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assns 09Z aims `anuQ szeid LLZZ I~IQI,~rIxc~ iv~40sss~~0~<I S~'V't{1#~ilttJ~~4r` JI i€3Tk1 CId1~{~,2I37 UCJ5.~1~'~ ~ ~~~'~ 7i~/ OLSI-IZ9 ~£IL) :xed SISI-IZ9~£lL) 9bOLL X.L `uo~snoH S I S i aims `szsld ~Ssmuaaa~ l I Z 8002 `~ ~C.ren.zga3 sExa1, `uo~snog ~e~.~~~yl"'/~ •uiau~ uo uoiuido ou ssazdxa any `~Ci~uip.zooa~ pus s~uauza~~~s i~tau~ug ais~q auk ~o ~ipn~ auk ut patidde sa.znpaao~d ~ui~ipnE aq~ o~ pa~aafgns uaaq you an~q suoi~oas asagl, •s;uauza~~~s ietauEUg aisEq auk ~o ~.z~d pa~mba.r ~ you aze pue sis~Cieu~ ieuot~ipp~ ~o asod~nd auk .zoo pa~uasa.zd aye suoi~aas I~at~st~~~s pue ,C.zo~anpo.qui aq,L Z abed s~xaZ `puei.zead ~o ~I~ iiauno~ ~I~ auk ~o s.zaquzay~ pug .~o~C~y~ aiq~.~ouog auk oZ Exhibit "A" Resolution No. R2008-027 Bill Eisen City Manager CITY OF PEARLAND, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT Fiscal Year Ended September 30, 2007 Officials Issuing Report Nick Finan and Mickiel Hodge Assistant City Managers Claire Manthei Director of Finance Rick Overgaard Assistant Director of Finance FILE COPY CITY SECRETARY'S OFFICE DO NOT REMOVE CITY OF PEARLAND, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT TABLE OF CONTENTS Paue INTRODUCTORY SECTION Letter of Transmittal Principal Officials ix Organization Chart xi GFOA Certificate of Achievement xii FINANCIAL SECTION Independent Auditors' Report 1 Management's Discussion and Analysis 3 Basic Financial Statements Government -Wide Financial Statements: Statement of Net Assets 17 Statement of Activities 18 Fund Financial Statements: Balance Sheet — Governmental Funds 20 Reconciliation of the Governmental Fund Balance Sheet to the Statement of Net Assets 21 Statement of Revenues, Expenditures, and Changes in Fund Balances Governmental Funds 22 Reconciliation of the Statement of Revenues Expenditures, and Changes in Fund Balance of Governmental Funds to the Statement of Activities 23 Statement of Net Assets — Proprietary Funds 24 Statement of Revenues, Expenses and Changes in Fund Net Assets — Proprietary Funds 25 Statement of Cash Flows — Proprietary Funds 26 Combining Statement of Net Assets 28 Combining Statement of Activities 29 Notes to the Financial Statements 30 Required Supplementary Information: General Fund — Schedule of Revenues, Expenditures, and Changes in Fund Balances Budget and Actual 65 Notes To Required Supplementary Budget Information 66 Required Pension System Supplementary Information 67 CITY OF PEARLAND, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT TABLE OF CONTENTS ' FINANCIAL SECTION (continued) Other Supplementary Information Combining and Individual Fund Statements and Schedules Combining Balance Sheet - Nonmajor Governmental Funds 72 Combining Statement of Revenues, Expenditures and Changes in Fund Balances — Npnmajor Governmental Funds 74 Schedules of Revenues, Expenditures, and Changes in Fund Balance — Budget and Actu,l: Debt Service Fund 76 Hotel Motel Tax Fund 77 Court Security Fund 78 City Wide Donations Fund 79 Court Technology Fund 80 Regional Detention Fund 81 Park Donations Fund 82 Pohce Seizure Fund 83 Paiks and Recreation Development Fund 84 Sidewalk Fund 85 Grant Fund 86 Street Assessments Fund 87 Discretely Presented Component Unit Fund Based Financial Statements Balance Sheets — Governmental Funds 90 Schedules of Revenues, Expenditures and Changes in Fund Balance Governmental Funds 91 Long -Term Debt Amortization Schedules Combining Schedule of Governmental Long -Term Debt 94 Combining Schedule of Enterprise Fund Long -Term Debt 98 Combining Schedule of Revenue Bonds Payable of Pearland Economic Development Corporation 100 Combining Schedule of Revenue Bonds Payable of Development Authority of Pearland 101 CITY OF PEARLAND, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT TABLE OF CONTENTS UNAUDITED STATISTICAL SECTION Net Assets by Component 1 105 Changes in Net Assets 106 Fund Balances of Governmental Funds 108 Changes in Fund Balances of Governmental Funds 110 Assessed Value and Estimated Actual Value of Taxable Property 112 Direct and Overlapping Property Tax Rates 114 Property Tax Levies and Collections 116 Principal Property Taxpayers 117 Taxable Sales by Category 118 Outstanding Debt by Type 120 Ratios of General Bonded Debt to Assessed Value and Net Bonded Debt per Capita 122 Direct and Overlapping Governmental Activities Debt 123 Pledged Revenue Coverage 124 Demographic and Economic Statistics 125 Principal Employers 126 Full-time Equivalent City Government Employees by Function/Program 127 Operating Indicators by Function/Program 128 Capital Asset Statistics by Function/Program 130 (This page intentionally left blank) February 5, 2008 To the Honorable Mayor, Members Of City Council, and Citizens of the City of Pearland, Texas The Comprehensive Annual Financial Report (CAFR) of the City of Pearland, Texas (the "City") for the fiscal year ended September 30, 2007, is hereby submitted as mandated by both local and state statutes. These ordinances and statutes require that the City issue an annual report on its financial position and activity, and that an independent firm of certified public accountants audit this report. Management assumes full responsibility for the completeness and reliability of the information contained in this report, based upon a comprehensive framework of internal control that it has established for this purpose. Because the cost of internal control should not exceed anticipated benefits, the objective is to provide reasonable, rather than absolute, assurance that the financial statements are free of any material misstatements. Null-Lairson, P.C., Certified Public Accountants, have issued an unqualified (or "clean") opinion on the City of Pearland's financial statements for the year ended September 30, 2007. The independent auditor's report is located at the front of the financial section of this report. Management's discussion and analysis (MD&A) immediately follows the independent auditor's report and provides a narrative introduction, overview, and analysis of the basic financial statements. MD&A complements this letter of transmittal and should be read in conjunction with it. PROFILE OF THE GOVERNMENT The City of Pearland, incorporated in 1959, is located across the northern end of Brazoria County and shares a common border with Houston, Texas to the north. The City also extends into Fort Bend and Harris Counties. The City of Pearland, encompassing approximately 48 square miles is the fastest growing city in Brazoria County, increasing from approximately 18,000 residents in 1990 to 84,500 residents estimated as of June 2007 1 To the Honorable Mayor, Members Of City Council, and Citizens of the City of Pearland, Texas Page 2 The City of Pearland is a home -rule City operating under a Council -Manager form of government. Policy -making and legislative authority are vested in a governing council (Council) consisting of the mayor and five other members. The Mayor and all Council members are elected at large. The Mayor is allowed to vote only in case of a tie vote. The Mayor and each Council member hold office for a period of three years and until his/her successor is elected and qualified. Council members shall be limited to two full consecutive teims of office and there is no limitation on the office of Mayor. The City Manager is appointed by Council and is responsible for implementation of Council policy, execution of the laws, and all day-to-day operations of the City A full range of municipal services is provided by the City of Pearland including public safety (police, fire, and emergency medical services); solid waste; water and wastewater utilities; public improvements; repair and maintenance of infrastructure; recreational and community activities; and general administrative services In addition the City provides planning for future land use, traffic control building, code, and health inspections, and plans for new infrastructure and rehabilitation of infrastructure to meet the needs of the citizens today as well as tomorrow. Activities of the general, debt service, water and sewer, solid waste, capital project funds, and special revenue funds such as hotel/motel tax are included in the City's annual appropriated budget. Capital project funds are budgeted for project length. The legal level of control for each budget is at the fund level which is to say that total expenditures for each fund should not exceed total budgeted expenditures for that fund. The City Manager is authorized to transfer budgeted amounts within and among departments. The City Council must approve any budget amendment that increases appropriations by fund. The City amends the budget at the end of each fiscal year to reflect current year projections for revenues and expenditures/expenses. As an independent political subdivision of the State of Texas, the City is considered a primary government. Pursuant to standards established by the Governmental Accounting Standards Board (GASB), the City also reports for all funds for which the City, as the primary government, is financially accountable. As such, this report includes financial activities of three component units as follows: The Pearland Economic Development Corporation was created by the City in 1995 under the Texas Development Corporation Act of 1979 for the purpose of promoting, assisting, and enhancing economic and related development activities on behalf of the City. The Tax Increment Reinvestment Zone (TIRZ #2) was created in 1998 for the purposes of development and redevelopment in the Zone Area, better known as Shadow Creek Ranch. The City participates in the Zone by contributing tax increments produced in the Zone to the Tax Increment Fund. The Development Authority of Pearland was created in 2004 to provide financing for the development of the Zone. ECONOMIC CONDITIONS Local Economy Located minutes away from Downtown Houston, Texas, the nation's second largest seaport, the world- renowned Texas Medical Center and NASA -Johnson Space Center, Pearland is the premier location for residential and commercial growth. With abundant land, business facilities, a sound infrastructure, and a diverse work force supported by educational programs, Pearland's growth has been consistent and will continue to be sustained over time with continued residential and commercial development. ii To the Honorable Mayor, Members Of City Council, and Citizens of the City of Pearland, Texas ' Page 3 The total construction value of all building permits issued during calendar year 2007 totaled over $650 million. New single-family housing permits totaled 1,589 with a construction value of $310 million. The number of permits declined by 483 from 2006; however Pearland continues to grow at a respectable pace, faring better than the rest of the nation. While the bubble has burst in other states, Houston has become the largest housing market in the United States, according to the U.S. Census Bureau. Residential permitting activity is anticipated to remain around 1,600-2,000 permits a year for a few more years as the development of a 3,300 acre master planned community, Shadow Creek Ranch, continues as well as smaller residential developments throughout the City. Shadow Creek Ranch homes are priced from $140,000 to $1 million and ultimate development will consist of as many as 7,000 single-family homes, 1,800 assisted living units, and 3,900 multi -family units and offer 700 acres of greenbelts and parks, 300 acres of recreational lakes and commercial and retail centers. Commercial development tends to follow residential development. The City of Pearland is experiencing and will continue to experience retail and office development. For calendar year 2007, the City had 77 commercial permits with a value of $264 million, up from 66 permits with a value of $173 million in 2006. A proposed Water Lights Development is in the planning stages. The Water Lights Development is on a 57 7 acre site, located on the west side of State Highway 288. It is a $700 million -plus; 1 9 million square foot next generation planned mixed -use lifestyle development. Plans for the conceptual development will include residential condos, brownstones, luxury, apartments, office buildings, retail boutiques, a fresh market, restaurants, two luxury hotels, a conference facility, a water wall and a grand -canal waterway. The conceptual master plan for the Development includes 390,000 square feet of office, 93,000 square feet of retail, and 125,000 square feet of restaurants, 500 room keys and 1,340 residential units. The master plan will focus on extensive waterfront which will cater to all types of recreational commercial, entertainment, tourism, and residential needs in a pedestrian oriented, urban environment that will be seen as the area's next major economic district. Shadow Creek Ranch Town Center, which opened in 2007, will be a 600,000 square foot open-air pedestrian regional shopping center The center, which features the Memorial Hermann complex, also includes the largest HEB on the Gulf Coast Academy Sports, Hobby Lobby, Ashley Furniture and will provide for other shopping and dining opportunities. Pearland Town Center, a 800,000 square foot mixed -use center will have varied attractions including anchors of major department stores. Macy s, Dillard s and Barnes & Noble will anchor the center with phase one expected to open in July 2008. The development also includes a Courtyard by Marriott Hotel and residential lofts. Construction will commence in early 2008 on an 80,000 square foot class "A" office building in Shadow Creek Ranch. The land and development cost for the building is approximately $15 million. There is space on the property to construct a second office building of 80,000 to 100,000 square feet The building is expected to have approximately 350 workers. The City currently has four hotels with a total capacity of 225 rooms running at a 78.5% occupancy rate. In 2007, two more hotels were permitted. The Courtyard by Marriott with 110 rooms and Hilton Garden Inn with 137 rooms. With the addition of these hotels, the City of Pearland will have a total of 472 rooms available. The City attracts several events through -out the year, such as Battle of Bands softball, basketball soccer and volleyball tournaments etc. which requires overnight stays. 1 hese additional rooms will bring overnight stays to the City versus in adjoining Houston. iii To the Honorable Mayor, Members Of City Council and Citizens of the City of Pearland, Texas Page 4 Sales tax continues to increase for Pearland as continued growth and development occur. Sales tax receipts for fiscal year 2007 totaling $16 million was an increase of 10% over fiscal year 2006. For the first two quarters of 2007, 61% of taxable sales are retail trade according to the State of Texas Comptroller information. New homes as well as new retail openings account for some of the increase however, Pearland is becoming a regional shopping destination for those further south and as the above retail developments open it is expected that sales tax will continue to increase by double digits. The City's Economic Development Corporation has facilitated bringing in numerous development projects. Major projects in fiscal year 2007 include Texas Honing, Picasso Health, Hale Mills, and The National Realty Group representing $16 million in new capital investment. There will be 156,200 square feet of new facilities created, 190 new jobs created, and 110 existing jobs will be retained. Long -Term Financial Planning The City adopts a one-year budget including a five-year capital improvement program (CIP). Even though a one-year budget is adopted the budget implements strategies, both financial and operational to meet existing challenges and to plan for the future. The City's Five -Year CIP for fiscal year 2008 through fiscal year 2012 totals $265 million and implements the $162 million bond program approved by the voters in May 2007. Projects include Drainage ($34M), Streets ($97M), Facilities ($28M), Parks ($38M), Water ($33M), and Wastewater ($35M). All projects in the CIP have identified funding sources or potential funding sources Funding for these projects comes from the issuance of debt through Certificates of Obligation, General Obligation Bonds, and Revenue Bonds, as well as impact fees cash and contributions from the State, County, and other sources. The Debt Service Fund forecast shows a need to increase the Debt Service component of the tax rate by twelve cents by tax year 2010 from the 2006 tax rate to implement the Five -Year CIP and to pursue the extension of Cullen without state pass -through financing. This can be achieved through a reallocation of the General Fund tax rate to the Debt Service Fund tax rate due to increasing sales tax revenues and administrative fees from TIRZ #2, thereby minimizing any tax rate increase that may be necessary. The Water/Wastewater Utility Fund shows a need for revenue increases over the next several years to meet current and future obligations The City has contracted with HDR Engineering to conduct a rate analysis and develop a rate model for the City. The rate analysis will be built around the fiscal year 2008 budget and Five -Year CIP and a rate structure will be recommended that will enable the City to achieve the revenue increases needed. Increases are projected to be needed to support operations, annual debt service, and funding for a $68 million five-year CIP, including acquiring an additional 10MGD in surface water. With the implementation of rate increases and varying strategies, the City's utility system can continue to be self-supporting and financially sound. Relevant Financial Policies/Guidelines Financial Policies guide the development and implementation of the budget and are a framework for fiscal decision making and that ensure financial resources are available to meet the current and future needs of the City. iv To the Honorable Mayor, Members Of City Council, and Citizens of the City of Pearland, Texas Page 5 Some of the most relevant policies are: • Recurring revenues fund recurring expenditures/expenses. • Non -recurring funds fund non -recurring expenditures/expenses. • General Fund Operating Reserves should be a minimum of two months of operations. • Water and Wastewater Operating Reserves shall strive to be maintained at 25% of operations. • Budget revenues on a conservative basis. • Fund existing services at current service levels. • Enterprise Funds must be self-supporting. • Leveiage City dollars by seeking outside funding sources. • Maintain stable property tax rates. Major Initiatives The City of Pearland continues to experience dramatic growth and new opportunities. The City :Council, staff and community shame a vision that combines progress and innovation with prudent controls to shape Pearland s future even as it becomes one of the largest suburbs in the Houston area. Some of the major initiatives are as follows: Public Safety Among numerous other reasons, families move to Pearland for a high degree of personal safety and a low crime rate. The City Council continues to emphasize public safety, adding a minimum of six new police officers each year to keep pace with growth. Community policing remains a focus, with crime prevention, victim assistance, and youth intervention programs further reinforcing the City's small-town feel. In 2005, the City formed a committee of the public safety leadership in the City to begin planning for the addition of paid firefighting personnel. This committee, which included the leadership of the volunteer fire department developed a plan to begin combined volunteem-paid personnel operations in October 2007. A Director of Fire Semvices was hired in 2007 to lead the Department and eighteen (18) full-time personnel were hired in September 2007 to man fire stations during the day. Use of volunteers continue for nights and weekends as well as to supplement the paid personnel during the days. The City is also in the process of designing and constructing a 79,800 square foot public safety facility. The facility includes a police station including a jail a state of the art Emergency Operations Center, court facilities fire marshals office and an annex for utility bill paying and a county annex. The voter approved bond referendum also included the construction of a two -bay 9,500 square foot Fire Station located off Kirby Drive. The facility will have living quarters to accommodate a 24/7 fire and EMS operation. Educational Enrichment The City and The University of Houston negotiated a joint partnership to bring higher education to Pearland. The first building is targeted to open for junior, senior, and master classes mid to late 2009. Neighboring Junior Colleges would feed into the education system. The 30 000 square foot facility will be located at McHard Road and Pearland Parkway on approximately 40 acres of land. It is anticipated that approximately 10,000 square feet of the facility will be for the use and benefit of the City and the Pearland Economic Development Corpoiation as office space and a conference center. As the University's need for space increase, these 10,000 square feet will be turned over to the University. v To the Honorable Mayor, Members Of City Council and Citizens of the City of Pearland, Texas Page 6 Growth Management Through Strategic Partnership Agreements (SPA's), the City has a responsible and financially sound plan for the annexation of municipal utility districts (MUD) in our extra -territorial jurisdiction In December of 2005, the City welcomed approximately 5,000 new residents to the City with the annexation of Brazoria MUD #5. In December of 2006, the City welcomed another 5,000 new residents with the annexation of Brazoria MUD #1. Through SPA's Brazoria County MUD #4 full purpose annexation date is December 31, 2012 and Brazoria County MUD #6 full purpose annexation date is December 31, 2015. The City is currently working with Brazoria Counties MUD #2 and MUD #3 on SPA's and dates for full purpose annexation. Population in the City's ETJ is currently estimated at 34,700. Infrastructure Planning With continued residential and commercial growth and to plan for the future, the need to build new infrastructure and maintain existing infrastructure is a, priority and will be implemented through an aggressive capital improvement program. The voters approved a $162 million bond package in May of 2007 The bonds authorized are: $84.2M for 'streets, $35.3M for drainage, $2.9M for a fire station, $20.0M for a Recreation Center, $16.2M for a Natatorium, and $3.4M for a library. The projects included in the bond ieferendum will be implemented over a 7-year time period. Major thoroughfare projects include the expansion of Cullen Blvd. from a two-lane asphalt road to a four lane concrete boulevard between FM518 to Beltway 8 extension of the Dixie Farm Road widening south of FM518 to SH35, reconstruction of Mykawa from Beltway 8 to FM518, and widening of Bailey Road between FM1128 and Veterans to concrete. Major drainage projects include Cowart Creek diversion and regional detention for the Bailey Road corridor, expansion of the D.L. Smith detention pond by approximately 150 acre-feet, an additional 200 acre-feet of storage in the Hickory Slough watershed, and improvements to Town Ditch that will provide adequate conveyance for the 100-year storm flows. Major Park projects include a recreation and natatorium facility in partnership with the school district and Pearland Economic Development Corporation. The facility will include a 50-meter indoor pool for competitive swimming and an indoor recreation center Also included are a soccer complex, improvements to Independence and Centennial Parks, phase I development of the Shadow Creek Ranch Park, and a 7,000 square foot Nature Center. Facility projects include Fire Station #6 to be located off Kirby Drive and an 11,500 square feet expansion and renovation to the Tom Reid Library. Transportation Improvements and Strategic Planning Charged with planning, establishing, and maintaining an effective transportation system in the midst of such dramatic growth the City of Pearland is involved in numerous activities to face this challenge The $84 million transportation bond program (passed in 2007) will construct major projects over the next seven years as mentioned previously. The City is also involved in regional efforts for long-range transportation planning. The Mayor is a member of H-GAC's Transportation Policy Council (TPC) and an Assistant City Manager is a member of the Technical Advisory Committee (TAC), a sub -committee of the TPC. H-GAC has developed the 2008-2011 Transportation Improvement Program (TIP), which is the implementation plan for the Regional Transportation Plan. This effort involves allocating about $150 million plus dollars for the region. The City is also working with TXDOT to develop a viable corridor for a toll road that would run adjacent to SH35 from Alvin to I-45, just south of downtown Houston. Various alignments have been presented to City Council and a public meeting was held in March of 2007. TXDOT has finalized the Major Investment Study and is working to bring a consultant on board to start the environmental documents. vi To the Honorable Mayor, Members Of City Council, and Citizens of the City of Pearland, Texas ' Page 8 The project will take about 11 to 12 years to complete. The City of Pearland and various agencies and organizations have been working to provide a commuter type service to Houston via either a Park and Ride type facility or commuter van pooling. The City is working to secure a temporary site and City staff is exploring options for federal capital funds for the construction of a permanent facility The site would be located along the Hwy. 288 corridor to provide a commuter service to the Texas Medical Center area Seeking a realistic balance of a private -public partnership utilizing grant dollars, federal funds, developer participation, and possible contributions by the City and other cities in Brazoria County as well as identifying rider participation and a parking facility is all crucial to a successful program. Surface Water Planning The City continues to make strides to ensure adequate water for today and for the future through the purchase of surface water. This surface water initiative not only ensures an adequate water supply through 2022, but also alleviates subsidence by reducing our dependence on groundwater. By 2022, the City estimates that it will need 36 million gallons per day (MGD) of surface water, which are approximately two-thirds of the City's total water needs Building upon major surface water purchases since 2003, the City has access to 6.1 MGD in surface water. The City is also participating in the expansion of the City of Houston Southeast Water Purification Plant that will provide the City an additional 10 million gallons 'per day. Construction for the expansion is expected to begin in 2008. The City's share of the expansion totals $26.8 million and an additional $29 million is needed for distribution of the water. A number of years ago, the City entered into an agreement with the Gulf Coast Water Authority (GCWA) that reserves I OMGD of surface water that can be purchased from GCWA. In 2006 the City participated in the Gulf Coast Water Authority purchase of the Chocolate Bayou Water Company. This participation will make an additional 10 million gallons per day of water available to the City. Pearland Regional Airport The City of Pearland has declared its non -binding intent to purchase the .Pearland Regional Airport, a reliever airport to Houston Hobby, which consists of 329 acres. The current owners of the Airport have approached the City regarding purchase of the Airport as it is the owner's intent to sell the airport by the end of calendar year 2008. Because the Anport has received more than $12 million in Federal Aviation Administration grants to make improvements to the Airport, the airport must continue to operate as an airport for 20 years from the date that last federal funds were received, which were in 2007. The City of Pearland has determined that the purchase of the Airport by the City can provide the following benefits: a) A public entity would be in control of the airport, which would be more responsive to concerns of the residents b) The Airport is in a favorable financial position, so users of the Airport would be responsible for bearing all costs associated with the Airport c) The assets of the Airport would include land needed for the future extension of Pearland Parkway and; d) The Airport would be utilized as a tool for economic development. The non -binding intent to purchase is contingent upon the Federal Aviation Administration grant for acquisition of the Airport, among other requirements. The City has the opportunity to withdraw from the transaction if certain contingencies are not met, or if any information comes to light that makes the purchase of the airport undesirable. viii To the Honorable Mayor, Members Of City Council, and Citizens of the City of Pearland, Texas Page 8 AWARDS AND ACKNOWLEDGEMENTS The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for the Excellence in Financial Reporting to the City of Pearland, Texas, for its Comprehensive Annual Financial Report for the year ended September 30, 2006. This was the 30th consecutive year that the City has received this prestigious award. In order to be awarded a Certificate of Achievement, a governmental unit must publish an easily readable and efficiently organized comprehensive annual financial report. This report must satisfy both generally accepted principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current comprehensive annual financial report continues to meet the Certificate of Achievement Program's requirements, and we are submitting it to GFOA to determine its eligibility for another certificate., In addition, the City also received the GFOA's Distinguished Budget Presentation Award for its annual budget document. In order to qualify for the Distinguished Budget Presentation Award, the government's budget document had to be judged proficient as a policy document, a financial plan, an operations guide, and a communications device. The preparation of this report was accomplished with the dedicated service of the entire staff of the Finance Department. We express our sincere appreciation to these individuals who have continually demonstrated the core beliefs of the City and who assisted and contributed to the preparation of this report. We also thank the Mayo' and members of the City Council for their support in planning and conducting the financial operations of the City in a responsible manner. Respectfully submitted,, Bill Eisen City Manager P iek."Overgaai•d, Assistant Direetor.of Finance 00 n \eYtan*.� • Claire".Matithei, Director. ofFinance viii CITY OF PEARLAND, TEXAS PRINCIPAL OFFICIALS Elected Officials Tom Reid Woody Owens Helen Beckman Steve Saboe Felicia Kyle Kevin Cole Appointed Officials Bill Eisen Darrin Coker Glenn Chaney City Management Nicholas Finan Mickiel Hodge Claire Manthei Fred Welch Roland Garcia Jeff Sundseth Young Lorfing Danny Cameron Mary Hickling Chris Doyle Narciso Lira Kola Olayiwola Jon Branson Jack Colbath DeDe Williams Lata Krishnarao Trent Epperson Position Mayor Council Council Council Council Council Member Member Member Member Member at Large at Large at Large at Large at Large - Position One - Position Two - Position Three, Mayor Pro-Tem - Position Four - Position Five Position City Manager City Attorney Municipal Court Judge Position Assistant City Manager Assistant City Manager Director of Finance Executive Director PEDC Fire Marshall Emergency Management Services Director of Emergency Medical Services City Secretary Director of Public Works Director of Human Resources Police Chief City Engineer Director of Inspections Director of Paiks and Recreation Director of Fire Services Head Librarian Director of Planning Projects Director ix Term Expires May 2008 2010 2009 2008 2009 2010 (This page intentionally left blank) x CITY OF PEARLAND, TEXAS ORGANIZATION CHART CITIZENS OF PEARLAND 1 MAYOR AND CITY COUNCIL MUNICIPAL JUDGES CITY ATTORNEY ASSISTANT CITY MANAGER BOARDS & COMMISSIONS CITY MANAGER PUBLIC WORKS ENGINEERING PROJECT MANAGEMENT PARKS & RECREATION POLICE FIRE ASSISTANT CITY MANAGER COMMUNITY DEVELOPMENT MUNICIPAL COURT ANIMAL CONTROL PLANNING PUBLIC AFFAIRS FIRE MARSHAL EMERGENCY MGMT EMERGENCY MEDICAL CITY SECRETARY HUMAN RESOURCES FINANCE INFORMATION TECHNOLOGY UTILITY BILLING & COLLECTIONS ACCOUNTING BUDGET PURCHASING Certificate of Achievement for Excellence. • in. Financial Reporting. Presented to City of Pearland Texas 1 For its Comprehensive. Annual Financial Report for the Fiscal Year Ended September.30; 2606 A.Certiftcate of Achievement for Excellence in Financial Reporting is presented by the Government Finance .Officers Association of ihe.United States and Canada to government units and public employee retirement. systems whose comprehensive annual financial reports (CAFRs) achieve the highest Standardsin government accounting and financial reporting. ....c., c.Cox President Executive Director xii FINANCIAL SECTION (This page intentionally left blank) 11 Greenway Plaza, Suite 1515 Houston TX 77046 (713)621-1515 Fax: (713) 621-1570 GAG Null A Lairson CERTIFIED PUBLIC ACCOUNTANTS PROFESSIONAL CORPORATION; 2277 Plaza Drive, Suite 260 Sugar Land, Texas 77479 281.242.8600 Fax: 281.242.7333 To the Honorable Mayor and Members of the City Council City of Pearland, Texas We have audited the accompanying financial statements of the governmental activities, the business -type activities, the aggregate discretely presented component units, each major fund, and the aggregate remaining fund information of City of Pearland, Texas, (the "City") as of and for the year ended September 30, 2007, which collectively comprise the City's basic financial statements as listed in the table of contents. These financial statements are the responsibility of City's management. Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United. States of America Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business -type activities, the aggregate discretely presented component units, each major fund, and the aggregate remaining fund information of the City of Pearland, Texas, as of September 30, 2007, and the respective changes in financial position and cash flows where applicable, thereof for the year then ended in conformity with accounting principles generally accepted in the United States of America The Management's Discussion and Analysis on pages 3 through 13, budgetary comparison inforration and Required Pension System Supplementary Information on pages 65 through 67 are not required parts of the basic financial statements but are supplementary information required by accounting principles generally accepted in the United States of America. We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the supplementary information. However, we did not audit the information and express no opinion on it. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City of Pearland, Texas' basic financial statements. Combining and individual nonmajor fund and component unit fund financial statements as well as long-term debt amortization and schedules are presented for purposes of additional analysis and are not a required part of the basic financial statements. This information has been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion are fairly stated in all material respects in relation to the basic financial statements taken as a whole. 1 To the Honorable Mayor and Members of the City Council City of Pearland, Texas Page 2 The introductory and statistical sections are presented for the purpose of additional analysis and are not a required part of the basic financial statements. These sections have not been subjected to the auditing procedures applied in the audit of the basic financial statements and accordingly, we express no opinion on them. Houston, Texas , February 4, 2008 2 CITY OF PEARLAND, TEXAS MANAGEMENT'S DISCUSSION AND ANALYSIS As management of the City of Pearland, we offer readers of the City's financial statements this narrative overview and analysis of the financial activities of the City for the fiscal year. ended September 30, 2007. FINANCIAL HIGHLIGHTS , • The assets of the primary government of the City of Pearland exceeded its liabilities as of September 30, 2007, by $575.1 million (net assets). Of this amount, $13.4 million (unrestricted net assets) may be used to meet the City's ongoing obligations to citizens and creditors in accordance with the City s fund designation and fiscal policies. • The City's total net assets increased by $14.6 million. • At the close of the current fiscal year the City of Pearland's governmental funds reported combined ending fund balances of $121.3 million, an increase of $49.0 million in comparison with the priori year. Approximately $96.5 million of this, ending balance can be attributed to work in progress for capital projects. • As of September 30, 2007 the unreserved, undesignated fund balance for the General Fund was $12.9 mill:on or 37% of total General Fund expenditures. • The City of Pearland's General Obligation and Certificates of Obligation debt increased to $231.0 million, a net increase of $59 5 million, over the previous year The key factor was the sale of $92.9 million in Permanent Improvement and Refunding Bonds, and Certificates of Obligation. Defeased bonds totaled $36.5 million. ' Overview of the Financial Statements This discussion and analysis is intended to serve as an introduction to the City's basic financial statements. The City's basic financial statements are comprised of three components (1) government - wide financial statements, (2) fund financial statements and (3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government -wide Financial Statements — The government -wide financial statements are designed to provide readers with a broad overview of the City's finances, in a manner similar to a private -sector business. The Statement of Net Assets presents information on all of the City's assets and liabilities, with the difference between the two reported as net assets. Over time, increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. The Statement of Activities presents information showing how the City's net assets changed during the fiscal year. All changes in net assets are reported when the underlying event giving rise to the change occurs, regardless of the timing of related cash flows Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in the future fiscal periods (e.g , uncollected taxes and earned but unused compensated absences). 3 CITY OF PEARLAND, TEXAS MANAGEMENT'S DISCUSSION AND ANALYSIS Both of the government -wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from functions that are intended to recover all or a significant portion of their costs through user fees and charges (business -type activities). The governmental activities of the City of Pearland include general government, public safety, public works community services and parks and recreation. The business -type activities of the City include water, sewer, and solid waste. The government -wide financial statements can be found on pages 17 through 19 of this report. The government -wide financial statements include not only the City of Pearland, itself (known as the primary government), but also a legally separate Economic Development Corporation, Tax Increment Reinvestment Zone (TIRZ) and the Development Authority of Pearland for which the City of Pearland is financially accountable. Financial information for these component units is reported separately from the financial information presented for the primary government, itself. Fund Financial Statements — A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other state and local governments uses fund accounting to ensure and demonstrate compliance with finance -related legal requirements. All funds of the City can be divided into two categories — governmental funds and proprietary funds. Governmental Funds — Governmental funds are used to account for essentially the same functions reported as governmental activities in the government -wide financial statements. However, unlike the government -wide financial statements, governmental fund financial statement focus on current sources and uses of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government's near -term financing requirements. Because the focus of governmental funds is narrower than that of the government -wide financial statements it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government -wide financial statements. By doing so, readers may better understand the long-term impact of the government's near -term financing decisions. Both the governmental funds balance sheet and the governmental fund statements of revenues, expenditures, and changes in fund balance provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. Beginning on page 20 of this report, information is presented separately in the Governmental Fund Balance Sheet and in the Governmental Fund Statement of Revenues Expenditures, and Changes in Fund Balances for the General, Debt Service, Capital Projects and other funds, which are considered to be major funds. Data from the other governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these non -major governmental funds is provided in the form of combining statements elsewhere in this report. The City of Pearland adopts an annual appropriated budget for its General Fund. A budgetary comparison statement has been provided for the General Fund to demonstrate compliance with the budget. Proprietary Funds — The City maintains one type of proprietary fund. Enterprise Funds are used to report the same functions presented as business -type activities in the government -wide financial statements. The City uses an Enterprise Fund to account for its Water and Sewer Fund and Solid Waste Fund. 4 CITY OF PEARLAND, TEXAS MANAGEMENT'S DISCUSSION AND ANALYSIS Proprietary funds provide the same type of information as the government -wide financial statements, only in more detail. The basic proprietary fund financial statements, which begin on page 24 of this report, provide separate information for the Water and Sewer and I Solid Waste Enterprise Funds since it is considered to be a major fund of the City. The basic proprietary fund financial statements can be found on pages 24 through 27 of this report. Combining Component Unit Financial Statements - The City's three discretely presented component units shown in aggregate on the face of the government -wide financial statements have individual information for each of the major discretely presented component units presented in the form of combining statements immediately following the fund financial statements of the primary government. i Notes to the Financial Statements — The notes provide, additional information that is essential to a full understanding of'tlie data provided in the government -wide and fund financial statements. The notes to the financial statements can be found beginning on page 30 of this report. Other Information — In addition to the basic financial statements and accompanying notes, this report also presents other required supplementary information as well as combining and individual fund statements and schedules that further support. the information in the financial statements. This information is presented immediately following the notes to the financial statements beginning on page 65 of this report. Government -wide Financial Analysis As noted earlier, net assets may serve over time as a useful indicator of a government's financial position. In the case of the City, assets exceeded liabilities by $575.1 million at the close of the most recent fiscal year. By far the largest portion of the City's net assets (92 percent) reflects its investment in capital assets (e.g , land, buildings, machinery, and equipment); less any related debt used to acquire those assets that is still outstanding The City uses these capital assets to provide services to citizens, consequently these assets are not available for future spending Although the City's investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. 5 W'NIPARATIVE SCHEDULE E OF NET ASSEIS September 30, 2007 and 2006 Annrorts in (000's) Golernmental Acthities 2007 2006 Business -type Activities 2007 2006 O rent and other assets $ 127,591 $ 79,129 $ Capital assets 535,206 520,673 Total Assets 662,797 599,802 Other liabilities 5,917 6,072 Long-term liabilities outstanding 234,419 174,625 Total liabilities Net assets: Invested in capital assets, nets of related debt Restricted Unrestricted Total Net Assets 240,336 180,697 400,522 402,103 10,130 8,085 11,809 8,917 64,870 $ 185,242 250,112 4,666 21,153 178,448 199,601 3,063 92,771 55,061 97,437 58,124 126,119 24,258 1,638 $ 422,461 $419,105 $ 130,648 10,129 700 152,675 $ 141,477 Thais 2007 2006 $ 192,461 $ 720,448 912,909 10,583 327,190 337,773 527,301 34,388 13,447 $ 575,136 100,282 699,121 799,403 9,135 229,686 238,821 532,751 18,214 9,617 $ 569,582 An additional portion of the City's net assets (six percent) represent resources that are subject to external restrictions on how they may be used. The remaining balance of unrestricted net assets (two percent) may be used to meet the government's ongoing obligations to citizens and creditors. 6 COMPARATIVE SCHEDULE OF CHANGES IN NET ASSETS For the Years Ended September 30, 2007 and 2006 Amounts in (000's) Revenues Program revenues: Charges for services Operating grants and contributions Capital grants and contributions Property taxes Sales and use taxes Franchise taxes Investment earnings Other Governmental Activities 2007 2006 $ 9,623 $ 14,094 2,314 1,426 8,690 24,823 11,025 3,760 4,942 1,331 Total Revenues 66,508 Expenses General government Public safety Public works Community services Parks and recreation Interest on long-term debt Water and sewer Solid waste management Total Expenses Increase (decrease) in net assets before transfers Transfers Increase in net assets Net assets - beginning Net assets - ending 8,452 14,655 24,041 3,112 4,882 9,070 64,212 2,296 1,060 3,356 419,105 $ 422,461 15,749 21,845 9,980 3,426 2,991 740 70,251 8,498 12,564 26,914 2,903 4,131 6,559 61,569 8,682 1,154 9,836 409,269 $419,105 Business -type Activities 2007 2006 $ 22,971 349 12,657 2,575 38,552 21,076 5,218 26,294 12,258 (1,060) 11,198 141,477 $ 152,675 Totals 2007 $ 13,849 $ 32,594 474 2,663 13,434 21,347 24,823 11,025 3,760 681 7,517 1,331 28,438 105,060 20,531 20,531 7,907 (1,154) 8,452 14,655 24,041 3,112 4,882 9,070 21,076 5,218 90,506 14,554 6,753 14,554 134,724 560,582 $ 141,477 $ 575,136 2006 $ 27,943 1,900 29,183 21,845 9,980 3,426 3,672 740 98,689 8,498 12,564 26,914 2,903 4,131 6,559 20,531 82,100 16,589 16,589 543,993 $ 560,582 At the end of the current fiscal year, the City is able to report positive balances in all three categories of net assets both for the government as a whole, as well as for its separate governmental and business -type activities. 7 CITY OF PEARLAND, TEXAS MANAGEMENT'S DISCUSSION AND ANALYSIS The most significant change in net assets occurred with a net increase in restricted assets of $16.2 million due to water and sewer impact fees that are restricted to the payment of capital projects funded by those fees. The remaining decrease in the government's net assets of approximately $1.6 million primarily occurred in capital assets, net of related debt due to the defeasance of bonds. Governmental activities - Governmental activities increased the City's net assets by $3.4 million, thereby accounting for 23 percent of the total growth in the net assets of the City. Key elements of this increase are as follows: • • • Significant changes in revenues can be seen in sales and use taxes. This category (primarily sales and hotel occupancy taxes) increased due to the continued growth in retail establishments within the City and the City becoming a regional shopping destination. Transfer in from business -type activities of $1.1 million for discretionary contributions to the governmental debt service and contraction activities accounted another portion of this increase. Property Taxes also increased significantly due to an increase in taxable value of $832 million from annexed property, new construction, and revaluation. $30,000 $25,000 $20,000 c $15,000 •E $10,000 $ 5,000 $- Expenses and Program Revenues - Governmental Activities n Expenses tl Program Revenues et �� 0 5 •\GQ'' e Sew • cis( �' 66 o4Cie %0* asi .\ic hC ele a\").9 AV) IS* # A AO iNe. 19% Cr Go ,4,`a� NJ % we 8 CITY OF PEARLAND, TEXAS MANAGEMENT'S DISCUSSION AND ANALYSIS Revenues by Source - Governmental Activities Charges for services 14% Property taxes 37% Franchise taxes 6% Grants and contributions 17% Sales and use taxes 17% Business -type activities - Business -type activities increased the City's net assets by $11.2 million, accounting for 77 percent of the total growth in the government's net assets. Key elements of this increase are as follows. • Charges for services, excluding Solid Waste, increased approximately $3.9 million over the prior year primarily due to an increase in water and sewer rates effective October 1, 2006. • Capital grants for infrastructure relating to water and sewer facilities (from impact fees and annexed municipal utility district assets) amounted to $12.7 million for the year. 30,000 - 25,000 20,000 E 15,000 - C 10,000 Expenses and Program Revenues - Business -type Activities ❑ Expenses ® Program Revenues 5,000 0 n Water and sewer 9 Solid waste management CITY OF PEARLAND, TEXAS MANAGEMENT'S DISCUSSION AND ANALYSIS Revenues by Source - Business -type Activities Charges for services 59% Grants and contributions 34% Increases in business activity expense for the year of approximately $5.8 million is due to setting solid waste operations as an Enterprise Fund. Prior to 2007, solid waste operations were accounted for in the General Fund. Transfers out to the governmental activities of $1.1 million offset the increase of net assets before transfers of $12.3 million. FINANCIAL ANALYSIS OF THE CITY'S FUNDS As noted earlier, fund accounting is used to demonstrate and ensure compliance with finance -related legal requirements. Governmental Funds - The focus of the City's governmental funds is to provide information of near -term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City's financing requirements, in particular, unreserved fund balance may serve as a useful measure of the City's net resources available for spending at the end of the fiscal year. The City's governmental funds reflect a combined fund balance of $121.3 million. Of this, $12.9 million is unreserved and available for day-to-day operations of the City; $6.6 million is reserved for debt service and the balance is reserved or designated for capital projects and other projects. There was an increase in the combined fund balance of $49.0 million from the prior year. The increase in fund balance includes a $3.0 million increase in fund balance of the general fund, an increase of $1.9 million in the debt service fund balance, as well as, an increase in the capital projects fund of approximately $43.6 million due to the proceeds of recent bond issues. With a current year increase of $3.0 million, the General Fund's fund balance totaled $13.6 million at year end. 10 CITY OF PEARLAND, TEXAS MANAGEMENT'S DISCUSSION AND ANALYSIS In the Capital Projects Fund, the City spent $28.3 million on various improvement projects. Additionally, the City issued $31 8 million in Permanent Improvement Bonds and Certificates of Obligation and received contributions from the General Fund and component units totaling $1.3 million leaving an ending fund balance of $96.5 million. Proprietary Funds - The City's business -type activities contain two activities (water and sewer, and solid waste) The City's proprietary funds provide the same type of information found to the government -wide financial statements. GENERAL FUND BUDGETARY HIGHLIGHTS During the year there was a $123,637 increase in appropriations between the original and final amended budget. The increase in appropriations is attributable to carryover funding from prior year encumbrances and projects, as well as amending the budget to reflect projections during the 2007-2008 budget process. Budget estimates for revenues and other sources increased by $802,375 for the year as well to reflect the mcieases in revenues as projected during the 2007-2008 budget process. CAPITAL ASSETS AND DEBT ADMINISTRATION Capital Assets - At the end of fiscal year 2007, the City's governmental activities and business -type activities had invested $535.2 milhon and $185 2 million, respectively, in a variety of capital assets and infrastructure as reflected in the following schedule. This represents a net increase of $6.8 million, or four percent over the end of last fiscal year for the business -type activities capital assets and a change of $14.5 million or three percent for the governmental activities capital assets Governmental Activities Business -Type Activities Totals 2007 2006 2007 2006 2007 2006 Land $ 27,642 $ 25,834 $ 1,105 $ 1,044 $ 28,747 $ 26,879 Construction in progress 62,886 74,022 11,054 21,083 73,940 95,106 Infrastructure 429,513 405,938 170,526 153,940 600,039 559,879 Buildings and improvements 12,588 12,712 1,599 1,664 14,187 14,376 Machinery and equipment 2,577 2,166 958 717 3,535 2,883 Total Capital Assets $ 535,206 $ 520,673 $ 185,242 $ 178,448 $ 720,449 $ 699,121 Construction in progress at year-end represents numerous ongoing projects, the largest of which relate to street and water and sewer improvement projects. 11 CITY OF PEARLAND, TEXAS MANAGEMENT'S DISCUSSION AND ANALYSIS Long -Term Debt - At the end of the current fiscal year, the City had total bonds, certificates of obligation, notes, and capital leases outstanding of $326.1 million Of this amount $164.8 million is composed of general obligation bonds, $80.1 million is composed of certificates of obligation and $79.2 million represents revenue bonds secured solely by specified revenue sources. General obligation bonds Revenue bonds Certificates of obligation Capital leases payable Compensated absences Governmental Activities 2007 $ 164,810 66,220 1,538 3,193 $ 232,568 2006 $112,330 Business -Type Activities Totals 2007 2006 79,180 59,250 13,915 309 3,099 391 $ 171,889 $ 93,486 $ 55,589 2007 $ 164,810 40,170 79,180 15,000 80,135 1,538 419 3,584 2006 $ 112,330 40,170 74,250 309 3,518 $ 326,054 $ 227,478 The City had multiple debt issuances during the year involving general obligation refunding bonds, certificates of obligation, and revenue bonds. The riet effect,of these issuances and the debt retired during the year was an increase in total debt of $98.6 million or 43.3 percent. Current ratings on debt issues are as follows: Moody's Investors Service Standard and Poors General obligation bonds Al Revenue bonds A2 A+ A In fiscal year 2006, the City received a ratings upgrade from Moody's Investor Service for its water and sewer revenue bonds, from an A3 to an A2 All of the City's bond issues have been successful in qualifying for bond insurance resulting in ratings of "Aaa", "AAA" and "AAA" ratings from Moody's, Standard & Poors and Fitch, respectively Both the Pearland Economic Development Corporation (PEDC) and the Development Authority of Pearland (DAP), component units of the City, have issued debt The PEDC bonds are rated "A2' and "A" from Moody's and Standard & Poors, respectively. The DAP bonds are rated BBB by Standard and Poors. Their bonds have also qualified for bond insurance. Therefore, the PEDC and DAP bonds are rated "Aaa" and "AAA" by Moody's and Standard & Poors, respectively. 12 CITY OF PEARLAND, TEXAS MANAGEMENT'S DISCUSSION AND ANALYSIS ECONOMIC FACTORS AND NEXT YEAR'S BUDGET AND RATES A primary factor in the 2008 budget is how the overall economy affects the City of Pearland's growth. Pearland continues to be one of the fastest glowing cities in the Houston area. Developments, such as, Shadow Creek Ranch, the Lakes at Highland Glen and Southern Trails have all contributed to this growth. New single family housing starts however, have slowed from the record pace of the past three years, but are still piojected to be 1,800 units in 2008. Commercial development is well underway with the opening of a 136,000 square feet Bass Pro Shop in November 2007 and another 1.4 million square feet planned within two retail centers. This continued growth creates the need to expand services and provide infrastructure. The Pearland City Council approved a $45.5 million General Fund budget for fiscal year 2007 — 2008. This is a 14.6% increase over the 2006 — 2007 adopted budget. This increase includes 43 full-time employees to provide for base services, keep up with growth and to serve the annexation of Brazoria County MUD #1. The budget incorporates a tax rate of $0.6526 per $100 of valuation, which is approximately the same as last year. In the budgetary process, water and sewer revenues were anticipated to increase 4% through rate and volume increases. REQUESTS FOR INFORMATION The financial report is designed to provide our citizens, customers, investors and creditors with a general overview of City's finances If you have questions about this report or need any additional financial information, contact Claire Manthei, Director of Finance, at 3519 Liberty Drive, Pearland, Texas 77581, or call (281) 652- 1600. For general information visit the City's website at www cityofpearland.com. 13 (This page intentionally left blank.) 14 BASIC FINANCIAL STATEMENTS 15 (This page intentionally left blank.) 16 CITY OF PEARLAND, TEXAS STATEMENT OF NET ASSETS September 30, 2007 ASSETS Cash and equivalents Investments Receivables, net of allowance for uncollectibles Internal Balances Inventones Prepaid items Restricted cash and investments Capital assets Capital assets not subject to depreciation Capital assets , net of accumulated depreciation Total Capital Assets Total Assets LIABILITIES Accounts payable and accrued liabilities Accrued interest Unearned revenues Customer deposits Long-term liabilities Due within one year Due in more than one year Total Liabilities NET ASSETS Invested in capital assets, net of related debt Restricted for: Capital projects Debt service Community development projects Unrestricted Total Net Assets See Notes to Financial Statements. Governmental Activities Primary Government Business -type Activities $ 115,979,159 $ 5,937,000 4,880,199 447,086 63,087 284,358 90,528,363 444,678,023 535,206,386 662,797,275 4,306,043 1,067,210 104,096 439,391 3,648,431 230,770,872 240,336,043 400,522,157 5,583,141 4,546,449 11,809,485 1,637,529 $ 422,461,232 $ 152,675,083 1,167,149 2 901,723 (447,086) 61,247,994 12,158,722 173,083,567 185,242,289 250,112,069 2,544,660 355,083 1,766,397 2,068,914 90,701,932 97,436,986 126,779,160 23,892,985 365,409 Total $ 117,146,308 5,937,000 7,781,922 63,087 284,358 61,247,994 102,687,085 617,761,590 720,448,675 912,909,344 6,850,703 1,422,293 104,096 2,205,788 5,717,345 321,472,804 337,773,029 527,301,317 23,892,985 5,948,550 4,546,449 13,447,014 $ 575,136,315 Discretely Presented Component Units $ 14,273,438 975,641 10,000 , 817,359 16,076,438 39,700 181,759 1,515,000 46,533,201 48,269,660 706,183 (32,899,405) $ (32,193,222) 17 CITY OF PEARLAND, TEXAS STATEMENT OF ACTIVITIES For the Year Ended September 30, 2007 Functions/Programs Primary Government Governmental Activities General government Public safety Public works Community services 1 Parks and recreation Interest on long-term debt Total Governmental Activities Business -type activities: Water and sewer Solid waste management Total business -type activities Total Primary Government Component Units Pearland Economic Development Corporation Tax Increment Reinvestment Zone #2 Development Authority of Pearland Total Component Units See Notes to Financial Statements. Expenses $ 8,452,391 14,655,464 24,041,105 3,1'11,668 4,881,587 9,070,348 64,212,563 21,075,895 5,217,693 26,293,588 $ 90,506,151 Program Revenue Charges for Services 2,788,241 194,637 5,822,261 818,307 9,623,446 17,753,958 5,217,520 22,971,478 $ 32,594,924 $ 14,796,366 $ 1,830,405 13,073,405 Operating Grants and Contributions Capital Grants and Contributions 1,658,931 $ 153,931 456,000 8,689,910 34,392 10,862 2,314,116 348,983 348,983 $ 2,663,099 8,689,910 12,657,223 12,657,223 21,347,133 30,470 $ $ 29,700,176 $ $ 30,470 $ General revenues: Taxes: Property taxes Sales and use taxes Franchise taxes Unrestricted investment earnings Miscellaneous Transfers Total general revenues and transfers Change in net assets Net assets - beginning Net assets - ending 18 Net (Expense) Revenue and Changes in Net Assets Primary Government Governmental Activities $ (6,793,460) (11,713,292) (14,700,558) 2,744,985 (4,052,418) (9,070,348) (43,585,091) (43,585,091) 24,822,513 11,024,660 3,760,186 4,942,902 1,331,348 1,060,065 46,941,674 3,356,583 419,104,649 $ 422,461,232 Business -type Activities 9,684 269 (173) 9,684,096 9,684,096 2,574,133 (1,060,065) 1,514,068 11,198,164 141,476,919 $ 152,675,083 Total $ (6,793,460) (11,713,292) (14,700,558) 2,744,985 (4,052,418) (9,070,348) (43,585,091) 9,684 269 (173) 9,684,096 (33,900,995) 24,822,513 11,024,660 3,760,186 7,517,035 1,331,348 48,455,742 14,554,747 560,581,568 $ 575,136,315 Component Units $.(14,765,896) (1,830,405) (13,073,405) (29,669,706) 8,189,969 5,326,104 1,140,361 14,656,434 (15,013,272) (17,179,950) $ (32,193,222) CITY OF PEARLAND, TEXAS BALANCE SHEET GOVERNMENTAL FUNDS September 30, 2007 ASSETS Cash and cash equivalents Investments Receivables, net of allowance for uncollectibles Due from other funds Inventories Prepaid items Total Assets General Fund $ 10,951,097 989,500 Debt Service $ 6,558,952 4,014,000 642,316 675,145 63,087 60,545 $ 16,753,374 $ 7,201,268 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable Accrued expenditures Deposits Due to other funds Deferred revenue Total Liabilities Fund balances: Reserved for: Inventories Encumbrances Prepaid items Debt service Unreserved, reported in General fund Special revenue funds Capital projects funds Total fund balances Total Liabilities and Fund Balances Capital Projects Fund $ 93,913,386 4,947,500 112,488 $ 98,973,374 $ 980,355 $ 5,329 $ 2,431,569 691,009 98,354 439,391 1,006,428 545,588 3,117,183 649,271 63,087 580,833 60,545 12,931,726 13,636,191 6,551,997 6,551,997 $ 16,753,374 $ See Notes to Financial Statements. 7,201,268 2,431,569 96,541,805 96,541,805 $ 98,973,374 Other Governmental Funds $ 4,448,335 111,395 13,754 $ 4,573,484 $ 3,557 18,000 5,478 27,035 4,546,449 4,546,449 $ 4,573,484 Total Governmental Funds $115,871,770 5,937,000 4,880,199 675,145 63,087 74,299 $127,501,500 $ 3,420,810 789,363 439,391 18,000 1,557,494 6,225,058 63,087 580,833 60,545 6,551,997 12,931,726 4,546,449 96,541,805 121,276,442 $127,501,500 20 CITY OF PEARLAND, TEXAS RECONCILIATION OF THE GOVERNMENTAL FUNDS BALANCE SHEET TO THE STATEMENT OF NET ASSETS September 30, 2007 Total fund balance, governmental funds $ 121,276,442 Amounts reported for governmental activities in the Statement of Net Assets are different because: Capital assets used in governmental activities are not current financial resources and therefore are not reported in this fund financial statement, but are reported in the governmental activities of the Statement of Net Assets. Certain other long-term assets (property taxes receivable and adjudicated court fines receivable) are not available to pay current period expenditures and therefore are not reported in this fund financial statement, but are reported in the governmental activities of the Statement of Net Assets. Some liabilities, are not due and payable in the current period and are, not included in the fund financial statement, but are included in the governmental activities of the Statement of Net Assets. Bonds and capital leases payable Compensated absences Accrued interest governmental activity debt Estibmated arbitrage rebate liability The assets and liabilities of certain internal service funds are not included in the fund financial statement, but are included in the governmental activities of the Statement of Net Assets. 535,206,386 1,453,398 (231,226,034) (3,193,269) (968,856) (194,224) 107,389 Net Assets of Governmental Activities in the Statement of Net Assets $ 422,461,232 See Notes to Financial Statements. CITY OF PEARLAND, TEXAS STATEMENT OF REVENUES, EXPENDITURES AND GOVERNMENTAL FUNDS For the Year Ended September 30, 2007 REVENUES Property taxes Sales and use taxes Franchise fees Licenses and permits Fines and forfeitures Charges for services Investment earnings Intergovernmental Other Total Revenues EXPENDITURES Current General government Public safety Public works Community services Parks and recreation Debt Service: Principal Interest and other charges Bond issuance costs Capital outlay Intergovernmental Total Expenditures Excess (deficiency) of revenues over expenditures OTHER FINANCING SOURCES (USES) General obligation debt issued Premium on general obligation debt Payments to refunded bond escrow agent Proceeds from capital leases Transfers in Transfers out Total other Financing Sources and Uses Net change in fund balances Fund balances - beginning Fund balances - ending See Notes to Financial Statements. General Fund $ 11,303,552 10,744,198 3,760,186 4,029,879 1,946,785 5,250,400 702,206 230,347 587,872 38,555,425 6,137,146 14,431,318 6,277,508 3,083,190 4,903,842 34,833,004 3,722,421 1,876,702 (2,560,301) (683,599) 3,038,822 10,597,369 $ 13,636,191 Debt Service $ 13,221,832 474,685 1,578,344 15,274,861 3,227,659 9,222,973 2,169,287 14,619,919 654,942 40,694,986 (40,694,986) 1,238,754 1,238,754 1,893,696 4,658,301 $ 6,551,997 22 Capital Projects Fund 3,549,680 12,494,146 1,012,608 17,056,434 974,138 28,290,427 29,264,565 (12,208,131) 52,025,014 1,838,781 1,568,116 1,272,429 (910,885) 55,793,455 43,585,324 52,956,481 Other Governmental Funds 280,462 101,030 211,424 160,575 214,172 967,663 156,346 166,423 18,975 4,035 240,057 585,836 381,827 208,000 (64,634) 143,366 $ 96,541,805 $ 525,193 4,021,256 4,546,449 Total Governmental Funds $ 24,525,384 11,024,660 3,760,186 4,029,879 2,047,815 5,250,400 4,937,995 14,463,412 1,814,652 11,854,383 6,293,492 14,597,741 6,277,508 3,102,165 4,907,877 3,227,659 9,222,973 974,138 28,530,484 2,169,287 79,303,324 (7,448,941) 92,720,000 1,838,781 (40,694,986) 1,568,116 4,595,885 (3,535,820) 56,491,976 49,043,035 72,233,407 $121,276,442 CITY OF PEARLAND, TEXAS RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES For the Year Ended September 30, 2007 Net change in fund balances - total governmental funds: Amounts reported for Governmental Activities in the Statement of Activities are different because: Governmental funds report outlays for capital assets as expenditures because such outlays use current financial resources. In contrast, the Statement of Activities reports only a portion of the outlay as expense. The outlay is allocated over the assets' estimated useful lives as depreciation expense for the period. This is the amount by which capital outlays $30,184,669 exceeded depreciation $19,550,812 in the current period. Capital assets net of related debt acquired as a result of Municipal Utility District annexation Governmental funds do not present revenues that are not available to pay current obligations. In contrast, such revenues are reported in the Statement of Activities when earned. Governmental funds report bond proceeds as current financial resources. In contrast, the Statement of Activities treats such issuance of debt as a liability. Governmental funds report repayment of bond principal as an expenditure, In contrast, the Statement of Activities treats such repayments as a reduction in long -tern liabilities. This is the amount by which proceeds exceeded repayments. Governmental funds report bond issuance costs as expenditures. In contrast, the government wide financial statements amortized such a cost over the life of the bonds. Some expenses reported in the statement of activities do not require the use of current financial resources and these are not reported as expenditures in governmental funds: Accrued interest not reflected in Governmental funds Amortization of bond issuance costs Other long -tern liabilities Internal service funds are used by management to charge the costs of certain activities, such as fleet maintenance and information technology, to individual funds. The net revenue (expense) of certain internal service funds is reported with governmental activities. Change in net assets of governmental activities See Notes to Financial Statements. $ 49,043,035 ' 10,633,857 (5,384,865) 34,656 (51,395,427) 974,139 (467,722) 5,745 (194,224) 107,389 $ 3,356,583 CITY OF PEARLAND, TEXAS STATEMENT OF NET ASSETS PROPRIETARY FUNDS September 30, 2007 ASSETS Current assets: Cash and cash equivalents Accounts receivable, net of allowance for doubtful accounts Prepaid items Restricted cash and cash equivalents Restricted investments Total current assets Non -current assets: Capital assets: Land and improvements Construction in progress Infrastructure Buildings Machinery and equipment Less Accumulated depreciation Total non -current assets Total Assets LIABILITIES Current liabilities: Accounts payable and accrued expenses Accrued interest payable Due to other funds Customer deposits Compensated absences - current portion Bonds and certificates of obligation payable - current portion Total current liabilities Non -current liabilities: Compensated absences Bonds and certificates of obligation payable Total non -current liabilities Total Liabilities NET ASSETS Invested in capital assets, net of related debt Restricted for debt service Restricted for capital projects Unrestricted Total Net Assets See Notes to Financial Statements. Business -type Activities - Enterprise Funds Water and Sewer' Fund Solid Waste Fund 1,167,149 $ 2,005,491 56,595,241 4,652,753 64,420,634 1,105,202 11,053,520 223,677,462 2,418,830 2,258,188 , (55,270,913) 185,242,289 249,662,923 2,095,457 355,083 1,766,397 63,914 2,005,000 6,285,851 327,457 90,374,475 90,701,932 96,987,783 126,779,160 365,409 23,892,985 1,637,586 896,232 896,232 896,232 449,203 447,086 896,289 896,289 (57) $ 152,675,140 $ 24 (57) Total $ 1,167,149 2,901,723 56,595,241 4,652,753 65,316,866 1,105,202 11,053,520 223,677,462 2,418,830 2,258,188 (55,270,913) 185,242,289 250,559,155 2,544,660 355,083 447,086 1,766,397 63,914 2,005,000 7,182,140 327,457 90,374,475 90,701,932 97,884,072 126,779,160 365,409 23,892,985 1,637,529 $ 152,675,083 Governmental Activities - Internal Service Fund $ 107,848 210,059 317,907 317,907 459 210,059 210,518 210,518 107,389 $ 107,389 CITY OF PEARLAND, TEXAS STATEMENT OF REVENUES, EXPENSES AND PROPRIETARY FUNDS For the Year Ended September 30, 2007 CHANGES IN FUND NET ASSETS Business -type Activities - Enterprise Funds Water and Sewer Solid Waste Fund Fund Total REVENUES Charges for services $ OPERATING EXPENSES Personal services Supplies and materials Contractual services Repairs and maintenance Other expenses Depreciation Total Operating Expenses Operating income (loss) NON -OPERATING REVENUES (EXPENSES) Earnings on investments Operating grants and contributions Gain (loss) on disposal of capital assets Interest expense Total non -operating revenue (expenses) Income (loss) before contributions and transfers Capital contributions Transfers in Transfers out Change in net assets Total net assets - beginning as restated Total net assets - ending See Notes to Financial Statements. Governmental Activities - Internal Service Fund 17,753,958 $ 5,217,520 $ 22,971,478 $ 834,852 3,314,108 4,101,747 3,164,192 1,270,334 301,055 5,491,328 17,642,764 1111,194 2,574,017. 348,983 (2,407) (3,430,723) (510,130) (398,936) 12,657,223 164,500 (1,224,566) 11,198,221 141,476,919 3,314,108 4,101,747 5,217,693 8,381,885 1,270,334 301,055 5,491,328 5,217,693 (173) 22,860,457 111,021 116 2,574,133 348,983 (2,407) (3,430,723) 116 (510,014) (57) (398,993) 12,657,223 164,500 (1,224,566) (57) 11,198,164 141,476,919 $ 152,675,140 $ (57) $152,675,083 732,370 732,370 102,482 4,907 4,907 107,389 107,389 $ 107,389 25 CITY OF PEARLAND, TEXAS STATEMENT OF CASH FLOWS PROPRIETARY FUNDS For the Year Ended September 30, 2007 CASH FLOWS FROM OPERATING ACTIVITIES: Receipts from customers and users Disbursed for personnel services Disbursed for goods and services Net cash provided (used) by operating activities Business -type Activities - Enterprise Funds Water and Sewer Fund Solid Waste Fund Total 17,791,299 (3,341,380) (8,085,227) 6,364,692 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES 164,500 (1,224,566) 348,983 Transfers from other funds Transfers to other funds Operating grants and contributions Net cash provided by (used by) noncapital financing activities CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Proceeds from the sale of equipment Capital grants and contributions Proceeds from the sale of bonds Principal payments on debt Issuance costs Acquisition and construction of capital assets Net cash used by capital and related financing activities CASH FLOWS FROM INVESTING ACTIVITIES Purchase of investments Interest received Interest paid Net cash provided by (used by) investing activities (711,083) 7,439,629 40,065,686 (2,210,000) 51,397 (7,070,228) 38,276,484 (3,032,292) 2,574,017 (3,433,454) (3,891,729) Net increase in cash and equivalents Cash and equivalents, beginning of year Cash and equivalents, at end of year $ Governmental Activities - internal Service Fund $ 4,321,288 $22,112,587 $ (3,341,380) (4,768,490) (12,853,717) (447,202) 5,917,490 447,086 611,586 (1,224,566) 348,983 447,086 (263,997) 7,439,629 40,065,686 (2,210,000) 51,397 (7,070,228) 38,276,484 (3,032,292) 116 2,574,133 (3,433,454) 116 (3,891,613) 40,038,364 17,724,026 57,762,390 $ Unrestricted cash and equivalents $ Restricted cash and equivalents See Notes to Financial Statements. 1,167,149 $ 56,595,241 57,762,390 $ 40,038,364 17,724,026 $ 57,762,390 $ 1,167,149 56,595,241 $ 57,762,390 834,852 (941,970) (107,118) 210,059 210,059 4,907 4,907 107,848 $ 107,848 $ 107,848 $ 107,848 26 Business -type Activities - Enterprise Funds Water and Sewer Fund Solid Waste Fund Total Reconciliation of operating income to net cash provided by operating activities Operating income (loss) $ Adjustments to reconcile operating income to net cash provided by operating activities: Depreciation (Increase) decrease in accounts receivable (Increase) decrease in inventory (Increase) decrease in prepaid expenses Increase (decrease) in accounts payable Increase (decrease) in salaries payable Increase (decrease) in customer deposits Increase (decrease) in unearned revenue Net cash provided by operating activities $ 111,194 $ 5,491,328 (196,874) 752,101 (27,272) 255,017 (20,802) 6,364,692 Summary of non -cash transactions Value of annexed utility district infrastructure contributed to Water and Sewer Fund $ (173) $ 111,021 5,491,328 (896,232) (1,093,106) 449,203 1,201,304 (27,272) Governmental Activities - internal Service Funds $ 102,482 (210,059) 459 (20,802) $ (447,202) $ 5,917,490 $ (107,118) 5,217,594 $ $ 5,217,594 27 CITY OF PEARLAND, TEXAS DISCRETELY PRESENTED COMPONENT UNITS- GOVERNMENTAL ACTIVITIES COMBINING STA TEM/3WT OF NET ASSETS September 30, 2007 ASSETS Cash and equivalents Receivables -less allowance for uncollectibles Prepaid items Restricted cash Total Assets LIABILITIES Accounts payable and accrued expenses Accrued interest Non -current liabilities: Due within one year Due in more than one year Total Liabilities NET ASSETS Restricted -debt service Unrestricted Pearland Economic Development Corporation, Tax Increment Reinvestment Zone #2 8,370,959 $ 5,841,804 975,641 10,000 9,356,600 9,288 70,583 525,000 19,259,724 19,864,595 (10,507,995) Total Net Assets $ See Notes to Financial Statements. 5;841,804 20,879 20,879 Development Authority of Pearland Total Component Units 60,675 $ 14,273,438 817,359 878,034 9,533 111,176 990,000 27,273,477 28,384,186 975,641 10,000 817,359 16,076,438 39,700 181,759 1,515,000 46,533,201 48,269,660 706,183 706,183 5,820,925 (28,212,335) (32,899,405) (10,507,995) $ 5,820,925 $ (27,506,152) $ (32,193,222) CITY OF PEARLAND, TEXAS DISCRETELY PRESENTED COMPONENT UNITS- GOVERNMENTAL ACTIVITIES COMBINING STATEMENT OF ACTIVITIES For the Year Ended September 30, 2007 Functions/Programs Component Unit Pearland Economic Program Revenues Operating Grants and Expenses Contributions Development Corporation $ 14,796,366 Tax Increment Reinvestment Zone #2 1,830,405 Development Authority of Pearland 13,073,405 $ 29,700,176 $ 30,470 $ 30,470 General revenues: Taxes: Property taxes Sales and use tax Unrestricted investment earnings Transfers between component units Total general revenues Change in net assets Net assets, beginning Net assets, ending See Notes to Financial Statements. Net (Expense) and Changes in Net Assets Pearland Economic Development Corporation Tax Increment Reinvestment Zone #2 Development Authority of Pearland Totals $ (14,765,896) (1,830,405) $ (14,765,896) (1,830,405) (13,073,405)i (13,073,405) $ (14,765,896) $ (1,830,405) $ (13,073,405) $ (29,669,706) 5,326,104 802,413 6,128,517 (8,637,379) (1,870,616) $ (10,507,995) $ 8,189,969 $ 242,416 (3,856,344) 4,576,041 2,745,636 3,075,289 $ 5,820,925 95,532 3,856,344 3,951,876 (9,121,529) (18,384,623) $ (27,506,152) $ 8,189,969 5,326,104 1,140,361 14,656,434 (15,013,272) (17,179,950) $ (32,193,222) CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The City of Pearland, Texas, (the "City") was incorporated in December 1959, and adopted a "Home Rule Charter" February 6, 1971. The Charter, as amended, provides for a Council -Manager form of government and provides services authorized by its charter Presently, these services include police and emergency medical water and sewer services, drainage, sanitation, building and code inspection, planning, zoning, engineering, street repair and maintenance, park maintenance, recreational activities for citizens, and general administrative services Fire protection is provided through a volunteer department The City is governed by an elected mayor and five -member Council. The Mayor and all members are elected at large. The Mayor is allowed to vote only in case of a tie vote. The Mayor and each Council member hold office for a period of three years and until his/her successor is elected and qualified. Council members shall be limited to two full consecutive terms of office and there is no limitation on the . office of the Mayor. The City Manager is appointed by Council and is responsible for implementation of Council policy, execution of the laws, and all day-to-day operations of the City. A. Financial Reporting Entity The City is an independent political subdivision of the State of Texas governed by an elected council and a mayor and is considered a primary governihent. As required by accounting principles generally accepted in the United States of America, these financial statements have been prepared based on considerations regarding the potential for inclusion of component units, which are other entities or organizations that are financially accountable to the City. Discretely presented component units, are reported in a separate column in the government -wide statements to emphasize that they are legally separate from the primary government Based on these considerations, the City's financial statements include the following discretely presented component units: the Pearland Economic Development Corporation (PEDC); the Tax Increment Reinvestment Zone (TIRZ #2); and the Development Authority of Pearland. No other entities have been included in the City's reporting entity. Additionally, as the City is considered a primary government for financial reporting purposes, its activities are not considered a part of any other governmental or other type of reporting entity. Considerations regarding the potential for inclusion of other entities, organizations, or functions in the City s financial reporting entity are based on criteria prescribed by generally accepted accounting principles. These same criteria are evaluated in considering whether the City is a part of any other governmental or other type of reporting entity. The overriding elements associated with prescribed criteria considered in determining that the City's financial reporting entity status is that of a primary government area that it has a separately elected Governing body; it is legally separate; and it is fiscally independent of other state and local governments. Additionally prescribed criteria under generally accepted accounting principles include: considerations pertaining to organizations for which the primary government is financially accountable; and considerations pertaining to other organizations for which the nature and significance of their relationship with the primary government are such that exclusion would cause the reporting entity's financial statements to be misleading or incomplete. The component units discussed below are included in the City's reporting entity because of the significance of their operational or financial relationships with the City. 30 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) A. Financial Reporting Entity (continued) Discretely Presented Component Units: Pearland Economic Development Corporation (PEDC) In 1995, the citizens of Pearland established the Pearland Economic Development Corporation (PEDC) to help the citizens and public officials of Pearland attract new businesses and existing businesses to expand. The mechanism to fund the operations of the corporations is through a sales tdx levy at a rate of one-half of one percent (1/2%). The PEDC is fiscally dependent upon the primary government because, besides appointing the Board, the City Council also must appiove the PEDC's budget and any debt issuances. , Tax Increment Reinvestment Zone (TIRZ #2) In 1998, the Tax Increment Reinvestineiit Zone (TIRZ #2) was established for a period of 30 years or until dissolved by the City. The TIRZ #2 provides tax assisted property development and/or redevelopment in specific geographic areas in accordance with applicable state laws Besides appointing Board members, the City Council must also approve any debt issuances done on behalf of the TIRZ ' Development Authority of Pearland In 2004, the City created the Development Authority of Pearland to provide financing for the development of the TIRZ #2. Proceeds from bond sales are to be used to reimburse developers and fund a debt service reserve Besides appointing Board members, the City Council must also approve any debt issuances done on behalf of the Development Authority. B. Government -wide and Fund Financial Statements The government -wide financial statements (i.e., the ,Statement of Net Assets and the Statement of Changes in Net Assets) report information about the City as a whole These statements include all activities of the primary government and its component units. For the most part, the effect of interfund activity has been eliminated from the government -wide statements Exceptions to this general rule are charges between the City's business -type and governmental funds. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business -type activities, which rely to a significant extent on fees and charges for support The statement of activities demonstrates the degree to which the direct expenses of a given function or segment is offset by program 1 evenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include 1) charges to customers or applicants who purchase, use or directly benefit from goods services, or privileges provided by a given function or segment and 2) giants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenues are reported instead as general revenues. 31 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 1- SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) C. Measurement Focus, Basis of Accounting and Financial Statement Presentation The government -wide financial statements and all proprietary funds are reported using the economic i esources measurement focus and the accrual basis of accounting. Revenues are recognized when earned and expenses are recorded when a liability is incurred, regardless of the timing of the related cash flows. With this measurement focus, all assets and all liabilities associated with the operations of these activities are included on the statements of net assets. Proprietary fund equity consists of retained earnings. Proprietary fund -type operating statements present increases (i.e., revenues) and decreases (i.e. expenses) in net total assets. Furniture and equipment capitalized in the Proprietary Fund Types are valued at cost. The governmental fund financial statements are presented on a current financial resources measurement focus and modified accrual basis of accounting. This is the manner in which these funds are normally budgeted. Revenues are recognized as soon as they are both measurable and available. Measurable means that the amount of the transaction can be determined and available means collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the City considers revenues to be available if they are collected within 60 days of the end of the current fiscal period. Revenues susceptible to accrual include property taxes, sales and use taxes, franchise fees charges for services and interest on temporary investments. Other receipts become measurable and available when cash is received by the government and are recognized as revenue at that time. Under modified accrual accounting, expenditures are recognized in the accounting period in which the liability is incurred, if measurable, except for interest on general long-term debt, which is recognized when due. Since the govermnental fund statements are presented on a different measurement focus and basis of accounting than the government -wide statements' governmental column, a reconciliation is presented which briefly explains the adjustments necessary to reconcile fund -based financial statements with the governmental column of the government -wide presentation. In the fund financial statements, the accounts of the City are organized on the basis of funds, each of which is considered a separate accounting entity. The operations of each fund are accounted for with a separate set of self -balancing accounts that comprise its assets, liabilities, fund equity, revenues, and expenditures or expenses, as appropriate. Following is a description of the various funds: Governmental funds are those funds through which most governmental functions are typically financed. The City reports the following major governmental funds: The General Fund is used to account for all financial transactions not properly includable in other funds. The principal sources of revenues include local pioperty taxes, sales and franchise taxes, licenses and permits, fines and forfeitures, and charges for services. Expenditures include general government, administrative services, public works, parks and recreation, community development, and public safety. 32 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) C. Measurement Focus, Basis of Accounting and Financial Statement Presentation (continued) The Debt Service Fund is used to account for the payment of interest and principal on all general obligation bonds and other governmental long-term debt of the City. The primary source of revenue for debt service is local property taxes. The Debt Service Fund is considered a major fund for reporting purposes. The Capital Projects Fund is used to account for the expenditures of resources accumulated from sales tax revenues and the sale of bonds and related interest earnings for capital improvement projects. The Capital Projects Fund is considered a major fund for reporting purposes. The City's Business type activities consist of the following funds: The Enterprise Funds are used to account for the operations that provide water and sewer utility services as well as solid waste collection services to the public. The services are financed and operated in a manner similar to private business enterprises where the intent of the governing body is that the costs (expenses including depreciation) of providing goods or services to the general public on a continuing basis will be financed or recovered primarily through user charges. Additionally the city maintains an Internal Service Fund used to account for the financing of goods or services provided by one department or agency to other departments or agencies of the City on a cost -reimbursement basis. Services provided by the Internal Service Funds include property and liability insurance coverage and employee health benefits. The Internal Service Fund is included in governmental activities for government -wide reporting purposes. Private -sector standards of accounting and financial reporting issued prior to December 1, 1989, generally are followed to the extent that those standards do not conflict with or contradict guidance of the Governmental Accounting Standards Board Govermnents also have the option of following subsequent private -sector guidance for their business -type activities and enterprise funds, subject to this same limitation. All assets, liabilities, equities, revenues, expenses and transfers relating to the government's business activities are accounted for through proprietary funds. The measurement focus is on determination of net income, financial position and cash flows. Operating revenues include charges for services. Operating expenses include costs of materials, contracts personnel and depreciation. In accordance with GASB Statement No 20, the City has elected to follow GASB statements issued after November 30, 1989, rather than the Financial Accounting Standards Board, in accounting for enterprise funds. As a general rule, the effect of interfund activity has been eliminated from the government -wide financial statements. Exceptions to this general rule are charges between the City's water and sewer function and various other functions of the government. Elimination of these charges would distort the direct costs and program revenue reported for the various functions concerned. 33 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) C. Measurement Focus, Basis of Accounting and Financial Statement Presentation (continued) Amounts reported as program revenues include: 1) charges to customers or applicants for goods, services, or privileges provided 2) operating grants and contributions, and 3) capital grants and contributions including special assessments. Internally dedicated resources are reported as general revenues rather than as program revenue. Likewise, general revenue includes all taxes. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection, with a proprietary fund's principal ongoing operations. The principal operating revenues, of the City's Enterprise Fund are charges to customers for sales and services Operating expenses for Enterprise Funds include the cost of sales and services, administrative expenses, and depreciation on capital assets All revenue and expenses not meeting this definition are reported as nonoperating revenue and expense. D. Encumbrances Encumbrance accounting, under which purchase orders, contracts, and other commitments for the expenditure of funds are recorded in order to reserve that portion of the applicable appropriation, is employed in the governmental funds. Open encumbrances are reported as reservations of fund balances since they do not constitute expenditures or liabilities. Encumbrances outstanding at year- end are appropriately provided for in the subsequent year's budget. E. Cash and Cash Equivalents The City's cash and cash equivalents are considered to be cash on hand, demand deposits, and short- term investments with original maturities of three months or less from the date of acquisition For the purpose of the statement of cash flows, the Proprietary Fund Types consider temporary investments with maturity of three months or less when purchased to be cash equivalents. The City pools cash resources of its various funds to facilitate the management of cash. Cash applicable to a particular fund is readily identifiable. The balance in the pooled cash accounts is available to meet current operating requirements. Cash in excess of cunent requirements is invested in various interest -bearing accounts and securities and disclosed as part of the City's investments. The City pools excess cash of the various individual funds to purchase these investments. These pooled investments are reported in the combined balance sheet as Investments in each fund based on each fund's share of the pooled investments Interest income is allocated to each respective individual fund, monthly, based on their respective share of investments in the pooled investments. F. Investments Investments consist of United States (US) Government Agency securities. The City reports all investments at fair value based on quoted market prices at year-end date. 34 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) G. Receivables All receivables are i eported at their gross value and, where appropriate, are reduced by the estimated portion that is expected to be uncollectible. Trade accounts receivable in excess of 180 days comprise the trade accounts receivable allowance for uncollectibles. H. Due to and Due from Other Funds Interfund receivables and payables arise from interfund transactions andare recorded by all funds affected in the period in which the transactions are executed. These receivables and payables are classified as "due from other funds" or "due to other funds" or 'due from component unit/primary government" or "due to component unit/primary government" if the transactions are between the primary government and its component unit. Interfund receivables and payables which are not expected to be paid within 12 months are classified as loans from/loans to other funds, component units, or primary government. I. Inventories and Prepaid Items Inventory, which consists of fuel and auto parts for use in the City's vehicles, is stated at cost (first - in, first -out method). Expenditures are recognized as the fuel and auto parts are consumed rather when purchased J. Restricted Assets Certain proceeds of the Water and Sewer Enterprise Fund revenue bonds and certain resources set aside for their repayment are classified as restricted assets on the balance sheet because their use is limited by applicable bond covenants. Certain resources are also set aside for repayment of Development Authority Bonds and are reported as restricted assets. K. Capital Assets Capital assets which include property, plant, equipment and infrastructure, are reported in the applicable governmental or business -type activities columns in the government -wide financial statements. The City defines capital assets as assets with an initial, individual cost of more than $5,000 and an estimated useful life of three years or more Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at estimated fair market value at the date of donation. The costs of normal maintenance and repairs that do not ad to the value of the asset or materially extend assets' lives are not capitalized. Property, plant, and equipment are depreciated using the straight-line method over the following useful lives: Asset Description Buildings and improvements Machinery and equipment Infrastructure Estimated Useful Life 10-45 3-15 10-50 35 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) L. Compensated Absences It is the City's policy to permit employees to accumulate earned but unused vacation, sick and holiday pay benefits. Employees hired prior to October 1, 2005 earn vacation leave at the rate of 15 days per year from 1 to 15 years of service, 20 days per year for service of 16 to 19 years, and 25 days per year for service of 20 years or more. Employees, who are not classified and are hired after October 1, 2005, earn vacation at a rate of 10 days per year from 1-6 years of service, 15 days per year for 7-15 years of service and 20 days for over 16 years of service. Effective October 1, 2005, employees are no longer able to carry over unused vacation from one year to the next with the exception of police department personnel in classified positions Employees are required to use their vacation in the year it is earned Employees who are unable to use their vacation due to departmental scheduling or staffing problems may, with the City Manager's approval, receive compensation for half of the remaining balance up to a maximum of forty (40) hours. City employees receive 11 paid holidays per year. Employees required to work on a City observed holiday may be paid or may elect to receive compensatory time off for the holiday. Overtime is earned at one and one-half times the regular rate of pay. Employees may be paid or receive compensatory time. The maximum accrual for overtime is 160 hours, except for employees involved in public safety, who can accrue up to 320 hours. All sick leave benefits are accumulated and paid to employees upon separation from the City not to exceed 720 hours. Vacation, sick and holiday pay benefits are accrued when incurred in the government -wide and proprietary fund financial statements. A liability for these amounts is reported in governmental funds only if they have matured, for example as a result of employee resignations and retirements. M. Estimates The preparation of financial statements, in conformity with generally accepted accounting principles, requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of financial statements and the reported amounts of revenues and expenditures dui ing the reporting period. Actual results could differ fiom those estimates. 36 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 2 — DEP Y SITS (CASH) AND INVESTMENTS Authorization for Deposits and Investments The Texas Public Funds Investment Act (PFIA), as prescribed in Chapter 2256 of the Texas Government Code, regulates deposits and investment transactions of the City. In accordance with applicable statutes, the City has a depository contract with an area bank (depository) providing for interest rates to be earned on deposited funds and for banking charges the City incurs for banking services received. The City may place funds with the depository in interest an non -interest bearing accounts. State law provides that collateral pledged as security for bank deposits must have a market value of not less than the amount of the deposits and must consist of (1) obligations of the United States or its agencies and instrumentalities; (2) direct obligations, of the State of Texas or its agencies;• (3) other obligations, the principal and interest on which are unconditionally guaranteed or insured by the State of Texas, and/or (4) obligations of states, agencies, counties cities, and other political subdivisions of any state having been rated as to investment quality by a nationally recognized investment rating firm and having received a rating of not less than A or its equivalent. City policy requires the collateralization level to be at least 102% of market value of principal and acciued interest. The Council has adopted a written investment policy regarding the investment of City funds as required by the Public Funds Investment Act (Chapter 2256, Texas Government Code). The investments of the City are in compliance with the City's investment policy. The City's investment policy is more restrictive than the PFIA requires. It is the City's policy to restrict its direct investments to obligations of the U S. Government or U.S. Government Agencies, fully collateralized certificates of deposit, banker's acceptances mutual funds, repurchase agreements and local government investment pools The maximum maturity allowed is three years from date of purchase. The City's investment policy does not allow investments in collateralized mortgage obligations. • Deposit and Investment Amounts The City's cash and investments are classified as: cash and cash equivalents, investments, and restricted cash and investments. The cash and cash equivalents include cash on hand, deposits with financial institutions, and short-term investments, which have maturities at purchase of less than three months, consist mainly of certificates of deposit. The restricted cash and investments are assets restricted for specific use. The restricted cash and investments include cash on deposit with financial institutions. For better management of cash, the City pools the cash, based on the City's needs, into either bank/sweep accounts, or in longer -term investments in U.S. Government Securities. However each fund's balance of cash and investments is maintained in the books of the City. The deposit and investment policies for the Pearland Economic Development Corporation, TIRZ Developments, and Development Authority of Pearland are substantially the same as the City. 37 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 2 — DEPOSITS (CASH) AND INVESTMENTS (continued) The following schedule shows the City's recorded cash and investments at year-end: Total Fair Value Cash deposits Temporary Investments FHLMC discount note Primary Component Government Units $175,425,802 $ 15,090,797 8,905,500 $ 184,331,302 $ 15,090,797 Quoted market prices are the basis of the fair value for US Treasury and Agency securities. The amount of increase or decrease in the fair value of investments during the current year is included in the City's investment income as follows: Interest income $ 8,522,932 unrealized gain (loss) on temporary investments 129,557 Investment earnings $ 8,652,489. Investment Risks Interest Rate Risk At year-end, the City had the following investments subject to interest rate risk disclosure, under U S. generally accepted accounting principles: Weighted Total Fair Average Value Maturity (days) Temporary Investments FHLMC discount note $ 8,905,500 85 $ 8,905,500 Portfolio weighted average maturity 85 The City measures interest rate risk using the weighted average maturity method for the portfolio. The City's investment policy specifies a maximum weighted average maturity of 547.5 days or 18 months based on the stated maturity date for each investment in the portfolio. To the extent possible, the City attempts to match investments with anticipated cash flow requirements. The City does not directly invest in securities with a stated maturity date more than three years or 1 095 days from date of purchase. The settlement date is considered the date of purchase. 38 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 2 — DEPOSITS (CASH) AND INVESTMENTS (continued) Concentration of Credit Risk With the exception of U.S. Treasury Securities and interest bearing checking accounts that are fully collateralized, no more than 75 percent of the City's total investment portfolio will be invested in a single security type. As of September 30, 2007 the City had investments in U S. Agency securities that exceeded five percent of the total investment portfolio at year-end. Investment Type Total Fair Percentage of Value Total Portfolio FHLMC discount note $ 8,905,500 100% Total $ 8,905,500 100% Credit Risk Federal Home Loan Mortgage Corporation Discount Notes and Federal National Mortgage Association Discount Notes (FNDN) agency notes were rated AAA by Standard & Poor's, AAA by Fitch Ratings, and Aaa by Moody's Investors Service. All credit ratings meet acceptable levels required by guidelines prescribed by both the PFIA and the City's investment policy. A public fund investment pool must be continuously rated no lower than AAA or AAAm or no lower than investment grade by at least one nationally recognized rating service and have a weighted average maturity no greater than 90 days Investments with minimum required ratings do not qualify as authorized investments during the period the investment does not have the minimum rating. Restricted Assets The Enterprise Funds have restricted certain cash and investments for customer deposits, reserve and emeigency expenditures, capital improvements cash restricted for others, and revenue bond debt service. Because of certain bond covenants, the Enterprise Fund is required to maintain prescribed amounts of resources that can be used only to service outstanding debt. Some of the proceeds from debt or from funds received from acquisition of Municipal Utility Districts are restricted for use on capital projects. Revenue bond debt service Customer deposits and operating reserves Capital improvements Total 39 Primary Government Component Units $ 720,492 $ 817,359 1,765,647 58,761,855 $ 61,247,994 $ 817,359 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 3 - RECEIVABLES Receivables at September 30, 2007 consist of the following: Primary Government: Governmental Funds: Other Non Major Capital Projects Governmental General Fund Debt Service Fund Fund Funds Total Receivable$ Property taxes, including penalties and interest Sales and other taxes Fines and,forfeitures Interest Other Allowance for uncollectibles Proprietary Funds: Receivables Customer accounts Interest Other Allowance for uncollectibles Component Units: 691 /996 $ 2,638,826 338,031 30,141 328,846 655,425 $ (13,840) (13,109) 112,488 $ 4,014,000 $ 642,316 $ 112,488 $ $ 1,347,421 2,638,826 338,031 1,117 31,258 110,278 551,612 (26,949) 111,395 $ 4,880,199 Water and Sewer Fund Solid Waste Fund Total $ 2,605,857 $ 2,806 15,660 (618,832) 896,232 $ 3,502,089 2,806 15,660 (618,832) $ 2,005,491 $ 896,232 $ 2,901,723 Receivables Sales and other taxes Interest Total 40 Pearland Economic Development. Corporation $ 967,390 8,251 $ 975,641 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 3 — RECEIVABLES (continued) Governmental funds report deferred revenue in connection with receivables for revenues that are not considered to be available to liquidate liabilities of the current period. At the end of the current fiscal year, the various components of deferred revenue reported in the governmental funds were as follows: Unavailable Unearned Delinquent property taxes receivable - general fund $ 582,340 $ Delinquent property taxes receivable - debt service fund 545,588 Municipal fines and forfeitures 325,470 Grants and revenues prior to meeting all eligibility requirements 104,096 Total Deferred Revenue for Governmental Funds $ 1,453,398 $ 104,096 Property Taxes Property taxes are levied by October 1 in conformity with Subtitle E, Texas Property Tax Code. Taxes are due on receipt of the tax bill an41 are delinquent if not paid before February 1 of the year following the year in which imposed. On January 1 of each year, a tax lien attaches to property to secure the payment of all taxes, penalties, and interest ultimately imposed. The Central Appraisal District ("CAD") of Brazoria County, Texas, establishes appraised values Taxes are levied by the City Council based on the appraised values and operating needs of the City. The City contracts billing and collection of tax levies with the Brazoria County Tax Assessor -Collector. 41 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 4 - CAPITAL ASSETS A summary of changes in the primary goverment's capital assets for the year ended September 30, 2007, follows: Primary Government Balance September 30, 2006 Reclassification/ Increases (Decreases) Balance September 30, 2007 Governmental Activities: Capital assets not being depreciated: Land Construction in progress Total capital assets not being depreciated Other capital assets: Infrastructure Buildings and improvements Machinery and equipment Total other capital assets Less accumulated depreciation for: Infrastructure Buildings and improvements Machinery and equipment Total accumulated depreciation Other capital assets, net Totals $ 25,834,203 $ 74,022,240 99,856,443 1,808,001 $ 27,394,509 29,202,510 (38,530,590) (38,530,590) 27,642,204 62,886,159 90,528,363 518,264,465 20,823,319 7,364,198 546,451,982 3,285,298 637,554 1,858,183 5,781,035 38,530,590 (328,002) 38,202,588 560,080,353 21,460,873 8,894,379 590,435,605 (112,326,077) (8,111,426) (5,197,719) (125,635,222) 420,816,760 $ 520,673,203 $ (18,240,883) (761,408) (1,442,733) (20,445,024) (14,663,989) 14,538,521 322,664 322,664 38,525,252 $ (5,338) $ (130,566,960) (8,872,834) (6,317,788) (145,757,582) 444,678,023 535,206,386 Business -type Activities: Capital assets not being depreciated: Land and intangibles Construction in progress Total capital assets not being depreciated Other capital assets: Water and sewer system Buildings and improvements Machinery and equipment Total other capital assets Less accumulated depreciation for: Water and sewer system Buildings and improvements Machinery and equipment Total accumulated depreciation Other capital assets, net Totals Balance September 30, 2006 Increases Balance Reclassification/ September 30, (Decreases) 2007 $ 1,044,339 $ 21,083,429 22,127,768 60,863 $ 6,315,737 6,376,600 (16,345,646) (16,345,646) 1,105,202 11,053,520 12,158,722 199,483,466 2,398,799 1,833,846 203,716,111 (45,543,352) (735,021) (1,117,305) (47,395,678) 156,320,433 $ 178,448,201 $ 7,848,350 20,031 511,966 8,380,347 (7,608,276) (84,508) (267,668) (7,960,452) 419,895 6,796,495 $ 16,345,646 (87,624) 16,258,022 85,217 85,217 16,343,239 (2,407) $ 223,677,462 2,418,830 2,258,188 228,354,480 (53,151,628) (819,529) (1,299,756) (55,270,913) 173,083,567 185,242,289 42 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 4 - CAPITAL ASSETS (continued) Depreciation was charged to programs as follows: General government Public safety Public works Community services Parks and recreation Total Governmental Activity $ 220,999 1,063,974 17,619,886 92,270 553,680 $ 19,550,809 Water and sewer $ 5,491,328 Total Business -Type Activity $ 5,491,328 • The City has active construction projects as of September 30, 2007. The projects include various improvements to streets, drainage and facilities as well as and water and sewer improvements. At year-end, the City s contractual commitments on projects were as follows: Project Description Drainage Improvement Building Improvements Street Improvement Water and sewer Improvements Totals 43 Total In Progress $ 16,051,901 2,765,935 44,068,322 11,053,521 $ 73,939,679 Remaining Commitment $ 7,539,965 17,767,065 75,829,661 65,068,155 $ 166,204,846 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 5 - LONG TERM DEBT A. General Obligation Bonds and Certificates of Obligation The City issues general obligation bonds and certificates of obligation and, upon annexation and dissolution of Municipal Utility Districts, assumes unlimited tax and revenue obligations. The assumed obligations were used to acquire and construct major capital facilities. General obligation bonds, certificates of obligation, and assumed obligations from dissolved and annexed areas are for both governmental and business -type activities. The bonds are reported in the Proprietary Funds only if they are expected to be repaid from proprietary revenues. The general long-term bonds, certificates' of obligation and assumed obligations are paid through the Debt Service Fund from tax revenues. The following is a summary of changes in the City's total governmental long-term liabilities for the year ended September 30, 2007 In general, the City uses the General and Debt Service funds to liquidate governmental long-term liabilities. Governmental Activities: Bonds payable: General obligation bonds Certificates of obligation Deferred amount for issuance premium Less: deferred amounts on refunding Less: bond issuance costs Total bonds payable Obligations under capital leases Compensated absences Total Governmental Activities Balance September 30, 2006 Additions (Reductions) Balance September 30, 2007 Amounts Due Within One Year $ 112,330,000 59,250,000 1,488,964 (854,558) (997,048) 171,217,358 $ 79,175,000 23,250,000 1,782,360 (2,137,354) (1,166,747) 100,903,259 $ (26,695,000) $ (16,280,000) (176,064) 55,336 663,572 (42,432,156) 164,810,000 $ 66,220,000 3,095,260 (2,936,576) (1,500,223) 229,688,461 2,660,000 240,000 2,900,000 308,942 3,099,142 $ 174,625,442 1,568,116 1,754,200 $ 104,225,575 (339,485) (1,660,073) $ (44,431,714) $ 1,537,573 3,193,269 234,419,303 $ 350,368 398,063 3,648,431 Long -tern liabilities applicable to the City's governmental activities are not due and payable in the current period, and accordingly, are not reported as fund liabilities in the govermnental funds. Interest on long-term debt is not accrued in governmental funds, but rathei is recognized as an expenditure when due. The full amount estimated to be requited for debt service on general obligation debt is provided by (1) the debt service portion of the tax levy; (2) interest earned in the Debt Service Fund and (3) operating transfers from both the General Fund and the Water and Sewer Enterprise Fund. Transfers fiom the Enterprise Funds are approved at the discretion of City Council and are not intended to service a specific bond series. 44 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 5 - LONG-TERM DEBT (continued) A summary of the terms of general obligation bonds and certificates of obligation, as of September 30, 2007, follows: Series Original Issue Matures Interest Debt Rate (%) Outstanding General Obligation Bonds General Obligation Bonds Series 2001 Permanent Improvement and Refunding Bonds, Permanent Improvement and Refunding Bonds, Permanent Improvement and Refunding Bonds, Permanent Improvement and Refunding Bonds, Permanent Improvement and Refunding Bonds, Permanent Improvement and Refunding Bonds, Annexed Municipal Utility District Bonds BC MUD 1 Series 1998 BC MUD 1 Series 2001 BC MUD 1 Series 2007 Total General Obligation Bonds Certificates of Obligation Certificates of Obligation, Series 2001 Certificates of Obligation, Series 2003 Certificates of Obligation, Series 2004 Certificates of Obligation, Series 2006 Certificates of Obligation Series 2007 Total Certificates of Obligation Prior Year Refunding Series 2000 Series 2002 Series 2003 Series 2005 Series 2006 Series 2007 1,900,000 10,830,000 25,000,000 15,000,000 37,015,000 32,165,000 69,640,000 2,700,000 4,940,000 1,940,000 11,650,000 25,000,000 21,000,000 9,700,000 23,250,000 2010 2009 2027 2028 2029 2029 2032 2018 2018, 2030 2022 2023 2028 2029 2032 3.90 4.80-4.90 5.10-5.08 4.00-6.00 3.25-5.00 4.00-5.00 4.00-5.00 4.50-6.50 4.00-5.00 3.75-4.35 5.00-6.00 3.00-4.50 4.00-5.25 3.65-4.68 3.25-5.25 $ 685,000 3,865,000 3,005,000 13,695,000 37,015,000 321115,000 69,640,000 90,000 2,760,000 1,940,000 $ 164,810,000 $ 1,250,000 17,990,000 14,030,000 9,700,000 23,250,000 $ 66,220,000 In prior years, the City defeased certain general obligation and other bonds by placing the proceeds of the new bonds in an irrevocable trust to provide for all future debt service payments on the refunded bonds. Accordingly, the trust account assets and the liability for the defeased bonds are not included in the City's financial statements. At September 30, 2007 approximately $37.6 million of previously refunded bonds outstanding were considered defeased. 45 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 5 - LONG-TERM DEBT (continued) Current Year Refunding of Long -Term Debt The City issued $69,640,000 of combination 'general obligation refunding and permanent improvement bonds to provide resources to purchase U.S. Government State and Local Government Series securities that were placed in an irrevocable trust for the purpose of generating resources for all future debt service payments of $40.2 million of general obligation bonds. The balance ($29.7 million) was deposited into the City s Capital projects fund for future construction projects As a result, the refunded bonds ($36.5 million at fiscal year end) are considered to be defeased and the liability has been removed from the governmental activities column of the statement of net assets. The reacquisition price exceeded the, net carrying amount of the old debt by $2.1 million This amount is being netted against the new debt and amortized over the remaining life of the new debt, which is shorter than the life of the refunded debt. This advance refunding was undertaken to decrease total debt service payments through fiscal year 2024 by $54.4 million and resulted in an economic gain of $28.9 million. Capital Lease Obligations The City has entered into certain capital lease agreements' in order to purchase public safety and management information systems equipment and other construction related equipment The capital lease obligations are paid out of the General and Debt Service Funds. Following is a summary of future lease payments due on this equipment: Lease Fiscal Year Obligations 2008 $ 409,134 2009 308,734 2010 114,486 2011 114,486 2012 114,486 2013 114,486 2014 114,486 2015 114,486 2016 114,486 2017 114,486 2018 114,486 2019 114,486 Total 1,862,728 Less interest portion (325,155) Obligations under Capital Leases $ 1,537,573 46 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 5 - LONG-TERM DEBT (continued) The annual requirements to amortize governmental activity general obligation bonds and certificates of obligation outstanding at September 30, 2007 are as follows: Fiscal Year 2008 2009 2010 2011 ' 2012 2013 2014 2015 2016 20171 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 2032 Governmental Activities General Obligation Certificates of Obligation Principal $ 2,660,000 4,050,000 3,195,000 3,495,000 4,480,000 4,845,000 5,135,000 5,425,000 5,670,000 4,840,000 4,650,000 6,435,000 7,995,000 8,350,000 8,725,000 9,120,000 11,150,000 10,070,000 10,410,000 10,915,000 11,395,000 13,840,000 2,755,000 2,620,000 2,585,000 $ 164,810,000 Interest $ 8,426,307 $ 7,463,854 7,286,488 7,133,268 6,952,493 .6,749,053 6,545,7.62 6,303,120 6,026,713 5,779,421 5,559,695 5,299,915 4,966,536 4,594,930 4,206,016 3,798,495 3,327,038 2,827,930 2,346,582' 1,848,140 1,320,990 714,120 315,928 185,012 61,394 $ 110,039,200 $ Principal 240,000 915,000 2,160,000 2,390,000 2,130,000 2,265,000 2,400,000 2,520,000 2,670,000 3,095,000 3,660,000 3,965,000 2,895,000 3,050,000 3,210,000 3,380,000 1,945,000 3,660,000 3,905,000 4,075,000 4,295,000 2,595,000 1,540,000 1,600,000 1,660,000 66,220,000 Interest $ 2,907,598 2,885,317 2,814,820 2,709,111 2,608,911 2,512,911 2,412,530 2,306,070 2,193,963 2,071,772 1,926,386 1,758,248 1,603,650 1,465,977 1,320,500 1,167,092 1,039,660 903,232 720,985 543,556 372,114 236,081 163,575 104,550 35,275 $ 38,783,884 47 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 5 - LONG-TERM DEBT (continued) B. Enterprise Fund Debt The following is a sununary of changes in the City's total business -type long-term liabilities for the year ended September 30, 2007. Business -type Activities: Bonds payable: Certificates of obligation Water and sewer revenue bonds Premium on bond issuance Deferred issuance costs Other liabilities: Compensated absences Total Business -type Activities Balance September 30, 2006 $ 15,000,000 $ 40,170,000 321,547 (849,160) 54,642,387 Additions 40,135,000 1,088 (240,402) 39,895,686 (Reductions) $ (1,085,000) $ (1,125,000) (19,167) 70,569 (2,158,598) Balance September 30, 2007 Amounts Due Within One Year 13,915,000 $ 79,180,000 303,468 (1,018,993) 92,379,475 775,000 1,230,000 2,005,000 418,643 $ 55,061,030 $ 248,357 40,144,043 (221,085) $ (2,379,683) $ 391,371 92,770,846 $ 63,914 2,068,914 A summary of the terms of certificates of obligation and revenue bonds recorded in the Enterprise Funds as of September 30, 2007, is as follows: Series Original Issue Matures Interest Debt Rate (%) Outstanding Water and Wastewater Fund Water and Sewer System Revenue Bonds, Series 1996 B Water and Sewer System Adjustable Rate Revenue Bonds, Series 1999 Water and Sewer System Revenue Bonds, Series 2001 Water and Sewer System Revenue Bonds, Series 2003 Water and Sewer System Revenue and Refunding Bonds, Series 2006 Water and Sewer System Revenue and Refunding Bonds, Series 2007 Certificates of Obligation, Series 1998 Total Utility System Fund 8,870,000 2008 8,000,000 10,000,000 9,500,000 2020 2023 2025 13,845,000 2031 40,135,000 17,100,000 4.20-4.40 $ 3.75-4.41 4.37-6.25 4.00-6.00 3.74-4.82 515,000 6,785,000 9,310,000 8,590,000 13,845,000 2031 3.50-5.50 40,135,000 2018 3.10-3.80 13,915,000 $ 93,095,000 48 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 5 - LONG-TERM DEBT (continued) The annual requirements to amortize governmental activity revenue bonds and certificates of obligation outstanding at September 30, 2007 are as follows: Fiscal Year Business -Type Activities Revenue Bonds Principal Interest Certificates of Obligation Principal Interest 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 $ 1,230,000 1,445,000 2,065,000 2,160,000 2,265,000 2,380,000 2,490,000 2,600,000 2,730,000 2,845,000 2,970,000 3,100,000 3,235,000 3,380,000 3,545,000 3,720,000 3,895,000 4,080,000 4,270,000 4,485,000 4,705,000 4,945,000 5,190,000 5,450,000 $ 79,180,000 $ 3,667,602 $ 3,611,978 3,539,695 3,438,918 3,327,585 3,211,381 3,092,742 2,974,284 2,849,948 2,719,462 2,587,527 2,449,259 2,306,353 2,15 9,194 1,993,531 1,819,731 1,642,069 1,458,944 1,266,569 1,055,944 831,694 613,644 418,956 214,638 $ 53,251,648 775,000 $ 980,000 1,015,000 1,050,000 1,090,000 1,1.25,000 1,170,000 1,210,000 1,250,000 2,090,000 2,160,000 $ 13,915,000 $ 489,329 461,198 428,271 393,158. 355,698 316,100 274,498 230,760 184,938 121,790 41,040 3,296,780 • 49 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 5 - LONGTERM DEBT (continued) C. Component Unit Long -Term Debt The following is a summary of the long-terih debt transactions of the Pearland Economic Development Corporation and the Development Authority of Pearland for the year ended September 30, 2007: Pearland Economic Development Corporation Sales tax revenue bonds Deferred amount for issuance premium Deferred logs on refunding Deferred issuance costs Compensated absences Development Authority of Pearland Tax Increment Revenue Bonds Deferred issuance costs Deferred amount for issuance discount Balance September 30, 2006 Additions (Reductions) Balance September 30, 2007 Amounts Due Within One Year 20,480,000 $ 148,236 (173,208) (346,109) 38,198 22,235,000 (1,590,103) (82',286) $ 40,709,728 $ 19,500 $ (400,000) $ (12,034) 14,061 26,755 (10,675) 9,970,000 (806,604) (93,866) 9,089,030 $ (1,555,000) 173,575 12,761 (1,750,557) $ 20,080,000 $ 525,000 136,202 (159,147) (319,354) 47,023 30,650,000 990,000 (2,223,132) (163,391) 48,048,201 $ 1,515,000 A summary of the terms of the revenue bonds recorded as long-term liabilities in the Pearland Economic Development Corporation and Development Authority of Pearland as of' September 30 2007 are as follows: Series Original Issue Matures Interest Debt Rate (%) Outstanding Pearland Economic Development Corporation Sales Tax Revenue Bonds, Series 2005 Sales Tax Revenue Bonds, Series 2006 Development Authority of Pearland Tax Increment Revenue Bonds, Series 2004 Tax Increment Revenue Bonds, Series 2005 Tax Increment Revenue Bonds, Series 2006 Total Component Unit Long -Term Debt 10,590,000 10,235,000 2026 2.30-4.42 $ 9,895,000 2030 3.66-4.75 10,185,000 13,995,000 2028 9,775,000 2028 9,970,000 2028 2.50-5.50 3.50-4,75 4.00-4.40 12,340,000 8,340,000 9,970,000 $ 50,730,000 50 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 5 - LONG-TERM DEBT (continued) The annual requirements to amortize component unit revenue bonds outstanding at September 30, 2007 are as follows: Fiscal Year 2008 ' 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 Revenue Bonds Pearland Economic Development Corp°, ation Principal Interest $ 525,000 $ 545,000 565,000 585,000 610,000 635,000 660,000 690,000 720,000 760,000 795,000 835,000 875,000 910,000 950,000 995,000 1,040,000 1,090,000 1,140,000 1,190,000 1,255,000 1,320,000 1,390,000 888,369 870,144 851,669 831,506 809,256 784,906 757,406 728,856 698,956 664,756 628,669 590,575 556,125 519,625 481,075 439,200 395,138 348,538 299,325 247,838 188,338 128,725 66,025 $ 20,080,000 $ 12,775,019 F. - Legal Compliance Development Authority of Pearland Principal Interest $ 990,000 $ 1,399 289 980,000 1,362 152 1,015,000 1,324 002 1,060,000 1,283 263 1,100,000 1,239 648 1,150,000 1,193 363 1,195,000 1,143 917 1,250,000 1,091 675 1,305,000 1,036 581 1,360,000 979 442 1,425,000 918 427 1,435,000 853 928 1,505,000 788 727 1,570,000 719 437 1,645,000 647 062 1,720,000 569 556 1,805,000 488,211 1,890,000 400,432 1,985,000. 308,162 2,080,000 210,232 2,185,000 107,707 $ 30,650,000 $ 18,065,213 Long-term debt assumed by the City upon dissolution of annexed municipal utility district in fiscal year 2007 has been recorded as part of the City's long-term debt A portion of the assumed debt is related to assets recorded in the Water and Sewer Fund. Even though the debt is related to assets recorded in the Water and Sewer Fund, the debt is considered general obligation debt based on Texas law. 51 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 6 - INTERFUND TRANSACTIONS A summary of rnterfund transfers, the purpose of which is to cover operational expenses/expenditures, for the year ended September 30 2007, is as follows: Transfers Out Transfers In Amounts Purpose General Fund General Fund General Fund General Fund Capital Projects Fund Capital Projects Fund Non Major Governmental Fund Non Major Governmental Fund Water and Sewer Fund Water and Sewer Fund Capital Projects Fund Debt Service Fund Non Major Governmental Funds Water and Sewer Fund Debt Service Fund General Fund Capital Projects Fund General Fund Debt Service Fund General Fund 1,241,454 Transfer funds for capital projects costs 946,347 Debt service payments Transfer of funds to park and recreation 208,000 activities Annual scheduled transfer of funds for water 164,500 and sewer services 19,672 Debt service payments Transfer for engineering costs and other capital 891,213 project costs 30,975 Transfer funds for capital projects costs 33,659 Transfer funds for administrative costs 272,735 Debt service payments 951,830 Transfer funds for administrative costs 4,760,385 A summary of interfund receivables and payables at September 30, 2007 follows: Receivable Fund Payable Fund Amount Purpose General Fund General Fund General Fund Non Major Governmental Funds $ Internal Service Fund Solid Waste Fund 18,000 210,059 447,086 675,145 Short-term loan to fund operations Short-term loan to fund operations Short-term loan to fund operations 52 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 7 — FUN Et EQUITY / NET ASSETS The City records fund balance reserves on the fund level to indicate that a portion of the fund balance is legally restricted for a specific future use or to indicate that a portion of the fund balance is not available for expenditures At year end, the City had negative equity accounts in the Solid Waste Enterprise fund. The fund is expected to achieve positive equity levels through future charges for services. The Pearland Economic Development Corporation and the Development Authority of Pearland, discretely presented component units of the City, had negative net asset balances at year end of approximately $10 5 and $27.5 million respectively. These deficit balances are caused by these entities issuing bonds for economic development related construction projects and, in accordance with state law, transferring the capital assets to the primary government while retaining the related debt. As noted in Note 5, the debt is expected to be retired with future dedicated sales tax revenues. In accordance with the provisions of the Governmental Accounting Standards Board's Statement number 34, the City has presented the retroactive capitalization of infrastructure capital assets as of October 1, 2006. The effects of this presentation in the government wide financial statements are as follows: Governmental Activities Business -Type Activities Beginning net assets as originally reported $ 41,570,526 $ Result of retroactively reporting infrastucture assets Beginning net assets as restated 63,972,594 377,534,123 77,504,326 $ 419,104,649 $ 141,476,920 NOTE 8 - DEFERRED COMPENSATION PLAN The City maintains, for its employees, a tax -deferred compensation plan meeting the requirements of Internal Revenue Code Section 457. The plan was established in the 1995 fiscal year by City Ordinance, and Nationwide Retirement Solutions and SRC Retirement Corporation were appointed as plan administrators. The deferred compensation is not available to employees until termination retirement, death, or unforeseen emergency. The plan's trust arrangements are established to protect deferred compensation amounts of employees under the plan from any other use other than intended under the plan (eventual payment to employees deferring the compensation) in accordance with federal tax laws. Amounts of compensation deferred by employees under plan provisions are disbursed bi-weekly by the City to a third party administrator. The third party administrator handles all funds in the plan and makes investment decisions and disburses funds to employees in accordance with plan provisions. 53 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 9 - EMPLOYEE RETIREMENT SYSTEM Plan Description and Provisions The City provides pension benefits for all of its full-time employees through a nontraditional, joint contributory, defined benefit plan in the state-wide Texas Municipal Retirement System ("TMRS') one of 801 currently administered by TMRS, an agent multiple-employei public employee retirement system. Benefits depend upon the sum of the employee's contributions to the plan, with interest, and the City - financed monetary credits, with interest. At the date the plan began, the City granted monetary credits for service rendered before the plan began of a theoretical amount equal to two times what would have been contributed by the employee, with interest, prior to establishment of the plan. Monetary credits for service since the plan began are a percent (100%, 150%, or 200%) of the employee's accumulated contributions In addition, the City can grant, as often as annually, another type of monetary credit referred to as an updated service credit which is a theoretical amount which, when added to the employee's accumulated contributions and the .monetary ca edits for service since the plan began would be the total monetary credits and employee contributions accumulated, with interest, if the current employee contribution rate and City matching percent had always been in existence and if the employee's salary had always been the average of his salary in the last three years that are one year before the effective date. At retirement, the benefit is calculated as if the sum of the employee's accumulated conti ibutions, with interest, and the employer -financed monetary credits with interest, were used to purchase an annuity. The plan provisions are adopted by the City Council of the City, within the options available in the state statutes governing TMRS and within the actuarial constraints also in the statutes. Plan provisions for the City were as follows: Deposit Rate• 7% Matching Ratio (City to Employee): 2 to 1 A member is vested after 5 years Members can retire at ages 60 and above with 5 or more years of service or with 20 years of service regardless of age. 54 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 9 - EMPLOYEE RETIREMENT SYSTEM (continued) Contributions Under the state law governing TMRS, the Actuary annually determines the City's contribution rate. This rate consists of the normal cost contribution rate and the prior service contribution rate, both of which are calculated to be a level percent of payroll from year to year. The normal cost contribution rate finances the cunently accruing monetary credits due to City matching percent, which are the obligation of the City as of an employee's retirement date, not at the time the employee's contributions are made. The normal cost contribution rate is the actuarially determined percent of payroll necessary to satisfy the obligation of the City to each employee at the time his retirement becomes effective. The prior service contribution rate amortizes the unfunded (over funded) actuarial liability (asset) over the remainder of the plan's 25-year amortization period. The unit credit actuarial cost method is used for determining the City contribution rate. Both the employees and the City make contributions monthly. Since) the City needs to know its contribution rate in advance to budget for it, there is a one-year delay between the actuarial valuation that is the basis for the rate and the calendar year when the rate goes into effect. The City's total payroll in fiscal year 2007 was $19.4 million and the City's contributions were based on a payroll of $18.7 million. Contributions made by employees totaled $1.3 million, and the City made contributions of $1.9 million during the fiscal year ended September 30 2007. Three year trend information is presented below: 2007 2006 2005 Annual Pension Cost (APC) $ 1 907,416 $ 1 730,700 $ 1 480,301 Percentage of APC Contributed 100% 100% 100% NPO at the End of Period $ - $ - $ Because the actuary determines contribution rates on an annual basis and the City pays the calculated rate each month, the City will always have a net pension obligation (NPO) of zero at the beginning and end of the period, and the annually required contributions (ARC) will always equal contributions made. A schedule of funding progress for TMRS for the three most recent actuarial valuations may be found in the required supplementary information section of the City's Annual Financial Report. 55 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 9 - EMPLOYEE RETIREMENT SYSTEM (continued) All assumptions for the December 31, 2006 valuations arecontained in the 2006 TMRS Comprehensive Annual Financial Report, a copy of which may be obtained by writing to P.O. Box 149153, Austin, Texas 78714-9153. The following is a summary of the actuarial assumptions: Actuarial Cost Method Amortization Method Remaining Amortization Period Asset Valuation Method Actuarial Assumptions• Investment Rate of Return Projected Salary Increases Includes Inflation At Cost -of -Living Adjustments Unit Credit Level Percent of Payroll 25 Years - Open Period Amortized Cost 7% None 3.5% None In order to provide a reasonable retirement benefit at a reasonable cost to employers and to provide better long range rate forecasts TMRS will be changing its actual funding method from Unit Credit to Projected Unit Credit and from a 25 year ' open' period to a 25-30 year "closed" period. For cities that have adopted annually repeating annuity increases (COLA's) that change in method will result in increased contribution rates, which will provide advanced funding and positive improvement in the pension funding rates. The TMRS Board adopted an eight -year phase -in period for new iates to enable cities to slowly increase contributions. New sates will be reflected for the year beginning January 1, 2009. NOTE 10 - COMMITMENTS AND CONTINGENCIES Litigation and Other Contingencies The City was involved in various lawsuits and arbitration proceedings at September 30, 2007. The City and its legal counsel believe that any amounts which the City might ultimately be required to pay, will not exceed underlying insurance coverage. Arbitrage Rebate In accordance with the provisions of the Internal Revenue Code, sections 103, 103A, and 148, as amended, a governmental debt issuance must qualify and maintain tax-exempt status by satisfying certain arbitrage requirements contained in these provisions. As part of the requirements, certain amounts earned on the non -purpose investment of debt issuance proceeds, in excess of the yield on an issue, earned as arbitrage, will be required to be paid to the U.S. Treasury. As part of this process, the City annually determines potential arbitrage liabilities on its debt issues, on component unit debt issues and on debt issues assumed by the City from various Municipal Utility Districts. As of September 30, 2007, the City estimates arbitrage liability at approximately $194,224 for its general obligation debt and $14,940 for its water/sewer revenue bonds. 56 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 10 - COMMITMENTS AND CONTINGENCIES (continued) Reimbursement due to Developers Shadow Creek Town Center In 2004, the City, along with the Reinvestment Zone Number Two (the Zone), and the Development Authority of Pearland (the Authority), component units of the City, entered into an agreement with a developer to reimburse the developer all or a portion of the project costs to implement the Shadow Creek Ranch Development TIRZ (TIRZ Plan). As projects implementing the TIRZ Plan are completed the Zone Board may recommend to the City that the Authority reimburse developers on behalf of the Zone and the City. The Zone Board will forward to the City and the Authority all of the necessary and required documentation supporting the requested reimbursement and a determination of the exact amount requested for reimbursement, including a calculation of the amount of interest to be reimbursed on funds advanced for the projects. In addition all monies available in the Tax Increment Fund shall be transferred to the escrow agent no less than once per year and no later than the fifteenth day of each August, subject to the retention by the City of: (1) an amount equal to the City's administrative costs connected with the Zone and the TIRZ Plan, as provided in the TIRZ plan (36% of the City's Tax Increment, but not more than $0.255, in years four through eight and 64% of the City's Tax Increment, but not more than $0.44, in years'»ine through 30) shall be retained by the City; (2) amounts required to be maintained in the Alvin ISD Suspense Account; (3) an amount sufficient to pay reasonable current and anticipated administrative and operating costs of the Zone, as determined by the Zone Board. On November 13, 2006, the City of Pearland, Pearland Economic Development Corporation (PEDC) and Shadow Creek Retail. LP entered into an agreement whereby the developer would build and construct a mixed use commercial development located at the northwest corner of State Highway 288 and Broadway, also known as FM518. The Developer will provide for the construction of segments of Broadway Street, Business Center Drive, Memorial Hermann Drive as well as landscaping, underground utilities, pipeline relocation and other associated costs. The source of funds for reimbursement of the public infrastructure is both the TIRZ #2 and City and PEDC sales tax revenue generated from the project The total funded from TIRZ #2 is $11 749,618 and out of TIRZ improvements to be funded from sales tax is $2,001,391. Once completion and tenant occupancy of at least 318,000 square feet is achieved for a period of three consecutive months, then the City and PEDC shall remit, monthly, thirty-three percent of sales tax received by the City and PEDC to the Developer until paid in full plus interest at eight percent per annum for the first two years following completion of the widening of Broadway and interest at five percent per annum for the subsequent two years. 57 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 10 - COMMITMENTS AND CONTINGENCIES (continued) Reimbursement due to Developers (continued) Pearland Town Center On January 31, 2007, the City of Pearland and the Pearland Town Center Limited Partnership and CBL & Associates Management, Inc. entered into an agreement whereby the developer would build and construct a 700,000 square feet retail and commercial development, including public infrastructure to serve the project and then convey the public infrastructure to the City. In consideration of the development which will bring additional sales tax revenue to the City and additional jobs, the City will reimburse the Developer solely for the costs associated with the public infiastructure from city sales tax revenues. The cost of the infrastructure subject to reimbursement is $2,710,362. The City will make monthly reimbursement payments to the Developer from 50% of the sales tax generated within the project Reimbursement is to begin one hundred days after ithe City receives notice from the Developer, and the City subsequently verifies that 75% of the square footage or 525,000 square feet have been open for business for at least thirty consecutive days. The City shall pay the Developer the entire Reimbuisement Amount, including interest within three years of the completion date. Construction of the project began in fiscal year 2007; project was not complete as of September 30, 2007 and no sales tax collected or reimbursed. Surface Water — Interim Water Supply Agreement with Gulf Coast Water Authority On November 6, 2006, the City of Pearland entered into an interim water supply agreement with the Gulf Coast Water Authority. The contract reserves the right for the City of Pearland to purchase up to 14.3 million GPD of the Brazos River surface water at a mutually agreed upon delivery point. The Authority has entered into a contract with the Chocolate Bayou Water Company to purchase all of the real and personal property, including water rights. The City of Pearland agrees to pay the Authoiity its pro -late share (40.19%) of the debt ($27,805,000 principal amount) that the Authority will issue to put chase these assets In two years, the City of Pearland can either prepay it's obligation with respect to the outstanding principal amount of the bonds, through the issuance of City debt or the City can continue to pay the Authority it's pro-rata share of the annual debt service. NOTE 11 - RISK MANAGEMENT The City is exposed to various risks of loss related to torts: theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. The City's risk management program mainly encompasses obtaining property and liability insurance through Texas Municipal League's Intergovernmental Risk -Pool (TML-1RP), and through commercial insurance carriers. The participation of the City in TML-IRP is limited to payment of premiums. The City has not had any significant reduction in insurance covei age, and the amounts of insurance settlements have not exceeded insurance coverage for any of the last three years The City also provides Workers' Compensation insurance on its employees through TML-Workers' Compensation Fund. Workers' Compensation premiums are subject to change when audited by TML- Workers' Compensation Fund. At year-end September 30, 2007 the City believed the amounts paid on Workers' Compensation would not change significantly from the amounts recorded. 58 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 12 - SUBSEQUENT EVENTS Debt Issuance Subsequent to year end, the following debt issuance actions occurred: Development Authority of Pearland On September 24, 2007 the Development Authority of Pearland approved the issuance of $15,950,000 for Tax Increment Revenue Bonds, Series 2007. The proceeds of the bonds will be used to pay eligible project costs pursuant to the Plan. The City and the TIRZ #2 Board have approved total reimbursements to the Developer of $48,339,700, including $14,598,700 from this issuance The Developer has also commenced on approximately $68 8 million of additional improvements (beyond that which has been previously reimbursed or that will be reimbursed from the bonds) pursuant to letter financing agreements. The Plan, as amended, estimates that throughout the life of the TIRZ, the Authority will finance total infrastructure project costs of approximately $169.0 million. Delivery of the bonds, were on October 25, 2007, the 2007-2008 fiscal year. General Obligation Debt The City of Pearland sold $22,835,000 in General Obligation Debt on December 17, 2007, it's first installment against the $162 million unlimited tax bonds approved at an election held on May 12 2007, leaving $139,180,000 authorized but unissued. Proceeds fiom the bonds will be used for construction and improvements to City streets, construction and improvements to the City drainage system, construction of a new fire station, construction and improvements to City parks; and to pay for the cost of issuance. Certificates of Obligation Concurrently with the issuance of bonds the City sold $9,000,000 in Certificates of Obligation for the design and construction to extend Broadway from Kirby to CR48. It is anticipated that the City will get reimbursed $8,000,000 from TIRZ #2 around 2012/2013 as this project was included in the TIRZ financing plan 59 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 12 - SUBSEQUENT EVENTS (continued) Pearland Regional Airport On January 14, 2008, the City of Pearland approved Resolution R2008-10, declaring its non -binding intent to purchase the Pearland Regional Airport, which is a reliever airport to Houston Hobby and is approximately 329 acres. The current owners of the Airport have approached the City regarding purchase of the Airport as it is the owner's intent to sale the airport by the end of calendar year 2008. Because the Airport has received more than $12 million in Federal Aviation Administration grants to make improvements to the Airport, the airport must continue to operate as an airport for 20 years from the date that last federal funds were received, which were in 2007. The City of Pearland has determined that the purchase of the Airport by the City can provide the following benefits a) A public entity would be in control of the airport, which would be more responsive to concerns of the residents: b) The Airport is in a favorable financial, position, so users of the Airport would be responsible for bearing all costs associated with the Airport; c) The assets of the Airport would include land needed for the future extension of Pearland Parkway and; d) The Airport would be utilized as a tool for economic aevelopment. The non- binding intent to purchase is contingent upon the Federal Aviation Administration grant for acquisition of the Airport amongst other requirements. The City has the opportunity to withdraw from the transaction if certain contingencies are not met, or if any information comes to light that makes the purchase of the airport undesirable. ' City of Houston Southeast Water Purification Plant Expansion (SEWPP) On July 9, 2007, the City of Pearland entered into a watersupply contract with the Gulf Coast Water Authority (GCWA) to participate in the City of Houston's 80 MGD expansion of its Southeast Water Purification Plant. At that time, the City of Pearland's participation in the expansion was estimated to be $17.0 million based upon a total project budget of $103,000,000. The City of Pearland sold water/sewer revenue bonds in fiscal year 2007 to fund the anticipated cost of the project. On November 29 2007, the City of Houston opened bids for the plant expansion, the lowest bid being $168,276,100, thereby increasing the City of Pearland's participation from $17.0 million to $26 8 million. The additional $9.8 million needed will be funded by water/sewer revenue bonds in fiscal year 2008. The City of Pearland had already budgeted and appropriated $17.4 million in water/sewer revenues bonds for certain projects Due to the delay of two projects the City of Pearland can fund the additional monies needed for the SEWPP within the funds budgeted. 60 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Year Ended September 30, 2007 NOTE 12 - SUBSEQUENT EVENTS (continued) Rate Increases Water and Sewer The City of Pearland increased water/sewer revenues by 4% through a rate increase effective with October 1, 2007 consumption. The rate increase will generate an additional $700,000 in revenues and is necessary to meet bond coverage requirements to maintain an operating reserve, and to cover the cost of operating expenses such as surface water and electricity. Monthly Rates are as follows: Sewer: Base Volume Water: Residential/Business Single Unit Base Volume Multi -Unit Base Volume Solid Waste Current $12.53 $ 2.06 Current $11.98 $ 2.73 $10.89 $ 2.71 New $12.53 $ 2.24 New $11.98 $ 2.93 $10.89 $ 2.93 • The City of Pearland's current solid waste contract was awarded October 1, 2006 and expires September 2011. The contract allows for an annual CPI adjustment plus a five percent increase of the base rate for contract years 2007 and 2008. The City passes 100% of the cost of the contract to its customers, residential and commercial. Effective October 1, 2007, the monthly residential solid waste fee increased from $12.97 to $13.65, a 5.2% increase The contract also allows for calendar quarterly fuel adjustments, either up or down, based on the price of diesel fuel. The City has received notice of a 2% increase in the base rate based on the price of diesel fuel as of December 31, 2007. The increase in the rates will become effective February 1, 2008. 61 (This page intentionally left blank) 62 REQUIRED SUPPLEMENTARY INFORMATION 63 (This page intentionally left blank) 64 CITY OF PEARLAND, TEXAS GENERAL FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL For the year ended September 30, 2007 REVENUES Property taxes Sales and use taxes Franchise fees Licenses and permits Fees and forfeitures Charges for services Investment earnings Intergovernmental Other Total Revenues EXPENDITURES Current General government Public safety Public works Community services Parks and recreation Total Expenditures Excess (deficiency) of revenues over expenditures Budgeted Amounts Original Final $ 11,218,774 10,774,611 3,651,017 4,122,346 1,839,100 4,599,175 470,000 131,500 325,290 37,131,813 7,664,319 14,502,056 6,218,539 3,772,663 5,437,069 37,594,646 (462,833) OTHER FINANCING SOURCES (USES) Transfers in Transfers out Total other financing sources and uses (341,579) Net change in fund balances (804,412) Fund balances, beginningof year 10,597,369 Fund balances at year end $ 9,792,957 1,724,954 (2,066,533) 65 $ 11,341,511 10,480,641 3,785,023 3,989,217 1,936,438 4,952,857 650,000 400,141 398,360 37,934,188 6,570,810 14,727,596 6,935,221 3,765,358 5,719,298 37,718,283 215,905 1,787,756 (2,666,450) (878,694) (662,789) 10,597,369 $ 9,934,580 Variance with Final Budget - Positive Actual (Negative) $ 11,303,552 $ 10,744,198 3,760,186 4,029,879 1,946,785 5,250,400 702,206 230,347 587,872 38,555,425 6,137,146 14,431,318 6,277,508 3,083,190 4,903,842 34,833,004 3,722,421 1,876,702 (2,560,301) (683,599) 3,038,822 10,597,369 $ 13,636,191 (37,959) 263,557 (24,837) 40,662 ' 10,347 297,543 52,206 (169,794) 189,512 621,237 433,664 296,278 657,713 682,168 815,456 2,885,279 3,506,516 88,946 106,149 195,095 3,701,611 $ 3,701,611 CITY OF PEARLAND, TEXAS NOTES TO REQUIRED SUPPLEMENTARY BUDGET INFORMATION Year Ended September 30, 2007 BUDGETARY COMPLIANCE The City of Pearland has complied with all material budget requirements for the year ended September 30, 2007. Annual appropriated budgets are adopted for the General, Special Revenue and Debt Service Funds, using the same basis of accounting as for financial reporting. All annual appropriations lapse at fiscal year end. Project length budgets are adopted for the Capital Project Funds. The City, for management control, approves a financial plan for the Enterprise Fund. City Council approves the annual budget for the Pearland Economic Development Corporation, which is included in the City's financial reporting entity. Expenditures may not legally exceed budgeted appropriations at the fund level (Le. General Fund, Debt Service Fund, etc ). Expenditure requests, which would require an increase in total budgeted appropriations must be approved by City Council through a formal budget amendment. At any time in the fiscal year, the Council may make emergency appropriations to meet a pressing need for public expenditure in order to protect the public health, safety, or welfare The Council has the power to transfer any unencumbered funds allocated by the budget from one activity function, or department to another activity, function, or department, to re -estimate revenues and expenditures, and to amend the budget. Because City Council adopts the budget at the fund level, management has the authority to transfer available funds allocated by the budget from one function/department or activity to another function or activity within the same department In cooperation with the directors and department heads of the City, the Budget Officer, the Director of Finance and the City Manager prepare an annual budget for the General Fund, Special Revenue Funds and Debt Service Fund for the ensuing fiscal year in a form and style as deemed desirable by the City Manager. The City Manager shall submit, to the Council, for its review consideration, and revision both a letter describing the proposed new budget as well as a balanced budget for the forthcoming fiscal year, between 60 (sixty) and 90 (ninety) days prior to the beginning of the fiscal year. The budget, as adopted, must set forth the appropriations for services, functions, and activities of the various City departments and agencies, and shall meet all fund requirements provided by law and required by bond covenants Capital projects are budgeted on a project -length basis. Amounts reported in the accompanying financial statements represent the amended budgeted amount plus all supplemental appropriations. 66 CITY OF PEARLAND, TEXAS REQUIRED PENSION SYSTEMSUPPLEMENTARY INFORMATION September 30, 2007 TEXAS MUNICIPAL RETIREMENT SYSTEM (UNAUDITED) Schedule of Funding Progress Actuarial Valuation Date December 31, 2006 2005 2004 Actuarial Value of Assets $ 24,661,930 21,971,144 ' 18,772,272 Actuarial Accrued Liabilities $ 29,638,024 26,517,882 23,190,084 Percentage Funded 83% 83% 81% Unfunded Actuarial Accrued Liability (UAAL) 4,976,094 4,546,738 4,417,812 Annual Covered Payroll $ 15,233,614 13,703,115 12,731,012 (UAAL) as a Percentage of Covered Payroll 33% 33% 35% 67 (This page intentionally Left blank) 68 COMBINING AND INDIVIDUAL FUND STATEMENTS AND SCHEDULES 69 (This page intentionally left blank) 70 CITY OF PEARLAND, TEXAS NONMAJOR GOVERNMENTAL FUNDS SPECIAL REVENUE FUNDS To account for the proceeds of specific revenue sources that, are legally restricted to expenditures for specific purposes. Hotel/Motel Tax Fund - A fund created to account for hotel/motel occupancy tax revenue. Court Security Fund- A fund created to account for the receipt and expenditure of revenues from court fines for court security. City Wide Donation Fund- A fund created to account for miscellaneous donations for all city departments except parks. Court Technology Fund - This fund is used to account for the receipt and expenditure of revenues from court fines for court technology. Regional Detention Fund - A fund created to account for the regional detention development. Park Donation Fund - A fund used to account for park special event donations and the development of parks. This fund also includes funds from tree trust donations. Police Seizure Fund - A fund created to account for state and federal seizure funds which are used solely for law enforcement purposes Park and Recreation Development Fund - A fund created to account for the development of parks. Sidewalk Fund - A fund created to account for resources designated for sidewalks. Grant Fund - A fund created to account for revenues and expenditures associated with federal, state, and local grants. Street Assessments Fund - A fund created to account for resources for street assessments. 71 CITY OF PEARLAND, TEXAS BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS September 30, 2007 ASSETS Cash and cash equivalents Investments Receivables (net of allowance for uncollectibles) Prepaids items Total Assets Hotel Motel Tax Court Security City Wide Court Donations Technology $ 961,842, $ 126,553 $ 47,252 $ 258,931 75,337 13,754 $1,050,933 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable $ Due to other funds Deferred revenue Total Liabilities 2,463 3,015 Regional Detention $ 112,857 $ 129,016 $ 47,252 $ 261,946 $ 112,857 132 2,463 2,595 Fund balances: Unreserved, reported in Special revenue funds 1,050,933 126,421 Total fund balances 1,050,933 126,421 Total Liabilities and Fund Balances 3,015 3,015 47,252 258,931 47,252 258,931 112,857 112,857 $1,050,933 $ 129,016 $ 47,252 $ 261,946 $ 112,857 72 Park Donations $ 278,902 $ _ 278,902 278,902 278,902 Police Seizure $ 206,208 $ 20'6,208 206,208 206,208 Parks and Recreation Development Sidewalk $ 1,373,907 1 $ 152,724 $ 1,373,907 $ 152,724 1,373,907 152,724 1,373,907 152,724 Grant Fund $ 58,572. 29,463 $ 88,035 3,425 18,000 21,425 66,610 66,610 Street Assessments Totals $ 870,587 $4,448,335 1,117 111,395 13,754 $ 871,704 $ 4,573,484 $ 3,557 18,000 5,478 27,035 871,704 4,546,449 871,704 4,546,449 $ 278,902 $ 206,208 $1,373,907 $ 152,724 $ 88,035 $ 871,704 $4,573,484 73 CITY OF PEARLAND, TEXAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS For the Year Ended September 30, 2007 REVENUES Sales and use taxes Fines and forfeitures Investment earnings Intergovernmental Other Total revenues EXPENDITURES Current General government Public safety Community services Parks and recreation Capital outlay Total expenditures Excess (deficiency) of revenues over expenditures OTHER FINANCING SOURCES (USES) Transfers in Transfers out Net change in fund balances Fund balances - beginning Fund balances - ending Hotel Motel Tax Court Security $ 280,462 $ 45,138 46,079 5,995 325,600 52,074 138,346 138,346 187,254 187,254 660 City Wide Court Donations Technology 2,611 54,951 11,406 19,392 22,003 66,357 12,188 25 8,300 660 20,513 51,414 (33,659) 17,755 863,679 108,666 $1,050,933 $ 126,421 74 4,244 4,244 1,490 62,113 1,490 62,113 45,762 196,818 $ 47,252 $ 258,931 Regional Detention 5,457 5,457 5,457 5,457 107,400 $ 112,857 Park Donations 14,615 Police Seizure 9,478 35,262 56,422 49,877 4,035 4,035 Parks and Recreation Development 61,738 Street Sidewalk Grant Fund Assessments 8,008 4,090 160,575 65,650 14,656 65,900 127,388 793 6,252 7,045 45,842 58,855 (30,975) 14,867 264,035 $ 278,902 91,168 91,168 36,220 208,000 58,855 244,220 147,353 1,129,687 $ 206,208 $ 1,373,907 22,664 164,665 18,000 153,442 14,046 21,000 ' 113,337 21,000 298,825 1,664 (134,160) 1,664 (134,160) 151,060 200,770. $ 152,724 $ 66,610 Totals $ 280,462 101,030 42,888 211,424 160,575 22,790 214,172 65,678 967,663 156,346 166,423 18,975 4,035 240,057 585,836 65,678 381,827 208,000 (64,634) 65,678 525,193 806,026 4,021,256 $ 871,704 $ 4,546,449 CITY OF PEARLAND, TEXAS DEBT SERVICE FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended September 30, 2007 with comparative actual totals for the year ended September 30, 2006 REVENUES Taxes Property taxes Investment earnings Intergovernmental EXPENDITURES Debt Service: Principal Interest Intergovernmental Total Revenues Total Expenditures Revenues over (under) expenditures OTHER FINANCING SOURCES / (USES) Proceeds from long-term debt Premium on general obligation debt Payments to refunding escrow agent Transfers from other funds 2007 Final Budget $ 13,271,966 450,000 1,323,679 15,045,645 3,227,659 9,317,659 2,169,287 14,714,605 331,040 40,864,986 Actual Variance Positive / (Negative) $ 13,221,832 $ 474,685 1,578,344 15,274,861 3,227,659 9,222,973 2,169,287 14,619,919 654,942 40,694,986 (40,864,986) (40,694,986) 1,234,024 1,238,754 Total other financing sources (uses) 1,234,024 Net change in fund balance Fund balances, beginning of year 1,565,064 4,658,301 1,238,754 1,893,696 4,658,301 Fund balances at year end $ 6,223,365 $ 6,551,997 (50,134) 24,685 254,665 229,216 94,686 94,686 323,902 (170,000) 170,000 4,730 4,730 328,632 2006 $ 10,736,081 142,407 291,786 11,170,274 3,429,108 6,546,227 1,683,678 11,659,013 (488,739) 8,004,141 (8,004,139) 1,291,909 1,291,911 803,172 3,855,129 $ 328,632 $ 4,658,301 CITY OF PEARLAND, TEXAS SPECIAL REVENUE FUND - HOTEL MOTEL TAX SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended September 30, 2007 with comparative actual totals for the year ended September 30, 2006 REVENUES Hotels occupancy tax Investment earnings Total Revenues 2007 Final Budget Actual $ 290,000 45,000 335,000 EXPENDITURES Current: General government 143,346 Total Expenditures 143,346 Net change in fund balance 191,654 Fund balances, beginning of year 863,679 $ 280,462 45,138 325,600 138,346 138,346 187,254 863,679 Fund balances at year end $ 1,055,333 $ 1,050,933 77 Variance Positive / (Negative) 2006 $ (9,538) $ 267,588 138 22,403 (9,400) 289,991 5,000 5,000 (4,400) 96,248 96,248 193,743 669,936 $ (4,400) $ 863,679 CITY OF PEARLAND, TEXAS SPECIAL REVENUE FUND - COURT SECURITY SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended September 30, 2007 with comparative actual totals for the year ended September 30, 2006 2007 Final Budget Actual REVENUES Fines and forfeitures $ ' 47,300 $ Investment earnings 5,900 Total Revenues 53,200 EXPENDITURES Current: Community services Total Expenditures 1,210 1,210 Revenues over (under) expenditures 51,990 Other Financing Sources (Uses) Transfers (out) (33,659) Net change in fund balance 18,331 Fund balances, beginning of year 108,666 Fund balances at year end $ 126,997 46,079 5,995 52,074 660 660 51,414 (33,659) 17,755 108,666 $ 126,421 Variance Positive / (Negative) 2006 (1,221) $ 46,856 95 2,969 (1,126) 49,825 550 550 (576) (576) 1,716 1,716 48,109 (31,873) 16,236 92,430 $ (576) $ 108,666 CITY OF PEARLAND, TEXAS SPECIAL REVENUE FUND - CITY WIDE DONATIONS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended September 30, 2007 with comparative actual totals for the year ended September 30, 2006 REVENUES Investment earnings, Other income Total Revenues EXPENDITURES Current: Public safety Community services Capital outlay 2007 Final Budget Actual 2,500 $ 19,840 22,340 12,244 8,300 Total Expenditures 20,544 Net change in fund balance 1,796 Fund balances, beginning of year 45,762 , 2,611 19,392 22,003 1 12,188 25 8,300 20,513 1,490 45,762 Fund balances at year end $ 47,558 $ Variance Positive / (Negative) 2006 $ 111 $ 1,170 (448) 54,502 (337) 56 (25) 31 (306) 55,672 1,258 3,430 11,497 16,185 39,487 6,275 47,252 $ (306) $ 45,762 79 CITY OF PEARLAND, TEXAS SPECIAL REVENUE FUND - COURT TECHNOLOGY SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended September 30, 2007 with comparative actual totals for the year ended September 30, 2006 2007 Variance Positive / Final Budget Actual (Negative) 2006 REVENUES Fines and forfeitures $ 56,000 $ 54,951 $ (1,049) $ 55,852 Investment earnings 11,000 11,406 406 5,194 Total Revenues 67,000 66,357 (643) 61,046 EXPENDITURES Current: Community services 3,977 4,244 (267) 3,814 Total Expenditures 3,977 4,244 (267) 3,814 Net change in fund balance 63,023 62,113 (910) 57,232 Fund balances, beginning of year 196,818 196,818 139,586 Fund balances at year end $ 259,841 $ 258,931 $ (910) $ 196,818 80 CITY OF PEARLAND, TEXAS SPECIAL REVENUE FUND - REGIONAL DETENTION SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended September 30, 2007 with comparative actual totals for the year ended September 30, 2006 2007 Variance Positive / Final Budget Actual (Negative) 2006 REVENUES Investment earnings $ 5,200 $ 5,457 $ 257 $ 2,923 Other income 5,000 i 2,348 Total Revenues 10,200 5,457 (4,743) 1 5,271 Net change in fund balance 10,200 5,457 (4,743) 5,271 Fund balances, beginning of year 107,400 107,400 102,129 Fund balances at year end $ 117,600 $ 112,857 $ (4,743) $ 107,400 CITY OF PEARLAND, TEXAS SPECIAL REVENUE FUND - PARK DONATIONS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended September 30, 2007 with comparative actual totals for the year ended September 30, 2006 2007 Variance Positive / Final Budget Actual (Negative) 2006 REVENUES Investment earnings, $ ' 13,700 $ 14,615 $ 915 $ 7,197 Other 45,400 35,262 (10,138) 20,674 Total Revenues 59,100 49,877 (9,223) 27,871 EXPENDITURES Current: Parks and recreation 14,300 , 4,035 10,265 7,409 Total Expenditures 14,300 '4,035 10,265 7,409 Revenues over expenditures 44,800 45,842 OTHER FINANCING SOURCES / (USES) Transfers (to) other funds (30,975) (30,975) 1,042 20,462 Changes in fund balance 13,825 14,867 1,042 20,462 Fund balances, beginning of year 264,035 264,035 243,573 Fund balances at year end $ 277,860 $ 278,902 $ 1,042 $ 264,035 82 CITY OF PEARLAND, TEXAS SPECIAL REVENUE FUND - POLICE SEIZURE SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended September 30, 2007 with comparative actual totals for the year ended September 30, 2006 REVENUES Investment earnings Other Total Revenues 2007 Final Budget Actual 8,325 $ 65,000 73,325 EXPENDITURES Current: Public safety Capital outlay Total Expenditures Net change in fund balance Fund balances, beginning of year Fund balances at year end $ 10,793 34,908 45,701 27,624 147,353 9,478 $ 56,422 65,900 793 6,252 7,045 58,855 147,353 174,977 $ 206,208 Variance Positive / (Negative) 2006 1,153 $ (8,578) (7,425) 10,000 28,656 38,656 31,231 $ 31,231 3,951 38,273 42,224 10,500 10,500 31,724 115,629 $ 147,353 83 CITY OF PEARLAND, TEXAS SPECIAL REVENUE FUND - PARKS AND RECREATION DEVELOPMENT SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended September 30, 2007 with comparative actual totals for the year ended September 30, 2006 2007 Final Budget Actual REVENUES Investment earnings $ 52,000 $ 61,738 Intergovernmental Other 116,980 65,650 Total Revenues 168,980 • 127,388 EXPENDITURES Capital outlay 893,679 Revenues over (under) expenditures (724,699) Other Financing Sources (Uses) Transfers from other funds 208,000 Net change in fund balance (516,699) Fund balances, beginning of year 1,129,687 Fund balances at year end $ 612,988 91,168 36,220 208,000 244,220 1,129,687 $ 1,373,907 Variance Positive / (Negative) $ 9,738 (51,330) (41,592) 802,511 760,919 760,919 2006 $ 25,369 6,000 178,632 210,001 59,139 150,862 235,731 386,593 743,094 $ 760,919 $ 1,129,687 84 CITY OF PEARLAND, TEXAS SPECIAL REVENUE FUND - SIDEWALK SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended September 30, 2007 with comparative actual totals for the year ended September 30, 2006 REVENUES Investment earnings Other EXPENDITURES Capital outlay Net change in fund balance 2007 Final Budget Actual $ 7,800 15,000 Total Revenues 22,800 Fund balances, beginning of year 8,008 '14,656 22,664 25,000 21,000 (2,200) 1,664 151,060 151,060 Fund balances at year end $ 148,860 $ 152,724 Variance Positive / (Negative) 2006 $ 208 $ (344) (136) 4,000 3,864 $ 3,864 3,619 35,226 38,845 38,845 112,215 $ 151,060 85 CITY OF PEARLAND, TEXAS SPECIAL REVENUE FUND - GRANT FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended September 30, 2007 with comparative actual totals for the year ended September 30, 2006 REVENUES Investment earnings Intergovernmental Total Revenues 2007 Final Budget Actual $ 5,400 535,156 540,556 EXPENDITURES Current: General government 15,885 Public safety 184,391 Community service 13,880 Capital outlay 151,661 Total Expenditures 365,817 Revenues over (under) expenditures OTHER FINANCING SOURCES / (USES) Transfers from other funds Transfers (to) other funds 174,739 (305,000) Net change in fund balance (130,261) Fund balances, beginning of year 200,770 Fund balances at year end $ 4,090 160,575 164,665 18,000 153,442 14,046 113,337 298,825 (134,160) (134,160) 200,770 70,509 $ 66,610 Variance Positive / (Negative) $ (1,310) (374,581) (375,891) (2,115) 30 949 (166) 38,324 66,992 (308,899) 305,000 (3,899) $ (3,899) 2006 5,731 111,239 116,970 106,468 9,542 18,705 134,715 (17,745) 43,689 25,944 174,826 200,770 CITY OF PEARLAND, TEXAS SPECIAL REVENUE FUND - STREET ASSESSMENTS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended September 30, 2007 with comparative actual totals for the year ended September 30, 2006 REVENUES Investment earnings Other 2007 Final Budget Actual 41,500 $ Total Revenues 41,500 Net change in fund balance 41,500 Fund balances, beginning of year 42,888 22,790 65,678 65,678 806,026 806,026 Fund balances at year end $ 847,526 $ 871,704 87 Variance Positive / (Negative) $ 1,388 22,790 24,178 24,178 $ 24,178 2006 13,844 13,844 13,844 792,182 806,026 (This page intentionally left blank.) DISCRETELY PRESENTED COMPONENT UNITS FUND BASED FINANCIAL STATEMENTS 89 CITY OF PEARLAND, TEXAS, TEXAS DISCRETELY PRESENTED COMPONENT UNITS BALANCE SHEETS - GOVERNMENTAL FUNDS September 30, 2007 Pearland Economic Development Corporation Tax Increment Reinvestment Zone #2 ASSETS Cash and equivalents $ 8,370,959 $ Receivables -less allowance for uncollectibles 975,641 Prepaid items 10,000 Restricted cash Total Assets 9,356,600 LIABILITIES Accounts payable and accrued expenses 9,288 Total Liabilities FUND BALANCE Reserved for debt service Unreserved 9,288 Total Fund Balance Total Liabilities and Fund Balance $ Development Authority of Pearland Total Component Units 5,841,804 $ 60,675 $ 5,841,804 20,879 20,879 9,347,312 9,347,312 9,356,600 $ Reconciliation from Fund balance to Net Assets Fund Balance Less revenue bonds payable Less other long-term liabilities Less interest payable Net Assets 9,347,312 (19,737,701) (47,023) (70,583) (10,507,995) 817,359 878,034 9,533 9,533 14,273,438 975,641 10,000 817,359 16,076,438 39,700 39,700 817,359 5,820,925 51,142 5,820,925 868,501 5,841,804 $ 878,034 $ 817,359 15,219,379 16,036,738 16,076,438 $ 5,820,925 $ 868,501 $ 16,036,738 (28,263,477) (48,001,178) (47,023) (111,176) (181,759) $ 5,820,925 $ (27,506,152) $ (32,193,222) 90 CITY OF PEARLAND, TEXAS DISCRETELY PRESENTED COMPONENT UNITS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - GOVERNMENTAL FUNDS For the Year Ended September 30, 2007 REVENUES Taxes: Property taxes , Sales and use taxes Intergovernmental Investment earnings Total Revenues EXPENDITURES Current General government Economic development Debt Service Principal Interest Bond issuance cost Intergovernmental -City Total Expenditures Revenues over (under) expenditures OTHER FINANCING SOURCES / (USES) Transfers from other component units Transfers (to) other component units Issuance of Revenue bonds Total other financing sources (uses) Changes in fund balance Fund balances, beginning Fund balances, ending Reconciliation from changes in fund balance to changes in net assets Change in Fund Balance Add Principal payments Bond Issuance costs Add changes in interest payable Add changes in other long-term liabilities Less issuance of revenue bonds Changes in Net Assets Pearland Economic Development Corporation 5,326,104 30,470 802,413 6,158,987 1,242,496 400,000 997,781 12,530,383 15,170,660 (9,011,673) Tax Increment Reinvestment Zone #2 Development Authority of Pearland $ 8,189,969 $ 242,416 8,432,385 1,830,405 1,830,405 16,601,980 (3,856,344) (9,011,673) 18,358,985 9,347,312 (3,856,344) 2,745,636 3,075,289 5,820,925 $ (9,011,673) $ 2,745,636 400,000 18,682 (44,388) $ (8,637,379) $ 2,745,636 95,532 95,532 69,699 11,318,000 1,555,000 1,388,194 900,470 15,231,363 (15,135,831) 3,856,344 9,970,000 13,826,344 (1,309,487) 2,177,988 $ 868,501 $ (1,309,487) 1,555,000 714,134 (111,176) (9,970,000) $ (9,121,529) Total Component Units $ 8,189,969 5,326,104 30,470 1,140,361 14,686,904 69,699 14,390,901 1,955,000 2,385,975 900,470 12,530,383 32,232,428 (17,545,524) 3,856,344 (3,856,344) 9,970,000 9,970,000 (7,575,524) 23,612,262 $ 16,036,738 $ (7,575,524) 1,955,000 714,134 (92,494) (44,388) (9,970,000) $ (15,013,272) (This page intentionally left blank.) 92 LONG-TERM DEBT AMORTIZATION SCHEDULES 93 CITY OF PEARLAND, TEXAS COMBINING SCHEDULE OF GOVERNMENTAL ACTIVITY LONG-TERM DEBT BY MATURITY DATE September 30, 2007 Permanent Improvement Refunding Bonds Series 2000 Fiscal Year Principal 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 2032 $ 1,885,000 1,980,000 $ 3,865,000 Interest G.O. Series 2001 (TIRZ Obligation2 Total Principal 142,260 $ 2,027,260 $ 250,000 48,510 ,2,028,510 260,000 175,000 $ 190,770 4,055,770 Certificates of Obligation, Series 2001 Fiscal Year Principal 2008 $ 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 2032 115,000 560,000 575,000 $ 1,250,000 Interest Total $ 57,900 $ 54,450 37,000 11,500 $ 160,850 57,900 169,450 597,000 586,500 1,410,850 Interest $ 21,840 11,895 3,413 $ 685,000 $ 37,148 Total $ 271,840 271,895 178,413 $ 722,148 Permmanent Improvement Bonds, Series 2002 Principal 695,000 730,000 770,000 810,000 $ 3,005,000 Interest $ 195,700 174,850 128,450 79,800 28,350 $ 607,150 Total $ 195,700 869,850 858,450 849,800 838,350 $ 3,612,150 94 Fiscal Year 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 2032 Fiscal Year 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 2032 Permmanent l nprovement Bonds, Series 2003 Principal 140,000 335,000 350,000 370,000 390,000 455,000 1125,000 765,000 805,000 845,000 885,000 935,000 980,000 1,030,000 1,085,000 1,140,000 1,200,000 1,260,000 $ 13,695,000 Interest $ 620,329 616,129 601,879 581,329 559,728 536,929 525,229 525,228 516,129 492,529 462,729 430,826 396,266 359,283 320,153 278,613 234,000 186,413 136,350 83,700 28,350 $ 8,492,118 Certificates of Obligation, Series 2003 Principal $ 165,000 $ 435,000 1,110,000 1,175,000 1,235,000 1,295,000 1,035,000 1,090,000 1,145,000 1,210,000 1,180,000 1,240,000 1,310,000 1,380,000 1,455,000 1,530,000 Interest 728,695 719,695 685,420 631,233 580,095 531,114 488,203 449,408 407,488 361,533 313,733 265,333 213,023 156,188 95,944 32,513 $ 17,990,000 $ 6,659,613 Total $ 620,329 756,129 936,879 931,329 929,728 926,929 525,229 525,228 971,129 1,217,529 1,227,729 1,235,826 11,241,266 1,244,283 , 1,255,153 1,258,613 1,264,000 1,271,413 1,276,350 1,283,700 1,288,350 $ 22,187,118 Total $ 893,695 1,154,695 ' 1,795,420 1,806,233 1,815,095 1,826,114 1,523,203 1,539,408 1,552,488 1,571,533 1,493,733 1,505,333 1,523,023 1,536,188 1,550,944 1,562,513 $ 24,649,613 Page 1 Of 2 Permanent Improvement & Refund Bonds, Series Principal 425,000 1,635,000 1,705,000 1,775,000 1,845,000 1,930,000 2,010,000 2,115,000 865,000 995,000 380,000 385,000 395,000 405,000 875,000 2,625,000 2,760,000 2,900,000 3,045,000 4,010,000 3,935,000 2005 Interest 1,680,164 $ 1,673,258 1,637,739 1,578,223 1,514,039 1,445,011 1,370,664 1,281,814 1,178,689 1,108,514 1,071,314 1,043,624 1,027,893 1,011,658 994,756 967,338 882,900 748,275 606,775 465,763 297,000 98,375 Total 1,680,164 2,098,258 3,272,139 3,283,223 3,289,039 3,290,011 3,300,664 3,291,814 3,293,689 1,973,514 2,066,314 1,423,624 1,412,893 1,406,658 1,399,756 1,842,338 3,507,900 3,508,275 3,506,775 3,510,763 4,307,000 4,033,375 $ 37,015,000 $ 23,683,782 $ 60,698,782 Certificates of Obligation, Series 2004 Principal 290,000 340,000 365,000 380,000 385,000 710,000 710,000 730,000 1,030,000 1,070,000 1,160,000 1,625,000 1,675,000 1,730,000 1,830,000 Interest $ 607,721 $ 601,921 589,321 575,221 560,322 545,021 523,121 494,721 465,922 430,721 388,186 341,891 317,532 317,531 317,531 317,531 317,532 280,969 205,672 126,931 43,463 $ 14,030,000 $ 8,368,781 Total 607,721 891,921 929,321 940,221 940,322 930,021 1,233,121 1,204,721 1,195,922 1,460,721 1,458,186 1,501,891 317,532 317,531 317,531 317,531 317,532 1,905,969 1,880,672 1,856,931 1,873,463 $ 22,398,781 95 CITY OF PEARLAND, TEXAS COMBINING SCHEDULE OF GOVERNMENTAL ACTIVITY LONG-TERM DEBT BY MATURITY DATE September 30, 2007 Fiscal Year 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 2032 Fiscal Year 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 2032 BCMUD #1 Series 1998 Principal $ 45,000 45,000 90,000 Principal Interest $ 4,095 2,070 Total 49,095 47,070 $ 6,165 $ 96,165 BCMUD #1 Series 2007 15,000 55,000 60,000 65,000 70,000 75,000 75,000 80,000 85,000 90,000 95,000 100,000 110,000 115,000 120,000 130,000 135,000 145,000 155,000 165,000 Interest $ 80,528 $ 80,527 80,528 80,527 79,927 77,865 75,585 73,082 70,353 67,428 64,428 61,228 57,827 54,228 50,333 46,232 41,612 36,782 31,622 26,033 20,227 13,920 7,178 $ 1,940,000 $ 1,278,000 Total 80,528 80,527 80,528 95,527 134,927 137,865 140,585 143,082 145,353 142,428 144,428 146,228 147,827 149,228 150,333 156,232 156,612 156,782 161,622 161,033 165,227 168,920 172,178 $ 3,218,000 96 BCMUD #1 Series 2001 Principal $ 430,000 455,000 230,000 185,000 200,000 210,000 220,000 230,000 235,000 255,000 110,000 $ 2,760,000 Interest $ 125,620 107,560 88,223 78,332 70,193 61,192 51,428 40,977 29,765 18,250 5,500 $ 677,040 Total $ 555,620 562,560 318,223 263,332 270,193 271,192 271,428 270,977 264,765 273,250 115,5001 $ 3,437,040 Fiscal Year 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 2032 Fiscal Year 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 2032 Permanent Improvement & Refund Bonds, Series 2006 Principal $ 50,000 $ 50,000 50,000 320,000 385,000 400,000 410,000 430,000 445,000 460,000 480,000 1,335,000 1,485,000 1,580,000 1,675,000 2,150,000 2,150,000 2,270,000 2,395,000 2,525,000 3,690,000 7,380,000 Interest 1,532,194 1,530,194 1,528,194 1,520,794 1,506,694 1,490,994 1,474,794 1,457,994 1,440,216 1,421,263 1,401,288 1,361,050 1,293,888 1,217,263 1,135,888 1,040,263 932,763 822,263 705,638 585,794 438,188 175,275 $ 32,115,000 $ 26,012,884 Total $ 1,582,194 1,580,194 1,578,194 1,840,794 1,891,694 1,890,994 1,884,794 1,887,994 1,885,216 1,881,263 1,881,288 2,696,050 2,778,888 2,797,263 2,810,888 3,190,263 3,082,763 3,092,263 3,100,638 3,110,794 4,128,188 7,555,275 Page 2 of 2 Permanent Improvement & Refund Bonds, Series 2007 Principal 40,000 150,000 885,000 1,940,000 2,510,000 2,685,000 2,345,000 2,460,000 2,220,000 3,830,000 5,190,000 5,395,0(10 5,610,000 5,005,000 5,230,000 3,835,000 3,845,000 4,010,000 2,290,000 2,370,000 2,590,000 2,620,000 2,585,000 $ 58,127,884 $ 69,640,000 $ Certificates of Obligation, Series 2006 Principal $ 25,000 25,000 50,000 125,000 315,000 335,000 355,000 370,000 395,000 405,000 405,000 505,000 470,000 500,000 525,000 555,000 585,000 605,000 730,000 765,000 805,000 850,000 Interest $ 457,257 455,726 453,429 448,069 434,594 414,688 393,557 371,354 349,654 330,932 314,074 294,838 274,001 253,146 230,912 207,218 181,991 155,363 125,325 91,688 56,363 19,125 $ 9,700,000 $ 6,313,301 Total $ 482,257 480,726 503,429 573,069 749,594 749,688 748,557 741,354 744,654 735,932 719,074 799,838 744,001 753,146 755,912 762,218 766,991 760,363 855,325 856,688 861,363 869,125 $ 16,013,301 97 Interest 4,023,578 $ 3,218,862 3,218,063 3,214,263 3,193,562 3,137,063 3,048,062 2,924,025 2,791,562 2,671,438 2,554,437 2,403,188 2,190,662 1,952,500 1,704,887 1,466,050 1,235,763 1,034,197 866,197 686,850 537,225 426,550 308,750 185,012 61,394 49,054,140 $ Total 4,023,578 3,218,862 3,258,063 3,364,263 4,078,562 5,077,063 5,558,062 5,609,025 5,136,562 5,131,438 4,774;437 6,2331,188 7,380,662 7,347,500 7,314,887 6,471,050 6,465,763 4,869,197 4,711,197 4,696,850 2,827,225 2,796,550 2,898,750 2,805,012 2,646,394 118,694,140 Certificates of Obligation, Series 2007 Principal $ 50,000 50,000 100,000 150,000 200,000 250,000 300,000 350,000 400,000 450,000 1,005,000 1,060,000 1,115,000 1,170,000 1,230,000 1,295,000 1,360,000 1,430,000 1,500,000 1,580,000 1,660,000 1,745,000 1,540,000 1,600,000 1,660,000 $ 23,250,000 Interest 1,056,025 $ 1,053,525 1,049,650 1,043,088 1,033,900 1,022,088 1,007,650 990,588 970,900 948,587 910,394 856,187 799,094 739,112 676,113 609,831 540,137 466,900 389,988 324,937 272,288 216,956 163,575 104,550 35,275 17,281,338 $ Total 1,106,025 1,103,525 1,149,650 1,193,088 1,233,900 1,272,088 1,307,650 1,340,588 1,370,900 1,398,587 1,915,394 1,916,187 1,914,094 1,909,112 1,906, 113 1,904,831 1,900,137 1,896,900 1,889,988 1,904,937 1,932,288 1,961,956 1,703,575 1,704,550 1,695,275 40,531,338 CITY OF PEARLAND, TEXAS COMBINING SCHEDULE OF ENTERPRISE FUND LONG-TERM DEBT BY MATURITY DATE September 30, 2007 Fiscal Year 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 Fiscal Year 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 Certificates of Oblivation, 1998 Principal $ 775,000 980,000 1,015,000 1,050,000 1,090,000 1,125,000 1,170,000 1,210,000 1,250,000 2,690,000 2,160,000 $ 13,915,000 Interest $ 489,329 461,198 428,271 393,158 355,698 316,100 274,498 230,760 184,938 121,790 41,040 $ 3,296,778 Total $ 1,264;329 1,441,198 1,443,271 1,443,158 1,445,698 1,441,100 1,444,498 1,440,760 1,434,938 2,211,790 2,201,049 $ 17,211,778 Water & Sewer System Revenue Bonds, Series 2001 Principal $ 200,000 210,000 230,000 240,000 255,000 270,000 290,000 300,000 320,000 340,000 365,000 390,000 420,000 1,730,000 1,825,000 1,925,000 $ 9,310,000 Interest $ 468,130 455,630 442,505 428,130 413,130 397,830 386,018 372,968 359,093 343,893 327,573 309,688 290,188 269,188 182,688 91,438 $ 5,538,085 Total $ 668,130 665,63Q 672,505 668,130 668,130 667,830 676,018 672,968 679,093 683,893 692,573 699,688 710,188 1,999,188 2,007,688 2,016,438 $ 14,848,085 98 Water & Sewer System Revenue Bonds, Series 1996B Principal $ 515,000 $ 515,000 Interest $ 22,660 $ 22,660 Total $ 537,660 $ 537,660 Water & Sewer System Revenue Bonds, Series 2003 Principal $ 260,000 270,000 285,000 300,000 315,000 330,000 340,000 355,000 365,000 375,000 385,000 390,000 395,000 395,000 410,000 420,000 1,500,000 1,500,000 $ 8,590,000 Interest $ 373,717 363,313 352,513 341,113 323,113 304,213 285,238 271,638 257,438 242,838 227,838 212,438 196,350 179,563 162,775 145,350 127,500 63,750 $ 4,430,692 Total $ 633,717 633,313 637,513 641,113 638,113 634,213 625,238 626,638 622,438 617,838 612,838 602,438 591,350 574,563 572,775 565,350 1,627,500 1,563,750 $ 13,020,692 Fiscal Year 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 Fiscal Year 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 Water & Sewer System Adjustable Rate Revenue Bonds, Series 1999 Principal $ 205,000 215,000 220,000 230,000 240,000 250,000 260,000 270,000 290,000 1,080,000 1,125,000 1,175,000 1,225,000 Interest $ 282,377 $ 275,067 259,709 250,732 241,349 231,557 221,356 210,748 199,512 187,901 143,836 97,953 49,997 $ 6,785,000 $ 2,652,094 Total 487,377 490,067 479,709 480,732 481,349 481,557 481,356 480,748 489,512 1,267,901 1,268,836 1,272,953 1,274,997 $ 9,437,094 Water and Sewer Ss stem Revenue and Refundine Bonds, Series 2006 Principal 550,000 570,000 600,000 625,000 650,000 680,000 710,000 745,000 100,000 100,000 100,000 100,000 100,000 100,000 100,000 100,000 100,000 1,150,000 1,205,000 1,265,000 1,330,000 1,395,000 1,470,000 $ 13,845,000 Interest $ 657,656 $ 657,656 635,656 611,431 585,931 559,369 530,119 499,519 467,569 434,044 429,744 425,369 420,869 416,244 411,619 406,994 402,369 397,744 393,119 338,494 278,244 214,994 146,831 75,338 $ 10,396,919 $ Total 657,656 1,207,656 1,205,656 1,211,431 1,210,931 1,209,369 1,210,119 1,209,519 1,212,569 534,044 529,744 525,369 520,869 516,244 511,619 506,994 502,369 497,744 1,543,119 1,543,494 1,543,244 1,544,994 1,541,831 1,545,338 24,241,919 Water and Sewer System Revenue and Refundine Bonds, Series 2007 Principal $ 50,000 200,000 760,000 790,000 830,000 880,000 920,000 965,000 1,010,000 950,000 995,000 1,045,000 1,095,000 1,155,000 1,210,000 1,275,000 2,295,000 2,480,000 3,120,000 3,280,000 3,440,000 3,615,000 3,795,000 3,980,000 $ 40,135,000 99 Interest $ 1,863,063 1,860,313 1,849,313 1,807,513 1,764,063 1,718,413 1,670,013 1,619,413 1,566,338 1,510,788 1,458,538 1,403,813 1,348,950 1,294,200 1,236,450 1,175,950 1,112,200 997,450 873,450 717,450 553,450 398,650 272,125 139,300 $ 30,211,200 Total $ 1,913,063 2,060,313 2,609,313 2,597,513 2,594,063 2,598,413 2,590,013 2,584,413 2,576,338 2,460,788 2,453,538 2,448,813 2,443,950 2,449,200 2,446,450 2,450,950 3,407,200 3,477,450 3,993,450 3,997,450 3,993,450 4,013,650 4,067,125 4,119,300 $ $ 70,346,200 PEARLAND ECONCOMIC DEVELOPMENT CORPORATION COMBINING SCHEDULE OF REVENUE BONDS PAYABLE BY MATURITY DATE September 30, 2007 Fiscal Year 2008 2009 2010 2011 2012. 2013 2014 2015 2016 2017 2018 2019 2020 2021. 2022 2023 2024 2025 2026 2027 2028 2029 2030 Sales Tax Revenue Bonds, Series 2005 Principal $ 360,000 375,000 385,000 400,000 410,000 425,g00 445,000 460,000 480,000 505,000 530,000 555,000 575,000 600,000 625,000 650,000 675,000 705,000 735,000 $ 9,895,000 Interest $ 402,650 391,850 380,600 368,088 355,088 346,738 323,738 305,938 287,538 263,538 238,288 211,788 189,588 166,588 141,988 116,363 89,550 61,200 31,238 Total $ 762,650 766,850 765,600 768,088 765,088 765,738 768,738 765,938 767,538. 768,538 768,288 766,788 764,588 766,588 766,988 766,363 764,550 766,200 766,238 $ 4,666,350 $ 14,561,350 Sales Tax Revenue Bonds, Series 2006 Principal $ 165,000 $ 170,000 180,000 185,000 200,000 210,00Q 215,000 230,000 240,000 255,000 265,000 280,000 300,000 310,000 325,000 345,000 365,000 385,000 405,000 1,190,000 1,255,000 1,320,000 1,390,000 $ 10,185,000 $ • Interest 485,719 $ 478,294 471,069 463,419 454,169 444,169 433,669 422,919 411,419 401,219 390,381 378,788 366,538 353,038 339,088 322,838 305,588 287,338 268,088 247,838 188,338 128,725 66,025 8,108,669 $ Total 650,719 648,294 651,069 648,419 654,169 654,169 648,669 652,919 651,419 656,219 655,381 658,788 666,538 663,038 664,088 667,838 670,588 672,338 673,088 1,437,838 1,443,338 1,448,725 1,456,025 18,293,669 DEVELOPMENT AUTHORITY OF PEARLAND COMBINING SCHEDULE OF REVENUE BONDS PAYABLE BY MATURITY DATE September 30, 2007 Fiscal Year 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 Fiscal Year 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 Tax Increment Revenue Bonds, Series 2004 Principal $ 360,000 375,000 390,000 405,000 425,000 440,000 460,OOP 485,000 505,000 530,000 555,000 585,000 615,000 645,000 675,d00 710,000 750,000 790,000 835,000 880,000 925,000 $ 12,340,000 Interest $ 614,020 $ 601,060 586,435 570,348 552,933 534,020 513,780 492,160 469,365 445,125 418,625 390,875 361,625 330,875 298,625 264,031 227,644 186,806 143,788 98,313 50,388 $ 8,150,841 $ Total 974,020 $ 976,060 976,435 975,348 977,933 974,020 973,780 977,160 974,365 975,125 973,625 975,875 976,625 975,875 973,625 974,031 977,644 976,806 978,788 978,313 975,388 20,490,841 $ Tax Increment Revenue Bonds, Series 2006 Principal $ 355,000 335,000 345,000 365,000 375,000 395,000 405,000 425,000 440,000 455,000 480,000 460,000 480,000 500,000 520,000 540,000 570,000 590,000 620,000 640,000 675,000 $ 9,970,000 Interest $ 414,396 400,188 386,788 372,986 358,386 343,389 327,571 311,386 294,387 276,788 258,586 239,387 220,986 201,306 180,306 158,206 134,986 110,476 84,811 57,531 , 29,531 $ 5,162,377 Total $ 769,396 735,188 731,788 737,986 733,386 738,389 732,571 736,386 734,387 731,788 738,586 699,387 700,986 701,306 700,306 698,206 704,986 700,476 704,811 697,531 704,531 $ 15,132,377 Tax Increment Revenue Bonds, Series 2005 Principal 275,000 270,000 280,000 290,000 300,000 315,000 330,000 340,000 360,000 375,000 39b,000 390,000 410,000 425,000 450,000 470,000 485,000 510,000 530,000 560,000 585,000 8,340,000, Interest $ 370,873 360,904 350,779 339,929 328,329 315,954 302,566 288,129 272,829 257,529 241,216 223,666 206,116 187,256 168,131 147,319 125,581 103,150 79,563 54,388 27,788 $ 4,751,995 Total $ 645,873 630,904 630,779 629,929 628,329 630,954 632,566 628,129 632,829 632,529 631,216 613,666 616,116 612,256 618,131 617,319 610,581 613,150 609,563 614,388 612,788 $ 13,091,995 101 (This page intentionally left blank.) 102 UNAUDITED STATISTICAL SECTION This part of the City of Pearland, Texas' comprehensive annual financial report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information says about the government's overall financial health. Contents Page Financial Trends 105 These schedules contain trend information to help the reader understand how the government's financial performance and well-being have changed over time. Revenue Capacity 111 These schedules contain information to help the reader assess the government's most significant local revenue sources, the property tax and sales tac. Debt Capacity 120 These schedules present information to help the reader assess the affordability of the government's current levels of outstanding debt and the government's ability to issue additional debt in the future. Demographic and Economic Information 125 These schedules offer demogi aphic and economic indicators to help the reader understand the environment within which the government's financial activities take place. Operating Information 127 These schedules contain service and infrastructure data to help the reader understand how the information in the government's financial report relates to the services the government provides and the activities it performs. Sources: Unless otherwise noted, the information in these schedules is derived from the comprehensive annual financial reports for the relevant year. (This page intentionally left blank.) 104 CITY OF PEARLAND, TEXAS NET ASSETS BY COMPONENT Last Five Fiscal Years* Amounts in (000's) (Accrual Basis of Accounting) Governmental Activities Invested in capital assets, net of related debt Restricted Unrestricted Total governmental activities net assets Business -type activities Invested in capital assets, net of related debt Restricted Unrestricted Total business -type activities net assets Primary government Invested in capital assets Restricted Unrestricted 2003 $418,713 4,151 3,210 $ 426,074 $107,472 25,749 , $133,221 $ 526,185 4,151 28,959 2004 $ 405,052 6,391 6,746 $418,189 $113,736 18,986 $132,722 $ 518,788 6,391 25,732 Total primary government net assets $ 559,295 $ 550,911 2005 $396,619. 6,862 5,785 $ 409,266 $127,144 7,027 552 $134,723 $ 523,763 13,889 6,337 $ 543,989 2006 $ 402,103 8,085 8,917 $419,105 $130,648 10,129 700 $141,477 $ 532,751 18,214 9,617 $ 560,582 *GASB 34 was implemented in fiscal 2003, therefore 10 years of data is unavailable. In Fiscal Year 2007, the City implemented the retroactive reporting of infrastructure in accordance with GASB 34. Prior year presentations have been adjusted to reflect the retroactive reporting. 105 2007 $ 400,522 10,130 11,809 $ 422,461 $126,779 24,258 1,638 $152,675 $ 527,301 34,388 13,447 $575,136 CITY OF PEARLAND, TEXAS CHANGES IN NET ASSETS Last Fiver Fiscal Years* Amounts in (000's) (Accrual Basis of Accounting) Expenses Governmental activities General government Public safety Public works Community services Parks and recreation Interest on long-term debt Total government activities expenses Business -type activities: Water and sewer Solid waste management Total business -type activities: Total primary government expenses Program Revenue Governmental activities Charges for services: General government Public safety Public works Community services Parks and recreation Operating grants and contributions General government Public safety Public works Community services Parks and recreation Capital grants and contributions General government Public safety Public works Parks and recreation Total governmental activities program revenues Business -type activities: Charges for services Water and sewer Solid waste management Operating grants and contributions Water and sewer Capital grants and contributions Water and sewer Total business -type activities program revenues Total primary government program revenues 2003 2004 $ 6,275 9,645 25,729 2,874 4,559 49,082 13,643 13,643 $ 62,725 $ 161 1,998 5,547 866 5 370 12 324 14 1,618 586 11,501 8,809 9,882 18,691 $ 30,192 106 $ 7,314 10,525 25,913 2,700 5,549 52,001 19,265 19,265 $ 71,266 $ 506 2,975 6,864 696 839 17 1,319 756 13,971 11,893 47 6,933 18,873 $ 32,844 2005 $ 8,714 11,857 28,858 2,939 2006 $ 8,498 12,564 26,914 2,903 4,131 5,115 6,559 57,483 61,569 17,624 20,531 17,624 20,531 $ 75,107 $ 82,100 $ 185 $ 3,640 7,221 1,263 2 673 479 2,627 4,331 6,312 825 1,240 111 55 21 800 312 6 15,743 6 14,582 31,271 11,219 13,849 474 8,365 13,434 19,585 27,757 $ 34,167 $ 59,028 2007 $ 8,452 14,655 24,041 3,113 4,882 9,070 64,213 21,076 5,218 26,294 $ 90,507 2,788 195 5,822 818 1,659 154 456 34 11 8,690 20,627 17,754 5,218 349 12,657 35,978 $ 56,605 Net (Expense)/Revenue Governmental activities Business -type activities Total primary government net expense 2003 2004 '2005 $ (37,581) $ (38,030) $ (42,901) 5,048 (392) 1,961 $ (32,533) $ (38,422) $ (40,940) General Revenues and Other Changes in Net Assets Governmental activities: Taxes: Property taxes Sales and use taxes t Franchise taxes Investment earnings Miscellaneous Transfers Total governmental activities Business -type activities: Investment earnings Transfers Total business -type activities Total primary government Change in Net Assets Governmental activities Business -type activities Total primary government $ 15,120 6,008 2,533 171 741 728 $ 25,302 $ 196 (728) (532) $ 24,770 $ 17,907' ' 6,933 2,883 1,115 782 524 $ 30,145 $ 417 (524) (107) $' 30,038 $ 19,805 8,026 3,097 1,863 828 359 $ 33,978 $ 399 (359) 40 $ 34,018 2006 2007 $ (30,298) $ (43,586) 7,226 _ 9,684 $ (23,072) $ (33,902) $ 21,845 9,980 3,426 2,991 740 1,154 $ 40,136 $ 682 (1,154) (472) $ 39,664 $ (12,279) $ (7,885) $ (8,923) $ 9,838 4,516 (499) 2,001 6,754 $ (7,763) $ (8 384) $ (6,922) $ 16,592 *GASB 34 was implemented in fiscal 2003, therefore 10 years of data is unavailable. $ 24,823 11,025 3,760 4,943 1,331 1,060 $ 46,942 $ 2,574 (1,060) 1,514 $ 48,456 $ 3,356 11,198 $ 14,554 In Fiscal Year 2007, the City implemented the retroactive reporting of infrastructure in accordance with GASB 34. Prior year presentations have been adjusted to reflect the retroactive reporting of depreciation expenses. CITY OF PEARLAND, TEXAS FUND BALANCES OF GOVERNMENTAL FUNDS Last ten Fiscal Years Amounts in (000's) (Modified Accrual Basis ofAccounling) 1998 1999 2000 2001 General fund Reserved $ 256 $ 155 $ 295 $ 472 Unreserved 3,213 4,302 4,911 6,092 Total General Fund $ 3,469 $ 4,457 $ 5,205 $ 6,564 All other governmental funds Reserved for debt service $ 274 $ 208 $ 681 $ 1,545 Unreserved, reported in: Special revenue funds 145 291 603 861 Capital projects funds 8,422 5,038 5,114 3,654 Total other. Governmental Funds $ 8,841 $ 5,537 $ 6,399 $ 6,059 108 2002 2003 2004 2005 2006 2007 $ 286 $ 52 $ 70 $ 71 $ 636 $ 704 4,739 5,310 8,216 8,132 9,961 12,932 $ 5,025 $ 5,362 $ 8,286 $ 8,203 $ 10,597 $ 13,636 $ 2,230 $ 2,130 $ 3,008 $ 3,855 $ 4,658 $ , 6,552 877 1,724 2,849 2,462 3,215 4,546 28,494 41,255 46,580 44,338 53,763 96,542 $ 31,600 $ 45,109 $ 52,436 $ 50,655 $ 61,636 $ 107,640 109 CITY OF PEARLAND, TEXAS CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS Last Ten Fiscal Years Amounts in (000's) (Modified Accrual Basis of Accounting) Revenues Property taxes Sales and use taxes Franchise fees Licenses and permits Fines and forfeitures Charges for services Investment earnings Intergovernmental Other Total Revenues Expenditures General government Public safety Public works Community services Parks and recreation Debt service: Principal Interest and other charges Capital outlay Intergovernmental Total Expenditures Excess of revenues over (under) expenditures Other Financing Sources (Uses) Transfers in Transfers out Bonds issued Capital leases Other Total other Financing Sources (uses) Net change in fund balances Debt service as a percentage of noncapital expenditures 1998 7,256 2,973 1,704 616 577 1,801 9151 346 1,180 17,366 2,834 5,027 4,926 1,588 1,280 1,993 4,141 21,789 (4,423) 951 (128) 595 1,418 1999 $ 8,193 3,484 1,944 956 676 2,960 490 1,499 20,202 3,690 5,698 5,138 1,599 1,440 1,770 4,511 23,846 (3,644) 1,368 (464) 425 1,329 $ (3,004) $ (2,315) 18.5% 16.6% 2000 2001 9,272 $ 3,745 2,023 1,470 732 3,062 319 2,084 22,707 3,972 5,952 5,635 1,782 1,605 1,459 1,680 22,085 622 1,686 (923) 10,895 152 (10,822) 987 1,609 15.0% 10,833 4,863 2,304 1,897 857 3,203 334 1,961 26,251 4,235 6,692 5,975 2,662 1,680 1,596 4,517 27,357 (1,106) 1,023 (128) 895 (211) 14.3% 2002 2003 $ 12,858 $ 5,103 2,454 2,257 845 3,652 649 9,001 1,584 38,403 16,225 8,303 7,604 2,932 1,920 2,374 12,239 51,598 (13,195) 4,382 (3,752) 38,550 (1,900) 37,280 $ 24,085 10.9% 2004 15,120 $ 6,008 2,533 2,682 1,422 3,982 171 2,398 1,133 35,451 5,852 9,650 8,770 2,827 2,040 4,469 23,568 57,176 (21,725) 1 534 (806) 34,653 35,381 17,891 6,933 2,883 3,441 1,608, 5,260 1,115 3,040 1,076 43,247 6,221 10,142 8,709 2,904 3,000 5,665 18,058 54,699 (11,452) 1,431 (907) 184 21,000 94 21,803 13,655 $ 19.4% 2005' 2006 19,745 $ 8,026 3,097 3,864 1,935 6,139 1;863 2,382 11,i72 48,223 6,750 11,081 10,450 2,747. 3,535 5,555 28,661 1,084 69,862 (21,639) 4,870 (4,510) 37,015 271 (15,926) 21,719 10,350 $ 23.6% 80 22.1% 2007 22,150 $ 9,980 3,426 4,067 2,038 8,734 2,991 7,852 1,744 62,982 6,381 12,870 9,728 3,787 3,358 3,429 6,771 36,706 1,684 84,714 (21,732) 5,852 (4,698) 41,959 (8,004) 35,108 24,525 11,025 3,760 4,030 2,048 5,250 4,938 14,463 1,815 71,854 6,293 14,598 6,278 3,102 4,908 3,228 10,197 28,530 2,169 79,303 (7,449) 4,596 (3,536) 94,559 1,568 (40,695) 56,492 13,376 $ 22.0% 49,043 27.3% CITY OF PEARLAND, TEXAS ASSESSED VALUE AND ESTIMATED ACTUAL VALUE OF TAXABLE PROPERTY Last Two Fiscal Years Fiscal Year 2006 2007 Notes: Tax Year 2005 Real Property Residential $ 2,664,192,960 2006 3,368,820,420 Commercial $ 1,009,432,370 1,177,351,983 Less Tax Exempt Personal Property Real Property $ 310,036 660 $ 269,648,350 378,469 355 306,851,500 Information not presented was not available at time of publication. Agricultural Property and Productivity Loss in Commercial Assessed valuation for fiscal year 2007 does not include Brazoria County Mud #1 valuation of $241,248,630 that was annexed into the City on December 31, 2006. Assessed value based on certified roll. • Less Other Exemptions and Abatements $ 133,137,398 204,366,148 112 Total Taxable Assessed Value 3,580,876,242 4,413,424,110 Total Direct Tax Rate $ 0.6744 0.6527 Estimated Actual Taxable Value $ 3,580,876,242 4,413,424,110 Assessed Value as a Percent of Actual Taxable Value 100% 100% CITY OF PEARLAND, TEXAS DIRECT AND OVERLAPPING PROPERTY TAX RATES Last Ten Fiscal Years (rate per $100 of assessed value) Fiscal Year 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 City Direct Rates M&O Rate $ 0.440 0.440 0.440 0.435 0.430 0.406 0.346 0.339 0.345 0.299 I & S Total Rate Direct $10.255 $ 0.695 0.255 0.695 0.255 0.695 0.260 0.695 '0.256 0.686 0.280 0.686 0.350 0.696 0.356 0.695 0.329 0.674 0:354 0.653 Pearland Independent School District $ 1.777 1.862 1.650 1.820 1.837 1'.837 1.809 1.792 1.792 1, 662 Overlapping Source: Brazoria County and Harris County Appraisal District. Alvin Comm College $ 0.197 0.239 0.239 0.239 0.241 , 0.255 0.255 0.241 0.238 0.220 ' Brazoria County $ 0.358 0.358 0.400 0.400 0.420 0.420 0.420 0.422 0.408 0.382 Fort Bend County $ 0.588 0.585 0.590 0.575 0.538 0.513 0.499 0.500 0.517 0.517 Note: The city's basic property tax rate may be increased only by a majority vote of the city's residents. Rates for debt service are set based on each year's requirements. a Overlapping rates are those of local and county governments that apply to property owners within the City of Pearland. Not all overlapping rates apply to all Pearland property owners; for example, although the county property tax rates apply to all. 114 Harns County $ 0.417 0.370 0.350 0.384 0.360 0.360 0.388 0.400 0.400 0.402 Port of Houston Authority $ 0.021 0.020 0.018 0.018 0.020 0.020 0.020 0.017 0.015 0.013 Rates a Harris County Flood Control $ 0.080 0.031 0.062 0.048 0.050 0.050 0.042 0.033 0.033 0.032 Harris County Hospital MUD District No 17 $0.124 $ 0.147 0.203 0.190 0.190 0.190 0.190 0.190 0.192 0.192 0.750 0.750 0.750 0.750 0.750 0.750 0.750 0.750 MUD MUD MUD No 18 No 19 No 26 $ $ $ 0.650 0.650 0.650 0.650 0.650 0.650 0.640 0.610 0.800 0.800 0.800 0.800 0.800 0.800 0.800 0.780 0.850 0.850 0.850 0.850 0.770 115 CITY OF PEARLAND, TEXAS PROPERTY TAX LEVIES AND COLLECTIONS Last Ten Fiscal Years Fiscal Year Ended Sept 30, 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 Taxes Levied for the Fiscal Year $ 7,062,826 8,147,473 9,174,224 10,864,049 12,890,902 14,869,170 17,987,752 20,979,391 24,212,025 28,770,925 Collected within the Fiscal Year of the Levy Percentage Amount of Levy $ 6,957,153 7,992,304 9,022,542 10,609,654 12,477,283 14,575,297 17,633,986 20,576,812 23,690,031 28,235,276 Source: Brazoria County Tax Office Taxes levied based on adjusted tax roll. Collections in Subsequent Years 98.50% $ 98.10% 98.35% 97.66% 96.79% 98.02% 98.03% 98.08% 97.84% 98.14% 116 Total Collections to Date Percentage Amount of Levy 93,923 $ 140,081 120;882 . 229,624 377,622 255,311 295,456 340,618 400,837 7,051,076 8,132,385 9,143,424 10,839,278 12,854,905 14,830,608 17,929,442 20,917,430 24,090,868 28,235,276 99.8% 99.8% 99.7% 99.8% 99.7% 99.7% 99.7% 99.7% 99.5% 98.1% CITY OF PEARLAND, TEXAS PRINCIPAL PROPERTY TAX PAYERS Current Year And Nine Years Ago Taxpaver Weatherford U.S., Inc. Wal-Mart Centerpomt Energy Shadow Creek Ranch Dev Co Pearland Investments Ltd Waterford SCR LP Pearland Lifestyle Center Turbocare, Inc HCA Healthcare HD Development Properties, LP Aggreka, Inc. Houston Lighting & Power Southwestern Bell Telephone Whispering Winds Continental 34 Ltd K-Mart Pearland Remington Ltd Western Atlas Logging Service Total 2007 Taxable Assessed Value Percentage of Total City Taxable Assessed Rank Value $ 33,607,360 1 25,434,850 2 23,001,660 3 21,996,4701 4 19,248,280 5 19,088,150 6 15,234,520 T 15,159,150 8 14,882,164 9 13,485,360 10 $ 201,137,964 Source: Brazoria County Appraisal District 0.76% 0.58% 0.52% 0.50% 0.44% 0.43% 0.35% 0.34% ' 0.34% 0.31% 4.56% 1998 Taxable Assessed Value Rank $ 30,743,040 8,331,800 11,519,700 9,133,850 8,749,670 6,288,020 6,093,140 6,087,890 5,140,100 4,531,700 $ 96,618,910 1 5 2 3 4 6 7 8 9 10 Percentage of Total City Taxable Assessed Value 3.01 % 0.82% 1.13% 0.89% 0.86% 0.62% 0.60% 0.60% 0.50% 0.44% 9.46% 117 CITY OF PEARLAND, TEXAS TAXABLE SALES BY CATEGORY Last Ten Calendar Years (in thousands of dollars) Agriculture, Forestry, Fishing Mining, Quarrying, Oil and Gas Utilities Manufacturing Wholesale Trade Retail Trade Transportation, Communications, Utilities Information Finance Insurance Real Estate/Rental/Leasing Professional/Scientific/Technical Management of Companies/Enterprises Admin/Support/Waste Mgmt/Remediation Educational Services Health Care/Social Assistance Arts, Entertainment & Recreation Accommodations & Food Services Construction Other Services (Except Public Admin) Other Total City direct sales tax rate b Calendar Year 1998 1999 1,537 $ 1,495 450 299 9,369 12,403 149,747 1,958 1,777 19,680 46,738 243,659 8,464 10,873 180,126 1,955 1,646 23,170 43,177 $ 271,205 2000 $ 1,732 434 12,018 9,062 218,485 1,929 2,161 20,124 52,158 $ 318,103 2001 2002 $ 1,783 $ 6 1,222 2,308 15,648 13,269 253,792 2,083 2,940 16,902 61,834 $ 369,473 $ 24,365 13,248 240,099 50 2,294 3,095 14,900 2,421 7,760 133 17 3,990 43,421 18,204 13,304 7,978 397,592 1.00% 1.00% 1.00% Source: State Comptroller's Office. a 2007 taxable sales thru 2nd quarter of 2007. b The City direct sales tax rate includes the City only and not the Pearland Economic Development Corp. (4B). c Categories changed in 2007. Re -categorized data only available back to 2002. 1.00% 1.00% 118 2003 2004 2005 2006 2007a $ 13 $ 199 $ 283 $ 453 $ 220 2,123 3,738 2,985 4,365 2,296 7 27,491 36,756 40,847 46,247 24,632 11,234 14,526 24,070 37,265 16,441 277,229 305,150 371,817 464,816 240,885 43 43 55 86 96 2,851 3,565 6,388 8,553 4,692 3,403 3,505 1,811 1,722 579 14,243 16,434 18,629 33,329 22,134 2,743 3,442 3,538 3,889 2,000 2,399 2,278 10,515 12,101 13,625 8,038 4,144 195 122 207 110 25 14 9 72 56 26 4,048 4,704 4,787 5,208 3,529 54,331 65,719 80,185 94,878 53,334 14,156 13,288 13,221 18,491 7,565 14,495 15,222 16,921 20,811 10,295 5,494 548 13 2 $ 444,621 $ 501,471 $ 601,732 $ 748,324 $ 392,893 1.00% 1.00% 1.00% 1.00% 1.00% 119 CITY OF PEARLAND, TEXAS RATIOS OF OUTSTANDING DEBT BY TYPE Last Ten Fiscal Years (dollars in thousands, except per capita) Fiscal Year Governmental Activities General Obligation Bonds 1998 $ 1999 2000 2001 2002 2003 2004 2005 2006 2007 16,155 15,105 13,760, 12,610 13,335 26,880 25,345 60,175 90,305 164,810 Certificates of Obligation Bonds Capital Lease Obligations $ 17,915 $ 17,525 16,210 15,680 51,585 70,650 90,185 72,390 81,275 66,220 750 826 381 75 184 396 309 1,538 Business -Type Activities Revenue Bonds $ 9,400 , 9,045 16,675 16,140 25,570 34,485 33,505 32,480 40,170 79,180 Certificates of Obligation Bonds Capital Lease Obligations $ 17,100 $ 121 17,100 62 17,050 17,000 16,925 16,835 16,735 15,880 15,000 13,915 Note: Details regarding the city's outstanding debt can be found in the notes to the financial statements. * Information not avaialble. Total Primary. Government $ 61,441 59,663 64,076 61,505 107,415 148,850 165,954 181,321 227,059 325,663 Percentage of Personal Income 6.2% 5.8% 9.5% 10.6% 10.3% 9.3% 11.1% 12.4% Per Capita $ 1,661 1,72$ 1,643 1,519 2,492 3,167 3,073 2,895 2,862 3,854 121 CITY OF PEARLAND, TEXAS RATIO OF NET GENERAL BONDED DEBT TO ASSESSED VALUE AND NET BONDED DEBT PER CAPITA Last Ten Fiscal Years (dollars in thousands, except per capita) Fiscal Tax Year Year 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 General Obligation Bonds Less Debt Service Funds $ 51,170 $ 49,730 47,020 45,290 81,845 114,365 132,265 148,445 186,580 244,945 274 208 681 1,545 2,230 2,130 3,008 3,855 4,658 6,552 Net Bonded Debt $ 50,896 49,522 46,339 43,745 79,615 112,235 129,257 144,590 181,922 238,393 Ratio of Net Bonded Debt to Assessed Value 5.8% 4.9% 3.9% 3.3% 5.1% 6.0% 6.3% 6.2% 5.1% 5.4% Percentage of Personal Per Income a Capita a * * 4.5% 4.1% 7.0% 8.0% 8.0% 7.4% 8.9% 9.1% Note: Details regarding the city's outstanding debt can be found in the notes to the financial a Population data can be found in demographic and economic statistics table. * Information not avaialble. $ 1,376 1,434 1,188 1,080 1,847 2,388 2,394 2,308 2,293 2,821 CITY OF PEARLAND, TEXAS DIRECT AND OVERLAPPING GOVERNMENTAL ACTIVITIES DEBT September 30, 2007 (dollars in thousands: except per capita) Taxing Jurisdiction Alvin Community College District Brazoria County Brazoria County MUD No. 17 Brazoria County MUD No. 18 Brazoria County MUD No. 19 Brazoria County MUD No. 23 Brazoria County MUD No. 26 Brazoria County MUD No. 28 Brazoria-Fort Bend County MUD No. 1 Fort Bend County Harris County Harris County Flood Control District Pearland ISD Port of Houston Authority Total Overlapping Debt City Direct Debt Total Direct and Overlapping Debt Population 'er Capita Debt -Direct and Overlapping Debt Gross Debt a 19,065 51,745 29,010 29,87,0 39,980 11,330 ,' 55,150 5,045 29,000 375,765 2,145,546 111,930 313,923 343,965 232,568 Sources: Individual jurisdictions and/or Texas Municipal Reports. * Debt amounts are as of September 30, 2007. Overlapping Percentage Amount 5.22% $ 23.73% 100.00% 97.35% 100.00% 100.00% 100.00% 100.00% 100.00% 0.27% 0.02% 0.02% .93.85% 0.02% 100% 995 12,279 29,010 29,078 39,980 11,330 55,150 5,045 29,000 1,015 429 22 294,616 69 508,019 232,568 740,587 84,500 8,764 CITY OF PEARLAND, TEXAS PLEDGED REVENUE COVERAGE Amounts in (000's) Last Ten Fiscal Years Fiscal Year 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 Water & Sewer Revenue Bonds Gross Revenues Less: Operating Expenses $ 5,992 $ 7,187 8,745 8,727 9,037 9,023 12,357 11,619 15,004 20,677 Net Revenue Available for Debt Service 3,370 $ 3,464 3,899 4,947 5,244 6,282 10,877 8,607 11,228 12,151 Debt Service Principal 2,622 $ 3,723 4,846 3,780 3,793 2,741 1,480 3,012 3,776 8,526 Interest 345 $ 370 535 570 575 980 1,025 1,075 1,125 1,125 438 $ 409 785 760 1,159 1,635 1,504 1,459 1,829 2,915 Total Coverage 783 779 1,320 1,330 1,734 2,615 2,529 2,534 2,954 4,040 3.35 4.78 3.67 2.84 2.19 1.05 0.59 1.19 1.28 2.11 Note: Details regarding the city's outstanding debt can be found in the notes to the financial statements. Operating expenses do not include interest depreciation, or amortization expenses. 124 CITY OF PEARLAND, TEXAS DEMOGRAPHIC AND ECONOMIC STATISTICS LAST TEN FISCAL YEARS Fiscal Year 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 Population (A) 37,000 34,535 39,000 40,500 43,103 47,000 54,000 62,634 79,322 84,500 Personal Income (in $000's) * * $ 1,025,934 1,065,393 1,133,868 1,400,741 1,609,362 1,951,801 2,050,394 2,631,837 Per Capita Personal Income (B) * * $ 26,306 26,306 26,306 29,803 29,803 31,162 25,849 31,146 (A) Estimated (B) Pearland Economic Development Corporation (C) Pearland Independent School District (D) Bureau of Labor Statistics * Information not presented is not avaialble. Median Age (B) * * 34.0 34.0 34.0 35.1 35.1 35.5 33.4 34.9 Education level in Years of Schooling 14.1 14.1 14.3 14.3 14.3 14.3 14.3 14.3 14.3 14.3 School Enrollment (C) 9,200 9,500 9,700 10,224 11,700 12,103 13,401 14,236 16,179 17,083 Unemployment Rate (1)) 3.7% 4.1 % 3.8% 3.6% 4.3% 14.7% 4.5% 4.6% . 3.6% 3.6% CITY OF PEARLAND, TEXAS PRINCIPAL EMPLOYERS Current Year and Two Years Ago Employer Pearland ISD Wal-Mart City of Pearland TurboCare Kemlon Home Depot Weatherford Profax Packaging Service Co. Super Target Randall's Tele-flow Lowes Total 2005 Percentage of Total City Employees Rank Employment 1,820 1 800 2 429 3 175 7 185 6 250 4 115 150 8 250 5 140 9 132 10 4,446 Source: Pearland Economic Development Corp. 7.26% 3.19% 1.71% 0.70% 0.74% 1.00% 0.46% 0.60% 1.00% 0.56% 0.53% 17,73% 126 2007 Percentage of Total City Employees Rank Employment 2,090 1 800 2 447 3 360 4 325 5 225 6 191 7 175 8 155 9 150 10 4,918 7.89% 3.02% 1.69% 1.36% 1.23% 0.85% 0.72% 0.66% 0.59% 0.57% 0.00% 18.57% CITY OF PEARLAND, TEXAS FULL-TIME EQUIVALENT CITY GOVERNMENT EMPLOYEES BY FUNCTION/PROGRAM Last Ten Fiscal Years Full-time Equivalent Employees as of Sept 30 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 Function/Program Governmental Activities General Government 28 31 32 34 37 45 41 42 49 51 Public Safety 83 102 113 113 132 132 160 170 184 205 Public Works 25 26 29 30 32 41 42 43 44 47 Community Services 22 25 21 22 26 34 37 41 47 50 Parks and Recreation 1 61 59 47 47 50 52 55 58 52 59 Business Type Activities Water & Sewer 45 47 4749 51 56 62 62 76 78 Component Unit Economic Development 4 4 4 4 4 4 4 4 4 4 Total Source: City Budget 268 294 293 299 332 364 401 420 456 494 CITY OF PEARLAND, TEXAS OPERATING INDICATORS BY FUNCTION/PROGRAM, Last Five Fiscal Years Function/Program GENERAL GOVERNMENT Finance Number of purchase orders Number of budget transfers Number of invoices paid Average number of employees paid per month Human Resources Number of hires Number of interviews conducted Number of applications received Legal Number of resolutions and ordinances prepared Information Technology Average monthly service requests Number of PC's supported PUBLIC SAFETY Police Fire EMS Number of police calls resulting in dispatch Total police arrests made Dispatched calls per patrol officer Commercial vehicles equipment violations UCR Part I cases assigned Total number of arson incidents Fires investigated Total annual inspections Total calls for service Total calls for service Patients treated PUBLIC WORKS Fleet Maintenance Fleet maintenance Jobs completed Preventative maintenance performed Other Public Works Fuel issued (gallons) Street sweeping (miles) Street signs maintained/replaced Total work orders completed Fiscal Year 2003 3,953 61 N/A 764 69 320 2,318 261 275 175 23,706 4,234 677 991 398 8 33 300 644 N/A 2,858 3,593 1,348 143 686 145 865 15,463 2004 3,667 82 N/A 848 58 292 2,541 268 300 185 25,849 4,222 680 1,104 398 6 71 1,059 889 3,297 3,124 3,850 1,501 183,000 790 758 16,888 2005 3,183 117 21,180 930 77 333 3,138 234 350 205 27,443 3,753 704 1,015 418 4 70 965 1,168 3,941 3,848 3,950 2,251 220,000 790 1,170 19,327 2006 3,085 226 22,438 984 95 360 2,808 295 370 220 30 496 4,809 555 1,069 366 11 120 1,307 1,188 4,290 4,048 4,778 1,815 303,930 790 1,725 21,181 2007 3,475 194 22,279 1,026 97 449 3 074 269 486 354 32,747 5,053 544 980 371 21 96 2,333 1,202 5,372 4,983 4,686 1,889 318,587 583 1,404 19,961 PARKS AND RECREATION All Parks and recreation ROW maintained - acres Trees maintained - acres Acres of' city property mowed Total number of parkwork orders received Parkland - acres Total number of special events held Total number of tournaments held Number of recreation classes offered Average monthly attendance (all locations) COMMUNITY SERVICES Animal Control Number of animals at shelter Total number of calls for service Community Development Total building inspections Total code violation cases Total permits issued Number of plans reviewed Municipal Court Number of trials Number of charges Warrants cleared WATER & SEWER Distribution and Collection Fire hydrant maintenance and inspections Backed up sewer repairs Water mains repaired Water Production Water produced - wells (in millions of gallons) Surface Water Purchased On millions of gallons) Billing & Collections Annual meter reads Number of bills Wastewater Treatment Wastewater treated (in millions of gallons) Sources: Various city departments. Fiscal Year 2003 760 N/A N/A N/A N/A 24 N/A N/A 2 543 2,357 3,721 35,007 5,242 11,515 2 136 1,667 24,494 N/A 1,730 313 29 1,465 118 N/A 146,055 1,467 *In fire hydrant maintenance and inspections is contracted out. During FY06, the contractor's services were disrupted by a storm. 2004 N/A N/A N/A N/A N/A 23 N/A 632 5,211 1,834 3,535 44,973 3 687 13,738 2,482 2,195 20 964 N/A 1,730 261 37 1,850 280 N/A N/A 1,386 2005 N/A 3 450 N/A N/A N/A 24 N/A 1,170 5,977 2,228 5,443 53,924 2,792 15,289 3,026 2,800 18 275 N/A 1,967 278 71 1,925 683 2006 478 3 450 167 227 175 20 19 1,189 6,723 2,898 4,600 36,724 2,739 14,889 2 682 1,952 22 185 N/A 99* 251 129 2,044 967 2007 385 4 280 439 361 175 25 25 1,222 7,988 3,068 6,099 31,004 3,962 13,769 3,055 2,305 20,481 3,596 537 330 108 1,597 1,121 211,956 234,875 285,930 192,014 248,848 293,833 1,398 1,668 2,305 129 CITY OF PEARLAND, TEXAS CAPITAL ASSET STATISTICS BY FUNCTION/PROGRAM, Last Five Fiscal Years Function/Program PUBLIC SAFETY Police Fire EMS Fiscal Year 2003 2004 2005 2006 2007 Police stations 1 1 1 1 1 Police vehicles 89 100 109 112 117 Fire stations, 4 4, 4 4 4 Fire vehicles 14 15 15 16 16 EMS Stations 3 3 3 3 3 EMS Ambulances 5 5 5 5 5 PUBLIC WORKS Other public works Streets (miles)e 202 232 248 578 758 Streetlights 1 3,425 3,425 3,494 3,563 5,294 Traffic signals 43 43 47 48 57 PARKS AND RECREATION Parks and recreation Developed acreage 124 124 124 175 175 Pools N/A 1 1 1 1 Outdoor basketball courts N/A N/A N/A 10 10 Soccer fields N/A N/A N/A 12 12 Activity buildings 2 2 3 3 3 Baseball/Softball Fields 4 4 4 4 4 WATER AND SEWER Water Production Water wells 8 8 9 9 10 Pumping stations 2 2 2 2 2 Ground storage tanks 10 10 13 15 15 Elevated towers 4 4 4 5 5 Wastewater Treatment Plants 4 4 4 4 5 Lift Stations 74 74 78 74 78 Distribution and Collection Water mains (miles) 240 250 296 361 395 Sanitary sewers (miles) 230 240 279 321 353 Sources: Various city departments. Note: No capital asset indicators are available for the general government and community services functions. Inside city limits. Prior to FY07, street miles were measured visually. 130 Exhibit "A" Resolution No. R2008-027 11 Greenway Plaza, Suite 1515 Houston, TX 77046 (713) 621-1515 Fax: (713) 621-1570 AYL Null £ Lairson CERTIFIED; P.UF3LIC ACCOUNTANTS PROFESSIONAL CORPQR TION 2277 Plaza Drive, Suite 260 Sugar Land, Texas, 77479 (281) 242-8600 Fax: (281) 242-7337 Independent A uditors' Report on Internal Control over Financial Reporting and Other Matters Based on an Audit of Financial Statements To the Honorable Mayor, Members of City ,Council and Audit Committee City of Pearland, Texas Pearland, Texas , We have audited the financial statements of the governmental activities, the business -type activities, each major fund, and the aggregate remaining fund information of City of Pearland, Texas (the "City") as of and for the year ended September 30, 2007, which collectively comprise the City's basic financial statements and have issued our report thereon dated February 4, 2008. We conducted our ,audit in accordance with auditing standards generally accepted in the United States of America. Internal Control over Financial Reporting In planning and performing our audit, we considered the City's internal control over financial reporting as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the City's internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the City's internal control over financial reporting. Our consideration of internal control over financial reporting was for the limited purpose described in the preceding paragraph and would not necessarily .identify all deficiencies in internal control over financial reporting that might be significant deficiencies or material weaknesses. However, as discussed below, we identified a certain deficiency in internal control over financial reporting that we consider to be a significant deficiency. A control deficiency exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A significant deficiency is a control deficiency, or combination of control deficiencies, that adversely affects the entity's ability to initiate, authorize, record, process, or report financial data reliably in accordance with generally accepted accounting principles such that there is more than a remote likelihood that a misstatement of the City's financial statements that is more than inconsequential will not be prevented or detected by the City's internal control. We consider finding 07-01 to be a significant deficiency. A material weakness is a significant deficiency, or combination of significant deficiencies, that results in more than a remote likelihood that a material misstatement of the financial statements will not be prevented or detected by the City's internal control. FILE COPY CITY SECRETARY'S OFFICE DC! NOT REMOVE To the Honorable Mayor Members of City Council and Audit Committee City of Pearland, Texas Pearland, Texas Our consideration of internal control over financial reporting was for the limited purpose described in the first paragraph of this section and would not necessarily identify all deficiencies in internal control that might be significant deficiencies and accordingly, would not necessarily disclose all significant deficiencies that are also considered to be material weaknesses. However, we do not believe the significant deficiency described above is a material weakness. Other Matters The administration's response to the finding identified in our audit is described in the accompanying schedule of findings and responses We did not audit the response and, accordingly, we express no opinion on it. Closing This report is intended solely for the information and use of the City Council, Audit Committee, management, others within the organization and is not intended to be, and should not be used by anyone other than these specified parties. ‘,167014. Houstdn, Texas February 4, 2008 CITY OF PEARLAND INTERNAL CONTROL REPORT FOR THE YEAR ENDED SEPTEMBER 30, 2007 CONDITION 07-01 — PAYROLL FUNCTIONS As a result of a discussion related to understanding the payroll process we have the following concerns' • The payroll (staff) accountant is adding employees' payroll deductions and certification pay rates to the City's payroll system. The payroll accountant is setting up employees' direct deposit information and payroll deductions. For deductions the payroll accountant is initiating the transaction, determining the amount due and is also preparing the supporting documentation. After the payroll's accounts payable checks are processed they are returned to the payroll accountant in order to attach remittance advices and to distribute (mail) the checks. • The payroll direct deposit file used to notify the bank of an employee's pay check amount is a text file. This text file can be adjusted prior to transferring the information to the bank. These payroll registers are not currently reviewed by another individual. REASON IMPROVEMENT NEEDED: • A proper separation of duties is required to restrict one person from processing a payroll transaction in the system fiom beginning to the end. CAUSE OF CONDITION: • The City s current payroll processing system is designed so that: The payroll accountant has access and is entering deduction and (certification) pay information into the payroll system. Direct deposit information is controlled by the payroll accountant who is charged with process the city's payroll. Payroll's accounts payable checks are initiated and returned to the payroll accountant. These processes are controlled by one individual. EFFECT OF CONDITION: • Errors and omission may not be detected in a timely manner as one person is processing the transaction from beginning to end. • Unauthorized adjustments could be made to the direct deposit file and not be detected in a timely manner. CITY OF PEARLAND INTERNAL CONTROL REPORT FOR THE YEAR ENDED SEPTEMBER 30, 2007 RECOMMENDATIONS: • All deductions, pay rate information and direct deposit information be entered by Human Resources department. No ability to enter or change pay amounts and direct deposit information should be under the responsibility of the payroll accountant. • Payroll accounts payable checks should not be returned to the payroll accountant for distribution. Accounts payable department should attach the remittance advice to the check and handle the mailing of the check. • Review and confirmation of direct deposit payroll information sent to bank. Review possibility of locking the content of the file. • Review and approve each payroll register. CITY'S RESPONSE • Finance and Human Resources both agree with the recommendation of separating duties regarding payroll Human Resources is scheduled to have software training in April, which will be a good time for this transition. Human Resources will then enter any deductions, pay rate information, and direct deposit information, which would affect an employees pay. Finance would then review these changes via and audit listing against the employee status changes for any errors prior to generating payroll checks. • Accounts Payable will begin mailing the checks and remittance advice to the vendor, instead of the Payroll Technician. The remittance advice will be .given to Accounts Payable prior to checks being mailed. • Currently, the direct deposit and check totals from the payroll register are verified against the ACH confirmation from the bank, and the check edit report, to insure the amounts are correct It is possible to alter the direct deposit file sent to the' bank because it is a text file Finance and IT will look into a solution to prevent any changes from being made to. the file. • The totals from the payroll register are currently being reviewed and signed off by Finance, and a detailed audit listing is being reviewed and signed off by Human Resources. As an additional safety measure to prevent any errors, Finance will begin reviewing the entire payroll register prior to checks being generated. CITY OF PEARLAND INTERNAL CONTROL REPORT FOR THE YEAR ENDED SEPTEMBER 30, 2007 STATUS OF PRIOR YEAR FINDING FINDING 2006-1 CAPITAL ASSET RECORDKEEPING (MATERIAL WEAKNESS) • Finding: Capital assets are reported in the government -wide and proprietary fund financial statements. As of September 30, 2006, a complete listing of the City's capital assets was not available. Recommendation: The City should implement procedures to ensure the preparation of a detailed listing of all capital assets over the capitalization threshold that includes a description of the capital asset, original cost, useful lives, depreciation for the current year and accumulated depreciation. STATUS Complete - as of September 30, 2007, City personnel have completed a detailed listing of capital assets. I