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R2009-147 - 2009-11-23 RESOLUTION NO. R2009 -147 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF PEARLAND, TEXAS, AMENDING THE CITY'S EMPLOYEE HANDBOOK. BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF PEARLAND, TEXAS: Section 1. That the City Council hereby amends the City's Employee Handbook in accordance with Exhibit "A" attached hereto. PASSED, APPROVED, AND ADOPTED this 23 day of November, A.D., 2009. 1 TOM REID MAYOR ATTEST: Y NG LO'RFING, �I t CITY SECRETARY 0 APPROVED AS TO FORM: DARRIN M. COKER CITY ATTORNEY Exhibit "A" Resolution No. R2009 -147 DRAFT CHAPTER 2 SECTION 2.12 A= 40 EMPLOYMENT AMERICANS WITH F POLICIES AND DISABILITIES ACT PRACTICES PROVISIONS Purpose To ensure compliance with the Americans with Disabilities Act, the City offers equal employment opportunities to qualified individuals and strictly prohibits discrimination against qualified individuals on the basis of disability. The City will employ and will not discriminate against persons with a disability or regarded as having such impairment as defined by the Americans with Disabilities Act of 1990, as amended. The following definitions shall be applicable to this policy: A. Disability shall mean with respect to an individual: 1. with a physical or mental impairment that substantially limits one or more major life activities of such individual; 2. with a record of such an impairment; or 3. being regarded as having such an impairment. B. The determination of whether an impairment substantially limits a major life activity shall be made without regard to the ameliorative effects of mitigating measures such as: 1. medication, medical supplies, equipment; 2. use of assistive technology; 3. reasonable accommodations or auxiliary aides or services; or 4. learned behavioral or adaptive neurological modifications. The City prohibits discrimination against a qualified individual on the basis of disability. The City will not deny employment opportunities on the basis of the need to provide reasonable accommodation for the individual's physical or mental impairments, unless it would cause an undue hardship Page 1 of 2 Section 2.12 to the City or constitute a threat to the safety of the disabled person or other persons. Individuals with disabilities requiring accommodations should notify the Director of Human Resources. The City requests sufficient notice, when possible, to give time to arrange the accommodation. If the City receives any medical information about an employee or employee's family member, it shall be forwarded confidentially to the Human Resources department, which will maintain a confidential medical records file for each employee. Medical records include any documents where medical details are supplied. For example, a request for sick leave is not generally a medical record, unless it contains details from the employee or health care provider about the nature of the illness. Such file will be secured, both physically and electronically, and kept separate from the employee's personnel file. Access to the confidential medical records shall be limited except on a "need to know" basis. Employees who have a complaint involving potential violations of the Americans with Disabilities Act, including but not limited to harassment, discrimination, or failure to provide a reasonable accommodation, must immediately report such complaint to the Human Resources Department. Such individuals will not be subject to retaliation for requesting accommodation or because of complaints about the denial of reasonable accommodation. Page 2 of 2 Section 2.12 DRAFT CHAPTER 4 SECTION 4.05 A TIME -OFF FAMILY AND A 5 BENEFITS MEDICAL LEAVE General Provisions In accordance with the Family and Medical Leave Act, the City of Pearland will grant job protected unpaid family and medical leave to eligible employees for up to 12 weeks per 12 -month period for any one or more of the following reasons: A. In order to care for a child following the child's birth, adoption, or placement in foster care with the employee; 1. Leave must be taken within the 12 -month period following the child's birth or placement with the employee; 2. If married spouses both work for the City of Pearland, their total leave in any 12 -month period may be limited to an aggregate of 12 weeks if the leave is taken for the birth or placement of a child. B. In order to care for an immediate family member (spouse, child, or parent) of the employee if such immediate family member has a serious health condition; C. The employee's own serious health condition that makes the employee unable to perform the functions of his /her position; or D. The employee must attend to a qualifying exigency arising out of the fact that the employee's spouse, child, or parent is on federal call or impending federal call to active Reserves, National Guard, or Retired Armed Forces or Retired Reserve, in support of a contingency operation. When the application for military family leave is because of a qualifying exigency due to the service member's active duty, the application should state Page 1 of 12 Section 4.05 the nature of the relationship of the employee to the service member and the employee shall attach the application for leave verifications of the service member's call -up or active duty and the reason for the request. If not immediately available, the employee shall provide the verification as soon as practicable. If unable to provide verification, the City of Pearland may deny FMLA designation for the leave. However, the City of Pearland retains the right, in its sole discretion, to designate any leave as FMLA leave retroactively. Service member Family Leave Eligible employees who are the spouse, child, parent or next of kin of a covered Service member are entitled to up to 26 weeks of leave during a single 12 -month Service member Period (for a total of 26 weeks if combined with other FMLA leave), to care for such Service member who incurred a serious injury or illness in the line of active duty in the Armed Forces. Available leave not taken during the 12- month Service member Period, which begins on the first day of leave is taken, will be forfeited. No more than 26 weeks of leave may be taken in a single 12 -month Service member Period, and no additional extended leaves may be taken in other years for the same injury or illness. If married spouses both work for the City of Pearland, their total Service member Family Leave may be limited to an aggregate of 26 weeks. Definitions A. "12 -Month Period" means a 12 month period measured forward from the date an employee's first FML leave begins. B. "12 -Month Service member Period" means a single 12 -month period measured forward from the first day Service member Family Leave is taken. C. "Spouse" means a husband or wife as recognized under Texas law for purposes of marriage, including common law marriage, but does not include unmarried domestic partners. Page 2 of 12 Section 4.05 D. "Child" means a child either under 18 years of age, or 18 years or older who is incapable of self -care because of a mental or physical disability. An employee's "child" is one from whom the employee has actual day -to -day responsibility for care and includes a biological, adopted, foster of step child. E. "Parent" means a biological parent of an employee or an individual who stood in place of a parent to an employee when the employee was a child. F. "Next of Kin" means the nearest blood relative of a Covered Service member. G. "Active Duty" means duty under a call or order to active duty during contingency operation. H. "Contingency Operation" means a military operation designed by the U.S. Secretary of Defense as an operation in which members of the armed forces are or may become involved in military actions, operations, or hostilities against an enemy of the United States or against an opposing military force, or which results in the call or order to active duty of members of the uniformed services during a war or national emergency declared by the President or Congress. I. "Covered Service Member" means a member of the Armed Forces, including a member of the National Guard or Reserves, who is undergoing medical treatment, recuperation, or therapy, or is on the temporary disability retired list for a serious injury or illness incurred in the line of active duty and which may render the member medically unfit to perform the duties of the member's military position. Page 3 of 12 Section 4.05 J. "Qualifying Exigency" includes: 1. Short- notice deployment: notification of a call to active duty in support of a contingency operation seven or fewer days from date of deployment. 2. Military events and related activities: (a) To attend an official ceremony, program or event sponsored by the military that is related to active duty or call to active duty; (b) To attend family support programs and briefings sponsored or promoted by the military, military service organization, or American Red Cross that are related to active duty or call to active duty. 3. Childcare and School Activities: Leave may be taken for a child in order to: (a) Arrange for alternate childcare; (b) Provide childcare on an urgent, immediate need basis; (c) Enroll or transfer the child to a new school or daycare facility; (d) Attend meetings with staff at school or daycare facility. 4. Financial and Legal Arrangements: (a) To make or update financial or legal arrangements to address the covered military members' absence while on duty or call to active duty status; (b) To act as the covered military member's representative to obtain, arrange, or appeal military service benefits while the member is on active duty or call to active duty status, and for 90 days following termination of active duty status. Page 4 of 12 Section 4.05 5. Counseling: To attend counseling for oneself, the military member, or child when the need for such counseling arises from the active duty or call to active duty status of the covered military member. 6. Rest and recuperation: to spend up to five days with a military member who is on short-term, temporary rest and recuperation leave during the period of deployment. 7. Post deployment activities: To attend arrival ceremonies, reintegration events, and any other official ceremony or program sponsored by the military for the approximately 90 -day period following termination of active duty or death of the Service member while on active duty. 8. Additional activities related to the call to active duty otherwise agreed to by the employer and employee. K. "Serious Health Condition" means an illness, injury, impairment, or a physical or mental condition that involves 1. Inpatient care (overnight stay); 2. Incapacity requiring absence from work for more than three (3) calendar days and that involves continuing treatment by a health care provider: 3. Continuing treatment by a health care provider for a chronic or long -term health condition that is incurable or which, if left untreated, would likely result in a period of incapacity of more than three (3) calendar days; or 4. Prenatal care by a health care provider. L. "Continuing Treatment" means 1. Two or more visits to a health care provider within 30 days of the commencement of the incapacity; or Page 5 of 12 Section 4.05 2. Two or more treatments by a health care practitioner on referral from, or under the direction of, a health care provider within 30 days of the commencement of the incapacity; or 3. A single visit to a health care provider within seven days of the commencement of the incapacity that results in a regimen of continuing treatment. Coverage and Eligibility To be eligible for family /medical leave an employee must have worked for the City of Pearland for at least 12 months total and have worked at least 1250 hours over the previous 12 -month period. Intermittent of Reduced Leave An employee may take intermittently (a few days or a few hours at a time) or on a reduced leave schedule. The employee may be required to transfer temporarily to a position with equivalent pay and benefits that better accommodates recurring periods of leave. An employee may not take intermittent leave following the birth or placement of a child except at the discretion of the City of Pearland. The City Manager and Human Resources must approve intermittent leave following the birth or placement of a child. Use of Paid Leave An employee will be required to use accrued paid leave (including paid vacation, sick leave, compensatory time and workers' compensation) for any part of a family /medical leave. When an employee has used all of his or her accrued paid leave, the employee may request an additional period of unpaid leave so that the total paid and unpaid leave provided equals 12 weeks (or 26 weeks if combined with Service member Family Leave time). Page 6 of 12 Section 4.05 Employee Notice Requirement A. An employee must give 30 days notice in the event of a foreseeable leave. A "Request for Family /Medical Leave" form should be completed by the employee and returned to Human Resources. In unexpected or unforeseeable situations, an employee should provide as much notice as is practicable, followed by the completed form. The notice must indicate that (1) the employee is unable to perform the functions of the job or that a covered family member is unable to participate in regular daily activities; (2) the anticipated duration of the absence; and (3) whether the employee intends to visit a health care provider or is receiving continuing treatment. B. If an employee fails to give 30 days notice of foreseeable leave with not reasonable excuse, leave may be denied until 30 days after the employee provides notice. C. When planning medical treatment, an employee must make a reasonable effort to schedule the leave so as not to unduly disrupt the City's /Department's operations. D. In the event of leave to attend to a qualifying exigency, the employee shall provide as much notice as is reasonable and practical under the circumstances. E. An employee must complete a "Return to Work Certification" form before he /she can be returned to active status. If an employee wishes to return to work prior to the expiration of a family or medical leave of absence, notification must be given to the employee's supervisor at least five (5) working days prior to the employee's planned return. Employer Notice Requirements A. Notice of Eligibility Rights: Within five (5) days after the employee requests leave or after the City learns the leave may Page 7 of 12 Section 4.05 be for an FMLA qualifying reason, Human Resources will provide written notice stating whether the employee is eligible for FMLA leave, and if not eligible, at least one reason why. Supervisors will notify Human Resources as soon as possible but no later than the next business day of any employee requesting leave. B. Notice of Designation of Leave: Within five (5) days after the employee requests leave or after the City learns the leave may be for an FML- qualifying reason, Human Resources will provide a written notice stating whether leave is available, and notifying the employee how much leave has been designated as FMLA leave, and how much leave remains. For an unspecified leave, Human Resources will update the notification every 30 days as to how much leave was designated in the prior month, how much was rejected, and how much leave remains. If any part of the requested leave is not designated as FML leave, Human Resources will provide written notice of and reason for denial. Medical Certification A. Certification of Serious Health Condition: For leaves taken because of the employee's or a covered family member's serious health condition, the employee must submit a completed "Physician or Practitioner Certification" form and return the certification to Human Resources. Medical certification must be provided by the employee within 15 days after requested. The certification must state the date on which the health condition commenced, the probable duration of the condition, and the appropriate medical facts regarding the condition. If the employee fails to provide adequate certification within this time period, Human Resources will inform the employee, in writing, what additional information is necessary and will allow the employee at least seven days to correct the certification. The City may delay leave until such certification is produced. In the case of medical emergency, the employee must submit certification as soon as is reasonably possible. If the employee is needed to care for a spouse, child, or parent, Page 8 of 12 Section 4.05 the certification must so state along with an estimate of the amount of time the employee will be needed. If the employee has a serious health condition, the certification must state that the employee cannot perform the functions of his /her job. B. The City May Require Second Opinion: The City of Pearland may require a second or third opinion (at its own expense), periodic reports on status and intent to return to work, and a fitness- for -duty report to return to work. C. Certification Related to Active Duty or Call to Active Duty: The employee requesting leave related to a family member's active duty or call to active duty shall provide supporting documentation of such status issued by the applicable Armed Services branch. D. Certification for Extended Service member Family Leave: Employees requesting extended Service member Family Leave must provide documentation of the injury, recovery or need for care, such as the military medical information, orders for treatment, or other official Armed Forces communication showing that the injury or illness was incurred on active military duty and renders the member medically unfit to perform military duties. An employee requesting Leave must submit a verifying medical certification from a physician providing: (1) the date on which the serious health condition commenced, (2) the probable duration of the condition, (3) appropriate medical facts regarding the condition and its duration; and, (4) that the covered service member is medically unfit to perform the duties of the member's office, grade, rank, or rating. If medical certification is not immediately available, the certification may be submitted within 30 days. An attachment from the Department of Defense for the injured service member should also be included with medical certification, when possible. If not immediately available, the City of Pearland may, in its sole discretion, permit the eligible employee to commence an FMLA leave; however, required certification must be provided within five (5) business days or the City of Pearland may deny FMLA Page 9 of 12 Section 4.05 designation to the leave. However, the City of Pearland, in its sole discretion, retains the right to designate any leave as FMLA leave retroactively. E. Confidentiality of Medical Records: Documentation related to the employee's or family member's medical condition will be held in strict confidence and maintained n the employee's medical records file. Effect on Benefits A. An employee granted a leave under this policy will continue to be covered under the City's group health insurance plan with the same conditions as if the employee had been continuously employed during the leave period. B. Employee contributions will be required either through payroll deduction or by direct payment to the City. The employee will be advised in writing at the beginning of the leave period as to the amount and method of payment. Employee contribution amounts are subject to any change in rates that occurs while the employee is on leave. C. If an employee's contribution is more than 30 days late, the City may terminate the employee's insurance coverage. D. If the employee fails to return from unpaid leave for reasons other than (1) the continuation of a serious health condition of the employee or a covered family member or (2) circumstances beyond the employee's control (certification required within 30 days of failure to return for either reason), the City will seek reimbursement from the employee for the portion of the premiums paid by the City on behalf of that employee (employer contribution) during the period of leave. E. An employee is not entitled to seniority or benefit accrual during periods of unpaid leave, but will not lose benefits already Page 10 of 12 Section 4.05 accrued prior to the start of the leave. Paid time off does not accrue while on unpaid leave. Job Protection A. If the employee returns to work within 12 weeks following a family /medical leave (or 26 weeks if combined with Service member Family Leave), he /she will be reinstated to his /her former position or an equivalent position in terms of pay, benefits, status and authority. B. The employee's restoration rights are the same as they would have been had the employee not been on leave. If the position would have been eliminated or the employee would have been terminated but for the leave, the employee does not have the right to reinstatement upon return from leave. C. If the employee fails to return to work by the previously agreed upon date, in absence of further communication, he /she will be considered to have abandoned the job and will subject the employee to immediate termination unless an extension has been granted. An employee who requests an extension of family leave or medical leave due to the continuation, recurrence or onset of his /her own serious health condition, or of the serious health condition of the employee's spouse, child, or parent, must submit a request for an extension, in writing, to Human Resources at least (10) working days prior to the start of the requested extension period or as soon as the employee realizes that he /she will not be able to return at the expiration of the leave period. D. The City of Pearland cannot guarantee an employee will be returned to his or her original job. The City Manager, Human Resources, and the Legal Department will make a determination as to whether a position is an "equivalent position "Highly compensated employees" or "key employees" are defined by the FMLA as salaried, eligible employees who are among the highest paid 10 percent of the employer's Page 11 of 12 Section 4.05 employees within 75 miles of the facility where the employee works. E. Employees on Family and Medical Leave may not perform work for any other employer during that leave. Failure to comply with this rule shall result in termination. Unlawful Actions and Enforcement of FMLA Rights It is unlawful for the City of Pearland to interfere with, restrain, or deny the exercise of FMLA rights, or to discharge or discriminate against anyone for opposing such unlawful practices or for participating in a proceeding relating to FMLA. An employee may file a complaint with the Department of Labor's Wage and Hour Division or may bring a private lawsuit against an employer for violating his /her rights under the FMLA. Page 12 of 12 Section 4.05 DRAFT --totr4 CHAPTER 6 SECTION 6.08(a) T E X A S CONDUCT DRUG FREE WORKPLACE PURPOSE The City of Pearland recognizes that alcohol and /or drug use increases risk of accidents, decreased productivity, and medical expenditures. Therefore, the City has a vital interest in maintaining a safe and efficient working environment. In order to achieve this environment, City employees are prohibited from reporting to work or work related activities under the influence of drugs and /or alcohol. Participation in the Drug Alcohol program is a requirement of each employee and is a condition of employment. The City of Pearland maintains a zero tolerance policy. City employees will be subject to testing and submission to and passing tests are a condition of employment. This policy applies to all employees and job applicants. No part of this policy is intended to conflict in any way with the regulations set forth by the DOT. If there is a conflict, D.O.T. employees are responsible to follow the City's D.O.T. policy. A. Prohibited Activities The following acts are prohibited and employees who commit these acts shall be subject to immediate separation from City employment. 1. Consumption of illegal drugs at any time. 2. Abuse or misuse of prescription or over the counter (OTC) medication. Page 1 of 10 Section 6.08(a) 3. Consumption of alcohol: a. While on duty (includes hours worked and breaks) b. Four hours prior to reporting to work. c. Eight hours following an accident (or until tested). d. During on -call status. e. While wearing city apparel or uniforms. 4. Operating a City vehicle or equipment or conducting City business while impaired by drugs or under the influence of alcohol is prohibited. 5. The use or possession of alcohol or illegal drugs in a City vehicle (whether on or off duty) is prohibited. 6. Unlawful manufacturing, distribution, dispensing, possessing or using controlled substances in the workplace. Employees attending social functions in conjunction with a training and /or conference may consume a moderate amount of alcoholic beverages if the function does not involve the use of a City vehicle and the employee's conduct does not reflect poorly upon the City. B. Testing to be performed Drug testing is conducted by analyzing an employee's urine specimen at a certified lab. The City may utilize other or additional testing methods if, in the City's opinion, other methods may yield accurate results. Alcohol testing will be conducted by breath analysis. Testing will be conducted for prohibited drugs and drug metabolites in the following circumstances: Pre Employment Random Post Accident Reasonable Suspicion The following prohibited drugs will be tested for: Marijuana (THC) Opiates Phencyclidine (PCP) Cocaine Amphetamines Page 2 of 10 Section 6.08(a) Any Other Controlled /Illegal Substances Testing for alcohol will be conducted in the following circumstances: Post Accident Reasonable Suspicion Random Pre employment 1. Pre Employment Testing All applicants (including part time and seasonal) are subject to pre employment testing. Any applicant who refuses the pre employment test or yields a "positive" result will not be considered for employment. If a pre employment test is cancelled by an MRO for any reason, the applicant will be required to take another one with a verified negative result within 24 hours. All employment offers are contingent upon passing a drug screen (i.e., verified negative result). A verified negative result must be obtained before an employee begins employment. Applicants, who were tested more than 90 days prior to beginning of employment, must have a new pre employment test performed with a verified negative result. 2. Random Employees in positions requiring CDLs or in safety sensitive positions are subject to random testing. Random testing selections are made using a scientifically valid method (computer based random number generator) and are spread reasonably throughout all periods of the calendar year (all days and hours of operation). Each employee subject to this policy will have an equal chance of being tested each time random selections are made. Dates and times for random testing are unannounced and spread reasonably throughout the calendar year. The Human Resources Benefits Coordinator will be the Designated Employer Representative (DER) for the City and will ensure all testing is conducted as required. Human Resources will notify Supervisors when an Page 3 of 10 Section 6.08(a) employee has been randomly selected. Upon notification, the Supervisor will ensure the employee proceeds to the testing site as soon as possible. An employee's refusal to submit to the random test when notified, or failure to report to the lab within one (1) hour, will be considered a test refusal. 3. Reasonable Suspicion A reasonable suspicion drug or alcohol test will be conducted when a Supervisor or City official has reason to believe that an employee is under the influence of alcohol or drugs. Supervisors who observe the employee must document all observations, conversations, etc., related to the incident. Reasonable suspicion must be based on specific, contemporaneous, and particular observations concerning the appearance, behavior, speech, and /or body odors of the employee. Unless the supervisor directly observes the possession, consumption or inhalation of alcohol or drugs, a second City supervisor or director must also be notified and concur in the employee's supervisor's reasonable suspicion before testing can be compelled. Characteristics indicating reasonable suspicion may include, but are not limited to: Abnormal or erratic behavior; Inconsistent work quality and lowered productivity; Physical symptoms such as glassy or bloodshot eyes, slurred speech, unsteady gait, poor coordination or reflexes; Deteriorating personal appearance, hygiene, and ability to get along with co- workers; Odor of alcohol, marijuana, or other illegal substances; On-the-job injury or accident (see post accident portion of this policy); Direct observation of alcohol /drug use or possession; A motor vehicle accident Page 4 of 10 Section 6.08(a) Reasonable suspicion testing for alcohol must be administered within eight (8) hours after observation; otherwise attempts to administer the test will cease and documented why the test was not administered. Reasonable suspicion testing for drugs should be conducted as soon as practicable but no later than 24 hours after observation; otherwise attempts to administer the test will cease documenting why the test was not administered. Employees being ordered for reasonable suspicion testing will be transported to the testing facility by either their direct supervisor, another supervisor from the same division /department or the department director. The employee will not be allowed to drive themselves. If an event giving rise to reasonable suspicion occurs after normal business hours, the supervisor will transport the employee directly to the City's designated facility for testing. The City will make arrangements to have the employee transported home after the testing is complete. While waiting for the results of a reasonable suspicion test, an employee will be placed on administrative leave pending the outcome of the tests and any investigation. The employee will not return to the workplace until they have been authorized to do so by the Benefits Coordinator, the Human Resources Director or their direct Supervisor. An employee who refuses to submit to a reasonable suspicion test will be considered insubordinate (please refer to the Test Results section for more information). If this situation arises, the employee will be verbally advised that successful drug /alcohol screens are a condition of employment. If an employee requests the option to resign prior to taking a reasonable suspicion alcohol /drug test, they may be allowed to do so. However, they will not be eligible for benefits and will not be considered for re- employment. Page 5 of 10 Section 6.08(a) 4. Post Accident Testing All City employees who are involved in motor vehicle, equipment or injury accidents /incidents while in the course and scope of their employment, are subject to post accident drug /alcohol testing. All employees must remain readily available for testing after an accident. An employee refusing to submit to a post accident alcohol /drug test will be considered insubordinate. Employees whose behavior could have contributed to the accident will also be tested. Because of potential exposure to liability post accident testing will be conducted under City Policy. Any employee involved in motor vehicle, equipment or injury accidents /incidents while in the course and scope of their employment will be required to submit to a drug /alcohol test. Post Accident Alcohol Testing Time Limits Post Accident testing for alcohol must be administered as soon as practicable but no later than eight (8) hours after the accident; otherwise attempts to administer the test will cease and why the test was not administered will be documented. An employee will not return to duty or perform job functions until a verified negative alcohol result is received. Post Accident Drug Testing Time Limits Post Accident testing for drugs must be conducted as soon as practicable but no later than 24 hours after the incident; otherwise attempts to administer the test will cease and why the test was not administered will be documented. An employee will not return to duty or perform job functions until a verified negative drug result is received. Post accident testing may be delayed while the employee assists in resolution of the accident or receives medical attention following the accident. Page 6 of 10 Section 6.08(a) C. Test Results Test results will be classified as Negative, Positive, or Test Refusal: Negative Verified negative result is acceptable for drug testing. For alcohol, a verified test result below 0.04 is acceptable. Positive Per City policy, all tests producing positive results will result in termination. The following test results will constitute a positive result: o Verified positive result for drugs. o Verified BAC (Breath Alcohol Content)> 0.04. Test Refusal Per City policy, the submissions to alcohol and drug testing is a condition of employment, a refusal to submit to appropriate testing will be considered insubordination. Test refusals are considered as positive test results and will result in termination of employment. An employee will be deemed to have refused to take an alcohol /drug test if: o They fail to appear for a test within a reasonable time, as defined by the employer. o They fail to remain at the testing site until the testing process is complete. o They fail to provide a breath or urine specimen as required. o They fail to permit an observed or monitored collection specimen when required. o They fail to provide a sufficient amount of volume with no valid medical explanation. o They fail or decline to take an additional drug /alcohol test as directed by the employer or collector. o They fail to undergo a medical exam or evaluation when required. o They fail to cooperate with any part of the testing process (i.e., refusal to empty pockets, wash hands, remove hat, etc.). o The MRO reports the presence of a verified adulterated or substituted test result. o They refuse to sign Step 2 of the Alcohol Test Form (ATF). Page 7 of 10 Section 6.08(a) o They leave the scene of an accident without just cause prior to submitting to a test. Positive drug test will be reviewed by the Medical Review Officer (MRO) who will contact the employee and conduct an interview to determine if there is an alternative medical explanation for the positive test result. If the employee provides appropriate documentation and the MRO determines there is a legitimate medical use of the substance, the test result will be reported to the City as negative. D. Notification of Test Results The City's testing facility will notify the City of any negative results. The MRO will notify the employee and the City of any verified positive results. E. Retesting the following outcomes will result in retesting: Test Result Outcome Negative Dilute (creatinine Retest will be done unobserved level is 5 mg /di) Negative Dilute (creatinine Retest will be done under direct level is between 2 -5 mg /di observation Fatal flaw rejected Retest will be done under direct observation Invalid result (without Retest will be done under direct medical explanation) observation Primary is positive Retest will be done under direct adulterated /substituted observation and split is unavailable or invalid Primary is positive and Test is considered cancelled split test fails to reconfirm F. Consequences Employees, whose test result is positive for drugs or alcohol, will be immediately placed on administrative leave pending verified results and any decision regarding disciplinary action. The City of Pearland has a "zero" tolerance policy and employees with positive test results will be Page 8 of 10 Section 6.08(a) terminated under City policy. An employee who violates this policy will not be considered for re- employment. An employee who is tested and has an alcohol concentration of .02 to 0.39 will not be permitted to perform job functions for a minimum of twenty -four (24) hours and will be disciplined under City Policy. If a tested employee has an alcohol concentration of .04 or greater they will be terminated. G. Prescription and Over the Counter (OTC) Medications Some prescriptions and OTC medications may adversely affect an employee's ability to perform their job safely. The employee is responsible for discussing their job duties with their physician. The physician is responsible for evaluating the employee's ability to safely perform their job duties. Employees who are medically disqualified from performing their job duties while taking medication will immediately notify their supervisor and the Benefits Coordinator or Director of Human Resources. All employees are required to notify their supervisor when taking any prescription or non prescription medication that may interfere with the safe performance of their job duties. The supervisor may either temporarily re- assign them or place them on sick leave. Re- assignment is not to be considered a permanent appointment and is to be temporary in nature with a specific ending date. Failure to comply may result in disciplinary action up to and including termination of employment. Employees should read all warning labels for OTC medications and should seek alternatives to those that indicate they affect mental functioning, motor skills, or judgment. Employees are encouraged to seek assistance from their physician or pharmacist in identifying alternative medications or treatments. Employees should never misuse OTC medicines by taking them longer or in higher doses than the label recommends. Some medicines may interact with food and beverages, as well as with health conditions such as diabetes, kidney disease, and high blood pressure. Employees must read the warning labels to find out what foods or situations to avoid when taking the medication. If employees are taking more than one OTC Page 9 of 10 Section 6.08(a) medication, compare the active ingredients. Employees should not take two medicines with the same active ingredients unless instructed by their physician or other healthcare professional. H. Employee Admission of Drug /Alcohol Use An employee who admits to alcohol misuse or drug use must do so in accordance with the policy and the City's Employee Assistance Program (EAP); provided the employee may not self identify in order to avoid the testing requirements of this policy. The employee must make the admission prior to performing a job function (prior to reporting to duty). After admission, the employee may not perform their job function until the City is satisfied that the employee has been evaluated and has successfully completed educational and treatment requirements. A drug and alcohol abuse evaluation expert, i.e., an EAP professional, SAP, or a qualified drug and alcohol counselor will determine successful completion. Prior to the employee resuming their job duties, the employee must undergo a return to duty alcohol test with a result of less than 0.02 and /or a return to duty drug test with a negative test result. I. Confidentiality All information relating to alcohol or drug testing will be protected by the City of Pearland as confidential unless disclosure is otherwise authorized by law or authorized in writing by the employee. All results will be maintained in a confidential file within the Human Resources Department. J. Record Retention Drug /Alcohol testing results will be maintained under this policy by the Human Resources Department for three (3) years as the law allows. K. Contact Questions regarding this policy should be directed to the Benefits Coordinator at 281 652 -1617 or Human Resources at 281 652 -1656. Page 10 of 10 Section 6.08(a) DRAFT CHAPTER 6 SECTION 6.08(b) T F A CONDUCT DRUG AND ALCOHOL POLICY DOT PURPOSE The City of Pearland recognizes that drug and alcohol abuse increases risk of accidents; decreased productivity, and medical expenditures. Therefore, the City has a vital interest in maintaining a safe and efficient working environment. In order to achieve this environment, City employees are prohibited from reporting to work or work related activities under the influence of drugs and /or alcohol. Participation in the Drug Alcohol Program is a requirement of each employee and is a condition of employment. The City of Pearland employs persons in positions that are regulated by the U.S. Department of Transportation (DOT). City employees who drive a commercial motor vehicle requiring a Commercial Driver's License (CDL) as a part of their duties are subject to alcohol and drug testing as mandated by DOT, Federal Motor Carrier Safety Administration (FMCSA), and Federal Transit Administration (FTA), and as outlined in this policy. The City will comply with the regulations set forth by the DOT. In order to assure compliance with related regulations, employees are to defer to 49 CFR, Parts 40, 382, and 655 of the DOT regulations regarding testing, test administration, etc. This policy applies to all employees and job applicants of positions within the City of Pearland that are designated as DOT regulated positions. An employee is considered to be performing a safety sensitive function during any period in which he/ she is actually performing, Page 1 of 16 Section 6.08(b) ready to perform, or immediately available to perform any safety sensitive function and includes all times in which an employee begins to work or is required to be in readiness to work (i.e., during on -call status) until the time he /she is relieved from all responsibility for performing work. The City's designation of positions determined to be in DOT regulated positions are determined by the job title and function. Generally, positions requiring Commercial Drivers License (CDL) pursuant to the FMCSA or the FTA are subject to DOT provisions. This policy is in addition to, not in lieu of, the provisions of the City's Drug and Alcohol Policy. DOT tests will be separate from non -DOT tests in all respects. DOT tests take priority and will be conducted and completed before a non -DOT test. Testing procedures that ensure accuracy, reliability, and confidentiality of results will be followed pursuant to DOT regulations. A. Prohibited Activities- The following acts are prohibited and employees who commit these acts shall be subjected to immediate separation from City employment: 1. Consumption of illegal drugs at any time. Employees may be tested anytime they are on -duty; off duty use may result in an on -duty positive drug test. 2. Consumption of alcohol: a. Four hours prior to performing a safety- sensitive function. b. Eight hours following an accident. c. While on call. d. Blood alcohol concentration of 0.04 or greater when performing a safety- sensitive function. 3. Unlawful manufacturing, distributing, dispensing, possessing or using controlled substance in the workplace. Page 2 of 16 Section 6.08(b) B. Testing to be performed Drug testing is conducted by analyzing an employee's urine specimen at a lab certified by the U.S. Department of Health and Human Services. The employee will provide a specimen in a location that affords privacy. The "collector" divides the specimen into two bottles (known as "split specimen in the presence of the donor, seals and labels it, completes a chain of custody form, and prepares the specimen and accompanying paperwork for shipment to a drug testing laboratory. Upon verification of a positive test result, the MRO will notify the employee of the right to have the split specimen tested within 72 hours. The testing of the split specimen will be conducted at the expense of the employee. Testing will be conducted for prohibited drugs and drug metabolites in the following circumstances: Pre Employment Random Return to Duty/ Follow- Up Post Accident Reasonable Suspicion The following prohibited drugs will be tested for: Marijuana (THC) Opiates Phencyclidine (PCP) Cocaine Amphetamines Page 3 of 16 Section 6.08(b) Testing for alcohol will be conducted via breath analysis in the following circumstances: Random Post Accident Reasonable Suspicion Return to duty /Follow -up Whenever the term "drug," "drugs," or "controlled substances" are used in this policy, it is in reference to the substances listed above. The City will not test for any other substances under this policy. The City may, however, test for other controlled substances pursuant to its general Drug and Alcohol Policy. 1. Pre- Employment Testing- All applicants for employment (including part-time and seasonal) are subject to pre- employment testing. a. If a pre employment test is cancelled for any reason, the applicant will be required to take another with a verified negative result. All employment offers are contingent upon passing a drug screen with a negative result and before performing safety sensitive job duties. b. Pre employment tests are also required when employees are promoted, demoted, or transferred into a DOT regulated position. c. Previous Employer information the City is required, with the applicant's written consent, to obtain information from previous DOT regulated employers for the past two years prior to the date of application, promotion, or transfer. The City will ask the previous employer for alcohol test results of 0.04 or greater, verified positive drug test results, Page 4 of 16 Section 6.08(b) refusals to test including verified adulterated or substituted drug test results), and any other violation of DOT drug and alcohol testing regulations. The City will obtain and review the information prior to hiring. The City will also ask the applicant if they tested positive, or refused to test on any pre employment drug or alcohol test administered by an employer to which the employee applied during the past two (2) years. If the person admits to such a conduct, the applicant will not be hired or if they are a currently employee, they will be not permitted to perform safety- sensitive functions. If the person refuses to provide the City with the required written consent, they will not be hired or if they are currently employed, will not be permitted to perform safety sensitive functions. d. If the previous employer's response is not obtained within 30 days, the employee will not be allowed to perform DOT functions unless there is documentation of good faith efforts. Evidence of successful completion of a rehabilitation program must be provided from an applicant who previously failed a DOT drug test. The City will maintain a written, confidential record of the information it obtains and /or the good faith efforts it made to obtain the information and will retain it for a minimum of three (3) years. 2. Random Random testing selections are made using a scientifically valid method (computer based random number generator) and are spread reasonably throughout all periods of the calendar year (all days and hours of operation). Each employee subject to this policy will have Page 5 of 16 Section 6.08(b) an equal chance of being tested each time random selections are made. The number of employees randomly selected will be in accordance with applicable DOT regulations. Each employee randomly selected for testing will be tested during the selection period. Each employee selected for random testing must proceed to the test site immediately after notification. If the employee is performing a safety- sensitive function at the time of notification, the City will ensure that the employee ceases to perform the safety- sensitive function and proceeds to the testing site within one (1) hour. Refusal to submit to random testing when notified or failure to report to the designated lab within one (1) hour will be considered a test refusal. The Benefits Coordinator will be the Designated Employer Representative (DER) for the City of Pearland and will ensure all testing is conducted as required. 3. Reasonable suspicion A reasonable suspicion test will be conducted if trained supervisor has reason to believe that an employee is in violation of this policy and the trained supervisor completes the "Supervisor's Checklist for Reasonable Suspicion" form. The reasonable suspicion must be based on specific, contemporaneous, and particular observations concerning the appearance, behavior, speech, and /or body odors of the employee. a. Reasonable suspicion alcohol testing is permitted only if the reasonable suspicion observation is made during, just before, or just after, the period of the work day the employee is required to be in compliance with this policy. If reasonable suspicion alcohol testing cannot be administered within two (2) hours after observation, a written statement Page 6 of 16 Section 6.08(b) explaining why the test was not promptly administered must be given to the Director of Human Resources. If reasonable suspicion alcohol testing cannot be administered within eight (8) hours after the observation, the City will cease attempts to administer the test and document why the test was not administered. b. Reasonable suspicion drug testing will be conducted as soon as practicable but no later than 24 hours after the reasonable suspicion observation. If the employee is not tested within 24 hours, the supervisor must submit a written report documenting the reason why to the Director of Human Resources. c. Employees being ordered for reasonable suspicion testing will be transported to the testing facility by either their direct supervisor, another supervisor within the department or their director. The employee will not be allowed to drive themselves. If a reasonable suspicion occurs after hours, the supervisor will transport the employee directly to the City's designated facility for testing. The City will make arrangements to have the employee transported home after the testing is complete. d. If a DOT regulated employee refuses to submit to a reasonable suspicion test, they will be verbally advised that successful drug /alcohol tests are a condition of employment. e. While waiting for the results of a reasonable suspicion test, an employee will be placed on Page 7 of 16 Section 6.08(b) administrative leave with pay pending the outcome of the test and subsequent investigation. The employee should not return to the work place until they have been contacted by the Benefits Coordinator or their direct supervisor advising them to do so. 4. Post Accident Testing In accordance with DOT 49 CFR, Parts 40, 382, and 655, DOT regulated employees will be tested following applicable incidents /accidents. Post accident testing will include alcohol and drug testing. When considering DOT post accident testing, all covered employees whose performance could have contributed to the accident will be tested (dispatcher, mechanic, passenger, etc). Employees must remain readily available for testing after an accident. An employee will not return to duty or perform safety sensitive job functions until a verified negative alcohol and drug result is received. An employee refusing a post accident test will be considered a test refusal. a. Post accident testing will be conducted in accordance with DOT 49 CFR, Part 655.44 Regulations (FTA), if: There is a fatality One or more of the vehicles suffer disabling damage that requires a tow away from the site (disabling damage is damage that prevents the vehicles from leaving the scene in its usual manner, in daylight, after simple repairs.) An individual requires immediate medical treatment away from the scene. Page 8 of 16 Section 6.08(b) Please refer to City policy Post Accident guidelines for more testing requirements. b. Post accident testing will be conducted in accordance with DOT 49 CFR, Part 382.303 Regulations (FMCSA), if: There is a fatality The City driver/ operator is issued a citation within 8 to 32 hours of the occurrence due to a violation arising from the accident, tests will be performed if: An individual requires immediate medical treatment away from the scene. One or more of the vehicles suffer disabling damage that requires a tow away from the site (disabling damage is damage that prevents the vehicles from leaving the scene in its usual manner, in daylight, after simple repairs.) Please refer to City policy Post Accident guidelines for more testing requirements. c. Time Limits 1) DOT Alcohol Post Accident Time Limits- Test should be performed as soon as possible, but no later than eight (8) hours following the accident. Post accident testing is stayed while the employee assists in the resolution of the accident or receives medical attention following the accident. If alcohol testing cannot be performed within two (2) hours, the reason for delay must be documented and efforts must continue to administer the test. If Page 9 of 16 Section 6.08(b) alcohol testing cannot be performed with in eight (8) hours, all attempts should cease and documented as to the reason for the test failure. 2) DOT Drug Post Accident Time Limits- Test should be performed as soon as possible but no later than thirty -two (32) hours following the accident. Post accident testing is stayed while the employee assists in resolution of the accident or receives medical attention following the accident. If the drug testing cannot be performed with in the required time, all attempts should cease and documented as to the reason for the test failure. 5. Return to Work a. If an employee is on leave for 90 days or more, they are required to have a pre employment test completed and passed prior to returning to duty. b. Applicants who were tested more than 90 days prior to performing safety- sensitive duties must have a new pre employment test performed and passed before performing safety- sensitive duties. C. Test Results All Drug test results will be reviewed and interpreted by a Medical Review Officer (MRO) before they are reported to the City of Pearland. When a positive result is received, the MRO will contact the employee and conduct an interview to determine if there is an alternative medical explanation for the drug(s) found in their urine specimen. If the employee provides appropriate documentation and the MRO Page 10 of 16 Section 6.08(b) determines there is a legitimate medical use of the prohibited drug(s), the test will be reported to the City as negative. Test results will be classified as Negative, Positive or Test Refusal: Negative a verified negative result is acceptable for drug testing. For alcohol, a verified test result below 0.04 is acceptable (per DOT regulations). Positive The following test results will constitute a positive result: Verified positive result. Verified BAC (Breath Alcohol Content) >0.04. Test Refusal Test refusals are considered positive tests results. An employee is considered to have refused to take an alcohol /drug test if: They fail to appear for a test within a reasonable time, as defined by the employer. They fail to remain at the testing site until the testing process is complete. They refuse or fail to provide a breath or urine specimen as required. They fail to permit an observed collection specimen when required. They fail to provide sufficient amount of volume with no valid medical explanation. They fail or decline to take an additional drug /alcohol test as directed by the employer or collector. They fail to undergo a medical exam or evaluation when required. Page 11 of 16 Section 6.08(b) They fail to cooperate with any part of the testing process (i.e. refusal to empty pockets, wash hands, remove hat, are confrontational). MRO verification of a test as adulterated or substituted. They refuse to sign Step 2 of the Alcohol Test Form (ATF). They leave the scene of an accident without just cause prior to submitting to a test. Although there are no consequences under DOT regulations for a DOT regulated employee to refuse a non -DOT test, such a refusal may warrant termination of employment under the City's general Drug and Alcohol policy. D. Notification of Test Results the City will notify applicants of verified positive test results in writing. The City will notify an employee of the results of random, reasonable suspicion, and post- accident drug tests if the results are verified positive, and also which controlled substance(s) are verified positive. The City will also make reasonable efforts to notify any employee who tested positive but is unreachable by the MRO. They will be notified to contact the MRO within 72 hours. E. Retesting- the following outcomes will result in retesting: Test Result Outcome Negative Dilute (creatinine level is Retest will be done unobserved 5 mg /dl) Negative Dilute (creatinine level is Retest will be done under direct between 2 -5 mg /dl) observation Fatal Flaw rejected Retest will be done under direct observation Invalid result (without medical Retest will be done under direct explanation) observation Page 12 of 16 Section 6.08(b) Primary is positive adulterated/ Retest will be done under direct substituted and split is observation unavailable or invalid Primary is positive and split test Test is considered Cancelled fails to reconfirm Primary is adulterated/ Test is considered cancelled substituted and split fails to confirm adulteration/ substitution Primary is positive and split fails Test primary for adulteration to confirm but is adulterated F. Consequences Employees who are found to be positive of drug /alcohol substance will be immediately removed from performing safety sensitive functions. 1. An employee who is tested and has a an alcohol concentration of .02 to 0.39 will not be permitted to perform safety sensitive functions for a minimum of twenty- four (24) hours and will be disciplined under City Policy. If a tested employee has an alcohol concentration of .04 or greater, they will be terminated and receive referral to a SAP. 2. Employees and applicants with positive results will be provided with information regarding Substance Abuse Professionals (SAPs). 3. An employee's refusal to submit to random testing when notified, or failure to report to the lab within one (1) hour, will be considered a test refusal. All test refusals (under DOT regulations) are considered positives and will be terminated from employment under City Policy. Page 13 of 16 Section 6.08(b) 4. An employee's refusal to submit to reasonable suspicion testing will be considered a test refusal. All test refusals (under DOT regulations) are considered positives and will be terminated from employment under City Policy. The date the test refusal occurs will be the final work day of the employee and they will not be eligible for discretionary benefits. 5. Applicants who refuse to test or who yield a positive test result, will not be considered for employment. G. Prescription and Over the Counter (OTC) medications Some prescriptions and OTC medications may adversely affect an employee's ability to perform their job safety. Employees are responsible for discussing their job duties with their physician, expressly if they are a DOT regulated employee. For more guidelines on OTC medications, please refer to the City Drug and Alcohol Policy. An employee shall not report for duty requiring the performance of safety sensitive functions if they use any controlled substance except when the use is pursuant to the instructions of a licensed medical practitioner who has advised the employee that the substance will not adversely affect the employee's ability to safely operate a commercial motor vehicle. H. Employee Admission of Drug /Alcohol Use An Employee who admits to alcohol misuse or drug use must do so in accordance with the City's Drug and Alcohol policy, provided the employee may not self identify in order to avoid the testing requirements of this DOT Policy. The employee must make the admission prior to performing a safety sensitive function (prior to reporting to duty). After admission the employee may not perform a safety sensitive function until the City is satisfied that the employee has been evaluated and has successfully completed Page 14 of 16 Section 6.08(b) educational and treatment requirements. A drug and alcohol abuse evaluation expert, i.e. an EAP professional, SAP, or qualified drug and alcohol counselor will determine successful completion. Prior to the employee performing safety sensitive functions, the employee must undergo a return to duty alcohol test with a result of Tess than 0.02 and /or a return to duty drug test with a negative test result. I. Confidentiality All information relating to alcohol or drug testing will be protected by the City of Pearland as confidential unless otherwise required by law or authorized in writing by the employee. All results will be maintained in a confidential file within the Human Resources Department. 1. Records will be released to subsequent employers with a written request from the covered employee. Without the employee's written consent, records must be released only to those who are authorized under DOT rules. 2. City employees who make a reasonable suspicion observation or who witness an accident must also maintain confidentiality. Breach of confidentiality relating to test results, or any other related matters, will likely result in disciplinary action, up to and including termination of employment. J. Records Retention The City will maintain records under this policy as mandated by DOT regulations. K. Education and Training Per DOT regulations, DOT regulated employees will receive 60 minutes of training on the effects and consequences of prohibited drug use on personal health, safety, and work environment, and the signs and symptoms that may indicate prohibited drug use. Page 15 of 16 Section 6.08(b) DOT Supervisors and /or employees authorized by the employer to make reasonable suspicion determinations will receive 60 minutes of training on the physical, behavioral and performance indicators of probable drug use and 60 minutes of training on the physical and behavioral, speech, and performance indicators of probable alcohol misuse. Supervisors must also be trained in the proper procedures for confronting and referring the employee for testing. This training will be conducted /coordinated by Human Resources. L. Contact Questions regarding this policy should be directed to Benefits Coordinator at 281 652 -1617. Page 16 of 16 Section 6.08(b) Agenda Request Addendum For November 23, 2009 Council Meeting Below is additional information as to what is changed from the current policy items on the agenda. The information is listed as it appears on the agenda request. Section 2.12 Current Proposed Title Disabilities Americans with Disabilities Act Provisions Content Content is very broad, elements Content more specific as outlined by include: updated Americans with Disabilities • City will not employees with Act (ADAAA), elements include: disabilities any different; • City will not discriminate; • Employee should request • Specifically defines disability; accommodation; • Outlines how the determination • City will maintain of an impairment will be made; confidentiality; • How medical information is • City will comply with treated applicable occupational • What to do if have a complaint safety regulations and not subject to retaliation. • Impose discipline on employees who refuse to work with people with serious disease Section 4.05 Current Proposed Title Family and Medical Leave (FMLA) Family and Medical Leave (FMLA) Content Provides a general outline of the The format for the Act is reformatted elements of the FMLA, elements in effort to make it easier to include: understand, elements include: • Purpose of the Act; • Purpose of the Act; • Eligibility requirements and • Eligibility requirements and reasons for leave; reasons for the leave; • Procedure for requesting • Definitions section; leave; • Coverage and Eligibility; • Medical Certification for • Intermittent or Reduced Leave; Leave; • Use of Paid Leave; • Benefit Coverage During the • Employee Notice Requirement; Leave; • Employer Notice Requirement; • Restoration to Employment • Medical Requirement; and return from Leave; • Effect on Benefits; • Failure to return from Leave • Job Protection; • Unlawful Actions and Enforcement of FMLA Rights Section 6.08 Current Proposed Title Drug Free Workplace a-Drug Free Workplace b- Drug and Alcohol Policy— DOT Content Outlines the City's desire to have a Policy completed Revised; separated, drug free workplace. Provides a elements include: section in another part of the 6.08(a) handbook that is more specific, • Outlines City policies for ALL elements include: employees; • Purpose; • More specific with regard to • General Prohibitions; prohibited activities; • On-Call Employees; • Testing to be performed, when and under what circumstances; 2 e • , • Off-Duty Conduct; • Test results and when retesting • Mandatory Disclosure by may be necessary; Employees; • Consequences and the City's • Rehabilitation/Treatment; zero tolerance policy; • Policy Violations • Prescriptions and over-the- ' counter medications; • Employee Admission of Drug/Alcohol Use; • Confidentiality; • Record Retention; • Contact Information 6.08(b) • Outlines procedures as required by Department of Transportation (DOT) for CDL license holders; • Prohibited Activities; • Testing to be performed, when and under what circumstances; • Pre-employment testing and the requirement for previous employer test information; • Time limits for testing; • Test results and when retesting is required; • Consequences; • Employee Admission of Drug/Alcohol Use; • Confidentiality; • Records Retention; • Education and Training Requirements; • Contact Information 3