Ord. 0333 07-26-76 ORDINANCE AUTHORIZING ISSUANCE OF $195,000 CITY
OF PEARLAND, TEXAS, CERTIFICATES OF OBLIGATION,
SERIES 1976-A; RATIFYING CONTRACT OR CONTRACTS; AND
CONTAINING OTHER PROVISIONS RELATING TO THE SUBJECT
THE STATE OF TEXAS
COUNTIES OF BRAZORIA AND HARRIS
CITY OF PEARLAND
WHEREAS, the City Council of the CITY OF'PEARLAND~
"City"), authorized the publication of a notice to bidders
(the
to the effect that competitive bids would be received by the
City Council on July 12, 1976, for Durnishing mgterials and
supplies for improving the roads, bridges ~nd streevs of the
City, to-wit: (1) base material and fill; (2) hot-mix asphalt
surfacing material; and (3) bridge construction materials and
supplies, and that the City intends to issue certificates of
obligation for the p'urchase, or purchases, of such materials
and supplies; and
WHEREAS, such notice was published at the times and in
the manner required by the Constitutions and laws of the State
of Texas and of the United States of America, respectively,
particularly Article 2368a.1, Vernon's Texas Civil Statutes,
as amended; and
WHEREAS., on the date specified in said notice the City
Council caused t.he bids received to be opened and tabulated
and the following have been determined to be the lowest and
best bids:
Bidder . . ! · .a ¢ ~ ' /'
~..~iL//.,,~..,'.~?//_(-L' /~A-~/-:~:r.~.~~ (base mat. & fill)
~/ ,Y - / (hot-mix asphalt
,/~ ~_~ 'h ~ ~.~ material )
~, ~ '~ ~.... surfa 0.
~ .... ~.. ~ (bridge construc .
' ~.~ ,¥, ~.~ ~ , materials & sup. )
Amount
of Bid
and the City Council has heretofore, by resolution, determined
to accept such bids and has envered into convracts for such
materials and supplies; and
WHEREAS, it is hereby found and determined that such bids
in every respect meet the specifications mentioned in the
notice to bidders; and
WHEREAS, the said bidders elected at the time of the re-
ceipt by the City Council of such bids to assign such certifi-
cates without discount to UNDERWOOD, NEUHAUS & CO., INCORPORATED,
Houston, Texas, with whom the City Council has made provision
£or such assignment; and
WHEREAS, it is hereby found and determined that the City
Council is authorized to proceed with the issuance of said
cervificates of obligation in accordance with the ~erms and
provisions of this ordinance; ~v ~
THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY
OF PEARLAND THAT:
Section 1. The facts and recitations contained in the
preamble of this ordinance are hereby Found and declared to
be true and correct.
Section 2. The CSty Council hereby approves, ratifies,
and confirms in all respects the contracts mentioned in the
preamble of this ordinance.
Section 3. The City's negotiable certificates of obliga-
tion, to be designated CITY OF PEARLAND, TEXAS~ CERTIFICATES
OF OBLIGATION, SERIES 1976-A (hereinafter called the "Certifi-
cates''), are hereby authorized to be issued and delivered in
the principal amount of $195,000 for the purpose of evidencing
the indebtedness of the City For all or any part of the cost
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of purchasing materials and supplies for improving the roads,
bridges and streets of the City, to-wit: (1) base material
and fill; (2) hot-mix asphalt surfacing material; and (3)
bridge construction materials and supplies, including the cost
of professional services in coanection therewith, in strict
conformity with the Constitution and laws of the State of Texas,
particularly Article 2368a.1, Vernon's Texas Civil Statutes, as
amended.
Section 4. The Certific.ates shall be dated July t, 1976,
shall be numbered consecutively from 1 through 195, shall be
in the d.enomination of $1,000 each and shall mature serially
on ~/,~,~/ of each of th~ years, and in the amounts,
/ t
respectively, se forth in the following schedule:
YEAR AMOUNT YEAR
19 ~ {/~ ~do 19
19~ 19
19 19
19 19
AMOUNT
Section 5. The Certificates shall bear interest from the
date of initial delivery shown on the face of each Certificate
at the rate of ~.~ % per annum, interest payable on the dates
indicated in the FORM OF CERTIFICATE set forth in this ordinance.
Section 6. The Certificates shall be registrable both as
to principal and interest, shall be payable, and shall have
the characteristics, and shall be signed and executed (and the
Certificates shall be sealed), all as provided and in the man-
ner indicated in the FORM OF CERTIFICATE set forth in this
ordinance.
Section 7.
of the Certificate of Registration,
substantially as follows:
'The form of Certificates, including the Form
shall be, respectively,
FORM OF CERTIFICATE:
NO. $1~000
UNITED STATES OF AMERICA
STATE OF. TEXAS
COUNTIES OF BRAZORIA AND HARRIS
CITY OF PEARLAND, TEXAS
CERTIFICATE OF OBLIGATION~
SERIES /~ /~/?~
oN~~ 19~r~ , the CITY OF PEARLAND (hereinafter
called the "City"), in the Counties of Brazoria'and Harris,
in the State of Texas, promises to pay to bearer or, if this
Certificate is registered, to the.registered owner hereof,
the principal amount of
ONE THOUSAND DOLLARS
and to pay interest thereon, FROM THE DATE OF INITIAL DELIVERY
SHOWN ON THE FACE HEREOF, to bearer or, if this Certificate
is registered, to the registered owner hereof, at the rate oF
6.25% per annum, interest payable A~ l, and annually
thereafter on eac while this Certificate is out-
standing. Both the principal of and interest on'this Certifi-
cate shall be payable, without exchange or collection charges
to the owners or holders, upon presentation and, in the case
of the principal when due, surrender of this Certificate at
the PEARLAND STATE BANK, Pearland, Texas, which shall be the
paying agent-for this series of Certificates.
THIS CERTIFICATE is one of a series of negotiable, regis-
trable Certificates of Obligation, dated~*--~-- 1, numbered
-4-
from 1 through i-9~, in the denomination' of $1,000 each, aggre-
-gating~,vuv,~'~' '~ issued in accordance with the Constitution
and laws of the State of Texas, particularly Article 2368a.1,
Vernon's Texas Civil Statutes, as amended, for the purpose of
evidencing the indebtedness of the City for all or any part of
the cost of purchasing materials and supplies for improving
the roads, bridges and streets of the City, to-wit- ~'
ma ~ -~ ' ~; (~) hot-mix asphalt surfacing material)--a~d
(~3) bridge ~,~J~- mo*erialz ~ ~up~--~ic,-, including the
cost of professional services in connection therewith, and
.pursuant to an ordinance adopted by the City Council of the
City on the }?}~day of
IT IS HEREBY certified, recited, and covenanted that this
Certificate has been duly and validly authorized, issued, and
delivered; that all acts, conditions, and things required or
proper to be performed, exist, and be done precedent to or in'
the issuance and delivery of this Certificate, have been per-
formed, existed, and been done in accordance with law; that
this Certificate is a general obligation of the City, issued
on the full faith and credit thereof; that annual ad valorem
taxes sufficient to provide for the payment of the interest on
and principal of this Certificate,.as such interest comes due
and such principal matures, have been levied and ordered to
be levied against all taxable property in the'City and have'
been pledged irrevocably for such payment within the limits
prescribed by law; that this Certificate shall be a debt of
the City wiBhin the meaning of Article XI, Sections 5 and
of the Constitution of Texas; and that, when delivered, ~his~
-5-
Certificate shall be deemed:and construed (i) to be a "Security"
within the meaning of Chapter 8, Investment -Securities, Uniform
Commercial Code (Chapter 785, Acts of the 60th Legislature,
Regular Session, 1967),-and (ii) to be a general obligation of
the City within the meaning of Chapter 784, Acts of the 61st
Legislature of Texas, Regular Session, 1969.
THIS CERTIFICATE shall be transferable by delivery unless
registered as to principal in the owner's name upon books of
the City to be kept for that purpose at the office of the City
Secretary of the City, the registrar, such registration to be
noted hereon. After such registration, no transfer of this
Certificate shall be valid unless made on said books at the
request of the registered owner hereof, or his duly authorized
agent, and similarly noted hereon; but this Certificate may be
discharged- from registration by being in like manner transferred
to bearer, whereupon transferability by delivery shall be re-
stored; and this Certificate may again and from time to time
be registered or made payable to bearer as before.
IN WITNESS WHEREOF, this Certificate.of Obligation has
been signed by the Mayor of the City and countersigned by the
City Secretary of the City, and the official seal of the City
has been duly impressed, or placed in facsimile, on this Cer-
tificate.
DATE OF INITIAL DELIVERY OF THIS CERTIFICATE:
COUNTERSIGNED:
xxxxxxxxxx
City Secretary
City of Pearland, Texas
(SEAL)
xxxxxxxxxx
Mayor
City of Pearland, Texas
-6-
CERTIFICATE OF REGISTRATION:
IT IS HEREBY CERTIFIED that, at the request of the holder
of the within Certificate, I have this day registered it as to
principal in the name of such holder as indicated in the regis-
tration blank below, on the books kept by me for such purpose.
The principal of and interest on this Certificate shall be pay-
able only to the registered holder named in the below registra-
tion blanks. If the last transfer recorded on the books of
the Registrar and~ in the below registration blank shall be to
bearer, the principal
be payable to bearer,
respects negotiable..
Name of
Registered Holder
and interest of this Certificate shall
and~such Certificate shall be in all
Date of
R~$istration
Signature of
City Secretary
(Re$istrar)
~ Section 8. A special fund or account, to be designated
the "City of Pearland, Texas, Certificates of Obligation,
Series 1976-A, Interest and Sinking Fund" (hereinafter calied
.the "Interest and. Sinking Fund"), is hereby created and shall
be established and maintained by the City at an official de-
pository bank of the City. The Interest and Sinking Fund shall
be kept separate and apart from all other funds and'accounts'of
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the City and shall be used only for paying the interest on and
principal of the Certificates. AlL ad valorem taxes levied and
collected for and on account of the Certificates shall be de-
posited, as collected, to the credit
Fund. During each year while any of the
standing and unpaid, the City Council of
of the Interest and Sinking
Certificates are out-
the City shall compute
and ascertain a rate and~amount of ad valorem tax which will be
sufficient to raise and produce the money required to pay the
interest on the Certificates as such interest comes due'and to
provide and maintain a sinking fund adequate to pay the principal
of the Certificates as such principal matures but never less than
2%~ of the original principal amount of the Certificates asa
sinking fund each year; and said tax shall be based on the latest
approved tax rolls of the City~ with £ull allowance being made
for tax ~elinquencies ~nd the cost of tax collection. Said rate
and amount of ad valorem tax are hereby levied, and are hereby
ordered to be levied, against all taxable property in the City
for each year while any of the Certificates are outstanding and
unpaid; and said tax shall be assessed'and collected each such
year and deposited to the credit of the Interest and Sinking
Fund. Said ad valorem taxes sufficient to provide for the PaY-
ment of the~interest on and principal of the Certificates, as
such interest comes due and such principal matures, are hereby
pledged irrevocably for such payment within the limits prescribed
by law.
Section 9. Claims in0urred for the purposes set forth in
Section ~ hereof may be funded and exchanged for a like total
principal amount of Certificates, and any amount in excess of
the principal amoun~ of Certificates delivered at any one time
may be paid in cash or carried forward to a subsequent exchange,
or exchanges, of claims
Certificates authorized
except pursuant to a further ordinance, or ordinances,
adopted by this City Council.
for Certificates. However, none of the
by this ordinance shall be delivered
to be
Section 10. The Mayor and all other appropriate officers
of the City are hereby authorized and directed to do any and
all things necessary or
of this ordinance.
upon
convenient to carry out the provisions
Section 11. This ordinance shall take effect immediately
its passage on second reading.
Section 12. It is hereby officially found and determined
that the need of the City for such financing creates an emer-
gency and an urgent public necessity for the holding, at the
scheduled time, of the meeting of the City Council at which
this ordinance is adopted and for the adoption of this ordi-
nance; and the NOTICE OF MEETING relating to said meeting and
heretofore posted by the City Secretary, and the posting
thereof, are hereby authorized, approved, adopted and ratified.
PASSED AND APPROVED this 26th day of July, 1976.
CITY OF PEARLAN~, TEXAS
(SEAL)
-9-
THE STATE OF TEXAS
COUNTIES OF BRAZORIA AND HARRIS
CITY OF ~PEARLAND
The City Council of the City of Pearland, Texas, convened
in regular meeting, open to the public, on the 12th day of
July, 1976, at the City Hall, and the roll was called of the
duly constituted officers and members of the City Council and
the City Secretary of the City, to,wit:
Carlton McComh
Tom Reid
Cecil W. Griffin
Harry Farley
Terry Gray
Benny J. Frank
Dorothy L. Cook
Mayor
Councilman and
Mayor Pro Tem
Councilman
Councilman
Councilman
Councilman
City Secretary
and all of said pers~gs~were present, except the following ab-
sentees: ~Q~F~ · · ,
thus constituting a quorum. Whereupon, among other business,
the following was transacted at said meeting: a written ordi-
nance entitled:
ORDINANCE NO. 333
ORDINANCE AUTHORIZING ISSUANCE OF $i95,000 CITY
OF PEARLAND, TEXAS, CERTIFICATES OF OBLIGATION,
SERIES 1976~A; RATIFYING CONTRACT OR CONTRACTS; AND
CONTAINING OTHER PROVISIONS RELATING TO THE SUBJECT
(the "Ordinance") was duly introduced for the consideration
of the City Council and reviewed in full. It was then duly
moved and seconded that the Ordinance be passed; and, after
due discussion, the motion, carrying with it the passage of
the Ordinance, prevailed and carried by the following vote:
AYES:
All members of the City Council shown
present above voted "Aye".
NOES: None.
The Mayor thereupon announced that the Ordinance had been duly
and lawfully adopted on second and final reading. The Ordi-
nance thus adopted follows:
Section 7. The form of Certificates, including the form
of the Certificate of Registration, shall be, respectively,
substantial-ly as follows:
p,/~ FORM OF CERTIFICATE:
NO. $1,000
UNITED STATES OF AMERICA
STATE OF TEXAS
COUNTIES OF BRAZORIA AND HARRIS
CITY OF PEARLAND, TEXAS
CERTIFICATE OF OBLIGATION
SERIES 1~76-A
~$?~ ~ 19. the CITY OF PEARLAND (herein-
ON
after called the "City"), in the Counties of Brazoria and
Harris, in the State of Texas, promises to pay to bearer or,
if this Certificate is registered,
hereof, the principal amount of
and to pay interest
to the registered owner
ONE THOUSAND DOLLARS
thereQn, FROM THE DATE OF INITIAL DELIVERY
SHOWN ON THE FACE HEREOF, to bearer or, if this Certificate
is registered, to the registered owner hereof, at the rate of
~.~9'~% per annum, interest payable ~~ , 19~, and
s~~ thereafter on eac.h ~ ~
while this Certificate is outstanding. Both the prifl~ipal o.f
and interest on this Certificate shall be. payable, without
exchange or collection charges to the owners or holders, upon
presentation and, in the case of the principal~when due, sur-
render of this Certificate at the PEARLAND STATE BANK, Pearland,
Texas, which shall be the paying agent for this series of Cer-
tificates..
THIS CERTIFICATE is one of a
trable Certificates of Obligation,
series of negotiable~ regis-
dated July 1, 1976, numbered
-4-
from 1 through 195, in the denomination of $1,000 each, aggre-
gating $195,000, issued in accordance with 6he Constitution
particularly Article 2368a.1,
as amended, for the purpose of
the City for all or any part of
and laws of the State of Texas,
Vernon's Texas Civil Statutes,
evidencing the indebtedness of
the cost of purchasing materials and supplies for impro¥ing
the roads, brid~es and streets of the City, to-wiv: (1) base
material and fill; (2) hot-mix asphalt surfacing material~ and
cosy of professional services in
pursuant to an ordinance adopted
City on the 12th day of July,
IT IS HEREBY certified,
bridge construction materials and supplies,
including the
therewith, and
Councit of the
connection
by the City
1976.
recited, and covenanted that this
Certificate has been duly and validly authorized, issued, and
delivered; that all acts, conditions, and things required o~
proper ~o be performed, exist, and be done precedent to or in
the issuance and delivery of this Certificate, have been per-
formed, existed, and been done in accordance with law; that
this Certificate is a general obligation of the City, issued
on the full faith and credit thereof; that annual ad valorem
taxes sufficient ~o provide for the payment of the interest on
and principal of this Certificate, as such interest comes due
and such principal matures, have been levied and ordered ~o
be levied against all taxable property in the City and have
been pledged irrevocably for such payment within the limits
prescribed by law; that this Certificate shall be a debt of
the City within the meaning of Article XI, Sections 5 and 7
of the Constitution of Texas; and that, when delivered, this
Certificate shall be deemed and construed (i) to be a '~Security'~
within the meaning of Chapter 8, Investment Securities, Uniform
(Chapter 785, Acts of the 60th Legislature,
Commercial Code
Regular Session, 1967), and (ii) to be a general
the City within the meaning of Chapter 784, Acts
Legislature of Texas, Regular Session, 1969.
THIS CERTIFICATE shall be transferable by delivery
obligation of
of the 61st
unless
registered as to principal in the owner's name upon books of
the City to be kept For that purpose at the office of the City
Secretary of the City, the registrar, such.registration to be
noted hereon. After such registration, no transfer of this
Certificate shall be valid unless made on said books at the
request of the registered owner hereof, or his duly authorized
agent, and similarly noted hereon; but this Certificate may be
discharged From registration by being in like manne~ transferred
to bearer, whereupon transferability by delivery shall be re-
stored; and this Certificate may again and from time to time
be registered or made payable to bearer as before.
IN WITNESS WHEREOF, this Certificate of Obligation has
been signed by the Mayor of'th~ City and countersigned by the
City Secretary of the City~ and the official seal of the City
has been duly impressed, or placed in facsimile, on this Cer-
tificate.
DATE OF INITIAL DELIVERY OF THIS CERTIFICATE:
COUNTERSIGNED:
XXXXXXXXXX
City Secretary
City of Pearland, Texas
(SEAL)
XXXXXXXXXX
Mayor
City of Pearland, Texas
-6-
CERTIFICATE OF REGISTRATION:
IT IS HEREBY CERTIFIED that, at the request of the holder
of the within Certificate, I have this day registered it as to
principal in the name of such holder as indicated in the regis-
below, on the books kept by me for such purpose.
of and interest on this Certificate shall be pay-
tration blank
The principal
able only to the registered
tion blanks. If the last transfer recorded on the books of
the Registrar and in the below registration blank shall be to
bearer~ the principal and
be payable to bearer, and
respects negotiable.
holder named in the below registra-
interest of this Certificate shall
such Certificate shall be in all
Signature of
City SecreTary
(Registrar)
Name of Date of
Registered Holder Registration
Section 8. A special fund or account, to be designated
the "City of ?earland, Texas, Certificates of Obligation~
Series 1976-A, Interest and Sinking Fund" (hereinafter called
the '~Intsresv and Sinking Fund"),
be established and maintained by
pository bank of the City. The
be kept separate and apart from
is hereby created and shall
the City at an official de-
Interest and Sinking Fund shall
all other funds an~ accounts of
the City
principal of the Certificates. Ail
collected for and on account of the
and shall be used only for paying the interest on and
ad valorem taxes levied and
Certificates shall be de-
posited, as collected, to the credit of the Interest and Sinking
Fund. During each year while any of the Certificates are out-
standing and unpaid, the City Council of the City shall compute
and ascertain a rate and amount of ad valorem tax which will be
sufficient vo raise and produce the money required to pay the
interest oH the Certificates as such interest comes due and to
provide and maintain a sinking fund adequate to pay the principal
of the Certificates as such principal matures but never less than
2% of the original princi~al amount of the Certificates as a
sinking fund each year; and said tax
approved tax rolls of the City, with
for
shall be based on the latest
full allowance being made
tax delinquencies and the cost of tax collection. Said rate
and amount of ad valorem tax are hereby levied, and are hereby
ordered to be levied, against all taxable property in the City
for each year while any of the Certificates are outstanding and
unpaid; and said tax shall be assessed and collected each such
year and deposited to the cre@it of the Interest and Sinking
Fund. Said ad valorem taxes sufficient to provid~ for the pay-
ment of the interest on and principal of the Certificates, as
such interest comes due and such principal matures, are hereby
pledged irrevo2ably For such payment within th~ limits p~escribed
by law.
Section 9. Claims incurred for the purposes set forth in
Section 3 hereof may be funded and exchanged for a like total
principal amount of Certificates, and any amount in excess of
-8-
Section 11.
upon its passage
Section 12.
that the need of
the principal amount of Certificates delivered at any one time
may be paid in cash or carried forward to a subsequent exchange,
or ~xchanges, of claims for Certificates. However, none of the
Certificates authorized by this ordinance shall be delivered
except pursuant to a further ordinance, or ordinances, to be
adopted by this City Council.
Section 10. The Mayor and all other appropriate officers
of the City are hereby authorized and directed to do any and
all things necessary or convenient to carry out the provisions
of this ordinance.
This ordinance shall take effect immediately
on second reading.
It is hereby officially found and determined
the City for such financing creates an emer-
gency and an urgent public necessity for the holding, at that
scheduled time, of the meeting of the City Council at Which
this ordinance is adopted and for the adoption of this ordi-
nance; and the NOTICE OF MEETING relating to said meeting and
heretofore posted by the City Secretary, and the posting
thereof, are hereby authorized, approved, adopted and ratified.
PASSED AND APPROVED this ~ day of ~j~, 1976.
ATTEST:
City Secretary
CITY OF PEARL^ND, TEXAS
(SEAL)
Mayor
CITY OF PEARLAND,. TEXAS
CERTIFICATE FOR ORDINANCE AUTHORIZING ISSUANCE OF $195,000
CITY OF PEARLAND, TEXAS, CERTIFICATES OF OBLIGATION,
SERIES 1976-A; RATIFYING CONTRACT OR CONTRACTS; AND
CONTAINING OTHER PROVISIONS RELATING TO THE SUBJECT
THE 'STATE OF TEXAS
COUNTIES OF BRAZORIA AND HARRIS
CITY OF PEARLAND
We, the undersigned ,officers of the CITY OF PEARLAND,
TEXAS (the "City"), do hereby certify as follows:
me
Officers
and that
That we are the duly chosen, qualified and acting
of the City for. the offices shown below our signatures
as such we are familiar with the facts herein certified.
2. That there is attached to and follows this c~rtificate
an excerpt of proceedings from the minutes of a m~eting of the
City Council of the City (the "City Council") which is a true,
full and complete excerpt of all proceedings from the minutes of
the City Council pertaining to the adoption of the ordinance de-
scribed therein; and that the persons named in such excerpt as
the officers and members of the City Council or as office~s of
the City are the duly chosen, qualified and acting officers and
members as indicated therein.
3. That a true and complete copy of the ordinance (the
"Ordinance"), as adopted at the meeting described in such excerpt
from the minutes, is attached to and follows such excerpt.
4. That the Ordinance has been duly and lawfully adopted
by the City Council and that the Mayor bf the City has approved,
and hereby approves, the Ordinance; that the Mayor and the City
Secretary of the City have duly signed and attested the Ordinance
and each, respectively, hereby declares that the signing of this
certificate shall also constitute the signing of the Ordinance
for all purposes; and that the Ordinance, as signed, has been
duly recorded in the minutes of the City Council for such meeting.
5. That each of the officers and m&mbers of the City
Council was duly and sufficiently notified officially and per-
sonally, in advance, of the date, hour, place and subject of
such meeting of the City Council, and that the Ordinance would
be introduced and considered for passage at such'meeting, and
each of such officers and members consented, in advance, to the
holding of such meeting to consider and act upon such subject.
6. That written notice of the meeting of the City Council
described in the excerpt from the minutes was posted in the form
and manner required by law; and that such meeting was open to the
public as required.by law at all times during which the Ordinance
and the subJeqt matter thereof were~discusse~, considered and
formally acted upon, all as required by the Open Meetings Act,
Article 6252-17, Vernon's Texas Civil Statutes, as amended.
SIGNED AND SEALED this 26th day 9~ July, 1976.