
NOTICE OF ANY REDEMPTION shall be given at least thirty
(30) days prior to the date fixed for redemption by certified
mail, addressed to the registered owners of each Bond to be
redeemed in whole or in part at the address shown on the
books of registration kept by the Registrar and by publica-
tion once in a financial journal or publication published in
the City of New York, New York, or in the City of Austin,
Texas. When Bonds or portions thereof have been called for
redemption, and due provision has been made to redeem the
same, the principal amounts so redeemed shall be payable
solely from the funds provided for redemption, and interest
which would otherwise accrue on the amounts called for
redemption shall terminate on the date fixed for redemption.
THIS BOND IS TRANSFERABLE only upon presentation and
surrender at the principal corporate trust office of the
Registrar, duly endorsed for transfer or accompanied by an
assignment duly executed by the registered owner or his
authorized representative, subject to the terms and condi-
tions of the Ordinance.
THE BONDS ARE EXCHANGEABLE at the principal corporate
trust office of the Registrar for bonds in the principal
amount of $5,000 or any integral multiple thereof, subject to
the terms and conditions of the Ordinance.
THE REGISTRAR SHALL NOT BE REQUIRED to transfer or
exchange any Bond during a period beginning at the opening of
business fifteen (15) calendar days prior to the first
mailing of a notice of redemption of Bonds and ending at the
close of business on the day of such mailing.
THIS BOND SHALL NOT BE valid or obligatory for any
purpose or be entitled to any benefit under the Ordinance
unless this Bond either (i) is registered by the Comptroller
of Public Accounts of the State of Texas by registration
certificate endorsed hereon or (ii) is authenticated by the
Registrar by due execution of the authentication certificate
endorsed hereon.
IT IS HEREBY CERTIFIED, RECITED AND COVENANTED that this
Bond has been duly and validly issued and delivered; that all
acts, conditions and things required or proper to be per-
formed, to exist and to be done precedent to or in the issu-
ance and delivery of this Bond have been performed, exist and
have been done in accordance with law; and that annual
ad valorem taxes sufficient to provide for the payment of the
interest on and principal of this Bond, as such interest
comes due and such principal matures, have been levied and
ordered to be levied against all taxable property in the City
within the limits prescribed by the Constitution and laws of
the State of Texas, and have been pledged irrevocably for
such payment.
Section 4.2: Registration of Bonds by State Comptroller.
Bonds No. R-1 through R-15 shall be registered by the Comp-
troller of Public Accounts of the State of Texas, as provided
by law. The registration certificate of the Comptroller of
-8-
Section 4
following
on the face of
Public Accounts shall be printed on Bonds R-1 through R-15
and shall be in substantially the following form:
COMPTROLLER'S REGISTRATION CERTIFICATE: REGISTER NO.
I HEREBY CERTIFY that this bond has been examined, cer-
tified as to validity, and approved by the Attorney General
of the State of Texas, and that this bond has been registered
by the Comptroller of Public Accounts of the State of Texas.
WITNESS MY SIGNATURE AND SEAL this
(SEAL)
xxxxxxxxxx
Comptroller of Public Accounts
of the State of Texas
.3: Form of Authentication Certificate. The
win form of authentication certificate shall be printed
each of the Bonds:
Registration Date:
AUTHENTICATION CERTIFICATE
This bond is one of the bonds
described in and delivered
pursuant to the within -mentioned
Ordinance.
FIRST CITY NATIONAL BANK OF HOUSTON
Houston, Texas
By
Authorized Officer
Section 4.4: Form of Assignment. The following form of
assignment shall be printed on the back of each of the Bonds:
ASSIGNMENT
FOR VALUE RECEIVED, the undersigned hereby sells,
assigns, and transfers unto (print or typewrite name, address,
and zip code of transferee):
(Social Security or other identifying
number: ) the within bond and all rights
thereunder, and hereby irrevocably constitutes and appoints
attorney
to transfer said bond on the books kept for registration
thereof, with full power of substitution in the premises.
DATED:
Signature Guaranteed:
Registered Owner
NOTICE: The signature on this
assignment must correspond with
the name of the registered owner
as it appears on the face of the
within bond in every particular.
Section 4.5: Opinion and CUSIP Numbers. The approving
opinion of Vinson & Elkins, Houston, Texas, and CUSIP Numbers
may be printed on the Bonds, but errors or omissions in the
printing of such opinion or such numbers shall have no effect
on the validity of the Bonds.
-9-
ARTICLE V
SECURITY AND SOURCE OF PAYMENT FOR BONDS
Section 5.1: Interest and Sinking Fund. The proceeds
from all taxes levied, assessed and collected for and on
account of the Bonds authorized by this Ordinance shall be
deposited, as collected, in a special fund to be designated
"City of Pearland, Texas, Public Improvement Bonds, Series
1984, Interest and Sinking Fund". While said Bonds or any
part of the principal thereof or interest thereon remain
outstanding and unpaid, there is hereby levied and there
shall be annually levied, assessed and collected in due time,
form and manner, and at the same time other City taxes are
levied, assessed and collected, in each year, beginning with
the current year, a continuing direct annual ad valorem tax
upon all taxable property in said City sufficient to pay the
current interest on said Bonds as the same becomes due, and
to provide and maintain a sinking fund adequate to pay the
principal of the Bonds as such principal matures but never
less than two per cent (2%) of the original principal amount
of the Bonds each year, full allowance being made for delin-
quencies and costs of collection, and said taxes when col-
lected shall be applied to the payment of the interest on and
principal of said Bonds and to no other purpose. In addi-
tion, interest accrued from the date of the Bonds until their
delivery, and premium if any, is to be deposited in such
fund.
ARTICLE VI
PROVISIONS CONCERNING SALE AND
DISPOSITION OF PROCEEDS OF BONDS
Section 6.1: Sale of Bonds. The sale of the Bonds to
(herein referred to as the "Purchaser") at the price of par
and accrued interest thereon to date of delivery, plus a cash
premium of $ J.., is hereby authorized, approved, ratified
and confirmed, subject to the unqualified approving opinion
as to the legality of the Bonds of the Attorney General of
the State of Texas, and of Vinson & Elkins, Houston, Texas,
bond counsel.
Section 6.2: Ap)roval, Registration and Delivery.
After the Bonds to be initially issued shall have been exe-
cuted, it shall be the duty of the Mayor of the City to
deliver the Bonds to be initially issued and all pertinent
records and proceedings to the Attorney General of Texas, for
examination and approval by the Attorney General. After the
Bonds to be initially issued shall have been approved by the
Attorney General, they shall be delivered to the Comptroller
of Public Accounts of the State of Texas for registration.
Upon registration of the Bonds to be initially issued, the
Comptroller of Public Accounts (or a deputy lawfully desig-
nated in writing to act for the Comptroller) shall manually
sign the Comptroller's Registration Certificate prescribed
herein to be printed and endorsed on the Bonds to be ini-
tially issued, and the seal of said Comptroller shall be
impressed, or placed in facsimile, thereon.
Section 6.3: No Arbitrage. The City certifies that
based upon all facts and estimates now known or reasonably
expected to be in existence on the date the Bonds initially
issued are delivered and paid for, the City reasonably
-10-
expects that the proceeds of the Bonds will not be used in a
manner that would cause the Bonds or any portion of the Bonds
to be an "arbitrage bond" under Section 103(c)(2) of the
Internal Revenue Code of 1954, as amended, and the regu-
lations prescribed thereunder. Furthermore, all officers,
employees and agents of the City are authorized and directed
to provide certifications of facts and estimates that are
material to the reasonable expectations of the City as of the
date the Bonds initially issued are delivered and paid for.
In particular, all or any officers of the City are authorized
to certify for the City the facts and circumstances and
reasonable expectations of the City on the date the Bonds
initially issued are delivered and paid for regarding the
amount and use of the proceeds of the Bonds. Moreover, the
City covenants that it shall make such use of the proceeds of
the Bonds, regulate investments of proceeds of the Bonds and
take such other and further actions as may be required so
that the Bonds shall not be "arbitrage bonds" under Section
103(c)(2) of the Internal Revenue Code of 1954, as amended,
and the regulations prescribed from time to time thereunder.
ARTICLE VII
MISCELLANEOUS
Section 7.1: Official Statement. The City ratifies and
confirms its prior approval of the form and content of the
Official Statement prepared for initial offering and sale of
the Bonds and hereby approves the form and content of any
addenda, supplement, or amendment thereto. The use of such
Official Statement in the reoffering of the Bonds by the
Purchaser is hereby approved and authorized. The proper
officials of the City are hereby authorized to execute and
deliver a certificate pertaining to such Official Statement
as prescribed therein, dated as of the date of payment for
and delivery of the Bonds.
Section 7.2: Provisions Concerning Registrar. (a) The
Registrar, by undertaking the performance of the duties of
the Registrar and in consideration of the payment of fees
and/or deposits of money pursuant to this Ordinance and a
Paying Agent/Registrar Agreement, accepts and agrees to abide
by the terms of this Ordinance and such Agreement. The City
hereby approves the Paying Agent/Registrar Agreement.
(b) The City reserves the right to replace the Regis-
trar or its successor at any time. If the Registrar is
replaced by the City, the new Registrar shall accept the
previous Registrar's records and act in the same capacity as
the previous Registrar. Any successor Registrar shall be
either a national or state banking institution and a corpora-
tion organized and doing business under the laws of the
United States of America or any State authorized under such
laws to exercise trust powers and subject to supervision or
examination by Federal or State authority.
Section 7.3: Further Procedures. The Mayor, and the
City Secretary and other appropriate officials of the City
are hereby authorized and directed to do any and all things
necessary and/or convenient to carry out the terms and
purposes of this Ordinance.
Section 7.4: Severability. If any Section, paragraph,
clause or provision of this Ordinance shall for any reason be
-11-
held to be invalid or unenforceable, the invalidity or unen-
forceability of such Section, paragraph, clause or provision
shall not affect any of the remaining provisions of this
Ordinance.
Section 7.5: Declaration of Emergency; Open Meeting.
It is hereby officially found and determined that this
Ordinance relates to an immediate public emergency affecting
life, health, property and the public peace, and that such
emergency and urgent public necessity exist, the specific
emergency being that the proceeds from the sale of the Bonds
are required as soon as possible so that the City may proceed
without unnecessary delay to accomplish the purposes for
which the Bonds were voted in order to further protect life,
health, property and the public peace within the City; that
such emergency and necessity require the adoption of this
Ordinance and the holding of the meeting at which this
Ordinance is adopted at the time and place held; the meeting
at which this Ordinance was adopted was open to the public,
and public notice of the time, place and purpose of said
meeting was given, all as required by Vernon's Ann. Tex. Civ.
St. Article 6252-17, as amended; and that such notice as
given is hereby authorized, approved, adopted and ratified.
Section 7.6: Effect of Ordinance. This Ordinance shall
be in force and effect from and after its passage, and it is
so ordered.
Section 7.7: Repealer. All orders, resolutions and
ordinances, or parts thereof, inconsistent herewith are
hereby repealed to the extent of such inconsistency.
PASSED AND APPROVED this 13th day of November, 1984.
/s/ Tom Reid
Mayor
CITY OF PEARLAND, TEXAS
ATTEST:
/s/ Dorothy Cook
City Secretary
CITY OF PEARLAND, TEXAS
(SEAL)
-12-