R2021-059 2021-03-22RESOLUTION NO. R2021-59
A Resolution of the City Council of the City of Pearland, Texas, amending a
unit price maintenance and repair bid for HVAC Systems & Ice Machines
with TD Industries, in the additional amount of $65,000.00 (total of
$267,000.00), for the period beginning July 1, 2020 through June 30, 2021.
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF PEARLAND, TEXAS:
Section 1. That a competitive bid for unit supply pricing associated with HVAC & Ice
Machine repair and maintenance services was previously awarded.
Section 2. That the City Council hereby amends a contract to TD Industries, in the
additional amount of $65,000.00.
Section 3. The City Manager or his designee is hereby authorized to execute an
amended contract for HVAC & Ice Machine repair and maintenance services.
PASSED, APPROVED and ADOPTED this the 22nd day of March, A.D., 2021.
CRYSTAL ROAN, TRMC, CMC
CITY SECRETARY
APPROVED AS TO FORM:
DARAARRJRIN M. CO ER
CITY ATTORNEY
VIN OLE
AYOR
CITY OF PEARLAND
PUBLIC WORKS DEPARTMENT
3501 E. Orange St.
Pearland, Texas 77581
General Services Contract Amendment
For Maintenance/Repair for HVAC & Ice Machines
Date of Issuance: 3/26/2021
Contractor: TDlndustries
Explanation for Amendment:
Amendment No: 2
PO#: 2020-00001553 (R2021-59)
This Amendment encompasses the following: Additional funding required to cover expenditures related
to Winter Storm Uri and to incorporate Federal Requirements and Certifications into the contract to allow
for federal funding to be used for this additional work.
Description of Work
1. Maintenance/Repair for HVAC (Winter Storm Uri)
Please attach back-up documentation
Cost & Time Change Summary:
Original Contract:
Previous Amendment(s):
Net increase (decrease) from this Amendment:
Revised Contract:
Cost Time
$ 65,000.00 365 Days
Cost
$ 202,000.00
$ 20,450.00
$ 65,000.00
$ 287,450.00
Signatures. By signing below, the parties agree to the terms of this Contract:
CITY OF PEARLAND:
t-t 4.20.2021
Purchasin►Nffic a- Date
*�.. ed by: a . e: 1L�.
City M. nager
J Assist. nt City Manager
Director
Superintendent/Manager
*Contract Signature Authority:
CONTRACTOR**:
Title: Senior Vice President
Time
365 Days
0 Days
0 Days
365 Days
Date: 04/14/21
Superintendent/Manager -$5,999 or less
Director - $6,000 to $30,000
City Manager/Assistant City Managers - $30,001 to $50,000
City Council Resolution - $50,000+
GSA Amendment
1 of 2 4/2019
** Contractor agrees to perform change(s) included in this Contract Amendment for the price, scope and/or time indicated. The prices for changes include all
costs associated with this Contract Amendment.
No work shall be performed until this Amendment is executed and a changed purchase order has been issued by the City.
Upon execution by all parties, the changes identified for the Contract Value and/or Contract Time shown, are made part of the Contract, and all
other provisions of the original contract shall remain in full force and effect.
GSA Amendment
2 of 2 4/2019
(3)
CERTIFICATION REGARDING LOBBYING
CERTIFICATION FOR CONTRACTS, GRANTS, LOANS,
AND COOPERATIVE AGREEMENTS
The undersigned certifies, to the best of his or her knowledge and belief, that
(1) No Federal appropriated funds have been paid or will be paid, by or on behalf of the
undersigned, to any person for influencing or attempting to influence an officer or
employee of an agency, a Member of Congress, an officer or employee of Congress, or
an employee of a Member of Congress in connection with the awarding of any Federal
contract, the making of any Federal grant, the making of any Federal loan, the entering
into of any cooperative agreement, and the extension, continuation, renewal,
amendment, or modification of any Federal contract, grant, loan, or cooperative
agreement.
(2) If any funds other than Federal appropriated funds have been paid or will be paid to any
person for influencing or attempting to influence an officer or employee of any agency,
a Member of Congress, an officer or employee of Congress, or an employee of a
Member of Congress in connection with this Federal contract, grant, loan, or cooperative
agreement, the undersigned shall complete and submit Standard Form- LLL,
"Disclosure Form to Report Lobbying," in accordance with its instructions..
The undersigned shall require that the language of this certification be included in the
award documents for all subawards at all tiers (including subcontracts, subgrants, and
contracts under grants, loans, and cooperative agreements) and that all subrecipients
shall certify and disclose accordingly.
This certification is a material representation of fact upon which reliance was placed when
this transaction was made or entered into. Submission of this certification is a prerequisite
for making or entering into this transaction imposed by 31, U.S.C. § 1352 (as amended by
the Lobbying Disclosure Act of 1995). Any person who fails to file the required certification
shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for
each such failure.
The Contractor, TDlndustries, Inc. , certifies or affirms the truthfulness and
accuracy of each statement of its certification and disclosure, if any. In addition, the
Contractor understands and agrees that the provisions of 31 U.S.C. § 3801 et seq., apply
to this certification and disclosure, if any.
Signature of Contractor's Authorized Official
James Venegas, Senior Vice President
Name and Title of Contractor's Authorized Official
04/15/21
Date
FEDERAL REQUIREMENTS
FEDERAL REQUIREMENTS
TABLE OF CONTENTS
Section No.
Title
FR-F01
Access to Records
FR-F02
Breach of Contract
FR-F03
Byrd Anti -Lobbying Amendment
FR-F04
Clean Air Act and the Federal Water Pollution Control Act
FR-F05
Compliance with Federal Law, Regulations, and Executive Orders
FR-F06
Contract Work hours and Safety Standards Act
FR-F07
Copeland "Anti -Kickback" Act (Construction Only)
FR-F08
Davis -Bacon Act (Construction Only)
FR-F09
Debarment and Suspension
FR-F10
DHS Seal, Logo and Flags
FR-F11
Equal Employment Opportunity (Construction Only)
FR-F12
No Obligation by Federal Government
FR-F13
Procurement of Recovered Materials
FR-F14
Program Fraud and False or Fraudulent Statements or Related Acts
FR-F15
Right to Inventions Made Under Contract or Agreement (Not for Public
Assistance Contracts)
FR-F16
Termination for Cause and Convenience
END OF TABLE OF CONTENTS
FEDERAL REQUIREMENTS: FR-F01
ACCESS TO RECORDS
Access to Records. The following access to records requirements apply to this contract:
(1) The Contractor agrees to provide the City, the FEMA Administrator, the
Comptroller General of the United States, or any of their authorized
representatives access to any books, documents, papers, and records of the
Contractor which are directly pertinent to this contract for the purposes of making
audits, examinations, excerpts, and transcriptions.
(2) The Contractor agrees to permit any of the foregoing parties to reproduce by any
means whatsoever or to copy excerpts and transcriptions as reasonably needed.
(3)
The Contractor agrees to provide the FEMA Administrator or authorized
representatives access to construction or other work sites pertaining to the work
being completed under the contract.
Reference: DHS Standard Terms and Conditions, v 3.0, ¶ XXVI (2013)
FEDERAL REQUIREMENTS: FR-F02
BREACH OF CONTRACT
Any violation or breach of terms of this Contract on the part of the Contractor or its
subcontractors may result in the suspension or termination of this Contract or such other
action that may be necessary to enforce the rights of the parties of this agreement.
City will provide Contractor written notice that describes the nature of the breach and
corrective actions the Contractor must undertake in order to avoid termination of the
Contract. City reserves the right to withhold payments to Contractor until such time the
Contractor corrects the breach or the City elects to terminate the Contract. The City's
notice will identify a specific date by which the Contractor must correct the breach. City
may proceed with termination of the Contract if the Contractor fails to correct the breach
by deadline indicated in the City's notice.
The duties and obligations imposed by the Contract documents and the rights and
remedies available thereunder are in addition to, and not a limitation of, any duties,
obligations, rights and remedies otherwise imposed or available by law.
Reference: 2 CFR § 200 Appendix II(A)
FEDERAL REQUIREMENTS: FR-F03
BYRD ANTI -LOBBYING AMENDMENT
Contractors who apply or bid for an award of $100,000 or more shall file the required
certification. Each tier certifies to the tier above that it will not and has not used Federal
appropriated funds to pay any person or organization for influencing or attempting to
influence an officer or employee of any agency, a member of Congress, officer or
employee of Congress, or an employee of a member of Congress in connection with
obtaining any Federal contract, grant, or any other award covered by 31 U.S.C. § 1352.
Each tier shall also disclose any lobbying with non -Federal funds that takes place in
connection with obtaining any Federal award. Such disclosures are forwarded from tier
to tier up to the recipient.
Reference: 31 U.S.C. § 1352 (as amended)
FEDERAL REQUIREMENTS: FR-F04
CLEAN AIR ACT AND THE FEDERAL WATER POLLUTION CONTROL ACT
(1) The Contractor agrees to comply with all applicable standards, orders or
regulations issued pursuant to the Clean Air Act, as amended, 42 U.S.C. §7401 et
seq.
(2) The Contractor agrees to report each violation to the City and understands and
agrees that the City will, in turn, report each violation as required to assure
notification to the Federal Emergency Management Agency, and the appropriate
Environmental Protection Agency Regional Office.
(3)
The Contractor agrees to include these requirements in each subcontract
exceeding $150,000 financed in whole or in part with Federal assistance provided
by FEMA.
Reference: 2 CFR § 200, Appendix II¶ (G)
FEDERAL REQUIREMENTS: FR-F05
COMPLIANCE WITH FEDERAL LAW, REGULATIONS, AND EXECUTIVE ORDERS
This is an acknowledgement that FEMA financial assistance will be used to fund the
contract only. The Contractor will comply will all applicable federal law, regulations,
executive orders, FEMA policies, procedures, and directives.
Reference: FEMA requirement
FEDERAL REQUIREMENTS: FR-F06
CONTRACT WORK HOURS AND SAFETY STANDARDS ACT
(1) Overtime requirements. No Contractor or subcontractor contracting for any part of
the contract work which may require or involve the employment of laborers or
mechanics shall require or permit any such laborer or mechanic in any workweek
in which he or she is employed on such work to work in excess of forty hours in
such workweek unless such laborer or mechanic receives compensation at a rate
not less than one and one-half times the basic rate of pay for all hours worked in
excess of forty hours in such workweek.
(2) Violation; liability for unpaid wages; liquidated damages. In the event of any
violation of the clause set forth in paragraph (1) of this section the Contractor and
any subcontractor responsible therefor shall be liable for the unpaid wages. In
addition, such Contractor and subcontractor shall be liable to the United States (in
the case of work done under contract for the District of Columbia or a territory, to
such District or to such territory), for liquidated damages. Such liquidated damages
shall be computed with respect to each individual laborer or mechanic, including
watchmen and guards, employed in violation of the clause set forth in paragraph
(1) of this section, in the sum of $10 for each calendar day on which such individual
was required or permitted to work in excess of the standard workweek of forty
hours without payment of the overtime wages required by the clause set forth in
paragraph (1) of this section.
(3)
Withholding for unpaid wages and liquidated damages. The City shall upon its own
action or upon written request of an authorized representative of the Department
of Labor withhold or cause to be withheld, from any moneys payable on account
of work performed by the Contractor or subcontractor under any such contract or
any other Federal contract with the same prime Contractor, or any other federally -
assisted contract subject to the Contract Work Hours and Safety Standards Act,
which is held by the same prime Contractor, such sums as may be determined to
be necessary to satisfy any liabilities of such Contractor or subcontractor for unpaid
wages and liquidated damages as provided in the clause set forth in paragraph (2)
of this section.
(4) Subcontracts. The Contractor or subcontractor shall insert in any subcontracts the
clauses set forth in paragraph (1) through (4) of this section and also a clause
requiring the subcontractors to include these clauses in any lower tier
subcontracts. The prime Contractor shall be responsible for compliance by any
subcontractor or lower tier subcontractor with the clauses set forth in paragraphs
(1) through (4) of this section.
Reference: 29 CFR § 5.5(b)
FEDERAL REQUIREMENTS: FR-F07
COPELAND "ANTI -KICKBACK" ACT
FOR CONSTRUCTION CONTRACTS
(1) The CONTRACTOR shall comply with 18 U.S.C. § 874, 40 U.S.C. § 3145, and
the requirements of 29 C.F.R. pt. 3 as may be applicable, which are incorporated
by reference into this contract.
(2) Subcontracts. The CONTRACTOR or subcontractor shall insert in any
subcontracts the clause above and such other clauses as the federal government
may by appropriate instructions require, and also a clause requiring the
subcontractors to include these clauses in any lower tier subcontracts. The prime
CONTRACTOR shall be responsible for the compliance by any subcontractor or
lower tier subcontractor with all of these contract clauses.
(3)
Breach. A breach of the contract clauses above may be grounds for termination
of the contract, and for debarment as a CONTRACTOR and subcontractor as
provided in 29 C.F.R. § 5.12."
Reference: 29 CFR pt. 3
FEDERAL REQUIREMENTS: FR-F08
DAVIS - BACON REQUIREMENTS
FOR CONSTRUCTION ONLY
The CONTRACTOR agrees to comply with the requirements of the Secretary of Labor in
accordance with the Davis -Bacon Act as amended, the provisions of Contract Work Hours
and Safety Standards Act (40 U.S.C. 327 et seq.) and all other applicable Federal, state and
local laws and regulations pertaining to labor standards insofar as those acts apply to the
performance of this Agreement. The CONTRACTOR agrees to comply with the Copeland
Anti -Kick Back Act (18 U.S.C. 874 et seq.) and it's implementing regulations of the U.S.
Department of Labor at 29 CFR Part 3. The CONTRACTOR shall maintain documentation
that demonstrates compliance with hour and wage requirements of this part. Such
documentation shall be made available to the Subrecipient for review upon request.
The CONTRACTOR agrees that, except with respect to the rehabilitation or construction of
residential property containing less than eight (8) units, all contractors engaged under
contracts in excess of $2,000.00 for construction, renovation or repair work financed in whole
or in part with assistance provided under this contract, shall comply with Federal
requirements adopted by the Subrecipient in 2 CFR Part 200, Appendix II, ¶ D, pertaining to
such contracts and with the applicable requirements of the regulations of the Department of
Labor, under 29 CFR Parts 1, 3, 5 and 7 governing the payment of wages and ratio of
apprentices and trainees to journey workers; provided that, if wage rates higher than those
required under the regulations are imposed by state or local law, nothing hereunder is
intended to relieve the CONTRACTOR of its obligation, if any, to require payment of the
higher wage. The CONTRACTOR shall cause or require to be inserted in full, in all such
contracts subject to such regulations, provisions meeting the requirements of this paragraph.
Reference: 29 CFR
FEDERAL REQUIREMENTS: FR-F09
DEBARMENT AND SUSPENSION
(1) This contract is a covered transaction for purposes of 2 C.F.R. pt. 180 and 2 C.F.R.
pt. 3000. As such the Contractor is required to verify that none of the Contractor,
its principals (defined at 2 C.F.R. § 180.995), or its affiliates (defined at 2 C.F.R. §
180.905) are excluded (defined at 2 C.F.R. § 180.940) or disqualified (defined at
2 C.F.R. § 180.935).
(2) The Contractor must comply with 2 C.F.R. pt. 180, subpart C and 2 C.F.R. pt. 3000,
subpart C and must include a requirement to comply with these regulations in any
lower tier covered transaction it enters into.
(3)
This certification is a material representation of fact relied upon by (insert name of
subrecipient). If it is later determined that the Contractor did not comply with 2
C.F.R. pt. 180, subpart C and 2 C.F.R. pt. 3000, subpart C, in addition to remedies
available to (name of state agency serving as recipient and name of subrecipient),
the Federal Government may pursue available remedies, including but not limited
to suspension and/or debarment.
(4) The bidder or proposer agrees to comply with the requirements of 2 C.F.R. pt. 180,
subpart C and 2 C.F.R. pt. 3000, subpart C while this offer is valid and throughout
the period of any contract that may arise from this offer. The bidder or proposer
further agrees to include a provision requiring such compliance in its lower tier
covered transactions.
Reference: 2 CFR part 180, 2 CFR part 3000
FEDERAL REQUIREMENTS: FR-F10
DHS SEAL, LOGO AND FLAGS
The Contractor shall not use the DHS seal(s), logos, crests, or reproductions of flags or
likenesses of DHS agency officials without specific FEMA pre- approval.
Reference: DHS Standard Terms and Conditions, v.3.0 ¶ XXV (2013)
FEDERAL REQUIREMENTS: FR-F11
EQUAL EMPLOYMENT OPPORTUNITY
CONSTRUCTION CONTRACTS ONLY
Per federal regulations in 41 CFR Part 60-1.4(C)(b), during the performance of this
contract, the CONTRACTOR:
(1) will not discriminate against any employee or applicant for employment because of race,
color, religion, sex, or national origin. The CONTRACTOR will take affirmative action to
ensure that applicants are employed, and that employees are treated during employment
without regard to their race, color, religion, sex, or national origin.
Such action shall include, but not be limited to the following: Employment, upgrading,
demotion, or transfer; recruitment or recruitment advertising; layoff or termination; rates of
pay or other forms of compensation; and selection for training, including apprenticeship. The
CONTRACTOR agrees to post in conspicuous places, available to employees and
applicants for employment, notices to be provided setting forth the provisions of this
nondiscrimination clause.
(2) The CONTRACTOR will, in all solicitations or advertisements for employees placed by or
on behalf of the contractor, state that all qualified applicants will receive considerations for
employment without regard to race, color, religion, sex, or national origin.
(3) The CONTRACTOR will send to each labor union or representative of workers with which
he has a collective bargaining agreement or other contract or understanding, a notice to be
provided advising the said labor union or workers' representatives of the contractor's
commitments under this section, and shall post copies of the notice in conspicuous places
available to employees and applicants for employment.
(4) The CONTRACTOR will comply with all provisions of Executive Order 11246 of
September 24, 1965, and of the rules, regulations, and relevant orders of the Secretary of
Labor.
(5) The CONTRACTOR will furnish all information and reports required by Executive Order
11246 of September 24, 1965, and by rules, regulations, and orders of the Secretary of
Labor, or pursuant thereto, and will permit access to his books, records, and accounts by the
administering agency and the Secretary of Labor for purposes of investigation to ascertain
compliance with such rules, regulations, and orders.
(6) In the event of the CONTRACTOR's noncompliance with the nondiscrimination clauses
of this contract or with any of the said rules, regulations, or orders, this contract may be
canceled, terminated, or suspended in whole or in part and the CONTRACTOR may be
declared ineligible for further Government contracts or federally assisted construction
contracts in accordance with procedures authorized in Executive Order 11246 of September
24, 1965, and such other sanctions as may be imposed and remedies invoked as provided in
Executive Order 11246 of September 24, 1965, or by rule, regulation, or order of the
Secretary of Labor, or as otherwise provided by law.
(7) The CONTRACTOR will include the option of the sentence immediately preceding
paragraph (1) and the provisions of paragraphs (1) through (7) in every subcontract or
purchase order unless exempted by rules, regulations, or orders of the Secretary of Labor
issued pursuant to section 204 of Executive Order 11246 of September 24, 1965, so that
such provisions will be binding upon each subcontractor 01' vendor. The CONTRACTOR will
take such action with respect to any subcontract or purchase order as the administering
agency may direct as a means of enforcing such provisions, including sanctions for
noncompliance: Provided, however, That in the event a CONTRACTOR becomes involved
in, or is threatened with, litigation with a subcontractor or vendor as a result of such direction
by the administering agency the CONTRACTOR may request the United States to enter into
such litigation to protect the interests of the United States."
Reference: 41 CFR Part 60
FEDERAL REQUIREMENTS: FR-F12
NO OBLIGATION BY FEDERAL GOVERNMENT
The Federal Government is not a party to this contract and is not subject to any obligations
or liabilities to the non -Federal entity, Contractor, or any other party pertaining to any
matter resulting from the contract.
Reference: FEMA requirement
FEDERAL REQUIREMENTS: FR-F13
PROCUREMENT OF RECOVERED MATERIALS
(1) In the performance of this contract, the Contractor shall make maximum use of
products containing recovered materials that are EPA- designated items unless
the product cannot be acquired
(i) Competitively within a timeframe providing for compliance with the
contract performance schedule;
(ii) Meeting contract performance requirements; or
(iii) At a reasonable price.
(2) Information about this requirement, along with the list of EPA -designate items, is
available at EPA's Comprehensive Procurement Guidelines web site,
https://www.epa.gov/smm/comprehensive-procurement-guideline-cpg-program.
Reference: 2 CFR § 200.322 and 40 CFR part 247
FEDERAL REQUIREMENTS: FR-F14
PROGRAM FRAUD AND FALSE OR FRAUDULENT STATEMENTS RE RELATED
ACTS
The Contractor acknowledges that 31 U.S.C. Chap. 38 (Administrative Remedies for
False Claims and Statements) applies to the Contractor's actions pertaining to this
contract.
Reference: 31 U.S.C. Chap. 38
FEDERAL REQUIREMENTS: FR-F15
RIGHT TO INVENTIONS MADE UNDER CONTRACT OR AGREEMENT
k Stafford Act Disaster Grants. This requirement does not apply to the Public Assistance,
Hazard Mitigation Grant Program, Fire Management Assistance Grant Program, Crisis
Counseling Assistance and Training Grant Program, Disaster Case Management Grant
Program, and Federal Assistance to Individuals and Households - Other Needs Assistance
Grant Program, as FEMA awards under these programs do not meet the definition of
"funding agreement."
If a FEMA award meets the definition of "funding agreement" under 37 C.F.R. § 401.2(a) and
the non -Federal entity wishes to enter into a contract with a small business firm or nonprofit
organization regarding the substitution of patties, assignment or performance of
experimental, developmental, or research work under that "funding agreement," the non -
Federal entity must comply with the requirements of 37 C.F. R. Part 401 (Rights to
Inventions Made by Nonprofit Organizations and Small Business Firms Under Government
Grants, Contracts and Cooperative Agreements), and any implementing regulations issued
by FEMA. See 2 C.F.R. Part 200, Appendix II, § F.
The regulation at 37 C.F.R. § 401.2(a) currently defines "funding agreement" as any
contract, grant, or cooperative agreement entered into between any Federal agency, other
than the Tennessee Valley Authority, and any contractor for the performance of
experimental, developmental, or research work funded in whole or in part by the Federal
government. This term also includes any assignment, substitution of pm ties, or subcontract
of any type entered into for the performance of experimental, developmental, or research
work under a funding agreement as defined in the first sentence of this paragraph.
FEDERAL REQUIREMENTS: FR-F16
TERMINATION FOR CAUSE AND CONVENIENCE
Termination for Cause:
(a)
(1) The Government may, subject to paragraphs (c) and (d) below, by written notice of
default to the Contractor, terminate this contract in whole or in part if the Contractor fails
to -
(i) Deliver the supplies or to perform the services within the time specified in this contract
or any extension;
(ii) Make progress, so as to endanger performance of this contract (but see subparagraph
(a)(2) below); or
(iii) Perform any of the other provisions of this contract (but see subparagraph (a)(2)
below).
(2) The Government's right to terminate this contract under subdivisions (1)(ii) and (1)(iii)
above, may be exercised if the Contractor does not cure such failure within 10 days (or
more if authorized in writing by the Contracting Officer) after receipt of the notice from the
Contracting Officer specifying the failure.
(b) If the Government terminates this contract in whole or in part, it may acquire, under
the terms and in the manner the Contracting Officer considers appropriate, supplies or
services similar to those terminated, and the Contractor will be liable to the Government
for any excess costs for those supplies or services. However, the Contractor shall
continue the work not terminated.
(c) Except for defaults of subcontractors at any tier, the Contractor shall not be liable for
any excess costs if the failure to perform the contract arises from causes beyond the
control and without the fault or negligence of the Contractor. Examples of such causes
include (1) acts of God or of the public enemy, (2) acts of the Government in either its
sovereign or contractual capacity, (3) fires, (4) floods, (5) epidemics, (6) quarantine
restrictions (7) strikes, (8) freight embargoes, and (9) unusually severe weather. In each
instance the failure to perform must be beyond the control and without the fault or
negligence of the Contractor.
(d) If the failure to perform is caused by the default of a subcontractor at any tier, and if
the cause of the default is beyond the control of both the Contractor and subcontractor,
and without the fault or negligence of either, the Contractor shall not be liable for any
excess costs for failure to perform, unless the subcontracted supplies or services were
obtainable from other sources in sufficient time for the Contractor to meet the required
delivery schedule.
(e) If this contract is terminated for default, the Government may require the Contractor
to transfer title and deliver to the Government, as directed by the Contracting Officer, any
(1) completed supplies, and (2) partially completed supplies and materials, parts, tools,
dies, jigs, fixtures, plans, drawings, information, and contract rights (collectively referred
to as manufacturing materials in this clause) that the Contractor has specifically produced
or acquired for the terminated portion of this contract. Upon direction of the Contracting
Officer, the Contractor shall also protect and preserve property in its possession in which
the Government has an interest.
(f) The Government shall pay contract price for completed supplies delivered and
accepted. The Contractor and Contracting Officer shall agree on the amount of payment
for manufacturing materials delivered and accepted and for the protection and
preservation of the property. Failure to agree will be a dispute under the Disputes clause.
The Government may withhold from these amounts any sum the Contracting Officer
determines to be necessary to protect the Government against loss because of
outstanding liens or claims of former lien holders.
(g) If, after termination, it is determined that the Contractor was not in default, or that the
default was excusable, the rights and obligations of the parties shall be the same as if the
termination had been issued for the convenience of the Government.
(h) The rights and remedies of the Government in this clause are in addition to any other
rights and remedies provided by law or under this contract.
Termination for Convenience:
(a) The Government may terminate performance of work under this contract in whole or,
from time to time, in part if the Contracting Officer determines that a termination is in the
Government's interest. The Contracting Officer shall terminate by delivering to the
Contractor a Notice of Termination specifying the extent of termination and the effective
date.
(b) After receipt of a Notice of Termination, and except as directed by the Contracting
Officer, the Contractor shall immediately proceed with the following obligations,
regardless of any delay in determining or adjusting any amounts due under this clause:
(1) Stop work as specified in the notice.
(2) Place no further subcontracts or orders (referred to as subcontracts in this clause) for
materials, services, or facilities, except as necessary to complete the continued portion
of the contract.
(3) Terminate all subcontracts to the extent they relate to the work terminated.
(4) Assign to the Government, as directed by the Contracting Officer, all right, title, and
interest of the Contractor under the subcontracts terminated, in which case the
Government shall have the right to settle or to pay any termination settlement proposal
arising out of those terminations.
(5) With approval or ratification to the extent required by the Contracting Officer, settle all
outstanding liabilities and termination settlement proposals arising from the termination
of subcontracts; the approval or ratification will be final for purposes of this clause.
(6) As directed by the Contracting Officer, transfer title and deliver to the Government (i)
the fabricated or unfabricated parts, work in process, completed work, supplies, and other
material produced or acquired for the work terminated, and (ii) the completed or partially
completed plans, drawings, information, and other property that, if the contract had been
completed, would be required to be furnished to the Government.
(7) Complete performance of the work not terminated.
(8) Take any action that may be necessary, or that the Contracting Officer may direct, for
the protection and preservation of the property related to this contract that is in the
possession of the Contractor and in which the Government has or may acquire an
interest.
(9) Use its best efforts to sell, as directed or authorized by the Contracting Officer, any
property of the types referred to in subparagraph (b)(6) of this clause; provided, however,
that the Contractor (i) is not required to extend credit to any purchaser and (ii) may acquire
the property under the conditions prescribed by, and at prices approved by, the
Contracting Officer. The proceeds of any transfer or disposition will be applied to reduce
any payments to be made by the Government under this contract, credited to the price or
cost of the work, or paid in any other manner directed by the Contracting Officer.
(c) The Contractor shall submit complete termination inventory schedules no later than
120 days from the effective date of termination, unless extended in writing by the
Contracting Officer upon written request of the Contractor within this 120-day period.
(d) After expiration of the plant clearance period as defined in subpart 49.001 of the
Federal Acquisition Regulation, the Contractor may submit to the Contracting Officer a
list, certified as to quantity and quality, of termination inventory not previously disposed
of, excluding items authorized for disposition by the Contracting Officer. The Contractor
may request the Government to remove those items or enter into an agreement for their
storage. Within 15 days, the Government will accept title to those items and remove them
or enter into a storage agreement. The Contracting Officer may verify the list upon
removal of the items, or if stored, within 45 days from submission of the list, and shall
correct the list, as necessary, before final settlement.
(e) After termination, the Contractor shall submit a final termination settlement proposal
to the Contracting Officer in the form and with the certification prescribed by the
Contracting Officer. The Contractor shall submit the proposal promptly, but no later than
1 year from the effective date of termination, unless extended in writing by the Contracting
Officer upon written request of the Contractor within this 1-year period. However, if the
Contracting Officer determines that the facts justify it, a termination settlement proposal
may be received and acted on after 1 year or any extension. If the Contractor fails to
submit the proposal within the time allowed, the Contracting Officer may determine, on
the basis of information available, the amount, if any, due the Contractor because of the
termination and shall pay the amount determined.
(f) Subject to paragraph (e) of this clause, the Contractor and the Contracting Officer may
agree upon the whole or any part of the amount to be paid or remaining to be paid
because of the termination. The amount may include a reasonable allowance for profit on
work done. However, the agreed amount, whether under this paragraph (f) or paragraph
(g) of this clause, exclusive of costs shown in subparagraph (g)(3) of this clause, may not
exceed the total contract price as reduced by (1) the amount of payments previously made
and (2) the contract price of work not terminated. The contract shall be modified, and the
Contractor paid the agreed amount. Paragraph (g) of this clause shall not limit, restrict, or
affect the amount that may be agreed upon to be paid under this paragraph.
(g) If the Contractor and the Contracting Officer fail to agree on the whole amount to be
paid because of the termination of work, the Contracting Officer shall pay the Contractor
the amounts determined by the Contracting Officer as follows, but without duplication of
any amounts agreed on under paragraph (f) of this clause:
(1) The contract price for completed supplies or services accepted by the Government (or
sold or acquired under subparagraph (b)(9) of this clause) not previously paid for,
adjusted for any saving of freight and other charges.
(2) The total of -
(i) The costs incurred in the performance of the work terminated, including initial costs
and preparatory expense allocable thereto, but excluding any costs attributable to
supplies or services paid or to be paid under subparagraph (g)(1) of this clause;
(ii) The cost of settling and paying termination settlement proposals under terminated
subcontracts that are properly chargeable to the terminated portion of the contract if not
included in subdivision (g)(2)(i) of this clause; and
(iii) A sum, as profit on subdivision (g)(2)(i) of this clause, determined by the Contracting
Officer under 49.202 of the Federal Acquisition Regulation, in effect on the date of this
contract, to be fair and reasonable; however, if it appears that the Contractor would have
sustained a loss on the entire contract had it been completed, the Contracting Officer
shall allow no profit under this subdivision (iii) and shall reduce the settlement to reflect
the indicated rate of loss.
(3) The reasonable costs of settlement of the work terminated, including -
(i) Accounting, legal, clerical, and other expenses reasonably necessary for the
preparation of termination settlement proposals and supporting data;
(ii) The termination and settlement of subcontracts (excluding the amounts of such
settlements); and
(iii) Storage, transportation, and other costs incurred, reasonably necessary for the
preservation, protection, or disposition of the termination inventory.
(h) Except for normal spoilage, and except to the extent that the Government expressly
assumed the risk of loss, the Contracting Officer shall exclude from the amounts payable
to the Contractor under paragraph (g) of this clause, the fair value as determined by the
Contracting Officer, for the loss of the Government property.
(i) The cost principles and procedures of part 31 of the Federal Acquisition Regulation, in
effect on the date of this contract, shall govern all costs claimed, agreed to, or determined
under this clause.
(j) The Contractor shall have the right of appeal, under the Disputes clause, from any
determination made by the Contracting Officer under paragraph (e), (g), or (I) of this
clause, except that if the Contractor failed to submit the termination settlement proposal
or request for equitable adjustment within the time provided in paragraph (e) or (I),
respectively, and failed to request a time extension, there is no right of appeal.
(k) In arriving at the amount due the Contractor under this clause, there shall be deducted
(1) All unliquidated advance or other payments to the Contractor under the terminated
portion of this contract;
(2) Any claim which the Government has against the Contractor under this contract; and
(3) The agreed price for, or the proceeds of sale of, materials, supplies, or other things
acquired by the Contractor or sold under the provisions of this clause and not recovered
by or credited to the Government.
(I) If the termination is partial, the Contractor may file a proposal with the Contracting
Officer for an equitable adjustment of the price(s) of the continued portion of the contract.
The Contracting Officer shall make any equitable adjustment agreed upon. Any proposal
by the Contractor for an equitable adjustment under this clause shall be requested within
90 days from the effective date of termination unless extended in writing by the
Contracting Officer.
(m)
(1) The Government may, under the terms and conditions it prescribes, make partial
payments and payments against costs incurred by the Contractor for the terminated
portion of the contract, if the Contracting Officer believes the total of these payments will
not exceed the amount to which the Contractor will be entitled.
(2) If the total payments exceed the amount finally determined to be due, the Contractor
shall repay the excess to the Government upon demand, together with interest computed
at the rate established by the Secretary of the Treasury under 50 U.S.C. App. 1215(b)(2).
Interest shall be computed for the period from the date the excess payment is received
by the Contractor to the date the excess is repaid. Interest shall not be charged on any
excess payment due to a reduction in the Contractor's termination settlement proposal
because of retention or other disposition of termination inventory until 10 days after the
date of the retention or disposition, or a later date determined by the Contracting Officer
because of the circumstances.
(n) Unless otherwise provided in this contract or by statute, the Contractor shall maintain
all records and documents relating to the terminated portion of this contract for 3 years
after final settlement. This includes all books and other evidence bearing on the
Contractor's costs and expenses under this contract. The Contractor shall make these
records and documents available to the Government, at the Contractor's office, at all
reasonable times, without any direct charge. If approved by the Contracting Officer,
photographs, microphotographs, or other authentic reproductions may be maintained
instead of original records and documents.
Reference: 48 CFR 52.249; 2 CFR § 200 Appendix II(B)