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HomeMy WebLinkAboutR2006-071 05-22-06RESOLUTION NO. R2006-71 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF PEARLAND, TEXAS, ACCEPTING THE CITY'S ANNUAL AUDIT MANAGEMENT LETTER AS PREPARED BY THE ACCOUNTING FIRM OF PATTILLO, BROWN AND HILL, L. L. P. BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF PEARLAND, TEXAS: Section 1. That certain financial audit management letter as prepared by Patillio, Brown and Hill, L. L. P., a copy of which is attached hereto as Exhibit "A" and made a part hereof for all purposes, is hereby authorized and approved. Section 2. That the City Council accepts the City's annual financial audit management letter. PASSED, APPROVED and ADOPTED this the 22nd day of May , A.D., 2006. TOM REID MAYOR if.(iN,OF G, RMC ITY SECRETARY APPROVED AS TO FORM: - /tad._ DARRIN M. COKER CITY ATTORNEY w PATTILLO, BROWN & HILL, L.L.P. CERTIFIED PUBLIC ACCOUNTANTS ■ BUSINESS CONSULTANTS �dI INDEPENDENT AUDITORS' REPORT To the Honorable Mayor and Member of the City of Council City of Pearland, Texas We have audited the accompanying financial statements of the governmental activities, the business -type activities, the aggregate discretely presented component units, each major fund, and the aggregate remaining fund information of the City of Pearland, Texas, as of and for the year ended September 30, 2005, which collectively comprise the City's basic financial statements as listed in the table of contents. These financial statements are the responsibility of the City of Pearland, Texas' management. Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business -type activities, the aggregate discretely presented component units, each major fund, and the aggregate remaining fund information of the City of Pearland, Texas, as of September 30, 2005, and the respective changes in financial position and cash flows, where applicable, thereof and the respective budgetary comparison for the General Fund for the year then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Government Auditing Standards, we have also issued our report dated March 10, 2006, on our consideration of the City of Pearland, Texas' internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be considered in conjunction with this report in considering the results of our audit. 1 401 WEST HIGHWAY 6 ■ P. 0. BOX 20725 s WACO, TX 76702-0725 ! (254) 772-49011 FAX: (254) 772-49201 www.pbhcpa.com AFFILIATE OFFICES: BROWNSVILLE, TX (956) 544-7778 ■ HILLSBORO, TX (254) 582-2583 TEMPLE, TX (254) 791-3460 ■ ALBUQUERQUE, NM (505) 266-5904 The management's discussion and analysis on pages 3 through 10 is not a required part of the basic financial statements but is supplementary information required by accounting principles generally accepted in the United States of America. We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the required supplementary information. However, we did not audit the information and express no opinion on it. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City of Pearland, Texas' basic financial statements. The introductory section, combining and individual fund financial statements and schedules, and statistical tables are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual fund financial statements and schedules have been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, are fairly stated in all material respects in relation to the basic financial statements taken as a whole. The introductory section and statistical tables have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we express no opinion on them. Pc4,41-dio,S1,0,ry, Wal, ) L.. . L3. March 10, 2006 2 PEARLAND For the year ended September 30, 2005 CITY OF PEARLAND, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED SEPTEMBER 30, 2005 CITY OF PEARLAND, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED SEPTEMBER 30, 2005 Prepared by: Finance Department THIS PAGE LEFT BLANK INTENTIONALLY CITY OF PEARLAND, TEXAS TABLE OF CONTENTS YEAR ENDED SEPTEMBER 30, 2005 INTRODUCTORY SECTION Letter of Transmittal GFOA Certificate of Achievement for Excellence in Financial Reporting Organizational Chart List of Principal Officials Page Number i — vii FINANCIAL SECTION Independent Auditors' Report 1 — 2 Management's Discussion and Analysis 3 — 11 Basic Financial Statements Government -wide Financial Statements Statement of Net Assets 12 Statement of Activities 13 — 14 Fund Financial Statements Balance Sheet — Governmental Funds 15 Statement of Revenues, Expenditures and Changes in Fund Balances — Governmental Funds 16 (continued) CITY OF PEARLAND, TEXAS TABLE OF CONTENTS (Continued) YEAR ENDED SEPTEMBER 30, 2005 Page Number FINANCIAL SECTION (Continued) Fund Financial Statements (Continued) Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities 17 Statement of Revenues, Expenditures and Changes in Fund Balances — Budget and Actual — General Fund 18 Statement of Net Assets — Proprietary Fund 19 Statement of Revenues, Expenses and Changes in Fund Net Assets — Proprietary Fund 20 Statement of Cash Flows — Proprietary Fund 21 Notes to Financial Statements 22 — 46 Combining Statements and Schedules General Fund Schedule of Expenditures — Budget and Actual 47 Nonmajor Governmental Funds Combining Balance Sheet 48 — 50 Combining Statement of Revenues, Expenditures and Changes in Fund Balances 51 — 53 Debt Service Fund Schedule of Revenues, Expenditures and Changes in Fund Balances — Budget and Actual 54 (continued) CITY OF PEARLAND, TEXAS TABLE OF CONTENTS (Continued) YEAR ENDED SEPTEMBER 30, 2005 Page Number FINANCIAL SECTION (Continued) Combining Statements and Schedules (Continued) Water and Sewer Fund Comparative Statements of Net Assets 55 Comparative Statements of Revenues, Expenses and Changes in Fund Net Assets 56 Comparative Statements of Cash Flows 57 Component Units Balance Sheet — Economic Development Corporation 58 Schedule of Revenues, Expenditures and Changes in Fund Balance — Economic Development Corporation 59 Balance Sheet — TIRZ Developments 60 Schedule of Revenues, Expenditures and Changes in Fund Balance — TIRZ Developments 61 Balance Sheet — Development Authority of Pearland 62 Schedule of Revenues, Expenditures and Changes in Fund Balance — Development Authority of Pearland 63 (continued) CITY OF PEARLAND, TEXAS TABLE OF CONTENTS (Continued) YEAR ENDED SEPTEMBER 30, 2005 Table Page Number UNAUDITED STATISTICAL SECTION Government -wide Expenses by Function 1 64 Government -wide Revenues 2 65 General Governmental Expenditures by Function — Last Ten Fiscal Years 3 66 General Governmental Revenue by Source — Last Ten Fiscal Years 4 67 Property Tax Levies and Collections — Last Ten Fiscal Years 5 68 Assessed Value of Taxable Property — Last Ten Fiscal Years 6 69 Property Tax Rates — Direct and Overlapping Governments — Last Ten Fiscal Years 7 70 Principal Taxpayers 8 71 Property Values, Construction and Bank Deposits 9 72 Ratio of Net General Long-term Debt to Assessed Value and Net Long-term Debt Per Capita — Last Ten Fiscal Years 10 73 Ratio of Annual Debt Service Expenditures for General Long-term Debt to Total General Governmental Expenditures and legal Debt Limits — Last Ten Fiscal Years 11 74 Computation of Direct and Overlapping Debt 12 75 Demographic Statistics 13 76 Miscellaneous Statistical Data 14 77 — 78 INTRODUCTORY SECTION To the Honorable Mayor, Members of City Council, and Citizens of the City of Pearland, Texas State law requires that the City shall have its records and accounts audited annually and shall have an audited financial statement prepared based on the audit. We are pleased to submit to you the Comprehensive Annual Financial Report for the City of Pearland, Texas (the "City") for the fiscal year ended September 30, 2005. This report is published in order to provide the City Council, our Citizens, and other interested parties with detailed information concerning the financial conditions and activities of the City. Management assumes full responsibility for the completeness and reliability of the information contained in this report, based upon a comprehensive framework of internal control that it has established for this purpose. Because the cost of internal control should not exceed anticipated benefits, the objective is to provide reasonable, rather than absolute, assurance that the financial statements are free of any material misstatements. Pattillo, Brown & Hill, L.L.P., Certified Public Accountants, have issued an unqualified ("clean") opinion on the City of Pearland's financial statements for the year ended September 30, 2005. The independent auditors' report is located at the front of the financial section of this report. Management's discussion and analysis (MD&A) immediately follows the independent auditors' report and provides a narrative introduction, overview, and analysis of the basic financial statements. MD&A complements this letter of transmittal and should be read in conjunction with it. PROFILE OF THE GOVERNMENT The City of Pearland, incorporated in 1959, is located across the northern end of Brazoria County and shares a common border with Houston, Texas to the north. The City of Pearland, encompassing approximately 50 square miles, is the fastest growing city in Brazoria County, increasing from approximately 18,000 residents in 1990 to 70,000 residents estimated as of December 2005. i The City of Pearland is a home -rule City operating under a Council -Manager form of government. Policy -making and legislative authority are vested in a governing council (Council) consisting of the mayor and five other members. The Mayor and all Council members are elected at large. The Mayor is allowed to vote only in case of a tie vote. The Mayor and each Council member hold office for a period of three years and until his/her successor is elected and qualified. Council members shall be limited to two full consecutive terms of office and there is no limitation on the office of Mayor. The City Manager is appointed by Council and is responsible for implementation of Council policy, execution of the laws, and all day-to-day operations of the City. A full range of municipal services is provided by the City of Pearland including public safety (police, fire, and emergency medical services); solid waste; water and wastewater utilities; public improvements; repair and maintenance of infrastructure; recreational and community activities; and general administrative services. As an independent political subdivision of the State of Texas, the City is considered a primary government. Pursuant to standards established by the Governmental Accounting Standards Board (GASB), the City also reports for all funds for which the City, as the primary government, is financially accountable. As such, this report includes financial activities of three component units as follows: The Pearland Economic Development Corporation was created by the City in 1995 under the Texas Development Corporation Act of 1979 for the purpose of promoting, assisting, and enhancing economic and related development activities on behalf of the City. The Tax Increment Reinvestment Zone (TIRZ #2) was created in 1998 for the purposes of development and redevelopment in the Zone Area, better known as Shadow Creek Ranch. The City participates in the Zone by contributing tax increments produced in the Zone to the Tax Increment Fund. The Development Authority of Pearland was created in 2004 to provide financing for the development of the Zone. LOCAL ECONOMY Located minutes away from Downtown Houston, Texas, the nation's second largest seaport, the world- renowned Texas Medical Center, and NASA -Johnson Space Center, Pearland is the premier location for residential and commercial growth. With abundant land, business facilities, a sound infrastructure, and a diverse workforce supported by educational programs, Pearland's growth has been consistent and will continue to be sustained over time with continued residential and commercial development. The total construction value of all building permits issued during fiscal year 2004-2005 totaled over $550 million, the majority of which can be attributable to residential construction. New single-family housing permits totaled 2,610. Residential permitting activity is anticipated to remain at this level for several years as the development of a 3,300-acre master planned community, Shadow Creek Ranch, continues. Homes are priced from $140,000 to $1 million and ultimate development will consist of as many as 7,000 single-family homes, 1,800 assisted living units, and 3,900 multi -family units and offer 700 acres of greenbelts and parks, 300 acres of recreational lakes, and commercial and retail centers. Commercial development tends to follow residential development. As such, the City of Pearland is experiencing and will continue to experience retail and office development. 11 The Promenade Shops at Shadow Creek, an 800,000 square foot lifestyle center, is tentatively scheduled to open in the fall of 2007. Bass Pro Shops has committed to anchor the center. The Promenade Shops is part of The Spectrum at Clear Creek, a new 1,000-acre mixed -use business and technology park, which will target emerging companies working in advanced sciences. The development will blend components of industrial flex, office and corporate campus uses with retail, leisure, and other lifestyle components. Nashville based HCA, Inc. is building an 81,500 square foot medical complex, which will include a medical office building, outpatient diagnostics and an emergency center. HCA, Inc. will also begin construction of a hospital at the same site in the summer of 2006. Memorial Hermann Hospital will begin construction of a three-story medical office building on SH 288, north of Broadway in early 2006. The City currently is in negotiations with a developer that will bring to the City a new 700,000 square foot open-air pedestrian regional shopping center. The center, which could open in the fall of 2008, would be located on a 110-acre tract adjacent to the Shadow Creek subdivision. Because of Pearland's proximity to Houston Hobby Airport and land availability, Pearland is quickly becoming home to a growing aviation industry. Two aviation companies located near Houston Hobby have relocated to Pearland, comprising a total of 9,500 square feet. MAJOR INITIATIVES The City of Pearland continues to experience dramatic growth and new opportunities. The City Council, staff, and community share a vision that combines progress and innovation with prudent controls to shape Pearland's future even as it becomes one of the largest suburbs in the Houston area. Our slogan "Where town and country meet" reinforces the message that Pearland will maintain its small-town feel despite becoming a mid -sized city. The Old Town Site The historic center of Pearland, the Old Town Site, has received special attention over the last several years, with a focus on careful planning that will result in a substantially revitalized neighborhood. The City rehabilitated the sewer system, added over a half -million dollars worth of sidewalks, and completed a makeover of Zychlinski Old Town Park, complete with walking trails, playground equipment, landscaping, and a basketball court. The City now looks forward to implementation of a "Village District" zoning concept intended to allow for mixed -use properties in the area. Sense of Community The City preserves its small-town feel by providing opportunities for all citizens, new and old, to participate in community activities and. events. Each year, a greater number of citizens gather at a wide variety of city -sponsored events, including Winter fest, teen and senior dances, the summer concert series, and the Christmas tree lighting ceremony and parade. Participation at the Knapp Senior Center also continues to grow, sparked by new daily programs, field trips, and transportation. Improvements to the building and parking lot will be completed in the near future. Subsequent to the annexation of Brazoria County Municipal Utility District (MUD) #5, the City has taken control of the Westside Event Center, opening up new possibilities for providing services to citizens on that side of town. iii Community Appearance The City of Pearland continues to pride itself on a clean, attractive appearance in the midst of unprecedented growth. Maintaining close collaboration with the Keep America Beautiful affiliate has resulted in a growing number of successful programs to reduce littering, encourage recycling, and educate citizens on a variety of environmental issues. Participation at the Recycling Center continues to grow, strengthened by the highly popular Household Hazardous Waste Collection program. City staff is now working with other communities to expand recycling and hazardous waste collection opportunities on a regional scale. City staff and volunteers have worked together to improve the effectiveness of the volunteer -driven "Eyes of Pearland" community appearance program. Volunteers supplement the efforts of City code enforcement staff to address structures or fences in ill repair, high weeds, "bandit" signs, and other violations of local ordinances. Citizen Police Academy graduates continue to assist with handicapped - parking violations, while also supporting code enforcement efforts in the removal of "bandit" signs. Combined, these efforts provide a community -driven response to code violations, while allowing City staff to concentrate on other pressing issues. Public Safety Among numerous other reasons, families move to Pearland for a high degree of personal safety and a low crime rate. The City Council continues to emphasize public safety, adding a minimum of six new police officers each year to keep pace with growth. The Police Department has expanded traffic and commercial vehicle enforcement with added motorcycle and DOT -certified officers, while capitalizing on improved computer equipment to improve crime tracking and analysis. Community policing remains a focus, with crime prevention, victim assistance, and youth intervention programs further reinforcing the City's small-town feel. The City and the Volunteer Fire Department requested a re-evaluation of our fire insurance rating by the Insurance Service Organization (ISO). As a result of this re-evaluation, the City's ISO rating was reduced from a score of 5 to one of 3. This will result in reduced property insurance premiums for property owners in the City. The City has also formed a committee of the public safety leadership in the City to begin planning for the addition of paid firefighting personnel. This committee, which includes the leadership of the Volunteer Fire Department, is developing a plan to begin combined volunteer -paid personnel operations in October 2007. Community Enrichment Initiatives The Mayor, City Council, and City staff continue to promote a variety of community -oriented recreational, cultural, and educational activities designed to enhance the quality of life in Pearland. The Parks and Recreation Department constantly seeks new funding avenues for planned improvements including recreational trails and a possible skateboard park. Meanwhile, City funds are being used to build additional soccer fields, a spray park, and added parking capacity. iv To enrich our cultural landscape, the Pearland Arts League, with coordination and support from City Council and staff, has established itself as an effective community organization with a history of successful events. The League is supported by strong, community -backed board leadership, and now looks forward to partnering with the Convention and Visitors Bureau to collaborate on bigger and better events in the future. Lastly, to add to the ever-increasing menu of educational opportunities, the Mayor and staff members have helped cultivate a partnership between Alvin Community College and the University of Houston to offer upper -level classes in Pearland. Furthermore, plans for a University of Houston campus and a San Jacinto Community College campus in Pearland continue to take shape. Growth Management Over the past several years, the City has adopted and updated a number of codes to enhance the value and attractiveness of new development. In order to combine these various codes for easier use by staff and developers, the City Council adopted a Unified Development Code, which officially goes into effect May 1, 2006. City staff is conducting presentations to realtors, developers, and other groups in the business community to provide outreach and education on the new regulations. The City also directly facilitates a variety of development projects that will help shape the future of our community. Through Strategic Partnership Agreements, the City has a responsible and financially sound plan for the annexation of municipal utility districts (MUD) in our extra -territorial jurisdiction. In December of 2005, the City welcomed approximately 5,000 new residents to the City with the annexation of Brazoria County MUD #5. In December of 2006, the City will welcome another 5,000 new residents with the annexation of Brazoria County MUD #1. With continued residential and commercial growth, the need to build new infrastructure and maintain existing infrastructure will be a priority and implemented through an aggressive capital improvement program. The City has $29.8 million voted but, un-issued bond authorization remaining from its 2001 bond referendum, which is expected to be issued over the next year. The City, through master plans, developer agreements, and studies is working toward a 2007 bond referendum to ensure that the City maintains a quality of life that the citizens have come to expect. Transportation Improvements and Strategic Planning Charged with planning, establishing, and maintaining an effective transportation system in the midst of such dramatic growth, the City of Pearland is involved in numerous activities to face this challenge. Major components of our $92.5 million transportation bond program (passed in 2001) are now complete, with others either in progress or ready to start. The Barry Rose Road and Cullen Boulevard extension projects are finished, and the Yost Road project is nearing completion. The first phase of the $46 million Dixie Farm Road project will start construction this year, resulting in a vastly improved primary connection to IH 45. Projects completed also include the extension of Kirby Drive from Shadow Creek Ranch to Beltway 8 and the construction of McHard Road from SH 35 to Pearland Parkway. v The City is also involved in regional efforts for long-range transportation planning. City staff participates on TxDOT-sponsored study steering committees for improvements to SH 288 and SH 35. The City has also participated with the Houston -Galveston Area Council and the cities of Friendswood and League City in a mobility study for FM 518. The City of Pearland also played a key role in the development and passage of the November 2004 Brazoria County Mobility Bond project. Storm Water Management The City has responded to disasters over the last five years with planning and mitigation efforts that will ensure the best possible management of our floodplain. Over the past two years, the City has adopted revised Drainage Design Criteria as well as a Hazard Mitigation Plan, providing additional mitigation measures while also maintaining compliance with state and federal requirements. Moreover, in 2005, the City of Pearland was approved by FEMA for inclusion in the Community Rating System as a Class 8 community, earning flood insurance premium discounts of up to 10% for our citizens. The City is working to improve this rating and increase discounts available to our residents. Water and Sewer Strategic Planning The City continues to make strides in providing adequate water and sewer capacity for the future. Building upon major surface water purchases since 2003, the City has increased both intake and treatment capacity that will result in an additional 10 million gallons per day (MGD) over the next three years. This surface water initiative not only ensures an adequate water supply through 2022, but also alleviates subsidence by reducing our dependence on groundwater. Furthermore, the City has maintained its five wastewater treatment plants within governmental compliance, and is currently planning another major plant expansion. While planning for the future and maintaining our treatment plants, the City is also expanding its water and sewer service area while maintaining the existing infrastructure. Several in -line extension projects are in progress, working to network annexed areas and replace substandard well and septic tank service. Moreover, the City is wrapping up a six -year program to correct sewer inflow and infiltration in older sections of the City. AWARDS AND ACKNOWLEDGEMENTS The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for the Excellence in Financial Reporting to the City of Pearland, Texas, for its Comprehensive Annual Financial Report for the year ended September 30, 2004. This was the 28th consecutive year that the government has received this prestigious award. In order to be awarded a Certificate of Achievement, a governmental unit must publish an easily readable and efficiently organized comprehensive annual financial report. This report must satisfy both generally accepted principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current comprehensive annual financial report continues to meet the Certificate of Achievement Program's requirements, and we are submitting it to GFOA to determine its eligibility for another certificate. vi In addition, the government also received the GFOA's Distinguished Budget Presentation Award for its annual budget document for fiscal year 2004-2005. In order to qualify for the Distinguished Budget Presentation Award, the government's budget document had to be judged proficient as a policy document, a financial plan, an operations guide, and a communications device. The preparation of this report was accomplished with the dedicated service of the entire staff of the Finance Department. We express our appreciation to all members of the Department who assisted and contributed to the preparation of this report. We also thank the Mayor and members of the City Council for their support in planning and conducting the financial operations of the City in a responsible manner. Respectfully submitted, William Eisen, City Manager Claire Manthei, Director of Finance vii Certificate of Achievement for Excellence in Financial Reporting Presented to City of Pearland, Texas For its Comprehensive Annual Financial Report. ,for the Fiscal YearEnded September 30, 2004 A Certificate .CorAOliiev,eivientfoeExcellence. in Financial Reporting is presented. by"thefaovernment.FihanceOfficers Association.oftlie 'United States and Canada to govemment.Amits and publicemployee.retirement systems whose cotriprehensive:-annualfmancial reports (CAFRa) aphieVe‘,theliigheSt. standards governtneOt accounting and financial reporting. ORITIOSTATES ARO CANADA CORPORATION SEW, ancua t President FxectitiveDirector viii Organizational Chart CITIZENS OF PEARLAND MAYOR AND CITY COUNCIL MUNICIPAL JUDGES CITY ATTORNEY ASSISTANT CITY MANAGER BOARDS & COMMISSIONS CITY MANAGER PUBLIC WORKS ENGINEERING PROJECT MANAGEMENT POLICE FIRE MARSHAL EMERGENCY MANAGEMENT FIRE EMERGENCY MEDICAL SERVICES ASSISTANT CITY MANAGER COMMUNITY DEVELOPMENT MUNICIPAL COURT ANIMAL CONTROL PLANNING PUBLIC AFFAIRS PARKS & RECREATION CITY SECRETARY HUMAN RESOURCES DIRECTOR OF FINANCE PURCHASING I -- INFORMATION TECHNOLOGY FINANCE W & S BILLING & COLLECTIONS GRANTS ix CITY OF PEARLAND, TEXAS LIST OF PRINCIPAL OFFICIALS YEAR ENDED SEPTEMBER 30, 2005 ELECTED OFFICIALS. Tom Reid Mayor Richard Tetens (Position 1) Council Member Woody Owens (Position 2) Council Member Steve Saboe (Position 3) Council Member Larry Marcott (Position 4) Council Member Kevin Cole (Position 5) Council Member, Mayor Pro-Tem APPOINTED OFFICIALS Bill Eisen City Manager Young Lorfing City Secretary Darrin Coker City Attorney (continued) x CITY OF PEARLAND, TEXAS LIST OF PRINCIPAL OFFICIALS (Continued) YEAR ENDED SEPTEMBER 30, 2005 EXECUTIVE MANAGERS Nicholas Finan Assistant City Manager Michel Hodge Assistant City Manager Fredrick Howard Welch Executive Director of P.E.D.C. Claire Manthei Director of Finance Chris Doyle Police Chief Steve Chapman Fire Marshal/Emergency Management Director Rhonda Cyrus Director of Parks and Recreation Daniel Cameron Director of Public Works Joseph Wertz Director of Projects Kola D. Olayiwola Director of Inspection Services Doug Kneupper City Engineer Glenn Chaney Municipal Court Judge • Letitia Farnie Municipal Court Judge • 411 Roy Simmons Municipal Court Judge Jeff Sundseth Director of EMS 4) Paul Jamison Fire Chief • Mary Hickling Director of Human Resources 41 Lata Krishnarao Director of Planning 411 4/ 3 xi THIS PAGE LEFT BLANK INTENTIONALLY FINANCIAL SECTION THIS PAGE LEFT BLANK INTENTIONALLY PATTILLO, BROWN & HILL,L.L.P. CERTIFIED PUBLIC ACCOUNTANTS ■ BUSINESS CONSULTANTS INDEPENDENT AUDITORS' REPORT To the Honorable Mayor and Member of the City of Council City of Pearland, Texas We have audited the accompanying financial statements of the governmental activities, the business -type activities, the aggregate discretely presented component units, each major fund, and the aggregate remaining fund information of the City of Pearland, Texas, as of and for the year ended September 30, 2005, which collectively comprise the City's basic financial statements as listed in the table of contents. These financial statements are the responsibility of the City of Pearland, Texas' management. Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business -type activities, the aggregate discretely presented component units, each major fund, and the aggregate remaining fund information of the City of Pearland, Texas, as of September 30, 2005, and the respective changes in financial position and cash flows, where applicable, thereof and the respective budgetary comparison for the General Fund for the year then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Government Auditing Standards, we have also issued our report dated March 10, 2006, on our consideration of the City of Pearland, Texas' internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be considered in conjunction with this report in considering the results of our audit. 1 401 WEST HIGHWAY 6 • P. O. BOX 20725 ■ WACO, TX 76702-0725 ■ (254) 772-4901 ■ FAX: (254) 772-4920 ■ www.pbhcpa.com ANMLIATE OFFICES: BROWNSVILLE, TX (956) 544-7778 • HILLSBORO, TX (254) 582-2583 TEMPLE, TX (254) 791-3460 • ALBUQUERQUE, NM (505) 266-5904 The management's discussion and analysis on pages 3 through 10 is not a required part of the basic financial statements but is supplementary information required by accounting principles generally accepted in the United States of America. We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the required supplementary information. However, we did not audit the information and express no opinion on it. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City of Pearland, Texas' basic financial statements. The introductory section, combining and individual fund financial statements and schedules, and statistical tables are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual fund financial statements and schedules have been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, are fairly stated in all material respects in relation to the basic financial statements taken as a whole. The introductory section and statistical tables have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we express no opinion on them. Pa,40‘), ) L. L.L. March 10, 2006 2 MANAGEMENT'S DISCUSSION AND ANALYSIS THIS PAGE LEFT BLANK INTENTIONALLY r � Management's Discussion and Analysis As management of the City of Pearland, we offer readers of the City's financial statements this narrative overview and analysis of the financial activities of the City for the fiscal year ended September 30, 2005. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal, which can be found on pages i — vii of this report. FINANCIAL HIGHLIGHTS • The assets of the primary government of the City of Pearland exceeded its liabilities as of September 30, 2005, by $68,951,906 (net assets). Of this amount, $6,337,483 (unrestricted net assets) may be used to meet the City's ongoing obligations to citizens and creditors in accordance with the City's fund designation and fiscal policies. • The City's total net assets increased by $12,323,374. • At the close of the current fiscal year, the City of Pearland's governmental funds reported combined ending fund balances of $58,857,765, an increase of $79,932 in comparison with the prior year. Approximately $44 million of this ending balance can be attributed to work in progress for capital projects, which is expected to decrease the fund balance in the following fiscal year. • As of September 30, 2005, the unreserved, undesignated fund balance for the General Fund was $8,201,447 or 25.9% of total General Fund expenditures. • The City of Pearland's General Obligation and Certificates of Obligation debt increased to $148,445,000, an increase of $32,915,000, net of debt retirement, over the previous year. The key factor was the sale of $37,015,000 in Permanent Improvement and Refunding Bonds. The City of Pearland Economic Development Corporation issued $11,005,000 of Sales Tax Revenue and Refunding Bonds and the Development Authority of Pearland issued $13,995,000 in Tax Increment Contract Revenue bonds. OVERVIEW OF THE FINANCIAL STATEMENTS This discussion and analysis is intended to serve as an introduction to the City' s basic financial statements. The City's basic financial statements are comprised of three components: (1) government -wide financial statements, (2) fund financial statements and (3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government -wide Financial Statements — The government -wide financial statements are designed to provide readers with a broad overview of the City's finances, in a manner similar to a private -sector business. The Statement of Net Assets presents information on all of the City's assets and liabilities, with the difference between the two reported as net assets. Over time, increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. 3 The Statement of Activities presents information showing how the City's net assets changed during the fiscal year. All changes in net assets are reported when the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in the future fiscal periods (e.g., uncollected taxes and earned but unused compensated absences). Both of the government -wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from functions that are intended to recover all or a significant portion of their costs through user fees and charges (business -type activities). The governmental activities of the City of Pearland include General Government, Public Safety, Public Works and Community Services. The business -type activities of the City include Water and Sewer. The government -wide financial statements include not only the City of Pearland, itself (known as the primary government), but also a legally separate Economic Development Corporation, Tax Increment Reinvestment Zone (TIRZ) and the Development Authority of Pearland for which the City of Pearland is financially accountable. Financial information for these component units is reported separately from the financial information presented for the primary government, itself. The government -wide financial statements can be found on pages 12 — 14 of this report. Fund Financial Statements — A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance -related legal requirements. All funds of the City can be divided into two categories — governmental funds and proprietary funds. Governmental Funds — Governmental funds are used to account for essentially the same functions reported as governmental activities in the government -wide financial statements. However, unlike the government -wide financial statements, governmental fund financial statements focus on current sources and uses of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government's near -term financing requirements. Because the focus of governmental funds is narrower than that of the government -wide financial statements,it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government -wide financial statements. By doing so, readers may better understand the long-term impact of the government's near -term financing decisions. Both the governmental funds balance sheet and the governmental fund statements of revenues, expenditures, and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. Beginning on page 15 of this report, information is presented separately in the Governmental Fund Balance Sheet and in the Governmental Fund Statement of Revenues, Expenditures, and Changes in Fund Balances for the General, Debt Service, Capital Projects and other funds, which are considered to be major funds. Data from the other governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these non -major governmental funds is provided in the form of combining statements elsewhere in this report. 4 The City of Pearland adopts an annual appropriated budget for its General Fund. A budgetary comparison statement has been provided for the General Fund to demonstrate compliance with the budget. Proprietary Funds — The City maintains one type of proprietary fund. Enterprise Funds are used to report the same functions presented as business -type activities in the government -wide financial statements. The City uses an Enterprise Fund to account for its Water and Sewer Fund. Proprietary funds provide the same type of information as the government -wide financial statements, only in more detail. The basic proprietary fund financial statements, which begin on page 19 of this report, provide separate information for the Water and Sewer Enterprise Fund since it is considered to be a major fund of the City. Notes to the Financial Statements — The notes provide additional information that is essential to a full understanding of the data provided in the government -wide and fund financial statements. The notes to the financial statements can be found on pages 22 — 46 of this report. Other Information — In addition to the basic financial statements and accompanying notes, this report also presents combining fund statements and schedules that further support the information in the financial statements. The combining fund statements and schedules for nonmajor funds are presented immediately following the notes to the financial statements beginning on page 47 of this report. GOVERNMENT -WIDE FINANCIAL ANALYSIS As noted earlier, net assets may serve over time as a useful indicator of a government's financial position. In the case of the City of Pearland, assets exceeded liabilities by $68,951,906 as of September 30, 2005. The largest portion of the City's net assets, 71 percent, reflects its investments in capital assets (e.g., land, building, equipment, improvements, construction in progress and infrastructure), less any outstanding debt used to acquire those assets. The City uses these capital assets to provide service to • citizens; consequently, these assets are not available for future spending. Although the City's investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. Since the City does not capitalize all infrastructure assets at this time, the financial statements do not fully reflect the City's total assets but does reflect its total liabilities for the corresponding debt. 5 COMPARATIVE SCHEDULE OF NET ASSETS SEPTEMBER 30, 2005 AND 2004 Governmental Activities Business -type Activities Totals 2005 2004 2005 2004 2005 2004 Current and other asset $ 65,342,583 $ 64,371,013 $ 17,834,831 $ 23,448,781 $ 83,177,414 $ 87,819,794 Capital assets 92,505,150 67,143,104 88,846,250 76,429,323 181,351,400 143,572,427 Total assets 157,847,733 131,514,117 106,681,081 99,878,104 264,528,814 231,392,221 Other liabilities 8,853,968 2,750,146 6,662,540 3,207,343 15,516,508 5,957,489 Long-term liabilities 133,262,658 118,165,340 46,797,742 50,640,860 180,060,400 168,806,200 Total liabilities 142,116,626 120,915,486 53,460,282 53,848,203 195,576,908 174,763,689 Net assets: Invested in capital assets, net of related debt 3,084,208 ( 2,537,520) 45,641,648 36,022,558 48,725,856 33,485,038 Restricted 6,861,792 6,390,504 7,026,775 5,979,068 13,888,567 12,369,572 Unrestricted 5,785,107 6,745,647 552,376 4,028,275 6,337,483 10,773,922 Total net assets $ 15,731,107 $ 10,598,631 $ 53,220,799 $ 46,029,901 $ 68,951,906 $ 56,628,532 A portion of the City's net assets ($13,888,567) represents resources that are subject to external restriction on how they may be used. The remaining balance ($6,337,483) of unrestricted net assets may be used to meet the City's ongoing obligations to citizens and creditors. Analysis of the City's Operations — The following tables provide a summary of the City's operations for the year ended September 30, 2005. Governmental activities increased the City of Pearland's net assets by $5,132,476, accounting for approximately 42% of thetotal growth in net assets. Business -type activities increased the City's net assets by $7,190,898, accounting for approximately 58% of the total growth in net assets. 6 1 Revenues by Source - Governmental Activities Ad valorem taxes 41% Capital grants and contributions 2% Operating grants and contributions 2% Charges for services 26% Investment earnings 6% Miscellaneous 2% Franchise taxes 6% Other taxes 1% Investment earnings 4% 14,000,000 12,000,000 10,000,000 8,000,000 6,000,000 4,000,000 2,000,000 Expenses and Program Revenues - Governmental Activities General Public safety Public works Community Interest on government services long-term debt 0 Expenses ■ Revenues COMPARATIVE SCHEDULE OF CHANGES IN NET ASSESTS SEPTEMBER 30, 2005 AND 2004 Governmental Activities Business -type Activities Totals 2005 2004 2005 2004 2005 2004 Revenues: Program revenues: Charges for services $ 12,309,406 $ 11,040,246 $ 11,219,499 $ 11,892,876 $ 23,528,905 $ 22,933,122 Operating grants and contributions 1,154,531 855,917 47,293 1,154,531 903,210 Capital grants and contributions 1,117,712 2,074,506 8,365,452 6,932,959 9,483,164 9,007,465 General revenues: Ad valorem taxes 19,804,541 17,907,163 19,804,541 17,907,163 Sales taxes 7,785,161 6,739,484 7,785,161 6,739,484 Franchise taxes 3,097,163 2,883,188 3,097,163 2,883,188 Other taxes 241,046 193,464 241,046 193,464 Investment earnings 1,863,323 1,115,100 399,275 417,258 2,262,598 1,532,358 Miscellaneous 827,589 782,165 827,589 782,165 Total revenues 48,200,472 43,591,233 19,984,226 19,290,386 68,184,698 62,881,619 Expenses: General government 8,714,401 7,314,239 8,714,401 7,314,239 Public safety 11,856,643 10,524,915 11,856,643 10,524,915 Public works 12,858,259 9,912,937 12,858,259 9,912,937 Community services 2,939,228 2,700,356 2,939,228 2,700,356 Interest on long-term debt 5,115,039 5,549,292 5,115,039 5,549,292 Water and sewer 13,624,497 15,265,350 13,624,497 15,265,350 Total expenses 41,483,570 36,001,739 13,624,497 15,265,350 55,108,067 51,267,089 Increases in net assets before transfers 6,716,902 7,589,494 6,359,729 4,025,036 13,076,631 11,614,530 Transfers 359,482 524,110 ( 359,482) ( 524,110) Change in net assets 7,076,384 8,113,604 6,000,247 3,500,926 13,076,631 11,614,530 Net assets, beginning 10,598,631 2,583,968 46,029,901 42,528,975 56,628,532 45,112,943 Prior period adjustment ( 1,943,908) ( 98,941) 1,190,651 ( 753,257) ( 98,941) Net assets, ending $ 15,731,107 $ 10,598,631 $ 53,220,799 $ 462029,901 $ 68,951,906 $ 56,628,532 7 Governmental Activities — The major increase in revenues comes from the tax category. The property tax base increased by approximately $412 million, due to construction of new residences, businesses, and revaluation of property. The current year tax collection rate was approximately 98% of the levy. Additionally, there was an increase in both license and permit revenues and engineering and inspection revenues due to an increase in both residential and commercial building permits. Fines and forfeitures were up due to increased citations issued, and investment earnings are down due to the continued low interest rates. Charges for services increased due to population growth. Business -type Activities — The City has one enterprise operation, the Water and Sewer Fund. Total charges for services of the Water and Sewer Fund were $11,219,499 for the fiscal year. This is slightly lower than the previous year, however, expenses are significantly lower by $1.6 million due to construction activities. FINANCIAL ANALYSIS OF THE CITY'S FUNDS Governmental Funds — The focus of the City of Pearland's governmental funds is to provide information on near -term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City's financing requirements, in particular, unreserved fund balance may serve as a useful measure of a government's net resources available for spending at the end of the fiscal year. At the end of the current fiscal year, the City of Pearland's governmental funds reported combined ending fund balances of $58,857,765. Of this total amount, $55 million constitutes an unreserved fund balance and can be used to fund day-to-day operations and capital projects. The remainder of the fund balance, $3.9 million, is reserved to indicate that it is not available for new spending because it has already been committed to pay for encumbrances or debt service or to provide for other items. Refer to page 15 of this report for a more detailed presentation of governmental fund balances. In the General Fund, the City originally budgeted for a decrease in fund balance. The actual fund balance for the General Fund was $4,059,350 over the final budgeted fund balance. Proprietary Funds — The City's proprietary fund statements, beginning on page 19 of this report, provide the same type of information found in the government -wide financial statements, but in more detail. Unrestricted net assets of the only proprietary fund are $552,376. This fund experienced increases in total net assets during 2005 of $6,000,247. This increase was primarily due to increased contributions from impact fees. General Fund Budgetary Highlights — During the year, revenues exceeded budgetary estimates by $3.4 million and expenditures were less than budgetary estimates by $1.3 million, thus eliminating any need to draw upon existing fund balance. Refer to the General Fund Statement of Revenue, Expenditures and Changes in Fund Balances — Budget and Actual on page 18 of this report for a detailed presentation of the actual General Fund operations compared to both the original and final budget for fiscal year 2005. 9 CAPITAL ASSETS The City of Pearland's investment in capital assets for its governmental and business -type activities as of September 30, 2005, amounts to $181,351,400 (net of accumulated depreciation) as reflected in the following schedule. This investment in capital assets includes land, building, equipment, improvements other than buildings, infrastructure and construction work in progress. This represents a net increase of $37.8 million or 26% over last year. Major capital asset events occurring during the current fiscal year related primarily to three basic categories: water and sewer infrastructure projects, streets and mobility projects, and drainage improvement projects. CITY OF PEARLAND'S CAPITAL ASSETS AT YEAR-END Governmental Activities Business -type Activities Totals 2005 2004 2005 2004 2005 2004 Land $ 2,717,453 $ 2,509,691 $ 367,962 $ 367,962 $ 3,085,415 $ 2,877,653 Buildings and improvements 12,834,943 12,575,655 22,610,028 21,518,110 35,444,971 34,093,765 Equipment 9,282,167 8,619,886 8,347,893 7,895,580 17,630,060 16,515,466 Infrastructure/ water distribution 61,799,139 42,674,657 57,228,510 60,791,814 119,027,649 103,466,471 Construction in progress 20,698,167 12,946,218 19,424,558 2,166,494 40,122,725 15,112,712 Less: accumulated depreciation ( 14,826,719) ( 12,183,003) ( 19,132,701) ( 16,310,637) ( 33,959,420) ( 28,493,640) Total capital assets $ 92,505,150 $ 67,143,104 $ 88,846.250 $ 76,429,323 $ 181.351.400 $ 143,572,427 Additional information on the City's capital assets can be found in Note 4, pages 35 — 36 of this report. LONG-TERM DEBT At the end of the current fiscal year, the City of Pearland had debt totaling $180,925,000, excluding capital leases. Of this amount, $148,445,000 represents debt backed by the full faith and credit of the government and $32,480,000 represents bonds secured solely by water and sewer revenues. CITY OF PEARLAND'S OUTSTANDING DEBT AT YEAR-END Governmental Activities Business -type Activities Totals 2005 2004 2005 2004 2005 2004 General obligation $ 60,175,000 $ 25,345,000 $ $ $ 60,175,000 $ 25,345,000 Revenue bonds payable 32,480,000 33,505,000 32,480,000 33,505,000 Certificates of obligation 72,390,000 90,185,000 15,880,000 16,735,000 88,270,000 106,920,000 $ 132,565,000 $ 115,530,000 $ 48,360,000 $ 50,240,000 $ 180.925,000 $ 165.770,000 10 During the fiscal year, the City issued $37,015,000 in Permanent Improvement and Refunding Bonds. The City's General Obligation, Certificates of Obligation, and Revenue Bond underlying ratings are listed below. Tax Bonds W/S Revenue Bonds Moody's Standard and Poor's Al A+ Baal A All of the City's bond issues have been successful in qualifying for bond insurance resulting in ratings of "Aaa" and "AAA" from Moody's and Standard & Poor's, respectively. Additional information on the City of Pearland's long-term debt can be found on pages 37 — 42 of this report. ECONOMIC FACTORS AND NEXT YEAR'S BUDGETS AND RATES One of the primary factors considered in the 2006 budget development is the overall economy and how it affects Pearland's growth. Pearland continues to be one of the fastest growing cities in the Houston area with such developments as Shadow Creek Ranch, the Lakes at Highland Glen and Southern Trails. New single-family housing starts totaled 2,610 for 2005 and total construction value of all permits for 2005 was $550 million. The continued growth creates the need to expand services and provide infrastructure. The Pearland City Council approved a $38.0 million General Fund budget for the 2005-2006 fiscal year. This is a 16% increase over the adopted 2004-2005 fiscal year budget. This includes approximately $1.0 million to serve the newly annexed area formerly known as Brazoria County MUD 5, which has an estimated population of 5,000. Twenty-five new personnel were added to the General Fund budget. The growth in the budget is driven by increased costs of doing business, as well as, funding for growth and development. The budget incorporates a tax rate reduction of 2.9% to $0.6744 per $100 of valuation. The budget also includes the third installment of the 2001 voter approved bond referendum for mobility projects. After the issuance, there will be a $29 8 million voted, but unissued bonds. The Pearland Economic Development Corporation fiscal year 2006 budget includes bond proceeds from the sale of Sales Tax Bonds totaling $11,005,000 for the Kirby Road Extension and related water, sewer and drainage. REQUESTS FOR INFORMATION The financial report is designed to provide our citizens, customers, investors and creditors with a general overview of the City's finances. If you have questions about this report or need any additional financial information, contact Claire Manthei, Director of Finance, at 3519 Liberty Drive, Pearland, Texas 77581, or call (281) 652-1600. For general information, visit the City's website at www.cityofpearland.com. 11 BASIC FINANCIAL STATEMENTS ASSETS Cash and investments Receivables, net of allowances for uncollectibles Accounts Property taxes Sales taxes Other taxes Intergovernmental Accrued interest Prepaid items Inventories Restricted cash and investments Deferred charges Capital assets: Land Buildings and improvements Machinery and equipment Infrastructure Construction in progress Less: accumulated depreciation Total capital assets Total assets LIABILITIES Accounts payable Accrued liabilities Unearned revenue Accrued interest Customer deposits Noncurrent liabilities: Due within one year Due in more than one year Total liabilities NET ASSETS Invested in capital assets, net of related debt Restricted for: Debt service Capital improvements Public safety Parks and recreation Economic development Community services Unrestricted Total net assets CITY OF PEARLAND, TEXAS STATEMENT OF NET ASSETS SEPTEMBER 30, 2005 Primary Government Governmental Activities $ 60,503,560 $ 913,860 797,744 1,456,049 664,345 270,306 2,387 1,324 69,549 663,459 2,717,453 12,834,943 9,282,167 24,631,483 57,865,823 ( 14,826,719) 92,505,150 157,847,733 3,987,205 494,613 167,061 523,316 3,681,773 133,262,658 142,116,626 3,084,208 3,607,258 904,397 449,775 992,941 669,937 237,484 5,785,107 $ 15,731,107 $ Business -type Activities Total Component Units Economic Development Corporation TIRZ Developments 10,413,796 $ 70,917,356 $ 1,198,360 $ 1,168,096 $ 2,245,558 20,079 4,527,602 627,796 367,962 22,610,028 8,347,893 57,228,510 19,424,558 ( 19,132,701) 88,846,250 3,159,418 797,744 1,456,049 664,345 270,306 22,466 1,324 69,549 4,527,602 1,291,255 142 724,601 20,097 3,450 10,035,804 256,439 3,085,415 35,444,971 19,501 17,630,060 124,959 81,859,993 77,290,381 33,959,420) ( 144,460) 181,351,400 106,681,081 264,528, 814 3,094,901 7,082,106 157,955 652,568 167,061 117,851 641,167 1,253,770 1,253,770 2,038,063 5,719,836 46,797,742 180,060,400 53,460,282 195,576,908 45,641,648 48,725,856 275,502 6,751,273 552,376 3,882,760 7,655,670 449,775 992,941 669,937 237,484 6,337,483 12,238,893 21,076 11,498 351,088 10,219,274 10,602,936 1,635,957 234,287 1,402,383 179,285 179,285 Development Authority of Pearland 65,344 1,630,157 927,778 2,623,279 815,000 13,180,000 13,995,000 1,223,098 ( 11,371,721) 53,220,799 $ 68,951,906 $ 1,635,957 $ 1,223,098 $ ( 11,371,721) The notes to the financial statements are an integral part of this statement. 12 CITY OF PEARLAND, TEXAS STATEMENT OF ACTIVITIES FOR THE YEAR ENDED SEPTEMBER 30, 2005 Program Revenues Operating Capital Charges for Grants and Grants and Functions/Programs Expenses Services Contributions Contributions Primary Government: Governmental activities: General government $ 8,714,401 $ 185,235 $ 2,380 $ 799,999 Public safety 11,856,643 3,639,966 673,276 311,921 Public works 12,858,259 7,221,015 5,792 Community services 2,939,228 1,263,190 478,875 Interest on long-term debt 5,115,039 Total governmental activities 41,483,570 12,309,406 1,154,531 1,117,712 Business -type activities: Water and sewer Total business -type activities 13,624,497 11,219,499 8,365,452 13,624,497 11,219,499 8,365,452 Total primary government $ 55,108,067 $ 23,528,905 $ 1,154,531 $ 9,483,164 Component Units: Economic Development Corporation $ 2,312,729 $ $ $ TIRZ Developments 1,888,506 Development Authority of Pearland 13,225,937 1,824,418 Total component units $ 17,427,172 $ General revenues: Taxes: Property, levied for general purposes Property, levied for debt service Sales Franchise Other Investment earnings Miscellaneous Transfers Total general revenues and transfers Change in net assets Net assets, beginning Prior period adjustment Net assets, beginning, as restated Net assets, ending The notes to the financial statements are an integral part of this statement. $ 1,824,418 13 Net (Expenses) Revenues and Changes in Net Assets Primary Government Component Units Governmental Business -type Activities Activities $ ( 7,726,787) $ ( 7,231,480) ( 5,631,452) ( 1,197,163) ( 5,115,039) ( 26,901,921) Economic Development Development TIRZ Authority Total Corporation Developments of Pearland $ ( 7,726,787) $ $ $ ( 7,231,480) ( 5,631,452) ( 1,197,163) ( 5,115,039) ( 26,901,921) 5,960,454 5,960,454 5,960,454 5,960,454 ( 26,901,921) 5,960,454 ( 20,941,467) 9,678,307 10,126,234 7,785,161 3,097,163 241,046 1,863,323 399,275 827,589 359,482 ( 359,482) 9,678,307 10,126,234 7,785,161 3,097,163 241,046 2,262,598 827,589 ( 2,312,729) ( 2,312,729) 3,891,870 ( 1,888,506) ( 11,401,519) 1,888,506) ( 11,401,519) 2,531,251 303,129 8,390 29,798 12,000 33,978,305 39,793 34,018,098 4,206,999 2,539,641 29,798 7,076,384 10,598,631 ( 1,943,908) 6,000,247 13,076,631 46,029,901 56,628,532 1,190,651 ( 753,257) 8,654,723 47,220,552 55,875,275 $. 15,731,107 $ 53,220,799 $ 68,951,906 1,894,270 231,831) 26,482) 258,313) 651,135 ( 11,371,721) 571,963 571,963 1,635,957 $ 1,223,098 $ ( 11,371,721) 14 THIS PAGE LEFT BLANK INTENTIONALLY CITY OF PEARLAND, TEXAS BALANCE SHEET GOVERNMENTAL FUNDS SEPTEMBER 30, 2005 General Total Debt Capital Other Governmental Service Projects Funds Funds ASSETS Cash and investments $ 6,945,697 $ 3,843,924 $ 46,538,692 $ 3,175,247 $ 60,503,560 Receivables, net of allowances for uncollectibles Accounts 802,568 46,605 64,687 913,860 Property taxes 511,094 286,650 797,744 Sales taxes 1,456,049 1,456,049 Other taxes 664,345 664,345 Intergovernmental 216,443 53,863 270,306 Accrued interest 1,393 994 2,387 Prepaid items 1,324 1,324 Inventories 69,549 69,549 Total assets LIABILITIES AND FUND BALANCES Liabilities: Accounts payable Accrued liabilities Deferred revenue Total liabilities $ 10,668,462 $ 4,130,574 $ 46,585,297 $ 3,294,791 $ 64,679,124 940,728 3,009,966 36,511 3,987,205 464,613 30,000 494,613 1,060,350 275,445 3,746 1,339,541 2,465,691 275,445 3,039,966 40,257 5,821,359 Fund balances: Reserved for: Inventories 69,549 69,549 Prepaid items 1,324 1,324 Debt service 3,855,129 3,855,129 Unreserved, reported in: - General fund 8,201,447 8,201,447 Special revenue funds 2,462,352 2,462,352 Capital projects fund 43,545,331 792,182 44,337,513 Total fund balances 8,202,771 3,855,129 43,545,331 3,254,534 58,857,765 Total liabilities and fund balances $ 10,668,462 $ 4,130,574 $ 46,585,297 $ 3,294,791 Amounts reported for governmental activities in the statement of net assets are different because: Capital assets used in governmental activities are not financial resources and, therefore, are not reported in the funds. Other long-term assets are not available to pay for current -period expenditures and, therefore, are deferred in the funds. 92,505,150 1,172,480 Long-term liabilities are not due and payable in the current period and therefore are not reported in the funds. ( 136,804,288) Net assets of governmental activities $ 15,731,107 The notes to the financial statements are an integral part of this statement. 15 THIS PAGE LEFT BLANK INTENTIONALLY CITY OF PEARLAND, TEXAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2005 General Total Debt Capital Other Governmental Service Projects Funds Funds REVENUES Taxes: Property $ 9,649,452 $ 10,095,935 $ $ $ 19,745,387 Sales 7,785,161 7,785,161 Mixed beverage 55,181 55,181 Hotel/motel 469 185,396 185,865 Franchise 3,097,163 3,097,163 Permits, licenses and fees 3,863,592 3,863,592 Fines 1,883,381 51,586 1,934,967 Charges for services 6,138,610 6,138,610 Intergovernmental 871,196 1,111,920 398,388 2,381,504 Other revenue 595,369 8,846 568,098 1,172,313 Investment earnings 415,296 57,687 1,335,250 55,090 1,863,323 Total revenues 34,354,870 10,153,622 2,456,016 1,258,558 48,223,066 EXPENDITURES Current: General government 6,664,735 84,839 6,749,574 Public safety 10,816,906 264,555 11,081,461 Public works 10,449,814 10,449,814 Community services 2,692,450 54,729 2,747,179 Capital outlay 1,019,976 27,531,520 109,355 28,660,851 Debt service: Principal 3,534,534 3,534,534 Interest and fiscal charges 5,027,376 527,689 5,555,065 Intergovernmental 1,083,896 1,083,896 Total expenditures 31,643,881 9,645,806 28,059,209 513,478 69,862,374 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 2,710,989 507,816 ( 25,603,193) 745,080 ( 21,639,308) OTHER FINANCING SOURCES (USES) Transfers in 2,063,264 339,561 2,384,774 82,000 4,869,599 Transfers out ( 3,003,294) ( 608,559) ( 898,264) ( 4,510,117) Issuance of capital lease 271,193 271,193 Capital -related debt issued 37,015,000 37,015,000 Premium from capital -related debt issued 1,368,186 1,368,186 Payment to escrow agent ( 17,294,621) ( 17,294,621) Total other financing sources and (uses) ( 940,030) 339,561 23,135,973 ( 816,264) 21,719,240 NET CHANGE IN FUND BALANCES 1,770,959 847,377 ( 2,467,220) ( 71,184) 79,932 FUND BALANCES, BEGINNING AS PREVIOUSLY STATED 8,285,590 3,007,752 46,012,551 3,415,848 60,721,741 PRIOR PERIOD ADJUSTMENT ( 1,853,778) - ( 90,130) ( 1,943,908) FUND BALANCES, BEGINNING AS RESTATED 6,431,812 3,007,752 46,012,551 3,325,718 58,777,833 FUND BALANCES, ENDING $ 8,202,771 $ 3,855,129 $ 43,545,331 $ 3,254,534 $ 58,857,765 The notes to the financial statements are an integral part of this statement. 16 THIS PAGE LEFT BLANK INTENTIONALLY CITY OF PEARLAND, TEXAS RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES FOR THE YEAR ENDED SEPTEMBER 30, 2005 Amounts reported for governmental activities in the Statement of Activities (pages 13 - 14) are different because: Net change in fund balances - total governmental funds (page 16) Governmental funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense. This is the amount by which capital outlays exceeded depreciation in the current period. Revenues in the statement of activities that do not provide current financial resources are not reported as revenues in the funds. The issuance of long-term debt (e.g., bonds, leases) provides current financial resources to governmental funds, while the repayment of the principal of long-term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net assets. This amount is the net effect of these differences in the treatment of long- term debt and related items. Some expenses reported in the statement of activities do not require the use of current financial resources and, therefore, are not reported as expenditures in governmental funds. $ 79,932 ( 25,362,046 22,594) ( 17,273,098) ( 1,069,902) Change in net assets of governmental activities (pages 13 - 14) $ 7,076,384 The notes to the financial statements are an integral part of this statement. 17 THIS PAGE LEFT BLANK INTENTIONALLY CITY OF PEARLAND, TEXAS GENERAL FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL REVENUES Property taxes and penalties Other taxes Franchise fees Licenses and permits Fines and forfeitures Charges for services Intergovernmental Other income Investment earnings Total revenues EXPENDITURES Current: General government Public safety Public works Community services Capital outlay Total expenditures FOR THE YEAR ENDED SEPTEMBER 30, 2005 Budgeted Amounts Original Final $ 9,767,610 6,931,000 3,015,000 3,180,335 1,590,200 5,269,949 879,300 282,100 1,000 30,916,494 $ 9,767,610 6,931,000 3,015,000 3,180,335 1,590,200 5,269,949 879,300 288,100 1,000 Actual Amounts Variance with Final Budget - Positive (Negative) $ 9,649,452 $ ( 118,158) 7,840,811 909,811 3,097,163 82,163 3,863,592 683,257 1,883,381 293,181 6,138,610 868,661 871,196 ( 8,104) 595,369 307,269 415,296 414,296 30,922,494 34,354,870 3,432,376 6,380,991 6,720,970 6,664,735 10, 706, 646 11, 031, 997 10, 816, 906 9,926,159 10,916,013 10,449,814 3,801,935 3,123,164 2,692,450 1,762,877 1,138,759 1,019,976 32,578,608 32,930,903 31,643,881 56,235 215,091 466,199 430,714 118,783 1,287,022 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES ( 1,662,114) ( 2,008,409) 2,710,989 4,719,398 OTHER FINANCING SOURCES (USES) Transfers in Transfers out Total other financing sources (uses) 1,765,806 ( 459,000) 1,306,806 1,765,806 ( 2,045,788) ( 279,982) NET CHANGE IN FUND BALANCES ( 355,308) ( 2,288,391) FUND BALANCES, BEGINNING AS PREVIOUSLY STATED PRIOR PERIOD ADJUSTMENT FUND BALANCES, BEGINNING AS RESTATED 6,431,812 6,431,812 6,431,812 2,063,264 297,458 ( 3,003,294) ( 957,506) ( 940,030) ( 660,048) 1,770,959 4,059,350 8,285,590 8,285,590 8,285,590 ( 1,853,778) ( 1,853,778) ( 1,853,778) FUND BALANCES, ENDING $ 6,076,504 $ 4,143,421 $ 8,202,771 $ 4,059,350 The notes to the financial statements are an integral part of this statement. 18 THIS PAGE LEFT BLANK INTENTIONALLY CITY OF PEARLAND, TEXAS STATEMENT OF NET ASSETS PROPRIETARY FUND SEPTEMBER 30, 2005 Business -type Activities Enterprise Fund Water and Sewer ASSETS Current assets: Cash and investments $ 10,413,796 Accounts receivable, net of allowances 2,245,558 Accrued interest 20,079 Restricted cash and investments 4,527,602 Total current assets 17,207,035 Noncurrent assets: Deferred charges 627,796 Capital assets: Land 367,962 Buildings and improvements 22,610,028 Machinery and equipment 8,347,893 Infrastructure 57,228,510 Construction work in progress 19,424,558 Less: accumulated depreciation ( 19,132,701) Total capital assets 88,846,250 Total noncurrent assets 89,474,046 Total assets 106,681,081 LIABILITIES Current liabilities: Accounts payable 3,094,901 Accrued liabilities 157,955 Accrued interest 117,851 Customer deposits 1,253,770 Compensated absences 83,063 Certificates of obligation 880,000 Revenue bonds 1,075,000 Total current liabilities 6,662,540 Noncurrent liabilities: Compensated absences 392,742 Certificates of obligation 15,000,000 Revenue bonds 31,405,000 Total noncurrent liabilities 46,797,742 Total liabilities 53,460,282 NET ASSETS Invested in capital assets, net of related debt 45,641,648 Restricted for: Debt service 275,502 Capital improvements 6,751,273 Unrestricted 552,376 Total net assets $ 53,220,799 The notes to the financial statements are an integral part of this statement. 19 THIS PAGE LEFT BLANK INTENTIONALLY CITY OF PEARLAND, TEXAS STATEMENT OF REVENUES, EXPENSES, AND CHANGES IN FUND NET ASSETS PROPRIETARY FUND FOR THE YEAR ENDED SEPTEMBER 30, 2005 Business -type Activities Enterprise Fund Water and Sewer OPERATING REVENUES Charges for services $ 10,947,737 Other 271,762 Total operating revenues 11,219,499 OPERATING EXPENSES Production and wastewater 4,507,571 Distribution and collection 1,415,078 Accounting and collections 1,124,626 Other requirements 792,301 Construction and engineering 767,233 Depreciation 2,864,261 Total operating expenses 11,471,070 OPERATING LOSS ( 251,571) NONOPERATING REVENUES (EXPENSES) Earnings on investments 399,275 Interest and fiscal charges ( 2,153,427) Total nonoperating revenues (expenses) ( 1,754,152) LOSS BEFORE CONTRIBUTIONS AND TRANSFERS ( 2,005,723) CAPITAL CONTRIBUTIONS 8,365,452 TRANSFERS IN 536,520 TRANSFERS OUT ( 896,002) CHANGE IN NET ASSETS 6,000,247 TOTAL NET ASSETS, BEGINNING 46,029,901 PRIOR PERIOD ADJUSTMENT 1,190,651 TOTAL NET ASSETS, ENDING $ 53,220,799 The notes to the financial statements are an integral part of this statement. 20 THIS PAGE LEFT BLANK INTENTIONALLY CITY OF PEARLAND, TEXAS STATEMENT OF CASH FLOWS PROPRIETARY FUND FOR THE YEAR ENDED SEPTEMBER 30, 2005 Business -type Activities Enterprise Fund Water and Sewer CASH FLOWS FROM OPERATING ACTIVITIES Cash received from customers $ 12,888,744 Cash paid to suppliers for goods and services ( 2,710,758) Cash paid to employees for services ( 4,460,630) Net cash provided by operating activities 5,717,356 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Cash paid to other funds 1,190,651 Transfers from other funds 536,520 Transfers to other funds ( 896,002) Net cash used for noncapital for financing activities 831,169 CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Principal repayments on bonds ( 1,880,000) Cash received from capital contributions 8,365,452 Interest and fiscal charges on debt ( 2,111,230) Acquisition and construction of capital assets ( 15,281,188) Net cash used for capital and related financing activities ( 10,906,966) CASH FLOWS FROM INVESTING ACTIVITIES Earnings on investments 273,163 Net cash provided by investing activities 273,163 NET DECREASE IN CASH AND CASH EQUIVALENTS CASH AND CASH EQUIVALENTS, BEGINNING 4,085,278) 19,026,676 CASH AND CASH EQUIVALENTS, ENDING $ 14,941,398 Cash and investments $ 10,413,796 Restricted cash and investments 4,527,602 Cash and cash equivalents, ending $ 14,941,398 Reconciliation of operating loss to net cash provided by operating activities: Operating loss $ ( 251,571) Adjustments to reconcile operating loss to net cash provided by operating activities: Depreciation 2,864,261 Changes in assets and liabilities: Decrease (increase) in assets: Accounts receivable . 1,500,001 Increase (decrease) in liabilities: Accounts payable 1,229,941 Accrued liabilities 130,535 Customer deposits 169,244 Compensated absences payable 74,945 Net cash provided by operating activities $ 5,717,356 The notes to the financial statements are an integral part of this statement. 21 CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30, 2005 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES A. Reporting Entity The City of Pearland, Texas, was incorporated in December 1959, and adopted the "Home Rule Charter" February 6, 1971, pursuant to the laws of the State of Texas. The City operates under a "Council -Manager" form of government and provides services authorized by its charter. Presently, these services include police and fire protection, water and sewer services, drainage, sanitation, building and code inspection, planning, zoning, engineering, street repair and maintenance, park maintenance, recreational activities for citizens, and general administrative services. The City is an independent political subdivision of the State of Texas, governed by an elected mayor and five -member Council, and is considered a primary government. The accompanying financial statements present the government and its component units, entities for which the government is considered to be financially accountable. Each discretely presented component unit is reported in a separate column in the government -wide financial statements (see note below for description) to emphasize that it is legally separate from the government. Discretely Presented Component Units — The component units' column in the government - wide financial statements includes the financial data of the City's component units. 1. The Pearland Economic Development Corporation (PEDC) is responsible for economic development within the City's jurisdiction. The PEDC was created in 1995 and is fiscally dependent upon the primary government because, besides appointing the Board, the City Council also must approve the PEDC's budget and any debt issuances. 2. The Tax Increment Reinvestment Zone (TIRZ #2) provides tax assisted property development and/or redevelopment in specific geographic areas in accordance with applicable state laws. TIRZ #2 was created in 1998. Besides appointing Board members, the City Council must also approve the TIRZ's budgets and any debt issuances done on behalf of the TIRZ. 3. The Development Authority of Pearland was created by the City in 2004 by Resolution No. 2004-107 to aid, assist and account on behalf of the City to provide financing for the Reinvestment Zone Number Two. Proceeds from bond sales are to be used to reimburse developers and fund a debt service reserve. (continued) 22 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) B. Government -wide and Fund Financial Statements The government -wide financial statements (i.e., the statement of net assets and the statement of activities) report information on all of the primary government and its component units. For the most part, the effect of interfund activity has been removed from these statements. Governmental activities, which normally are supported by taxes and intergovernmental revenue, are reported separately from business -type activities, which rely to a significant extent on fees and charges for support. Likewise, the primary government is reported separately from certain legally separate component units for which the primary government is financially accountable. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment are offset by program revenue. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenue includes 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment, and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenue are reported instead as general revenue. Separate financial statements are provided for governmental funds and proprietary funds. Major individual governmental funds and major individual Enterprise Funds are reported as separate columns in the fund financial statements. (continued) 23 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) C. Measurement Focus; Basis of Accounting and Financial Statement Presentation The government -wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund financial statements. Revenue is recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenue in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenue is recognized as soon as it is both measurable and available. Revenue is considered to be available when it is collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the government considers revenue to be available if collected within 60 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, franchise taxes, sales taxes, and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenue of the current fiscal period. All other revenue items are considered to be measurable and available only when cash is received by the City. The City reports the following major governmental funds: The General Fund is the City's primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. The Debt Service Fund is used to account for the resources accumulated and payments made for principal and interest on long-term general obligation debt of the governmental funds. The Capital Projects Fund is used to account for the proceeds from the sale of general obligation bonds and certificates of obligation and expenditures of these proceeds for the acquisition of capital assets as designated in each bond issue. (continued) 24 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) C. Measurement Focus. Basis of Accounting and Financial Statement Presentation (Continued) The City reports the following major Enterprise Fund: The Water and Sewer Fund accounts for the activities necessary for the provision of water and wastewater services. Private -sector standards of accounting and financial reporting issued prior to December 1, 1989, generally are followed in both the government -wide and proprietary fund financial statements to the extent that those standards do not conflict with or contradict guidance of the Governmental Accounting Standards Board. The City also has the option of following subsequent private -sector guidance for their business -type activities and Enterprise Funds, subject to this same limitation. The City has elected not to follow subsequent private -sector guidance. As a general rule, the effect of interfund activity has been eliminated from the government - wide financial statements. Exceptions to this general rule are charges between the City's water and sewer function and various other functions of the government. Elimination of these charges would distort the direct costs and program revenue reported for the various functions concerned. Amounts reported as program revenues include: 1) charges to customers or applicants for goods, services, or privileges provided, 2) operating grants and contributions, and 3) capital grants and contributions, including special assessments. Internally dedicated resources are reported as general revenues rather than as program revenue. Likewise, general revenue includes all taxes. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the City's Enterprise Funds and Internal Service Funds are charges to customers for sales and services. Operating expenses for Enterprise Funds and Internal Service Funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenue and expenses not meeting this definition are reported as nonoperating revenue and expenses. When both restricted and unrestricted resources are available for use, it is the City's policy to use restricted resources first, then unrestricted resources as needed. (continued) 25 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) D. Assets, Liabilities and Net Assets or Equity Cash and Investments Cash and investments consist of amounts in an interest -bearing time deposit account, petty cash funds, and U. S. Government Securities. Investments are stated at fair value based on quoted market prices at September 30, 2005. The net increase or decrease in the fair value of investments is recorded as investment earnings. Investments are generally held to maturity. The City pools cash resources of its various funds to facilitate the management of cash. Cash applicable to a particular fund is readily identifiable. The balance in the pooled cash accounts is available to meet current operating requirements. Cash in excess of current requirements is invested in various interest -bearing securities and disclosed as part of the City's investments. The City pools excess cash of the various individual funds to purchase investments. These pooled investments are reported in the combined balance sheet as investments in each fund based on each fund's share of the pooled investments. Interest income is allocated to each respective individual fund monthly based on its respective share of pooled investments. Receivables and Payables Activity between funds that are representative of lending/borrowing arrangements outstanding at the end of the fiscal year are referred to as "due to/from other funds" (i.e., the current portion of interfund loans). Any residual balances outstanding between the governmental activities and business -type activities are reported in the government -wide financial statements as "internal balances." All trade receivables are shown net of an allowance for uncollectibles. Trade accounts receivable in excess of 180 days comprise the trade accounts receivable allowance for uncollectibles. Property taxes for each year are required to be levied by October 1 and are due upon receipt of the City' s tax bill and become delinquent on February 1 of the following year. On January 1 of each year, a tax lien is attached to the property to secure the payment of all taxes, penalties and interest. The lien exists in the favor of the State and each taxing unit. Appraised values are established by the Central Appraisal District (CAD) of Brazoria County, Texas, through procedures established by the Texas Legislature. The Brazoria County Tax office bills and collects the City's property taxes. A penalty of 7% is added to delinquent taxes on February 1 and increases 2% each month through September. An additional penalty of 15% or 20% is added in July for attorney costs. There are no discounts allowed in taxes. (continued) 26 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) D. Assets, Liabilities and Net Assets or Equity (Continued) Receivables and Payables The City is permitted, by Article XI, Section 5, of the State of Texas Constitution and the City Charter, to levy property taxes up to $2.50 per $100 of assessed valuation for general governmental services. Within the $2.50 maximum levy, there is no legal limit upon the amount of property taxes, which can be levied for debt service. The property tax rates to finance general governmental services and debt service for the 2004 tax year were $.3389 and $.3559, respectively, per $100 of assessed valuation. The 2004 assessed value and total tax levy as adjusted through September 30, 2005, were $3,019,449,422 and $20,979,391, respectively. The City has enacted an ordinance providing for the exemption of $25,000 of the assessed value of residential homesteads of persons 65 years of age or older from property taxes. This is provided by Section 1-b(a) of Article 8 of the Constitution of Texas. Additionally, the market value of agricultural land is reduced to agricultural value for purposes of the City's tax levy calculation. Inventories Inventory, which consists of gasoline and auto parts for use in the City's vehicles, is stated at cost (first -in, first -out method). Expenditures are recognized as the fuel and auto parts are consumed rather when purchased. Restricted Assets Certain proceeds of the Enterprise Fund and Economic Development Corporation revenue bonds and certain resources set aside for their repayment are classified as restricted assets on the balance sheet because their use is limited by applicable bond covenants. Certain resources are also set aside for repayment of Development Authority bonds and are reported as restricted assets. Capital Assets Capital assets, which include property, plant, equipment and infrastructure, are reported in the applicable governmental or business -type activities columns in the government -wide financial statements. The City defines capital assets as assets with an initial, individual cost of more than $1,000 and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at estimated fair market value at the date of donation. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets' lives are not capitalized. (continued) 27 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) D. Assets, Liabilities and Net Assets or Equity (Continued) Capital Assets (Continued) The City has elected to delay implementation of the requirements of GASB Statement No. 34 related to infrastructure (roads, sidewalks, etc.) assets acquired prior to October 1, 2002. The City has implemented the general provisions of GASB Statement No. 34 and will complete the implementation of the retroactive provisions for infrastructure no later than September 30, 2007. Property, plant, and equipment is depreciated using the straight-line method over the following useful lives: Assets Years Buildings and improvements 20-45 Machinery and equipment 5-15 Infrastructure 40-50 Compensated Absences It is the City's policy to permit employees to accumulate earned but unused vacation, sick and holiday pay benefits. Employees earn vacation leave at the rate of 15 days per year from 1 to 15 years of service, 20 days per year for service of 16 to 19 years, and 25 days per year for service of 20 years or more. Employees hired after October 1, 2005, earn vacation at a rate of 10 days per year from 1 — 6 years of service, 15 days per year for 7 — 15 years of service, and 20 days for over 16 years of service. Employees are required to take their earned vacation. Employees who are unable to use their vacation, for various reasons, may, with the City Manager's approval, carry over 50 percent of the unused portion of the vacation, or receive compensation for a maximum of 40 hours. City employees receive 11 paid holidays per year. Employees may be paid or may elect to receive compensatory time off for the holiday. Overtime is earned at one and one-half times the regular rate of pay. Employees may be paid or receive compensatory time. The maximum accrual for overtime is 160 hours, except for employees involved in public safety, who can accrue up to 320 hours. All sick leave benefits are accumulated and paid to employees upon separation from the City. Vacation, sick and holiday pay benefits are accrued when incurred in the government -wide and proprietary fund financial statements. A liability for these amounts is reported in governmental funds only if they have matured, for example, as a result of employee resignations and retirements. (continued) 28 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) D. Assets, Liabilities and Net Assets or Equity (Continued) Long-term Obligations In the government -wide financial statements and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business -type activities, or proprietary fund type statement of net assets. Bond premiums and discounts, as well as issuance costs, are deferred and amortized over the life of the bonds using the straight-line method which approximates the effective interest method. Bonds payable are reported net of the applicable bond premium or discount. Bond issuance costs are reported as deferred charges and amortized over the term of the related debt. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. Fund Equity In the fund financial statements, governmental funds report reservations of fund balance for amounts that are not available for appropriation or are legally restricted by outside parties for use for a specific purpose. Designations of fund balance represent tentative management plans that are subject to change. Net Assets Net assets represent the difference between assets and liabilities. Net assets invested in capital assets, net of related debt consists of capital assets, net of accumulated depreciation, reduced by the outstanding balances of any borrowing used for the acquisition, construction or improvements of those assets, and adding back unspent proceeds. As of September 30, 2005, the City has elected to delay implementation of the requirements of GASB 34 related to infrastructure assets acquired prior to October 1, 2002. As a result, net assets invested in capital assets, net of related debt does not consist of infrastructure acquired prior to October 1, 2002, but does consist of the infrastructures related debt. Net assets are reported as restricted when there are limitations imposed on their use either through the enabling legislations adopted by the City or through external restrictions imposed by creditors, grantors or laws or regulations of other governments. Estimates The preparation of financial statements, in conformity with generally accepted accounting principles, requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosures of contingent liabilities at the date of the financial statements and the reported amounts of revenue and expenses during the reporting period. Actual amounts could differ from those estimates. 29 2. RECONCILIATION OF GOVERNMENT -WIDE AND FUND FINANCIAL STATEMENTS Explanation of Certain Differences Between the Governmental Fund Balance Sheet and the Government -wide Statement of Net Assets The governmental fund balance sheet includes a reconciliation between fund balance — total governmental funds and net assets — governmental activities as reported in the government -wide statement of net assets. One element of that reconciliation explains, "Long-term liabilities, including bonds payable, are not due and payable in the current period and therefore are not reported in the funds." The details of this $136,804,288 difference are as follows: Certificates and General Obligation Bonds $ 132,565,000 Deferred charge for issuance cost ( 663,459) Deferred amount for issuance premium 1,458,694 Deferred loss on refunding bonds ( 789,621) Accrued interest payable 523,316 Compensated absences 3,314,699 Capital lease obligation 395,659 Net adjustment to reduce fund balance - total governmental funds to arrive at net assets - governmental activities $ 136,804,288 Explanation of Certain Differences Between the Governmental Fund Statement of Revenue, Expenditures and Changes in Fund Balances and the Government -wide Statement of Activities The governmental fund statement of revenue, expenditures and changes in fund balances includes a reconciliation between net changes in fund balances — total governmental fund and changes in net assets of governmental activities as reported in the government -wide statement of activities. One element of that reconciliation explains, "Governmental funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense." The details of this $25,362,046 difference are as follows: Capital outlay $ 28,005,762 Depreciation expense ( 2,643,716) Net adjustment to increase net changes in fund balances - total governmental funds to arrive at changes in net assets of governmental activities (continued) $ 25,362,046 30 2. RECONCILIATION OF GOVERNMENT -WIDE AND FUND FINANCIAL STATEMENTS (Continued) Explanation of Certain Differences Between the Governmental Fund Statement of Revenue, Expenditures and Changes in Fund Balances and the Government -wide Statement of Activities (Continued) Another element of that reconciliation states, "Revenues in the statement of activities that do not provide current financial resources are not reported as revenues in the funds." The details of this $(22,594) difference are as follows: Property taxes $ 59,154 Court fines ( 81,748) Net adjustment to increase net changes in fund balances - total governmental funds to arrive at changes in net assets of governmental activities $ ( 22,594) Another element of that reconciliation states, "The issuance of long-term debt (e.g., bonds, leases) provides current financial resources to governmental funds, while the repayment of the principal of long-term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net assets. Also, governmental funds report the effect of issuance costs, premiums, and similar items when debt is first issued, whereas these amounts are deferred and amortized in the statement of activities. The details of this $(17,273,098) difference are as follows: Debt issued or incurred: Issuance of general obligation bonds $ ( 37,015,000) Bond issuance cost 548,191 Premium on issuance of bonds ( 1,368,186) Capital lease financing ( 271,193) Amortization of bond issue costs 3,935 Payment to escrow agent 17,294,621 Principal repayments: General obligation debt 3,534,534 Net adjustment to reduce net changes in fund balances - total governmental funds to arrive at changes in net assets of governmental activities $ ( 17,273,098) Another element of that reconciliation states, "Some expenses reported in the statement of activities do not require the use of current financial resources and therefore are not reported as expenditures in governmental funds." The details of this $(1,069,902) difference are as follows: Compensated absences Interest expense Net adjustment to increase net changes in fund balances - total governmental funds to arrive at changes in net assets of governmental activities $ ( 957,802) 112,100) $ ( 1,069,902) 31 3. STEWARDSHIP, COMPLIANCE AND ACCOUNTABILITY Budgetary Information Annual appropriated budgets are adopted on a basis consistent with generally accepted accounting principles for the General Fund and Debt Service Fund. The City adopts project - length budgets for the Capital Projects and Special Revenue Funds. All annual appropriations lapse at fiscal year-end. The City Manager, between 60 and 90 days prior to the beginning of each fiscal year, submits to Council a proposed budget. The Council shall review the proposed budget and revise as deemed appropriate prior to circulation for public hearing. After the public hearing, the Council may adopt the budget with or without amendment. In amending the budget, Council may add or increase programs or amounts and may delete or decrease any amount, except expenditures required by law or for debt or for estimated cash deficits, provided no amendments to the budget shall increase the authorized expenditures to an amount greater than the total of estimated income plus funds available from prior years. The Council shall adopt the budget no later than 15 days prior to the beginning of the fiscal year. Adoption of the budget shall constitute appropriation of the amounts specified therein as expenditures and shall constitute a levy of the property tax therein proposed. Every appropriation lapses at the close of the fiscal year to the extent it has not been expended. Any encumbered appropriation lapses at year-end, but is generally reappropriated as part of the subsequent year's budget. Expenditures may not legally exceed appropriations at the fund level. At any time during the fiscal year, the City Manager may request Council to transfer by ordinance any unencumbered appropriation balance between funds. No significant supplemental appropriations were necessary during the year. 4. DETAILED NOTES ON ALL FUNDS Cash and Investments The City's cash and investments are classified as cash and cash equivalents, investments, and restricted cash and investments. The cash and cash equivalents include cash on hand, deposits with financial institutions and other investments which have maturities at purchase date of less than three months. The restricted cash includes cash on deposit with financial institutions. (continued) 32 4. DETAILED NOTES ON ALL FUNDS (Continued) Cash and Investments (Continued) The Council has adopted a written investment policy regarding the investment of its funds as defined by the Public Funds Investment Act (Chapter 2256 Texas Government Code). The investments of the City are in compliance with the Council's investment policies. It is the City's policy to restrict its investments to direct obligations of the U. S. Government, commercial paper, fully collateralized certificates of deposit and other interest -bearing time and demand deposits, and other instruments and investments in public funds investment pools. State law provides that collateral pledged as security for bank deposits must have a market value of not less than the uninsured amount of the deposits and must consist of 1) obligations of the United States of its agencies and instrumentalities; 2) direct obligations of the State of Texas or its agencies; 3) other obligations, the principal and interest on which are unconditionally guaranteed or insured by the State of Texas; and/or 4) obligations of states, agencies, counties, cities, and other political subdivisions of any state having been rated as to investment quality by a nationally recognized investment rating firm and having received a rating of not less than A or its equivalent. The deposit and investment policies for the Pearland Economic Development Corporation, TIRZ Developments, and Development Authority of Pearland are substantially the same as the City. Deposits and Investments As of September 30, 2005, the City had the following investments: Investment Type Primary government: Fannie Mae Discount Note Freddie Mac Discount Note Weighted Average Fair Value Maturity (Days) $ 1,152,974 1,851,659 Total portfolio $ 3,004,633 17 91 Portfolio weighted average maturity (days) 63 Interest Rate Risk In accordance with its investment policy, the City manages its exposure to declines in fair market values by limiting the weighted average maturity of its investment portfolios to a maximum of 365 days. (continued) 33 4. DETAILED NOTES ON ALL FUNDS (Continued) Deposits and Investments (Continued) Custodial Credit Risk. In the case of deposits, this is the risk that in the event of a bank failure, the City's deposits may not be returned to it. State statutes require that all deposits in financial institutions be fully collateralized by U. S. Government obligations or its agencies and instrumentalities or direct obligations of Texas or its agencies and instrumentalities that have a fair value of not less than the principal amount of deposits. As of September 30, 2005, $64,957,376 of the City's $65,257,376 deposit balance was collateralized with securities held by the pledging financial institution. The remaining balance, $300,000 was covered by FDIC insurance. As of the same date, $13,808,363 of the component units' deposit balance was collateralized with securities held by the pledging financial institution and by FDIC. Credit Risk. It is the City's policy to limit its investments to investment types with an investment quality rating not less than A or its equivalent by a nationally recognized statistical rating organization. The City's investments as of September 30, 2005, were rated as follows: Investment Type Rating Rating Agency U. S. Agency Securities: Fannie Mae Discount Note AAA Freddie Mac Discount Note Aaa Receivables Moody's Investor Service Moody's Investor Service Receivables as of year-end for the City's individual major funds, nonmajor funds in the aggregate, and discretely presented component units in the aggregate including the applicable allowances for uncollectible accounts, are as follows: General Debt Capital Nonmajor Water Component Service Proiects Governmental and Sewer Units Total Receivables: Accounts $ 868,158 $ $ 46,605 $ 64,687 $ 2,714,763 $ 142 $ 3,694,355 Property taxes 511,094 286,650 234,287 1,032,031 Sales taxes 1,456,049 724,601 2,180,650 Other taxes 664,345 664,345 Intergovernmental 216,443 53,863 270,306 Accrued interest 1,393 994 20,079 20,097 42,563 Gross receivables 3,717,482 286,650 46,605 119,544 2,734,842 979,127 7,884,250 Less: allowance for uncollectibles 65,590 469,205 534,795 Net total receivables $ 3,651,892 $_ 286,650 $ 46,605 $ 119,544 $ 2,265,637 $ 979,127 $ 7,349,455 Governmental funds report deferred revenue in connection with receivables for revenue that is not considered to be available to liquidate liabilities of the current period. Governmental funds also defer revenue recognition in connection with resources that have been received, but not yet earned. At the end of the current fiscal year, the various components of deferred revenue and unearned revenue reported in the governmental funds were as follows: (continued) 34 4. DETAILED NOTES ON ALL FUNDS (Continued) Receivables (Continued) Unavailable Unearned General fund: Delinquent property taxes receivable $ 500,028 $ Municipal court 393,261 Other Debt service fund: Delinquent property taxes receivable 275,445 Nonmajor governmental: Municipal court 3,746 Governmental Funds 167,061 $ 1,172,480 $ 167,061 Capital Assets Capital asset activity for the year ended September 30, 2005, was as follows: Primary Government Decreases Beginning and Ending Balance Increases Reclassifications Balance Governmental activities: Capital assets, not being depreciated: Land $ 2,509,691 $ 207,762 $ $ 2,717,453 Construction in progress 12,946,218 26,335,777 ( 18,583,828) 20,698,167 Total capital assets not being depreciated 15,455,909 26,543,539 ( 18,583,828) 23,415,620 Capital assets, being depreciated: Buildings 10,357,504 104,827 Improvements other than buildings 2,;18,151 154,461 Machinery and equipment 8,619,886 662,281 Infrastructure 42,674,657 540,654 Total capital assets being depreciated 63,870,198 1,462,223 Less accumulated depreciation: Buildings 3,589,225 227,342 Improvements other than buildings 1,357,101 90,268 Machinery and equipment 5,714,914 1,259,239 Infrastructure 1,521,763 1,066,867 Total accumulated depreciation 12,183,003 2,643,716 Total capital assets, being depreciated, net 18,583,828 10,462,331 2,372,612 9,282,167 61,799,139 18,583,828 83,916,249 3,816,567 1,447,369 6,974,153 2,588,630 14,826,719 51,687,195 ( 1,181,493) 18,583,828 69,089,530 Governmental activities capital assets, net $ 67,143,104 $ 25,362,046 $ $ 92,505,150 (continued) 35 4. DETAILED NOTES ON ALL FUNDS (Continued) Capital Assets (Continued) Decreases Beginning and Ending Balance Increases Reclassifications Balance Business -type activities: Capital assets, not being depreciated: Land $ 367,962 $ $ $ 367,962 Construction in progress 2,166,494 17,258,064 19,424,558 Total assets not being depreciated 2,534,456 17,258,064 19,792,520 Capital assets, being depreciated: Buildings and improvements 21,518,110 1,091,918 22,610,028 Machinery and equipment 7,895,580 452,313 8,347,893 Water and sewer system 60,791,814 3,063,383 6,626,687 57,228,510 Total capital assets, being depreciated 90,205,504 4,607,614 6,626,687 88,186,431 Less accumulated depreciation: Buildings and improvements 8,198,116 695,693 8,893,809 Machinery and equipment 4,083,651 695,658 4,779,309 Water and sewer system 4,028,870 1,430,713 5,459,583 Total accumulated depreciation 16,310,637 2,822,064 19,132,701 Total capital assets being depreciated, net 73,894,867 1,785,550 6,626,687 69,053,730 Business -type activities capital assets, net $ 76,429,323 $ 19,043,614 $ 6,626,687 $ 88,846,250 Depreciation expense was charged to functions/programs of the primary government as follows: Governmental activities: General government $ 581,618 Public safety 475,869 Public works 1,454,043 Community services 132,186 Total depreciation expense - governmental activities $ 2,643,716 Business -type activities: Water and sewer $ 2,822,064 Total depreciation expense - business -type activities $ 2,822,064 Interfund Transfers Transfers In General Debt Capital Nonmajor Water Service Projects Governmental and Sewer Total Transfers Out: General $ - $ - $ 2,384,774 $ 82,000 $ 536,520 $ 3,003,294 Capital projects 404,000 204,559 - 608,559 Nonmajor governmental 898,264 - - 898,264 Water and sewer 761,000 135,002 896,002 Total Transfers $ 2,063,264 $ 339,561 $ 2,384,774 $ 82,000 $ 536,520 $ 5,406,119 (continued) 36 4. DETAILED NOTES ON ALL FUNDS (Continued) Interfund Transfers (Continued) Transfers are used to (1) move revenues from the fund that statute or budget requires to collect them to the fund that statute or budget requires to expend them, (2) move receipts restricted to debt service from the funds collecting the receipts to the Debt Service Fund as debt service payments become due, and (3) use unrestricted revenues collected in the General Fund to finance various programs accounted for in other funds in accordance with budgetary authorizations. Long-term Debt General Obligation Bonds and Certificates of Obligation The City issues general obligation bonds and certificates of obligation to provide funds for the acquisition and construction of major capital facilities. General obligation bonds and certificates of obligation have been issued for both governmental and business -type activities. The original amount of general obligation bonds and certificates of obligation issued in prior years was $153,795,000. During the year, general obligation bonds and certificates of obligation totaling $37,015,000 were issued to fund general obligation projects and refund certain debt issues. General obligation bonds and certificates of obligation are direct obligations and pledge the full faith and credit of the government. These bonds generally are issued as 20-year serial bonds with equal amounts of principal maturing each year. General obligation bonds and certificates of obligation currently outstanding are as follows: Purpose Governmental activities Governmental activities - refunding Business -type activities Interest Rates Amount 3.00 - 7.25% 3.25 - 5.5% 2.6 - 6.5% $ 107,550,000 25,015,000 15,880,000 $ 148,445,000 Annual debt service requirements to maturity for general obligation bonds obligation are as follows: Year Ending September 30, 2006 2007 2008 2009 2010 2011-2015 2016-2020 2021-2025 2026-2030 Total Governmental Activities Principal Interest $ 2,850,000 2,525,000 2,650,000 4,340,000 4,885,000 27,045,000 29,330,000 32,735,000 26,205,000 $ 6,279,799 5,936,666 5,822,694 5,663,043 5,445,556 23,764,608 17,396,188 10,351,167 2,268,629 $ _ 132,565,000 $ 82,928,350 (continued) and certificates of Business -type Activities Principal Interest $ 880,000 915,000 945,000 980,000 1,015,000 5,645,000 5,500,000 $ 548,674 521,072 492,006 461,197 428,271 1,570,214 347,768 $ 15,880,000 $ 4,369,202 37 4. DETAILED NOTES ON ALL FUNDS (Continued) Long-term Debt (Continued) The various bond obligations contain certain financial limitations and restrictions. The ordinances authorizing the issuance of general obligation bonds created an interest and sinking fund (general debt service fund). The ordinances require the City to ascertain a rate and amount of tax which will be sufficient to pay interest as it comes due and provide a reserve fund which is adequate to meet principal as it matures. The City is in compliance with all such significant financial restrictions. Revenue Bonds The City also issues bonds where the City pledges income derived from the acquired or constructed assets to pay debt service. The original amount of revenue bonds issued in prior years was $36,370,000 Revenue bonds outstanding at year-end are as follows: Purpose Water and sewer improvements Interest Rates Amount 4.00 - 6.00% $ 32,480,000 Revenue bond debt service requirements to maturity are as follows: Year Ending Business -type Activities September 30, Principal Interest 2006 $ 1,075,000 $ 1,459,365 2007 1,125,000 1,411,888 2008 1,180,000 1,361,558 2009 1,235,000 1,308,250 2010 1,295,000 1,251,918 2011-2015 7,485,000 5,254,083 2016-2020 9,380,000 3,431,769 2021-2025 9,705,000 1,222,249 Total $ 32,480,000 $ 16,701,080 Obligations Under Capital Leases During the current year, the City entered into a capital lease agreement in order to purchase equipment and vehicles for various departments. The assets acquired through these lease agreements are as follows: Governmental Activities Asset: Equipment and vehicles $ 455,193 Less: accumulated depreciation 26,284 Total $ 428,909 (continued) 38 4. DETAILED NOTES ON ALL FUNDS (Continued) Long-term Debt (Continued) Obligations Under Capital Leases (Continued) Year Ending September 30, 2006 2007 2008 Total Less interest portion Obligations under capital leases Lease Obligation $ 159,629 159,629 95,069 414,327 ( 18,668) $ 395,659 The primary government's long-term liability activity for the year ended September 30, 2005, was as follows: Beginning Balance Additions Reductions Governmental activities Bonds payable: General obligation $ 25,345,000 $ 37,015,000 $ 2,185,000 $ Certificates of obligation 90,185,000 17,795,000 Deferred amount for issuance premium 94,443 1,368,186 3,935 Deferred loss on refunding ( 789,621) Total bonds payable Capital lease Compensated absences Governmental activity long-term liabilities Business -type activities Bonds payable: Certificates of obligation Revenue Total bonds payable 115,624,443 37,593,565 19,983,935 184,000 271,193 59,534 2,356,897 1,234,722 276,920 118,165,340 39,099,480 20,320,389 16,735,000 33,505,000 50,240,000 Compensated absences 400,860 Business -type activity long-term liabilities $ 50,640,860 $ 82,447 Ending Balance Due Within One Year 60,175,000 $ 2,295,000 72,390,000 555,000 1,458,694 ( 789,621) 133,234,073 395,659 3,314,699 136,944,431 855,000 15,880,000 1,025,000 32,480,000 1,880,000 48,360,000 67,991 415,316 82,447 $ 1,947,991 $ 60,943 ( 39,481) 2,871,462 147,371 662,940 3,681,773 880,000 1,075,000 1,955,000 83,063 48,775,316 $ 2,038,063 The governmental activities compensated absences are generally liquidated by the General Fund. (continued) 39 4. DETAILED NOTES ON ALL FUNDS (Continued) Long-term Debt (Continued) Advance Refunding The City issued $16,510,000 of general obligation refunding bonds to provide resources to purchase U. S. Government State and Local Government Series securities that were placed in an irrevocable trust for the purpose of generating resources for all future debt service payments of $17,294,621 of general obligation bonds. As a result, the refunded bonds are considered to be defeased and the liability has been removed from the governmental activities column of the statement of net assets. The reacquisition price exceeded the net carrying amount of the old debt by $789,621. This amount is being netted against the new debt and amortized over the remaining life of the refunded debt, which is shorter than the life of the new debt issued. This advance refunding was undertaken to increase total debt service payments over the next 12 years by $1,031,367 and resulted in an economic gain of $871,970. Federal Tax Compliance (Arbitrage) for Long-term Debt In accordance with provisions of Section 148 of the Internal Revenue Code of 1986, as amended, (the "Code") the City's long-term debt obligations must meet certain minimum criteria to be considered and continue to be considered "tax-exempt." This "tax-exempt" status means that interest income earned by purchasers of the City's long-term debt instruments is not subject to federal income taxes. Related Treasury Regulations promulgated under Section 148 of the Code generally provide that the determination of whether these obligations are tax-exempt is made as of the date such obligations are issued based on a reasonable expectation regarding the use of the proceeds of the bonds issued. Long-term debt that does not meet and continue to meet the minimum criteria of Section 148 of the Code and the related Treasury Regulations described above are considered "arbitrage bonds" and are not considered "tax-exempt" as described above. Rebate Obligations will become arbitrage bonds (as described above) if certain arbitrage profits are not paid to the federal government as rebate under Section 148(t) of the Code. The City's obligations to calculate and make rebate payments (if any) will continue as long as there are gross proceeds allocable to outstanding debt issues. The City has performed calculations required under Section 148(f) of the Code and a liability in the amount of $53,317 was reported in the Water and Sewer Fund. (continued) 40 4. DETAILED NOTES ON ALL FUNDS (Continued) Long-term Debt (Continued) Unexpended Debt Issuance Proceeds (Yield Restriction Requirements) Section 148 of the Code also provides that in order for debt not to be considered arbitrage bonds (as described above), proceeds of such debt must be invested at a yield that is not materially higher than the yield on the debt issued starting on the third anniversary of the issue date of such debt. Accordingly, any unexpended proceeds of debt issued by the City that remain unexpended more than three years after such debt was issued should be yield restricted. The yield restriction may be accomplished by making yield reduction payments pursuant to Treasury Regulation Section 1.148- 5(c). The City is currently pursuing compliance with these yield restriction requirements and does not anticipate associated significant noncompliance issues. The City is continuing to proceed with reasonable diligence to expend any remaining unexpended debt issuance proceeds on qualifying projects. Component Units The terms of Sales Tax and Tax Increment Revenue Bonds are as follows: Purpose Sales Tax Revenue - Economic Development Tax Increment Revenue - Development Authority Interest Rates Amount 2.5% - 5% $ 10,590,000 3.25% - 5.5% 13,995,000 The Pearland Economic Development Corporation issued $4,365,000 of sales tax revenue refunding bonds to provide resources to purchase U. S. Government State and Local Government Series securities that were placed in an irrevocable trust for the purpose of generating resources for all future debt service payments of $4,349,474 of sales tax revenue bonds. As a result, the refunded bonds are considered to be defeased and the liability has been removed from the statement of net assets. The reacquisition price exceeded the net carrying amount of the old debt by $189,626. This amount is being netted against the new debt and amortized over the remaining life of the refunded debt, which is shorter than the life of the new debt issued. This advance refunding was undertaken to increase total debt service payments over the next 10 years by $1,135,935 and resulted in an economic gain of $790,921. (continued) 41 4. DETAILED NOTES ON ALL FUNDS (Continued) Long-term Debt (Continued) Component Units (Continued) Long-term activity for the year ended September 30, 2005, was as follows: Beginning Balance Additions Reductions Economic Development Corporation: Sales Tax Revenue Bonds $ 4,165,000 $ 11,005,000 $ Deferred amount for issuance premium 155,448 Deferred loss on refunding ( 189,626) Compensated absences 14,540 28,191 Total long-term liabilities $ 4,179,540 $ 10,999,013 $ Development Authority of Pearland: Tax Increment Revenue Bonds $ Total long-term liabilities $ $ 13,995,000 $ $ 13,995,000 $ 4,580,000 $ 28,191 4,608,191 $ Ending Balance Due Within One Year 10,590,000 $ 345,000 155,448 189,626) 14,540 7,772 9,481) 7,797 10,570,362 $ 351,088 $ 13,995,000 $ 815,000 $ 13,995,000 $ 815,000 Annual debt service requirements to maturity for sales tax revenue bonds are as follows: Year Ending September 30, Principal Interest _ 2006 2007 2008 2009 2010 2011-2015 2016-2020 2021-2025 2026 $ 345,000 350,000 360,000 375,000 385,000 2,140,000 2,645,000 3,255,000 735,000 Total $ 10,590,000 $ 420,900 412,275 402,650 391,850 380,600 1,693,590 1,190,740 575,689 31,238 $ 5,499,532 Annual debt service requirements to maturity for tax increment revenue bonds are as follows: Year Ending September 30, Principal Interest 2006 2007 2008 2009 2010 2011-2015 2016-2020 2021-2025 2026-2028 Total (continued) $ 815,000 840,000 360,000 375,000 390,000 2,215,000 2,790,000 3,570,000 2,640,000 $ 13,995,000 $ 668,858 642,370 614,020 601,060 586,435 2,663,241 2,085,615 1,307,981 292,489 9,462,069 42 4. DETAILED NOTES ON ALL FUNDS (Continued) Contingent Liabilities Amounts received or receivable from grant agencies are subject to audit and adjustment by grantor agencies, principally the federal government. Any disallowed claims, including amounts already collected, may constitute a liability of the applicable funds. The amount, if any, of expenditures that may be disallowed by the grantor cannot be determined at this time, although the government expects such amounts, if any, to be immaterial. The City is a defendant in various lawsuits. Although the outcome of these lawsuits is not presently determinable, in the opinion of the City's counsel, the resolution of these matters will not have a material adverse effect on the financial condition of the City. Pension Plans — Primary Government Plan Description The City provides pension benefits for all of its full-time employees through a non-traditional, joint contributory, hybrid defined benefit plan in the state-wide Texas Municipal Retirement System (TMRS), one of 801 administered by TMRS, an agent multiple -employer public employee retirement system. Benefits depend upon the sum of the employee's contributions to the plan, with interest, and the City -financed monetary credits, with interest. At the date the plan began, the City granted monetary credits for service rendered before the plan began of a theoretical amount equal to two times what would have been contributed by the employee, with interest, prior to establishment of the plan. Monetary credits for service since the plan began are a percent (100%, 150%, or 200%) of the employee' s accumulated contributions. In addition, the City can grant, as often as annually, another type of monetary credit referred to as an updated service credit which is a theoretical amount which, when added to the employee's accumulated contributions and the monetary credits for service since the plan began, would be the total monetary credits and employee contributions, accumulated with interest, if the current employee contribution rate and City matching percent had always been in existence; and if the employee's salary had always been the average of his salary in the last three years that are one year before the effective date. At retirement, the benefit is calculated as if the sum of the employee's accumulated contributions, with interest, and the employer -financed monetary credits, with interest, were used to purchase an annuity. Members can retire at age 60 and above with 5 or more years of service or with 20 years of service regardless of age. A member is vested after 5 years. The plan provisions are adopted by the governing body of the City, within the options available in the state statutes governing TMRS and within the actuarial constraints also in the statutes. (continued) 43 4. DETAILED NOTES ON ALL FUNDS (Continued) Pension Plans — Primary Government (Continued) Contributions The contribution rate for the employees is 7% and the City matching ratio is currently 2 to 1, both as adopted by the governing body of the City. Under the state law governing TMRS, the actuary annually determines the City contribution rate. This rate consists of the normal cost contribution rate and the prior service contribution rate, both of which are calculated to be a level percent of payroll from year to year. The normal cost contribution rate finances the currently accruing monetary credits due to the City matching percent, which the obligation of the City as of an employee's retirement date, not at the time the employee's contributions are made. The normal cost contribution rate is the actuarially determined percent of payroll necessary to satisfy the obligation of the City to each employee at the time his/her retirement becomes effective. The prior service contribution rate amortizes the unfunded (overfunded) actuarial liability (asset) over the remainder of the plan's 25-year amortization period. When the City periodically adopts updated service credits and increases its annuities in effect, the increased unfunded actuarial liability is to be amortized over a new 25-year period. The unit credit actuarial cost method is used for determining the City contribution rate. Both the employees and the City make contributions monthly. Since the City needs to know its contribution rate in advance to budget for it, there is a one-year delay between the actuarial valuation that is the basis for the rate and the calendar year when the rate goes into effect (i.e., December 31, 2004, valuation is effective for rates beginning January 2006). Schedule of Actuarial Liabilities and Funding Progress For the Years Ended September 30, 2002, 2003 and 2004 Actual Valuation Date Actuarial value of assets Actuarial accrued liability Percent funded Unfunded (overfunded) actuarial accrued liability (UAAL) Annual covered payroll UAAL as a percentage of covered payroll Net pension obligation (NPO at the beginning of period Annual Pension Cost: Annual required contribution (ARC) Contributions made Increase in NPO 12/31/02 $ 16,390,251 19,963,606 82.1% 3,573,355 11,151,256 32.0% NPO at the end of the period $ 12/31/03 12/31/04 $ 18,772,272 23,190,084 80.9% 4,417,812 12,731,012 34.7% 1,228,907 1,371,452 1,228,907 1,371,452 (continued) $ 21,971,144 26,517,882 82.9% 4,546,738 13,703,115 33.2% 1,480,301 1,480,301 44 4. DETAILED NOTES ON ALL FUNDS (Continued) Pension Plans — Primary Government (Continued) Contributions (Continued) Actuarial Cost Method Amortization Method Remaining Amortization Period Asset Valuation Method Investment Rate of Return Projected Salary Increases Includes Inflation at Cost -of -living Adjustments Actuarial Assumptions Unit Credit Level Percent of Payroll 25 Years - Open Period Amortized Cost (to accurately reflect the requirements of GASB Statement No. 25, paragraphs 36e and 138) 7% None None None The City is one of 801 municipalities having its benefit plan administered by TMRS. Each of the 794 municipalities has an annual, individual actuarial valuation performed. All assumptions for the December 31, 2004, valuations are contained in the 2004 TMRS Comprehensive Annual Financial Report, a copy of which may be obtained by writing to P. O. Box 149153, Austin, Texas 78714-9153. Risk Management The City is exposed to various risks of loss related to torts: theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. The City's risk management program mainly encompasses obtaining property and liability insurance through Texas Municipal League (TML-IRP), an Intergovernmental Risk -Pool and through commercial insurance carriers. The City purchases commercial general insurance through the Texas Municipal League, an unincorporated association of political subdivisions of the State of Texas. This policy encompasses general liability, incidental, medical malpractice, automobile liability, law enforcement liability, errors and omissions liability, property, automobile vehicle liability, and damages with limits of liability for each occurrence. The City has not had any significant reduction in insurance coverage, and the amounts of insurance settlements have not exceeded insurance coverage for any of the last three years. The participation of the City in the TML-IRP is limited to payment of premiums. At year-end, the City did not have any significant claims pending. (continued) 45 4. DETAILED NOTES ON ALL FUNDS (Continued) Risk Management (Continued) Workers' Compensation The City is a member of the Texas Municipal League (TML) Workers' Compensation Intergovernmental Risk Pool, an unincorporated association of political subdivisions of the State of Texas. The fund contracts with a third -party administrator for administration, investigation, and adjustment services in the handling of claims. Premiums are based on the estimated City payroll by risk factor and rates. The premiums are adjusted by the City's experience modifier. All loss contingencies, including claims incurred, but not reported, if any, are recorded and accounted for by the TML Pool. The City's liability is limited to the payment of premiums as assessed by TML. Prior Period Adjustment As of September 30, 2004, the City (overstated) understated certain assets between funds. Beginning fund equity was restated in each of the following funds to correct this error in the prior year. Fund Amount of Restatement General $ ( 1,853,778) Nonmajor governmental ( 90,130) Water and sewer 1,190,651 Economic Development Corporation ( 26,482) Subsequent Events Debt Issuance On October 1, 2005, the Development Authority of Pearland, a discretely presented component unit, issued Tax Increment Revenue Bonds, Series 2005, in the amount of $9,775,000. These bonds were used to reimburse developers for certain project costs including infrastructure and related improvements made by such developers within Reinvestment Zone Number Two. Annexation On December 31, 2005, the City annexed approximately 582 acres of land consisting of all of Brazoria County Municipal Utility District No. 5 and adjacent portions of County Road 403 and FM 865, Brazoria County into the City. Upon the dissolution of the District, the City assumes all property and assets owned by the District, as well as all debts, liabilities and obligations of the District, and must provide all City services to the annexed areas. Capital assets and long-term debt acquired were approximately $11.7 million and $8.3 million, respectively. 46 COMBINING AND INDIVIDUAL FUND STATEMENTS AND SCHEDULES CITY OF PEARLAND, TEXAS GENERAL FUND SCHEDULE OF EXPENDITURES - BUDGET AND ACTUAL YEAR ENDED SEPTEMBER 30, 2005 GENERAL GOVERNMENT City council City manager Human resources City secretary Finance Legal Municipal court Custodial services Engineering Public affairs/grants Project management Information technology Emergency management Total general government PUBLIC SAFETY Police Fire Fire marshal Animal shelter Emergency medical services Service center Total public safety PUBLIC WORKS COMMUNITY SERVICES Library Parks and recreation - administration Parks and recreation - recreation Parks and recreation - athletics and aquatics Parks and recreation - special events Parks and recreation - senior programs Total community services CAPITAL OUTLAY Final Budget $ 86,600 626,356 569,104 222,800 923,825 425,424 434,665 659,605 1,318,902 340,505 591,918 510,300 10,966 6,720,970 7,908,587 376,518 389,530 403,437 1,797,810 156,115 11,031,997 10,916,013 129,313 1,679,760 452,069 305,992 387,360 168,670 3,123,164 1,138,759 Actual $ 70,422 632,472 555,469 214,584 1,004,003 433,010 433,882 683,263 1,245,697 280,321 589,044 510,,1,/1 12,124 6,664,735 7,738,616 346,051 374,270 387,034 1,826,769 144,166 10,816,906 10,449, 814 116,346 1,407,405 399,288 285,839 336,958 146,614 2,692,450 1,019,976 Variance Positive (Negative) $ 16,178 ( 6,116) 13,635 8,216 ( 80,178) ( 7,586) 783 ( 23,658) 73,205 60,184 2,874 ( 144) ( 1,158) 56,235 169,971 30,467 15,260 16,403 ( 28,959) 11,949 215,091 466,199 12,967 272,355 52,781 20,153 50,402 22,056 430,714 118,783 Total expenditures $ 32,930,903 $ 31,643,881 $ 1,287,022 47 THIS PAGE LEFT BLANK INTENTIONALLY NONMAJOR GOVERNMENTAL FUNDS Special Revenue Funds are used to account for specific revenues that are legally restricted for particular purposes. A description of the individual Special Revenue Funds follows: Municipal Court — A fund created to account for municipal court fees collected. Soccer Donation — A fund created to account for soccer field donations. Regional Detention Fund — A fund created to account for the regional detention development. Hotel/Motel Tax — A fund created to account for hotel/motel occupancy tax revenue. Park Donation — A fund created to account for the development of parks. Park and Recreation Development — A fund created to account for the development of parks. Tree Donations — A fund created to account for tree donations. Tree Trust — A fund created to account for tree trust donations. Sidewalk Fund — A fund created to account for resources designated for sidewalks. Police Fund — To account for financial resources to be used for the Police Department drug program. Federal Police Fund — To account for expenditures related to special federal programs for the Police Department. Community Services — To account for expenditures related to community services. Grants Fund — To account for certain grant revenues and expenditures. FEMA Buyout — A fund created to account for the flood related FEMA projects. Court Technology — This fund is used to account for the receipt and expenditure of revenues from court fines for court security. Capital Projects Funds are used to account for financial resources to be used for the acquisition or construction of major capital facilities. Street Assessments — A fund created to account for resources for street assessments. CITY OF PEARLAND, TEXAS COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS SEPTEMBER 30, 2005 Special Revenue Municipal Soccer Regional Hotel/ Park Court Donation Detention Motel Tax Donation ASSETS Cash and investments $ 93,430 $ 6,275 $ 102,129 $ 631,484 $ 53,241 Accounts receivable 1,688 60,523 Intergovernmental receivable Accrued interest Total assets $ 95,118 $ 6,275 $ 102,129 $ 692,007 $ 53,241 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable $ 999 $ $ $ 22,070 $ Deferred revenue 1,688 Total liabilities 2,687 22,070 Fund balances: Unreserved, reported in: Special revenue funds 92,431 6,275 102,129 669,937 53,241 Capital projects fund Total fund balances 92,431 6,275 102,129 669,937 53,241 Total liabilities and fund balances $ 95,118 $ 6,275 $ 102,129 $ 692,007 $ 53,241 48 Special Revenue Park and Recreation Tree Tree Federal Community Development Donations Trust Sidewalk Police Police Services $ 743,093 $ 1,448 $ 188,884 $ 112,215 $ 89,081 $ 26,548 $ 73,628 $ 743,093 $ 1,448 $ 188,884 $ 112,215 $ 89,081 $ 26,548 $ 73,628 $ $ $ $ $ 10,970 10,970 743,093 1,448 188,884 112,215 89,081 26,548 62,658 743,093 1,448 188,884 112,215 89,081 26,548 62,658 $ 743,093 $ 1,448 $ 188,884 $ 112,215 $ 89,081 $ 26,548 $ 73,628 (continued) 49 THIS PAGE LEFT BLANK INTENTIONALLY ASSETS Cash and investments Accounts receivable Intergovernmental receivable Accrued interest Total assets CITY OF PEARLAND, TEXAS COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS (Continued) SEPTEMBER 30, 2005 Special Revenue Grants $ 123,345 $ 53,863 Capital Projects FEMA Court Street Buyout Technology Assessments Total $ 139,586 $ 790,860 $ 3,175,247 2,058 418 64,687 53,863 994 994 $ 177,208 $ $ 141,644 $ 792,272 $ 3,294,791 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable $ 2,382 $ $ $ 90 $ 36,511 Deferred revenue 2,058 3,746 Total liabilities 2,382 2,058 90 40,257 Fund balances: Unreserved, reported in: Special revenue funds Capital projects fund Total fund balances 174,826 139,586 2,462,352 792,182 792,182 174,826 139,586 792,182 3,254,534 Total liabilities and fund balances $ 177,208 $ $ 141,644 $ 792,272 $ 3,294,791 50 CITY OF PEARLAND, TEXAS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2005 Special Revenue Municipal Soccer Regional Hotel/ Park Court Donation Detention Motel Tax Donation REVENUES Hotel/motel $ $ $ $ 185,396 $ Fines Intergovernmental Other income 39,988 12,610 49,258 14,018 Investment earnings 1,137 245 1,211 7,759 696 Total revenues 41,125 12,855 50,469 193,155 14,714 EXPENDITURES Current: General government 3,266 80,313 Public safety Community services 8,968 16,971 Capital outlay Total expenditures 3,266 8,968 80,313 16,971 REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES) Transfers in Transfers out Total other financing sources (uses) NET CHANGE IN FUND BALANCES FUND BALANCES, BEGINNING AS PREVIOUSLY STATED PRIOR PERIOD ADJUSTMENT FUND BALANCES, BEGINNING AS RESTATED 37,859 3,887 50,469 112,842 ( 2,257) ( 10,363) ( 10,363) 27,496 3,887 50,469 112,842 ( 2,257) 64,935 2,388 51,660 557,095 55,498 64,935 2,388 51,660 557,095 55,498 FUND BALANCES, ENDING $ 92,431 $ 6,275 $ 102,129 $ 669,937 $ 53,241 51 $ Special Revenue Park and Recreation Tree Tree Federal Community Development Donations Trust Sidewalk Police Police Services 185,998 1,000 36,950 25,542 3,806 8,346 20 2,439 1,924 1,307 344 797 194,344 20 3,439 38,874 26,849 344 4,603 17,661 28,790 17,661 28,790 194,344 20 3,439 38,874 9,188 344 ( 24,187) ( 180,000) 32,000 ( 180,000) 32,000 194,344 20 3,439 (141,126) 9,188 344 7,813 548,749 1,428 185,445 253,341 79,893 26,204 54,845 548,749 1,428 185,445 253,341 79,893 26,204 54,845 $ 743,093 $ 1,448 $ 188,884 $ 112,215 $ 89,081 $ 26,548 $ 62,658 (continued) 52 THIS PAGE LEFT BLANK INTENTIONALLY CITY OF PEARLAND, TEXAS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS (Continued) FOR THE YEAR ENDED SEPTEMBER 30, 2005 Special Revenue Grants Capital Proiects FEMA Court Street Buyout Technology Assessments Totals REVENUES Hotel/motel $ $ $ $ $ 185,396 Fines 51,586 51,586 Intergovernmental 398,388 398,388 Other income 198,928 568,098 Investment earnings 866 56 1,934 26,009 55,090 Total revenues 399,254 56 53,520 224,937 1,258,558 EXPENDITURES Current: General government 1,260 84,839 Public safety 261,551 3,004 264,555 Community services 54,729 Capital outlay 91,694 109,355 Total expenditures 354,505 3,004 513,478 REVENUES OVER (UNDER) EXPENDITURES 44,749 56 50,516 224,937 745,080 OTHER FINANCING SOURCES (USES) Transfers in Transfers out Total other financing sources (uses) NET CHANGE IN FUND BALANCES FUND BALANCES, BEGINNING AS PREVIOUSLY STATED PRIOR PERIOD ADJUSTMENT FUND BALANCES, BEGINNING AS RESTATED 50,000 ( 707,901) 82,000 ( 898,264) 50,000 (707,901) ( 816,264) 94,749 ( 707,845) 50,516 224,937 ( 71,184) 80,077 774,389 112,656 567,245 3,415,848 ( 66,544) ( 23,586) ( 90,130) 80,077 707,845 89,070 567,245 3,325,718 FUND BALANCES, ENDING $ 174,826 $ $ 139,586 $ 792,182 $ 3,254,534 53 CITY OF PEARLAND, TEXAS DEBT SERVICE FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 2005 REVENUES Property taxes and penalties Investment earnings Total revenues EXPENDITURES Debt service: Principal Interest and fiscal charges Intergovernmental Total expenditures EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES Transfers in Total other financing sources NET CHANGE IN FUND BALANCES FUND BALANCES, BEGINNING FUND BALANCES, ENDING Budgeted Amounts Original Final $ 9,813,190 $ 211,440 10,024,630 3,475,000 5,696,456 1,178,058 10,349,514 Variance with Final Budget - Actual Positive Amounts (Negative) 9,813,190 $ 10,095,935 $ 282,745 211,440 57,687 ( 153,753) 10,024,630 10,153,622 128,992 3,475,000 5,568,925 1,178,058 3,534,534 5,027,376 1,083,896 10,221,983 9,645,806 ( 324,884) ( 197,353) 339,561 339,561 339,561 339,561 14,677 142,208 3,007,752 3,007,752 507,816 339,561 339,561 847,377 3,007,752 ( 59,534) 541,549 94,162 576,177 705,169 705,169 3,022,429 $ 3,149,960 $ 3,855,129 $ 705,169 54 WATER AND SEWER COMPARATIVE STATEMENTS THIS PAGE LEFT BLANK INTENTIONALLY CITY OF PEARLAND, TEXAS COMPARATIVE STATEMENTS OF NET ASSETS WATER AND SEWER FUND SEPTEMBER 30, 2005 AND 2004 2005 2004 ASSETS Current assets: Cash and investments $ 10,413,796 $ 9,193,441 Accounts receivable, net of allowances 2,245,558 3,745,559 Accrued interest 20,079 6,553 Restricted cash and investments 4,527,602 9,833,235 Total current assets 17,207,035 22,778,788 Noncurrent assets: Deferred charges 627,796 669,993 Capital assets: Land 367,962 367,962 Buildings and improvements 22,610,028 21,518,110 Machinery and equipment 8,347,893 7,895,580 Infrastructure 57,228,510 60,791,814 Construction work in progress 19,424,558 2,166,494 Less: accumulated depreciation ( 19,132,701) ( 16,310,637) Total capital assets 88,846,250 76,429,323 Total noncurrent assets Total assets 89,474,046 77,099,316 106,681,081 99,878,104 LIABILITIES Current liabilities: Accounts payable 3,094,901 1,864,960 Accrued liabilities 157,955 76,906 Accrued interest 117,851 180,951 Customer deposits 1,253,770 1,084,526 Compensated absences 83,063 80,172 Certificates of obligation 880,000 855,000 Revenue bonds 1,075,000 750,000 Total current liabilities 6,662,540 4,892,515 Noncurrent liabilities: Compensated absences 392,742 320,688 Certificates of obligation 15,000,000 15,880,000 Revenue bonds 31,405,000 32,755,000 Total noncurrent liabilities Total liabilities 46,797,742 48,955,688 53,460,282 53,848,203 NET ASSETS Invested in capital assets, net of related debt 45,641,648 36,022,558 Restricted for: Debt service 275,502 296,667 Construction 6,751,273 5,682,401 Unrestricted 552,376 4,028,275 Total net assets $ 53,220,799 $ 46,029,901 55 CITY OF PEARLAND, TEXAS COMPARATIVE STATEMENTS OF REVENUES, EXPENSES AND CHANGES IN FUND NET ASSETS WATER AND SEWER FUND FOR THE YEAR ENDED SEPTEMBER 30, 2005 AND 2004 2005 2004 OPERATING REVENUES Charges for services $ 10,947,737 $ 11,840,005 Other 271,762 52,871 Total operating revenues 11,219,499 11,892,876 OPERATING EXPENSES Production and wastewater 4,507,571 4,887,517 Distribution and collection 1,415,078 1,455,607 Accounting and collections 1,124,626 1,053,388 Other requirements 792,301 638,004 Construction and engineering 767,233 2,842,867 Depreciation 2,864,261 2,192,353 Total operating expenses 11,471,070 13,069,736 OPERATING LOSS NONOPERATING REVENUES (EXPENSES) Earnings on investments Intergovernmental Interest and fiscal charges Total nonoperating revenues (expenses) ( 251,571) ( 1,176,860) 399,275 ( 2,153,427) 417,258 47,293 ( 2,195,614) ( 1,754,152) ( 1,731,063) LOSS BEFORE CONTRIBUTIONS AND TRANSFERS ( 2,005,723) CAPITAL CONTRIBUTIONS 8,365,452 TRANSFERS IN 536,520 TRANSFERS OUT ( 896,002) CHANGE IN NET ASSETS 6,000,247 TOTAL NET ASSETS, BEGINNING 46,029,901 PRIOR PERIOD ADJUSTMENT 1,190,651 TOTAL NET ASSETS, ENDING 2,907,923) 6,932,959 128,000 652,110) 3,500,926 42,528,975 $ 53,220,799 $ 46,029,901 56 CITY OF PEARLAND, TEXAS COMPARATIVE STATEMENTS OF CASH FLOWS WATER AND SEWER FUND FOR THE YEAR ENDED SEPTEMBER 30, 2005 AND 2004 CASH FLOWS FROM OPERATING ACTIVITIES Cash received from customers Cash paid to suppliers for goods and services Cash paid to employees for services Net cash provided (used) by operating activities 2005 2004 ( 12,888,744 2,710,758) 4,460,630) 5,717,356 ( 9,796,621 2,481,493) 9,477,664) 2,162,536) CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Cash paid to other funds 1,190,651 Transfers from other funds 536,520 128,000 Transfers to other funds ( 896,002) ( 652,110) Net cash used for noncapital for financing activities 831,169 ( 524,110) CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Principal repayments on bonds Cash received from capital contributions Interest and fiscal charges on debt Acquisition and construction of capital assets Disposal of capital assets 1,880,000) 8,365,452 2,111,230) 15,281,188) Net cash used for capital and related financing activities ( 10,906,966) ( ( ( 1,080,000) 6,980,252 2,153,417) 11,391,761) 10,000 ( 7,634,926) CASH FLOWS FROM INVESTING ACTIVITIES Eamings on investments 273,163 454,245 Net cash provided by investing activities 273,163 454,245 NET DECREASE IN CASH AND CASH EQUIVALENTS ( 4,085,278) ( 9,867,327) CASH AND CASH EQUIVALENTS, BEGINNING 19,026,676 28,894,003 CASH AND CASH EQUIVALENTS, ENDING $ 14,941,398 $ 19,026,676 Cash and investments $ 10,413,796 $ 9,193,441 Restricted cash and investments 4,527,602 9,833,235 Cash and cash equivalents, ending $ _ 14,941,398 $ 19,026,676 Reconciliation of operating loss to net cash provided (used) by operating activities: Operating loss Adjustments to reconcile operating loss to net cash provided by operating activities: Depreciation Changes in assets and liabilities: Decrease (increase) in assets: Accounts receivable Increase (decrease) in liabilities: Accounts payable Accrued liabilities Customer deposits Compensated absences payable $ ( 251,571) $ ( 1,176,860) 2,864,261 2,192,353 1,500,001 ( 2,313,407) 1,229,941 ( 974,752) 130,535 ( 92,721) 169,244 217,152 74,945 ( 14,301) Net cash provided (used) by operating activities $ 5,717,356 $ ( 2,162,536) 57 THIS PAGE LEFT BLANK INTENTIONALLY COMPONENT UNITS THIS PAGE LEFT BLANK INTENTIONALLY CITY OF PEARLAND, TEXAS ECONOMIC DEVELOPMENT CORPORATION BALANCE SHEET SEPTEMBER 30, 2005 ASSETS Cash and investments $ 4,438,285 Restricted cash and investments for: Construction 6,795,879 Sales taxes receivable 724,743 Accrued interest 20,097 Prepaid items 3,451 Total assets 11,982,455 LIABILITIES AND FUND BALANCE Liabilities: Accounts payable Accrued liabilities Total liabilities 21,077 11,498 32,575 Fund balance: Reserved for: Prepaid items 3,451 Construction 6,795,879 Unreserved, undesignated 5,150,550 Total fund balance 11,949,880 Total liabilities and fund balance $ 11,982,455 RECONCILIATION OF FUND BALANCE TO NET ASSETS Fund balance of component unit - Economic Development Corporation Other long-term assets are not available to pay for current -period expenditures and, therefore, are deferred in the funds. Long-term liabilities are not due and payable in the current period and therefore are not reported in the funds. $ 11,949,880 256,439 ( 10,570,362) Net assets of component unit - Economic Development Corporation $ 1,635,957 58 CITY OF PEARLAND, TEXAS ECONOMIC DEVELOPMENT CORPORATION STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE FOR THE YEAR ENDED SEPTEMBER 30, 2005 REVENUES Sales taxes $ 3,891,870 Other income 12,000 Investment earnings 303,129 Total revenues 4,206,999 EXPENDITURES Current: Economic development 1,960,469 Debt service: Principal 415,000 Interest and fiscal charges 608,698 Total expenditures 2,984,167 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 1,222,832 OTHER FINANCING SOURCES (USES) Capital -related debt issued Premium from capital -related debt issued Payment to escrow agent Total other financing sources (uses) 11,005,000 155,448 ( 4,354,626) 6,805,822 NET CHANGE IN FUND BALANCE 8,028,654 FUND BALANCE, BEGINNING AS PREVIOUSLY STATED 3,947,708 PRIOR PERIOD ADJUSTMENT ( 26,482) FUND BALANCE, BEGINNING AS RESTATED 3,921,226 FUND BALANCE, ENDING $ 11,949,880 RECONCILIATION FROM NET CHANGE IN FUND BALANCE TO CHANGE IN NET ASSETS Net change in fund balance - Economic Development Corporation $ 8,028,654 The issuance of long-term debt (e.g., bonds) provides current financial resources to governmental funds, while the repayment of the principal of long-term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net assets. This amount is the net effect of these differences in the treatment of long-term debt and related items. ( 6,134,383) Change in net assets of component unit - Economic Development Corporation $ 1,894,271 59 CITY OF PEARLAND, TEXAS TIRZ DEVELOPMENTS BALANCE SHEET SEPTEMBER 30, 2005 ASSETS Cash and investments Property taxes receivable Total assets LIABILITIES AND FUND BALANCE Liabilities: Deferred revenue Total liabilities Fund balance: Unreserved, undesignated Total fund balance $ 1,168,096 234,287 1,402,383 179,285 179,285 1,223,098 1,223,098 Total liabilities and fund balance $ 1,402,383 60 CITY OF PEARLAND, TEXAS TIRZ DEVELOPMENTS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE FOR THE YEAR ENDED SEPTEMBER 30, 2005 REVENUES Property taxes Investment earnings Total revenues EXPENDITURES Current: Economic development Total expenditures NET CHANGE IN FUND BALANCE FUND BALANCE, BEGINNING FUND BALANCE, ENDING 61 $ 2,531,251 8,390 2,539,641 1,888,506 1,888,506 651,135 571,963 1,223,098 CITY OF PEARLAND, TEXAS DEVELOPMENT AUTHORITY OF PEARLAND COMBINING BALANCE SHEET SEPTEMBER 30, 2005 General Debt Service Total ASSETS Cash and investments $ 65,344 $ $ 65,344 Restricted cash and investments for debt service 1,630,157 1,630,157 Total assets 65,344 1,630,157 1,695,501 LIABILITIES AND FUND BALANCE Liabilities Fund balance: Reserved for debt service Unreserved, undesignated Total fund balance Total liabilities and fund balance RECONCILIATION OF FUND BALANCE TO NET ASSETS 65,344 65,344 1,630,157 1,630,157 65,344 1,630,157 1,695,501 $ 65,344 $ 1,630,157 $ 1,695,501 Fund balance of component unit - Development Authority of Pearland Other long-term assets are not available to pay for current -period expenditures and, therefore, are deferred in the funds. Long-term liabilities are not due and payable in the current period and therefore are not reported in the funds. $ 1,695,501 927,778 (13, 995,000) Net assets of component unit - Development Authority of Pearland $ (11,371,721) 62 CITY OF PEARLAND, TEXAS DEVELOPMENT AUTHORITY OF PEARLAND COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE FOR THE YEAR ENDED SEPTEMBER 30, 2005 General Debt Service Total REVENUES Intergovernmental $ 843,666 $ 980,752 $ 1,824,418 Investment earnings 29,798 29,798 Total revenues 843,666 1,010,550 1,854,216 EXPENDITURES Current: General government 32,108 32,108 Economic development 740,000 11,939,395 12,679,395 Debt service: Interest and fiscal charges 6,214 1,359,349 1,365,563 Total expenditures 778,322 13,298,744 14,077,066 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 65,344 (12,288,194) (12,222,850) OTHER FINANCING SOURCES (USES) Capital -related debt issued Discount from capital -related debt issued Total other financing sources (uses) 13,995,000 13,995,000 ( 76,649) ( 76,649) 13,918,351 13,918,351 NET CHANGE IN FUND BALANCE 65,344 1,630,157 1,695,501 FUND BALANCE, BEGINNING FUND BALANCE, ENDING $ 65,344 $ 1,630,157 $ 1,695,501 RECONCILIATION FROM NET CHANGE IN FUND BALANCE TO CHANGE IN NET ASSETS Net change in fund balance - Development Authority of Pearland $ 1,695,501 The issuance of long-term debt (e.g., bonds) provides current financial resources to governmental funds, while the repayment of the principal of long-term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net assets. This amount is the net effect of these differences in the treatment of long-term debt and related items. (13,067,222) Change in net assets of component unit - Development Authority of Pearland $ (11,371,721) 63 STATISTICAL SECTION THIS PAGE LEFT BLANK INTENTIONALLY Fiscal General Year Government 2003 $ 6,274,853 $ 2004 7,314,239 2005 8,714,401 CITY OF PEARLAND, TEXAS GOVERNMENT -WIDE EXPENSES BY FUNCTION Public Safety LAST THREE FISCAL YEARS (UNAUDITED) Public Works Community Services Interest on Long-term Debt Water and Wastewater TABLE 1 Total 9,645,369 $ 9,728,975 $ 2,873,903 $ 4,558,650 $ 9,643,086 $ 42,724,836 10,524,915 9,912,937 2,700,356 5,549,292 15,265,350 51,267,089 11,856,643 12,858,259 2,939,228 5,115,039 13,624,497 55,108,067 * The City implemented GASB 34 in fiscal year 2003, thus only three years of data are available. 64 TABLE 2 CITY OF PEARLAND, TEXAS GOVERNMENT -WIDE REVENUES LAST THREE FISCAL YEARS (UNAUDITED) Charges Operating Capital Fiscal for Grants and Grants and Investment Total Year Services Contributions Contributions Taxes Earnings Miscellaneous Revenues* 2003 $ 17,380,953 $ 711,671 $ 12,099,049 $ 23,662,013 $ 366,688 $ 741,313 $ 54,961,687 2004 22,933,122 903,210 9,007,465 27,723,299 1,532,358 782,165 62,881,619 2005 23,528,905 1,154,531 9,483,164 30,927,911 2,262,598 827,589 68,184,698 * The City implemented GASB 34 in fiscal year 2003, thus only three years of data are available. 65 TABLE 3 CITY OF PEARLAND, TEXAS GENERAL GOVERNMENTAL EXPENDITURES BY FUNCTION (1) LAST TEN FISCAL YEARS (UNAUDITED) Fiscal General Public Public Community Debt Year Government Safety Works Services Service Total 1996 $ 2,316,013 $ 3,865,449 $ 4,112,939 $ 1,185,426 $ 2,430,097 $ 13,909,924 1997 2,357,621 4,238,647 4,334,123 1,137,045 2,451,033 14,518,469 1998 2,834,021 5,026,554 4,925,693 1,543,440 3,273,010 17,602,718 1999 3,685,523 5,695,956 5,137,708 1,580,624 3,209,693 19,309,504 2000 3,580,693 5,944,516 5,635,397 1,762,770 3,064,038 19,987,414 2001 4,217,744 6,692,138 5,974,667 2,043,620 3,275,682 22,203,851 2002 5,052,056 7,411,992 7,603,804 2,271,052 4,112,491 26,451,395 2003 5,678,275 9,637,676 8,769,722 2,729,859 6,339,385 33,154,917 2004 6,059,595 10,142,115 8,709,151 2,792,376 8,549,292 36,252,529 2005 6,785,322 11,303,466 10,816,109 2,738,983 9,645,806 41,289,686 (1) Includes general governmental expenditures of the General Fund and Debt Service Fund. 66 TABLE 4 CITY OF PEARLAND, TEXAS GENERAL GOVERNMENTAL REVENUE BY SOURCE (1) LAST TEN FISCAL YEARS (UNAUDITED) (2) (1) Property Fiscal Taxes and Other Licenses Fines and Charges Franchise Inter- Other Year Penalties Taxes and Permits Forfeitures for Services Fees governmental Revenue Total 1996 $ 9,292,922 $ 3,314,615 $ 514,081 $ 459,884 $ 1,553,765 $ 1,016,069 $ 246,414 $ 523,188 $ 16,920,938 1997 10,472,362 4,088,706 524,197 529,152 1,648,617 1,498,788 197,764 722,189 19,681,775 1998 7,108,800 4,676,773 615,808 576,856 2,508,087 1,703,715 345,674 678,232 18,213,945 1999 8,192,927 5,370,121 955,819 675,691 2,960,214 1,943,545 489,860 692,481 21,280,658 2000 9,272,373 5,720,312 1,469,799 731,959 3,061,545 2,022,789 15,000 896,730 23,190,507 2001 10,833,292 7,113,828 1,896,728 856,641 3,202,767 2,303,730 939,532 27,146,518 2002 12,857,995 7,498,801 2,256,638 845,322 3,651,825 2,453,829 933,950 30,498,360 2003 15,120,150 8,428,211 2,682,456 1,377,552 3,982,070 615,436 304,214 32,510,089 2004 17,890,685 6,778,999 3,427,957 1,561,850 5,259,748 2,883,188 716,136 831,982 39,350,545 2005 19,745,387 7,840,811 3,863,592 1,883,381 6,138,610 3,097,163 871,196 1,068,352 44,508,492 (1) Includes general governmental revenue of the General Fund and Debt Service Fund (2) Primarily City Sales taxes 67 TABLE 5 CITY OF PEARLAND, TEXAS PROPERTY TAX LEVIES AND COLLECTIONS (1) LAST TEN FISCAL YEARS (UNAUDITED) Percent Percent of Percent of Total Tax Delinquent Current of Current Delinquent Total Collections Cumulative Taxes Tax Fiscal Total Tax Taxes Tax Tax to Total Delinquent to Total Year Year Tax Levy (2) Collections Collected Collections Collections Tax Levy Taxes Tax Levy 1995 1996 $ 5,869,525 $ 5,790,544 98.65% $ 62,365 $ 5,852,909 99.72% $ 280,499 4.78% 1996 1997 6,343,113 6,235,954 98.31% 70,983 6,306,937 99.43% 258,104 4.07% 1997 1998 7,062,826 6,957,153 98.50% 74,969 7,032,122 99.57% 293,915 4.16% 1998 1999 8,147,473 7,992,304 98.10% 96,094 8,088,398 99.27% 389,445 4.78% 1999 2000 9,174,224 9,022,542 98.35% 119,461 9,142,003 99.65% 479,170 5.22% 2000 2001 10,864,049 10,609,654 97.66% 179,483 10,789,137 99.31% 285,091 2.62% 2001 2002 12,890,902 12,477,283 96.79% 199,030 12,676,313 98.34% 699,841 5.43% 2002 2003 14,869,170 14,575,297 98.02% 343,374 14,918,670 100.33% 693,785 4.67% 2003 2004 17,987,752 17,633,986 98.03% 358,048 17,992,034 100.02% 738,970 4.11% 2004 2005 20,979,391 20,576,812 98.08% 336,058 20,912,870 99.68% 797,744 3.80% (1) A property tax system was initiated in the 1970-71 fiscal year. Taxes are levied in August (or as soon thereafter as practicable) and become delinquent on February 1 of each year. The City, in accordance with Section 33.07 of the Texas Property Tax Law Annotated 1982, imposes an additional penalty of 15% to 20% beginning July 1 to defray cost of collection. (2) The total tax levy has been adjusted to reflect additions to and deletions from the tax roll for prior years. 68 TABLE 6 CITY OF PEARLAND, TEXAS ASSESSED VALUE OF TAXABLE PROPERTY LAST TEN FISCAL YEARS (UNAUDITED) Fiscal Year Real Property Personal Property Total 1996 $ 722,600,850 $ 121,756,997 $ 844,357,847 1997 774,645,420 100,838,570 875,483,990 1998 857,952,469 154,096,941 1,012,049,410 1999 998,492,267 181,888,920 1,180,381,187 2000 1,145,678,437 174,353,848 1,320,032,285 2001 1,381,514,173 181,888,920 1,563,403,093 2002 1,760,551,863 114,457,797 1,875,009,660 *2003 1,811,953,131 237,293,120 2,049,246,251 *2004 2,092,303,036 251,600,130 2,343,903,166 *2005 2,515,954,084 239,603,060 2,755,557,144 Note: Assessment date is January 1st of the tax year. Assessed value is 100% of the estimated actual value. Source: Tax Department. records of the City * Does not include Manufactured Homes or Minerals. Total Taxable for Tax Year 2002 was $2,060,005,220. Total Taxable for Tax Year 2003 was $2,355,280,316. Total Taxable for Tax Year 2004 was $2,768,431,914. 69 TABLE 7 CITY OF PEARLAND, TEXAS PROPERTY TAX RATES - DIRECT AND OVERLAPPING GOVERNMENTS (PER $100 OF ASSESSED VALUE) LAST TEN YEARS (UNAUDITED) Pearland Harris Harris Independent Port of County County Municipal Utility Districts Tax Fiscal City of School Brazoria Harris Houston Flood Hospital Year Year Pearland District County County Authority Control District No. 17 No. 18 No. 19 No. 26 1995 1996 0.695 1.705 0.358 0.407 0.016 0.076 0.124 1996 1997 0.695 1.769 0.358 0.419 0.016 0.080 0.124 1997 1998 0.695 1.777 0.358 0.417 0.021 0.080 0.124 1998 1999 0.695 1.862 0.358 0.370 0.020 0.031 0.147 1999 2000 0.695 1.650 0.400 0.350 0.018 0.062 0.203 0.75 0.65 0.80 2000 2001 0.695 1.820 0.400 0.384 0.018 0.048 0.190 0.75 0.65 0.80 2001 2002 0.686 1.837 0.420 0.360 0.020 0.050 0.190 0.75 0.65 0.80 2002 2003 0.686 1.837 0.420 0.360 0.020 0.050 0.190 0.75 0.65 0.80 0.85 2003 2004 0.696 1.809 0.420 0.388 0.020 0.042 0.190 0.75 0.65 0.80 0.85 2004 2005 0.695 1.792 0.362 0.400 0.017 0.033 0.190 0.75 0.65 0.80 0.85 Note: Property tax rates based on per $100 of assessed valuation 70 Taxpayer TABLE 8 CITY OF PEARLAND, TEXAS PRINCIPAL TAXPAYERS FISCAL YEAR 2005 (UNAUDITED) 2004 Assessed Percentage Type of Value of of Assessed Business Property* Valuation Lowe's Home Centers, Inc. Home improvement warehouse $ 13,731,150 0.50% Wal-Mart Real Estate Bus. Tr. Retail company 12,428,460 0.45% Home Depot Home improvement warehouse 9,756,700 0.35% Wal-Mart Stores, Inc. Retail company 7,855,740 0.28% CFPI LP Real estate development co. 6,488,200 0.23% Home Depot USA, Inc. Home improvement warehouse 6,410,390 0.23% HD Development Properties, LP Development construction 6,117,950 0.22% Wal-Mart Stores, Inc. Retail company 5,920,880 0.21% WC Properties, LTD Home construction 4,679,450 0.17% Wal-Mart Stores, Inc. Retail company 4,099,890 0.15% Total Principal Taxpayers 77,488,810 2.80% Others 2,690,943,104 97.20% Total $ 2,768,431,914 100.00% * Source: Tax Department records of the Brazoria County 71 TABLE 9 CITY OF PEARLAND, TEXAS PROPERTY VALUES AND CONSTRUCTION LAST TEN FISCAL YEARS (UNAUDITED) Fiscal Property Year Construction - A Values - B 1996 $ 47,357,024 $ 844,357,847 1997 126,940,074 912,663,450 1998 95,711,203 1,020,836,821 1999 106,475,930 1,310,608,180 2000 248,015,927 1,320,032,285 2001 236,902,344 1,563,403,093 2002 240,772,360 1,875,009,660 2003 191,669,109 2,049,246,251 2004 244,602,302 2,343,903,166 2005 249,273,385 2,755,557,149 Note A - Inspection Department records to the City Note B - Brazoria County Appraisal District 72 TABLE 10 CITY OF PEARLAND, TEXAS RATIO OF NET GENERAL LONG-TERM DEBT TO ASSESSED VALUE AND NET LONG-TERM DEBT PER CAPITA LAST TEN FISCAL YEARS (UNAUDITED) Ratio of Debt Net Long- Net Net Gross Service Net term Debt Long-term Fiscal Estimated Assessed Value Long-term Monies Long-term to Assessed Debt Per Year Population * (in thousands) Debt (1) Available Debt Value Capita 1996 $ 30,000 $ 1,563,037 $ 24,810,000 $ 2,435,712 $ 22,374,288 1.43% $ 746 1997 36,000 1,624,015 35,350,000 2,141,816 33,208,184 2.04% 922 1998 37,000 1,012,049 34,820,139 273,742 34,546,397 3.41% 934 1999 37,535 1,180,381 33,456,209 208,324 33,247,885 2.82% 886 2000 39,000 1,320,032 30,351,250 681,148 29,670,102 2.25% 761 2001 40,700 1,563,403 28,364,724 1,544,987 26,819,737 1.72% 659 2002 43,103 1,875,000 64,920,000 2,229,529 62,690,471 3.34% 1,454 2003 47,000 2,060,005 114,365,000 2,130,321 112,234,679 5.45% 2,388 2004 54,000 2,355,280 115,714,000 3,007,752 112,706,248 4.79% 2,087 2005 62,634 2,768,432 148,840,659 3,855,129 144,985,530 5.24% 2,315 (1) Includes all general obligation bonds, certificates of obligation, and obligations under capital leases at fiscal year-end. * Source: 1989 Reliant Energy connections (City records) times 3.19 less vacancy rate of 6.3% 1990 Bureau of Statistics 1991-98 Bureau of Statistics plus Houston Lighting and Power connections times 3.19 less vacancy rate of 6.3% 73 TABLE 11 CITY OF PEARLAND, TEXAS RATIO OF ANNUAL DEBT SERVICE EXPENDITURES FOR GENERAL LONG-TERM DEBT TO TOTAL GENERAL GOVERNMENTAL EXPENDITURES AND LEGAL DEBT LIMITS LAST TEN FISCAL YEARS (UNAUDITED) Ratio of Debt Interest Total Service Fiscal and Fiscal Total Debt General to Total Year Principal Agency Fees Service Expenditures (1) Expenditures 1996 $ 1,010,000 $ 1,420,097 $ 2,430,097 $ 13,909,924 17.47% 1997 1,200,000 1,251,033 2,451,033 14,518,469 16.88% 1998 1,280,000 1,993,010 3,273,010 17,586,532 18.61% 1999 1,440,000 1,769,693 3,209,693 19,309,504 16.62% 2000 1,605,000 1,468,461 3,073,461 19,987,414 15.38% 2001 1,680,000 1,558,652 3,238,652 22,203,851 14.59% 2002 1,920,000 2,192,490 4,112,490 26,421,394 15.57% 2003 2,040,000 4,299,385 6,339,385 33,154,917 19.12% 2004 3,000,000 5,549,292 8,549,292 36,252,529 23.58% 2005 3,534,534 6,111,272 9,645,806 41,289,687 23.36% (1) Includes general governmental expenditures of the General Fund and Debt Service Fund. The City is permitted, by Article XI, Section 5 of the State of Texas Constitution and the City Charter to levy property taxes up to $2.50 per $100 of assessed valuation for general governmental services. Within the $2.50 maximum levy, there is no legal limit upon the amount of property taxes, which can be levied for debt service. The property tax rates to finance general governmental services and debt service for the 2004 tax year were $.3389 and $.3559, respectively, per $100 of assessed valuation. 74 TABLE 12 CITY OF PEARLAND, TEXAS COMPUTATION OF DIRECT AND OVERLAPPING DEBT Taxing Jurisdiction SEPTEMBER 30, 2005 (UNAUDITED) Gross Overlapping Debt _ Percentage Amount Alvin Community College District $ 19,610,000 5.22% $ 1,023,642 Brazoria County MUD No. 17 23,745,000 100.00% 23,745,000 Brazoria County MUD No. 18 30,925,000 99.86% 30,881,705 Brazoria County MUD No. 19 30,380,000 100.00% 30,380,000 Brazoria County MUD No. 26 40,830,000 100.00% 40,830,000 Harris County Department of Education 1,135,000 0.02% 227 Brazoria County 29,535,000 6.97% 2,058,590 Harris County 1,811,116,590 0.02% 362,223 Pearland Independent School District 285,000,000 72.20% 205,770,000 Port of Houston Authority 268,960,000 0.02% 53,792 Harris County Hood Control 38,859,985 0.02% 7,772 Total Overlapping Debt 335,112,951 City of Pearland 148,840,659 100.00% 148,840,659 Total Direct and Overlapping Debt $ 483,953,610 Population 62,634 Per Capita Debt -Direct and Overlapping $ 7,727 75 TABLE 13 CITY OF PEARLAND, TEXAS DEMOGRAPHIC STATISTICS LAST TEN FISCAL YEARS (UNAUDITED) Fiscal Estimated School Unemployment Year Population (1) Enrollment (2) Percentage (3) 1996 30,000 8,900 7.40% 1997 35,000 9,000 7.20% 1998 37,000 9,200 4.50% 1999 37,535 9,500 4.60% 2000 39,000 9,700 3.60% 2001 40,500 10,224 4.20% 2002 43,103 11,700 4.60% 2003 47,000 12,103 4.20% 2004 54,000 13,401 3.60% 2005 62,634 14,236 4.60% Sources: (1) Estimated Population - The Pearland Economic Development Corporation (2) School enrollment figures were obtained from Pearland Independent School District and includes kindergarten through college students. (3) Unemployment statistics for the City were obtained from the Texas Workforce Commission and calculated as a percentage of unemployed to employable. 76 TABLE 14 CITY OF PEARLAND, TEXAS MISCELLANEOUS STATISTICAL DATA SEPTEMBER 30, 2005 (UNAUDITED) Date of Incorporation December 1959 Form of Government Council/Manager Area 45 City square miles 72.63 City and ETJ square miles Fire Protection: Number of stations 4 Number of certified personnel, not including reserve fire fighters 69 Number of fire vehicles 19 Police Protection: Number of stations 1 Number of commissioned officers, not including P.S.O. or reserve officers 125 Number of patrol vehicles (home fleet program) 48 Recreation: Number of parks 10 Acres 117 Number of pools 1 Number of tennis courts 8 Softball fields 4 Pavilions 1 large and 4 small Community Center 1 Activity Building 1 Education: Pearland Independent School District Number of teachers 863 Number of students 14,236 Elementary schools 8 Middle school 3 Junior high 3 High school 1 1 City Employees: Full-time employees 388 Part-time employees 67 Total 455 (continued) 77 TABLE 14 CITY OF PEARLAND, TEXAS MISCELLANEOUS STATISTICAL DATA (Continued) SEPTEMBER 30, 2005 (UNAUDITED) Water: Number of wells 9 Average daily consumption 5,900,000 gallons Maximum daily consumption 14,416,000 gallons Water mains 296 miles Number of connections 19,419 Sewer: Number of plants 5 Lift stations 81 Average daily usage 9,600,000 gallons Maximum daily capacity 36,400,000 gallons Sanitary sewer mains 279 miles Number of connections 13,878 Emergency Medical Services: Number of volunteers 14 Number of paid paramedics 55 Number of stations 3 Number of vehicles 9 Library: Number of buildings 1 Number of cardholders 40,000 Number of books in library 114,000 78 THIS PAGE LEFT BLANK INTENTIONALLY