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R2007-025 2007-02-26 RESOLUTION NO. R2007-25 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF PEARLAND, TEXAS, ACCEPTING THE CITY'S COMPREHENSIVE ANNUAL FINANCIAL REPORT AS PREPARED BY THE ACCOUNTING FIRM OF NULL-LAIRSON. BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF PEARLAND, TEXAS: Section 1. That certain comprehensive annual financial report as prepared by Null-Lairson, a copy of which is attached hereto as Exhibit "A" and made a part hereof for all purposes, is hereby authorized and approved. Section 2. That the City Council accepts the City's comprehensive annual financial report. PASSED, APPROVED and ADOPTED this the 26th day of February, A.D., 2007. ~a TOM REID MAYOR ATTEST: APPROVED AS TO FORM: U,,---. Ir~ DARRIN M. COKER CITY ATTORNEY r I ,. City of Pearland, Texas Comprehensive Annual Financial Report Exhibit "A" Resolution R2007 -25 For the year ended September 30, 2006 lillI' Y P"'I."~ "lid Pllh"1 .ui ...Ii _/ ATLA II Greenway Plaza,Suite 1515 NuIllairson One Sugar.Creek Ctr.Blvd.,. Suite 920 Hausion,.TX.77046 Pearland,TX 77478 (713)67.1-1515 cERTIFIED14.11311C ACCOUNTANTS 281.242.8600 Fax (713):621-1570 PROFESSIONAL CORPORATION Fax:281.242.7333 To the Honorable Mayor and Members of the City Council City of Pearland,Texas We have audited the accompanying financial statements of the governmental activities, the business4ype activities, the aggregate-discretely presented component units, each major fund, and the aggregate'remaining fund information of City of Pearland, Texas, (the "City") as of and for the year ended September 30, 2000,-.which collectively comprise the City's.basic 'financial statements as listed in the table of"contents. These financial statements are the responsibility of City's management Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial .audits ''containedinG°verument Auditing StandardS, issued by the Comptroller General Of the United States. Those standards require that we plan and perform the 'audit to obtain reasonable:assurance about whether-the financial.statements are free. Of Material misstatement. An audit.includes examining, on a test basis, evidence supporting the amounts and,disclosures in the financial statements.,An audit also includes assessing the' accounting principles used and. Significant estimates made by management, as well:as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis'for'our Opinions. In our opinion, the financial,statements,referred to.above present fairly, in all material respects, the',respective financial position of the governmental activities,the business-type Activities, the Aggregate discretely presented component units, each major fund, and the aggregate remaining fund information of the City of Pearland, Texas, as of September 30, 2006, And the respective Changes in financial position and cash flows,where applicable, thereof for the year then ended,in conformity with accounting principles generally accepted in the.United States Of America. In accordance With Gailerinnew Auditing Standards; we have also issued our report dated December 29, 2006 on our consideration of the City's internal control over financial reporting and on our tests of its compliance with certain provisions or laws, regulations, contracts, and grantS.That report,which has been issued separately from this document,is an integral part of an audit performed in accordance with Government Auditing Standards and should be read in conjunction with thisseport in considering the results of our audit. 1 The Management's Discussion and .Analysis On pages 3 through 13, bildgetary comparison information and Required Pension System Supplementary Information on pages 59 through 61 are not required parts of the basic financial statements but are supplementary information required by.accounting principles generally accepted in the United States of-America, We have. applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the supplementary information. 110W.ever,we did not audit the information and express opirtioxfortit. Our audit was Conducted for the purpose of forming opinions on the.financial statements that collectively comprise the City of Penland,.Texas' basic financial statements. Combining and individual notimajOr fund financial statements and schedules are presented for purposes of additional analysis and are not a'required part of the basic financial statements. This information has been subjected to the auditing procedures applied in the audit of the basic financial statements and,in our opinion, are fairly stated in all material respects in relation to the basic financial statements taken as a whole. :51.111 Re Houston,Texas December 29,2006 2 Bill Eisen City Manager CITY OF PEARLAND, TEXAS A COMPREHENSIVE ANNUAL FINANCIAL REPORT Fiscal Year Ended September 30, 2006 Officials Issuing Report Nick Finan and Mickiel Hodge Assistant City Managers Claire Manthei Director of Finance Rick Overgaard Assistant Director of Finance (this page intentionally left blank.) CITY OF PEARLAND, TEXAS COMPREHENSIVE ANNUAL FINANCL4L REPORT TABLE OF CONTENTS Page INTRODUCTORY SECTION Letter of Transmittal Principal Officials ix Organization Chart x GFOA Certificate of Achievement xi FINANCIAL SECTION Independent Auditors' Report Management's Discussion and Analysis Basic Financial Statements Government -Wide Financial Statements: Statement of Net Assets Statement of Activities Fund Financial Statements: Balance Sheet — Governmental Funds 1 3 17 18 20 Reconciliation of the Governmental Fund Balance Sheet to the Statement of 21 Net Assets Statement of Revenues Expenditures, and Changes in Fund Balances — 22 Governmental Funds Reconciliation of the Statement of Revenues, Expenditures, and Changes in 23 Fund Balance of Governmental Funds to the Statement of Activities Statement of Net Assets — Proprietary Fund Statement of Revenues, Expenses and Changes in Fund Net Assets — Proprietary Fund Statement of Cash Flows — Proprietary Fund Discretely Presented Component Units Combining Statement of Net Assets Combining Statement of Activities Notes to the Financial Statements Required Supplementary Information: General Fund — Schedule of Revenues, Expenditures, and Changes in Fund Balances — Budget and Actual Notes To Required Supplementary Budget Information Required Pension System Supplementary Information 24 25 26 28 29 30 59 60 61 CITY OF PEARLAND, TEXAS COMPREHENSIVE ANNUAL FINANCL4L REPORT TABLE OF CONTENTS Page FINANCIAL SECTION (continued) Other Supplementary Information Combining and Individual Fund Statements and Schedules Combining Balance Sheet - Nonmajor Governmental Funds 66 Combining Statement of Revenues, Expenditures and Changes in Fund 70 Balances — Nonmajor Governmental Funds Schedules of Revenues, Expenditures, and Changes in Fund Balance — Budget and Actual: Debt Service Fund 74 Hotel Motel Tax Fund 75 Court Secuiity Fund 76 City Wide Donations Fund 77 Court Technology Fund 78 Regional Detention Fund 79 Park Donations Fund 80 State Police Seizure Fund 81 Federal Police Fund 82 Parks and Recreation Development Fund 83 Sidewalk Fund 84 Community Services Fund 85 Grant Fund 86 Street Assessments Fund 87 Component Unit Fund Information Balance Sheets — Governmental Funds Schedules of Revenues, Expenditures and Changes in Fund Balance Long -Term Debt Amortization Schedules Combining Schedule of Governmental Long -Term Debt 94 Combining Schedule of Enterprise Fund Long -Term Debt 98 Combining Schedule of Revenue Bonds Payable of Peailand Economic 100 Development Corporation Combining Schedule of Revenue Bonds Payable of Development Authority 101 of Peailand 90 91 CITY OF PEARLAND, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT TABLE OF CONTENTS Page UNAUDITED STATISTICAL SECTION Net Assets by Component 105 Changes in Net Assets 106 Fund Balances of Governmental Funds 108 Changes in Fund Balances of Governmental Funds 110 Assessed Value and Estimated Actual Value of Taxable Property 112 Property Tax Rates - Direct and Overlapping Governments 114 Property Tax Levies and Collections 116 Principal Property Taxpayers 117 Taxable Sales by Category 118 Ratio of Net General Bonded Debt to Assessed Value snd Net Bonded Debt Per 120 Capita Ratios of General Bonded Debt to Assessed Value and Net Bonded Debt per 122 Capita Direct and Overlapping Governmental Activities Debt 123 Pledged Revenue Coverage 124 Demographic and Economic Statistics 125 Principal Employers 126 Full-time Equivalent City Government Employees by Function/Program 127 Operating Indicators by Function/Program 128 Capital Asset Statistics by Function/Program 130 (this page intentionally left blank.) INTRODUCTORY SECTION (this page intentionally left blank.) March 1, 2007 To the Honorable Mayor, Members Of City Council, and Citizens of the City of Pearland, Texas State law requires that the City shall have its records and accounts audited annually and shall have an audited financial statement prepared based on the audit. We are pleased to submit to you the Comprehensive Annual Financial Report for the City of Pearland, Texas (the "City") for the fiscal year ended September 30, 2006. This report is published in order to provide the City Council, our Citizens, and other interested parties with detailed information concerning the financial conditions and activities of the City. Management assumes full responsibility for the completeness and reliability of the information contained in this report, based upon a comprehensive framework of internal control that it has established for this purpose. Because the cost of internal control should not exceed anticipated benefits, the objective is to provide reasonable, rather than absolute, assurance that the financial statements are free of any material misstatements. Null-Lairson, P.C., Certified Public Accountants, have issued an unqualified (or "clean") opinion on the City of Pearland's financial statements for the year ended September 30, 2006. The independent auditor's report is located at the front of the financial section of this report. Management's discussion and analysis (MD&A) immediately follows the independent auditor's report and provides a narrative introduction, overview and analysis of the basic financial statements. MD&A complements this letter of transmittal and should be read in conjunction with it. PROFILE OF THE GOVERNMENT The City of Pearland, incorporated in 1959, is located across the northern end of Brazoria County and shares a common border with Houston, Texas to the north. The City also extends into Fort Bend and Harris Counties. The City of Pearland, encompassing approximately 48 square miles is the fastest growing city in Brazoria County, increasing from approximately 18,000 residents in 1990 to 80,503 residents estimated as of December 2006. 19 LIBERTY DRIVE PFARLA D, TEXAS 77381-5416 e 281-652-1600 0 www.ei.pearland.tx.us i The City of Pearland is a home -rule City operating under a Council -Manager form of government. Policy -making and legislative authority are vested in a governing council (Council) consisting of the mayor and five other members. The Mayor and all Council members are elected at large. The Mayor is allowed to vote only in case of a tie vote. The Mayor and each Council member hold office for a period of three years and until his/her successor is elected and qualified. Council members shall be limited to two full consecutive terms of office and there is no limitation on the office of Mayor. The City Manager is appointed by Council and is responsible for implementation of Council policy, execution of the laws, and all day-to-day operations of the City. A full range of municipal services is provided by the City of Pearland including public safety (police, fire, and emergency medical services); solid waste; water and wastewater utilities; public improvements; repair and maintenance of infrastructure recreational and community activities; and general administrative services. As an independent political subdivision of the State of Texas, the City is considered a primary government. Pursuant to standards established by the Governmental Accounting Standards Board (GASB), the City also reports for all funds for which the City, as the primary government, is financially accountable. As such, this report includes financial activities of three component units as follows: The Pearland Economic Development Corporation was created by the City in 1995 under the Texas Development Corporation Act of 1979 for the purpose of promoting, assisting, and enhancing economic and related development activities on behalf of the City. The Tax Increment Reinvestment Zone (TIRZ #2) was created in 1998 for the purposes of development and redevelopment in the Zone Area, better known as Shadow Creek Ranch. The City participates in the Zone by contributing tax increments produced in the Zone to the Tax Increment Fund. The Development Authority of Pearland was created in 2004 to provide financing for the development of the Zone. LOCAL ECONOMY Located minutes away from Downtown Houston Texas, the nation's second largest seaport, the world-renowned Texas Medical Centel, and NASA -Johnson Space Center, Pearland is the premier location for residential and commercial growth. With abundant land, business facilities, a sound infrastructure, and a diverse work force supported by educational programs, Pearland's growth has been consistent and will continue to be sustained over time with continued residential and commercial development. The total construction value of all building permits issued during calendar year 2006 totaled over $621 million, the majority of which can be attributable to residential construction. New single- family housing permits totaled 2,072 with a construction value of $393 million. The number of permits declined by 538 from 2005, however Pearland continues to grow at a respectable pace. Residential permitting activity is anticipated to remain at this level for several years as the development of a 3,300 acre master planned community, Shadow Creek Ranch continues. Shadow Creek Ranch homes are priced from $140,000 to $1 million and ultimate development will consist of as many as 7,000 single-family homes, 1,800 assisted living units, and 3,900 multi -family units and offer 700 acres of greenbelts and packs, 300 acres of recreational lakes, ii and commercial and retail centers. Commercial development tends to follow residential development. The City of Pearland is experiencing and will continue to experience retail and office development. For calendar year 2006, the City had 66 commercial permits with a value of $173 million. The Promenade Shops at Shadow Creek, an 800,000 square foot lifestyle center, is tentatively scheduled to open in 2008. A 136 000 square foot Bass Pro Shop is currently under construction and is expected to open in the fall of 2007. The Promenade Shops is part of The Spectrum at Clear Creek, a new 1,000-acre mixed -use business and technology park, which will target emerging companies working in advanced sciences. The development will blend components of industrial flex, office and corporate campus uses with retail, leisure, and other lifestyle components. First phase of infrastructure is complete and pre -leasing for the first office building has begun. Nashville based HCA, Inc. has completed a three-story 81,500 square foot medical complex, which includes a medical office building outpatient diagnostics and an emergency center. HCA, Inc. is in the planning stages of a 60-bed hospital wing and there are future plans for a 240-bed hospital. Memorial Hermann Hospital has a 22-acre campus and an 80,000 square foot medical office building nearing completion. There are also plans for a 125-bed hospital complex. Shadow Creek Ranch Town Center, opening in the fall of 2007 will be a 600,000 square foot open-air pedestrian regional shopping center. The center, which features the Memorial Hermann complex, will also include the largest HEB on the Gulf Coast, Academy Sports, Hobby Lobby, and other shopping and dining opportunities. Pearland Town Center, a 1,000,000 square foot mixed -use center will have varied attractions including anchors of major department stores. Macy's, Dillard's and Barnes & Noble will anchor the center with phase one expected to open in July 2008. Sales tax continues to increase for Pearland as continued growth and development occur. Sales tax receipts for fiscal year 2006 totaling $14.5 million was an increase of 25% over fiscal year 2005. For the first two quarters of 2006, 71% of taxable sales are retail trade according to the State of Texas Comptroller information. New homes as well as new retail openings account for some of the increase, however, Pearland is becoming a regional shopping destination for those further south. iii MAJOR INITIATIVES The City of Pearland continues to experience dramatic growth and new opportunities. The City Council, staff, and community share a vision that combines progress and innovation with prudent controls to shape Pearland's future even as it becomes one of the largest suburbs in the Houston area. Our slogan "Where town and country meet" reinforces the message that Pearland will maintain its small-town feel despite becoming a mid -sized city. The Old Town Site The historic center of Pearland, the Old Town Site, has received special attention over the last several years with a focus on careful planning that will result in a substantially revitalized neighborhood. The City adopted the Old Townsite District Development Plan (Plan) and accordingly formulated and adopted new zoning regulations for the Old Townsite. The new zoning regulations and development guidelines will allow the area to develop into a pedestrian friendly, mixed -use area as envisioned in the Plan. The City was awarded a "Planning Award" by the Texas American Planning Association, in October 2006 for this project. Community Appearance The City of Pearland continues to pride itself on a clean, attractive appearance in the midst of unprecedented growth. Maintaining close collaboration with the Keep America Beautiful affiliate has resulted in a growing number of successful programs to reduce littering, encourage recycling, and educate citizens on a variety of environmental issues. Participation at the Recycling Center continues to grow, strengthened by the highly popular Household Hazardous Waste Collection program. City staff and volunteers have worked together to improve the effectiveness of the volunteer - driven "Eyes of Pearland" community appearance program. Volunteers supplement the efforts of City code enforcement staff to address structures or fences in ill repair, high weeds, "bandit" signs, and other violations of local ordinances. Citizen Police Academy graduates continue to assist with handicapped -parking violations, while also supporting code enforcement efforts in the removal of illegal signs. The City has also implemented a new program call ` Pearland Proud', whereby City employees from all departments are involved in spotting and calling in code -violations, dead animals, street light outages, picking up signs, etc. Where we work is our home. The employees treat the City with respect, are proud of the City, and keep the City clean and in good working order. How employees act as individuals reflects on the entire City. Combined, these efforts provide a community appearance where all can be proud to live, shop, work, and play. iv Public Safety Among numerous other reasons, families move to Pearland for a high degree of personal safety and a low crime rate. The City Council continues to emphasize public safety, adding a minimum of five to six new police officers each year to keep pace with growth. The Police Department has expanded traffic and commercial vehicle enforcement with added motorcycle and DOT -certified officers, while capitalizing on improved computer equipment to improve crime tracking and analysis. Community policing remains a focus, with crime prevention, victim assistance, and youth intervention programs further reinforcing the City's small-town feel. The City has formed a committee of the public safety leadership in the City to begin planning for the addition of paid firefighting personnel. This committee, which included the leadership of the volunteer fire department, has developed a plan to begin combined volunteer -paid personnel operations in October 2007. A Director of Fire Services has been hired to lead the effort and the Department. The City plans to hire twenty (20) full-time personnel to man fire stations during the day and use volunteers for nights and weekends as well as to supplement the paid personnel during the days. The City is also in the process of designing and constructing a 79,800 square foot public safety facility. The facility includes a police station including a jail, a state of the art Emergency Operations Center, court facilities, fire marshals office and an annex for utility bill paying and a county annex. A planned bond referendum also includes the construction of a two -bay 9,500 square foot Fire Station located off Kirby Drive. The facility will have living quarters to accommodate a 24/7 fire and EMS operation. Educational Enrichment Initiatives The City and The University of Houston are in negotiations for a joint partnership to bring higher education to Pearland. The first building is targeted to open for junior senior, and master classes in January 2009. Neighboring Junior Colleges would feed into the education system. Approval by the Univeisity of Houston Board of Regents and the higher education coordinating board is expected in April 2007. v Growth Management Over the past several years, the City has adopted and updated a number of codes to enhance the value and attractiveness of new development. The City continues to monitor and modify the Unified Development Code adopted in February 2006. The City will also re-evaluate the Comprehensive Plan adopted in 1999 and the update in 2004, to determine if any modifications are required. It is anticipated that the revisions will be completed by December 2007. Through Strategic Partnership Agreements, the City has a responsible and financially sound plan for the annexation of municipal utility districts (MUD) in our extra -territorial jurisdiction. In December of 2005, the City welcomed approximately 5,000 new residents to the City with the annexation of Brazoria MUD #5. In December of 2006, the City welcomed another 5,000 new residents with the annexation of Brazoria MUD #1. Infrastructure Planning With continued residential and commercial growth and to plan for the future, the need to build new infrastructure and maintain existing infrastructure will be a priority and will be implemented through an aggressive capital improvement program. The City has $29.8 million voted but, un- issued bond authorization remaining from its 2001 bond referendum, which is expected to be issued in fiscal year 2007. As such, the City has been working on identifying projects for a 2007 bond referendum to ensure that the City maintains a quality of life that the citizens have come to expect. The bond package, as it currently stands, totals $162 million of which 52% is for thoroughfare projects, 22% for parks & recreation, 22% for drainage improvements, and 4% for facilities. Depending upon City Council review and approval, the actual amount of the bond package may change. Major thoroughfare projects include the expansion of Cullen Blvd. from a two-lane asphalt road to a four lane concrete boulevard between FM518 to Beltway 8, extension of the Dixie Farm Road widening south of FM518 to SH35, reconstruction of Mykawa from Beltway 8 to FM518, and widening of Bailey Road between FM1128 and Veterans to concrete Major drainage projects include Cowart Creek diversion and regional detention for the Bailey Road corridor, expansion of the D L Smith detention pond by approximately 150 acre-feet, an additional 200 acre-feet of storage in the Hickory Slough watershed, and improvements to Town Ditch that will provide adequate conveyance for the 100-year storm flows. Majoi Park projects include a recreation and natatorium facility in partnership with the school district. The facility will include a 50-meter indoor pool for competitive swimming and an indoor recreation center. Also included is a soccer complex, expansion and renovation of the Knapp Senior Center, and phase I development of the Shadow Creek Ranch Park Facility projects include Fire Station #6 to be located off Kirby Drive and an 11,500 square feet expansion and renovation to the Tom Reid Library. It is anticipated that the City will submit the bond propositions for the May 2007 election. vi Transportation Improvements and Strategic Planning Charged with planning, establishing, and maintaining an effective transportation system in the midst of such dramatic growth, the City of Pearland is involved in numerous activities to face this challenge. Majoi components of our $92.5 million transportation bond program (passed in 2001) are complete and the City is planning for an $84 million transportation bond program that will construct major projects over the next five to seven years as mentioned previously. The City is also involved in regional efforts for long-range transportation planning. The Mayor is a member of H-GAC's Transportation Policy Council (TPC) and an Assistant City Manager is a member of the Technical Advisory Committee (TAC), a sub -committee of the TPC. The H- GAC has been working to develop the 2008-2011 Transportation Improvement Program (TIP), which is the implementation plan for the Regional Transportation Plan. The area cities, as well as other local public agencies including TXDOT, Metro, Houston, the Port Authority to name a few have submitted the candidate projects for TIP funding and the TAC is working to forward a recommendation in March to the TPC for consideration. This effort involves allocating about $260 million dollars for the region. The City is also working with TXDOT to develop a viable corridor for SH35. Various alignments have been presented to City Council and a public meeting will be held in March. This process will ultimately lead to TXDOT completing their Major Investment Study for that corridor and then begin project planning for a project that will take about 11 to 12 years to complete. The City of Pearland and various agencies and organizations have been working to provide a commuter type service to Houston via either a Park and Ride type facility or commuter van pooling. The City continues to work with Metro and developers along the SH288 corridor to explore ways to provide a commuter Park and Ride to downtown Houston, mainly the Texas Medical Center area. The discussions are in preliminary stages of identifying partners and sources of funding. The City has also been working with the Texas Medical Center South Main Alliance, Urban Trans and others to increase awareness of the van pooling opportunities along the same corridor. Seeking a realistic balance of a private -public partnership utilizing grant dollars, federal funds, developer participation, and possible contributions by the City and other cities in Brazoria County as well as identifying rider participation and a parking facility is all crucial to a successful program. It is expected that the City will continue to explore these opportunities throughout the coming year. Surface Water Planning The City continues to make strides to ensure adequate water for today and for the future through the purchase of surface water. This surface water initiative not only ensures an adequate water supply through 2022, but also alleviates subsidence by reducing our dependence on groundwater. By 2022, the City estimates that it will need 40 million gallons per day (MGD) of surface water, which is approximately two-thirds of the City s total water needs. Building upon major surface water purchases since 2003, the City has increased capacity that currently results in 6.1 MGD in surface water. The City is also participating in the expansion of the City of Houston South IH ast Water Purification Plant that will provide the City an additional vii 10 million gallons per day. Construction in the expansion is expected to begin in 2007. The City's share of the expansion totals $17 milhon and an additional $29 million is needed for distribution of the water. A number of years ago, the City entered into an interim water supply agreement with the Gulf Coast Water Authority that reserves the right for the City to purchase surface water. In 2006, the City participated in the Gulf Coast Water Authority purchase of the Chocolate Bayou Watei Company. This participation will make a minimum of 10 milhon gallons per day of additional water available to the City. The City continues to look and pursue other surface water options in order to meet the needs of the future. AWARDS AND ACKNOWLEDGEMENTS The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for the Excellence in Financial Reporting to the City of Pearland, Texas, for its Comprehensive Annual Financial Report for the year ended September 30, 2005. This was the 29th consecutive year that the government has received this prestigious award. In order to be awarded a Certificate of Achievement, a governmental unit must publish an easily readable and efficiently organized comprehensive annual financial report. This report must satisfy both generally accepted principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only We believe that our current comprehensive annual financial report continues to meet the Certificate of Achievement Program's requirements, and we aie submitting it to GFOA to determine its eligibility for another certificate. In addition, the government also received the GFOA' s Distinguished Budget Presentation Award for its annual budget document. In order to qualify for the Distinguished Budget Presentation Award, the government's budget document had to be judged proficient as a policy document, a financial plan, an operations guide, and a communications device. The preparation of this report was accomplished with the dedicated service of the entire staff of the Finance Department We express our sincere appreciation to these individuals who have continually demonstrated the core beliefs of the City and who assisted and contributed to the preparation of this report. We also thank the Mayor and members of the City Council for their support in planning and conducting the financial operations of the City in a responsible manner. Respectfully submitted, William Eisen, City Manager Claire Manthei, Director of Finance viii CITY OF PEARLAND, TEXAS PRINCIPAL OFFICIALS Elected Officials Tom Reid Richard Tetens Helen Beckman Steve Saboe Felicia Kyle Kevin Cole Appointed Officials Bill Eisen Darrin Coker Glenn Chaney City Management Nicholas Finan Mickiel Hodge Claire Manthei Fred Welch Roland Garcia Jeff Sundseth Young Lorfing Danny Cameron Mary Hickling Chris Doyle Doug Kneupper Kola Olayiwola Jon Branson Paul Jamison DeDe Williams Lata Krishnarao Trent Epperson Position Mayor Council Member at Large - Position One, Mayor Pro-Tem Council Member at Large - Position Two Council Member at Large - Position Three Council Member at Large - Position Four Council Member at Large - Position Five Position City Manager City Attorney Municipal Court Judge Position Assistant City Manager Assistant City Manager Director of Finance Executive Director PEDC Interim Fire Marshal/ Emergency Management Services Director of Emergency Medical Services City Secretary Director of Public Works Director of Human Resources Police Chief City Engineer Director of Inspections Director of Parks and Recreation Fire Chief Head Librarian Director of Planning Projects Director Term Expires May 2008 2007 2009 2008 2009 2007 ix CITY OF PEARLAND, TEXAS ORGANIZATIONAL CHART Organizational Chart CITIZENS OF PEARLAND I MAYOR AND CITY COUNCIL MUNICIPAL JUDGES CITY ATTORNEY ASSISTANT CITY MANAGER BOARDS & COMMISSIONS CITY MANAGER PUBLIC WORKS ENGINEERING PROJECT MANAGEMENT PARKS & RECREATION POLICE FIRE EMERGENCY MEDICAL SERVICES ASSISTANT CITY MANAGER COMMUNITY DEVELOPMENT MUNICIPAL COURT ANIMAL CONTROL PLANNING PUBLIC AFFAIRS FIRE MARSHAL EMERGENCY MANAGEMENT CITY SECRETARY HUMAN RESOURCES DIRECTOR OF FINANCE INFORMATION TECHNOLOGY W & S REVENUE COLLECTIONS ACCOUNTING BUDGET PURCHASING x Certificate of Achievement for Excellence in Financial Reporting Presentrdto City of Pearland Texas For its Comprehensive Annual Financial Report for the Fiscal Year Ended September 30, 2005 A Ccitiflcate ofAchivern cct lux Excellence in Financial Reporting is presented by free Government Finance Offlccts Atociotinn ofthc United States and Canada to povcrmmcnt wilts ani public etuploy+ee retirement cys2nz stifiace cornprchenrive Animal fiunncial reports (CAFRs) achieve the highest standards in povennxnt accotutting and financial reporting, President Executive Director (this page intentionally left blank.) FINANCIAL SECTION (this page intentionally left blank.) 11 Greenway Plaza, Suite 1515 Houston TX 77046 (713) 621-1515 Fax: (713) 621-1570 AYL NullLairson CERTIFIED PUBLIC ACCOUNTANTS PROFESSIONAL CORPORATION To the Honorable Mayor and Members of the City Council City of Pearland, Texas One Sugar Creek Ctr. Blvd., Suite 920 Pearland, TX 77478 281.242.8600 Fax: 281.242.7333 We have audited the accompanying financial statements of the governmental activities, the business -type activities, the aggregate discretely presented component units, each major fund, and the aggregate remaining fund information of City of Pearland, Texas, (the "City") as of and for the year ended September 30, 2006, which collectively comprise the City's basic financial statements as listed in the table of contents. These financial statements are the responsibility of City's management. Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business -type activities, the aggregate discretely presented component units, each major fund, and the aggregate remaining fund information of the City of Pearland, Texas, as of September 30, 2006, and the respective changes in financial position and cash flows, where applicable, thereof for the year then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Government Auditing Standards, we have also issued our report dated December 29, 2006 on our consideration of the City's internal control over financial reporting and on our tests of its compliance with certain provisions or laws, regulations contracts, and grants That report, which has been issued separately from this document, is an integral part of an audit performed in accordance with Govei nment Auditing Standards and should be read in conjunction with this report in considering the results of our audit. 1 The Management's Discussion and Analysis on pages 3 through 13, budgetary comparison information and Required Pension System Supplementary Information on pages 59 through 61 are not required parts of the basic financial statements but are supplementary information required by accounting principles generally accepted in the United States of America. We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the supplementary information. However, we did not audit the information and express no opinion on it. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City of Pearland, Texas' basic financial statements. Combining and individual nonmajor fund and component unit fund financial statements as well as long-term debt amortization and schedules are presented for purposes of additional analysis and are not a required part of the basic financial statements. This information has been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, are fairly stated in all material respects in relation to the basic financial statements taken as a whole. The introductory and statistical sections are presented for the purpose of additional analysis and are not a required part of the basic financial statements. These sections have not been subjected to the auditing procedures applied in the audit of the basic financial statements and accordingly, we express no opinion on them. AA,7,,asis, Houston, Texas December 29, 2006 2 MANAGEMENT' S DISCUSSION AND ANALYSIS (this page intentionally left blank.) CITY OF PEARLAND, TEXAS MANAGEMENT'S DISCUSSION AND ANALYSIS As management of the City of Pearland we offer readers of the City's financial statements this narrative overview and analysis of the financial activities of the City for the fiscal year ended September 30, 2006. FINANCIAL HIGHLIGHTS • The assets of the primary government of the City of Pearland exceeded its liabilities as of September 30, 2006, by $105.5 million (net assets). Of this amount, $9.6 million (unrestricted net assets) may be used to meet the City's ongoing obligations to citizens and creditors in accordance with the City's fund designation and fiscal policies. • The City's total net assets increased by $36.6 million. • At the close of the current fiscal year, the City of Pearland's governmental funds reported combined ending fund balances of $72.2 million, an increase of $13.4 million in comparison with the prior year. Approximately $53.8 million of this ending balance can be attributed to work in progress for capital projects. • As of September 30, 2006, the unreserved, undesignated fund balance for the General Fund was $10.0 million or 28% of total General Fund expenditures. • The City of Pearland's General Obligation and Certificates of Obligation debt increased to $186.6 million, a net increase of $38.1 million over the previous year. The key factor was the sale of $32.2 million in Permanent Improvement and Refunding Bonds. Overview of the Financial Statements This discussion and analysis is intended to serve as an introduction to the City's basic financial statements. The City's basic financial statements are comprised of three components: (1) government -wide financial statements, (2) fund financial statements and (3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government -wide Financial Statements — The government -wide financial statements are designed to provide readers with a broad overview of the City's finances, in a manner similar to a private -sector business. The Statement of Net Assets presents information on all of the City's assets and liabilities, with the difference between the two reported as net assets. Over time, increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City is improving of deteriorating. The Statement of Activities presents information showing how the City's net assets changed during the fiscal year. All changes in net assets are reported when the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses aie reported in this statement for some items that will only result in cash flows in the future fiscal periods (e.g., uncollected taxes and earned but unused compensated absences). 3 CITY OF PEARLAND, TEXAS MANAGEMENT'S DISCUSSION AND ANALYSIS Both of the government -wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from functions that are intended to recover all or a significant portion of their costs through user fees and charges (business -type activities). The governmental activities of the City of Pearland include general government, public safety, public works, community services and parks and recreation. The business -type activities of the City include water and sewer. The government -wide financial statements can be found on pages 17 through 19 of this report. The government -wide financial statements include not only the City of Pearland, itself (known as the primary government), but also a legally separate Economic Development Corporation, Tax Increment Reinvestment Zone (TIRZ) and the Development Authority of Pearland for which the City of Pearland is financially accountable. Financial information for these component units is reported separately from the financial information presented for the primary government, itself. Fund Financial Statements - A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance -related legal requirements. All funds of the City can be divided into two categories — governmental funds and proprietary funds. Governmental Funds — Governmental funds are used to account for essentially the same functions reported as governmental activities in the government -wide financial statements However, unlike the government -wide financial statements, governmental fund financial statement focus on current sources and uses of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government's near -term financing requirements. Because the focus of governmental funds is narrower than that of the government -wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government -wide financial statements By doing so, readers may better understand the long-term impact of the government's near -term financing decisions. Both the governmental funds balance sheet and the governmental fund statements of revenues, expenditures, and changes in fund balance provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. Beginning on page 20 of this report, information is presented separately in the Governmental Fund Balance Sheet and in the Governmental Fund Statement of Revenues Expenditures, and Changes in Fund Balances for the General, Debt Service, Capital Projects and other funds, which are considered to be major funds Data from the other governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these non -major governmental funds is provided in the form of combining statements elsewhere in this report. The City of Pearland adopts an annual appropriated budget for its General Fund. A budgetary comparison statement has been provided for the General Fund to demonstrate compliance with the budget. 4 CITY OF PEARLAND, TEXAS MANAGEMENT'S DISCUSSION AND ANALYSIS Proprietary Funds — The City maintains one type of proprietary fund. Enterprise Funds are used to report the same functions presented as business -type activities in the government -wide financial statements. The City uses an Fnterprise Fund to account for its Water and Sewer Fund. Proprietary funds provide the same type of information as the government -wide financial statements, only in more detail. The basic proprietary fund financial statements, which begin on page 34 of this report, provide separate information for the Water and Sewer Enterprise Fund since it is considered to be a major fund of the City. The basic proprietary fund financial statements can be found on pages 24 through 26 of this report. Combining Component Unit Financial Statements - The City's three discretely presented component units shown in aggregate on the face of the government -wide financial statements have individual information for each of the major discretely presented component units presented in the form of combining statements immediately following the fund financial statements of the primary government. Notes to the Financial Statements — The notes provide additional information that is essential to a full understanding of the data provided in the government -wide and fund financial statements. The notes to the financial statements can be found beginning on page 30 of this report. Other Information — In addition to the basic financial statements and accompanying notes, this report also presents other required supplementary information as well as combining and individual fund statements and schedules that further support the information in the financial statements. This information is presented immediately following the notes to the financial statements beginning on page 59 of this report. Government -wide Financial Analysis As noted earlier, net assets may serve over time as a useful indicator of a government's financial position. In the case of the City, assets exceeded liabilities by $105.5 million at the close of the most recent fiscal year. By far the largest portion of the City's net assets (74 percent) reflects its investment in capital assets (e.g. land buildings, machinery and equipment); less any related debt used to acquire those assets that is still outstanding. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City's investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. 5 CITY OF PEARLAND, TEXAS MANAGEMENT'S DISCUSSION AND ANALYSIS COMPARATIVE SCHEDULE OF NET ASSETS September 30, 2006 and 2005 Amounts in (000's) Governmental Activities 2006 2005 Current and other assets $ 79,129 $ 65,343 Capital assets 143,139 92,505 Total Assets Other liabilities Long-term liabilities outstanding 174,625 133,263 180,697 142,117 Total Liabilities Net assets: Invested in capital assets, nets of related debt Restricted Unrestricted Total Net Assets 222,268 157,848 6,072 8,854 24,569 8,085 8,917 3,084 6,862 5,785 $ 41,571 $ 15,731 Business -type 2006 $ 21,256 100,944 122,200 3,166 55,061 58,227 53,144 10,129 700 $ 63,973 Activities 2005 $ 17,835 88,846 106,681 6,662 46,798 53,460 45,642 7,027 552 $ 53,221 Totals 2006 $ 100,385 244,083 344,468 9,238 229,686 238,924 77,713 18,214 9,617 $ 105,544 2005 $ 83,178 181,351 264,529 15,516 180,061 195,577 48,726 13,889 6,337 $ 68,952 An additional portion of the City's net assets (17 percent) represent resources that are subject to external restrictions on how they may be used. The remaining balance of unrestricted net assets (9 percent) may be used to meet the government's ongoing obligations to citizens and creditors. 6 CITY OF PEARLAND, TEXAS MANAGEMENT'S DISCUSSION AND ANALYSIS COMPARATIVE SCHEDULE OF CHANGES IN NET ASSETS For the Years Ended September 30, 2006 and 2005 Amounts in (000's) Governmental Activities 2006 Revenues Program revenues: Charges for services Operating grants and contributions Capital grants and contributions Property taxes Sales and use taxes Franchise taxes Unrestricted investment earnin; Other Total Revenues 2005 14,094 $ 12,309 1,426 15,749 21,845 9,980 3,426 2,991 526 70,038 Expenses General government Public safety Public works Community services Parks and recreation Interest on long-term debt Business -type activities: Water and sewer Total Expenses Increase (decrease) in net assets before transfers Transfers Increase in net assets Net assets - beginning 13,914 12,471 6,562 2,895 2,952 6,559 45,352 Net assets - ending 24,686 1,154 25,840 15,731 41,571 1,155 1,118 19,805 8,026 3,097 1,863 828 48,201 8,714 11,857 12,858 2,939 5,115 41,483 6,718 359 7,077 8,654 $ 15,731 Business -type Activities 2006 2005 Totals 2006 2005 $ 13,849 $ 11,220 $ 27,943 $ 474 13,434 682 28,439 16,533 16,533 11,906 (1,154) 10,752 53,221 8,365 399 19,984 13,624 13,624 6,360 (359) 6,001 47,221 $ 63,973 $ 53,221 1,900 29,183 21,845 9,980 3,426 3,673 526 98,478 13,914 12,471 6,562 2,895 2,952 6,559 16,533 61,886 36,592 36,592 68,952 23,529 1,155 9,483 19,805 8,026 3,097 2,262 828 68,185 8,714 11,857 12,858 2,939 5,115 13,624 55,107 13,078 13,078 55,875 $ 105,544 $ 68,952 At the end of the current fiscal year, the City is able to report positive balances in all three categories of net assets, both for the government as a whole, as well as for its separate governmental and business -type activities. 7 CITY OF PEARLAND, TEXAS MANAGEMENT'S DISCUSSION AND ANALYSIS The most significant changes in net assets occurred with a net increase in net assets invested in capital assets net of related debt of $29.0 million as a result of assets received due to the annexation of a municipal utility district and the contribution of capital assets from the City's discretely presented component units. The remaining increase in the government s net assets of approximately $7.6 million from the occurred in both restricted and unrestricted net assets primarily in governmental activities as discussed below. Governmental activities - Governmental activities increased the City's net assets by $25.8 million, thereby accounting for 71 percent of the total growth in the net assets of the City. Key elements of this increase are as follows: • Program revenues from operating and capital grants increased by $20.0 million from the prior year. This category of revenues reflects contributions from component units of infrastructure and funds for infrastructure and other projects. • Other significant changes in revenues can be seen in sales and use taxes. This category (primarily sales and hotel occupancy taxes) increased due to the strengthening of the local economy and continued increase in retail establishments within the City. • Transfer in from business -type activities of $1.2 million for discretionary contributions to the governmental debt service and contraction activities accounted another portion of this increase. $25,000 $20,000 $15,000 $10,000 $5,000 Expenses and Program Revenues - Governmental Activities fi\ P 4'� CO '`ofi tIQ) \fi bel 8 CITY OF PEARLAND, TEXAS MANAGEMENT'S DISCUSSION AND ANALYSIS Revenues by Source - Governmental Activities Charges for services 16% Other 4% Property taxes 25% Franchise taxes 11% Grants and contributions 19% Sales and use taxes 25% Business -type activities - Business -type activities increased the City s net assets by $10.8 million, accounting for 29 percent of the total growth in the government's net assets. Key elements of this increase are as follows. • Charges for services increased approximately $2.6 million over the prior year primarily due to an increase in water usage due to lower than average rainfall levels. • Capital grants for infrastructure relating to water and sewer facilities (from impact fees and annexed municipal utility district assets) amounted to $13.4 million for the year. $30,000 $25,000 $20,000 c $15,000 a $10,000 $5,000 Expenses and Program Revenues - Business -type Activities Water and sewer 9 CITY OF PEARLAND, TEXAS MANAGEMENT'S DISCUSSION AND ANALYSIS Revenues by Source - Business -type Activities Other 2% Grants and contributions 49% Charges for services 49% Increases in business activity expense for the year of approximately $2.9 million due to major repairs and renovations being completed in the current fiscal year also contributed to the increase. Transfers out to the governmental activities of $1.2 million off set the increase of net assets before transfers of $11.9 million. FINANCIAL ANALYSIS OF THE CITY'S FUNDS As noted earlier, fund accounting is used to demonstrate and ensure compliance with finance -related legal requirements. Governmental Funds - The focus of the City's governmental funds is to provide information of near - term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City s financing requirements, in particular, unreserved fund balance may serve as a useful measure of the City's net resources available for spending at the end of the fiscal year. The City's governmental funds reflect a combined fund balance of $72.2 million. Of this, $10.0 million is unreserved and available for day-to-day operations of the City $4.7 million is reserved for debt service and the balance is reserved or designated for capital projects and other projects. There was an increase in the combined fund balance of $13.4 million from the prior year. The increase in fund balance includes a $2.4 million increase in fund balance of the general fund as well as an increase in the capital projects fund of approximately $9.4 million due to the proceeds of recent bond issues. With a current year increase of $2.4 million, the General Fund's fund balance totaled $10.6 million at year end. 10 CITY OF PEARLAND, TEXAS MANAGEMENT'S DISCUSSION AND ANALYSIS In the Capital Projects Fund the City spent $36.9 million on various improvement projects. Additionally, the City issued $32.2 million in Permanent Improvement bonds and received contributions from the General Fund and component units totaling $2.6 million leaving an ending fund balance of $53.0 million. Proprietary Funds - As the City's business -type activities contain only one activity (water and sewer services) the City s proprietary funds provide the same type of information found in the government -wide financial statements. GENERAL FUND BUDGETARY HIGHLIGHTS During the year there was a $1.3 million increase in appropriations between the original and final amended budget. The increase in appropriations is attributable to carryover funding from prior year encumbrances and projects budgeted in the previous year but still in progress. Budget estimates for revenues and other sources increased by approximately $3.2 million for the year as well to reflect the increases in revenues (primarily sales tax) to reflect the actual revenues recognized during the year. CAPITAL ASSETS AND DEBT ADMINISTRATION Capital Assets - At the end of fiscal year 2006, the City s governmental activities and business - type activities had invested $143.1 million and $100.9 million, respectively, rn a variety of capital assets and infrastructure, as reflected 1n the following schedule. This represents a net decrease of $7.0 million, or seven percent over the end of last fiscal year for the business -type activities capital assets and a change of $50.6 million or 55% for the governmental activities capital assets, Land Construction in progress Infrastructure Buildings and improvements Machinery and equipment Total Captial Assets Governmental Activities Business -Type Activities Totals 2006 2005 $ 3,715 $ 74,022 44,160 17,836 3,406 $ 143,139 $ 2,717 45,327 34,583 6,418 3,460 92,505 2006 2005 $ 414 21,083 47,781 23,133 8,532 $ 100,943 2006 $ 368 $ 4,128 19,425 95,106 57,229 91,941 22,610 40,969 8,348 11,938 $ 107,979 $ 244,082 2005 $ 3,085 64,752 91,812 29,028 11,808 $ 200,484 Construction in progress at year-end represents numerous ongoing projects, the largest of which relate to street and water and Sewer improvement projects. 11 CITY OF PEARLAND, TEXAS MANAGEMENT'S DISCUSSION AND ANALYSIS Long -Term Debt - At the end of the current fiscal year, the City had total bonds, certificates of obligation, notes, and capital leases outstanding of $227.5 million. Of this amount, $90.3 million is composed of general obligation bonds, 96.3 million is composed of certificates of obligation and $40.2 million represents revenue bonds secured solely by specified revenue sources. General obligation bonds Revenue bonds Certificates of obligation Capital leases payable Compenated absences Governmental Activities Business -Type Activities 2006 2005 2006 2005 $ 90,305 $ 60,175 $ $ 81,275 309 3,099 $ 171,889 72,390 396 3,315 418 $ 136,276 $ 55,588 40,170 32,480 15,000 15,880 415 $ 48,775 Totals 2006 $ 90,305 40,170 96,275 309 3,517 2005 $ 60,175 32,480 88,270 396 3,730 $ 227,477 $ 185,051 The City had multiple debt issuances during the year involving general obligation refunding bonds, and certificates of obligation. The net effect of these issuances and the debt retired during the year was an increase in total debt of $42.4 million or 22.9 percent. Current ratings on debt issues are as follows: General obligation bonds Revenue bonds Moody's Investors Service Al A2 Standard and Poors A+ A In fiscal year 2006, the City received a ratings upgrade from Moody's Investor Service for its water and sewer revenue bonds, from an A3 to an A2 All of the City's bond issues have been successful in qualifying for bond insurance resulting in ratings of "Aaa", "AAA" and "AAA" ratings from Moody's, Standard & Poors and Fitch, respectively. Both the Pearland Economic Development Corporation (PEDC) and the Development Authority of Pearland (DAP), component units of the City, have issued debt. The PEDC bonds are rated 'A2" and "A" fiom Moody's and Standard & Poors, respectively. The DAP bonds are rated BBB by Standard and Pools. Their bonds have also qualified for bond insurance. Therefore, the PEDC and DAP bonds are rated "Aaa' and "AAA" by Moody's and Standard & Poors, respectively. 12 CITY OF PEARLAND, TEXAS MANAGEMENT'S DISCUSSION AND ANALYSIS ECONOMIC FACTORS AND NEXT YEAR'S BUDGET AND RATES A primary factor in the 2007 budget is how the overall economy affects the City of Pearland's growth. Pearland continues to be one of the fastest growing cities in the Houston area. Developments such as, Shadow Creek Ranch, the Lakes at Highland Glen and Southern Trials have all contributed to this growth. New single family housing starts totaled 2,312 for 2006 and construction value was $438 million. This continued growth creates the need to expand services and provide infrastructure. The Pearland City Council approved a $39.7 million Geneial Fund budget for fiscal year 2006 — 2007. This is a 4.5% increase over the 2005 — 2006 adopted budget. This increase includes 23 full-time employees to provide for base services, keep up with growth, and to serve the anticipated annexation of Brazoria County MUD #1. The budget incorporates a tax rate reduction of 3.22% to $0.6527 per $100 of valuation. In the budgetary process, water and sewer revenues were anticipated to increase 25% through rate and volume increases REQUESTS FOR INFORMATION The financial report is designed to provide our citizens, customers, investors and creditors with a general overview of City's finances. If you have questions about this report or need any additional financial information, contact Claire Manthei, Director of Finance, at 3519 Liberty Drive, Pearland, Texas 77581, or call (281) 652-1600. For general information, visit the City's website at www.cityofpearland.com 13 (this page intentionally left blank.) 14 BASIC FINANCIAL STATEMENTS 15 (This page intentionally left blank.) 16 CITY OF PEARLAND, TEXAS STATEMENT OF NET ASSETS September 30 2006 ASSETS Cash and Equivalents Investments Receivables, net of allowance for uncollectibles Inventories Prepaid items Restricted cash and investments Capital Assets Capital assets not subject to depreciation Capital assets , net of accumulated depreciation Total Capital Assets Total Assets LIABILITIES Accounts payable and accrued liabilities Accrued interest Unearned revenues Customer deposits Long-term liabilities Due within one year Due in more than one year Total liabilities NET ASSETS Invested in capital assets, net of related debt Restricted for: Debt Service Other projects Unrestricted Total net assets See Notes to Financial Statements. Primary Government Governmental Activities $ 49,182,583 24,024,670 5,837,850 54,908 28,925 77,737,014 65,402,066 143,139,080 222,268,016 4,563,958 625,110 650,530 232,450 3,157,943 171,467,499 180,697,490 24,569,259 4,063,041 4,021,258 8,916,968 $ 41,570,526 Business -type Activities $ 43,622 1,808,617 19,403,861 21,497,128 79,446,744 100,943,872 122,199,972 1,446,352 187,814 20,802 1,511,380 2,100,030 52,961,000 58,227,378 53,143,735 352,738 9,776,345 699,776 $ 63,972,594 Total Discretely Presented Component Units $ 49,226,205 $ 24,024,670 7,646,467 54,908 28,925 19,403,861 99,234,142 144,848,810 244,082,952 344,467,988 6,010,310 812,924 671,332 1,743,830 5,257,973 224,428,499 23 8,924,868 77,712,994 4,415,779 13,797,603 9,616,744 $ 105,543,120 6,389,549 3,448,107 864,825 13,014,729 23,717,210 98,167 89,265 1,960,000 38,749,728 40, 897,160 2,174,602 (19,354,552) $ (17,179,950) 17 CITY OF PEARLAND, TEXAS STATEMENT OF ACTIVITIES For the Year Ended September 30, 2006 Functions/Programs Primary government Governmental Activities General government Public safety Public works Community services Parks and recreation Interest on long-term debt Total governmental activities Business -type activities: Water and sewer Total business -type activities Expenses 13,913,528 12,471,207 6,561,555 2,894,851 2,952,329 6,558,908 45,352,378 16,532,722 16,532,722 Total primary government $ 61,885,100 $ Program Revenue Charges for Services Operating Grants and Contributions Capital Grants and Contributions $ 1,239,521 $ 2,627,073 111,239 4,331,168 6,311,659 55,002 824,518 20,674 14,094,418 Component Units Pearland Economic Development Corporation TIRZ Developments Development Authority of Pearland 9,250,386 1,426,436 15,742,684 6,000 15,748,684 13,849,201 473,947 13,433,840 13,849,201 473,947 13,433,840 27,943,619 $ 1,900,383 $ 29,182,524 $ 8,910,132 $ 1,421,796 Total component units $ 19,582,314 $ See Notes to Financial Statements. General revenues: Taxes: Property taxes Sales and use taxes Franchise taxes Unrestricted investment earnings Miscellaneous Transfers Total general revenues and transfers Change in net assets Net assets - beginning Net assets - ending 18 Net (Expense) Revenue and Changes in Net Assets Primary Government Governmental Activities $ (12,674,007) (9,732,895) 13,512,297 3,471,810 (2,101,137) (6,558,908) (14,082,840) (14,082,840) 21,845,231 9,979,706 3,426,352 2,991,139 526,111 1,153,720 39,922,259 25,839,419 15,731,107 $ 41,570,526 Business -type Activities $ 11,224,266 11,224,266 11,224,266 681,249 (1,153,720) (472,471) 10,751,795 53,220,799 $ 63,972,594 Total $ (12,674,007) (9,732,895) 13,512,297 3,471,810 (2,101,137) (6,558,908) (14,082,840) 11,224,266 11,224,266 (2,858,574) 21,845,231 9,979,706 3,426,352 3,672,388 526,111 39,449,788 36,591,214 68,951,906 $ 105,543,120 Component Units $ (8,910,132) (1,421,796) (9,250,386) (19,582,314) 5,354,319 4,821,342 739,368 10,915,029 (8,667,285) (8,512,665) $ (17,179,950) CITY OF PEARLAND, TEXAS BALANCE SHEET GOVERNMENTAL FUNDS September 30, 2006 ASSETS Cash and cash equivalents Investments Receivables net of allowance for uncollectibles Inventories Prepaid expenses Total assets General Fund $ 2,269,889 6,502,990 4,541,115 54,908 28,925 $ 13,397,827 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable Accrued expenditures Deposits Deferred revenue Total liabilities Fund balances: Reserved for: Inventories Encumbrances Prepaid expenses Debt service Unreserved, reported in General fund Special revenue funds Capital projects funds Total fund balances Total liabilities and fund balances $ 759,615 726,297 232,450 1,082,096 2,800,458 54,908 552,256 28,925 9,961,280 10,597,369 $ 13,397,827 See Notes to Financial Statements. Debt Service $ 2,640,419 2,007,852 467,851 $ 5,116,122 29,851 427,970 457,821 4,658,301 4,658,301 Capital Projects Fund $ 40,528,127 15,364,939 659,841 $ 56,552,907 $ 3,051,161 15,267 530,000 3,596,428 52,956,479 52,956,479 Other Governmental Funds $ 3,744,148 148,889 169,043 $ 4,062,080 29,205 40,822 3,215,232 806,026 4,021,258 Total Governmental Funds $ 49,182,583 24,024,670 5,837,850 54,908 28,925 $ 79,128,936 $ 3,822,393 771,415 232,450 2,069,271 6,895,529 54,908 552,256 28,925 4,658,301 9,961,280 3,215,232 53,762,505 72,233,407 $ 5,116,122 $ 56,552,907 $ 4,062,080 $ 79,128,936 20 CITY OF PEARLAND, TEXAS RECONCILIATION OF THE GOVERNMENTAL FUNDS BALANCE SHEET TO THE STATEMENT OF NET ASSETS September 30, 2006 Total fund balance, governmental funds $ 72,233,407 Amounts reported for governmental activities in the Statement of Net Assets are different because: Capital assets used in governmental activities are not current financial resources and therefore are not reported in this fund financial statement, but are reported in the governmental activities of the Statement of Net Assets. Certain other long-term assets are not available to pay current period expenditures and therefore are not reported in this fund financial statement, but are reported in the governmental activities of the Statement of Net Assets. Some liabilities, (such as Capital Lease Contract Payable, Long-term Compensated Absences, and Bonds Payable ), are not due and payable in the current period and are not included in the fund financial statement, but are included in the governmental activities of the Statement of Net Assets. 143,139,080 1,418,741 Bonds and capital leases payable (171,526,300) Compensated absences (3,099,142) Accrued interest not reflected in Governmental funds (595,260) Net Assets of Governmental Activities in the Statement of Net Assets See Notes to Financial Statements. 41,570,526 CITY OF PEARLAND, TEXAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS For the Year Ended September 30, 2006 REVENUES Property taxes Sales and use taxes Franchise fees Licenses and permits Fines and forfeitures Charges for services Investment earnings Intergovernmental Other Total revenues EXPENDITURES Current General government Public safety Public works Community services Parks and recreation Debt Service: Principal Interest and other charges Bond issuance costs Capital outlay Intergovernmental Total Expenditures Excess (deficiency) of revenues over expenditures OTHER FINANCING SOURCES (USES) General obligation debt issued Premium on general obligation debt Payments to refunded bond escrow agent Transfers in Transfers out Total other financing sources and uses Net change in fund balances Fund balances - beginning Fund balances - ending See Notes to Financial Statements. General Fund $ 11,413,806 9,712,118 3,426,352 4,066,914 1,934,882 8,734,090 516,775 448,502 252,704 40,506,143 6,284,996 12,685,081 9,727,972 2,739,532 4,308,250 35,745,831 4,760,312 1,655,653 (4,021,367) (2,365,714) 2,394,598 8,202,771 $ 10,597,369 Debt Service $ 10,736,081 142,407 291,786 11,170,274 3,429,108 6,546,227 1,683,678 11,659,013 (488,739) 8,000,000 4,141 (8,004,139) 1,291,909 1,291,911 803,172 3,855,129 $ 4,658,301 Capital Projects Fund 2,235,649 6,994,659 1,157,710 10,388,018 224,849 36,706,096 36,930,945 (26,542,927) 33,865,000 89,403 2,589,500 (589,828) 35,954,075 9,411,148 43,545,331 $ 52,956,479 Other Governmental Funds 267,588 102,708 96,308 117,239 333,596 917,439 96,248 184,516 31,256 66,548 378,568 538,871 314,519 (86,666) 227,853 766,724 3,254,534 $ 4,021,258 Total Governmental Funds $ 22,149,887 9,979,706 3,426,352 4,066,914 2,037,590 8,734,090 2,991,139 7,852,186 1,744,010 62,981,874 6,381,244 12,869,597 9,727,972 2,770,788 4,374,798 3,429,108 6,546,227 224,849 36,706,096 1,683,678 84,714,357 (21,732,483) 41,865,000 93,544 (8,004,139) 5,851,581 (4,697, 861) 35,108,125 13,375,642 58,857,765 $ 72,233,407 22 CITY OF PEARLAND, TEXAS RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES For the Year Ended September 30, 2006 Net change in fund balances - total governmental funds: $ 13,375,642 Amounts reported for Governmental Activities in the Statement of Activities are different because: Governmental funds report outlays for capital assets as expenditures because such outlays use current financial resources. In contrast, the Statement of Activities reports only a portion of the outlay as expense. The outlay is allocated over the assets' estimated useful lives as depreciation expense for the period. This is the amount by which capital outlays $45,438,872 exceeded depreciation $2,904,946 in the current period. 42,533,926 Capital Assets contributed by discretely presented component units that do not represent current assets and are not reflected in the governmental fund financial statements. 8,100,000 Governmental funds do not present revenues that are not available to pay current obligations. In contrast, such revenues are ieported in the Statement of Activities when earned. Governmental funds report bond proceeds as current financial resources. In contrast, the Statement of Activities treats such issuance of debt as a liability Governmental funds report repayment of bond principal as an expenditure, In contrast, the Statement of Activities treats such repayments as a reduction in long-term liabilities. This is the amount by which proceeds exceeded repayments. Some expenses reported in the statement of activities do not require the use of current financial resources and these are not reported as expenditures in governmental funds: Accrued interest not reflected in Governmental funds Change in net assets of governmental activities See Notes to Financial Statements. 246,261 (38,344,382) (72,028) $ 25,839,419 CITY OF PEARLAND, TEXAS STATEMENT OF NET ASSETS PROPRIETARY FUND September 30, 2006 ASSETS Current assets: Cash and cash equivalents Accounts Receivable, net of allowance for doubtful accounts Restricted cash and cash equivalents Restricted investments Total current assets Non -current assets: Capital Assets: Land and improvements Construction in progress Infrastructure Buildings Machinery and equipment Less Accumulated depreciation Total non -current assets Total assets LIABILITIES Current Liabilities: Accounts payable and accrued expenses Accrued interest payable Customer deposits Deferred revenue Compensated absences - current portion Bonds and certificates of obligation payable - current portion Total current liabilities Non -current liabilities: Compensated absences Bonds and certificates of obligation payable Total non -current liabilities Total liabilities NET ASSETS Invested in capital assets, net of related debt Restricted for debt service Restricted for capital projects Unrest' icted Total net assets See Notes to Financial Statements. Business -type Activities - Enterprise Fund Water and Sewer Fund $ 43,622 1,808,617 17,783,400 1,620,461 21,256,100 413,699 21,083,429 72,594,008 23,132,786 8,532,461 (24, 812,511) 100,943,872 122,199,972 1,446,352 187,814 1,511,380 20,802 60,030 2,040,000 5,266,378 358,613 52,602,387 52,961,000 58,227,378 53,143,735 352,738 9,776,345 699,776 $ 63,972,594 24 CITY OF PEARLAND, TEXAS STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND NET ASSETS PROPRIETARY FUND For the Year Ended September 30, 2006 REVENUES Charges for services OPERATING EXPENSES Personal services Supplies and materials Contractual services Repairs and maintenance Other expenses Depreciation Total Operating Expenses Operating income (loss) NON -OPERATING REVENUES (EXPENSES) Earnings on investments Operating grants and contributions Interest expense Total non -operating revenue (expenses) Income (loss) before contributions and transfers Capital contributions Transfers in Transfers out Change in net assets Total net assets - beginning as restated Total net assets - ending See Notes to Financial Statements. Business -type Activities - Enterprise Fund Water and Sewer Fund $ 13,849,201 3,216,442 3,479,851 3,008,513 1,455,889 67,096 3,064,550 14,292,341 (443,140) 681,249 473,947 (2,240,380) (1,085,185) (1,528,325) 13,433,840 159,001 (1,312,721) 10,751,795 53,220,799 63,972,594 CITY OF PEARLAND, TEXAS STATEMENT OF CASH FLOWS PROPRIETARY FUND For the Year Ended September 30, 2006 CASH FLOWS FROM OPERATING ACTIVITIES: Receipts from customers and users Disbursed for personnel services Disbursed for goods and services Net cash provided (used) by operating activities CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Transfers from other funds Transfers to other funds Operating grants and contributions Net cash provided by (used by) noncapital financing activities CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Proceeds from the sale of equipment Capital grants and contributions Proceeds from the sale of bonds Principal payments on debt Issuance costs Acquisition and construction of capital assets Net cash used by capital and related financing activities CASH FLOWS FROM INVESTING ACTIVITIES Purchase of investments Interest received Interest paid Cash and equivalents, beginning of year Unrestricted cash and equivalents Restricted cash and equivalents See Notes to Financial Statements. Net cash provided by (used by) investing activities Net decrease in cash and equivalents Business -type Activities - Enterprise Funds Water and Sewer Fund 14,584,942 (3,273,604) (8,072, 531) 3,238,807 159,001 (1,312,721) 473,947 (679,773) 8,731,013 14,166,547 (7,035,000) (596,956) (11,669,778) 3,595,826 (1,620,461) 681,249 (2,330,024) (3,269,236) Cash and equivalents, at end of year $ 2,885,624 14,941,398 17,827,022 43,622 17,783,400 17,827,022 26 Reconciliation of operating income to net cash provided by operating activities Operating income (loss) Adjustments to reconcile operating income to net cash provided by operating activities: Depreciation (Increase) decrease in accounts receivable Increase (decrease) in accounts payable Increase (decrease) in salaries payable Increase (decrease) in customer deposits Increase (decrease) in deferred revenue Net cash provided by operating activities Business -type Activities - Enterprise Funds Water and Sewer Fund $ (443,140) 3,064,550 463,692 (61,182) (57,162) 257,610 14,439 $ 3,238,807 27 CITY OF PEARLAND, TEXAS DISCRETELY PRESENTED COMPONENT UNITS GOVERNMENTAL ACTIVITIES COMBINING STATEMENT OF NET ASSETS September 30, 2006 ASSETS Cash and equivalents Investments Receivables -less allowance for uncollectibles Restricted cash Total assets LIABILITIES Accounts payable and accrued expenses Accrued interest Non -current liabilities: Due within one year Due in more than one year Total liabilities Pearland Economic Development Corporation TIRZ Developments Development Authority of Pearland $ 3,239,475 $ 3,129,862 $ 3,448,107 864,825 10,840,127 18,392,534 3,129,862 26,768 54,573 89,265 405,000 19,742,117 20,263,150 54,573 NET ASSETS Restricted -debt service Unrestricted (1,870,616) Total net assets $ (1,870,616) $ See Note to Financial Statements. Total Component Units 20,212 $ 6,389,549 3,448,107 864,825 2,174,602 13,014,729 2,194,814 23,717,210 16,826 98,167 89,265 1,555,000 1,960,000 19,007,611 38,749,728 20,579,437 40,897,160 2,174,602 2,174,602 3,075,289 (20,559,225) (19,354,552) 3,075,289 $ (18,384,623) $ (17,179,950) 28 CITY OF PEARLAND, TEXAS DISCRETELY PRESENTED COMPONENT UNITS GOVERNMENTAL ACTIVITIES COMBINING STATEMENT OF ACTIVITIES For the year ended September 30, 2006 Functions/Programs Component Unit Pearland Economic Development Corporation TIRZ Developments Development Authority of Pearland Expenses 8,910,132 1,421,796 9,250,386 19,582,314 General revenues: Taxes: Property taxes Sales and use tax Unrestricted investment earnings Transfers Total general revenues Change in net assets Net assets, beginning Net assets, ending See Note to Financial Statements. Net (Expense) and Changes in Net Assets Pearland Economic Development TIRZ Corporation Developments Development Authority of Pearland Totals $ (8,910,132) $ $ (1,421,796) (9,250,386) $ (8,910,132) (1,421,796) (9,250,386) (8,910,132) (1,421,796) (9,250,386) (19,582,314) 4,821,342 582,217 5,403,559 (3,506,573) 1,635,957 $ (1,870,616) 5,354,319 71,559 (2,151,892) 3,273,986 1,852,190 1,223,099 $ 3,075,289 85,592 2,151,892 2,237,484 (7,012,902) (11,371,721) $ (18,384,623) 5,354,319 4,821,342 739,368 10,915,029 (8,667,285) (8,512,665) $ (17,179,950) 29 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The City of Pearland Texas (the "City") was incorporated in December 1959, and adopted a "Home Rule Charter" February 6, 1971. The Charter, as amended provides for a Council -Manager form of government and provides services authorized by its charter. Presently, these services include police and emergency medical water and sewer services, drainage, sanitation, building and code inspection, planning zoning, engineering street repair and maintenance, park maintenance recreational activities for citizens, and general administrative services Fire protection is provided through a volunteer department The City is governed by an elected mayor and five -member Council. The Mayor and all members are elected at large. The Mayor is allowed to vote only in case of a tie vote. The Mayor and each Council member hold office for a period of three years and until his/her successor is elected and qualified. Council members shall be limited to two full consecutive terms of office and there is no limitation on the office of the Mayor. The City Manager is appointed by Council and is responsible for implementation of Council policy, execution of the laws, and all day-to-day operations of the City. A. Financial Reporting Entity The City is an independent political subdivision of the State of Texas governed by an elected council and a mayor and is considered a primary government. As required by accounting principles generally accepted in the United States of America, these financial statements have been prepared based on considerations regarding the potential for inclusion of component units, which are other entities or organizations that are financially accountable to the City. Discretely presented component units, are reported in a separate column in the government -wide statements to emphasize that they are legally separate from the primary government. Based on these considerations, the City's financial statements include the following discretely presented component units: the Pearland Economic Development Corporation (PEDC)• the Tax Increment Reinvestment Zone (TIRZ #2); and the Development Authority of Pearland. No other entities have been included in the City's reporting entity. Additionally, as the City is considered a primary government for financial reporting purposes, its activities are not considered a part of any other governmental or other type of reporting entity. Considerations regarding the potential for inclusion of other entities, organizations, or functions in the City s financial reporting entity are based on criteria prescribed by generally accepted accounting principles. These same criteria are evaluated in considering whether the City is a part of any other governmental or other type of reporting entity. The overriding elements associated with prescribed criteria considered in determining that the City's financial reporting entity status is that of a primary government are: that it has a separately elected Governing body* it is legally separate; and it is fiscally independent of other state and local governments. Additionally prescribed criteria under generally accepted accounting principles include: considerations pertaining to organizations for which the primary government is financially accountable; and considerations pertaining to other organizations for which the nature and significance of their relationship with the primary government are such that exclusion would cause the reporting entity's financial statements to be misleading or incomplete. The component units discussed below ate included in the City's reporting entity because of the significance of their operational or financial relationships with the City. 30 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) A. Financial Reporting Entity (continued) Discretely Presented Component Units: Pearland Economic Development Corporation (PEDC) In 1995, the citizens of Pearland established the Pearland Economic Development Corporation (PEDC) to help the citizens and public officials of Pearland attract new businesses and existing businesses to expand. The mechanism to fund the operations of the corporations is through a sale tax levy at a rate of one-half of one percent (1/2%). The PEDC is fiscally dependent upon the primary government because, besides appointing the Board, the City Council also must approve the PEDC's budget and any debt issuances. Tax Increment Reinvestment Zone (TIRZ #2) In 1998, the Tax Increment Reinvestment Zone (TIRZ #2) was established for a period of 30 years or until dissolved by the City. The TIRZ #2 provides tax assisted property development and/or redevelopment in specific geographic areas in accordance with applicable state laws Besides appointing Board members, the City Council must also approve any debt issuances done on behalf of the TIRZ. Development Authority of Pearland In 2004, the City created the Development Authority of Pearland to provide financing for the development of the TIRZ #2. Proceeds from bond sales are to be used to reimburse developers and fund a debt service reserve. Besides appointing Board members, the City Council must also approve any debt issuances done on behalf of the TIRZ B. Government -wide and Fund Financial Statements The government -wide financial statements (i.e., the Statement of Net Assets and the Statement of Changes in Net Assets) report information about the City as a whole These statements include all activities of the primary government and its component units. For the most part, the effect of interfund activity has been eliminated from the government -wide statements Exceptions to this general rule are charges between the City's business -type and governmental funds. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business -type activities, which rely to a significant extent on fees and charges for support The statement of activities demonstrates the degree to which the direct expenses of a given function or segment is offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include 1) charges to customers or applicants who purchase, use or directly benefit from goods services, or privileges provided by a given function or segment and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenues are reported instead as general revenues. 31 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) C. Measurement Focus, Basis of Accounting and Financial Statement Presentation The government -wide financial statements and all proprietary funds are reported using the economic esources measurement focus and the accrual basis of accounting. Revenues are recognized when earned and expenses are recorded when a liability is incurred, regardless of the timing of the related cash flows. With this measurement focus, all assets and all liabilities associated with the operations of these activities are included on the statements of net assets. Proprietary fund equity consists of retained earnings. Proprietary fund -type operating statements present increases (i.e., revenues) and decreases (i.e. expenses) in net total assets. Furniture and equipment capitalized in the Proprietary Fund Types are valued at cost. The governmental fund financial statements are presented on a current financial resources measurement focus and modified accrual basis of accounting. This is the manner in which these funds are normally budgeted. Revenues are recognized as soon as they are both measurable and available. Measurable means that the amount of the transaction can be determined and available means collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the City considers revenues to be available if they are collected within 60 days of the end of the current fiscal period. Revenues susceptible to accrual include property taxes, sales and use taxes, franchise fees charges for services and interest on temporary investments. Other receipts become measurable and available when cash is received by the government and are recognized as revenue at that time. Under modified accrual accounting, expenditures are recognized in the accounting period in which the liability is incurred, if measurable, except for interest on general long-term debt, which is recognized when due. Since the governmental fund statements are presented on a different measurement focus and basis of accounting than the government -wide statements' governmental column, a reconciliation is presented which briefly explains the adjustments necessary to reconcile fund -based financial statements with the governmental column of the government -wide presentation. In the fund financial statements, the accounts of the City are organized on the basis of funds, each of which is considered a separate accounting entity. The operations of each fund are accounted for with a separate set of self -balancing accounts that comprise its assets, liabilities, fund equity, revenues, and expenditures or expenses, as appropriate. Following is a description of the various funds: Governmental funds are those funds through which most governmental functions are typically financed. The City reports the following major governmental funds: The General Fund is used to account for all financial transactions not properly includable in other funds. The principal sources of revenues include local property taxes, sales and franchise taxes, licenses and permits, fines and forfeitures, and charges for services. Expenditures include general government, administrative services, public works, parks and recreation, community development, and public safety. 32 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) C. Measurement Focus, Basis of Accounting and Financial Statement Presentation (continued) The Debt Service Fund is used to account for the payment of interest and principal on all general obligation bonds and other governmental long-term debt of the City. The primary source of revenue for debt service is local property taxes. The Debt Service Fund is considered a major fund for reporting purposes. The Capital Projects Fund is used to account for the expenditures of resources accumulated from sales tax revenues and the sale of bonds and related interest earnings for capital improvement projects. The Capital Projects Fund is considered a major fund for reporting purposes. The City's Business type activities consist of the following funds: The Enterprise Funds are used to account for the operations that provide water and sewer utility services to the public. The services are financed and operated in a manner similar to private business enterprises where the intent of the governing body is that the costs (expenses including depreciation) of providing goods or services to the general public on a continuing basis will be financed or recovered primarily through user charges. Private -sector standards of accounting and financial reporting issued prior to December 1, 1989, generally are followed to the extent that those standards do not conflict with or contradict guidance of the Governmental Accounting Standards Board. Governments also have the option of following subsequent private -sector guidance for their business -type activities and enterprise funds, subject to this same limitation. All assets, liabilities, equities, revenues expenses and transfers relating to the government's business activities are accounted for through proprietary funds. The measurement focus is on determination of net income financial position and cash flows. Operating revenues include charges for services. Operating expenses include costs of materials, contracts, personnel and depreciation. In accordance with GASB Statement No 20, the City has elected to follow GASB statements issued after November 30, 1989, rather than the Financial Accounting Standards Board, in accounting for enterprise funds. As a general rule, the effect of interfund activity has been eliminated fiom the government -wide financial statements. Exceptions to this general rule are charges between the City's water and sewer function and various other functions of the government. Elimination of these charges would distort the direct costs and program revenue reported for the various functions concerned. Amounts reported as program revenues include: 1) charges to customers or applicants for goods, services, or privileges provided 2) operating grants and contributions, and 3) capital grants and contributions, including special assessments. Internally dedicated resources are reported as general revenues rather than as program revenue. Likewise, general revenue includes all taxes. 33 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) C. Measurement Focus, Basis of Accounting and Financial Statement Presentation (continued) Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the City's Enterprise Fund are charges to customers for sales and services Operating expenses for Enterprise Funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenue and expenses not meeting this definition are reported as nonoperating revenue and expense D. Encumbrances Encumbrance accounting, under which purchase orders, contracts, and other commitments for the expenditure of funds are recorded in order to reserve that portion of the applicable appropriation, is employed in the governmental funds. Open encumbrances are reported as reservations of fund balances since they do not constitute expenditures or liabilities. Encumbrances outstanding at year- end are appropriately provided for in the subsequent year's budget. E. Cash and Cash Equivalents The City's cash and cash equivalents are considered to be cash on hand, demand deposits, and short- term investments with original maturities of three months or less from the date of acquisition For the purpose of the statement of cash flows, the Proprietary Fund Types consider temporary investments with maturity of three months or less when purchased to be cash equivalents. The City pools cash resources of its various funds to facilitate the management of cash. Cash applicable to a particular fund is readily identifiable. The balance in the pooled cash accounts is available to meet current operating requirements. Cash in excess of current requirements is invested in various interest -bearing accounts and securities and disclosed as part of the City's investments. The City pools excess cash of the various individual funds to purchase these investments. These pooled investments are reported in the combined balance sheet as Investments in each fund based on each fund's share of the pooled investments Interest income is allocated to each respective individual fund, monthly, based on their respective share of investments in the pooled investments. F. Investments Investments consist of United States (US) Government Agency securities. The City reports all investments at fair value based on quoted market prices at year-end date. G. Receivables All receivables are reported at their gross value and, where appropriate, are reduced by the estimated portion that is expected to be uncollectible. Trade accounts receivable in excess of 180 days comprise the trade accounts receivable allowance for uncollectibles. 34 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) H. Due to and Due from Other Funds Interfund receivables and payables arise from interfund transactions and are recorded by all funds affected in the period in which the transactions are executed. These receivables and payables are classified as "due from other funds" or ' due to other funds" or 'due from component unit/primary government" or "due to component unit/primary government" if the transactions are between the primary government and its component unit. Interfund receivables and payables which are not expected to be paid within 12 months are classified as loans from/loans to other funds, component units, or primary government. I. Inventories and Prepaid Items Inventory, which consists of fuel and auto parts for use in the City's vehicles, is stated at cost (first - in first -out method). Expenditures are recognized as the fuel and auto parts are consumed rather when purchased J. Restricted Assets Certain proceeds of the Enterprise Fund and Economic Development Corporation revenue bonds and certain resources set aside for their repayment are classified as restricted assets on the balance sheet because their use is limited by applicable bond covenants. Certain resources are also set aside for repayment of Development Authority bonds and are reported as restricted assets. K. Capital Assets Capital assets which include property, plant, equipment and infrastructure, are reported in the applicable governmental or business -type activities columns in the government -wide financial statements. The City defines capital assets as assets with an initial, individual cost of more than $1 000 and an estimated useful life in excess of one year Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at estimated fair market value at the date of donation. The costs of normal maintenance and repairs that do not ad to the value of the asset or materially extend assets' lives are not capitalized. 1'he City has elected to delay implementation of the requirements of GASB Statement No. 34 related to infrastructure (roads sidewalks, etc) assets acquired prior to October 1, 2002 The City has implemented the general provisions of GASB Statement No. 34 and will complete the implementation of the retroactive provisions for infrastructure no later than September 30, 2007. 35 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) K. Capital Assets (continued) Property, plant, and equipment are depreciated using the straight-line method over the following useful lives: Estimated Asset Description Useful Life Buildings and improvements 20-45 Machinery and equipment 5-15 Infrastructure 40-50 L. Compensated Absences It is the City's policy to permit employees to accumulate earned but unused vacation, sick and holiday pay benefits. Employees hired prior to October 1, 2005 earn vacation leave at the rate of 15 days per year from 1 to 15 years of service, 20 days per year for service of 16 to 19 years, and 25 days per year for service of 20 years or more. Employees, who are not classified and are hired after October 1, 2005, earn vacation at a rate of 10 days per year from 1-6 years of service, 15 days per year for 7-15 years of service and 20 days for over 16 years of service. Effective October 1, 2005, employees are no longer able to carry over unused vacation from one year to the next with the exception of police department personnel in classified positions Employees are required to use their vacation in the year it is earned Employees who are unable to use their vacation due to departmental scheduling or staffing problems may, with the City Manager's approval, receive compensation for half of the remaining balance up to a maximum of forty (40) hours. City employees receive 11 paid holidays per year. Employees may be paid or may elect to receive compensatory time off for the holiday. Overtime is earned at one and one-half times the regular rate of pay. Employees may be paid or receive compensatory time. The maximum accrual for overtime is 160 hours, except for employees involved in public safety who can accrue up to 320 hours. All sick leave benefits are accumulated and paid to employees upon separation from the City. Vacation, sick and holiday pay benefits are accrued when incurred in the government -wide and proprietary fund financial statements. A liability for these amounts is reported in governmental funds only if they have matured, for example, as a result of employee resignations and retirements. M. Estimates The preparation of financial statements, in conformity with generally accepted accounting principles, requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of financial statements and the reported amounts of revenues and expenditures during the reporting period. Actual results could differ from those estimates. 36 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 2 — DEPOSITS (CASH) AND INVESTMENTS Authorization for Deposits and Investments The Texas Public Funds Investment Act (PFIA), as prescribed in Chapter 2256 of the Texas Government Code, regulates deposits and investment transactions of the City. In accordance with applicable statutes, the City has a depository contract with an area bank (depository) providing for interest rates to be earned on deposited funds and for banking charges the City incurs for banking services received. The City may place funds with the depository in interest and non -interest bearing accounts. State law provides that collateral pledged as security for bank deposits must have a market value of not less than the amount of the deposits and must consist of (1) obligations of the United States or its agencies and instrumentalities; (2) direct obligations of the State of Texas or its agencies; (3) other obligations, the principal and interest on which are unconditionally guaranteed or insured by the State of Texas; and/or (4) obligations of states, agencies, counties cities, and other political subdivisions of any state having been rated as to investment quality by a nationally recognized investment rating firm and having received a rating of not less than A or its equivalent. City policy requires the collateralization level to be at least 102% of market value of principal and accrued interest. The Council has adopted a written investment policy regarding the investment of City funds as required by the Public Funds Investment Act (Chapter 2256, Texas Government Code). The investments of the City are in compliance with the City's investment policy. The City's investment policy is more restrictive than the PFIA requires. It is the City's policy to restrict its direct investments to obligations of the U S. Government or U.S. Government Agencies, fully collateralized certificates of deposit, banker's acceptances mutual funds, repurchase agreements and local government investment pools The maximum maturity allowed is three years from date of purchase. The City's investment policy does not allow investments in collateralized mortgage obligations. • Deposit and Investment Amounts The City's cash and investments are classified as: cash and cash equivalents, investments, and restricted cash and investments. The cash and cash equivalents include cash on hand, deposits with financial institutions, and short-term investments, which have maturities at purchase of less than three months, consist mainly of certificates of deposit. The restricted cash and investments are assets restricted for specific use. The restricted cash and investments include cash on deposit with financial institutions. For better management of cash, the City pools the cash, based on the City's needs, into either bank/sweep accounts, or in longer -term investments in U.S. Government Securities. However each fund's balance of cash and investments is maintained in the books of the City. The deposit and investment policies for the Pearland Economic Development Corporation, TIRZ Developments, and Development Authority of Pearland are substantially the same as the City. 37 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 2 — DEPOSITS (CASH) AND INVESTMENTS (continued) The following schedule shows the City's recorded cash and investments at year-end: Total Fair Value Primary Government Component Units Cash deposits $ 68,630,066 $ 19,404,278 FHLMC discount note 11,141,243 FNMA discount note 12,883,427 3,448,107 $ 92,654,736 $ 22,852,385 Quoted market prices are the basis of the fair value for US Treasury and Agency securities. The amount of increase or decrease in the fair value of investments during the current year is included in the City's investment income as follows: Interest income $ 4,218,159 unrealized gain (loss) on temporary investments 193,596 Investment earnings $ 4,411 755 Investment Risks Interest Rate Risk At year-end the City had the following investments subject to interest rate risk disclosure, under U.S. generally accepted accounting principles: Temporary Investments FHLMC discount note FNMA discount note Weighted Total Fair Average Maturity Value (days) $ 11,141,243 16,331,534 $ 27,472,777 108 105 Portfolio weighted average maturity 106 The City measures interest rate risk using the weighted average maturity method for the portfolio. The City's investment policy specifies a maximum weighted average maturity of 365 days or 12 months based on the stated maturity date for each investment in the portfolio. To the extent possible, the City attempts to match investments with anticipated cash flow requirements. The City does not directly invest in securities with a stated maturity date more than three years or 1 095 days from date of purchase. The settlement date is considered the date of purchase. 38 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 2 — DEPOSITS (CASH) AND INVESTMENTS (continued) Concentration of Credit Risk The City's investment policy does not address diversification requirements. However, as of September 30 2006, the City had investments in U.S. Agency securities that exceeded five percent of the total investment portfolio at year-end. Investment Type Total Fair Value Percentage of Total Portfolio FHLMC discount note FNMA discount note Total Credit Risk $ 11,141,243 16,331,534 $ 27,472,777 41% 59% 100% Federal Home Loan Mortgage Corporation Discount Notes and Federal National Mortgage Association Discount Notes (FNDN) agency notes were rated AAA by Standard & Poor s, AAA by Fitch Ratings, and Aaa by Moody's Investors Service. All credit ratings meet acceptable levels required by guidelines prescribed by both the PFIA and the City's investment policy. A public fund investment pool must be continuously rated no lower than AAA or AAAm or no lower than investment grade by at least one nationally recognized rating service and have a weighted average maturity no greater than 90 days Investments with minimum required ratings do not qualify as authorized investments during the period the investment does not have the minimum rating. Restricted Assets The Enterprise Funds have restricted certain cash and investments for customer deposits, reserve and emergency expenditures, capital improvements cash restricted for others, and revenue bond debt service. Because of certain bond covenants, the Enterprise Fund is required to maintain prescribed amounts of resources that can be used only to service outstanding debt. Some of the proceeds from debt or from funds received from acquisition of Municipal Utility Districts are restricted for use on capital projects. Revenue bond debt service Customer deposits Capital improvements Total Primary Government Component Units 540,552 1,511,380 17,351,929 $ 19,403,861 $ 2,174,602 10,840,127 $ 13,014,729 39 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 3 - RECEIVABLES Receivables at September 30, 2006 consist of the following: Primary Government: Governmental Funds: Receivables Property taxes, including penalties and interest Sales and other taxes Fines and forfeitures Interest Other Allowance for uncollectibles Proprietary Funds: Receivables Customer accounts Interest Other Non Major Capital Projects Governmental General Fund Debt Service Fund Fund Funds Total $ 1,224,251 $ 1,727,831 605,116 38,927 953,211 (8,221) 476,586 $ (8,735) 659,841 $ $ 1,700,837 1,727,831 80,256 685,372 38,927 88,787 1,701,839 (16,956) $ 4,541,115 $ 467,851 $ 659,841 $ 169,043 $ 5,837,850 Water and Sewer Fund $ 2,232,550 834 Allowance for uncollectibles (448,711) $ 1,808,617 Component Units: Receivables Sales and other taxes Interest Total Pearland Economic Development Corporation $ 857,173 7,652 $ 864,825 • 40 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 3 — RECEIVABLES (continued) Governmental funds report deferred revenue in connection with receivables for revenues that are not considered to be available to liquidate liabilities of the current period. At the end of the current fiscal year, the various components of deferred revenue reported in the governmental funds were as follows: Unavailable Unearned Delinquent property taxes receivable - general fund $ 402,829 $ Delinquent property taxes receivable - debt service fund 427,970 Municipal fines and forfeitures 587,943 Surety - public improvements - capital projects fund 530,000 Grants and revenues prior to meeting all eligibility requirements 120,528 Total Deferred Revenue for Governmental Funds $ 1,418,742 $ 650,528 Property Taxes Property taxes are levied by October 1 in conformity with Subtitle E, Texas Property Tax Code. Taxes are due on receipt of the tax bill and are delinquent if not paid before February 1 of the year following the year in which imposed. On January 1 of each year, a tax lien attaches to property to secure the payment of all taxes, penalties, and interest ultimately imposed. The Central Appraisal District ("CAD") of Brazoria County, Texas, establishes appraised values. Taxes are levied by the City Council based on the appraised values and operating needs of the City. The City contracts billing and collection of tax levies with the Brazoria County Tax Assessor -Collector. 41 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 4 - CAPITAL ASSETS A summary of changes in the primary government's capital assets for the year ended September 30, 2006, follows: Governmental Activities: Capital assets not being depreciated: Land Construction in progress Total capital assets not being depreciated Other capital assets: Infrastructure Buildings and improvements Machinery and equipment Furniture and fixtures Total other capital assets Less accumulated depreciation for: Infrastructure Buildings and improvements Machinery and equipment Total accumulated depreciation Other capital assets, net Totals Business -type Activities: Capital assets not being depreciated: Land and intangibles Construction in progress Total capital assets not being depreciated Other capital assets: Water and sewer system Buildings and improvements Machinery and equipment Total other capital assets Less accumulated depreciation Other capital assets, net Totals Primary Government Balance September 30, 2005 Reclassification/ Increases (Decreases) Balance September 30, 2006 2,717,453 45,326,958 997,321 $ 28,695,282 3,714,774 74,022,240 48,044,411 29,692,603 77,737,014 38,596,399 12,901,650 9,282,167 10,803,793 11,774,745 1,267,729 (758,198) 49,400,192 24,676,395 9,791,698 60,780,216 (4,014,681) (6,483,279) (5,821,517) (16,319,477) 44,460,739 $ 92,505,150 $ 23,846,267 (1,225,349) (356,966) (1,322,625) (2,904,940) 20,941,327 50,633,930 $ (758,198) 758,198 758,198 83,868,285 (5,240,030) (6,840,245) (6,385,944) (18,466,219) 65,402,066 143,139,080 Balance September 30, 2005 Reclassification/ Increases (Decreases) Balance September 30, 2006 $ 367,962 $ 19,424,558 45,738 $ 2,445,527 (786,656) 413,699 21,083,429 19,792,520 2,491,265 (786,656) 21,497,128 59,855,918 22,610,028 8,347,893 90,813,839 (21,760,109) 69,053,730 $ 88,846,250 $ 11,951,434 522,758 196,716 12,670,908 (3,064,550) 9,606,358 12,097,623 $ 786,656 (12,148) 774,508 12,148 786,656 72,594,008 23,132,786 8,532,461 104,259,255 (24,812,511) 79,446,744 100,943,872 42 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 4 - CAPITAL ASSETS (continued) Depreciation was charged to programs as follows: General government Public safety Public works Community services Total Governmental Activity $ 713,830 541,950 1,504,390 144,770 $ 2,904,940 Water and sewer $ 3,064,550 Total Business -Type Activity $ 3,064,550 The City has active construction projects as of September 30, 2006. The projects include various improvements to streets, drainage and facilities as well as and water and sewer improvements. At year-end, the City s contractual commitments on projects were as follows: Project Description Drainage Improvement Building Improvements Street Improvement Water and sewer Improvements Totals Total In Progress 22,866,245 98,610 51,057,385 21,083,429 $ 95,105,669 Remaining Commitment 2,699,679 16,307,390 102,241,857 64,029,657 $ 185,278,583 43 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 5 - LONG-TERM DEBT A. General Obligation Bonds and Certificates of Obligation The City issues general obligation bonds and certificates of obligation and, upon annexation and dissolution of Municipal Utility Districts, assumes unlimited tax and revenue obligations The assumed obligations were used to acquire and construct major capital facilities. General obligation bonds, certificates of obligation, and assumed obligations from dissolved and annexed areas are for both governmental and business -type activities. The bonds are reported in the Proprietary Funds only if they are expected to be repaid from proprietary revenues. The general long-term bonds, certificates of obligation and assumed obligations are paid through the Debt Service Fund from tax revenues. The following is a summary of changes in the City's total governmental long-term liabilities for the year ended September 30, 2006. In general, the City uses the General and Debt Service funds to liquidate governmental long-term liabilities. Governmental Activities: Bonds payable: General obligation bonds Certificates of obligation Annexed utility district bonds Deferred amount for issuance premium Less deferred amounts on refunding Less. bond issuance costs Total bonds payable Obligations under capital leases Compensated absences Balance Balance Oct. 1, 2005 Additions (Reductions) Sept. 30, 2006 60,175,000 72,390,000 1,458,694 (789,621) (663,459) $ 32,165,000 9,700,000 8,320,000 93,631 (111,623) (371,840) $ (2,035,000) $ (815,000) (8,320,000) (63,361) 46,686 38,251 Amounts Due Within One Year 90,305,000 $ 81,275,000 1,488,964 (854,558) (997,048) 2,085,000 490,000 132,570,614 395,659 3,314,699 49,795,168 92,043 (11,148,424) (178,760) (215,557) 171,217,358 308,942 3,099,142 2,575,000 184,880 398,063 Total Governmental Activities $ 136,280,972 $ 49,887,211 $ (11,542,741) $ 174,625,442 $ 3,157,943 Long-term liabilities applicable to the City's governmental activities are not due and payable in the current period, and accordingly, are not reported as fund liabilities in the governmental funds. Interest on long-term debt is not accrued in governmental funds, but rather is recognized as an expenditure when due. The full amount estimated to be requited for debt service on general obligation debt is provided by (1) the debt service portion of the tax levy; (2) interest earned in the Debt Service Fund and (3) operating transfers from both the General Fund and the Water and Sewer Enterprise Fund. Transfers fiom the Enterprise Funds are approved at the discretion of City Council and are not intended to service a specific bond series. CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 5 - LONG-TERM DEBT (continued) A summary of the terms of general obligation bonds and certificates of obligation, as of September 30, 2006, follows: Series Original Issue Matures Interest Debt Rate (%) Outstanding General Obligation Bonds General Obligation Bonds, Series 2001 Permanent Improvement and Refunding Bonds, Permanent Improvement and Refunding Bonds, Permanent Improvement and Refunding Bonds, Permanent Improvement and Refunding Bonds, Total General Obligation Bonds Certificates of Obligation Certificates of Obligation, Series 2001 Certificates of Obligation, Series 2002 Certificates of Obligation, Series 2003 Certificates of Obligation, Series 2004 Certificates of Obligation, Series 2006 Total Certificates of Obligation Prior Year Refunding Series 2000 Series 2003 Series 2005 Series 2006 1,900,000 10,830,000 15,000,000 37,015,000 32,165,000 11,650,000 25,000,000 25,000,000 21,000,000 9,700,000 2009 2028 2029 2029 2022 2027 2023 2028 2029 4.80-4.90 4.00-6.00 3.25-5.00 4.00-5.00 920,000 5,665,000 14,540,000 37,015,000 32,165,000 90,305,000 5.00-6.00 $ 5.10-5.08 3.00-4.50 4.00-5.25 3.65-4.68 10,020,000 22,025,000 18,630,000 20,900,000 9,700,000 81,275,000 In prior years, the City defeased certain general obhgation and other bonds by placing the proceeds of the new bonds in an irrevocable trust to provide for all future debt service payments on the refunded bonds. Accordingly the trust account assets and the liability for the defeased bonds are not included in the City's financial statements. At September 30, 2006, $17 2 million of previously refunded bonds outstanding were considered defeased. Current Year Refunding of Long -Term Debt The City issued $8,165,000 of general obligation refunding bonds to provide resources to purchase U.S. Government State and Local Government Series securities that were placed in an irrevocable trust for the purpose of generating resources for all future debt service payments of $8 001,623 of general obligation bonds. As a result, the refunded bonds of $7,890,000 are considered to be defeased and the liability has been removed from the governmental activities column of the statement of net assets. The reacquisition price exceeded the net carrying amount of the old debt by $111,623. This amount is being netted against the new debt and amortized over the remaining life of the refunded debt, which is shorter than the life of the new debt issued. This advance refunding was undertaken to increase total debt service payments over the next 14 years by $ 3,960,438 and resulted in an economic gain of $9,121. 45 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 5 - LONG-TERM DEBT (continued) Capital Lease Obligations The City has entered into certain capital lease agreements in order to purchase public safety and management information systems equipment and other construction related equipment. The capital lease obligations are paid out of the General and Debt Service Funds. Following is a summary of future lease payments due on this equipment: Lease Fiscal Year Obligations 2007 $ 184,880 2008 118,775 2009 15,993 Total 319,648 Less interest portion (10,706) Obligations under Capital Leases $ 308,942 46 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 5 - LONG-TERM DEBT (continued) The annual requirements to amortize governmental activity general obligation bonds and certificates of obligation outstanding at September 30, 2006 are as follows: Fiscal Year Ending 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 Governmental Activities General Obligation Certificates of Obligation Principal Interest Principal Interest $ 2,085,000 2,185,000 2,855,000 2,195,000 2,375,000 2,530,000 2,635,000 2,750,000 2,875,000 3,015,000 2,050,000 2,240,000 2,520,000 2,715,000 2,860,000 3,015,000 4,005,000 5,805,000 6,115,000 6,43 5,000 6,770,000 8,960,000 11,315,000 $ 90,305,000 $ 4,524,657 $ 4,040,961 3,924,160 3,815,399 3,724,521 3,624,636 3,517,108 3,402,561 3,274,824 3,135,033 3,022,305 2,935,330 2,835,499 2,718,046 2,588,202 2,450,797 2,286,212 2,049,662 1,756,950 1,448,762 1,135,256 763,538 273,650 $ 63,248,069 $ 490,000 $ 540,000 1,560,000 2,790,000 3,010,000 3,340,000 3,500,000 3,655,000 3,820,000 4,000,000 4,490,000 4,605,000 4,960,000 5,120,000 5,360,000 5,605,000 5,040,000 3,690,000 3,835,000 4,100,000 4,280,000 2,635,000 850,000 81,275,000 $ 3,864,361 3,771,183 3,724,802 3,611,780 3,463,983 3,308,771 3,148,327 2,989,991 2,823,418 2,648,723 2,461,173 2,260,313 2,046,674 1,814,293 1,564,609 1,301,499 1,046,474 833,373 650,456 462,622 263,244 99,825 19,125 48,179,019 47 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 5 - LONG-TERM DEBT (continued) B. Enterprise Fund Debt The following is a summary of changes in the City's total business -type long-term liabilities for the year ended September 30, 2006. Business -type Activities: Bonds payable: Certificates of obligation Water and sewer revenue bonds Premium on bond issuance Deferred issuance costs Other liabilities: Compensated absences Total Business -type Activities Balance Oct. 1, 2005 $ 15,880,000 $ 32,480,000 (252,204) Additions 13,845,000 321,547 (596,956) (Reductions) (880,000) $ (6,155,000) Balance Sept. 30, 2006 Amounts Due Within One Year 15,000,000 $ 915,000 40,170,000 1,125,000 321,547 (849,160) 48,107,796 13,569,591 (7,035,000) 54,642,387 2,040,000 415,316 52,623 (49,296) 418,643 60,030 $ 48,523,112 $ 13,622,214 $ (7,084,296) $ 55,061,030 $ 2,100,030 A summary of the terms of certificates of obligation and revenue bonds recorded in the Enterprise Funds as of September 30 2006, is as follows: Series Original Issue Matures Interest Rate (%) Debt Outstanding Water and Wastewater Fund Water and Sewer System Revenue Bonds, Series 1996 B Water and Sewer System Adjustable Rate Revenue Bonds, Series 1999 (1) Water and Sewer System Revenue Bonds, Series 2001 Water and Sewer System Revenue Bonds, Series 2003 Certificates of Obligation, Series 1998 Water and Sewer System Revenue and Refunding Bonds, Series 2006 Total Utility System Fund 8,870,000 8,000,000 10,000,000 9,500,000 17,100,000 13,845,000 2008 2020 2023 2025 2018 4.20-4.40 $ 3.75 4.37-6.25 4.00-6.00 3.10-3.80 1,010,000 6,980,000 9,500,000 8,835,000 15,000,000 2031 3.74-4.82 13,845,000 $ 55,170,000 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 5 - LONG-TERM DEBT (continued) The annual requirements to amortize governmental activity revenue bonds and certificates of obligation outstanding at September 30, 2006 are as follows: Fiscal Year Ending 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 Revenue Bonds Principal $ 1,125,000 1,180,000 1,245,000 1,305,000 1,370,000 1,435,000 1,500,000 1,570,000 1,640,000 1,715,000 1,895,000 1,975,000 2,055,000 2,140,000 2,225,000 2,335,000 2,445,000 1,600,000 1,600,000 1,150,000 1,205,000 1,265,000 1,330,000 1,395,000 1,470,000 $ 40,170,000 Interest $ 1,828,614 1,783,380 1,729,919 1,669,361 1,611,111 1,543,986 1,474,224 1,404,811 1,337,811 1,267,474 1,193,461 1,117,341 1,037,494 953,344 864,994 757,081 643,781 529,869 461,494 393,119 338,494 278,244 214,994 146,831 75,338 $ 24,656,569 Certificates of Obligation Principal $ 915,000 945,000 980,000 1,015,000 1,050,000 1,090,000 1,125,000 1,170,000 1,210,000 1,250,000 2,090,000 2,160,000 $ 15,000,000 Interest $ 521,073 492,006 461,198 428,271 393,158 355,698 316,100 274,498 230,760 184,938 121,790 41,040 $ 3,820,528 49 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 5 - LONG-TERM DEBT (continued) C. Component Unit Long -Term Debt The following is a summary of the long-term debt transactions of the Pearland Economic Development Corporation and the Development Authority of Pearland for the year ended September 30, 2006: Pearland Economic Development Corporation Sales tax revenue bonds Deferred amount for issuance premium Deferred Toss on refunding Deferred issuance costs Compensated absences Development Authority of Pearland Tax Inclement Revenue Bonds Deferred issuance costs Deferred amount for issuance discount Balance Oct. 1, 2005 10,590,000 $ 155,448 (189,626) (256,439) 14,540 13,995,000 (927,778) Amounts Due Balance Within One Additions (Reductions) Sept. 30, 2006 Year 10,235,000 $ (102,808) 44,500 9,775,000 (695,027) (86,013) (345,000) $ (7,212) 16,418 13,138 (20,842) (1,535,000) 32,702 3,727 20,480,000 $ 400,000 148,236 (173,208) (346,109) 38,198 5,000 22,235,000 1,555,000 (1,590,103) (82,286) 23,381,145 $ 19,170,652 $ (1,842,069) $ 40,709,728 $ 1,960,000 A summary of the terms of the revenue bonds recorded as long-term liabilities in the Pearland Economic Development Corporation and Development Authority of Pearland as of September 30 2006 are as follows: Series Original Issue Matures Interest Debt Rate (%) Outstanding Pearland Economic Development Corporation Sales Tax Revenue Bonds, Series 2005 Sales Tax Revenue Bonds, Series 2006 Development Authority of Pearland Tax Increment Revenue Bonds, Series 2005 Tax Increment Revenue Bonds, Series 2006 Total Component Unit Long -Term Debt 10,590,000 10,235,000 2026 2.30-4.42 $ 10,245,000 2030 3.66-4.75 10,235,000 13,995,000 2028 9,775,000 2028 2.50-5.00 3.50-4.75 13,180,000 9,055,000 $ 42,715,000 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 5 - LONG-TERM DEBT (continued) The annual requirements to amortize component unit revenue bonds outstanding at September 30, 2006 are as follows: Fiscal Year Ending 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 Revenue Bonds Pearland Economic Development Corporation Principal $ 400,000 525,000 545,000 565,000 585,000 610,000 635,000 660,000 690,000 720,000 760,000 795,000 835,000 875,000 910,000 950,000 995,000 1,040,000 1,090,000 1,140,000 1,190,000 1,255,000 1,320,000 1,390,000 $ 20,480,000 F. Legal Compliance Interest $ 1,003,562 888,369 870,144 851,669 831,506 809,256 784,906 757,406 728,856 698,956 664,756 628,669 590,575 556,125 519,625 481,075 439,200 395,138 348,538 299,325 247,838 188,338 128,725 66,025 $ 13,778,581 Development Authority of Pearland Principal $ 1,555,000 635,000 645,000 670,000 695,000 725,000 755,000 790,000 825,000 865,000 905,000 945,000 975,000 1,025,000 1,070,000 1,125,000 1,180,000 1,235,000 1,300,000 1,365,000 1,440,000 1,510,000 Interest $ 1,038 268 984 893 961 964 937 214 910 277 881 262 849 974 816 346 780 289 742 194 702 654 659 841 614 541 567 741 518 131 466 756 411 350 353 225 289 956 223 351 152 701 78 176 $ 22,235,000 $ 13,941,104 Long-term debt assumed by the City upon dissolution of annexed municipal utility district in fiscal year 2006 has been recorded as part of the City's long-term debt A portion of the assumed debt is related to assets recorded in the Water and Sewer Fund. Even though the debt is related to assets recorded in the Water and Sewer Fund, the debt is considered general obligation debt based on Texas law. The annexed debt was defeased during fiscal year 2006. 51 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 6 — FUND EQUITY / NET ASSETS The City records fund balance reserves on the fund level to indicate that a portion of the fund balance is legally restricted for a specific future use or to indicate that a portion of the fund balance is not available for expenditures NOTE 7 - INTERFUND TRANSACTIONS A summary of interfund transfers, the purpose of which is to cover operational expenses/expenditures, for the year ended September 30 2006, is as follows: Transfers Out Capital Projects Fund General Fund General Fund General Fund General Fund Water and Sewer Fund Water and Sewer Fund Non Major Governmental Fund Transfers In Amounts Purpose General Fund Capital Projects Fund Debt Service Fund Non Major Governmental Funds Water and Sewer Fund General Fund Debt Service Fund General Fund NOTE 8 - DEFERRED COMPENSATION PLAN $ 589,828 2,589,500 958,347 314,520 159,000 979,161 333,562 86,666 $ 6,010,584 Transfer for engineering costs and other capital project costs Transfer funds for capital projects costs Debt service payments Transfer of funds to park and recreation activities Annual scheduled transfer of funds for water and sewer services Transfer funds for administrative costs Debt service payments Transfer funds for administrative costs The City maintains, for its employees, a tax -deferred compensation plan meeting the requirements of Internal Revenue Code Section 457. The plan was established in the 1995 fiscal year by City Ordinance and Nationwide Retirement Solutions and SRC Retirement Corporation were appointed as plan administrators. The deferred compensation is not available to employees until termination retirement, death, or unforeseen emergency. The plan's trust arrangements are established to protect deferred compensation amounts of employees under the plan from any other use other than intended under the plan (eventual payment to employees deferring the compensation) in accordance with federal tax laws. Amounts of compensation deferred by employees under plan provisions are disbursed bi-weekly by the City to a third party administrator. The third party administrator handles all funds in the plan and makes investment decisions and disburses funds to employees in accordance with plan provisions. 52 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 9 - EMPLOYEE RETIREMENT SYSTEM Plan Description and Provisions The City provides pension benefits for all of its full-time employees through a nontraditional, joint contributory, defined benefit plan in the state-wide Texas Municipal Retirement System ("TMRS'), one of 801 currently administered by TMRS, an agent multiple -employer public employee retirement system. Benefits depend upon the sum of the employee's contributions to the plan, with interest, and the City - financed monetary credits, with interest. At the date the plan began, the City granted monetary credits for service rendered before the plan began of a theoretical amount equal to two times what would have been contributed by the employee, with interest, prior to establishment of the plan. Monetary credits for service since the plan began are a percent (100%, 150%, or 200%) of the employee's accumulated contributions. In addition, the City can grant, as often as annually, another type of monetary credit referred to as an updated service credit which is a theoretical amount which, when added to the employee's accumulated contributions and the monetary credits for service since the plan began would be the total monetary credits and employee contributions accumulated, with interest, if the current employee contribution rate and City matching percent had always been in existence and if the employee's salary had always been the average of his salary in the last three years that are one year before the effective date. At retirement, the benefit is calculated as if the sum of the employee s accumulated contributions with interest, and the employer -financed monetary credits, with interest, were used to purchase an annuity. The plan provisions are adopted by the City Council of the City, within the options available in the state statutes governing TMRS and within the actuarial constraints also in the statutes. Plan provisions for the City were as follows: Deposit Rate* 7% Matching Ratio (City to Employee): 2 to 1 A member is vested after 5 years Members can retire at ages 60 and above with 5 or more years of service or with 20 years of service regardless of age. Contributions Under the state law governing TMRS, the Actuary annually determines the City's contribution rate. This rate consists of the normal cost contribution rate and the prior service contribution rate, both of which are calculated to be a level percent of payroll from year to year. The normal cost contribution rate finances the currently accruing monetary credits due to City matching percent, which are the obligation of the City as of an employee's retirement date, not at the time the employee's contributions are made. The normal cost contribution rate is the actuarially determined percent of payroll necessary to satisfy the obligation of the City to each employee at the time his retirement becomes effective. The prior service contribution rate amortizes the unfunded (over funded) actuarial liability (asset) over the remainder of the plan's 25-year amortization period. The unit credit actuarial cost method is used for determining the City contribution rate. Both the employees and the City make contributions monthly. Since the City needs to know its contribution rate in advance to budget for it, there is a one-year delay between the actuarial valuation that is the basis for the rate and the calendar year when the rate goes into effect. 53 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 9 - EMPLOYEE RETIREMENT SYSTEM (continued) The City's total payroll in fiscal year 2006 was $17.1 million and the City's contributions were based on a payroll of $17.0 million. Contributions made by employees totaled $1.2 million, and the City made contributions of $1.7 million during the fiscal year ended September 30 2006. Three year trend information is presented below: Annual Pension Cost (APC) Percentage of APC Contributed NPO at the End of Period 2006 $ 1,730,700 $ 100% $ - $ 2005 1480,301 $ 100% $ 2004 1 371,452 100% Because the actuary determines contribution rates on an annual basis and the City pays the calculated rate each month, the City will always have a net pension obligation (NPO) of zero at the beginning and end of the period, and the annually required contributions (ARC) will always equal contributions made. A schedule of funding progress for TMRS for the three most recent actuarial valuations may be found in the required supplementary information section of the City s Annual Financial Report. All assumptions for the December 31, 2005 valuations are contained in the 2005 TMRS Comprehensive Annual Financial Report, a copy of which may be obtained by writing to P.O. Box 149153, Austin, Texas 78714-9153. The following is a summary of the actuarial assumptions: Actuarial Cost Method Amortization Method Remaining Amortization Period Asset Valuation Method Actuarial Assumptions: Investment Rate of Return Projected Salary Increases Includes Inflation At Cost -of -Living Adjustments Unit Credit Level Percent of Payroll 25 Years - Open Period Amortized Cost NOTE 10 - COMMITMENTS AND CONTINGENCIES Litigation and Other Contingencies 7% None 3.5% None The City was involved m various lawsuits and arbitration proceedings at September 30, 2006. The City and its legal counsel believe that any amounts which the City might ultimately be required to pay, will not exceed underlying insurance coverage. 54 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 10 - COMMITMENTS AND CONTINGENCIES (continued) Arbitrage Rebate In accordance with the provisions of the Internal Revenue Code, sections 103, 103A, and 148, as amended, a governmental debt issuance must qualify and maintain tax-exempt status by satisfying certain arbitrage requirements contained in these provisions. As part of the requirements certain amounts earned on the non -purpose investment of debt issuance proceeds, in excess of the yield on an issue, earned as arbitrage, will be required to be paid to the U.S. Treasury. As part of this process, the City annually determines potential arbitrage liabilities on its debt issues, on component unit debt issues and on debt issues assumed by the City from various Municipal Utility Districts. As of September 30, 2006 the City does not have any arbitrage liabilities. Reimbursement due to Developers In 2004, the City, along with the Reinvestment Zone Number Two (the Zone), and the Development Authority of Pearland (the Authority), component units of the City, entered into an agreement with a developer to reimburse the developer all or a portion of the project costs to implement the Shadow Creek Ranch Development TIRZ (TIRZ Plan). As projects implementing the TIRZ Plan are completed, the Zone Board may recommend to the City that the Authority reimburse developers on behalf of the Zone and the City. The Zone Board will forward to the City and the Authority all of the necessary and required documentation supporting the requested reimbursement and a determination of the exact amount requested for reimbursement, including a calculation of the amount of interest to be reimbursed on funds advanced for the projects. In addition all monies available in the Tax Increment Fund shall be transferred to the escrow agent no less than once per year and no later than the fifteenth day of each August, subject to the retention by the City of: (1) an amount equal to the City's administrative costs connected with the Zone and the TIRZ Plan, as provided in the TIRZ plan (36% of the City's Tax Increment, but not more than $0.255, in years four through eight and 64% of the City's Tax Increment, but not more than $0.44, in years nine through 30) shall be retained by the City; (2) amounts required to be maintained in the Alvin ISD Suspense Account; (3) an amount sufficient to pay reasonable current and anticipated administrative and operating costs of the Zone, as determine by the Zone Board. NOTE 11 - RISK MANAGEMENT The City is exposed to various risks of loss related to torts: theft of, darnage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. The City's risk management program mainly encompasses obtaining property and liability insurance through Texas Municipal League's Intergovernmental Risk -Pool (TML-1RP), and through commercial insurance carriers. The participation of the City in TML-IRP is limited to payment of premiums. The City has not had any significant reduction in insurance coverage, and the amounts of insurance settlements have not exceeded insurance coverage for any of the last three years The City also provides Workers' Compensation insurance on its employees through TML-Workers' Compensation Fund. Workers' Compensation premiums are subject to change when audited by TML- Workers' Compensation Fund. At year-end September 30, 2006 the City believed the amounts paid on Workers' Compensation would not change significantly from the amounts recorded. 55 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 12 - SUBSEQUENT EVENTS Surface Water — Interim Water Supply Agreement with Gulf Coast Water Authority On November 6, 2006, the City of Pearland entered into an interim water supply agreement with the Gulf Coast Water Authority. The contract reserves the right for the City of Pearland to purchase up to 14.3 million GPD of the Brazos River surface water at a mutually agreed upon delivery point. The Authority has entered into a contract with the Chocolate Bayou Water Company to purchase all of the real and personal property, including water rights. The City of Pearland agrees to pay the Authority its pro -rate share (40.19%) of the debt ($27,805,000 principal amount) that the Authority will issue to purchase these assets In two years, the City of Pearland can either prepay it's obligation with respect to the outstanding principal amount of the bonds, through the issuance of City debt or the City can continue to pay the Authority it's pro-rata share of the annual debt service. Development Authority of Pearland Issuance Debt On October 2, 2006, the Development Authority of Pearland approved the issuance of $9,970,000 in Tax Increment Contract Revenue Bonds, Series 2006. The proceeds of the bonds will be used to pay eligible project costs pursuant to the Plan. The City and the TIRZ #2 Board have approved total reimbursements to the Developer of approximately $64.9 million. Pursuant to such reimbursement approval, the Developer has been reimbursed $31.4 million which includes $9,104,000 from this issuance and $2.2 million in a cash contribution in November of 2006. The Plan, as amended, estimates that throughout the life of the TIRZ, the Authority will finance total infrastructure project costs of approximately $160,750,000 Water/Sewer Rate Increase The City of Pearland increased water/sewer revenues 25% through a rate increase effective with October 1, 2006 consumption. The rate increase will generate an additional $3.0 million in revenues The increase is necessary to fund needed capital improvement projects, mainly the purchase of 10 MGD capacity in the expansion of the City of Houston Southeast Water Purification Plant and to meet bond coverage requirements. This is the first change in water and sewer rates for at least six years. Monthly Rates are as follows: Water — Residential/Commercial Single Unit Base — 2000 gallons Volume per 1000 — over 2,000 gallons Previous Current $10.89 $11.98 $2.02 $2.73 Water — Residential/Commercial Multi -Unit Base — 2000 gallons $9.90 $10.89 Volume per 1000 — over 2,000 gallons $1.82 $2 71 Sewer Base — 2000 gallons Volume per 1000 — over 2,000 gallons $11.39 $12 53 $1.46 $2.06 56 REQUIRED SUPPLEMENTARY INFORMATION 57 (This page intentionally left blank) 58 CITY OF PEARLAND, TEXAS GENERAL FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL For the year ended September 30, 2006 REVENUES Property taxes Sales and use taxes Franchise fees Licenses and permits Fees and forfeitures Charges for services Investment earnings Intergovernmental Other Total Revenues Budgeted Amounts Original Final $ 11,154,650 8,056,000 3,130,500 3,673,570 1,935,625 7,702,721 290,000 123,000 369,500 36,435,566 EXPENDITURES Current General government Public safety Public works Community services Parks and recreation Total Expenditures Excess (deficiency) of revenues over expenditures 6,761,935 12,382,510 9,806,160 2,936,322 4,126,361 36,013,288 422,278 OTHER FINANCING SOURCES (USES) 1,575,323 (1,997,601) Transfers in Transfers out Total other financing sources and uses Net change in fund balances Fund balances, beginningof year (422,278) 8,202,771 Fund balances at year end $ 8,202,771 $ 11,099,556 9,829,660 3,291,065 3,848,491 1,725,228 8,505,393 420,000 490,829 475,726 39,685,948 6,519,885 12,817,577 10,469,657 2,874,080 4,664,037 37,345,236 2,340,712 1,634,681 (4,024,567) (2,389,886) (49,174) 7,702,771 $ 7,653,597 Variance with Final Budget - Positive Actual (Negative) $ 11,413,806 $ 9,712,118 3,426,352 4,066,914 1,934,882 8,734,090 516,775 448,502 252,704 40,506,143 6,284,996 12,685,081 9,727,972 2,739,532 4,308,250 35,745,831 4,760,312 1,655,653 (4,021,367) (2,365,714) 2,394,598 8,202,771 $ 10,597,369 314,250 (117, 542) 135,287 218,423 209,654 228,697 96,775 (42,327) (223,022) 820,195 234,889 132,496 741,685 134,548 355,787 1,599,405 2,419,600 20,972 3,200 24,172 2,443,772 500,000 $ 2,943,772 CITY OF PEARLAND, TEXAS NOTES TO REQUIRED SUPPLEMENTARY BUDGET INFORMATION Year ended September 30, 2006 BUDGETARY COMPLIANCE The City of Pearland has complied with all material budget requirements for the year ended September 30, 2006. Annual appropriated budgets are adopted for the General, Special Revenue and Debt Service Funds, using the same basis of accounting as for financial reporting. All annual appropriations lapse at fiscal year end. Project length budgets are adopted for the Capital Project Funds. The City, for management control, approves a financial plan for the Enterprise Fund. City Council approves the annual budget for the Pearland Economic Development Corporation, which is included in the City's financial reporting entity. Expenditures may not legally exceed budgeted appropriations at the fund level (i.e. General Fund, Debt Service Fund, etc.). Expenditure requests, which would require an increase in total budgeted appropriations, must be approved by City Council through a formal budget amendment. At any time in the fiscal year, the Council may make emergency appropriations to meet a pressing need for public expenditure in order to protect the public health, safety, or welfare. The Council has the power to transfer any unencumbered funds allocated by the budget from one activity, function, or department, to another activity, function, or department, to re -estimate revenues and expenditures, and to amend the budget. Because City Council adopts the budget at the fund level, management has the authority to transfer available funds allocated by the budget from one function/department or activity to another function or activity within the same department. In cooperation with the directors and department heads of the City, the Budget Manager, the Director of Finance and the City Manager prepare an annual budget for the General Fund, Special Revenue Funds and Debt Service Fund for the ensuing fiscal year, in a form and style as deemed desirable by the City Manager The City Manager shall submit to the Council, for its review, consideration, and revision, both a letter describing the proposed new budget, as well as a balanced budget for the forthcoming fiscal year, between 60 (sixty) and 90 (ninety) days piior to the beginning of the fiscal year. The budget, as adopted, must set forth the appropriations for services, functions, and activities of the various City departments and agencies, and shall meet all fund requirements provided by law and required by bond covenants. Capital projects are budgeted on a project -length basis. Amounts reported in the accompanying financial statements represent the amended budgeted amount plus all supplemental appropriations. 60 CITY OF PEARLAND, TEXAS, TEXAS REQUIRED PENSION SYSTEM SUPPLEMENTARY INFORMATION September 30, 2006 TEXAS MUNICIPAL RETIREMENT SYSTEM (UNAUDITED) Schedule of Funding Progress Actuarial Valuation Date December 31, 2006 2005 2004 Actuarial Value of Assets $ 24,661,930 21,971,144 18,772,272 Actuarial Accrued Liabilities $ 29,638,024 26,517,882 23,190,084 Percentage Funded 83% 83% 81% Unfunded Actuarial Accrued Liability (UAAL) 4 976,094 4 546,738 4 417,812 Annual Covered Payroll $ 15,233 614 13,703 115 12,731 012 (UAAL) as a Percentage of Covered Payroll 33% 33% 35% (this page intentionally left blank) 62 COMBINING AND INDIVIDUAL FUND STATEMENTS AND SCHEDULES 63 (This page intentionally left blank) 64 NONMAJOR GOVERNMENTAL FUNDS SPECIAL REVENUE FUNDS To account for the proceeds of specific revenue sources that are legally restricted to expenditures for specific purposes. Hotel/Motel Tax - A fund created to account for hotel/motel occupancy tax revenue. Court Security - A fund created to account for the receipt and expenditure of revenues from court fines for court security. City Wide Donation — A fund created to account for miscellaneous donations for all city departments except parks. Court Technology — This fund is used to account for the receipt and expenditure of revenues from court fines for court technology. Regional Detention Fund — A fund created to account for the regional detention development. Park Donation — A fund used to account for park special event donations and the development of parks. This fund also includes funds from the tree trust donations. State Police - Seizure Fund — A fund created to account for state seizure funds which are used solely for law enforcement purposes. Federal Police Fund — A fund created to account for federal seizure funds and can only be used to support activities that result in further seizures. Park and Recreation Development — A fund created to account for the development of parks. Sidewalk Fund — A fund created to account for resources designated for sidewalks. Community Services — To account for expenditures related to community services. Grants Fund — To account for revenues and expenditures associated with federal, state, and local grants. Street Assessments - A fund created to account for resources for street assessments. 65 CITY OF PEARLAND, TEXAS BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS September 30, 2006 Hotel Motel City Wide Tax Court Security Donations Court Technology ASSETS Cash and cash equivalents $ 790,629 $ 108,697 $ 55,566 $ 196,818 Investments Receivables (net of allowance for uncollectibles) 73,051 2,864 3,521 Total assets $ 863,680 $ 111,561 $ 55,566 $ 200,339 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable $ $ $ 9,804 $ Deferred revenue 2,894 3,521 Total liabilities 2,894 9,804 3,521 Fund balances: Unreserved, reported in Special revenue funds 863,680 108,667 45,762 196,818 Capital projects funds Total fund balances 863,680 108,667 45,762 196,818 Total liabilities and fund balances $ 863,680 $ 111,561 $ 55,566 $ 200,339 Page 1 of 2 Parks and Regional State Police- Recreation Detention Park Donations Seizure Fund Federal Police Development $ 107,400 $ 264,035 $ 120,058 $ 27,295 $ 1,129,687 $ 107,400 $ 264,035 $ 120,058 $ 27,295 $ 1,129,687 $ 107,400 264,035 120,058 27,295 1,129,687 107,400 264,035 120,058 27,295 1,129,687 $ 107,400 $ 264,035 $ 120,058 $ 27,295 $ 1,129,687 CITY OF PEARLAND, TEXAS BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS September 30, 2006 ASSETS Cash and cash equivalents Investments Receivables (net of allowance for uncollectibles) Total assets Sidewalk Community Services $ 151,060 $ $ 151,060 $ LIABILITIES AND FUND BALANCES Liabilities: Accounts payable $ Deferred revenue Total liabilities $ Fund balances: Unreserved, reported in Special revenue funds 151,060 Capital projects funds Total fund balances 151,060 Total liabilities and fund balances $ 151,060 $ Grant Fund Street Assessments $ 113,796 $ 679,107 148,889 88,787 820 $ 202,583 $ 828,816 1,813 200,770 200,770 $ 202,583 22,790 22,790 806,026 806,026 $ 828,816 Page 2 of 2 Totals $ 3,744,148 148,889 169,043 $ 4,062,080 $ 11,617 29,205 40,822 3,215,232 806,026 4,021,258 $ 4,062,080 69 CITY OF PEARLAND, TEXAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS For the Year Ended September 30, 2006 REVENUES Sales and use taxes Fines and forfeitures Investment earnings Intergovernmental Other Total revenues EXPENDITURES Current General government Public safety Community services Parks and recreation Total Expenditures Excess (deficiency) of revenues over expenditures OTHER FINANCING SOURCES (USES) Transfers in Transfers out Net change in fund balances Fund balances - beginning Fund balances - ending Hotel Motel Tax Court Security $ 267,588 $ 46,856 22,403 2,969 289,991 96,248 96,248 193,743 193,743 669,937 863,680 49,825 1,716 1,716 48,109 (31,873) 16,236 92,431 $ 108,667 City Wide Donations 1,170 54,502 55,672 16,185 16,185 39,487 39,487 6,275 $ 45,762 Court Technology 55,852 5,194 61,046 3,814 3,814 57,232 57,232 139,586 $ 196,818 Page 1 of 2 Parks and Regional State Police- Recreation Detention Park Donations Seizure Fund Federal Police Development 2,923 7,197 3,204 747 25,370 6,000 2,348 20,674 38,273 178,632 5,271 27,871 41,477 747 210,002 10,500 7,409 59,139 7,409 10,500 59,139 5,271 20,462 30,977 747 150,863 235,731 5,271 20,462 30,977 747 386,594 102,129 243,573 89,081 26,548 743,093 $ 107,400 $ 264,035 $ 120,058 $ 27,295 $ 1,129,687 CITY OF PEARLAND, TEXAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS For the Year Ended September 30, 2006 REVENUES Sales and use taxes Fines and forfeitures Investment earnings Intergovernmental Other Total revenues EXPENDITURES Current General government Public safety Community services Parks and recreation Total Expenditures Excess (deficiency) of revenues over expenditures OTHER FINANCING SOURCES (USES) Transfers in Transfers out Net change in fund balances Fund balances - beginning Fund balances - ending Sidewalk 3,619 35,226 38,845 38,845 3 8, 845 112,215 Community Services 1,940 3,941 5,881 48,846 48,846 (42,965) 35,100 (54,793) (62,658) 62,658 $ 151,060 $ Grant Fund 5,728 111,239 116,967 125,170 9,541 134,711 (17,744) 43,688 25,944 174,826 $ 200,770 Street Assessments 13,844 13,844 13,844 13,844 792,182 $ 806,026 Page 2 of 2 Totals $ 267,588 102,708 96,308 117,239 333,596 917,439 96,248 184,516 31,256 66,548 378,568 538,871 314,519 (86,666) 766,724 3,254,534 $ 4,021,258 73 CITY OF PEARLAND, TEXAS DEBT SERVICE FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended September 30, 2006 with comparative actual totals for the year ended September 30, 2005 REVENUES Taxes: Property taxes Investment earnings Intergovernmental Total Revenues EXPENDITURES Debt Service: Prmcipal Interest Intergovernmental Total Expenditures Revenues over (under) expenditures OTHER FINANCING SOURCES / (USES) Proceeds from long-term debt Payments to refunding escrow agent Transfers from other funds 2006 Final Budget $ 10,728,697 84,948 990,723 11,804,368 4,107,055 6,546,929 1,683,678 12,337,662 (533,294) 8,004,141 (8,004,141) 1,291,909 Total other financing sources (uses) 1,291,909 Net change in fund balance Fund balances, beginning of year 758,615 3,855,129 Actual Variance Positive / (Negative) $ 10,736,081 $ 142,407 291,786 11,170,274 3,429,108 6,546,227 1,683,678 11,659,013 (488,739) 8,004,141 (8,004,139) 1,291,909 1,291,911 803,172 3,855,129 Fund balances at year end $ 4,613,744 $ 4,658,301 7,384 57,459 (698,937) (634,094) 677,947 702 678,649 44,555 2 2 44,557 $ 2005 $ 10,095,935 57,687 10,153,622 3,534,534 5,027,376 1,083,896 9,645,806 507,816 339,561 339,561 847,377 3,007,752 44,557 $ 3,855,129 CITY OF PEARLAND, TEXAS, SPECIAL REVENUE FUND - HOTEL/MOTEL TAX SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended September 30, 2006 with comparative actual totals for the year ended September 30, 2005 2006 Budget Actual REVENUES Hotels occupancy tax $ 251,500 $ 267,588 Investment Income 16,000 22,403 Total Revenues 267,500 289,991 EXPENDITURES Current General government 157,500 Total Expenditures 157,500 Net change in fund balance 110,000 Fund balances, beginning of year 669,937 Fund balances at year end $ 779,937 96,248 96,248 193,743 669,937 Variance Positive / (Negative) $ 16,088 6,403 22,491 61,252 61,252 83,743 2005 $ 185,396 7,759 193,155 80,313 80,313 112,842 557,095 $ 863,680 $ 83,743 $ 669,937 CITY OF PEARLAND, TEXAS, SPECL4L REVENUE FUND - COURT SECURITY SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended September 30, 2006 with comparative actual totals for the year ended September 30, 2005 2006 Budget Variance Positive / Actual (Negative) 2005 REVENUES Fines and forfeitures $ 42,700 $ 46,856 $ 4,156 $ 39,988 Investment earnings 2,500 2,969 469 1,137 Total Revenues 45,200 49,825 4,625 41,125 EXPENDITURES Current: Community services 545 1,716 (1,171) 3,266 Total Expenditures 545 1,716 (1,171) 3,266 Revenues over (under) expenditures 44,655 48,109 3,454 37,859 Other Financing Sources (Uses) Transfers (out) (31,873) (31,873) (10,363) Net change in fund balance 12,782 16,236 3,454 27,496 Fund balances, beginning of year 92,431 92,431 64,935 Fund balances at year end $ 105,213 $ 108,667 $ 3,454 $ 92,431 76 CITY OF PEARLAND, TEXAS, SPECIAL REVENUE FUND - CITY WIDE DONATIONS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended September 30, 2006 with comparative actual totals for the year ended September 30, 2005 REVENUES Investment earnings Other income 2006 Total Revenues Budget Actual $ 500 $ 48,330 48,830 EXPENDITURES Current: Community services 4,683 Total Expenditures 4,683 Net change in fund balance 44,147 Fund balances, beginning of year 6,275 Fund balances at year end $ 1,170 54,502 55,672 16,185 16,185 39,487 6,275 Variance Positive / (Negative) $ 670 6,172 6,842 (11,502) (11,502) (4,660) 2005 245 12,610 12,855 8,968 8,968 3,887 2,388 50,422 $ 45,762 $ (4,660) $ 6,275 CITY OF PEARLAND, TEXAS, SPECIAL REVENUE FUND - COURT TECHNOLOGY SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended September 30, 2006 with comparative actual totals for the year ended September 30, 2005 2006 Budget Variance Positive / Actual (Negative) 2005 REVENUES Fines and forfeits $ 51,000 $ 55,852 $ 4,852 $ 51,586 Investment earnings 3,408 5,194 1,786 1,934 Total Revenues 54,408 61,046 6,638 53,520 EXPENDITURES Current: Community services 2,307 3,814 (1,507) 3,004 Total Expenditures 2,307 3,814 (1,507) 3,004 Net change in fund balance 52,101 57,232 5,131 50,516 Fund balances, beginning of year 139,586 139,586 89,070 Fund balances at year end $ 191,687 $ 196,818 $ 5,131 $ 139,586 78 CITY OF PEARLAND, TEXAS, SPECIAL REVENUE FUND - REGIONAL DETENTION SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended September 30, 2006 with comparative actual totals for the year ended September 30, 2005 REVENUES Investment earnings Other income 2006 Budget Total Revenues $ 1,600 2,348 3,948 Net change in fund balance 3,948 Fund balances, beginning of year 102,129 Actual 2,923 2,348 5,271 5,271 102,129 Fund balances at year end $ 106,077 $ 107,400 Variance Positive / (Negative) $ 1,323 1,323 1,323 2005 1,211 49,258 50,469 50,469 51,660 $ 1,323 $ 102,129 CITY OF PEARLAND, TEXAS, SPECIAL REVENUE FUND - PARK DONATIONS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended September 30, 2006 with comparative actual totals for the year ended September 30, 2005 REVENUES Investment earnings Other Total Revenues EXPENDITURES Current: Parks and recreation Total Expenditures 2006 Budget Actual 3,850 $ 22,322 26,172 8,000 8,000 Net change in fund balance 18,172 Fund balances, beginning of year 243,573 Fund balances at year end $ 261,745 7,197 20,674 27,871 7,409 7,409 20,462 243,573 $ 264,035 Variance Positive / (Negative) 2005 $ 3,347 $ (1,648) 1,699 591 591 2,290 3,155 15,018 18,173 16,971 16,971 1,202 242,371 $ 2,290 $ 243,573 CITY OF PEARLAND, TEXAS, SPECIAL REVENUE FUND - STATE POLICE - SEIZURE FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended September 30, 2006 with comparative actual totals for the year ended September 30, 2005 2006 REVENUES Investment earnings Other Total Revenues EXPENDITURES Current: Public safety Budget Actual $ 2,492 $ 30,077 32,569 10,500 Total Expenditures 10,500 Net change in fund balance 22,069 Fund balances, beginning of year 89,081 Fund balances at year end $ 111,150 Variance Positive / (Negative) 2005 3,204 $ 712 $ 1,307 38,273 41,477 10,500 10,500 30,977 89,081 $ 120,058 8,196 8,908 8,908 25,542 26,849 17,661 17,661 9,188 79,893 $ 8,908 $ 89,081 CITY OF PEARLAND, TEXAS, SPECL4L REVENUE FUND - FEDERAL POLICE SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended September 30, 2006 with comparative actual totals for the year ended September 30, 2005 2006 Budget Actual REVENUES Investment earnings $ Total Revenues 400 400 Net change in fund balance Fund balances, beginning of year Fund balances at year end $ 400 26,548 Variance Positive / (Negative) 2005 747 $ 347 $ 344 747 747 26,548 347 344 347 344 26,204 26,948 $ 27,295 $ 347 $ 26,548 CITY OF PEARLAND, TEXAS, SPECIAL REVENUE FUND - PARK AND RECREATION DEVELOPMENT SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended September 30, 2006 with comparative actual totals for the year ended September 30, 2005 REVENUES Investment earnings Intergovernmental Other 2006 Budget $ 17,188 6,000 153,930 Total Revenues 177,118 EXPENDITURES Current: Parks and recreation 726,018 Total Expenditures 726,018 Revenues over (under) expenditures (548,900) Other Financing Sources (Uses) Transfers from other funds 195,731 Total other financing sources (uses) 195,731 Net change in fund balance (353,169) Fund balances, beginning of year 743,093 Actual Variance Positive / (Negative) 2005 $ 25,370 $ 8,182 $ 8,346 6,000 178,632 24,702 185,998 210,002 59,139 59,139 150,863 235,731 235,731 386,594 743,093 Fund balances at year end $ 389,924 $ 1,129,687 32,884 666,879 666,879 699,763 40,000 40,000 739,763 $ 739,763 194,344 194,344 194,344 548,749 $ 743,093 CITY OF PEARLAND, TEXAS, SPECIAL REVENUE FUND - SIDEWALK SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended September 30, 2006 wills comparative actual totals for the year ended September 30, 2005 REVENUES Investment earnings Other 2006 Budget Actual $ 1,795 $ 25,110 Total Revenues 26,905 Revenues over (under) expenditures Other Financing Sources (Uses) Transfers (to) other funds 26,905 Total other financing sources (uses) Net change in fund balance 26,905 Fund balances, beginning of year 112,215 3,619 35,226 38,845 38,845 3 8, 845 112,215 Fund balances at year end $ 139,120 $ 151,060 Variance Positive / (Negative) $ 1,824 10,116 11,940 11,940 2005 $ 1,924 36,950 38,874 38,874 (180,000) (180,000) 11,940 (141,126) 253,341 $ 11,940 $ 112,215 CITY OF PEARLAND, TEXAS, SPECIAL REVENUE FUND - COMMUNITY SERVICES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended September 30, 2006 with comparative actual totals for the year ended September 30, 2005 2006 Budget Actual REVENUES Investment earnings $ 2,281 $ 1,940 Other 3,904 3,941 Total Revenues EXPENDITURES Current: Public safety Total Expenditures 6,185 5,881 Revenues over (under) expenditures 44,585 44,585 OTHER FINANCING SOURCES / (USES) Transfers from other funds Transfers (to) other funds Total other financing sources (uses) (38,400) 35,100 (59,358) (24,258) Net change in fund balance Fund balances, beginning of year (62,658) 62,658 Fund balances at year end $ 48,846 48,846 (42,965) 35,100 (54,793) (19,693) (62,658) 62,658 Variance Positive / (Negative) 2005 $ (341) $ 37 (304) (4,261) (4,261) (4,565) 4,565 4,565 797 3,806 4,603 28,790 (24,187) 32,000 32,000 7,813 54,845 $ $ 62,658 CITY OF PEARLAND, TEXAS, SPECIAL REVENUE FUND - GRANT FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL For the Year Ended September 30, 2006 with comparative actual totals for the year ended September 30, 2005 REVENUES Investment earnings Intergovernmental Total Revenues EXPENDITURES Current: General government Public safety Community services Capital outlay Total Expenditures Revenues over (under) expenditures OTHER FINANCING SOURCES / (USES) Transfers from other funds Total other financing sources (uses) Net change in fund balance Fund balances, beginning of year 2006 Budget Actual $ 3,385 140,572 $ 5,731 111,239 143,957 116,970 144,045 11,139 155,184 (11,227) 6,000 6,000 (5,227) 174,826 Fund balances at year end $ 125,173 9,541 134,714 (17,744) 43,688 43,688 25,944 174,826 169,599 $ 200,770 Variance Positive / (Negative) 2005 $ 2,346 $ (29,333) (26,987) 18,872 1,598 20,470 (6,517) 37,688 37,688 31,171 866 398,388 399,254 1,260 261,551 91,694 354,505 44,749 50,000 50,000 94,749 80,077 $ 174,826 CITY OF PEARLAND, TEXAS, SPECIAL REVENUE FUND - STREET ASSESSMENTS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For the Year Ended September 30, 2006 with comparative actual totals for the year ended September 30, 2005 2006 Budget Variance Positive / Actual (Negative) 2005 REVENUES Investment earnings $ 7,468 $ 13,844 $ 6,376 $ 26,009 Other 198,928 Total Revenues 7,468 13,844 6,376 224,937 Net change in fund balance 7,468 13,844 6,376 224,937 Fund balances, beginning of year 792,270 792,182 567,245 Fund balances at year end $ 799,738 $ 806,026 $ 6,376 $ 792,182 (This page intentionally left blank.) 88 COMPONENT UNITS (this page intentionally left blank.) DISCRETELY PRESENTED COMPONENT UNITS FUND BASED FINANCIAL STATEMENTS 89 CITY OF PEARLAND, TEXAS, TEXAS DISCRETELY PRESENTED COMPONENT UNITS BALANCE SHEETS - GOVERNMENTAL FUNDS September 30, 2006 ASSETS Cash and equivalents Investments Receivables -less allowance for uncollectibles Restricted cash Total assets LIABILITIES Accounts payable and accrued expenses Total liabilities FUND BALANCE Reserved for construction Reserved for debt service Unreserved Pearland Economic Development Corporation Tax Increment Reinvestment Zone #2 $ 3,239,475 $ 3,448,107 864,825 10,840,127 18,392,534 33,549 33,549 Total fund balance Total Liabilities and Fund Balance $ 10, 840,127 7,518,858 18,358,985 18,392,534 Reconciliation from Fund balance to Net Assets Fund Balance Less revenue bonds payable Less other long-term liabilities Less interest payable Net Assets Development Authority of Pearland Total Component Units 3,129,862 $ 20,212 $ 3,129,862 54,573 54,573 3,075,289 3,075,289 $ 3,129,862 18,358,985 $ (20,108,919) (38,198) (82,484) 2,174,602 2,194,814 16,826 16,826 6,389,549 3,448,107 864,825 13,014,729 23,717,210 104,948 104,948 2,174,602 3,386 2,177,988 $ 2,194,814 $ 10, 840,127 2,174,602 10,597,533 23,612,262 23,717,210 3,075,289 $ 2,177,988 $ 23,612,262 (20,562,611) (40,671,530) (38,198) (82,484) (1,870,616) $ 3,075,289 $ (18,384,623) $ (17,179,950) 90 CITY OF PEARLAND, TEXAS DISCRETELY PRESENTED COMPONENT UNITS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE GOVERNMENTAL FUNDS For the Year Ended September 30, 2006 REVENUES Taxes: Property taxes Sales and use taxes Intergovernmental Investment earnings Total revenues Pearland Economic Development Corporation $ 4,821,342 582,218 5,403,560 EXPENDITURES Current: General government Economic development Debt Service Principal Interest Bond issuance cost Intergovernmental -City Total Expenditures Revenues over (under) expenditures OTHER FINANCING SOURCES / (USES) 1,148,585 345,000 421,400 102,808 7,211,662 Transfers from other component units Transfers (to) other component units Issuance of Revenue bonds Total other financing sources (uses) 9,229,455 (3,825,895) Changes in fund balance Fund balances, beginning as restated Fund balances, ending Reconciliation from changes in fund balance to changes in net assets Change in Fund Balance Add Principal payments Bond Issuance costs Add changes in interest payable Add changes in other long-term liabilities Changes in Net Assets 10,235,000 10,235,000 6,409,105 11,949,880 $ TIRZ Developments Development Authority of Pearland $ 5,354,319 $ 71,559 5,425,878 1,421,796 85,592 85,592 48,619 8,100,000 1,535,000 1,064,986 781,040 352 1,421,796 11,529,997 4,004,082 (11,444,405) (2,151,892) 2,151,892 9,775,000 (2,151,892) 11,926,892 1,852,190 1,223,099 18,358,985 $ $ 482,487 1,695,501 3,075,289 $ 2,177,988 6,409,105 $ 1,852,190 345,000 96,881 (82,484) (10,275,075) $ (3,506,573) $ 1,852,190 $ 482,487 1,535,000 744,611 (9,775,000) $ (7,012,902) Total Component Units $ 5,354,319 4,821,342 739,369 10,915,030 48,619 10,670,381 1,880,000 1,486,386 883,848 7,212,014 22,181,248 (11,266,218) 2,151,892 (2,151,892) 20,010,000 20,010,000 8,743,782 14,848,892 $ 23,592,674 $ 8,743,782 1,880,000 841,492 (82,484) (20,050,075) $ (8,667,285) (this page intentionally left blank.) 92 LONG-TERM DEBT AMORTIZATION SCHEDULES 93 CITY OF PEARLAND, TEXAS COMBINING SCHEDULE OF GOVERNMENTAL ACTIVITY LONG-TERM DEBT BY MATURITY DATE September 30, 2006 Permanent Improvement Refunding Bonds Series 2000 Fiscal Year Ending Principal 2007 $ 1,800,000 2008 1,885,000 2009 1,980,000 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 Fiscal Year Ending 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 $ 5,665,000 Interest 230,700 142,260 48,510 $ 421,470 Total $ 2,030,700 2,027,260 2,028,510 6,086,470 Certificates of Obligation, Series 2001 Principal 115,000 560,000 575,000 600,000 630,000 655,000 700,000 730,000 790,000 835,000 880,000 930,000 980,000 1,040,000 $ 10,020,000 Interest $ 477,823 477,823 474,373 456,923 431,423 407,173 380,641 352,123 321,198 287,673 251,375 211,958 169,500 124,250 76,500 26,000 $ 4,926,752 Total $ 477,823 477,823 589,373 1,016,923 1,006,423 1,007,173 1,010,641 1,007,123 1,021,198 1,017,673 1,041,375 1,046,958 1,049,500 1,054,250 1,056,500 1,066,000 14,946,752 G.O. Series 2001 (TIRZ Obligation) Principal $ 235,000 250,000 260,000 175,000 $ 920,000 Interest $ 31,298 21,840 11,895 3,413 $ 68,445 Total $ 266,298 271,840 271,895 178,413 $ 988,445 Certificates of Obligation, Series 2006 Principal 25,000 25,000 50,000 125,000 315,000 335,000 355,000 370,000 395,000 405,000 405,000 505,000 470,000 500,000 525,000 555,000 585,000 605,000 730,000 765,000 805,000 850,000 $ 9,700,000 Interest $ 534,360 457,257 455,726 453,429 448,069 434,594 414,688 393,557 371,354 349,654 330,932 314,074 294,838 274,001 253,146 230,912 207,218 181,991 155,363 125,325 91,688 56,363 19,125 $ 6,313,301 Total $ 534,360 482,257 480,726 503,429 573,069 749,594 749,688 748,557 741,354 744,654 735,932 719,074 799,838 744,001 753,146 755,912 762,218 766,991 760,363 855,325 856,688 861,363 869,125 $ 16,013,301 94 Fiscal Year Ending 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 Fiscal Year Ending 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 Permmanent Improvement Bonds, Series 2003 Principal $ 140,000 335,000 350,000 370,000 390,000 410,000 435,000 455,000 725,000 765,000 805,000 845,000 885,000 935,000 980,000 1,030,000 1,085,000 1,140,000 1,200,000 1,260,000 $ 14,540,000 Interest $ 664,504 664,504 660,304 646,054 625,504 603,904 581,104 557,104 535,016 516,129 492,529 462,729 430,826 396,266 359,283 320,153 278,613 234,000 186,413 136,350 83,700 28,350 $ 9,463,335 Certificates of Obligation, Series 2003 Principal $ 390,000 415,000 435,000 1,110,000 1,175,000 1,235,000 1,295,000 1,035,000 1,090,000 1,145,000 1,210,000 1,180,000 1,240,000 1,310,000 1,380,000 1,455,000 1,530,000 $ 18,630,000 Interest $ 744,520 732,445 719,695 685,420 631,233 580,095 531,114 488,203 449,408 407,488 361,533 313,733 265,333 213,023 156,188 95,944 32,513 $ 7,407,883 Total $ 664,504 664,504 800,304 981,054 975,504 973,904 971,104 967,104 970,016 971,129 1,217,529 1,227,729 1,235,826 1,241,266 1,244,283 1,255,153 1,258,613 1,264,000 1,271,413 1,276,350 1,283,700 1,288,350 $ 24,003,335 Total $ 1,134,520 1,147,445 1,154,695 1,795,420 1,806,233 1,815,095 1,826,114 1,523,203 1,539,408 1,552,488 1,571,533 1,493,733 1,505,333 1,523,023 1,536,188 1,550,944 1,562,513 Page 1 Of 2 Permanent Improvement & Refund Bonds, Series 2005 Principal $ 425,000 1,635,000 1,705,000 1,775,000 1,845,000 1,930,000 2,010,000 2,115,000 865,000 995,000 380,000 385,000 395,000 405,000 875,000 2,625,000 2,760,000 2,900,000 3,045,000 4,010,000 3,935,000 $ 37,015,000 $ Interest 1,680,164 1,680,164 1,673,258 1,637,739 1,578,223 1,514,039 1,445,011 1,370,664 1,281,814 1,178,689 1,108,514 1,071,314 1,043,624 1,027,893 1,011,658 994,756 967,338 882,900 748,275 606,775 465,763 297,000 98,375 25,363,946 Total $ 1,680,164 1,680,164 2,098,258 3,272,739 3,283,223 3,289,039 3,290,011 3,300,664 3,291,814 3,293,689 1,973,514 2,066,314 1,423,624 1,412,893 1,406,658 1,399,756 1,842,338 3,507,900 3,508,275 3,506,775 3,510,763 4,307,000 4,033,375 $ 62,378,946 Certificates of Obligation, Series 2004 Principal $ 100,000 $ 100,000 290,000 340,000 365,000 380,000 385,000 710,000 710,000 730,000 1,030,000 1,070,000 1,160,000 1,175,000 1,195,000 1,210,000 1,510,000 1,580,000 1,625,000 1,675,000 1,730,000 1,830,000 Interest 960,959 $ 956,959 949,159 936,559 922,459 907,559 892,259 870,359 841,959 813,159 777,959 735,424 689,129 635,394 574,650 511,519 440,119 359,006 280,969 205,672 126,931 43,463 Total 1,060,959 1,056,959 1,239,159 1,276,559 1,287,459 1,287,559 1,277,259 1,580,359 1,551,959 1,543,159 1,807,959 1,805,424 1,849,129 1,810,394 1,769,650 1,721,519 1,950,119 1,939,006 1,905,969 1,880,672 1,856,931 1,873,463 $ 26,037,883 $ 20,900,000 $ 14,431,621 $ 35,331,621 95 (this page intentionally left blank.) 96 CITY OF PEARLAND, TEXAS COMBINING SCHEDULE OF GOVERNMENTAL ACTIVITY LONG-TERM DEBT BY MATURITY DATE September 30, 2006 Fiscal Year Ending 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 Fiscal Year Ending 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 Permanent Improvement & Refund Bonds, Series 2006 Principal $ 50,000 50,000 50,000 50,000 320,000 385,000 400,000 410,000 430,000 445,000 460,000 480,000 1,335,000 1,485,000 1,580,000 1,675,000 2,150,000 2,150,000 2,270,000 2,395,000 2,525,000 3,690,000 7,380,000 $ 32,165,000 Interest $ 1,917,992 1,532,194 1,530,194 1,528,194 1,520,794 1,506,694 1,490,994 1,474,794 1,457,994 1,440,216 1,421,263 1,401,288 1,361,050 1,293,888 1,217,263 1,135,888 1,040,263 932,763 822,263 705,638 585,794 438,188 175,275 $ 27,930,877 Total $ 1,967,992 1,582,194 1,580,194 1,578,194 1,840,794 1,891,694 1,890,994 1,884,794 1,887,994 1,885,216 1,881,263 1,881,288 2,696,050 2,778,888 2,797,263 2,810,888 3,190,263 3,082,763 3,092,263 3,100,638 3,110,794 4,128,188 7,555,275 $ 60,095,877 Certificates of Obligation, Series 2002 Principal $ 695,000 730,000 770,000 810,000 855,000 900,000 950,000 1,000,000 1,055,000 1,115,000 1,175,000 1,235,000 1,305,000 1,375,000 1,445,000 1,525,000 1,605,000 1,695,000 1,785,000 Interest $ 1,146,700 1,146,700 1,125,850 1,079,450 1,030,800 979,350 929,625 885,750 839,500 790,750 739,375 685,125 627,875 567,625 504,125 437,125 366,625 292,375 214,125 131,625 44,625 Total $ 1,146,700 1,146,700 1,820,850 1,809,450 1,800,800 1,789,350 1,784,625 1,785,750 1,789,500 1,790,750 1,794,375 1,800,125 1,802,875 1,802,625 1,809,125 1,812,125 1,811,625 1,817,375 1,819,125 1,826,625 1,829,625 $ 22,025,000 $ 14,565,100 $ 36,590,100 Page 2 of 2 Total All Series Principal $ 2,575,000 2,725,000 4,415,000 4,985,000 5,385,000 5,870,000 6,135,000 6,405,000 6,695,000 7,015,000 6,540,000 6,845,000 7,480,000 7,835,000 8,220,000 8,620,000 9,045,000 9,495,000 9,950,000 10,535,000 11,050,000 11,595,000 12,165,000 $ 171,580,000 Interest $ 8,389,018 7,812,144 7,648,962 7,427,179 7,188,504 6,933,407 6,665,435 6,392,552 6,098,242 5,783,756 5,483,478 5,195,643 4,882,173 4,532,339 4,152,811 3,752,296 3,332,686 2,883,035 2,407,406 1,911,384 1,398,500 863,363 292,775 $ 111,427,088 Total $ 10,964,018 10,537,144 12,063,962 12,412,179 12,573,504 12,803,407 12,800,435 12,797,552 12,793,242 12,798,756 12,023,478 12,040,643 12,362,173 12,367,339 12,372,811 12,372,296 12,377,686 12,378,035 12,357,406 12,446,384 12,448,500 12,458,363 12,457,775 $ 283,007,088 97 CITY OF PEARLAND, TEXAS COMBINING SCHEDULE OF ENTERPRISE FUND LONG-TERM DEBT BYMATURITYDATE September 30, 2006 Fiscal Year Ending 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 Water & Sewer System Revenue Bonds, Series 1996B Principal $ 495,000 515,000 $ 1,010,000 Interest $ 43,945 22,660 $ 66,605 Total $ 538,945 537,660 $ 1,076,605 Water & Sewer System Revenue Bonds, Series 2001 Fiscal Year Ending 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 Principal 190,000 200,000 210,000 230,000 240,000 255,000 270,000 290,000 300,000 320,000 340,000 365,000 390,000 420,000 1,730,000 1,825,000 1,925,000 $ 9,500,000 Interest $ 480,005 468,130 455,630 442,505 428,130 413,130 397,830 386,018 372,968 359,093 343,893 327,573 309,688 290,188 269,188 182,688 91,438 $ 6,018,090 Total $ 670,005 668,130 665,630 672,505 668,130 668,130 667,830 676,018 672,968 679,093 683,893 692,573 699,688 710,188 1,999,188 2,007,688 2,016,438 $ 15,518,090 Water & Sewer System Adiustable Rate Revenue Bonds, Series 1999 Principal $ 195,000 205,000 215,000 220,000 230,000 240,000 250,000 260,000 270,000 290,000 1,080,000 1,125,000 1,175,000 1,225,000 $ 6,980,000 Interest $ 263,495 261,218 253,320 238,688 230,436 221,811 212,813 203,438 193,688 183,375 172,688 132,188 90,000 45,938 $ 2,703,095 Total $ 458,495 466,218 468,320 458,688 460,436 461,811 462,813 463,438 463,688 473,375 1,252,688 1,257,188 1,265,000 1,270,938 $ 9,683,095 Water & Sewer System Revenue Bonds, Series 2003 Principal $ 245,000 260,000 270,000 285,000 300,000 315,000 330,000 340,000 355,000 365,000 375,000 385,000 390,000 395,000 395,000 410,000 420,000 1,500,000 1,500,000 $ 8,835,000 Interest $ 383,513 373,717 363,313 352,513 341,113 323,113 304,213 285,238 271,638 257,438 242,838 227,838 212,438 196,350 179,563 162,775 145,350 127,500 63,750 $ 4,814,204 Total $ 628,513 633,717 633,313 637,513 641,113 638,113 634,213 625,238 626,638 622,438 617,838 612,838 602,438 591,350 574,563 572,775 565,350 1,627,500 1,563,750 $ 13,649,204 Water and Sewer System Revenue and Refunding Bonds, Series 2006 Fiscal Year Ending 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 Principal 550,000 570,000 600,000 625,000 650,000 680,000 710,000 745,000 100,000 100,000 100,000 100,000 100,000 100,000 100,000 100,000 100,000 1,150,000 1,205,000 1,265,000 1,330,000 1,395,000 1,470,000 $ 13,845,000 Interest $ 657,656 657,656 657,656 635,656 611,431 585,931 559,369 530,119 499,519 467,569 434,044 429,744 425,369 420,869 416,244 411,619 406,994 402,369 397,744 393,119 338,494 278,244 214,994 146,831 75,338 $ 11,054,575 Total $ 657,656 657,656 1,207,656 1,205,656 1,211,431 1,210,931 1,209,369 1,210,119 1,209,519 1,212,569 534,044 529,744 525,369 520,869 516,244 511,619 506,994 502,369 497,744 1,543,119 1,543,494 1,543,244 1,544,994 1,541,831 1,545,338 $ 24,899,575 Certificates of Obligation, 1998 Principal $ 915,000 945,000 980,000 1,015,000 1,050,000 1,090,000 1,125,000 1,170,000 1,210,000 1,250,000 2,090,000 2,160,000 $ 15,000,000 Interest $ 521,073 492,006 461,198 428,271 393,158 355,698 316,100 274,498 230,760 184,938 121,790 41,040 $ 3,820,528 Total $ 1,436,073 1,437,006 1,441,198 1,443,271 1,443,158 1,445,698 1,441,100 1,444,498 1,440,760 1,434,938 2,211,790 2,201,040 $ 18,820,528 PEARLAND ECONCOMIC DEVELOPMENT CORPORATION COMBINING SCHEDULE OF REVENUE BONDS PAYABLE BYMATURITYDATE September 30, 2006 Fiscal Year Ending 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 Sales Tax Revenue Bonds, Series 2005 Principal 350,000 360,000 375,000 385,000 400,000 410,000 425,000 445,000 460,000 480,000 505,000 530,000 555,000 575,000 600,000 625,000 650,000 675,000 705,000 735,000 Interest 412,275 402,650 391,850 380,600 368,088 355,088 340,738 323,738 305,938 287,538 263,538 238,288 211,788 189,588 166,588 141,988 116,363 89,550 61,200 31,238 $ 10,245,000 $ 5,078,625 Total $ 762,275 762,650 766,850 765,600 768,088 765,088 765,738 768,738 765,938 767,538 768,538 768,288 766,788 764,588 766,588 766,988 766,363 764,550 766,200 766,238 $ 15,323,625 Sales Tax Revenue Bonds, Series 2006 Principal 50,000 165,000 170,000 180,000 185,000 200,000 210,000 215,000 230,000 240,000 255,000 265,000 280,000 300,000 310,000 325,000 345,000 365,000 385,000 405,000 1,190,000 1,255,000 1,320,000 1,390,000 $ 10,235,000 Interest 591,287 485,719 478,294 471,069 463,419 454,169 444,169 433,669 422,919 411,419 401,219 390,381 378,788 366,538 353,038 339,088 322,838 305,588 287,338 268,088 247,838 188,338 128,725 66,025 $ 8,699,956 Total 641,287 650,719 648,294 651,069 648,419 654,169 654,169 648,669 652,919 651,419 656,219 655,381 658,788 666,538 663,038 664,088 667,838 670,588 672,338 673,088 1,437,838 1,443,338 1,448,725 1,456,025 $ 18,934,956 DEVELOPMENT AUTHORITY OF PEARLAND COMBINING SCHEDULE OF REVENUE BONDS PAYABLE BY MATURITY DATE September 30, 2006 Fiscal Year Ending 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 Tax Increment Revenue Bonds, Series 2006 Principal 715,000 275,000 270,000 280,000 290,000 300,000 315,000 330,000 340,000 360,000 375,000 390,000 390,000 410,000 425,000 450,000 470,000 485,000 510,000 530,000 560,000 585,000 Interest 395,898 370,873 360,904 350,779 339,929 328,329 315,954 302,566 288,129 272,829 257,529 241,216 223,666 206,116 187,256 168,131 147,319 125,581 103,150 79,563 54,388 27,788 $ 9,055,000 $ 5,147,893 Total 1,110,898 645,873 630,904 630,779 629,929 628,329 630,954 632,566 628,129 632,829 632,529 631,216 613,666 616,116 612,256 618,131 617,319 610,581 613,150 609,563 614,388 612,788 $ 14,202,893 Tax Increment Revenue Bonds, Series 2005 Principal 840,000 360,000 375,000 390,000 405,000 425,000 440,000 460,000 485,000 505,000 530,000 555,000 585,000 615,000 645,000 675,000 710,000 750,000 790,000 835,000 880,000 925,000 $ 13,180,000 Interest 642,370 614,020 601,060 586,435 570,348 552,933 534,020 513,780 492,160 469,365 445,125 418,625 390,875 361,625 330,875 298,625 264,031 227,644 186,806 143,788 98,313 50,388 Total 1,482,370 974,020 976,060 976,435 975,348 977,933 974,020 973,780 977,160 974,365 975,125 973,625 975,875 976,625 975,875 973,625 974,031 977,644 976,806 978,788 978,313 975,388 $ 8,793,211 $ 21,973,211 (this page intentionally left blank.) 102 UNAUDITED STATISTICAL SECTION (this page intentionally left blank.) 104 CITY OF PEARLAND, TEXAS NET ASSETS BY COMPONENT Last Four Fiscal Years* (Accrual Basis of Accounting) Governmental Activities Invested in capital assets, net of related debt Restricted Unrestricted Total governmental activities net assets Business -type activities Invested in capital assets, net of related debt Restricted Unrestricted Total business -type activities net assets Primary government Invested in capital assets Restricted Unrestricted Total Primary government net assets • 2003 $ (4,777,139) 4,151,464 3,209,643 $ 2,583,968 16,779,525 25,749,450 $42,528,975 12,002,386 4,151,464 28,959,093 $ 45,112,943 2004 $ (2,537,520) 6,390,504 6,745,647 $10,598,631 27,044,323 18,985,578 $46,029,901 24,506,803 6,390,504 25,731,225 $56,628,532 2005 $ 3,084,208 6,861,792 5,785,107 $ 15,731,107 45,641,648 7,026,775 552,376 $ 53,220,799 48,725,856 13,888,567 6,337,483 $ 68,951,906 2006 $ 24,569,259 8,084,299 8,916,968 $ 41,570,526 53,143,735 10,129,083 699,776 $ 63,972,594 77,712,994 18,213,382 9,616,744 $ 105,543,120 105 CITY OF PEARLAND, TEXAS CHANGES IN NET ASSETS Last Four Fiscal Years* (Accrual Basis of Accounting) Expenses Governmental activities General government Public safety Public works Community services Parks and recreation Interest on long-term debt Total government activities expenses Business -type activities: Water and sewer Total primary government expenses Program Revenue Governmental activities Charges for services: General government Public safety Public works Community services Parks and recreation Operating grants and contributions General government Public safety Public works Community services Parks and recreation Capital grants and contributions General government Public safety Public works Parks and recreation Total governmental activities program revenues Business -type activities: Charges for services Operating grants and contributions Capital grants and contributions Total business -type activities program revenues Total primary government program revenues Net (Expense)/Revenue Governmental activities Business -type activities Total primary government net expense 2003 2004 $ 6,274,853 $ 9,645,369 9,728,975 2,873,903 4,558,650 33,081,750 9,643,086 $ 42,724,836 2005 7,314,239 $ 10,524,915 9,912,937 2,700,356 5,549,292 36,001,739 8,714,401 11,856,643 12,858,259 2,939,228 5,115,039 41,483,570 15,265,350 $ 51,267,089 $ $ 161,108 $ 1,997,580 5,547,177 865,899 5,454 370,286 11,663 324,268 13,769 1,617,638 585,886 11,500,728 8,809,189 9,881,756 18,690,945 $ 30,191,673 2006 $ 13,913,528 12,471,207 6,561,555 2,894,851 2,952,329 6,558,908 45,352,378 13,624,497 16, 532, 722 55,108,067 $ 61,885,100 506,081 $ 2,974,714 6,863,769 695,682 838,918 16,999 1,318,518 755,988 13,970,669 185,235 $ 3,639,966 7,221,015 1,263,190 2,380 673,276 478,875 799,999 311,921 5,792 14,581,649 11,892,876 47,293 6,932,959 18,873,128 32,843,797 $ 11,219,499 8,365,452 19,584,951 34,166,600 2,627,073 4,331,168 6,311,659 824,518 1,239,521 111,239 55,002 20,674 15,742,684 6,000 31,269,538 13,849,201 473,947 13,433,840 27,756,988 $ 59,026,526 $ (21,581,022) $ (22,031,070) $ (26,901,921) $ (14,082,840) 9,047,859 3,607,778 5,960,454 11,224,266 $ (12,533,163) $ (18,423,292) $ (20,941,467) $ (2,858,574) 106 General Revenues and Other Changes in Net Assets Governmental activities: Taxes: Property taxes Sales and use taxes Franchise taxes Investment earnings Miscellaneous Transfers Total governmental activities Business -type activities: Investment earnings Transfers Total business -type activities Total primary government Change in Net Assets Governmental activities Business -type activities Total primary government 2003 $ 15,120,150 6,008,388 2,533,475 170,594 741,313 728,000 25,301,920 2004 $ 17,907,163 6,932,948 2,883,188 1,115,100 782,165 524,110 30,144,674 196,094 (728,000) (531,906) $ 24,770,014 417,258 (524,110) (106,852) $ 30,037,822 2005 $ 19,804,541 8,026,207 3,097,163 1,863,323 827,589 359,482 33,978,305 399,275 (359,482) 39,793 2006 $ 21,845,231 9,979,706 3,426,352 2,991,139 526,111 1,153,720 39,922,259 681,249 (1,153,720) (472,471) $ 34,018,098 $ 39,449,788 3,720,898 8,515,953 8,113,604 3,500,926 7,076,384 6,000,247 $ 12,236,851 $ 11,614,530 $ 13,076,631 25,839,419 10,751,795 $ 36,591,214 107 CITY OF PEARLAND, TEXAS FUND BALANCES OF GOVERNMENTAL FUNDS Last ten Fiscal Years (Modified Accrual Basis of Accounting) General fund Reserved Unreserved Total General Fund All other governmental funds Reserved for debt service Unreserved, report in: Special revenue funds Capital projects funds 1997 $ 332,807 2,357,489 $ 2,690,296 $ 1998 1999 2000 $ 256,333 $ 155,481 $ 294,544 3,212,516 4,302,011 4,910,665 $ 3,468,849 $ 4,457,492 $ 5,205,209 930,485 $ 273,742 $ 208,324 $ 681,148 54,174 11,264,381 Total other governmental funds $ 12,249,040 145,225 8,422,316 290,650 5,03 8,188 603,463 5,114,075 $ 8,841,283 $ 5,537,162 $ 6,398,686 108 2001 $ 471,659 6,092,283 $ 6,563,942 $ 1,544,987 860,684 3,653,754 $ 6,059,425 2002 2003 $ 285,925 $ 51,794 4,739,021 5,309,938 $ 5,024,946 $ 5,361,732 2004 $ 70,066 8,215,524 $ 8,285,590 2005 2006 $ 70,873 $ 636,089 8,131,898 9,961,280 $ 8,202,771 $ 10,597,369 $ 2,229,529 $ 2,130,321 $ 3,007,752 $ 3,855,129 877,073 28,493,719 1,724,267 41,254,664 2,848,603 46,579,796 2,462,3 52 44,337,513 $ 31,600,321 $ 45,109,252 $ 52,436,151 $ 50,654,994 $ 4,658,301 3,215,232 53,762,505 $ 61,636,038 109 CITY OF PEARLAND, TEXAS CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS Last Ten Fiscal Years (Modified Accrual Basis of Accounting) Revenues Property taxes Sales and use taxes Franchise fees Licenses and permits Fines and forfeitures Charges for services Investment earnings Intergovernmental Other Total revenues Expenditures General government Public safety Public works Community services Parks and recreation Debt service: Principal Interest and other charges Intergovernmental Capital outlay Total expenditures Excess of revenues over (under) expenditures Other Financing Sources (Uses) Transfers in Transfers out Bonds issued Capital leases Other Total other financing sources (uses) Net change in fund balances Debt service as a percentage of noncapital expenditures 1997 1998 $ 6,394,544 $ 2,599,557 1,478,261 524,197 529,152 1,648,617 567,466 197,764 919,588 14,859,146 2,357,621 4,238,647 4,334,123 1,137,045 1,200,000 1,251,033 5,687,525 20,205,994 961,000 (128,000) 11,750,000 300,000 (92,525) 12,790,475 7,443,627 16.9% 7,255,540 2,973,059 1,703,715 615,805 576,856 1,800,682 914,806 345,674 1,180,321 17,366,458 2,834,021 5,026,554 4,925,693 1,588,383 1,280,000 1,993,010 4,141,295 21,788,956 951,000 (128,000) 595,182 1,418,182 (3,004,316) 18.5% 1999 $ 8,192,927 3,484,454 1,943,545 955,819 675,691 2,960,214 489,860 1,499,020 20,201,530 3,690,296 5,698,238 5,137,708 1,598,521 1,440,000 1,769,693 4,511,168 23,845,624 1,368,000 (464,384) 425,000 1,328,616 (2,315,478) 16.6% 2000 $ 9,272,373 3,745,460 2,022,789 1,469,799 731,959 3,061,545 318,631 2,084,331 22,706,887 3,971,691 5,952,191 5,635,397 1,781,610 1,605,000 1,459,038 1,679,600 22,084,527 1,685,967 (922,967) 10,894,532 151,676 (10,822,328) 986,880 1,609,240 15.0% 110 2001 $ 10,833,292 4,862,571 2,303,730 1,896,728 856,641 3,202,767 333,677 1,961,306 26,250,712 4,235,344 6,692,138 5,974,667 2,662,369 1,680,000 1,595,682 4,516,726 27,356,926 1,022,768 (128,000) 894,768 (211,446) 14.3% 2002 $ 12,857,995 5,103,241 2,453,829 2,256,638 845,322 3,651,825 648,821 9,001,288 1,583,678 38,402,637 16,224,977 8,303,376 7,603,804 2,932,228 1,920,000 2,374,302 12,239,136 51,597,823 4,381,668 (3,751,981) 38,550,000 (1,900,000) 37,279,687 24,084,501 10.9% 2003 $ 15,120,150 6,008,388 2,533,475 2,682,456 1,421,799 3,982,070 170,594 2,398,159 1,133,484 35,450,575 5,852,201 9,649,861 8,769,722 2,827,318 2,040,000 4,469,223 23,567,632 57,175,957 1 533,766 (805,766) 34,652,693 35,380,693 13,655,311 19.4% 2004 $ 17,890,685 6,932,707 2,883,188 3,440,848 1,608,316 5,259,748 1,115,100 3,039,724 1,076,304 43,246,620 6,221,366 10,142,216 8,709,151 2,904,299 3,000,000 5,664,560 18,057,884 54,699,476 1,431,473 (907,363) 184,000 21,000,000 94,443 21,802,553 10,349,697 111 23.6% 2005 $ 19,745,387 8,026,207 3,097,163 3,863,592 1,934,967 6,138,610 1,863,323 2,381,504 1,172,313 48,223,066 6,749,574 11,081,461 10,449,814 2,747,179 3,534,534 5,555,065 1,083,896 28,660,851 69,862,374 4,869,599 (4,510,117) 37,015,000 271,193 (15,926,435) 21,719,240 79,932 22.1% 2006 $ 22,149,887 9,979,706 3,426,352 4,066,914 2,037,590 8,734,090 2,991,139 7,852,186 1,744,010 62,981,874 6,381,244 12,869,597 9,727,972 2,770,788 4,374,798 3,429,108 6,771,076 1,683,678 36,706,096 84,714,357 5,851,581 (4,697,861) 41,958,544 (8,004,139) 35,108,125 13,375,642 21.2% CITY OF PEARLAND, TEXAS ASSESSED VALUE AND ESTIMATED ACTUAL VALUE OF TAXABLE PROPERTY Last Fiscal Year Real Property Less Tax Less Other Fiscal Tax Personal Exempt Real Exemptions and Year Year Residential Commercial Property Property Abatements 2006 2005 $ 2,664,192,960 $ 1,009,432,370 $ 310,036,660 $ 269,648,350 $ 133,137,398 Notes: Information not presented was not available at time of publication. Agricultural Property and Productivity Loss in Commercial 112 Assessed Value as a Percent of Total Taxable Total Direct Estimated Actual Actual Taxable Assessed Value Tax Rate Taxable Value Value $ 3,580,876,242 $ 0.695 $ 3,580,876,242 100% CITY OF PEARLAND, TEXAS DIRECT AND OVERLAPPING PROPERTY TAX RATES LAST TEN FISCAL YEARS (rate per $100 of assessed value) Fiscal Year 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 City Direct Rates M&O Rate $ 0.440 0.440 0.440 0.440 0.435 0.430 0.406 0.346 0.339 0.345 I & S Rate $ 0.255 0.255 0.255 0.255 0.260 0.256 0.280 0.350 0.356 0.329 Total Direct $ 0.695 0.695 0.695 0.695 0.695 0.686 0.686 0.696 0.695 0.674 Overlapping Rates a Pearland Independent School Brazoria District County $ 1.769 $ 1.777 1.862 1.650 1.820 1.837 1.837 1.809 1.792 1.792 Source: Brazoria County and Harris County Appraisal District. 0.358 0.358 0.358 0.400 0.400 0.420 0.420 0.420 0.362 0.348 Port of Harris Houston County Authority $0 0 0 0 0 0 0 0 0 0 .419 .417 . 370 . 350 . 384 . 360 . 360 . 388 . 400 .400 Note: The city's basic property tax rate may be increased only by a majority vote of the city's residents. Rates for debt service are set based on each year's requirements. a Overlapping rates are those of local and county governments that apply to property owners within the City of Pearland. Not all overlapping rates apply to all Pearland property owners; for example, although the county property tax rates apply to all. 114 $ 0.016 0.021 0.020 0.018 0.018 0.020 0.020 0.020 0.017 0.015 Harris County Flood Control $ 0.080 0.080 0.031 0.062 0.048 0.050 0.050 0.042 0.033 0.033 Harris County Hospital District $ 0.124 0.124 0.147 0 203 0.190 0.190 0.190 0.190 0.190 0.192 MUD No. 17 $ 0.750 0.750 0.750 0.750 0.750 0.750 0.750 MUD No. 18 $ 0.650 0.650 0.650 0.650 0.650 0.650 0.640 MUD MUD No. 19 No. 26 $ 0.800 0.800 0.800 0.800 0.800 0.800 0.800 $ 0.850 0.850 0.850 0.850 115 CITY OF PEARLAND, TEXAS PROPERTY TAX LEVIES AND COLLECTIONS LAST TEN FISCAL YEARS Fiscal Year Ended Sept 30, 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 Taxes Levied for the Fiscal Year $ 6,343,113 7,062,826 8,147,473 9,174,224 10,864,049 12,890,902 14,869,170 17,987,752 20,979,391 24,212,025 Collected within the Fiscal Year of the Levy Percentage Amount of Levy $ 6,235,954 6,957,153 7,992,304 9,022,542 10,609,654 12,477,283 14,575,297 17,633,986 20,576,812 23,690,031 Source: Brazoria County Tax Office Collections in Subsequent Years 98.31% $ 98.50% 98.10% 98.35% 97.66% 96.79% 98.02% 98.03% 98.08% 97.84% Total Collections to Date Percentage Amount of Levy 98,371 $ 92,883 139,000 117,769 225,214 355,075 227,842 260,424 262,935 6,334,325 7,050,036 8,131,304 9,140,311 10,834,868 12,832,358 14,803,139 17,894,410 20,839,747 23,690,031 99.9% 99.8% 99.8% 99.6% 99.7% 99.5% 99.6% 99.5% 99.3% 97.8% 116 CITY OF PEARLAND, TEXAS PRINCIPAL PROPERTY TAX PAYERS CURRENT YEAR AND NINE YEARS AGO Taxpayer Club Sun Weatherford U.S., Inc. Centerpoint Energy Wal-Mart Pearland Investments Ltd MHI Partnership Ltd Perry Homes Shadow Creek Ranch Dev Co Shadow Creek Ranch Develop Lowe's Home Centers Aggreka, Inc. Southwestern Bell Telephone Houston Lighting & Power K-Mart Whispering Winds Continental 34 Ltd Pearland Remington Ltd Texas Windmill Apartments Total 2006 Taxable Assessed Value $ 83,037,360 33,721,540 21,748,680 18,652,320 18,529,310 12,008,030 17,768,220 17,743,250 12,754,930 12,683,070 $ 248,646,710 Source: Brazoria County Appraisal District Percentage of Total City Taxable Assessed Rank Value 1 2 3 4 5 6 7 8 9 10 33.40% 13.56% 8.75% 7.50% 7.45% 4.83% 7.15% 7.14% 5.13% 5.10% MEI 6.81% 1997 Taxable Assessed Value Percentage of Total City Taxable Assessed Rank Value $ 26,102,540 1 8,185,230 4 IIM es mil 9,601,570 8,918,020 8,113,730 7,696,180 6,452,760 6,093,140 5,140,100 4,493,430 $ 90,796,700 2 3 5 6 7 8 9 10 28.75% 9.01% m 10 OPP 10.57% 9.82% 8.94% 8.48% 7.11% 6.71% 5.66% 4.95% 9.95% CITY OF PEARLAND, TEXAS TAXABLE SALES BY CATEGORY LAST TEN CALENDAR YEARS (in thousands of dollars) Agriculture, Forestry, Fishing Mining Construction Manufacturing Transportation, Communications, Uti Wholesale Trade Retail Trade Finance, Insurance, Real Estate Services Other 1997 1998 2,637 $ 698 14,670 8,048 1,580 11,480 133,083 316 49,299 1999 1,537 $ 450 19,680 9,369 1,958 12,403 149,747 1,777 46,738 2000 1,495 $ 299 23,170 8,464 1,955 10,873 180,126 1,646 43,177 2001 1,732 $ 434 20,124 12,018 1,929 9,062 218,485 2,161 52,158 1,783 1,222 16,902 15,648 2,083 13,269 253,792 2,940 61,834 Total $ 221,811 $ 243,659 $ 271,205 $ 318,103 $ 369,473 City direct sales tax rate b Source: State Comptroller's Office. a 2006 taxable sales thru 2nd quarter of 2006. 1.00% 1.00% b The City direct sales tax rate includes the City only and not the Pearland Economic Development Corp. (4B). 1.00% 1.00% 1.00% 118 2002 $ 1,780 2,730 16,086 12,009 2,021 13,213 299,222 3,080 57,859 $ 408,000 1.00% 2003 2004 $ 2,033 $ 2,890 14,037 13,113 4,783 13,601 378,378 3,327 55,786 $ 487,948 1.0O% 2,861 2,076 11,971 13,889 5,930 20,130 431,226 3,387 60,071 593 $ 552,134 1.00% 2005 $ 3,110 1,073 11,604 33,309 16,974 28,838 492,818 1,958 62,752 17,435 $ 669,871 1.00% 2006 a $ 1,518 963 8,728 20,653 4,599 19,839 254,334 1,254 30,536 14,938 $ 357,362 1.00% CITY OF PEARLAND, TEXAS RATIOS OF OUTSTANDING DEBT BY TYPE LAST TEN FISCAL YEARS (dollars in thousands, except per capita) Fiscal Year Governmental Activities General Obligation Bonds 1997 $ 1998 1999 2000 2001 2002 2003 2004 2005 2006 Certificates of Obligation Bonds 17,160 $ 16,155 15,105 13,760 12,610 13,335 26,880 25,345 60,175 90,305 18,190 17,915 17,525 16,210 15,680 51,585 70,650 90,185 72,390 81,275 Capital Lease Obligations $ 300 750 826 381 75 184 396 309 Business -Type Activities Revenue Bonds Certificates of Obligation Bonds $ 9,745 $ 9,400 9,045 16,675 16,140 25,570 34,485 33,505 32,480 40,170 17,100 17,100 17,050 17,000 16,925 16,835 16,735 15,880 15,000 Capital Lease Obligations $ Note: Details regarding the city's outstanding debt can be found in the notes to the financial statements. * Information not avaialble. 121 62 120 Total Primary Government $ 45,395 61,441 59,663 64,076 61,505 107,415 148,850 165,954 181,321 227,059 Percentage of Personal Income * * 6.2% 5.8% 9.5% 10.6% 10.3% 9.3% 9.2% Per Capita $ 1,297 1,661 1,728 1,643 1,519 2,492 3,167 3,073 2,895 2,862 121 CITY OF PEARLAND, TEXAS RATIO OF NET GENERAL BONDED DEBT TO ASSESSED VALUE AND NET BONDED DEBT PER CAPITA Last Ten Fiscal Years (dollars in thousands, except per capita) Fiscal Tax Year Year 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 General Obligation Bonds Less Debt Service Funds $ 35,350 $ 51,170 49,730 47,020 45,290 81,845 114,365 132,265 148,445 186,580 2,142 274 208 681 1,545 2,230 2,130 3,008 3,855 4,658 Net Bonded Debt $ 33,208 50,896 49,522 46,339 43,745 79,615 112,235 129,257 144,590 181,922 Ratio of Net Bonded Debt to Assessed Value 3.8% 5.0% 4.2% 3.5% 2.8% 4.2% 5.5% 5.5% 4.0% 4.1% Percentage of Personal Income a Note: Details regarding the city's outstanding debt can be found in the notes to the financial a Population data can be found in demographic and economic statistics table. * Information not avaialble. 4.5% 4.1% 7.0% 8.0% 8.0% 7.4% 7.4% Per Capita a $ 949 1,376 1,434 1,188 1,080 1,847 2,388 2,394 2,308 2,293 122 CITY OF PEARLAND, TEXAS DIRECT AND OVERLAPPING GOVERNMENTAL ACTIVITIES DEBT September 30, 2006 (dollars in thousands, except per capita) Taxing Jurisdiction Alvin Community College District Brazoria County Brazoria County MUD No. 17 Brazoria County MUD No. 18 Brazoria County MUD No. 19 Brazoria County MUD No. 26 Pearland ISD Harris County (a) Harris County Flood Control District Port of Houston Authority Total Overlapping Debt City Direct Debt Total Direct and Overlapping Debt Population Per Capita Debt -Direct and Overlapping Debt Gross Debt $ 19,375 54,630 23,295 30,465 35,930 56,265 269,648 1,735,196 24,525 357,105 171,889 Sources: Individual Jurisdictions and/or Texas Municipal Reports. a Debt amounts are as of January 1, 2007. Overlapping Percentage Amount 5.22% $ 6.97% 100.00% 99.86% 100.00% 100.00% 90.16% 0.02% 0.02% 0.02% 100% 1,011 3,808 23,295 30,422 35,930 56,265 243,114 347 5 71 394,269 171,889 566,158 79,322 7,137 CITY OF PEARLAND, TEXAS PLEDGED REVENUE COVERAGE Last Ten Fiscal Years Fiscal Year 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 Water & Sewer Revenue Bonds Gross Revenues $ 4,977,187 5,992,075 7,186,535 8,745,437 8,727,219 9,037,143 9,022,909 12,357,427 11,618,774 15,004,397 Less: Operating Expenses Net Revenue Available for Debt Service $ 2,835,919 $ 3,369,917 3,464,094 3,899,289 4,946,621 5,243,633 6,281,753 10,877,383 8,606,809 11,227,791 2,141,268 2,622,158 3,722,441 4,846,148 3,780,598 3,793,510 2,741,156 1,480,044 3,011,965 3,776,606 Debt Service Principal $ 240,000 345,000 370,000 535,000 570,000 575,000 980,000 1,025,000 1,075,000 1,125,000 Interest $ 539,199 437,523 408,848 784,886 760,490 1,159,030 1,635,163 1,504,240 1,459,365 1,828,614 Total $ 779,199 782,523 778,848 1,319,886 1,330,490 1,734,030 2,615,163 2,529,240 2,534,365 2,953,614 Coverage 2.75 3.35 4.78 3.67 2.84 2.19 1.05 0.59 1.19 1 28 124 CITY OF PEARLAND, TEXAS DEMOGRAPHIC AND ECONOMIC STATISTICS LAST TEN FISCAL YEARS Fiscal Year 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 Population (A) 35,000 37,000 34,535 39,000 40,500 43,103 47,000 54,000 62,634 79,322 Personal Income (in $000's) * $ 1,025,934 1,065,393 1,133,868 1,400,741 1,609,362 1,951,801 2,471,832 Per Capita Personal Income (B) $ (A) Estimated (B) Pearland Economic Development Corporation (C) Pearland Independent School District (D) Bureau of Labor Statistics * Information not presented is not avaialble. * 26,306 26,306 26,306 29,803 29,803 31,162 31,162 Median Age (B) * 34.0 34.0 34.0 35.1 35.1 35.5 33.4 Education level in Years of Schooling 14.1 14.1 14.1 14.3 14.3 14.3 14.3 14.3 14.3 14.3 School Enrollment Unemployment (C) Rate (D) 9,000 9,200 9,500 9,700 10,224 11,700 12,103 13,401 14,236 16,179 4.5% 3.7% 4.1% 3.8% 3.6% 4.3% 4.7% 4.5% 4.6% 3.6% 125 CITY OF PEARLAND, TEXAS PRINCIPAL EMPLOYERS Current Year and One Year Ago Employer Pearland ISD Wal-Mart City of Pearland Weatherford Randall's Kemlon TurboCare Super Target Te1e-flow Lowes Davis -Lynch Packaging Service Co. Total 2005 Percentage of Total City Employees Rank Employment 1,820 1 800 2 429 3 250 4 250 5 185 6 175 7 150 8 140 9 132 10 125 115 4,571 Source: Pearland Economic Development Corp. 7.26% 3.19% 1.71% 1.00% 1.00% 0.74% 0.70% 0.60% 0.56% 0.53% 0.50% 0.46% 18.23% 2006 Percentage of Total City Employees Rank Employment 1,978 1 800 2 456 3 191 5 225 168 150 132 125 115 4,340 4 6 7 8 9 10 7.47% 3.02% 1.72% 0.72% 0.85% 0.63% 0.57% 0.50% 0.47% 0.43% 16.39% 126 CITY OF PEARLAND, TEXAS FULL-TIME EQUIVALENT CITY GOVERNMENT EMPLOYEES BY FUNCTION/PROGRAM LAST TEN FISCAL YEARS Full-time Equivalent Employees as of Sept 30 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 Function/Program Governmental Activities General Government 39 48 51 52 54 59 74 39 50 66 Public Safety 85 86 106 137 137 160 162 190 200 203 Public Works 17 16 17 20 21 21 24 44 46 45 Community Services 7 8 10 8 8 11 17 41 41 47 Parks and Recreation 42 61 59 66 66 70 72 73 75 57 Business Type Activities Water & Sewer 46 45 47 48 49 51 56 62 53 62 Component Unit Economic Development 4 4 4 4 4 4 4 4 4 4 Total 240 268 294 335 339 376 409 453 469 484 Source: City Budget 127 CITY OF PEARLAND, TEXAS OPERATING INDICATORS BY FUNCTION/PROGRAM, LAST FOUR FISCAL YEARS Function/Program GENERAL GOVERNMENT Finance Number of purchase orders Number of budget transfers Number of invoices paid Average number of employees paid per month Human Resources Number of hires Number of interviews conducted Number of applications received Legal Number of resolutions and ordinances prepared Information Technology Average monthly service requests Number of PC's supported PUBLIC SAFETY Police Fire EMS Number of police calls resulting in dispatch Total police arrests made Dispatched calls per patrol officer Commercial vehicles equipment violations UCR Part I cases assigned Total number of arson incidents Fires investigated Total annual inspections Total calls for service Total calls for service Patients treated PUBLIC WORKS Fleet Maintenance Fleet maintenance jobs completed Preventative maintenance performed Other Public Works Fuel issued (gallons) Street sweeping (miles) Street signs maintained/replaced Total work orders completed Fiscal Year 2003 3,953 61 N/A 764 69 320 2,318 261 275 175 23,706 4,234 677 991 398 8 33 300 644 N/A 2,858 3,593 1,348 143 686 145 865 15,463 2004 3,667 82 N/A 848 58 292 2,541 268 300 185 25,849 4,222 680 1,104 398 6 71 1,059 889 3,297 3,124 3,850 1,501 183,000 790 758 16,888 2005 3,183 117 21,180 930 77 333 3,138 234 350 205 27,443 3,753 704 1,015 418 4 70 965 1,168 3,941 3,848 3,950 2,251 220,000 790 1,170 19 327 2006 3,180 203 22,440 1,022 118 360 2,808 295 400 230 30,496 4,909 662 1,257 366 11 120 1,484 1,210 4,458 4,163 4,877 1,877 301,229 790 1,392 21,626 Function/Program PARKS AND RECREATION All Parks and recreation ROW maintained - acres Ponds maintained - acres City lots - acres City facilities - acres Parkland - acres Total number of special events held Total number of tournaments held Number of recreation classes offered Average monthly attendance (all locations) COMMUNITY SERVICES Animal Control Number of animals at shelter Total number of calls for service Community Development Total building inspections Total code violation cases Total permits issued Number of plans reviewed Municipal Court Number of h ials Number of charges Warrants cleared WATER & SEWER Distribution and Collection Fire hydrant maintenance and inspections Backed up sewer repairs Water mains repaired Water Production Water produced - wells (in millions of gallons) Surface Water Purchased (in millions of gallons) Billing & Collections Annual meter reads Number of bills Wastewater Treatment Wastewater treated (in millions of gallons) Sources: Various city departments. Fiscal Year 2004 760 N/A N/A N/A N/A 24 N/A N/A 2,543 2,357 3,721 35,007 5,242 11,515 2,136 1,667 24,494 N/A 1,730 313 29 1,465 118 N/A 146,055 1,467 2005 N/A N/A N/A N/A N/A 23 N/A 632 5,211 1,834 3,535 44,973 3 687 13,738 2,482 2,195 20,964 N/A 1,730 261 37 1,850 280 N/A N/A 1,386 2006 N/A N/A N/A N/A N/A 24 N/A 1,170 5,977 2,228 5,443 53,924 2,792 15,289 3,026 2,800 18 275 N/A 1,967 278 71 1,925 683 211,956 192,014 1,398 2007 478 372 66 146 120 20 6 1,189 9,251 2,898 4,600 53,535 1,932 14,438 2,431 2,277 23,401 6,251 2,531 249 150 2,039 1,064 252,000 216,394 1,816 129 CITY OF PEARLAND, TEXAS CAPITAL ASSET STATISTICS BY FUNCTION/PROGRAM, LAST FOUR FISCAL YEARS Function/Program PUBLIC SAFETY Police Fire EMS Fiscal Year 2003 2004 2005 2006 Police stations 1 1 1 1 Police vehicles 89 100 109 112 Fire stations 4 4 4 4 Fire vehicles 14 15 15 16 EMS Stations 3 3 3 3 EMS Ambulances 5 5 5 5 PUBLIC WORKS Other public works Streets (miles)a 202 232 248 365 Streetlights 3,425 3,425 3,494 3,563 Traffic signals 43 43 47 48 PARKS AND RECREATION Parks and recreation Developed acreage 124 124 124 120 Pools N/A 1 1 1 Outdoor basketball courts N/A N/A N/A 7 Soccer fields N/A N/A N/A 8 Activity buildings 2 2 3 3 Baseball/Softball Fields 4 4 4 4 WATER AND SEWER Water Production Water wells 8 8 9 10 Pumping stations 2 2 2 2 Ground storage tanks 10 10 10 13 Elevated towers 4 4 4 5 Wastewater Treatment Plants 4 4 4 5 Lift Stations 74 74 78 82 Distribution and Collection Water mains (miles) 240 250 296 363 Sanitary sewers (miles) 230 240 279 328 Sources: Various city departments. Note: No capital asset indicators are available for the general government and communityservices functions. 130 • Exhibit Resolution No. R2007-025 CITY OF PEARLAND, TEXAS FEDERAL SINGLE AUDIT REPORT For the Year Ended September 30,2006 FILE COPY CITY SECRETARY'S OFFICE DO REMOVE Page Independent Auditors' Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed In Accordance With Government Auditing Standards 1 Independent Auditors' Report on Compliance with the Requirements Applicable to Each Major Program and on Internal Control Over Compliance in Accordance with OMB Circular A-133 3 Schedule of Expenditures of Federal Awards 5 Notes to Schedule of Expenditures of Federal Awards 6 Schedule of Findings and Questioned Costs 7 Independent Auditors'Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed In Accordance With Government Auditing Standards To the Honorable Mayor and Members of City Council City of Pearland, Texas We have audited the accompanying financial statements of the governmental activities, the business-type activities, the aggregate discretely presented component units, each major fund, and the aggregate remaining fund information of City of Pearland, Texas, (the "City") as of and for the year ended September 30, 2006, which collectively comprise the City's basic financial statements and have issued our report thereon dated December 29, 2006. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Internal Control over Financial Reporting In planning and performing our audit, we considered the City's internal control over financial reporting in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and not to provide an opinion on the internal control over financial reporting. However, we noted certain matters involving the internal control over financial reporting and its operation that we consider to be reportable conditions. Reportable conditions involve matters coming to our attention relating to significant deficiencies in the design or operation of the internal control over financial reporting that, in our judgment, could adversely affect the City's ability to initiate, record, process, and report financial data consistent with the assertions of management in the financial statements. A reportable condition is described in the accompanying schedule of findings and questioned costs as item 2006-1. A material weakness is a reportable condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. Our consideration of the internal control over financial reporting would not necessarily .disclose all matters in the internal control that might be reportable conditions and, accordingly, would not necessarily disclose all reportable conditions that are also considered to be material weaknesses. However, of the reportable conditions described above, we consider items 2006-1 to be a material weakness. Compliance and Other Matters As part of obtaining reasonable assurance about whether the City's financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit and, accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. Closing This report is intended solely for the information and use of the City Council, management, others within the organization and federal awarding agencies and pass-through entities and is not intended to be and should not be used by anyone other than these specified parties. Houston,Texas December 29, 2006 IlL 11 Greenway Plaza,Suite 1515 Nullrs0n La1 One Sugar Creek Boulevard,Suite 920 Houston,TX 77046 1 J 1 Sugar Land,Texas 77478 (713)621-1515 CERTIFIED PUBLIC ACCOUNTANTS (281)242-8600 Fax:(713)621-1570 PROFESSIONAL CORPORATION Fax:(281)242-7333 Independent Auditors'Report on Compliance with the Requirements Applicable to Each Major Program and On Internal Control Over Compliance in Accordance with OMB Circular A-133 To the Honorable Mayor and Members of City Council City of Pearland,Texas Compliance We have audited the compliance of the City of Pearland, Texas (the "City") with the types of compliance requirements described in the U. S. Office of Management and Budget (OMB) Circular A-133 Compliance Supplement that are applicable to each of its major federal programs for the year ended September 30, 2006. The City's major federal programs are identified in the summary of auditors' results section of the accompanying Schedule of Findings and Questioned Costs. Compliance with the requirements of laws, regulations, contracts and grants applicable to each of its major federal programs is the responsibility of the City's management. Our responsibility is to express an opinion on the City's compliance based on our audit. We conducted our audit of compliance in accordance with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and OMB Circular A-133,Audits of States, Local Governments, and Non-Profit Organizations. Those standards and OMB Circular A-133 require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect on a major federal program occurred. An audit includes examining, on a test basis, evidence about the City's compliance with those requirements and performing such other procedures, as we considered necessary in the circumstances. We believe that our audit provides a reasonable basis for our opinion. Our audit does not provide a legal determination on the City's compliance with those requirements. In our opinion, the City of Pearland, Texas complied, in all material respects, with requirements referred to above that are applicable to each of its major federal programs for the year ended September 30, 2006. Internal Control Over Compliance The management of the City is responsible for establishing and maintaining effective internal control over compliance with the requirements of laws, regulations, contracts and grants applicable to federal programs. In planning and performing our audit, we considered the City's internal control over compliance with requirements that could have a direct and material effect on a major federal program in order to determine our auditing procedures for the purpose of expressing our opinion on compliance and to test and report on the internal control over compliance in accordance with OMB Circular A-133. 3 To the Honorable Mayor and Members of City Council City of Pearland,Texas Page 2 Our consideration of the internal control over compliance would not necessarily disclose all matters in the internal control that might be material weaknesses. A material weakness is a reportable condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that noncompliance with applicable requirements of laws, regulations, contracts, and grants caused by error or fraud that would be material in relation to a major federal program being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control over compliance and its operation that we consider to be material weaknesses. Schedule of Expenditures of Federal Awards We have audited the financial statements of the governmental activities, the business-type activities, the aggregate discretely presented component units, each major fund, and the aggregate remaining fund information of the City of Pearland, Texas, (the"City") as of and for the year ended September 30, 2006, which collectively comprise the City's basic financial statements and have issued our report thereon dated December 29,2006. Our audit was performed for the purpose of forming opinions on these basic financial statements. The accompanying Schedule of Expenditures of Federal Awards is presented for purposes of additional analysis as required by OMB Circular A-133 and is not a required part of the basic financial statements. This schedule is the responsibility of the City's management. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, is fairly stated, in all material respects, in relation to the basic financial statements taken as a whole. Closing This report is intended solely for the information and use of the City Council, management, others within the organization and federal awarding agencies and pass-through entities and is not intended to be and should not be used by anyone other than these specified parties. Houston, Texas December 29, 2006 4 CITY OF PEARLAND,TEXAS,TEXAS SCHEDULE OF EXPENDITURE OF FEDERAL AWARDS September 30,2006 Pass Through CFDA Grantor Federal Grant Federal grantor/Pass through grantor/Program title Number Number -Expenditures U.S.DEPARTMENT OF HOMELAND SECURITY Passed through Texas Department of Public Safety Emergency Management Performance Grants 97.042 2006-GE-T6-0068 42,269 Citizen Corps Program 97.073 2005-GE-T5-4025 3,665 Total Passed through Texas Department of Public Safety 45,934 ENVIRONMENTAL PROTECTION AGENCY Pass through Texas Water Development Board Capitalization Grants for State Revolving Funds 919,820 Total Passed trhough Texas Water Development Board 66.458 3393-02 919,820 Total Environmental Protection Agency 919,820 Total Federal Awards $ 965,754 5 CITY OF PEARLAND, TEXAS NOTES TO SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE YEAR ENDED SEPTEMBER 30,2006 NOTE 1-BASIS OF ACCOUNTING The City accounts for awards under federal programs in the General and Special Revenue governmental funds as well as in the Airport enterprise fund. In the Governmental funds,these programs are accounted for using a current financial resources measurement focus. With this measurement focus, only current assets and current liabilities generally are included on the balance sheet. Operating statements of these funds present increases (i.e. revenues and other financing sources) and decreases (i.e. expenditures and other financing uses) in net current assets. The modified accrual basis of accounting is used for these funds. This basis of accounting recognizes revenues in the accounting period in which they become susceptible to accrual, i.e., both measurable and available, and expenditures in the accounting period in which the liability is incurred, if measurable, except for certain compensated absences and claims and judgments, which are recognized when the obligations are expected to be liquidated with expendable available financial resources. Federal grants are considered to be earned to the extent of expenditures made under the provisions of the grant,and, accordingly, when such funds are received, they are recorded as deferred revenues until earned. Generally, unused balances are returned to the grantor at the close of specified project periods. 6 CITY OF PEARLAND, TEXAS SCHEDULE OF FINDINGS AND QUESTIONED COSTS FOR THE YEAR ENDED SEPTEMBER 30,2006 I. SUMMARY OF AUDITORS' RESULTS Financial Statements Type of auditors' report issued: Unqualified Internal control over financial reporting: Material weakness(es)identified? 2006-1 Reportable condition(s) identified that are not considered to be material weaknesses? None noted Noncompliance material to financial statements noted? No Federal Awards Internal control over major programs: Material weaknesses) identified? No Reportable condition(s) identified that are not considered to be material weaknesses? None reported Type of auditors' report issued on compliance with major programs: Unqualified Any audit findings disclosed that are required to be reported in accordance with section 510(a)OMB No Circular A-133? Identification of major programs Name of Federal Program or Cluster CFDA Numbers Capitalization Grants for State Revolving Funds 66.458 1. Dollar Threshold Considered Between Type A and Type B Federal Programs $300,000 2. Auditee qualified as low-risk auditee? Yes '7 CITY OF PEARLAND, TEXAS SCHEDULE OF FINDINGS AND QUESTIONED COSTS FOR THE YEAR ENDED SEPTEMBER 30,2006 II. FINANCIAL STATEMENT FINDINGS The audit disclosed no findings to be reported Material Weakness 2006-1 Finding: Capital Assets Capital assets are reported in the government-wide and proprietary fund financial statements. As of September 30, 2006, a complete listing of the City's capital assets was not available. Recommendation: The City should implement procedures to ensure the preparation of a detailed listing of all capital assets over the capitalization threshold that includes a description of the capital asset, original cost, useful lives, depreciation for the current year and accumulated depreciation. Corrective Action Plan Responsible Person Plan of Action Estimated time of Completion • CITY OF PEARLAND, TEXAS SCHEDULE OF FINDINGS AND QUESTIONED COSTS FOR THE YEAR ENDED SEPTEMBER 30,2006 III. FEDERAL AWARD FINDINGS AND QUESTIONED COSTS The audit disclosed no findings to be reported IV. STATUS OF PRIOR YEAR FINDINGS AND QUESTIONED COSTS FINDING STATUS 2005-01 Arbitrage Compliance Resolved. 2005-02 Reconciliation of General Ledger Accounts to the Subsidiary Ledger—Material Weakness Resolved. 2005-03 Capital Asset Reporting—Material Weakness See current year finding 2006-1 2005-04 Bank Reconciliations—Material Weakness Resolved. • CORRECTIVE ACTION PLAN • FEBRUARY 14, 2006 The City of Pearland, Texas respectfully submits the following corrective action plan for the year ended September 30, 2006. The City's independent public accounting firm is Null-Lairson, Certified Public Accountants, located at 11 Greenway Plaza, Suite 1515, Houston, Texas. The audit period is from October 1, 2005 to September 30, 2006. The finding from the December 29, 2006 schedule of findings and questioned costs is discussed below. The finding is numbered consistently with the number assigned in the schedule of reportable conditions, Page 8. FINDINGS-RELATED TO INTERNAL CONTROL OVER FINANCIAL • REPORTING 2006-1 CAPITAL ASSETS—MATERIAL WEAKNESS Recommendation: The City should implement procedures to ensure the preparation of a detailed listing of all capital assets over the capitalization threshold that includes a description of the capital asset, original cost, useful lives, depreciation for the current year and accumulated depreciation. Response and Action Plan: The City of Pearland concurs with the recommendation. The City has budgeted in its 2006-2007 fiscal year purchasing software known as Asset Management II and Continuing Property Records through the.City's financial software provider. This will allow assets to be added, retired, and depreciation calculated through an automated system. The detailed listing of capital assets that the City currently has does not tie to the financial statements by a significant amount. Since the variance is so significant, information/data will need to be recreated and entered into the system in order to create the list. Departments will be sent their capital asset list that we have for review and refinement. GASB 34 assets such as streets and sidewalks will be added and useful lives will be determined for deprecation calculations. Policies and procedures will also need to be written, as information on capital assets will need to be forwarded from other departments to maintain the system. If you have any questions regarding this plan, please call Claire Manthei, Director of Finance at 281-652-1671. Sincerely, Mr. William Eisen City Manager City of Pearland, TX 7 ' Exhibit"A" Resolution No.R2007-25 E p CITY OF PEARLAND, TEXAS [7 -_ „v.:: 7 .,,---0,4,,,,N, „,„., ,,,,, ''• ,fir ; -„ 4 <'-1,>k. El ,' A -15 -- ' ,,--). ,.. ,„ ,, , t,.,..tp.g., . ,, ,,... ,, , „.._ , , ,,,HilliillAURNIZ%,,, - 7 G � 7 t f L {� C r ,,.....r.,_,, [7 7 ANNUAL FINANCIAL REPORT 7 7 Fiscal Year Ended September 30, 2006 II L Officials Issuing Report L Bill Eisen Nick Finan and Claire Manthei Rick Overgaard City Manager Mickiel Hodge Director of Finance Assistant Director of l Assistant City Finance Managers [7 7 p\EFEB 7 2 2001 [) r CITY OF PEARLAND CITY SECRETARY'S OFFICE 7 p CITY OF PEARLAND,TEXAS ANNUAL FINANCIAL REPORT TABLE OF CONTENTS Page i FINANCIAL SECTION Independent Auditors' Report 1 Management's Discussion and Analysis 3 Basic Financial Statements Government-Wide Financial Statements: Statement of Net Assets - 17 Statement of Activities 18 Fund Financial Statements: Balance Sheet—Governmental Funds 20 Reconciliation of the Governmental Fund Balance Sheet to the Statement of 21 Net Assets Statement of Revenues,Expenditures, and Changes in Fund Balances— 22 Governmental Funds Reconciliation of the Statement of Revenues, Expenditures, and Changes in 23 Fund Balance of Governmental Funds to the Statement of Activities Statement of Net Assets—Proprietary Fund 24 Statement of Revenues,Expenses and Changes in Fund Net Assets— 25 Proprietary Fund Statement of Cash Flows—Proprietary Fund 26 Discretely Presented Component Units , Combining Statement of Net Assets 28 Combining Statement of Activities 29 Notes to the Financial Statements , , _ - 30 Required Supplementary Information: General Fund—Schedule of Revenues,Expenditures, and Changes in Fund 59 Balances—Budget and Actual [11 System Supplementary Information Notes To Required Supplementary Budget Information 60 Required Pension 61 f 1' p TI CITY OF PEARLAND,TEXAS ANNUAL FINANCIAL REPORT TABLE OF CONTENTS TI Page FINANCIAL SECTION (continued) Other Supplementary Information TI Combining and Individual Fund Statements and Schedules Combining Balance Sheet-Nonmajor Governmental Funds 66 TI Combining Statement of Revenues,Expenditures and Changes in Fund 70 Balances-Nonmajor Governmental Funds Schedules of Revenues, Expenditures,and Changes in Fund Balance- TI Budget and Actual: Debt Service Fund 74 Hotel Motel Tax Fund 75 Court Security Fund . 76 City Wide Donations Fund 77 Court Technology Fund 78 Regional Detention Fund 79 Park Donations Fund 80 1 State Police Seizure Fund 81 Federal Police Fund 82 Parks and Recreation Development Fund 83 Sidewalk Fund 84 Community Services Fund 85 1 Grant Fund 86 , Street Assessments Fund 87 Component Unit Fund Information Balance Sheets-Governmental Funds 90 0-7 Schedules of Revenues,Expenditures and Changes in Fund Balance 91 Long-Term Debt Amortization Schedules Combining Schedule of Governmental Long-Term Debt 94 Combining Schedule of Enterprise Fund Long-Term Debt 98 Combining Schedule of Revenue Bonds Payable of Pearland Economic 100 Development Corporation Combining Schedule of Revenue Bonds Payable of Development Authority 101 of Pearland FINANCIAL SECTION IlL. 11 Greenway Plaza,Suite 1515 Null•Lai One Sugar Creek Ctr.Blvd., rson Suite920 Houston,TX 77046 Pearland,TX 77478 E (713)621-1515 CERTIFIED PUBLIC ACCOUNTANTS - 281.242.8600 Fax:(713)621-1570 PROFESSIONAL CORPORATION Fax:281.242.7333 F To the Honorable Mayor and Members of the City Council City of Pearland, Texas . [7, We have audited the accompanying financial statements of the governmental activities, the business-type activities, the aggregate discretely presented component units, each major fund, and the aggregate remaining fund-information of City of Pearland, Texas, (the "City") as of and for the year ended September 30, 2006, which collectively comprise the City's basic financial statements as listed in the table of contents. These financial statements are the responsibility of City's management. Our responsibility is to express opinions on these financial statements based on our audit. L. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, the aggregate discretely presented component units, each major fund, and the aggregate remaining fund information of the City of Pearland, Texas, as of September 30, 2006, and the respective Li changes in financial position and cash flows, where applicable, thereof for the year then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Government Auditing Standards, we have also issued our report dated December 29, 2006 on our consideration of the City's internal control over financial reporting and on our tests of its compliance with certain provisions or laws, regulations, contracts, and grants. That report,which has been issued separately from this document, is an integral part of an audit performed in accordance with Government Auditing Standards and should be read in conjunction with this report in considering the results of our audit. 7, 1 • I J The Management's Discussion and Analysis on pages 3 through 13, budgetary comparison information and Required Pension System Supplementary Information on pages 59 through 61 are not required parts of the basic financial statements but are supplementary information required by accounting principles generally accepted in the United States of America. We have applied certain limited procedures, which consisted principally of inquiries of management F1 regarding the methods of measurement and presentation of the supplementary information. However,we did not audit the information and express no opinion on it. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City of Pearland, Texas' basic financial statements. Combining and individual nonmajor fund financial statements and schedules are presented for purposes of n additional analysis and are not a required part of the basic financial statements. This information J has been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, are fairly stated in all material respects in relation to the basic financial statements taken as a whole. • • 16,167?a,,:$110 Houston, Texas December 29, 2006 1 r-- 2 J fl J CITY OF PEARLAND, TEXAS I[ MANAGEMENT'S DISCUSSION AND ANALYSIS As management of the City of Pearland, we offer readers of the City's financial statements this narrative overview and analysis of the financial activities of the City for the fiscal year ended September 30, 2006. FINANCIAL HIGHLIGHTS • The assets of the primary government of the City of Pearland,exceeded its liabilities as of September 30, 2006, by $105.5 million (net assets). Of this amount, $9.6 million - (unrestricted net assets) may be used to meet the City's ongoing obligations to citizens and creditors in accordance with the City's fund designation and fiscal policies. • The City's total net assets increased by $36.6 million. • At the close of the current fiscal year, the City of Pearland's governmental funds reported combined ending fund balances of $72.2 million, an increase of $13.4 million in comparison with the prior year. Approximately $53.8 million of this ending balance can be attributed to work in progress for capital projects. • As of September 30, 2006, the unreserved, undesignated fund balance for the General Fund was $10.0 million or 28%of total General Fund expenditures. • The City of Pearland's General Obligation and Certificates of Obligation debt increased' to $186.6 million, a net increase of$38.1 million over the previous year. The key factor was the sale of$32.2 million in Permanent Improvement and Refunding Bonds. Overview of the Financial Statements This discussion and analysis is intended to serve as an introduction to the City's basic financial statements. The City's basic financial statements are comprised of three components: (1) government-wide financial statements, (2)fund financial statements and (3)notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-wide Financial Statements - The government-wide• financial statements are 741 to provide readers with a broad overview of the City's finances, in a manner similar to a.private-sector business: The Statement of Net Assets presents information on all of the City's assets and liabilities, with L the difference between the two reported as net assets. Over time,.-increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City is improving of deteriorating. The Statement of Activities presents information showing how the City's net assets changed during the fiscal year. All changes in net assets are reported when the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. - Thus, revenues and expenses are reported in this statement for some-items that will only result in cash flows in the future fiscal periods.(e.g., uncollected taxes and earned but unused compensated absences). L 3 p n CITY OF PEARLAND, TEXAS MANAGEMENT'S DISCUSSION AND ANALYSIS Both of the government-wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities of the City of Pearland include general government, public safety, public works, community services and parks and recreation. The business-type activities of the City include water and sewer. The government-wide financial statements can be found on pages 17 through 19 of this report. The government-wide financial statements include not only the City of Pearland, itself(known as the primary government), but also a legally separate Economic Development Corporation, Tax n Increment Reinvestment Zone (TIRZ) and the Development Authority of Pearland for which the City of Pearland is financially accountable. Financial information for these component units is reported separately from the financial information presented for the primary government, itself. Fund Financial Statements —A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All funds of the City can be divided into two categories—governmental funds and proprietary funds. Governmental Funds — Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statement focus on current sources and uses of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government's near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the government's near-term financing decisions. Both the governmental funds balance sheet and the governmental fund statements of revenues, expenditures, and changes in fund balance provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. Beginning on page 20 of this report, information is presented separately in the Governmental Fund Balance Sheet and in the Governmental Fund Statement of Revenues, Expenditures, and Changes in Fund Balances for the General, Debt Service, Capital Projects and other funds, which are considered to be major funds. Data from the other governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these non-major governmental funds is provided in the form of combining statements elsewhere in this report. The City of Pearland adopts an annual appropriated budget for its General Fund. A budgetary comparison statement has been provided for the General Fund to demonstrate compliance with the budget. 4 r n CITY OF PEARLAND,TEXAS MANAGEMENT'S DISCUSSION AND ANALYSIS Proprietary Funds—The City maintains one type of proprietary fund. Enterprise Funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City uses an Enterprise Fund to account for its Water and Sewer Fund. Proprietary funds provide the same type of information as the, government-wide financial statements, only in more detail. The basic proprietary fund financial statements, which begin on page 34 of this report, provide separate information for the Water and Sewer Enterprise Fund since it is considered to be a major fund of the City. The basic proprietary fund financial statements can be found on pages 24 through 26 of this report. - i Combining Component Unit Financial Statements The City's three discretely presented component units shown in aggregate on the face of the government-wide financial statements have individual information for each of the major discretely presented component units presented in the form of combining statements immediately following the fund financial statements of the primary government. Notes to the Financial Statements — The notes provide additional information that is essential to a full understanding of: the data provided in_ the government-wide and fund financial statements. The notes to the financial statements can be found beginning,on,page 30 of this report. Other Information —In addition to the basic financial statements and accompanying notes, this [I! report also presents other required supplementary information as well as combining and individual fund statements and schedules that further support the information in the financial. statements. This information is presented immediately following the notes to the financial statements beginning on page 59 of this report. Government-wide Financial Analysis As noted earlier, net assets may serve over time as a useful indicator of a government's financial position. In the case of the City, assets exceeded liabilities by $105.5 million at the close of the most recent fiscal year. By far the largest portion of the City's net assets (74 percent) reflects its investment in capital assets (e.g., land, buildings, machinery, and equipment); less any related debt used to acquire [41_, those.assets that is still outstanding. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City's investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets L_ themselves cannot be used to liquidate these liabilities. 5 I CITY OF PEARLAND,TEXAS MANAGEMENT'S DISCUSSION AND ANALYSIS COMPARATIVE SCHEDULE OF NET ASSETS i September 30,2006 and 2005 J Amounts in(000's) Governmental Activities Business-type Activities Totals "", 2006 2005 2006 2005 2006 2005 1 Current and other assets $ 79,129 $ 65,343 $' 21,256 $ 17,835 $ 100,385 $ 83,178 Capital assets 143,139 92,505 100,944 88,846 244,083 181,351 7 Total Assets 222,268 157,848 122,200 106,681 344,468 264,529 I Other liabilities 6,072 8,854 3,166 6,662 9,238 15,516 Long-term liabilities outstanding 174,625 133,263 55,061 46,798 229,686 180,061 i Total Liabilities 180,697 142,117 58,227 53,460 238,924 195,577 7 Net assets: -1 Invested in capital assets, nets of related debt 24,569 3,084 53,144 45,642 77,713 48,726 'l Restricted 8,085 6,862 10,129 7,027 18,214 13,889 j Unrestricted 8,917 5,785 700 552 9,617 6,337 Total Net Assets $ 41,571 $ 15,731 $ 63,973 $ 53,221 $ 105,544 $ 68,952 r9- r-, - An additional portion of the City's net assets (17 percent) represent resources that are subject to external restrictions on how they may be used. The remaining balance of unrestricted net assets (9 7 percent)may be used to meet the government's ongoing obligations to citizens and creditors. j 1 • r-1 J 7 6 7 7 CITY OF PEARLAND, TEXAS 7 MANAGEMENT'S DISCUSSION AND ANALYSIS FCOMPARATIVE SCHEDULE OF CHANGES IN NET ASSETS For the Years Ended September 30,2006 and 2005 ws Amounts in(000's) • Governmental Activities Business-type Activities Totals 2006 2005 2006 2005 2006 2005 Revenues 7 Program revenues: Charges for services $ 14,094 $ 12,309 $ 13,849 $ 11,220 $ 27,943 $ 23,529 Operating grants and contributions 1,426 1,155 474 1,900 1,155 I i Capital grants and . LLL contributions 15,749 1,118 13,434 8,365 29,183 9,483 Property taxes 21,845 19,805 21,845 19,805 7 Sales and use taxes 9,980 8,026 9,980 8,026 Franchise taxes 3,426 3,097 3,426 3,097 Unrestricted investment earnin; 2,991 1,863 682 399 3,673 2,262 7 Other 526 _ 828 526 828 Total Revenues 70,038 48,201 28,439 19,984 98,478 68,185 Expenses . General government $ 13,914 . 8,714 13,914 8,714 r_l Public safety 12,471 11,857 12,471 11,857 Public works 6,562 12,858 6,562 12,858 Community services 2,895 2,939 2,895 2,939 r Parks and recreation 2,952 2,952 Interest on long-term debt 6,559 5,115 6,559 5,115 Business-type activities: Water and sewer 16,533 13,624 16,533 13,624 7Total Expenses 45,352 41,483 16,533 13,624 61,886 55,107 Increase(decrease)in net assets before transfers .24,686 6,718 11,906 6,360 36,592 13,078 Transfers 1,154 359 (1,154) - (359) L: Increase in net assets 25,840 7,077 10,752 6,001 36,592 13,078 Net assets-beginning 15,731 8,654 53,221 47,221 68,952 55,875 7 Netassets-ending $ 41,571 $ 15,731 $ 63,973 $ 53,221 $ 105,544 $ 68,952 cl At the end of the current fiscal year, the City is able to report positive balances in all three 11 categories of net assets, both for the government as a whole, as well as for its separate governmental and business-type activities. 7 7 7 7, L 7 7 CITY OF PEARLAND,TEXAS MANAGEMENT'S DISCUSSION AND ANALYSIS J The most significant changes in net assets occurred with a net increase in net assets invested in j capital, assets net of related debt of $29.0 million as a result of assets received due to the annexation of a municipal utility district and the contribution of capital assets from the City's discretely presented component units. 1 J The remaining increase in the government's net assets of approximately $7.6 million from the occurred in both restricted and unrestricted net assets primarily in governmental activities as discussed below. Governmental activities - Governmental activities increased the City's net assets by $25.8 million, thereby accounting for 71 percent of the total growth in the net assets of the City. Key elements of this increase are as follows: • Program revenues from operating and capital grants increased by $20.0 million from J the prior year. This category of revenues reflects contributions from component units of infrastructure and funds for infrastructure and other projects. • Other significant changes in revenues can be seen in sales and use taxes. This category (primarily sales and hotel occupancy taxes) increased due to the strengthening of the local economy and continued increase in retail establishments within the City. • Transfer in from business-type activities of$1.2 million for discretionary contributions to the governmental debt service and contraction activities accounted another portion of this increase. Expenses and Program Revenues -Governmental Activities $25,000 $20,000 0 Expenses O Program Revenues o $15,000 o $10,000 , ,4. 71ti.;:, r-' $5,000 3 - ,- "c-, sc.:1 '4`•' 0 •0 ri co o4°t�� o��C° sc• r1�o� c,2,& '�°ice scs �o�e G, 'e et,co 0N.0.C\ co mot •\� 7 J 7 J s 7 7 J L CITY OF PEARLAND, TEXAS MANAGEMENT'S DISCUSSION AND ANALYSIS Revenues by Source-Governmental Activities Charges for services 16%- Grants and Other contributions 4% 19% Property taxes \ ' 25% IS' ales and use > taxes �� 25% Franchise taxes 11% Business-type activities - Business-type activities increased the City's net assets by $10.8 million, accounting for 29 percent of the total growth in the government's net assets. Key elements of this increase are as follows. - • Charges for services increased approximately $2.6 million over the prior year primarily L due to an increase in water usage due to lower than average rainfall levels. • Capital grants for infrastructure relating to water and sewer facilities (from impact fees and annexed municipal utility district.assets) amounted to $13.4 million for the year. Expenses and Program Revenues-Business-type Activities $30,000 _ I O Expenses $25,000 ,', 0 Program Revenues . $20,000 - F o $15,000 ' r $s,000s Water and sewer r9 I CITY OF PEARLAND,TEXAS rl MANAGEMENT'S DISCUSSION AND ANALYSIS Revenues by Source-Business-type Activities Charges for services `l 49% Other , 2% r-1 td a°.r pp . . i Grants and contributions 49% Increases in business activity expense for the year of approximately$2.9 million due to major repairs and renovations being completed in the current fiscal year also contributed to the increase. Transfers out to the governmental activities of$1.2 million off set the increase of net assets before transfers of$11.9 million. FINANCIAL ANALYSIS OF THE CITY'S FUNDS As noted earlier,fund accounting is used to demonstrate and ensure compliance with finance-related legal requirements. Governmental Funds-The focus of the City's governmental funds is to provide information of near- 1 term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City's financing requirements, in particular, unreserved fund balance may serve as a useful measure of the City's net resources available for spending at the end of the fiscal year. The City's governmental funds reflect a combined fund balance of$72.2 million. Of this, $10.0 million is unreserved and available for day-to-day operations of the City; $4.7 million is reserved 'l for debt service and the balance is reserved or designated for capital projects and other projects. There was an increase in the combined fund balance of$13.4 million from the prior year. The increase in fund balance includes a$2.4 million increase in fund balance of the general fund as well as an increase in the capital projects fund of approximately $9.4 million due to the proceeds of recent bond issues. With a current year increase of$2.4 million,the General Fund's fund balance totaled $10.6 million at year end. fl 10 1 J 7 CITY OF PEARLAND, TEXAS r7 MANAGEMENT'S DISCUSSION AND ANALYSIS L ' In the Capital Projects Fund, the City spent $36.9 million on various improvement projects. Additionally , the City issued $32.2 million in Permanent Improvement bonds and received contributions from the General Fund and component units totaling$2.6 million leaving an ending fund balance of 7 $53.0 million. Proprietary Funds - As the City's business-type activities contain only one activity (water and sewer services) the City's proprietary funds provide the same type of information found in the p government-wide financial statements. 7 GENERAL FUND BUDGETARY HIGHLIGHTS During the year there was a $1.3 million increase in appropriations between the original and 7final amended budget. The increase in appropriations is attributable to carryover funding from prior year encumbrances and projects budgeted in the previous year but still in progress. Budget estimates for revenues and other sources increased by approximately $3.2 million for the year as well to reflect the increases in revenues (primarily sales tax) to reflect the actual revenues recognized during the year. 7 I_ 1 CAPITAL ASSETS AND DEBT ADMINISTRATION Capital Assets - At the end of fiscal year 2006, the City's governmental activities and business- • type activities had invested $143.1 million and $100.9 million, respectively, .in a variety of capital assets and infrastructure, as reflected in the following schedule. This represents a net decrease of 7 $7.0 million, or seven percent over the end of last fiscal year for the business-type activities capital assets and a change of$50.6 million or 55%for the governmental activities capital assets, Governmental Activities Business-Type Activities Totals 2006 2005 2006 2005 2006 2005 Land $ 3,715 $ 2,717 $ ' 414 $ 368 $ 4,128 $ . 3,085 7 Construction in progress 74,022 45,327 21,083 19,425 95,106 64,752 Infrastructure 44,160 34,583 47,781 57,229 91,941 91,812 Buildings and improvements 17,836 6,418 23,133 22,610 40,969 29,028 Machinery and equipment3,406 3,460 8,532 8,348 11,938 11,808 7 Total Captial Assets $ 143,139 $ 92,505 $ 100,943 $ 107,979 $ 244,082 $ 200,484 7 Construction in progress at year-end represents numerous ongoing projects, the largest of which relate to street and water and Sewer improvement projects. . 7 r 11 P; CITY OF PEARLAND,TEXAS MANAGEMENT'S DISCUSSION AND ANALYSIS Long-Term Debt- At the end of the current fiscal year, the City had total bonds, certificates of fl obligation, notes, and capital leases outstanding of$227.5 million. Of this amount, $90.3 million is composed of general obligation bonds, 96.3 million is composed of certificates of obligation and $40.2 million represents revenue bonds secured solely by specified revenue sources. fl Governmental Activities Business-Type Activities Totals 2006 2005 2006 2005 2006 2005 General obligation bonds $ 90,305 $ 60,175 $ $ $ 90,305 $ 60,175 Revenue bonds - 40,170 32,480 40,170 32,480 Certificates of obligation 81,275 72,390 15,000 15,880 96,275 88,270 Capital leases payable 309 396 309 396 Compenated absences 3,099 3,315 418 415 3,517 3,730 $ 171,889 $ 136,276 $ 55,588 $ 48,775 $ 227,477 $ 185,051 The City had multiple debt issuances during the year involving general obligation refunding bonds, and certificates of obligation. The net effect of these issuances and the debt retired during the year n was an increase in total debt of$42.4 million or 22.9 percent. Current ratings on debt issues are as follows: Mnntiv'c Investors Standard and Service Poors f1 General obligation bonds Al A+ • Revenue bonds A2 A In fiscal year 2006, the City received a ratings upgrade from Moody's Investor Service for its water and sewer revenue bonds, from an A3 to an A2. fl All of the City's bond issues have been successful in qualifying for bond insurance resulting in ratings of "Aaa", "AAA" and "AAA" ratings from Moody's, Standard & Poors and Fitch, respectively. f, Both the Pearland Economic Development Corporation (PEDC) and the Development Authority of Pearland (DAP), component units of the City, have issued debt. The PEDC bonds are rated "A2" and "A" from Moody's and Standard & Poors, respectively. The DAP bonds are rated BBB by Standard and Poors. Their bonds have also qualified for bond insurance. Therefore, the PEDC and DAP bonds are rated "Aaa" and "AAA"by Moody's and Standard & Poors, respectively. n 12 f . CITY OF PEARLAND,TEXAS rimy MANAGEMENT'S DISCUSSION AND ANALYSIS ECONOMIC FACTORS AND NEXT YEAR'S BUDGET AND RATES A primary factor in the 2007 budget is how the overall economy affects the City of Pearland's growth. Pearland continues to be one of the fastest growing cities in the Houston area. Developments, such as, Shadow Creek Ranch, the Lakes at Highland Glen and Southern Trials have all contributed to this growth. New single family housing starts totaled 2,312 for 2006 and construction value was $438 million. This continued growth creates the need to expand services and provide infrastructure. The Pearland City Council approved a $39.7 million General Fund budget for fiscal year 2006 El 2007. This is a 4.5% increase over the 2005 — 2006 adopted budget. This increase includes 23 full-time employees to provide for base services, keep up with growth, and to serve the anticipated annexation of Brazoria County MUD#1. The budget incorporates a tax rate reduction of 3.22%to $0.6527 per$100 of valuation. In the budgetary process, water and sewer revenues were anticipated to increase 25% through rate and volume increases. l ' REQUESTS FOR INFORMATION The financial report is designed to provide our citizens, customers, investors and creditors with a L general overview of City's finances. If you have questions about this report or need any additional financial information, contact Claire Manthei, Director of Finance, at 3519 Liberty Drive, Pearland, Texas 77581, or call (281) 652-1600. For general information, visit the City's website at www.cityofpearland.com. • L_ 0 L L 13 f � L fl "1 fl 7 (this page intentionally left blank.) 7 J 14 7 BASIC FINANCIAL STATEMENTS 15 L.� ElII CITY OF PEARLAND, TEXAS STATEMENT OF NET ASSETS September 30,2006 -44 Primary Government Discretely Presented Governmental Business-type Component l Activities Activities Total Units ASSETS Cash and Equivalents $ 49,1-82,583 - $ -43,622 $ 49,226,205 $ 6,389,549 Investments 24,024,670 24,024,670 3,448,107 [ Receivables,net of allowance for uncollectibles 5,837,850 1,808,617 7,646,467 864,825 Inventories 54,908 54,908 7 Prepaid items 28,925 28,925 Restricted cash and investments 19,403,861 19,403,861 13,014,729 Capital Assets El, Capital assets not subject to depreciation 77,737,014 21,497,128 99,234,142 Capital assets,net of accumulated - depreciation 65,402,066 79,446,744 144,848,810 L Total Capital Assets 143,139,080 100,943,872 244,082,952 Total Assets 222,268,016 122,199,972 344,467,988 23,717,210 LIABILITIES Accounts payable and accrued liabilities _ 4,563,958 1,446,352 6,010,310 98,167 Accrued interest 625,110 187,814 812,924 89,265 Unearned revenues 650,530 20,802 671,332 7 Customer deposits 232,450 1,511,380 1,743,830 Long-term liabilities Due within one year 3,157,943 2,100,030 5,257,973 1,960,000 El Due in more than one year 171,467,499 52,961,000 224,428,499 38,749,728 Total liabilities 180,697,490 58,227,378 238,924,868 40,897,160 7 NET ASSETS LiInvested in capital assets,net of related - debt 24,569,259 53,143,735 77,712,994 Restricted for: L Debt Service 4,063,04.1 352,738 4,415,779 2,174,602 Other projects 4,021,258 9,776,345 13,797,603 Unrestricted 8,916,96E 699,776 9,616,744 (19,354,552) Total net assets $ 41,570,526 $ 63,972,594 '$ 105,543,120 $ (17,179,950) See Notes to Financial Statements. F , L 7 71 17 L 7 L 7 CITY OF PEARLAND,TEXAS 1 i Statement of Activities For the Year Ended September 30,2006 7 Program Revenue Operating Capital Grants r Charges for Grants and and 7 Functions/Programs Expenses Services Contributions Contributions Primary government Governmental Activities 7 General government $ 13,913,528 $ $ 1,239,521 $ Public safety 12,471,207 2,627,073 111,239 Public works 6,561,555 4,331,168 15,742,684 7 Community services 2,894,851 6,311,659 55,002 Parks and recreation 2,952,329 824,518 20,674 6,000 Interest on long-term debt 6,558,908 7 Total governmental activities 45,352,378 14,094,418 1,426,436 15,748,684 .' Business-type activities: Water and sewer 16,532,722 13,849,201 473,947 13,433,840 Total business-type activities 16,532,722 13,849,201 473,947 13,433,840 Total primary government $ 61,885,100 $ 27,943,619 $ 1,900,383 $ 29,182,524 7 Component Units J Pearland Economic Development Corporation $ 8,910,132 $ $ $ 'I • TIRZ Developments 1,421,796 Development Authority of Pearland 9,250,386 Total component units $ 19,582,314 $ $ $ - General revenues: 1 Taxes: Property taxes Sales and use taxes Franchise taxes Unrestricted investment earnings r-- Miscellaneous Transfers Total general revenues and transfers 7 Change in net assets Net assets-beginning Net assets-endingri J See Notes to Financial Statements. r— 18 ri J 7 1 7 I El Net(Expense)Revenue and Changes in Net Assets Primary Government [1, Governmental Business-type Component Activities Activities Total Units 7 $ (12,674,007) $ $ (12,674,007) (9,732,895) (9,732,895) '1 13,512,297 13,512,297 3,471,810 3,471,810 (2,101,137) (2,101,137) Ei (6,558,908) (6,558,908) (14,082,840) (14,082,840) El 11,224,266 11,224,266 11,224,266 11,224,266 �, (14,082,840) 11,224,266 (2,858,574) L� [4_1 $ (8,910,132) (1,421,796) 74' (9,250,386) (19,582,314) mil 21,845,231 21,845,231 5,354,319 r..7 9,979,706 9,979,706 4,821,342 . 3,426,352 3,426,352 2,991,139 681,249 3,672,388 739,368 7 526,111 526,111 1,153,720 (1,153,720) 39,922,259 (472,471) 39,449,788 10,915,029 25,839,419 10,751,795 36,591,214 (8,667,285) 15,731,107 53,220,799 68,951,906 (8,512,665) $ 41,570,526 $ 63,972,594 $ 105,543,120 $ (17,179,950) .111 7 i 19 7 7 CITY OF PEARLAND,TEXAS BALANCE SHEET GOVERNMENTAL FUNDS September 30,2006 11 Other Total Capital Governmental Governmental General Fund Debt Service Projects Fund Funds Funds ASSETS Cash and cash equivalents $ 2,269,889 $ 2,640,419 $ 40,528,127 $ 3,744,148 $ 49,182,583 Investments 6,502,990 2,007,852 15,364,939 148,889 24,024,670 Receivables,net of allowance for uncollectibles 4,541,115 467,851 659,841 169,043 5,837,850 Inventories 54,908 54,908 Prepaid expenses 28,925 28,925 Total assets $ 13,397,827 $ 5,116,122 $ 56,552,907 $ 4,062,080 $ 79,128,936 7 LIABILTTIES AND FUND BALANCES Liabilities: Accounts payable $ 759,615 $ $ 3,051,161 $ 11,617 $ 3,822,393 Accrued expenditures 726,297 29,851 15,267 771,415 Deposits 232,450 232,450 Deferred revenue 1,082,096 427,970 530,000 29,205 2,069,2717 Total liabilities 2,800,458 457,821 3,596,428 40,822 6,895,529 Fund balances: Reserved for: 1.1 Inventories 54,908 54,908 Encumbrances 552,256 552,2561-1 Prepaid expenses 28,925 28,925 Debt service 4,658,301 4,658,301 Unreserved,reported in ,� General fund 9,961,280 9,961,280 Special revenue funds 3,215,232 3,215,232 Capital projects funds 52,956,479 806,026 53,762,505 Total fund balances 10,597,369 4,658,301 52,956,479 4,021,258 72,233,407 7 Total liabilities and fund balances $ 13,397,827 $ 5,116,122 $ 56,552,907 $ 4,062,080 $ 79,128,936 7 See Notes to Financial Statements. 1 1 20 -, L CITY OF PEARLAND,TEXAS RECONCILIATION OF THE GOVERNMENTAL FUNDS BALANCE SHEET TO THE STATEMENT OF NET ASSETS September 30,2006 Total fund balance,governmental funds $ 72,233,407 Amounts reported for governmental activities in the Statement of Net Assets are different because: _ Capital assets used in governmental activities are not current financial resources and therefore are not reported in this fund financial statement,but are reported in the governmental activities of the Statement of Net Assets. 143,139,080 Certain other long-term assets are not available to pay current period expenditures and therefore are not reported,in this fund financial statement,but are reported in the governmental activities of the Statement of Net Assets. 1,418,741 Some liabilities,(such as Capital Lease Contract Payable,Long-term Compensated Absences, and Bonds Payable),are not due and payable in the current period and are not included in the fund financial statement,but are included in the governmental activities of the Statement of Net Assets. Bonds and capital leases payable ., 171,526,300) Compensated absences (3,099,142) Accrued interest not reflected in Governmental funds (595,260) �*q Net Assets of Governmental Activities in the Statement of Net Assets 41,570,526 See Notes to Financial Statements. 21. 7 1 CITY OF PEARLAND,TEXAS j STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS 7 For the Year Ended September 30,2006 J Other Total Capital Governmental Governmental 7 General Fund Debt Service Projects Fund Funds Funds i REVENUES Property taxes $ 11,413,806 $ 10,736,081 $ $ $ 22,149,887 Sales and use taxes 9,712,118 267,588 9,979,706 Franchise fees 3,426,352 3,426,352 Licenses and permits 4,066,914 4,066,914 Fines and forfeitures 1,934,882 102,708 2,037,590 rl Charges for services 8,734,090 8,734,090 J Investment earnings 516,775 142,407 2,235,649 96,308 2,991,139 Intergovernmental 448,502 291,786 6,994,659 117,239 7,852,186 ri Other 252,704 1,157,710 333,596 1,744,010 i Total revenues 40,506,143 11,170,274 10,388,018 917,439 62,981,874 - EXPENDITURES '1 Current: J General government 6,284,996 96,248 6,381,244 Public safety 12,685,081 184,516 12,869,597 7Public works 9,727,972 9,727,972 7 Community services 2,739,532 31,256 2,770,788 Parks and recreation 4,308,250 66,548 4,374,798 Debt Service: 7 Principal 3,429,108 3,429,108 Interest and other charges 6,546,227 6,546,227 Bond issuance costs 224,849 224,849 . j Capital outlay 36,706,096 36,706,096 Intergovernmental 1,683,678 1,683,678 Total Expenditures 35,745,831 11,659,013 36,930,945 378,568 84,714,357 Excess(deficiency)of revenues over 7 expenditures 4,760,312 (488,739) (26,542,927) 538,871 (21,732,483) J OTHER FINANCING SOURCES (USES) 1 General obligation debt issued 8,000,000 33,865,000 41,865,000 J Premium on general obligation debt 4,141 89,403 93,544 7 Payments to refunded bond escrow agent (8,004,139) (8,004,139) j Transfers in 1,655,653 1,291,909 2,589,500 314,519 5,851,581 Transfers out (4,021,367) (589,828) (86,666) (4,697,861) 1 Total other financing sources and uses (2,365,714) 1,291,911 35,954,075 227,853 35,108,125 Net change in fund balances 2,394,598 803,172 9,411,148 766,724 13,375,642 7 Fund balances-beginning 8,202,771 3,855,129 43,545,331 3,254,534 58,857,765 Fund balances-ending $ 10,597,369 $ 4,658,301 $ 52,956,479 $ 4,021,258 $ 72,233,407 n See Notes to Financial Statements. J 22 J 1 1 CITY OF PEARLAND,TEXAS ' RECONCILIATION OF THE STATEMENT OF REVENUES,EXPENDITURES,AND CHANGES IN - FUND BALANCES OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES • For the Year Ended September 30,2006 Net change in fund balances-total governmental funds: $ 13,375,642 Amounts reported for Governmental Activities in the Statement of Activities are different because: ' Governmental funds report outlays for capital assets as expenditures because such outlays use current financial resources. In contrast, the Statement of Activities reports only a portion of the outlay as expense. The outlay is allocated over the assets'estimated useful lives as depreciation expense for the period. This is the amount by which capital outlays$45,438,872 exceeded depreciation$2,904,946 in the current period. 42,533,926 Capital Assets contributed by discretely presented component units that do not represent current assets and are not reflected in the governmental fund financial statements. 8,100,000 Governmental funds do not present revenues that are not available to pay current obligations. In -• contrast,such revenues are reported in the Statement of Activities when earned. • 246,261 Governmental funds report bond proceeds as current financial resources.In contrast,the Statement of Activities treats such issuance of debt as a liability. Governmental funds report repayment of bond principal as an expenditure,In contrast,the Statement of Activities treats such repayments as a reduction in long-term liabilities.This is the amount by which proceeds exceeded repayments. (38,344,382) Some expenses reported in the statement of activities do not require the use of current financial resources and these are not reported as expenditures in governmental funds: Accrued interest not reflected in Governmental funds (72,028) Change in net assets of governmental activities $ 25,839,419 I"a { See Notes to Financial Statements. 7 23 i_. CITY OF PEARLAND,TEXAS STATEMENT OF NET ASSETS PROPRIETARY FUNDS September 30,2006 Business-type Activities- Enterprise Fund ", Water and Sewer Fund ASSETS Current assets: Cash and cash equivalents $ 43,622 Accounts Receivable,net of allowance for doubtful accounts 1,808,617 Restricted cash and cash equivalents 17,783,400 Restricted investments 1,620,461 Total current assets 21,256,100 Non-current assets: Capital Assets: Land and improvements 413,699 Construction in progress 21,083,429 Infrastructure 72,594,008 Buildings 23,132,786 Machinery and equipment 8,532,461 Less Accumulated depreciation (24,812,511) Total non-current assets 100,943,872 Total assets 122,199,972 LIABILITIES Current Liabilities: ^� Accounts payable and accrued expenses 1,446,352 Accrued interest payable 187,814 Customer deposits 1,511,380 Deferred revenue 20,802 Compensated absences-current portion 60,030 Bonds and certificates of obligation payable-current portion 2,040,000 Total current liabilities 5,266,378 fl Non-current liabilities: Compensated absences 358,613 Bonds and certificates of obligation payable 52,602,387 f1 Total non-current liabilities 52,961,000 Total liabilities 58,227,378 NET ASSETS Invested in capital assets,net of related debt 53,143,735 Restricted for debt service 352,738 r t i Restricted for capital projects 9,776,345 j Unrestricted 699,776 Total net assets $ 63,972,594 See Notes to Financial Statements. 24 CITY OF PEARLAND,TEXAS STATEMENT OF REVENUES,EXPENSES AND CHANGES IN FUND NET ASSETS PROPRIETARY FUNDS 7; For the Year Ended September 30,2006 Business-type Activities- Enterprise Fund Water and Sewer Fund REVENUES Charges for services $ 13,849,201 OPERATING EXPENSES Personal services 3,216,442 Supplies and materials 3,479,851 Contractual services 3,008,513 Repairs and maintenance 1,455,889 Other expenses 67,096 Depreciation 3,064,550 rex Total Operating Expenses 14,292,341 Operating income(loss) (443,140) NON-OPERATING REVENUES(EXPENSES) • Earnings on investments 681,249 L Operating grants and contributions - 473,947 Interest expense (2,240,380) !• Total non-operating revenue(expenses) (1,085,185) Income(loss)before contributions and transfers (1,528,325) Capital contributions 13,433,840 Transfers in 159,001 Transfers out (1,312,721) Change in net assets 10,751,795 Total net assets-beginning as restated 53,220,799 Total net assets-ending $ 63,972,594 See Notes to Financial Statements. 25 I CITY OF PEARLAND,TEXAS STATEMENT OF CASH FLOWS PROPRIETARY FUNDS For the Year Ended September 30,2006 Business-type Activities- Enterprise Funds Water and Sewer Fund CASH FLOWS FROM OPERATING ACTIVITIES: Receipts from customers and users $ 14,584,942 Disbursed for personnel services (3,273,604) Disbursed for goods and services (8,072,531) Net cash provided(used)by operating activities 3,238,807 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Transfers from other funds 159,001 Transfers to other funds (1,312,721) 1 Operating grants and contributions 473,947 Net cash provided by(used by)noncapital financing activities (679,773) j CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Proceeds from the sale of equipment Capital grants and:contributions 8,731,013 Proceeds from the sale of bonds 14,166,547 Principal payments on debt (7,035,000) Issuance costs (596,956) j Acquisition and construction of capital assets (11,669,778) Net cash used by capital and related financing activities 3,595,826 CASH FLOWS FROM INVESTING ACTIVITIES y • Purchase of investments (1,620,461) Interest received 681,249 Interest paid (2,330,024) Net cash provided by(used by)investing activities (3,269,236) Net decrease in cash and equivalents 2,885,624 Cash and equivalents,beginning of year 14,941,398 Cash and equivalents,at end of year $ 17,827,022 Unrestricted cash and equivalents 43,622 Restricted cash and equivalents 17,783,400 $ 17,827,022 See Notes to Financial Statements. 26 1 p Business-type Activities- Enterprise Funds Water and Sewer Fund • Reconciliation of operating income to net cash provided by 1411 operating activities Operating income(loss) $ (443,140) Adjustments to reconcile operating income to net cash provided by operating activities: - �.' Depreciation 3,064,550 (Increase)decrease in accounts receivable 463,692 Increase(decrease)in accounts payable (61,182). Increase(decrease)in salaries payable (57,162) Increase(decrease)in customer deposits 257,610 Imo, Increase(decrease)in deferred revenue 14,439 Net cash provided by operating activities $ 3,238,807 �I rui f L11 p L ' II f I 27 p J CITY OF PEARLAND, TEXAS DISCRETELY PRESENTED COMPONENT UNITS-GOVERNMENTAL ACTIVITIES COMBINING STATEMENT OF NET ASSETS September 30,2006 r-1 Pearland Economic Development • Development TIRZ Authority of Total Component Corporation Developments Pearland Units 'j ASSETS j Cash and equivalents $ 3,239,475 $ 3,129,862 $ 20,212 $ 6,389,549 Investments 3,448,107 3,448,107 Receivables-less allowance for uncollectibles 864,825 864,825 Restricted cash • 10,840,127 2,174,602 13,014,729 fl Total assets 18,392,534 3,129,862 2,194,814 23,717,210 j LIABILITIES �—y Accounts payable and accrued expenses 26,768 54,573 16,826 98,167 Accrued interest 89,265 89,265 -I Non-current liabilities: j Due within one year 405,000 1,555,000 1,960,000 Due in more than one year 19,742,117 19,007,611 38,749,728 Total liabilities 20,263,150 54,573 20,579,437 40,897,160• fl NET ASSETS Restricted-debt service 2,174,602 2,174,602 Unrestricted (1,870,616) 3,075,289 (20,559,225) (19,354,552) Total net assets $ (1,870,616) $ 3,075,289 $ (18,384,623) $ (17,179,950) fl See Note to Financial Statements. Fl Fl i ri r1 I� J 28 1 J r-- p • I CITY OF PEARLAND,TEXAS - DISCRETELY PRESENTED COMPONENT UNITS-GOVERNMENTAL ACTIVITIES COMBINING STATEMENT OF ACTIVITIES �+q For the year ended September 30,2006 Net(Expense)and Changes in Net Assets 1 - Pearland' Economic Development Development TIRZ Authority of - Functions/Programs Component Unit Expenses Corporation Developments Pearland Totals r Pearland Economic Development Corporation $ 8,910,132 $ (8,910,132) $ $ $ (8,910,132) I ! TIRZ Developments. 1,421,796 (1,421,796) (1,421,796) Development Authority of Pearland 9,250,386 (9,250,386) (9,250,386) �! $ 19,582,314 (8,910,132) (1,421,796) (9,250,386) (19,582,314) General revenues: Taxes: Property taxes 5,354,319 5,354,319 Sales and use tax 4,821,342 4,821,342 Unrestricted investment earnings 582,217 71559 85,592 739,368 Transfers (2,151,892) 2,151,892 Total general revenues 5,403,559 3,273,986 2,237,484 10,915,029 Change in net assets (3,506,573) 1,852,190 (7,012,902) (8,667,285) Net assets,beginning 1,635,957 1,223,099 (11,371,721) (8,512,665) Net assets,ending $ (1,870,616) $ 3,075,289. $ (18,384,623) $ (17,179,950) See Note to Financial Statements. _ [1 L_I • 29 E CITY PEARLAND,TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 1-SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The City of Pearland, Texas, (the "City") was incorporated in December 1959, and adopted a "Home Rule Charter"February 6, 1971.The Charter,as amended,provides for a Council-Manager form of government and provides services authorized by its charter. Presently, these services include police and emergency medical, water and sewer services, drainage, sanitation, building and code inspection, planning, zoning, engineering, street repair and maintenance,park maintenance,recreational activities for citizens,and general administrative services.Fire protection is provided through a volunteer department.The City is governed by an elected mayor and five-member Council. The Mayor and all members are elected at large. The Mayor is allowed to vote only in case of a tie vote. The Mayor and each Council member hold office for a period of three years and until his/her successor is elected and qualified. Council members shall be limited to two full consecutive terms of office and there is no limitation on the office of the Mayor. The City Manager is appointed by Council and is responsible for implementation of Council policy,execution of the laws,and all day-to-day operations of the City. A. Financial Reporting Entity The City is an independent political subdivision of the State of Texas governed by an elected council and a mayor and is considered a primary government. As required by accounting principles �--t generally accepted in the United States of America, these financial statements have been prepared based on considerations regarding the potential for inclusion of component units, which are other entities or organizations that are financially accountable to the City.Discretely presented component units, are reported in a separate column in the government-wide statements to emphasize that they are legally separate from the primary government.Based on these considerations,the City's financial statements include the following discretely presented component units: the Pearland Economic Development Corporation (PEDC); the Tax Increment Reinvestment Zone (TIRZ #2); and the Development Authority of Pearland. No other entities have been included in the City's reporting entity. Additionally, as the City is considered a primary government for financial reporting purposes, its activities are not considered a part of any other governmental or other type of reporting entity. Considerations regarding the potential for inclusion of other entities, organizations, or functions in the City's financial reporting entity are based on criteria prescribed by generally accepted accounting principles. These same criteria are evaluated in considering whether the City is a part of any other governmental or other type of reporting entity. The overriding elements associated with prescribed criteria considered in determining that the City's financial reporting entity status is that of a primary government are:that it has a separately elected Governing body; it is legally separate;and _ it is fiscally independent of other state and local governments. Additionally prescribed criteria under generally accepted accounting principles include: considerations pertaining to organizations for which the primary government is financially accountable; and considerations pertaining to other fl organizations for which the nature and significance of their relationship with the primary government are such that exclusion would cause the reporting entity's financial statements to be misleading or incomplete. The component units discussed below are included in the City's n reporting entity because of the significance of their operational or financial relationships with the City. P-, 30 r-, CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES(continued) A. Financial Reporting Entity(continued) Discretely Presented Component Units: Pearland Economic Development Corporation(PEDC) 1 In 1995,the citizens of Pearland established the Pearland Economic Development Corporation (PEDC)to help the citizens and public officials,of Pearland attract new businesses and existing businesses to expand. The mechanism to fund the operations of the corporations is through a sale tax levy at a rate of one-half of one percent(1/2%). The PEDC is fiscally dependent upon the primary government because, besides appointing the Board, the City Council also must approve the PEDC's budget and any debt issuances. Tax Increment Reinvestment Zone(TIRZ#2) In 1998, the Tax Increment Reinvestment Zone (TIRZ #2) was established for a period of 30 years or until dissolved by the City. The TIRZ#2 provides tax assisted property development and/or redevelopment in specific geographic areas. iri accordance with applicable state laws. Besides appointing Board members, the City Council must also approve any debt issuances done on behalf of the TIRZ. Development Authority of Pearland In 2004, the City created the Development Authority of Pearland to provide financing for the development of the TIRZ #2. Proceeds from bond sales are to be used to reimburse developers and fund a debt service reserve.Besides appointing Board members,the City Council must also approve any debt issuances done on behalf of the TIRZ. B. Government-wide and Fund Financial Statements The government-wide financial statements (i.e., the Statement of Net Assets and the Statement of Changes in Net Assets) report information about the City as a whole. These statements include all ' activities of the primary government and its component units. For the most part, the effect of interfund activity has been eliminated from the government-wide statements. Exceptions to this general rule are charges between the City's business-type and governmental funds. Elimination of these charges would distort the direct. costs and program revenues reported for the various functions concerned. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment is offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment.Program revenues include 1)charges to customers or applicants who purchase, use or directly benefit from goods, services, or privileges provided by_a given function or segment and 2)grants and contributions that are restricted to meeting the operational or capital requirements of a particular function'or segment. Taxes and other items not properly included among program revenues are reported instead as general revenues. 31 CITY PEARLAND,TEXAS NOTES TO FINANCIAL STATEMENTS r`1 NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) C.Measurement Focus,Basis of Accounting and Financial Statement Presentation The government-wide financial statements and all proprietary funds are reported using the economic resources measurement focus and the accrual basis of accounting. Revenues are recognized when earned and expenses are recorded when a liability is incurred, regardless of the timing of the related cash flows. With this measurement focus, all assets and all liabilities associated with the operations of these activities are included on the statements of net assets. Proprietary fund equity consists of retained earnings. Proprietary fund-type operating statements present increases (i.e., revenues) and decreases (i.e., expenses) in net total assets. Furniture and equipment capitalized in the Proprietary Fund Types are valued at cost. The governmental fund fmancial statements are presented on a current financial resources measurement focus and modified accrual basis of accounting. This is the manner in which these funds are normally budgeted. Revenues are recognized as soon as they are both measurable and available. Measurable means that the amount of the transaction can be determined and available means collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the City considers revenues to be available if they are collected within 60 4--s days of the end of the current fiscal period.Revenues susceptible to accrual include property taxes, sales and use taxes, franchise fees, charges for services and interest on temporary investments. Other receipts become measurable and available when cash is received by the government and are recognized as revenue at that time. Under modified accrual accounting, expenditures are recognized in the accounting period in which the liability is incurred, if measurable, except for interest on general long-term debt, which is recognized when due. Since the governmental fund statements are presented on a different measurement focus and basis of accounting than the government-wide statements' governmental column, a reconciliation is presented which briefly explains the adjustments necessary to reconcile fund-based financial statements with the governmental column of the government-wide presentation. In the fund financial statements,the accounts of the City are organized on the basis of funds,each of 'l which is considered a separate accounting entity.The operations of each fund are accounted for with a separate set of self-balancing accounts that comprise its assets, liabilities, fund equity, revenues, and expenditures or expenses,as appropriate.Following is a description of the various funds: Governmental funds are those funds through which most governmental functions are typically financed.The City reports the following major governmental funds: The General Fund is used to account for all financial transactions not properly includable in other funds. The principal sources of revenues include local property taxes, sales and franchise taxes, licenses and permits, fines and forfeitures, and charges for services. f Expenditures include general government, administrative services, public works, parks and recreation,community development,and public safety. 32 fl fl CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS lV NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES(continued) 741 C.Measurement Focus,Basis of Accounting and Financial Statement Presentation(continued) The Debt Service Fund is used to account for the payment of interest and principal on all "+ general obligation bonds and other governmental long-term debt of the City. The primary l source of revenue for debt service_is local property taxes. The Debt Service Fund is considered a major fund for reporting purposes. The Capital Projects Fund is used to account for the expenditures of resources accumulated from sales tax revenues and the sale of bonds and related interest earnings for capital improvement projects. The Capital Projects Fund is considered a major fund for reporting purposes. The City's Business type activities consist of the following funds: 74,1 The Enterprise Funds are used to account for the operations that provide water and sewer utility services to the public. The services are financed and operated in a manner similar to private business enterprises where the intent of the governing body is that the costs (expenses including depreciation) of providing goods or services to the general public on a L` continuing basis will be financed or recovered primarily through user charges. Private-sector standards of accounting and financial reporting issued prior to December 1, 1989, 1 generally are followed to the extent that those standards do not conflict with or contradict guidance of the Governmental Accounting Standards Board. Governments also have the option of following subsequent private-sector guidance for their business-type activities and enterprise funds, L i subject to this same limitation. All assets, liabilities,:equities, revenues, expenses and transfers relating to the government's business activities are accounted for through proprietary,funds. The measurement focus is on determination of net income, financial position and cash flows. Operating revenues include charges for services. Operating expenses include costs of materials, contracts, personnel and depreciation. In accordance with GASB Statement No. 20, the City has elected to follow GASB statements issued after November 30, 1989, rather than the Financial Accounting Standards Board,in accounting for enterprise funds. As a general rule, the effect of interfund activity has been eliminated from the government-wide financial statements. Exceptions to this general rule are charges between the City's water and sewer function and various other functions of the government. Elimination of these charges would distort the direct costs and program revenue reported for the various functions concerned. Amounts reported as program revenues include: 1)charges to.customers or applicants for goods, tservices, or privileges provided 2) operating grants and contributions, and 3) capital grants and contributions, including special assessments. Internally dedicated resources are reported as general revenues rather than as program revenue.Likewise,general revenue includes all taxes. 33 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS n NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) C.Measurement Focus,Basis of Accounting and Financial Statement Presentation(continued) Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating fl revenues of the City's Enterprise Fund are charges to customers for sales and services. Operating expenses for Enterprise Funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenue and expenses not meeting this definition are reported as "^ nonoperating revenue and expense. J D. Encumbrances �- Encumbrance accounting, under which purchase orders, contracts, and other commitments for the expenditure of funds are recorded in order to reserve that portion of the applicable appropriation, is employed in the governmental funds. Open encumbrances are reported as reservations of fund `l balances since they do not constitute expenditures or liabilities. Encumbrances outstanding at year- end are appropriately provided for in the subsequent year's budget. E. Cash and Cash Equivalents The City's cash and cash equivalents are considered to be cash on hand,demand deposits,and short- term investments with original maturities of three months or less from the date of acquisition. For the purpose of the statement of cash flows, the Proprietary Fund Types consider temporary - investments with maturity of three months or less when purchased to be cash equivalents. The City pools cash resources of its various funds to facilitate the management of cash. Cash j applicable to a particular fund is readily identifiable. The balance in the pooled cash accounts is available to meet current operating requirements. Cash in excess of current requirements is invested ,.� in various interest-bearing accounts and securities and disclosed as part of the City's investments. J The City pools excess cash of the various individual funds to purchase these investments. These pooled investments are reported in the combined balance sheet as Investments in each fund based on n each fund's share of the pooled investments.Interest income is allocated to each respective individual fund,monthly,based on their respective share of investments in the pooled investments. F. Investments I Investments consist of United States (US) Government Agency securities. The City reports all investments at fair value based on quoted market prices at year-end date. G. Receivables All receivables are reported at their gross value and, where appropriate, are reduced by the estimated portion that is expected to be uncollectible. Trade accounts receivable in excess of 180 days comprise the trade accounts receivable allowance for uncollectibles. 34 • p CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES(continued) H. Due to and Due from Other Funds L I Interfund receivables and payables arise from interfund transactions and are recorded by all funds affected in the period in which the transactions are executed. These receivables and payables are classified as "due from other funds" or "due to other funds" or "due from component unit/primary government" or "due to component unit/primary government" if the transactions are between the primary government and its component unit. Interfund receivables and payables which are not expected to be paid within 12 months are classified as loans from/loans to other funds, component units,or primary government. I. Inventories and Prepaid Items • Inventory,which consists of fuel and auto parts for use in the City's vehicles, is stated at cost(first- in, first-out method). Expenditures are recognized as the fuel and auto parts are consumed rather when purchased. J. Restricted Assets Certain proceeds of the Enterprise Fund and Economic Development Corporation revenue bonds and certain resources set aside for their repayment are classified as restricted assets on the balance sheet because their use is limited by applicable bond covenants. Certain resources are also set aside for repayment of Development Authority bonds and are reported as restricted assets. K.Capital Assets Capital assets which include property, plant, equipment and infrastructure, are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. The City defines capital assets as assets with an initial; individual cost of more than f'{ $1,000 and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at estimated fair market value at the date of donation. The costs of normal maintenance and repairs that do not ad to the value of the asset or materially extend assets' lives are not capitalized. The City has elected to delay implementation of the requirements of GASB Statement No. 34 related to infrastructure (roads, sidewalks, etc.) assets acquired prior to October 1, 2002. The City has implemented the general provisions of GASB Statement No.34 and will complete the implementation of the retroactive provisions for infrastructure no later than September 30,2007. p _ • 35 fl i j CITY PEARLAND,TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) J K. Capital Assets(continued) I Property, plant, and equipment are depreciated using the straight-line method over the following useful lives: Estimated Asset Description Useful Life Buildings and improvements 20-45 Machinery and equipment 5-15 Infrastructure 40-50 L. Compensated Absences It is the City's policy to permit employees to accumulate earned but unused vacation, sick and holiday pay benefits. Employees hired prior to October 1, 2005 earn vacation leave at the rate of 15 days per year from 1 to 15 years of service,20 days per year for service of 16 to 19 years, and 25 days per year for service of 20 years or more. Employees, who are not classified and are hired after October 1, 2005, earn _ vacation at a rate of 10 days per year from 1-6 years of service, 15 days per year for 7-15 years of service and 20 days for over 16 years of service. Effective October 1,2005,employees are no longer able to carry over unused vacation from one year to the next with the exception of police department personnel in classified positions Employees are required to use their vacation in the year it is earned. Employees who are unable to use their vacation due to departmental scheduling or staffing problems, may,with the City Manager's approval,receive compensation for half of the remaining balance up to a maximum of forty(40)hours. City employees receive 11 paid holidays per year. Employees may be paid or may elect to receive compensatory time off for the holiday.Overtime is earned at one and one-half times the regular rate of pay.Employees may be paid or receive compensatory time.The maximum accrual for overtime is 160 hours,except for employees involved in public safety,who can accrue up to 320 hours. All sick leave benefits are accumulated and paid to employees upon separation from the City. Vacation, sick and holiday pay benefits are accrued when incurred in the government-wide and proprietary fund financial statements.A liability for these amounts is reported in governmental funds only if they have matured,for example,as a result of employee resignations and retirements. M. Estimates The preparation of financial statements, in conformity with generally accepted accounting principles, requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of financial statements and the reported amounts of revenues and expenditures during the reporting period. Actual results r_, could differ from those estimates. 1 36 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 2—DEPOSITS(CASH)AND INVESTMENTS Authorization for Deposits and Investments The Texas Public Funds Investment Act (PFIA), as prescribed in Chapter 2256 of the Texas Government Code,regulates deposits and investment transactions of the City. L In accordance with applicable statutes, the City has a depository contract with an area bank (depository) providing for interest rates to be earned on deposited funds and for banking charges 144 the City incurs for banking services received. The City may place funds with the depository in interest and non-interest bearing accounts. State law provides that collateral pledged as security L for bank deposits must have a market value of not less than the amount of the deposits and must consist of:.(1) obligations of the United States or its agencies and instrumentalities; (2) direct obligations of the State of Texas or its agencies; (3) other obligations, the principal and interest on which are unconditionally guaranteed or insured by the State of Texas; and/or (4) obligations of states, agencies, counties, cities,and other political subdivisions of any state having been rated as to investment quality by a nationally recognized investment rating firm and having received a rating of not less than A or its equivalent. City policy requires the collateralization level to be at least 102% of market value of principal and.accrued interest. .i The Council has adopted a written investment policy regarding the investment of City funds as required by the Public Funds Investment Act (Chapter 2256, Texas Government Code). The investments of the City are in compliance with the City's investment policy. The City's investment policy is more restrictive than the PFIA requires. It is the City's policy to restrict its L: direct investments to obligations of the U.S. Government or U.S. Government Agencies, fully collateralized certificates of deposit, banker's acceptances, mutual funds, repurchase agreements fin and local government investment pools. The maximum maturity allowed is three years from date I of purchase. The City's investment policy does not allow investments in collateralized mortgage L . obligations. Deposit and Investment Amounts The City's cash and investments are classified as: cash and cash equivalents, investments, and restricted cash and investments. The cash and cash equivalents include cash on hand, deposits with financial institutions, and short-term investments, which have maturities at purchase of less than three months, consist mainly of certificates of deposit. The restricted cash and investments are assets restricted for specific use. The restricted cash and investments include cash on deposit with financial institutions. For better management of cash, the City pools the cash, based on the City's needs, into either bank/sweep accounts, or in longer-term investments in U.S. Government Securities. However, each fund's balance of cash and investments is maintained in the books of the City. The deposit and investment policies for the Pearland Economic Development Corporation, TIRZ Developments, and Development Authority of Pearland are substantially the same as the City. PIG 37 ro CITY PEARLAND,TEXAS �+ NOTES TO FINANCIAL STATEMENTS NOTE 2—DEPOSITS(CASH)AND INVESTMENTS(continued) The following schedule shows the City's recorded cash and investments at year-end: Total Fair Value Primary Government Component Units Cash'deposits $ 68,630,066 $ 19,404,278 FHLMC discount note 11,141,243 F..., FNMA discount note 12,883,427 3,448,107 $ 92,654,736 $ 22,852,385 r-, Quoted market prices are the basis of the fair value for US Treasury and Agency securities.The amount of increase or decrease in the fair value of investments during the current year is included in the City's investment income as follows: `l Interest income $ 4,218,159 r' unrealized gain(loss)on temporary investments 193,596 Investment earnings $ 4,411,755 Investment Risks F Interest Rate Risk • At year-end,the City had the following investments subject to interest rate risk disclosure,under U.S.generally accepted accounting principles: Weighted Total Fair Average Maturity fl Value (days) Temporary Investments FHLMC discount note $ 11,141,243 108 FNMA discount note 16,331,534 105 $ 27,472,777 Portfolio weighted average maturity 106 The City measures interest rate risk using the weighted average maturity method for the portfolio. The City's investment policy specifies a maximum weighted average maturity of 365 days or 12 fl I months based on the stated maturity date for each investment in the portfolio. To the extent possible, the City attempts to match investments with anticipated cash flow requirements. The,City does not directly invest in securities with a stated maturity date more than three years or 1,095 days from date of purchase. The settlement date is considered the date of purchase. r , 38 1 F CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS L NOTE 2—DEPOSITS(CASH)AND INVESTMENTS(continued) Concentration of Credit Risk The City's investment policy does not address diversification requirements. However, as of September 30, 2006, the City had investments in U.S. Agency securities that exceeded five percent of the total investment portfolio at year-end. Total Fair Percentage of Investment Type Value Total Portfolio FHLMC discount note $ 11,141,243 41% FNMA discount note 16,331,534 59% Total $27,472,777 100% Credit Risk Federal Home Loan Mortgage Corporation Discount Notes and. Federal National Mortgage Association Discount Notes (FNDN) agency notes were rated AAA by Standard& Poor's, AAA by Fitch Ratings,and Aaa by Moody's Investors Service. All credit ratings meet acceptable levels required by guidelines prescribed by both the PFIA and the City's investment policy. A public fund investment pool must be continuously rated no lower than AAA or AAAm or no lower than investment grade by at least one nationally recognized rating service and have a weighted average maturity no greater than 90 days. Investments with minimum required ratings do not qualify as authorized investments during the period the investment does not have the minimum rating. Restricted Assets The Enterprise Funds have restricted certain cash and investments for customer deposits,reserve and emergency expenditures, capital improvements, cash restricted for others,and revenue bond debt service. Because of certain bond covenants, the Enterprise Fund is required to maintain prescribed amounts of resources that can be used only to service outstanding debt. Some of the proceeds from L' debt or from funds received from acquisition of Municipal Utility Districts are restricted for use on capital projects. L Primary Government Component Units L' Revenue bond debt service 540,552 $ 2,174,602 Customer deposits 1,511,380 Capital improvements 17,351,929 10,840,127 Total $ 19,403,861 $ 13,014,729 L L r 39 L I J CITY PEARLAND, TEXAS • NOTES TO FINANCIAL STATEMENTS NOTE 3-RECEIVABLES J Receivables at September 30,2006 consist of the following: Primary Government: Governmental Funds: Other Non Major Capital Projects Governmental General Fund Debt Service Fund Fund Funds Total Receivables Property taxes,including penalties and interest $ 1,224,251 $ 476,586 $ $ $ 1,700,837 Sales and other taxes 1,727,831 1,727,831 Fines and forfeitures 605,116 80,256 685,372 Interest 38,927 38,927 Other 953,211 659,841 88,787 1,701,839 Allowance for uncollectibles (8,221) (8,735) (16,956) $ 4,541,115 $ 467,851 $ 659,841 $ 169,043 $ 5,837,850 Proprietary Funds: Water and Sewer Fund Receivables Customer accounts $ 2,232,550 Interest ' 834 . Fl Allowance for uncollectibles (448,711) $ 1,808,617 fl Component Units: Pearland Economic Development Corporation Receivables Sales and other taxes $ 857,173 Interest 7,652 Total $ 864,825 fl rl fl 40 o CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 3—RECEIVABLES (continued) Governmental funds report deferred revenue in connection with receivables for revenues that are not considered to be available to liquidate liabilities of the current period. At the end of the current fiscal year,the various components of deferred revenue reported in the governmental funds were as follows: Unavailable Unearned Delinquent property, taxes receivable-general fund $ 402,829 $ Delinquent property taxes receivable-debt service fund 427,970 Municipal fines and forfeitures 587,943 Surety-public improvements-capital projects fund 530,000 Grants and revenues prior to meeting all eligibility requirements - 120,528 Total Deferred Revenue for Governmental Funds $ 1,418,742 $ 650,528 L' Property Taxes Property taxes are levied by October 1 in conformity with Subtitle E, Texas Property Tax Code. Taxes are due on receipt of the tax bill and are delinquent if not paid before February 1 of the year following the year in which imposed. On January 1 of each year, a tax lien attaches to property to secure the payment of all taxes, penalties, and interest ultimately imposed. The Central Appraisal District("CAD") of Brazoria County, Texas, establishes appraised values. Taxes are levied by the City Council based on the appraised,values and operating needs of the City. The City contracts billing and collectionof tax levies with the Brazoria County Tax Assessor-Collector. • 41 F r fI CITY PEARLAND,TEXAS r--, NOTES TO FINANCIAL STATEMENTS l 1 NOTE 4-CAPITAL ASSETS A summary of changes in the primary government's capital assets for the year ended September 30,2006, 7 follows: f Primary Government J Balance Balance 1 September 30, Reclassification/ September 30, fl 2005 Increases (Decreases) 2006 i Governmental Activities: Capital assets not being depreciated: Land 1 $ 2,717,453 $ 997,321 $ $ 3,714,774 Construction in progress 45,326,958 28,695,282 74,022,240 i Total capital assets not being depreciated 48,044,411 29,692,603 77,737,014 Other capital assets: 7 Infrastructures 38,596,399 10,803,793 49,400,192 1 Buildings and improvements 12,901,650 11,774,745 24,676,395 Machinery and equipment 9,282,167 1,267,729 (758,198) 9,791,698 Furniture and fixtures 7 Total other capital assets 60,780,216 23,846,267 (758,198) 83,868,285 f Less accumulated depreciation for: Infrastructure' (4,014,681) (1,225,349) (5,240,030) Buildings and improvements (6,483,279) (356,966) (6,840,245) 7 Machinery and equipment (5,821,517) (1,322,625) 758,198 (6,385,944) Total accumulated depreciation (16,319,477) (2,904,940) 758,198 (18,466,219) Other capital assets,net 44,460,739 20,941,327 65,402,066 Totals $ 92,505,150 $ 50,633,930 $ $ 143,139,080 Balance Balance fl September 30, Reclassification/ September 30, 2005 Increases (Decreases) 2006 Business-type Activities: Capital assets not being depreciated: Land and intangibles $ 367,962 $ 45,738 $ 413,699 Construction in progress 19,424,558 2,445,527 (786,656) 21,083,429 Total capital assets not being depreciated 19,792,520 2,491,265 (786,656) 21,497,128 Other capital assets: Water and sewer system 59,855,918 11,951,434 786,656 72,594,008 Buildings and improvements 22,610,028 522,758 23,132,786 Machinery arid equipment 8,347,893 196,716 (12,148) 8,532,461 `-''I Total other capital assets 90,813,839 12,670,908 774,508 104,259,255 Less accumulated depreciation (21,760,109) (3,064,550) 12,148 (24,812,511) Other capital assets,net 69,053,730 9,606,358 786,656 79,446,744 r-, Totals $ 88,846,250 $ 12,097,623 $ $ 100,943,872 r-, r- 42 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 4- CAPITAL ASSETS (continued) Depreciation was charged to programs as follows: General government $ 713 830 Public safety 541,950 117 Public works 1,504,390 Community services 144,770 Total Governmental Activity $ 2,904,940 L' Water and sewer $ 3,064,550 Total Business-Type Activity $ 3,064,550 The City has active construction projects as of September 30, 2006. The projects include various improvements to streets, drainage and facilities as well as and water and sewer improvements.At year-end, the City's contractual commitments on projects were as follows: Total In Remaining Project Description Progress Commitment Drainage Improvement 22,866,245 2,699,679 Building Improvements 98,610 16,307,390 Street Improvement 51,057,385 102,241,857 Water and sewer. Improvements 21,083,429 64,029,657 f Totals $ 95,105,669 $ 185,278,583 n E 43 CITY PEARLAND,TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 5-LONG-TERM DEBT A. General Obligation Bonds and Certificates of Obligation r-, The City issues general obligation bonds and certificates of obligation and, upon annexation and dissolution of Municipal Utility Districts, assumes unlimited tax and revenue obligations. The assumed obligations were used to acquire and construct major capital facilities. General obligation bonds, certificates of obligation, and assumed obligations from dissolved and annexed areas are for both governmental and business-type activities.The bonds are reported in the Proprietary Funds only if they are expected to be repaid from proprietary revenues. The general long-term bonds, r' certificates of obligation and assumed obligations are paid through the Debt Service Fund from tax revenues. The following is a summary of changes in the City's total governmental long-term liabilities for the year ended September 30, 2006. In general, the City uses the General and Debt Service funds to liquidate governmental long-term liabilities. r-, Amounts Due -' Balance Balance Within One Oct.1,2005 Additions (Reductions) Sept.30,2006 Year �+ Governmental Activities: Bonds payable: General obligation bonds $ 60,175,000 $ 32,165,000 $ (2,035,000) $ 90,305,000 $ 2,085,000 Certificates of obligation 72,390,000 9,700,000 (815,000) 81,275,000 490,000 Annexed utility district bonds 8,320,000 (8,320,000) Deferred amount for issuance premium 1,458,694 93,631 (63,361) 1,488,964 Less:deferred amounts on refunding (789,621) (111,623) 46,686 (854,558) Less:bond issuance costs (663,459) (371,840) 38,251 (997,048) j Total bonds payable, 132,570,614 49,795,168 (11,148,424) 171,217,358 2,575,000 Obligations under capital leases 395,659 92,043 (178,760) 308,942 184,880 Compensated absences 3,314,699 (215,557) 3,099,142 398,063 Total Governmental Activities $ 136,280,972 $ 49,887,211 $ (11,542,741) $ 174,625,442 $ 3,157,943 7 i Long-term liabilities applicable to the City's governmental activities are not due and payable in the current period, and accordingly, are not reported as fund liabilities in the governmental funds. T, Interest on long-term debt is not accrued in governmental funds, but rather is recognized as an expenditure when due. The full amount estimated to be required for debt service on general obligation debt is provided by(1) the debt service portion of the tax levy; (2) interest earned in the Debt Service Fund; and (3) operating transfers from both the General Fund and the Water and Sewer Enterprise Fund.Transfers from the Enterprise Funds are approved at the discretion of City Council and are not intended to service a specific bond series. 44 CITY PEARLAND,TEXAS NOTES TO FINANCIAL STATEMENTS [11 ' NOTE 5- LONG-TERM DEBT(continued) A summary of the terms of general obligation bonds and certificates of obligation,as of September 30,2006, follows: Interest Debt Li Series Original Issue Matures Rate(%) Outstanding General Obligation Bonds General Obligation Bonds,Series 2001 1,900,000 $ 920,000 Permanent Improvement and Refunding Bonds,Series 2000 10,830,000 2009 4.80-4.90 5,665,000 Permanent Improvement and Refunding Bonds,Series 2003 15,000,000 2028 4.00-6.00 14,540,000 Permanent Improvement and Refunding Bonds,Series 2005 37,015,000 2029 3.25-5.00 37,015,000 Permanent Improvement and Refunding Bonds,Series 2006 32,165,000 2029 4.00-5.00 32,165,000 Total General Obligation.Bonds $ 90,305,000 Certificates of Obligation Certificates of Obligation,Series 2001 11,650,000 2022 5.00-6.00 $ 10,020,000 Certificates of Obligation,Series 2002 25,000,000 2027 5.10-5.08 22,025,000 1 Certificates of Obligation;Series 2003 _ 25,000,000 2023 3.00-4.50 18,630,000 Certificates of Obligation,Series 2004 21,000,000 2028 4.00-5.25 20,900,000 Certificates of Obligation,Series 2006 9,700,000 2029 3.65-4.68 9,700,000 Total Certificates of Obligation $ 81,275,000 L ' Prior Year Refunding In prior years, the City defeased certain general obligation and other bonds by placing the proceeds of the new bonds in an irrevocable trust to provide for all future debt service payments on the refunded bonds. Accordingly, the trust account assets and the liability for the defeased bonds are not included in the City's financial statements. At September 30, 2006, $17.2 million of previously refunded bonds outstanding were 7 considered defeased. a Current Year Refunding of Long-Term Debt The City issued $8,165,000 of general obligation refunding bonds to provide resources to purchase U.S. Government State and Local Government Series securities that were placed in an irrevocable trust for the purpose of generating resources for all future debt service payments of$8,001,623 of general obligation + bonds. As a result, the refunded bonds of$7,890,000 are considered to be defeased and the liability has L' been removed from the governmental activities column of the statement of net assets. The reacquisition price exceeded the net carrying amount of the old debt by$111,623. This amount is being netted against the new debt and amortized over the remaining life of the refunded debt, which is shorter than the life of the new debt issued. This advance refunding was undertaken to increase total debt service payments over the next 14 years by$ 3,960,438 and resulted in an economic gain of$9,121. 45 CITY PEARLAND,TEXAS NOTES TO FINANCIAL STATEMENTS i NOTE 5- LONG'-TERM DEBT(continued) Capital Lease Obligations fl The City has entered into certain capital lease agreements in order to purchase public safety and management information systems equipment and other construction related equipment. The capital lease obligations are paid out of the General and Debt Service Funds. Following is a summary of future lease payments due on this equipment: Lease Fiscal Year Obligations 2007 $ 184,880 '1 2008 118,775 i 2009 15,993 Total 319,648 Less interest portion (10,706) J Obligations under Capital Leases $ 308,942 n 1 • r I � J fl I 1 �I J ss— 46 II � E CITY PEARLAND,TEXAS • 7 NOTES TO FINANCIAL STATEMENTS f_ • NOTE 5- LONG-TERM DEBT(continued) The annual requirements to amortize governmental activity general obligation bonds and certificates t ' of obligation outstanding at September 30,2006 are as follows: Governmental Activities flFiscal Year General Obligation Certificates of Obligation Ending Principal Interest Principal Interest 2007 $ 2,085,000 $ 4,524,657 $ 490,000 $ 3,864,361 ril 2008 2,185,000 4,040,961 540,000 3,771,183 2009 2,855,000 3,924,160 1,560,000 3,724,802 2010 2,195,000 3,815,399 2,790,000 3,611,780 7 2011 2,375,000 3,724,521 3,010,000 3,463,983 . 2012 2,530,000 3,624,636 3,340,000 3,308,771 2013 2,635,000 3,517,108 3,500,000 3,148,327 7 2014 2,750,000- 3,402,561 3,655,000 2,989,991 2015 2,875,000 3,274,824 3,820,000 2,823,418 2016 3,015,000 3,135,033 4,000,000 2,648,723 2017 2,050,000 3,022,305 4,490,000 2,461,173 2018 2,240,000 2,935,330 4,605,000 2,260,313 72019 • 2,520,000. . 2,835,499 4,960,000 2,046,674 2020 2,715,000 2,718,046 5,120,000- 1,814,293 . 2021 2,860,000 2,588,202 5,360,000 1,564,609 2022 3,015,000 . 2,450,797 5,605,000 1,301,499 L ; 2023 4,005,000 - 2,286,212 5,040,000 1,046,474 2024 5,805,000 2,049,662 3,690,000 833,373. 2025 6,115,000 .1,756,950 3,835,000 . 650,456 ' L i 2026 6,435,000 1,448,762 4,100,000 462,622 2027 6,770,000 1,135,256 4,280,000 263,244 2028 8,960,000 763,538 2,635,000 99,825 —1 2029 11,315,000 273,650 850,000 19,125 $ 90,305,000 $ 63,248,069 $ 81,275,000 $ 48,179,019 ,__ , , 7 7 7 47. 7 n CITY PEARLAND,TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 5- LONG-TERM DEBT(continued) i B. Enterprise Fund Debt `l The following is a summary of changes in the City's total business-type long-term liabilities for the year ended September 30,2006. Amounts Due J Balance Balance Within One Oct.1,2005 Additions (Reductions) Sept.30,2006 Year r� Business-type Activities: j Bonds payable: Certificates of obligation $ 15,880,000 $ $ (880,000) $ 15,000,000 $ 915,000 Water and sewer revenue bonds 32,480,000 13,845,000 (6,155,000) 40,170,000 1,125,000 Premium on bond issuance 321,547 321,547 - Deferred issuance costs (252,204) (596,956) (849,160) 48,107,796 13,569,591 (7,035,000) 54,642,387 2,040,000 fl Other liabilities: Compensated absences 415,316 52,623 (49,296) 418,643 ' 60,030 Total Business-type Activities $ 48,523,112 $ 13,622,214 $ (7,084,296) $ 55,061,030 $ 2,100,030 A summary of the terms of certificates of obligation and revenue bonds recorded in the Enterprise Funds as of September 30,2006,is as follows: Interest Debt Series Original Issue Matures Rate(%) Outstanding Water and Wastewater Fund Water and Sewer System Revenue Bonds, Series 1996 B 8,870,000 2008 4.20-4.40 $ 1,010,000 Water and Sewer System Adjustable Rate Revenue Bonds,Series 1999(1) 8,000,000 2020 3.75 6,980,000 Water and Sewer System Revenue Bonds,Series 2001 10,000,000 2023 4.37-6.25 9,500,000 Water and Sewer System Revenue Bonds,Series 2003 9,500,000 2025 4.00-6.00 8,835,000 Certificates of Obligation,Series 1998 17,100,000 2018 3.10-3.80 15,000,000 Water and Sewer System Revenue and Refunding Bonds,Series j 2006 13,845,000 2031 3.74-4.82 13,845,000 Total Utility System Fund $ 55,170,000 r1 p�J ' i 48 7 7 L CITY PEARLAND,.TEXAS 71 NOTES TO FINANCIAL STATEMENTS L1 tat L_' NOTE 5-LONG-TERM DEBT(continued) 7 The annual requirements to amortize governmental activity revenue bonds and certificates of obligation outstanding at September 30,2006 are as follows: 7 Fiscal Year Revenue Bonds Certificates of Obligation Ending Principal Interest Principal Interest 2007 $ 1,125,000 $ 1,828,614 $ 915,000 $ 521,073 7 2008 1,180,000 1,783,380 945,000 492,006 L I 2009 1,245,000 1,729,919 980,000 461,198 2010 1,305,000 1,669,361 1,015,000 428,271 ri 2011 1,370,000 1,611,111 1,050,000 393,158 2012 1,435,000 1,543,986 . 1,090,000 355,698 2013 1,500,000 1,474,224 1,125,000 ` 316,100 7 2014 1,570,000 1,404,811 1,170,000 274,498 2015 1,640,000 1,337,811 1,210,000 230,760 2016 1,715,000 1,267,474 1,250,000 184,938 fl 2017 1,895,000. 1,193,461 2,090,000 121,790 2018 1,975,000 1,117,341 2,160,000 41,040 2019 2,055,000 1,037,494 7 2020 2,140,000 953,344 2021 2,225,000 864,994 2022 2,335,000 757,081 ril 2023 2,445,000 643,781 L 2024 1,600,000 529,869 2025 1,600,000 461,494 2026 1,150,000 393,119 L 2027 1,205,000 338,494 2028 1,265,000 278,244 ("4 2029 1,330,000 214,994 ' 2030 1,395,000 146,831 L 2031 1,470,000. 75,338 $ 40,170,000 $ 24,656,569 $ 15,000,000 $ 3,820,528 7 7 7 r . 49 7 r" , CITY PEARLAND,TEXAS `` NOTES TO FINANCIAL STATEMENTS 7 NOTE 5- LONG-TERM DEBT(continued) C. Component Unit Long-Term Debt The following is a summary of the long-term debt transactions of the Pearland Economic Development Corporation and the Development Authority of Pearland for the year ended ,,.1 September,30,2006: Amounts Due Balance Balance Within One Oct.1,2005 Additions (Reductions) Sept.30,2006 Year 1 Pearland Economic Development Corporation rn Sales tax revenue bonds $ 10,590,000 $ 10,235,000 $ (345,000) $ 20,480,000 $ 400,000 Deferred amount for issuance premium 155,448 - (7,212) 148,236 Deferred loss on refunding (189,626) - 16,418 (173,208) Deferred issuance'costs (256,439) (102,808) 13,138 (346,109) 7 Compensated absences 14,540 44,500 (20,842) 38,198 5,000 Development Authority of Pearland Tax Increment Revenue Bonds 13,995,000 9,775,000 (1,535,000) 22,235,000 1,555,000 Deferred issuance'costs (927,778) (695,027) 32,702 (1,590,103) Deferred amount for issuance discount (86,013) 3,727 (82,286) J $ 23,381,145 $ 19,170,652 $ (1,842,069) $ 40,709,728 $ 1,960,000 I A summary of the terms of the revenue bonds recorded as long-term liabilities in the Pearland '1 Economic Development Corporation and Development Authority of Pearland as of September 30, 2006 are as follows: Interest Debt 7 Series Original Issue Matures Rate(%) Outstanding J Pearland Economic Development Corporation Sales Tax RevenuelBonds,Series 2005 10,590,000 2026 2.30-4.42 $ 10,245,000 rl Sales Tax Revenue lBonds,Series 2006 10,235,000 2030 3.66-4.75 10,235,000 i Development Authority of Pearland 7 Tax Increment Revenue Bonds,Series 2005 13,995,000 2028 2.50-5.00 13,180,000 i Tax Increment Revenue Bonds,Series 2006 9,775,000 2028 3.50-4.75 9,055,000 Total Component iUnit Long-Term Debt $ 42,715,000 7 1 rl l J J r-1 50 7 17, L' . CITY PEARLAND, TEXAS El , NOTES TO FINANCIAL STATEMENTS • 7 j NOTE 5-LONG-TERM DEBT(continued) The annual requirements to amortize component unit revenue bonds outstanding at September 30,2006 are 7 as follows: , Revenue Bonds Pearland Economic Fiscal Year Development Corporation Development Authority of Pearland f1 Ending Principal Interest Principal Interest ' 2007 $ 400,000 $ 1,003,562 $ 1,555,000 $ 1,038,268 2008 525,000 888,369 635,000 984,893 2009 545,000 870,144 645,000 961,964 l 2010 565,000 851,669 670,000 937,214 L. 2011 585,000 831,506 695,000. 910,277 2012 610,000 . 809,256 725,000 881,262 ri 2013 635,000 784,906 755,000 849,974 2014 660,000 757,406 790,000 816,346 ' 2015' 690,000 728,856 825,000 780,289 2016 720,000 698,956 865,000 742,194 2017 760,000 664,756 905,000 702,654 2018 795,000 628,669 945,000 659,841 2019 835,000 590,575 975,000 614,541 ' El 2020 875,000 556,125 1,025,000 567,741 2021 910,000 519,625 1,070,000 518,131 2022 950,000 481,075 1,125,000 466,756 2023 995,000 439,200 1,180,000 411,350 [.1 2024 1,040,000 395,138 1,235,000 353,225 2025 1,090,000 348,538 1,300,000 289,956 2026 1,140,000 299,325 1,365,000 223,351 [1 2027 1,190,000 247,838 1,440,000 152,701 2028 1,255,000 188,338 1,510,000 78,176 2029 1,3 20,000 128,725 2030 1,390,000 66,025 rw $ 20,480,000 $ 13,778,581 $ 22,235,000 $ 13,941,104 1 F. Legal Compliance ' `` Long-term debt assumed by the City upon dissolution of annexed municipal utility district in fiscal Fl year 2006 has been recorded as part of the City's long-term debt. A portion of the assumed debt is related to assets recorded in the Water and Sewer Fund. Even though the debt is'related to assets recorded in the Water and Sewer Fund, the debt is considered general obligation debt based on Texas law.The annexed debt was defeased during fiscal year 2006. E 7 , 51 7 • CITY PEARLAND,TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 6—FUND'EQUITY/NET ASSETS The City records fund balance reserves on-the fund level to indicate that a portion of the fund balance is legally restricted for a specific future use or to indicate that a portion of the fund balance is not available for expenditures NOTE 7-INTERFUND TRANSACTIONS 7 A summary of interfund transfers,the purpose of which is to cover operational expenses/expenditures, for the year ended September 30,2006,is as follows: �-1 Transfers Out Transfers In Amounts Purpose Transfer for engineering costs and other Capital Projects Fund General Fund $ 589,828 capital project costs General Fund Capital Projects Fund 2,589,500 Transfer funds for capital projects costs General Fund Debt Service Fund 958,347 Debt service payments Transfer of funds to park and recreation General Fund Non Major Governmental Funds 314,520 activities Annual scheduled transfer of funds for water General Fund Water and Sewer Fund 159,000 and sewer services Water and Sewer Fund General Fund 979,161 Transfer funds for administrative costs Water and Sewer Fund Debt Service Fund 333,562 Debt service payments Non Major Governmental Fund General Fund 86,666 Transfer funds for administrative costs $ 6,010,584 • NOTE 8-DEFERRED COMPENSATION PLAN • The City maintains, for its employees, a tax-deferred compensation plan meeting the requirements of Internal Revenue Code Section 457.The plan was established in the 1995 fiscal year by City Ordinance, and Nationwide Retirement Solutions and SRC Retirement Corporation were appointed as plan administrators. The deferred compensation is not available to employees until termination, retirement, death, or unforeseen emergency. The plan's trust arrangements are established to protect deferred compensation amounts of employees under the plan from any other use other than intended under the plan (eventual payment to employees deferring the- compensation) in accordance with federal tax laws. Amounts of compensation deferred by employees under plan provisions are disbursed bi-weekly by the City to a third party administrator. The third party administrator handles all funds in the plan and makes investment decisions and disburses funds to employees in accordance with plan provisions. fl I ' fl 52 J CITY PEARLAND,TEXAS rei NOTES TO FINANCIAL STATEMENTS fNOTE 9- EMPLOYEE RETIREMENT SYSTEM Plan Description and Provisions The City provides pension benefits for all of its full-time employees through a nontraditional, joint contributory, defined benefit plan in the state-wide Texas Municipal Retirement System ("TMRS");one of 801 currently administered by TMRS,an agent multiple-employer public employee retirement system. Benefits depend upon the sum of the employee's contributions to the plan, with interest, and the City- financed monetary credits, with interest. At the date the plan began, the City granted monetary credits for service rendered before the plan began of a theoretical amount equal to two times what would have been contributed by the employee,with interest,prior to establishment of the plan.Monetary credits for service since the plan began are a percent (100%, 150%, or 200%) of the employee's accumulated contributions. In addition, the City can grant, as often as annually, another type of monetary credit referred to as an updated service credit which is a theoretical amount which, when added to the employee's accumulated contributions and the monetary credits for service since the plan began,would be the total monetary credits and employee contributions accumulated, with interest, if the current employee contribution rate and City matching percent had always been in existence and if the employee's salary had always been the average of his salary in the last three years that are one year before the effective date.At retirement,the benefit is calculated as if the sum of the employee's accumulated contributions, with interest, and the employer-financed monetary credits, with interest, were used to purchase an annuity. fl The plan provisions are adopted by the City Council of the City,within the options available in the state statutes governing TMRS and within the actuarial constraints also in the statutes. Plan provisions for the City were as follows: Deposit Rate: 7% Matching Ratio(City to Employee): 2 to 1 A member is vested after 5 years L Members can retire at ages 60 and above with 5 or more years of service or with 20 years of service regardless of age. Contributions Under the state law governing TMRS,the Actuary annually determines the City's contribution rate.This rate consists of the normal cost contribution rate and the prior service contribution rate, both of which are calculated to be a level percent of payroll from year to year. The normal cost contribution rate finances the currently accruing monetary credits due to City matching percent, which are the obligation of the City as of an employee's retirement date, not at the time the employee's contributions are made. The normal cost contribution rate is the actuarially determined percent of payroll necessary to satisfy the obligation of the City to each employee at the time his retirement becomes effective.The prior service 711 contribution rate amortizes the unfunded (over funded).actuarial liability (asset) over the remainder of the plan's 25-year amortization period. The unit credit actuarial cost method is used for determining the City contribution rate.Both the employees and the City make contributions monthly. Since the City needs to know its contribution rate in advance to budget for it, there is a one-year delay between the actuarial valuation that is the basis for the rate and the calendar year when the rate goes into effect. L ' 53 CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS ri NOTE 9- EMPLOYEE RETIREMENT SYSTEM (continued) The City's total payroll in fiscal year 2006 was $17.1 million and the City's contributions were based on a payroll of$17.0 million. Contributions made by employees totaled $1.2 million, and the City made contributions of$1.7 million during the fiscal year ended September 30,2006. Three year trend information is presented below: 2006 2005 2004 Annual Pension Cost(APC) $ 1,730,700 $ 1,480,301 $ 1,371,452 Percentage of APC Contributed 100% 100% 100% NPO at the End of Period $ - $ - $ - rl 1 Because the actuary determines contribution rates on an annual basis and the City pays the calculated rate each month,the City will always have a net pension obligation(NPO)of zero at the beginning and end of the period,and the annually required contributions(ARC)will always equal contributions made. A schedule of funding progress for TMRS for the three most recent actuarial valuations may be found in the required supplementary information section of the City's Annual Financial Report. All assumptions for the December 31, 2005 valuations are contained in the 2005 TMRS Comprehensive Annual Financial Report, a copy of which may be obtained by writing to P.O. Box 149153,Austin,Texas 78714-9153. The following is a summary of the actuarial assumptions: J Actuarial Cost Method Unit Credit Amortization Method Level Percent of Payroll Remaining Amortization Period 25 Years-Open Period Asset Valuation Method Amortized Cost Actuarial Assumptions: Investment Rate of Return 7% Projected Salary Increases None Includes Inflation At 3.5% 'l Cost-of-Living Adjustments None NOTE 10-COMMITMENTS AND CONTINGENCIES Litigation and Other Contingencies The City was involved in various lawsuits and arbitration proceedings at September 30,2006.The City and its legal counsel believe that any amounts,which the City might ultimately be required to pay,will n not exceed underlying insurance coverage. fl l 54 n CITY PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS NOTE 10-COMMITMENTS AND CONTINGENCIES(continued) Arbitrage Rebate. In accordance with the provisions of the Internal Revenue Code, sections 103, 103A, and 148, as amended,a governmental debt issuance must qualify and maintain tax-exempt status by satisfying certain arbitrage requirements contained in these provisions.As part of the requirements, certain amounts earned on the non-purpose investment of debt issuance proceeds, in excess of the yield on an issue, earned as arbitrage, will be required to be paid to the U.S. Treasury. As part of this process, the City annually determines potential arbitrage liabilities on its debt issues, on component unit debt issues and on debt L+ issues assumed by,the City from various Municipal Utility Districts. As of September 30, 2006,the City does not have any arbitrage liabilities. Reimbursement due to Developers In 2004, the City, along with the Reinvestment Zone Number Two (the Zone), and the Development Authority of Pearland (the Authority), component units of the City, entered into an agreement with a _ developer to reimburse the developer all or a portion of the project costs to implement the Shadow Creek.Ranch Development TIRZ (TIRZ Plan). As projects implementing the TIRZ Plan are Fiu completed, the Zone Board may recommend to the City that the Authority reimburse developers on behalf of the Zone and the City..The Zone Board will forward to the City and the Authority all of the necessary and required documentation supporting the requested reimbursement and a determination of the exact amount requested for reimbursement, including a calculation of the amount of interest to be reimbursed on funds advanced for the projects. In addition all monies available in the Tax Increment Fund shall be transferred to the escrow agent no less than once per year and no later than the fifteenth day of each August, subject to the retention by the City of: (1) an amount equal to the City's administrative costs connected with the Zone and the TIRZ Plan, as provided in the TIRZ plan ! (36%of the City's Tax Increment, but not more than $0.255, in years four through eight, and 64% of L the City's Tax Increment, but not more than $0.44, in years nine through 30) shall be retained by the City; (2) amounts required_to be maintained in the Alvin ISD Suspense Account; (3) an amount sufficient to pay reasonable current and anticipated administrative and operating costs of the Zone, as determine by the Zone Board. NOTE 11 -RISK MANAGEMENT The City is exposed to various risks of loss related to torts:theft of,damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. The City's risk management program mainly encompasses obtaining property and liability insurance through Texas Municipal League's LI Intergovernmental Risk-Pool(TML-1RP),and through commercial insurance carriers.The participation of the City in TML-IRP is limited to payment of premiums. The City has not had any significant reduction in insurance coverage, and the amounts of insurance settlements have not exceeded insurance coverage for any of the last three years. The City also provides Workers' Compensation insurance on its employees through TML-Workers' Compensation Fund. Workers' Compensation premiums are subject to change when audited by TML- Workers' Compensation Fund. At year-end September 30,2006,the City believed the amounts paid on Workers'Compensation would not change significantly from the amounts recorded. [7, 55 CITY PEARLAND,TEXAS NOTES TO FINANCIAL STATEMENTS F NOTE 12-SUBSEQUENT EVENTS Surface Water—Interim Water Supply Agreement with Gulf Coast Water Authority fl On November 6,2006, the City of Pearland entered into an interim water supply agreement with the Gulf Coast Water Authority. The contract reserves the right for the City of Pearland to purchase up to 14.3 million GPD of the Brazos River surface water at a mutually agreed upon delivery point. The Authority has entered into a contract with the Chocolate Bayou Water Company to purchase all of the real and personal property, including water rights. The City of Pearland agrees to pay the Authority its pro-rate share(40.19%) of the debt($27,805,000 principal amount)that the Authority will issue to `l purchase these assets. In two years, the City of Pearland can either prepay it's obligation with respect to the outstanding principal amount of the bonds,through the issuance of City debt or the City can continue to pay the Authority it's pro-rata share of the annual debt service. Development Authority of Pearland Issuance Debt On October 2,'2006, the Development Authority of Pearland approved the issuance of$9,970,000 in Tax Increment Contract Revenue Bonds, Series 2006. The proceeds of the bonds will be used to pay eligible project costs pursuant to the Plan. The City and the TIRZ #2 Board have approved total reimbursements to the Developer of approximately $64.9 million. Pursuant to such reimbursement approval, the ;Developer has been reimbursed $31.4 million, which includes $9,104,000 from this issuance and $2.2 million in a cash contribution in November of 2006. The Plan, as amended, estimates that throughout the life of the TIRZ, the Authority will finance total infrastructure project costs of approximately$160,750,000 Water/Sewer Rate Increase The City of Pearland increased water/sewer revenues 25% through a rate increase effective with �I October 1, 2096 consumption. The rate increase will generate an additional $3.0 million in revenues. The increase is necessary to fund needed capital improvement projects, mainly the purchase of 10 MGD capacity in the expansion of the City of Houston Southeast Water Purification Plant and to meet bond coverage requirements. This is the first change in water and sewer rates for at least six years. n Monthly Rates are as follows: Previous Current Water—Residential/Commercial Single Unit Base—2000 gallons $10.89 $11.98 Volume per 1000—over 2,000 gallons $2.02 $2.73 Water—Residential/Commercial Multi-Unit Base—2000 gallons $9.90 $10.89 Volume per 1000—over 2,000 gallons $1.82 $2.71 Sewer Base—2000 gallons $11.39 $12.53 Volume per 1000—over 2,000 gallons $1.46 $2.06 r' 56 1 J L.� REQUIRED SUPPLEMENTARY INFORMATION L, r I 57 r J { 7 7 i 1 7 (This page intentionally left blank) 1 58 E ` 7 CITY OF PEARLAND, TEXAS GENERAL FUND SCHEDULE OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCES-BUDGET AND ACTUAL For the year ended September 30,2006 �_ Variance with Final Budget- rBudgeted Amounts Positive L Original Final Actual (Negative) REVENUES r Property taxes $ 11,154,650 $ 11,099,556 $ 11,413,806 $ 3.14,250 L Sales and use taxes 8,056,000 9,829,660 9,712,118 (117,542) Franchise fees 3,130,500 3,291,065 3,426,352 135,287 rig Licenses and permits 3,673,570 3,848,491 4,066,914 218,423 Fees and forfeitures 1,935,625 1,725,228 1,934,882 209,654 Charges for services 7,702,721 . 8,505,393 8,734,090 228,697 Investment earnings _ 290,000 290,000 . 420,000 516,775 96,775 rug Intergovernmental 123,000 490,829 . 448,502 (42,327) Other - 369,500 475,726 252,704 (223,022) Total Revenues 36,435,566 39,685,948 40,506,143 820,195 r E EXPENDITURES Current: 7 General government 6,761,935 6,519,885 6,284,996 234,889 Public safety 12,382,510 12,817,577 12,685,081 132,496 Public works 9,806,160 10,469,657 . 9,727,972 741,685 Community services 2,936,322 2,874,080 2,739,532 134,548 rag i Parks and recreation 4,126,361 4,664,037 4,308,250 355,787 Total Expenditures 36,013,288 37,345,236 35,745,831 1,599,405 Excess(deficiency)of revenues over 7 expenditures 422,278 2,340,712 4,760,312 2,419,600 OTHER FINANCING SOURCES(USES) Transfers in 1,575,323 1,634,681 1,655,653 20,972 Transfers out (1,997,601) (4,024,567) -(4,021,367) 3,200 Total other fmancing sources and 7 uses (422,278) (2,389,886) (2,365,714) 24,172 Net change in fund balances - (49,174) 2,394,598 2,443,772 Fund balances,beginningof year 8,202,771 7,702,771 8,202,771 500,000 7 Fund balances at year end $ 8,202,771 $ 7,653,597 $ 10,597,369 $ 2,943,772 7 L 7 L 59 7 CITY OF PEARLAND,TEXAS NOTES TO REQUIRED SUPPLEMENTARY BUDGET INFORMATION Year ended September 30,2006 BUDGETARY COMPLIANCE The City of Pearland has complied with all material budget requirements for the year ended -j September 30, 2006. Annual appropriated budgets are adopted for the General, Special Revenue and Debt Service Funds, using the same basis of accounting as for financial reporting. All annual appropriations lapse at fiscal year end. Project length budgets are adopted for the Capital Project Funds. The City, for management control, approves a financial plan for the Enterprise Fund. City Council approves the annual budget for the Pearland Economic Development Corporation, which is included in the City's financial reporting entity. Expenditures may not legally exceed budgeted appropriations at the fund level (i.e. General Fund, fl Debt Service Fund, etc.). Expenditure requests, which would require an increase in total budgeted appropriations, must be approved by City Council through a formal budget amendment. At any time in the fiscal year, the Council may make emergency appropriations to meet a pressing need for public expenditure in order to protect the public health, safety, or welfare. The Council has the power to transfer any unencumbered funds allocated by the budget from-one activity, function, or department, to another activity, function, or department, to re-estimate revenues and expenditures, 'l and to amend the budget. Because City Council adopts the budget at the fund level, management has the authority to transfer `l available funds allocated by the budget from one function/department or activity to another function J or activity within the same department. In cooperation with the directors and department heads of the City, the Budget Manager, the Director of Finance and the City Manager prepare an annual -� budget for the General Fund, Special Revenue Funds and Debt Service Fund for the ensuing fiscal year, in a form and style as deemed desirable by the City Manager. The City Manager shall submit to the Council, for its review, consideration, and revision, both a letter describing the proposed new budget, as well as a balanced budget for the forthcoming fiscal year, between 60 (sixty) and 90 (ninety) days prior to the beginning of the fiscal year. The budget, as adopted, must set forth the appropriations for services, functions, and activities of the various City departments and agencies, and shall meet all fund requirements provided by law and required by bond covenants. Capital projects are budgeted on a project-length basis. J fl Amounts reported in the accompanying financial statements represent the amended budgeted amount plus all supplemental appropriations. J r`1 60 L_ ill TEXAS MUNICIPAL RETIREMENT SYSTEM(UNAUDITED) Schedule of Funding Progress 1181 Unfunded Actuarial Actuarial Actuarial Accrued Annual (UAAL)as a Valuation Date Actuarial Value Accrued Percentage Liability Covered Percentage of December 31, of Assets Liabilities Funded (UAAL) Payroll Covered Payroll 7 2006 $ 24,661,930 $ 29,638,024 83% 4,976,094 $ 15,233,614 33% 2005 21,971,144 26,517,882 83% 4,546,738 13,703,115 33% 2004 18,772,272 23,190,084 81% 4,417,812 12,731,012 35% !! Schedule of Annual Pension Costs Annual r Fiscal Pension Percentage Year Cost Contributed 2006 $ 1,730,700 100% 2005 1,480,301 100% P. 2004 1,371,452 100% I 7 The City's annual covered payroll and annual pension cost are actuarially valued on a calendar L year basis. Because the City makes all of the annually required contributions, no net pension obligation exists. The information presented below was determined as part of the actuarial r valuations as of December 31, 2005. L Actuarial Cost Method Unit Credit [7 Amortization Method Level Percent of Payroll Remaining Amortization Period 25 Years-Open Period Asset Valuation Method Amortized Cost [7 Actuarial Assumptions: Investment Rate of Return 7% Projected Salary Increases None 11 Includes Inflation At 3.5% LCost-of-Living Adjustments None I . IL 7 rug r 61 [. r L Forl (this page intentionally left blank) 1.1 ,F, r-, 62 r-- If t • "! t � • j L d _ COMBINING AND INDIVIDUAL FUND STATEMENTS AND SCHEDULES 63 r fl UY NONMAJOR GOVERNMENTAL FUNDS SPECIAL REVENUE FUNDS To account for the proceeds of specific revenue sources that are legally restricted to expenditures for specific purposes. Hotel/Motel Tax-A fund created to account for hotel/motel occupancy tax revenue. JTCourt Security-A fund created to account for the receipt and expenditure of revenues from court fines for court security. City Wide Donation—A fund created to account for miscellaneous donations for all city departments except parks. Court TechnologyThis fund is used to account for the receipt and expenditure of revenues 117 — P P from court fines for court technology. Regional Detention Fund—A fund created to account for the regional detention development. Park Donation—A fund used to account for park special event donations and the development of parks. This fund also includes funds from the tree trust donations. State Police-Seizure Fund—A fund created to account for state seizure funds which are used solely for law enforcement purposes. Federal Police Fund—A fund created to account for federal seizure funds and can only be used to support activities that result in further seizures. Park and Recreation Development—A fund created to account for the development of parks. Sidewalk Fund-A fund created to account for resources designated for sidewalks. raq Community Services—To account for expenditures related to community services. Grants Fund—To account for revenues and expenditures associated with federal, state, and local grants. Street Assessments-A fund created to account for resources for street assessments. n n 65 rl CITY OF PEARLAND, TEXAS BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS September 30,2006 fl Hotel Motel City Wide Tax Court Security Donations Court Technology ASSETS Cash and cash equivalents $ 790,629 $ 108,697 $ 55,566 $ 196,818 r-, Investments Receivables(net of allowance for uncollectibles) 73,051 2,864 3,521 Total assets $ 863,680 $ 111,561 $ 55,566 $ 200,339 f LIABILITIES AND FUND BALANCES 1 Liabilities: Accounts payable $ $ $ 9,804 $ Deferred revenue 2,894 3,521 Total liabilities 2,894 9,804 3,521 Fund balances: Unreserved,reported in Special revenue funds 863,680 108,667 45,762 196,818 Capital projects funds Total fund balances 863,680 108,667 45,762 196,818 863 680 $ 111 561 $ 55,566 $ 200,339 Total liabilities and fund balances $ � I r I � 66 n L' L Parks and Regional State Police- Recreation Detention Park Donations Seizure Fund Federal Police Development $ 107,400 $ 264,035 $ 120,058 $. 27,295 $ 1,129,687 n L $ 107,400 $ 264,035 $ 120,058 $ 27,295 $ 1,129,687 L - $ $ - $ $ $ 107,400 264,035 120,058 27,295 1,129,687 107,400 264,035 120,058 27,295 1,129,687 $ 107,400 $ 264,035 $ 120,058 $ 27,295 $ 1,129,687 67 r CITY OF PEARLAND, TEXAS BALANCE SHEET fl NONMAJOR GOVERNMENTAL FUNDS September 30,2006 rl Community r-� Sidewalk Services Grant Fund Street Assessments ASSETS Cash and cash equivalents $ 151,060 $ $ 113,796 $ 679,107 Investments 148,889 Receivables(net of allowance for uncollectibles) 88,787 820 Total assets $ 151,060 $ $ 202,583 $ 828,816 LIABILITIES AND FUND BALANCES j Liabilities: Accounts payable $ $ $ 1,813 $ ., Deferred revenue 22,790 Total liabilities 1,813 22,790 n Fund balances: Unreserved,reported in Special revenue funds 151,060 200,770 Capital projects funds 806,026 Total fund balances 151,060 200,770 806,026 Total liabilities and fund balances $ 151,060 $ $ 202,583 $ 828,816 fl n 5i 68 J 1 fl Totals $ 3,744,148 148,889 169,043 n $ 4,062,080 [1.) $ 11,617 29,205 . 40,822 ` E • • . 3,215,232 - 806,026 4,021,258 $ 4,062,080 [17 ri L. L_ 69 L r1 I / i CITY OF PEARLAND, TEXAS n STATEMENT OF,REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS GOVERNMENTAL FUNDS For the Year Ended September 30,2006 City Wide Court Hotel Motel Tax Court Security Donations Technology REVENUES Sales and use taxes $ 267,588 $ $ $ • Fines and forfeitures 46,856 55,852 Investment earnings 22,403 2,969 1,170 5,194 Intergovernmental Other 54,502 Total revenues 289,991' 49,825 55,672 61,046 EXPENDITURES Current: j J General government 96,248 Public safety Community services 1,716 16,185 3,814 Parks and recreation Total Expenditures 96,248 1,716 16,185 3,814 r, Excess(deficiency)of revenues over expenditures' 193,743 48,109 39,487 57,232 OTHER FINANCING SOURCES (USES) Transfers in r Transfers out (31,873) Net change in fund balances 193,743 16,236 39,487 57,232 Fund balances-beginning 669,937 92,431 6,275 139,586 Fund balances-ending $ 863,680 $ 108,667 $ 45,762 $ 196,818 '1 n 70 J p p n L'a • fj Parks and Regional State Police- Recreation Detention Park Donations Seizure Fund Federal Police Development $ $ $ $ $ n2,923 7,197 3,204 747 25,370 6,000 {11, 2,348 20,674 38,273 178,632 L ' 5,271 • 27,871 41,477 - 747 210,002 10,500 7,409 59,139 7,409 -10,500 59,139 5,271 20,462 30,977 747 150,863 235,731 5;271 20,462 - 30,977 747 386,594 102,129 243,573 89,081 26,548 743,093 L $ 107,400 $ 264,035 $ 120,058 $ 27,295 $ 1,129,687 n ' p a 71 L ri I CITY OF PEARLAND, TEXAS STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS GOVERNMENTAL FUNDS For the Year Ended September 30,2006 j Community Street r 3 Sidewalk Services Grant Fund Assessments REVENUES ' Sales and use taxes $ $ $ $ Fines and forfeitures Investment earnings 3,619 1,940 5,728 13,844 Intergovernmental 111,239 Other 35,226 3,941 Total revenues 38,845 5,881 116,967 13,844 EXPENDITURES Current: General government Public safety I 48,846 125,170 P t Community services 9,541 j Parks and recreation Total Expenditures 48,846 134,711 Excess (deficiency)of revenues over expenditures 38,845 (42,965) (17,744) 13,844 n OTHER FINANCING SOURCES (USES) Transfers in 35,100 43,688 Transfers out (54,793) J' Net change in fund balances 38,845 (62,658) 25,944 13,844 Fund balances-beginning 112,215 62,658 174,826 792,182 Fund balances-ending $ 151,060 $ $ 200,770 $ 806,026 I fl fl f n 72 r t ' II Totals L $ 267,588 102,708 96,308 117,239 333,596 917,439 96,248 184,516 31,256 66,548 378,568 V 538,871 p 314,519 71, L (86,666) 766,724 3,254,534 $ 4,021,258 • ' p p 73 p j ri CITY OF PEARLAND,TEXAS DEBT SERVICE FUND SCHEDULE OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL For the Year Ended September 30,2006 `l with comparative actual totals for the year ended September 30,2005 2006 .' Variance Positive/ Final Budget Actual (Negative) 2005 REVENUES fl Taxes: Property taxes $ 10,728,697 $ 10,736,081 $ 7,384 $ 10,095,935 Investment earnings 84,948 142,407 57,459 57,687 'F Intergovernmental 990,723 291,786 (698,937) Total Revenues 11,804,368 11,170,274 (634,094) 10,153,622 EXPENDITURES Debt Service: Principal 4,107,055 3,429,108 677,947 3,534,534 Interest 6,546,929 6,546,227 702 5,027,376 Intergovernmental 1,683,678 1,683,678 1,083,896 Total Expenditures 12,337,662 11,659,013 678,649 9,645,806 l Revenues over(under)expenditures (533,294) (488,739) 44,555 507,816 n OTHER FINANCING SOURCES/ (USES) Proceeds from long-term debt 8,004,141 8,004,141 Payments to refunding escrow agent (8,004,141) (8,004,139) 2 Transfers from other funds 1,291,909 1,291,909 339,561 Total other financing sources(uses) 1,291,909 1,291,911 2 339,561 Net change in fund balance 758,615 803,172 44,557 847,377 '1 Fund balances,beginning of year 3,855,129 3,855,129 3,007,752 Fund balances at year end $ 4,613,744 $ 4,658,301 $ 44,557 $ 3,855,129 n n 74 f1 CITY OF PEARLAND,TEXAS, SPECIAL REVENUE FUND-HOTEL/MOTEL TAX SCHEDULE OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL For the Year Ended September 30,2006 flwith comparative actual totals for the year ended September30,2005 2006 Variance Positive/ Budget Actual (Negative) 2005 REVENUES Hotels occupancy tax $ 251,500 $ 267,588 $ 16,088 $ 185,396 Investment Income 16,000 22,403 6,403 7,759 Total Revenues 267,500 289,991 22,491 193,155 [ EXPENDITURES Current: General government 157,500 96,248 61,252 80,313 Total Expenditures 157,500 96,248 61,252 80,313 L Net change in fund balance 110,000 193,743 83,743 112,842 Fund balances,beginning of year 669,937 669,937 557,095 Fund balances at year end $ 779,937 $ 863,680 $ 83,743 $ 669,937 7 L r° r ! r+i 75 ri P1{ CITY OF PEARLAND,TEXAS, ,. SPECIAL REVENUE FUND-COURT SECURITY SCHEDULE OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL For the Year Ended September 30,2006 '"1 with comparative actual totals for the year ended September 30,2005 2006 Variance fl Positive/ J Budget Actual (Negative) 2005 71 REVENUES Fines and forfeitures $ 42,700 $ 46,856 $ 4,156 $ 39,988 Investment earnings 2,500 2,969 469 1,137 Total Revenues 45,200 49,825 4,625 41,125 EXPENDITURES Current: 1 Community services 545 1,716 (1,171) 3,266 Total Expenditures 545 1,716 (1,171) 3,266 Revenues over(under)expenditures 44,655 48,109 3,454 37,859 Other Financing Sources(Uses) Transfers(out) (31,873) (31,873) (10,363) Net change in fund balance 12,782 16,236 3,454 27,496 Fund balances,beginning of year 92,431 92,431 64,935 Fund balances at year end $ 105,213 $ 108,667 $ 3,454 $ 92,431 T r 76 rs E n CITY OF PEARLAND,TEXAS, SPECIAL REVENUE FUND-CITY WIDE DONATIONS F SCHEDULE OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL For the Year Ended September 30,2006 with comparative actual totals for the year ended September 30,2005 2006 Variance Positive/ Budget Actual (Negative) 2005 REVENUES Investment earnings $ 500 $ 1,170 $ 670 245 Other income 48,330 54,502 6,172 12,610 Total Revenues 48,830 55,672 6,842 12,855 L EXPENDITURES Current: Community services 4,683 16,185 (11,502) 8,968 Total Expenditures •4,683 - 16,185 (11,502) 8,968 Net change in fund balance 44,147 39,487 (4,660) 3,887 Fund balances,beginning of year 6,275 6,275 2,388 Fund balances at year end $ .50,422 $ 45,762 $ (4,660) $ 6,275 L E 7 i n L F, 1," 77 r r^ I ' fl CITY OF PEARLAND,TEXAS, SPECIAL REVENUE FUND-COURT TECHNOLOGY SCHEDULE OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL For the Year Ended September 30,2006 with comparative actual totals for the year ended September 30,2005 2006 Variance f Positive/ Budget Actual (Negative) 2005 REVENUES Fines and forfeits 1 $ 51,000 $ 55,852 $ 4,852 $ 51,586 Investment earnings 3,408 5,194 1,786 1,934 r, Total Revenues 54,408 61,046 6,638 53,520 EXPENDITURES Current: Community services 2,307 3,814 (1,507) 3,004 Total Expenditures 2,307 3,814 (1,507) 3,004 Net change in fund balance 52,101 57,232 5,131 50,516 Fund balances,beginning of year 139,586 139,586 89,070 Fund balances at year end $ 191,687 $ 196,818 $ 5,131 $ 139,586 fl fl r 78 I I n L! CITY OF PEARLAND,TEXAS, SPECIAL REVENUE FUND-REGIONAL DETENTION SCHEDULE OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL For the Year Ended September 30,2006 with comparative actual totals for the year ended September 30,2005 2006 Variance Positive/ Budget Actual (Negative) 2005 REVENUES Investment earnings $ 1,600 $ 2,923 $ 1,323 1,211 Other income 2,348 2,348 49,258 Total Revenues 3,948 5,271 1,323 50,469 Net change in fund balance 3,948 5,271 1,323 50,469 Fund balances,beginning of year 102,129 102,129 51,660 Fund balances at year end $ 106,077 $ 107,400 $ 1,323 $ 102,129 n L L L r 7 79 L CITY OF PEARLAND,TEXAS, SPECIAL REVENUE FUND-PARK DONATIONS SCHEDULE OF REVENUES,EXPENDITURES AND J CHANGES IN FUND BALANCE-BUDGET AND ACTUAL For the Year Ended September 30,2006 with comparative actual totals for the year ended September 30,2005 J 2006 Variance f1 Positive/ j Budget Actual (Negative) 2005 REVENUES Investment earnings $ 3,850 $ 7,197 $ 3,347 $ 3,155 Other 22,322 20,674 (1,648) 15,018 Total Revenues 26,172 27,871 1,699 18,173 EXPENDITURES r f Current: Parks and recreation 8,000 7,409 591 16,971 Total Expenditures 8,000 7,409 591 16,971 �I Net change in fund balance 18,172 20,462 2,290 1,202 fl Fund balances,beginning of year 243,573 243,573 242,371 Fund balances at year end $ 261,745 $ 264,035 $ 2,290 $ 243,573 r f r, I r, r- 80 n E CITY OF PEARLAND,TEXAS, SPECIAL REVENUE FUND-STATE POLICE-SEIZURE FUND SCHEDULE OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL For the Year Ended September 30,2006 with comparative actual totals for the year ended September 30,2005 L 2006 Variance Positive/ Budget Actual (Negative) 2005 REVENUES Investment earnings $ 2,492 $ 3,204 $ 712 $ 1,307 Other 30,077 38,273 8,196 25,542 Total Revenues 32,569 41,477 8,908 26,849 EXPENDITURES Current: Public safety 10,500 10,500 17,661 Total Expenditures 10,500 10,500 17,661 Net change in fund balance 22,069 30,977 8,908 9,188 Fund balances,beginning of year 89,081 89,081 79,893 Fund balances at year end $ 111,150 $ 120,058 $ 8,908 $ 89,081 1-7 L L L L 81 L_ r CITY OF.PEARLAND,TEXAS, SPECIAL REVENUE FUND-FEDERAL POLICE fl SCHEDULE OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL For the Year Ended September 30,2006 with comparative actual totals for the year ended September 30,2005 2006 Variance °l Positive/ Budget Actual (Negative) 2005 REVENUES Investment earnings $ 400 $ 747 $ 347 $ 344 Total Revenues 400 747 347 344 Net change in fund balance 400 747 347 344 Fund balances,beginning of year 26,548 26,548 26,204 Fund balances at year end $ 26,948 $ 27,295 $ 347 $ 26,548 f, r-, n r- _ _ r r- 82 k`- 7 L, 7 CITY OF PEARLAND,TEXAS, 7 SPECIAL REVENUE FUND-PARK AND RECREATION DEVELOPMENT L' SCHEDULE OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL For the Year Ended September 30,2006 7 with comparative actual totals for the year ended September 30,2005 2006 L' _ Variance Positive/ Budget Actual (Negative) 2005 El REVENUES Investment earnings $ .17,188 $ . 25,370 $ 8,182 $ 8,346 Intergovernmental 6,000 6,000 Other 153,930 178,632 24,702 185,998 tj Total Revenues 177,118 210,002 32,884 194,344 7 EXPENDITURES - Current: Parks and recreation 726,018 59,139 666,879 p Total Expenditures 726,018 59,139 666,879 L' Revenues over(under)expenditures (548,900) 150,863 699,763 194,344 flOther Financing Sources(Uses) Transfers from other funds 195,731 235,731 .40,000 E Total other financing sources(uses) 195,731 235,731 40,000 Net char a in fund balance g (353,169) 386,594 740,000 194,344 ril Fund balances,beginning of year 743,093 743,093 548,749 Fund balances at year end $ 389,924 $ 1,129,687 $ 739,763 $ 743,093 n 7 - ,. ., f L. r f 83 7 n CITY OF PEARLAND,TEXAS, SPECIAL REVENUE FUND-SIDEWALK fl SCHEDULE OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL For the Year Ended September 30,2006 r� with comparative actual totals for the year ended September 30,2005 2006 Variance fl Positive/ Budget Actual (Negative) 2005 REVENUES Investment earnings $ 1,795 $ 3,619 $ 1,824 $ 1,924 Other 25,110 35,226 10,116 36,950 .i Total Revenues 26,905 38,845 11,940 38,874 Revenues over(under)expenditures 26,905 38,845 11,940 38,874 Other Financing Sources(Uses) Transfers(to)other funds (180,000) Total other financing sources(uses) (180,000) Net change in fund balance 26,905 38,845 11,940 (141,126) 'l Fund balances,beginning of year 112,215 112,215 253,341 n Fund balances at year end $ 139,120 $ 151,060 $ 11,940 $ 112,215 n 1 r--q n 84 • l CITY OF PEARLAND,TEXAS, . 7 SPECIAL REVENUE FUND-COMMUNITY SERVICES SCHEDULE OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL For the Year Ended September 30,2006 [7: with comparative actual totals for the year ended September 30,2005 2006 7 - Variance Positive/ Budget Actual (Negative) 2005 4 REVENUES `` Investment earnings $ 2,281 $ 1,940 $ (341) $ 797 Other_ 3,904 3,941 37 3,806 7 Total Revenues 6,185 5,881 (304) 4,603 EXPENDITURES r Current: Public safety 44,585 48,846 (4,261) Total Expenditures 44,585 48,846 (4,261) 28,790 7 Revenues over(under)expenditures (38,400) (42,965) (4,565) (24,187) 7 OTHER FINANCING SOURCES/ L , (USES) Transfers from other funds 35,100 35,100 32,000 Transfers(to)other funds (59,358) (54,793) 4,565 Total other financing sources(uses) (24,258) (19,693) 4,565 • 32,000 Net change in fund balance (62,658) (62,658) 7,813 i i Fund balances,beginning of year 62,658 62,658 54,845 Fund balances at year end $ $ $ $ 62,658 7 , L: r • 7 85 El • ri • CITY OF PEARLAND,TEXAS, SPECIAL REVENUE FUND-GRANT FUND SCHEDULE OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL For the Year Ended September 30,2006 r with comparative actual totals for the year ended September 30,2005 2006 Variance fl Positive/ Budget Actual (Negative) 2005 . r-, REVENUES Investment earnings $ 3,385 $ 5,731 $ 2,346 $ 866 Intergovernmental 140,572 111,239 (29,333) 398,388 1-1 Total Revenues 143,957 116,970 (26,987) 399,254 EXPENDITURES Current: General government 1,260 Public safety 144,045 125,173 18,872 261,551 Community services 11,139 9,541 • 1,598 fl Capital outlay 91,694 Total Expenditures 155,184 134,714 20,470 354,505 Revenues over(under)expenditures (11,227) (17,744) (6,517) 44,749 OTHER FINANCING SOURCES/ (USES) • Transfers from other funds 6,000 43,688 37,688 50,000 Total other financing sources(uses) 6,000 43,688 37,688 50,000 Net change in fund balance (5,227) 25,944 31,171 94,749 Fund balances,beginning of year 174,826 174,826 80,077 Fund balances at year end $ 169,599 $ 200,770 $ 31,171 $ 174,826 r-, 86 r- E_ CITY OF PEARLAND,TEXAS, SPECIAL REVENUE FUND-STREET ASSESSMENTS SCHEDULE OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL For the Year Ended September 30,2006 with comparative actual totals for the year ended September 30,2005 2006 Variance Positive/ Budget Actual (Negative) 2005 REVENUES Investment earnings $ 7,468 $ 13,844 $ 6,376 $ 26,009 Other • 198,928 Total Revenues 7,468 13,844 6,376 224,937 Net change in fund balance 7,468 13,844 6,376 224,937 Fund balances,beginning of year 792,270 792,182 567,245 Fund balances at year end $ 799,738 $ 806,026 $ 6,376 $ 792,182 L! • � I L 87 L • 7 (This page intentionally left blank.) 7 88 L p L ° p • DISCRETELY PRESENTED COMPONENT UNITS ` FUND BASED FINANCIAL STATEMENTS 7• p p f p fl 89 L ri CITY OF PEARLAND,TEXAS,TEXAS DISCRETELY PRESENTED COMPONENT UNITS BALANCE SHEETS-GOVERNMENTAL FUNDS 1 September 30,2006 Pearland Economic Tax Increment Development Development Reinvestment Authority of Total Component Corporation Zone#2 Pearland Units ASSETS Cash and equivalents $ 3,239,475 $ 3,129,862 $ 20,212 $ 6,389,549 Investments 3,448,107 3,448,107 Receivables-less allowance for uncollectibles 864,825 864,825 Restricted cash 10,840,127 2,174,602 13,014,729 Total assets 18,392,534 3,129,862 2,194,814 23,717,210 r, LIABILITIES Accounts payable and accrued expenses 33,549 54,573 16,826 104,948 Total liabilities 33,549 54,573 16,826 104,948 11 FUND BALANCE Reserved for construction 10,840,127 10,840,127 Reserved for debt service 2,174,602 2,174,602 Unreserved 7,518,858 3,075,289 3,386 10,597,533 Total fund balance 18,358,985 3,075,289 2,177,988 23,612,262 Total Liabilities and Fund Balance $ 18,392,534 $ 3,129,862 $ 2,194,814 $ 23,717,210 r1 Reconciliation from Fund balance to Net Assets Fund Balance $ 18,358,985 $ 3,075,289 $ 2,177,988 $ 23,612,262 Less revenue bonds payable (20,108,919) (20,562,611) (40,671,530) Less other long-term liabilities (38,198) (38,198) Less interest payable (82,484) (82,484) Net Assets $ (1,870,616) $ 3,075,289 $ (18,384,623) $ (17,179,950) n n J r-i n 90 ri r L 7 CITY OF PEARLAND,TEXAS 7 DISCRETELY PRESENTED COMPONENT UNITS STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCE GOVERNMENTAL FUNDS For the Year Ended September 30,2006 L Pearland Economic Development Total E. Development TIRZ Authority of Component Corporation Developments Pearland Units REVENUES Taxes: 7 Property taxes $ $ 5,354,319 $ $ 5,354,319 Sales and use taxes 4,821,342 4,821,342 Intergovernmental Investment earnings 582,218 71,559 85,592 739,369 7 Total revenues 5,403,560 5,425,878 85,592 10,915,030 EXPENDITURES 7 Current: General government 48,619 48,619 Economic development 1,148,585 1,421,796 8,100,000 10,670,381 Debt Service Principal 345,000 1,535,000 1,880,000 L Interest 421,400 1,064,986 1,486,386 Bond issuance cost 102,808 781,040 883,848 7 Intergovernmental-City 7,211,662 352 11,529,9977,212,014 Total Expenditures 9,229,455 1,421,796 22,181,248 Revenues over(under)expenditures (3,825,895) 4,004,082 (11,444,405) (11,266,218) 7 OTHER FINANCING SOURCES/ (USES) Transfers from other component units 2,151,892 2,151,892 l Transfers(to)other component units (2,151,892) (2,151,892) Issuance of Revenue bonds 10,235,000 9,775,000 20,010,000 Total other financing sources(uses) 10,235,000 (2,151,892) 11,926,892 20,010,000 Changes in fund balance 6,409,105 1,852,190 482,487 8,743,782 Fund balances,beginning as restated 11,949,880 1,223,099 1,695,501 14,848,892 Fund balances, ending $ 18,358,985 $ 3,075,289 $ 2,177,988 $ 23,592,674 7 Reconciliation from changes in fund '' balance to changes in net assets 7 Change in Fund Balance $ 6,409,105 $ 1,852,190 $ 482,487 $ 8,743,782 Add Principal payments 345,000 1,535,000 1,880,000 Bond Issuance costs 96,881 744,611 841,492 Add changes in interest payable (82,484) (82,484) {7 Add changes in other long-term liabilities (10,275,075) (9,775,000) (20,050,075) Changes in Net Assets $ (3,506,573) $ 1,852,190 $ (7,012,902) $ (8,667,285) 7 7 91 7 L E E f r n LONG-TERM DEBT AMORTIZATION SCHEDULES n 93 E r r-7 CITY OF PEARLAND,TEXAS COMBINING SCHEDULE OF GOVERNMENTAL ACTIVITY LONG-TERM DEBT BY MATURITY DATE September 30,2006 r Permanent Improvement Refunding Bonds Series 2000 G.O.Series 2001(TIRZ Obligation) F"-, Fiscal Year Ending Principal Interest . Total Principal Interest Total 2007 $ 1,800,000 230,700 $ 2,030,700 $ 235,000 $ 31,298 $ 266,298 r 2008 1,885,000 142,260 2,027,260 250,000 21,840 271,840 2009 1,980,000 48,510 2,028,510 260,000 11,895 271,895 2010 175,000 3,413 178,413 2011 2012 1 2013 2014 2015 2016 r-1 2017 2018 2019 2020 2021 h 2022 2023 2024 "`1 2025 2026 I 2027 2028 2029 fl $ 5,665,000 $ 421,470 $ 6,086,470 $ 920,000 $ 68,445 $ 988,445 J Certificates of Obligation,Series 2001 Certificates of Obligation,Series 2006 7 Fiscal Year J Ending Principal Interest Total Principal Interest Total 2007 $ - $ 477,823 $ 477,823 $ - $ 534,360 $ 534,360 rn 2008 - 477,823 477,823 25,000 457,257 482,257 2009 115,000 474,373 589,373 25,000 455,726 480,726 2010 560,000 456,923 1,016,923 50,000 453,429 503,429 2011 575,000 431,423 1,006,423 125,000 448,069 573,069 ,7 2012 600,000 407,173 1,007,173 315,000 434,594 749,594 2013 630,000 380,641 1,010,641 335,000 414,688 749,688 2014 655,000 352,123 1,007,123 355,000 393,557 748,557 2015 700,000 321,198 1,021,198 370,000 371,354 741,354 2016 730,000 287,673 1,017,673 395,000 349,654 744,654 7 2017 790,000 251,375 1,041,375 405,000 330,932 735,932 i 2018 835,000 211,958 1,046,958 405,000 314,074 719,074 2019 880,000 169,500 1,049,500 505,000 294,838 799,838 2020 930,000 124,250 1,054,250 470,000 274,001 744,001 7 2021 980,000 76,500 1,056,500 500,000 253,146 753,146 1 2022 1,040,000 26,000 1,066,000 525,000 230,912 755,912 2023 555,000 207,218 762,218 2024 585,000 181,991 766,991 "7 2025 605,000 155,363 760,363 2026 730,000 125,325 855,325 2027 765,000 91,688 856,688 2028 805,000 56,363 861,363 2029 850,000 19,125 869,125 $10,020,000 $ 4,926,752 $ 14,946,752 $. 9,700,000 $ 6,313,301 $ 16,013,301 94 J ri i 7 L- 7 L Page l Of 2 7 L_ Permanent Improvement&Refund Bonds,Series Permmanent Improvement Bonds,Series 2003 2005 7 . Fiscal Year Ending Principal Interest Total Principal Interest Total 2007 $ - $ 664,504 $ 664,504 $ - 1,680,164 $ 1,680,164 7 2008 664,504 664,504 1,680,164 1,680,164 2009 140,000 660,304 800,304 425,000 1,673,258 2,098,258 2010 335,000 646,054 981,054 1,635,000 1,637,739 3,272,739 2011 - 350,000 625,504 975,504 1,705,000 1,578,223 3,283,223 2012 370,000 603,904 973,904 1,775,000 1,514,039 3,289,039 2013 390,000 581,104 971,104 1,845,000 1,445,011 3,290,011 LLL 2014 410,000 557,104 967,104 1,930,000 1,370,664 3,300,664 2015 435,000 535,016 970,016 2,010,000 1,281,814 3,291,814 2016 455,000 516,129 971,129 2,115,000 1,178,689 3,293,689 j 2017 725,000 492,529 1,217,529 865,000 1,108,514 1,973,514 2018 765,000 462,729 1,227,729 995,000 1,071,314 2,066,314 2019 805,000 430,826 1,235,826 380,000 1,043,624 1,423,624 2020 845,000 396,266 1,241,266 385,000 1,027,893 1,412,893 7 2021 885,000 359,283 1,244,283 395,000 1,011,658 1,406,658 L 2022 935,000 320,153 1,255,153 405,000 994,756 1,399,756 2023 980,000 278,613 1,258,613 875,000 967,338 1,842,338 2024 1,030,000 234,000 1,264,000 2,625,000 882,900 3,507,900 I'm 2025 1,085,000 186,413 1,271,413 2,760,000 748,275 3,508,275 LI 2026 1,140,000 136,350 1,276,350 2,900,000 606,775 3,506,775 2027 1,200,000 83,700 1,283,700 3,045,000 465,763 3,510,763 2028 1,260,000 28,350 1,288,350 4,010,000 297,000 4,307,000 2029 3,935,000 98,375 4,033,375 $ 14,540,000 $ 9,463,335 $ 24,003,335 $ 37,015,000 $ 25,363,946 $ 62,378,946 7 Fiscal Year Certificates of Obligation,Series 2003 Certificates of Obligation,Series 2004 Ending Principal Interest Total Principal Interest Total 2007 $ 390,000 $ 744,520 $ 1,134,520 $ 100,000 $ 960,959 $ 1,060,959 ri 2008 415,000 732,445 1,147,445 100,000 956,959 1,056,959 2009 435,000 719,695 1,154,695 290,000 949,159 1,239,159 2010 1,110,000 685,420 1,795,420 340,000 936,559 1,276,559 2011 1,175,000 631,233 1,806,233 365,000 922,459 1,287,459 7 2012 1,235,000 580,095 1,815,095 380,000 907,559 1,287,559 2013 1,295,000 531,114 1,826,114 385,000 892,259 1,277,259 2014 1,035,000 488,203 1,523,203 710,000 870,359 1,580,359 • 2015 1,090,000 449,408 1,539,408 710,000 841,959 1,551,959 [7 2016 1,145,000 407,488 1,552,488 730,000 813,159 1,543,159 2017 1,210,000 361,533 1,571,533 1,030,000 777,959 1,807,959 2018 1,180,000 313,733 1,493,733 1,070,000 735,424 1,805,424 2019 1,240,000 265,333 1,505,333 1,160,000 689,129 1,849,129 7 2020 1,310,000 213,023 1,523,023 1,175,000 635,394 1,810,394 2021 1,380,000 156,188 1,536,188 1,195,000 574,650 1,769,650 2022 1,455,000 95,944 1,550,944 1,210,000 511,519 1,721,519 2023 1,530,000 32,513 1,562,513 1,510,000 440,119 1,950,119 2024 1,580,000 359,006 1,939,006 7 2025 1,625,000 280,969 1,905,969 2026 1,675,000 205,672 1,880,672 2027 1,730,000 126,931 1,856,931 2028 1,830,000 43,463 1,873,463 ril 2029 L $ 18,630,000 $ 7,407,883 $ 26,037,883 $ 20,900,000 $ 14,431,621 $ 35,331,621 144 95 I 7 [7 7 CITY OF PEARLAND,TEXAS COMBINING SCHEDULE OF GOVERNMENTAL ACTIVITY LONG-TERM DEBT Page 2 of 2 BYMATURITYDATE [4.1 September 30,2006 Permanent Improvement&Refund Bonds,Series 2006 Total All Series 4 ' Fiscal Year Ending Principal Interest Total Principal Interest Total 2007 $ 50,000 $ 1,917,992 $ 1,967,992 $ 2,575,000 $ 8,389,018 $ 10,964,018 7 2008 50,000 1,532,194 1,582,194 2,725,000 7,812,144 10,537,144 2009 50;000 1,530,194 1,580,194 4,415,000 7,648,962 12,063,962 2010 50,000 1,528,194 1,578,194 4,985,000 7,427,179 12,412,179 2011 320,000 1,520,794 1,840,794 5,385,000 7,188,504 12,573,504 2012 385,000 1,506,694 1,891,694 5,870,000 6,933,407 12,803,407 2013 400,000 1,490,994 1,890,994 6,135,000 6,665,435 12,800,435 2014 410,000 1,474,794 1,884,794 6,405,000 6,392,552 12,797,552 2015 430,000 1,457,994 1,887,994 6,695,000 6,098,242 12,793,242 7 2016 445,000 1,440,216 1,885,216 7,015,000 5,783,756 12,798,756 2017 460,000 1,421,263 1,881,263 6,540,000 5,483,478 12,023,478 2018 480,000 1,401,288 1,881,288 6,845,000 5,195,643 12,040,643 2019 1,335,000 1,361,050 2,696,050 7,480,000 4,882,173 12,362,173 2020 1,485,000 1,293,888 2,778,888 7,835,000 4,532,339 12,367,339 7 2021 1;580,000 1,217,263 2,797,263 8,220,000 4,152,811 12,372,811 2022 1,675,000 1,135,888 2,810,888 8,620,000 3,752,296 12,372,296 2023 2,150,000 1,040,263 3,190,263 9,045,000 3,332,686 12,377,686 2024 2,150,000 932,763 3,082,763 9,495,000 2,883,035 12,378,035 7 2025 2,270,000 822,263 3,092,263 - 9,950,000 2,407,406 12,357,406 Li 2026 2,395,000 705,638 3,100,638 10,535,000 1,911,384 12,446,384 2027 2,525,000 585,794 3,110,794 11,050,000 1,398,500 12,448,500 2028 3,690,000 438,188 4,128,188 11,595,000 863,363 12,458,363 7 2029 7,380,000 175,275 7,555,275 12,165,000 292,775 12,457,775 L $ 32,165,000 $ 27,930,877 $ 60,095,877 $ 171,580,000 $ 111,427,088 $ 283,007,088 fiiq Certificates of Obligation,Series 2002 p - L-I Fiscal Year Ending Principal- Interest Total 7 2007 $ - $ 1,146,700 $ 1,146,700 2008 1,146,700 1,146,700 [._; 2009 695,000 1,125,850 1,820,850 2010 730,000 1,079,450 1,809,450 - 2011 770,000 1,030,800 1,800,800 74 2012 810,000 979,350 1,789,350 2013 855,000 929,625 1,784,625 2014. , 900,000 885,750 1,785,750 2015 950,000. 839,500 1,789,500 7 2016 1,000,000 790,750 1,790,750 2017 1,055,000 739,375 1,794,375 2018 1,115,000 685,125 1,800,125 2019 1,175,000 627,875 1,802,875 7 2020 1,235,000 567,625 1,802,625 2021 1,305,000 504,125 1,809,125 2022 1,375,000 437,125 1,812,125 2023 1,445,000 . . 366,625 1,811,625 7 2024 1,525,000 292,375 1,817,375 2025 1,605,000 214,125 1,819,125 L 2026 1,695,000 131,625 1,826,625 2027 1,785,000 44,625 1,829,625 2028 7 2029 L. $ 22,025,000 $ 14,565,100 $ 36,590,100 97 7 L 7 J 7 CITY OF PEARLAND,TEXAS i COMBINING SCHEDULE OF ENTERPRISE FUND LONG-TERM DEBT BY MATURITY DATE r September 30,2006 Water&Sewer System Revenue Bonds,Series Water&Sewer System Adjustable Rate Revenue fl 1996B Bonds,Series 1999 Fiscal Year Ending Principal Interest Total Principal Interest Total 7 2007 $ 495,000 $ 43,945 $ 538,945 $ 195,000 $ 263,495 $ 458,495 2008 515,000 22,660 537,660 205,000 261,218 466,218 2009 215,000 253,320 468,320 2010 220,000 238,688 458,688 2011 230,000 230,436 460,436 2012 240,000 221,811 461,811 2013 250,000 212,813 462,813 2014 260,000 203,438 463,438 2015 270,000 193,688 463,688 2016 290,000 183,375 473,375 2017 1,080,000 172,688 1,252,688 7 2018 1,125,000 132,188 1,257,188 i 2019 1,175,000 90,000 1,265,000 2020 1,225,000 45,938 1,270,938 2021 $ 1,010,000 $ 66,605 $ 1,076,605 $ 6,980,000 $ 2,703,095 $ 9,683,095 Water&Sewer System Revenue Bonds,Series 2001 Water&Sewer System Revenue Bonds,Series 2003 P` Fiscal Year Ending Principal Interest Total Principal Interest Total 2007 190,000 $ 480,005 $ 670,005 $ 245,000 $ 383,513 $ 628,513 r'1 2008 200,000 468,130 668,130 260,000 373,717 633,717 ,' 2009 210,000 455,630 665,630 270,000 363,313 633,313 2010 230,000 442,505 672,505 285,000 352,513 637,513 r-, 2011 240,000 428,130 668,130 300,000 341,113 641,113 2012 255,000 413,130 668,130 315,000 323,113 638,113 2013 270,000 397,830 667,830 330,000 304,213 634,213 2014 290,000 386,018 676,018 340,000 285,238 625,238 r 2015 300,000 372,968 672,968 355,000 271,638 626,638 2016 320,000 359,093 679,093 365,000 257,438 622,438 2017 340,000 343,893 683,893 375,000 242,838 617,838 r, 2018 365,000 327,573 692,573 385,000 227,838 612,838 2019 390,000 309,688 699,688 390,000 212,438 602,438 2020 420,000 290,188 710,188 395,000 196,350 591,350 2021 1,730,000 269,188 1,999,188 395,000 179,563 574,563 1'°', 2022 1,825,000 182,688 2,007,688 410,000 162,775 572,775 2023 1,925,000 91,438 2,016,438 420,000 145,350 565,350 2024 1,500,000 127,500 1,627,500 2025 1,500,000 63,750 1,563,750 7 $ 9,500,000 $ 6,018,090 $ 15,518,090 $ 8,835,000 $ 4,814,204 $ 13,649,204 7 98 1 7 L E L , 17 Water and Sewer System Revenue and Refunding Bonds,Series 2006 Certificates of Obligation,1998 L Fiscal Year ' Ending Principal Interest Total Principal Interest Total 7 2007 $ -- $ 657,656 $ 657,656 $ 915,000 $ 521,073 $ 1,436,073 2008 657,656 657,656 945,000 492,006 1,437,006 2009 550,000 657,656 1,207,656 980,000 461,198 1,441,198 7 2010 570,000 635,656 1,205,656 1,015,000 428,271 1,443,271 2011 600,000 611,431 1,211,431 1,050,000 393,158 1,443,158 2012 625,000 585,931 1,210,931 1,090,000 355,698 1,445,698 2013 650,000 559,369 1,209,369 1,125,000 316,100 1,441,100 Eli 2014 680,000 530,119 1,210,119 1,170,000 274,498 1,444,498 2015 710,000 499,519 1,209,519 1,210,000 230,760 1,440,760 2016 745,000 467,569 1,212,569 1,250,000 184,938 1,434,938 2017 100,000 434,044 534,044 2,090,000 121,790 2,211,790 i 2018 100,000 429,744 529,744 2,160,000 41,040 2,201,040 L' 2019 100,000 425,369 525,369 2020 100,000 420,869 , 520,869 rill 2021 100,000 416,244 516,244 L ' 2022 100,000 411,619 511,619 - 2023 100,000 406,994 506,994 2024 100,000 402,369 502,369 2025 100,000 397,744 497,744 L' 2026 1,150,000 393,119 1,543,119 2027 1,205,000 338,494 1,543,494 - 2028 1,265,000 278,244 1,543,244 2029 1,330,000 214,994 1,544,994 n 2030 1,395,000 146,831 1,541,831 2031 1,470,000 75,338 1,545,338 $ 13,845,000 $ 11,054,575 $.24,899,575 $ 15,000,000 $ 3,820,528 $ 18,820,528 L' Eli . L 7 • 7 7 LH 7 99 • 1 7 PEARLAND ECONCOMIC DEVELOPMENT CORPORATION COMBINING SCHEDULE OF REVENUE BONDS PAYABLE BY MATURITY DATE • September 30,2006 i Ti Sales Tax Revenue Bonds,Series 2005 Sales Tax Revenue Bonds,Series 2006 ri Fiscal Year Ending Principal Interest Total Principal Interest Total 2007 350,000 412,275 $ 762,275 50,000 591,287 641,287 2008 360,000 402,650 762,650 165,000 485,719 650,719 2009 375,000 391,850 766,850 170,000 478,294 648,294 2010 385,000 380,600 765,600 180,000 471,069 651,069 2011 400,000 368,088 768,088 185,000 463,419 648,419 7 2012 410,000 355,088 765,088 • 200,000 454,169 654,169 2013 425,000 340,738 765,738 210,000 444,169 654,169 2014 445,000 323,738 768,738 215,000 433,669 648,669 2015 460,000 305,938 765,938 230,000 422,919 652,919 7 2016 480,000 287,538 767,538 240,000 411,419 651,419 i 2017 505,000 263,538 768,538 255,000 401,219 656,219 2018 530,000 238,288 768,288 265,000 390,381 655,381 2019 555,000 211,788 766,788 280,000 378,788 658,788 2020 575,000 189,588 764,588 300,000 366,538 666,538. 2021 600,000 166,588 766,588 310,000 353,038 663,038 2022 625,000 141,988 766,988 325,000 339,088 664,088 7 2023 650,000 116,363 766,363 345,000 322,838 667,838 2024 675,000 89,550 764,550 365,000 305,588 670,588 J 2025 705,000 61,200 766,200 385,000 287,338 672,338 2026 735,000 31,238 766,238 405,000 268,088 673,088 n - 2027 l 1,190,000 247,838 1,437,838 1 2028 1,255,000 188,338 1,443,338 2029 1,320,000 128,725 1,448,725 2030 1,390,000 66,025 1,456,025 ■-1 $ 10,245,000 $ 5,078,625 $ 15,323,625 $ 10,235,000 $ 8,699,956 $ 18,934,956 7 • "t J I 100 j 1 r • L 7 DEVELOPMENT AUTHORITY OF PEARLAND COMBINING SCHEDULE OF REVENUE BONDS PAYABLE BY MATURITY DATE 'September 30,2006 7 Tax Increment Revenue Bonds,Series 2006 Tax Increment Revenue Bonds,Series 2005 rill Fiscal Year Ending Principal Interest Total Principal Interest Total `' 2007 715,000 395,898 1,110,898 . 840,000 642,370 1,482,370 2008 275,000 370,873 645,873 360,000 614,020 974,020 P. 2009 270,000 360,904 630,904 375,000 601,060 976,060 I2010 - 280,000 350,779 630,779 390,000 586,435 976,435 2011 290,000 339,929 629,929 405,000 570,348 975,348 2012 300,000 328,329 628,329 425,000 552,933 977,933 2013 315,000 315,954 630,954 440,000 534,020 974,020 L ' 2014 330,000 302,566 632,566 460,000 513,780 973,780 2015 340,000 288,129 628,129 • 485,000 492,160 977,160 ri. 2016 360,000 272,829 632,829 505,000 469,365 • 974,365 2017 375,000 257,529 632,529 530,000 445,125 975,125 2018 390,000 241,216 631,216 555,000 418,625 973,625 2019 390,000 223,666 613,666 585,000 390,875 975,875 2020 410,000 206,116 616,116 615,000 361,625 976,625 L. 2021 425,000 187,256 612,256 645,000 330,875 975,875 2022 450,000 168,131 618,131 675,000 298,625 973,625 2023 470,000 147,319 617,319 710,000 264,031 974,031 7 2024 485,000 125,581 610,581 750,000 227,644 977,644 2025 510,000 103,150 • 613,150 790,000 ' • 186,806 . 976,806 2026 530,000 '79,563 609,563 835,000 143,788 978,788 2027 560,000 54,388 614,388 880,000 98,313 978,313 7 2028 585,000 27,788 612,788 925,000 50,388 975,388 $ 9,055,000 $ 5,147,893 $ 14,202,893 $ 13,180,000 $ 8,793,211 $ 21,973,211 E L 7 7 • . . f . L_1 . . . . 7 7 . . 101 L r 7 1.7 • (this page intentionally left blank) p- 102