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R2020-058 2020-04-08RESOLUTION NO. R2020-58 A Resolution of the City Council of the City of Pearland, Texas, accepting the City's comprehensive annual financial report for fiscal year 2019 and the accompanying independent audit as presented by the accounting firm of Whitley Penn, LLP. BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF PEARLAND, TEXAS: Section 1. That certain comprehensive annual financial report for fiscal year 2019, a copy of which is attached hereto as Exhibit "A" and made a part hereof for all purposes, is hereby authorized and approved. Section 2. That the City Council accepts the City's comprehensive annual financial report for fiscal year 2019. PASSED, APPROVED and ADOPTED this the 8th day of April, A.D., 2020. TOM REID MAYOR ATTE : CRY TAL ROAN, TRMC, CMC CITY SECRETARY APPROVED AS TO FORM: DARRIN M. COKER CITY ATTORNEY Fiscal Year 2019 Audit Results Financial Statement Audit and Federal Single Audit Page 4 of 249 Engagement Team Lupe Garcia, CPA Engagement Partner Dan Hernandez, CPA Senior Manager Alex Chaib J.D. Senior Associate Tom Pedersen, CPA Concurring Partner Grisleda Soto Associate Karla Lamboy Associate Page 5 of 249 Auditors’ Responsibility Under Generally Accepted Auditing Standards •The financial statements are the responsibility of management. •Our audit provides reasonable, rather than absolute, assurance that the financial statements are free of material misstatements. •As a part of our audit, we obtained an understanding of internal control sufficient to plan our audits and to determine the nature and extent of testing performed.Page 6 of 249 1 4 2 3 Sufficient audit evidence Substantive Testing Determine if we can rely on controls and reduce risk of material misstatement. Internal Controls Disclaimer, Modified, Unmodified Opinion Risk Assessment Planning The Audit Process Page 7 of 249 Disclaimer (No Assurance) Modified (Qualified or Adverse) Unmodified (Clean Opinion) Types of Auditor Opinions Page 8 of 249 Auditor’s Report on Financials (p. 1) •Unmodified or “clean” opinion •Highest level of assurance that can be given on a set of financial statements •Audit conducted in accordance with Government Auditing Standards Page 9 of 249 Auditor’s Report on IC and Compliance •Internal control over financial reporting •No material weakness identified •No significant deficiencies reported •No instances of noncompliance material to the financial statements were noted Page 10 of 249 Federal Single Audit –Major Program Total Schedule of Expenditures of Federal Awards •$15.7 million Drinking Water State Revolving Fund (CFDA #66.468) •$8.8 million Disaster Grants –Public Assistance (CFDA #97.036) •$1.5 million Page 11 of 249 Auditor’s Report on Major Programs •Internal control over federal major program •No material weakness identified •No significant deficiencies reported •Unmodified opinion on compliance for federal major program •No instances of noncompliance or questioned costs were noted Page 12 of 249 Statement of Net Position (p. 19) Total Primary Government (Governmental and Business-type Activities)As of September 30, 2019 As of September 30, 2018 Cash and cash equivalents $266,327,613 $242,857,247 Receivables/other 40,751,643 35,858,092 Capital assets, net 1,235,296,273 1,202,379,189 Total Assets (a)1,542,375,529 1,481,094,528 Total Deferred Outflows of Resources (b)23,692,879 18,365,661 Current liabilities 30,672,600 27,455,556 Noncurrent liabilities 731,648,878 704,921,598 Total Liabilities (c)762,321,478 732,377,154 Total Deferred Inflows of Resources (d)173,766 3,505,386 Total Net Position (e)$803,573,164 $763,577,649 Accounting formula: a + b -c -d = ePage 13 of 249 Noncurrent (Long-term) Liabilities Total Primary Government (Governmental and Business-type)September 30, 2019 September 30, 2018 Certificates of obligation $51,620,000 $41,750,000 Sales tax revenue bonds 1,750,000 12,845,000 General obligation bonds 269,520,000 278,175,000 Tax increment revenue bonds 83,315,000 85,180,000 Permanent improvement bonds 4,480,000 4,845,000 Water and sewer revenue bonds 232,415,000 214,705,000 Total OPEB liability 5,801,182 5,140,967 Net pension liability 30,335,139 18,055,593 Bond premiums 43,446,282 34,741,033 Other 8,966,275 9,484,005 Total $731,648,878 $704,921,598Page 14 of 249 Statement of Revenues, Expenditures, and Changes in Fund Balance -General Fund (p. 78) For the Year Ended September 30, 2019 Final Budget Actual Variance Total Revenues $77,586,727 $78,566,150 $979,423 Total Expenditures 78,945,831 76,031,677 2,914,154 Excess (Deficiency) of Revenues Over Expenditures (1,359,104)2,534,473 3,893,577 Other Financing Sources (Uses), net 863,257 679,735 (183,522) Net Change in Fund Balance (495,847)3,214,208 3,710,055 Fund Balance –Beginning 13,987,656 13,987,656 Fund Balance –Ending $13,491,809 $17,201,864Page 15 of 249 General Fund Unassigned Fund Balance ($M) $19.66 $16.78 $11.26 $12.41 $15.65 $0.00 $5.00 $10.00 $15.00 $20.00 $25.00 FY 2015 FY 2016 FY 2017 FY 2018 FY 2019 Page 16 of 249 General Fund Unassigned Fund Balance (Days) 114 86 52 59 75 0 20 40 60 80 100 120 140 FY 2015 FY 2016 FY 2017 FY 2018 FY 2019 Page 17 of 249 Required Communications •Significant Accounting Policies •The City’s accounting policies and methods are appropriate and in accordance with industry standards. •Accounting Estimates •The preparation of the financial statements requires that certain estimates and judgments be made by management. These judgments and estimates include: •Allowances for doubtful accounts •Depreciation expense •Pension and OPEB liabilities, deferred inflows and outflows of resources, and pension and OPEB expense •We concluded that management has a reasonable basis for significant judgments and estimates that impact the financial statements.Page 18 of 249 Required Communications •Difficulties Encountered in Performing the Audit •We encountered no difficulties in dealing with management in performing and completing our audit •Corrected or Uncorrected Misstatements •There were no material misstatements that were identified by us that required management’s correction •Disagreements with Management •We had no disagreements with management over the application of accounting principles or management’s judgments about accounting estimates.Page 19 of 249 Required Communications •Management Representations •We have requested certain representations from management •Consultation with Other Accountants •We are not aware of any situations in which management consulted with other accountants on accounting or financial reporting matters. •Major Issues Discussed with Management Prior to Retention •We discussed the application of accounting principles and auditing standards, however, our responses were not a condition to our retention.Page 20 of 249 Page 21 of 249 Page 22 of 249 CITY OF PEARLAND, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT Fiscal Year Ended September 30, 2019 Prepared by: Finance Department Page 24 of 249 This Page Intentionally Left Blank Page 25 of 249 CITY OF PEARLAND, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT TABLE OF CONTENTS City of Pearland 2019 CAFR Page Introductory Section Letter of Transmittal i Principal Officials xiv Organizational Chart xv GFOA Certificate of Achievement xvi Financial Section Report of Independent Auditors 3 Management’s Discussion and Analysis 9 Basic Financial Statements: Government-Wide Financial Statements: Statement of Net Position 21 Statement of Activities 22 Fund Financial Statements: Balance Sheet - Governmental Funds 24 Reconciliation of the Balance Sheet of Governmental Funds to the Statement of Net Position 27 Statement of Revenues, Expenditures, and Changes in Fund Balances - Governmental Funds 28 Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balances of Governmental Funds to the Statement of Activities 31 Statement of Net Position - Proprietary Funds 32 Statement of Revenues, Expenses and Changes in Fund Net Position - Proprietary Funds 33 Statement of Cash Flows - Proprietary Funds 34 Notes to the Financial Statements 37 Required Supplementary Information: General Fund - Schedule of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual 82 Notes To Required Supplementary Budget Information 83 Schedule of Changes in Net Pension Liability and Related Ratios 84 Schedule of Contributions - Texas Municipal Retirement System 85 Schedule of Changes in the Total OPEB Liability - Texas Municipal Retirement System Supplemental Death Benefits Fund 86 Schedule of Changes in the Total OPEB Liability - City of Pearland Retiree Health Care Plan 87 Page 26 of 249 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT TABLE OF CONTENTS (Continued) Financial Section (Continued) Page Other Supplementary Information: Combining and Individual Fund Statements and Schedules 93 Combining Balance Sheet - Non-Major Governmental Funds 94 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances - Non-Major Governmental Funds 95 Schedules of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual: Debt Service Fund 102 Hotel/Motel Tax Fund 103 Court Security Fund 104 City-Wide Donations Fund 105 Court Technology Fund 106 Street Assessments 107 Park Donations Fund 108 Police Seizure Fund 109 Parks and Recreation Development Fund 110 Sidewalk Fund 111 Grant Fund 112 Traffic Impact Improvements 113 Juvenile Management Fund 114 Regional Detention Fund 115 Educational TV Fund 116 U of H Fund 117 Capital Projects Fund 118 Pearland Economic Development Corporation 119 Combining Statement of Net Position - Internal Service Funds 121 Combining Statement of Revenues, Expenses, and Changes in Net Position - Internal Service Funds 122 Combining Statement of Cash Flows - Internal Service Funds 123 Long-Term Debt Amortization Schedules: Combining Schedule of Governmental Activity Long-Term Debt 127 Combining Schedule of Enterprise Fund Long-Term Debt 135 Page 27 of 249 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT TABLE OF CONTENTS (Continued) Statistical Section (Unaudited) Page Net Position by Component 142 Changes in Net Position 144 Fund Balances of Governmental Funds 148 Changes in Fund Balances of Governmental Funds 150 Spending and Growth Analysis 152 Assessed Value and Estimated Actual Value of Taxable Property 154 Direct and Overlapping Property Tax Rates 156 Property Tax Levies and Collections 159 Principal Property Taxpayers 160 Principal Property Taxpayers - Total Taxes 161 Taxable Sales by Category 164 Outstanding Debt by Type 166 Ratio of Net General Bonded Debt to Assessed Value and Net Bonded Debt per Capita 169 Direct and Overlapping Governmental Activities Debt 170 Pledged Revenue Coverage 172 Demographic and Economic Statistics 173 Principal Employers 175 Full-time Equivalent City Government Employees by Function/Program 176 Operating Indicators by Function/Program 178 Capital Asset Statistics by Function/Program 184 Page 28 of 249 City of Pearland 2019 CAFR Page 29 of 249 City of Pearland 2019 CAFR Introductory Section Page 30 of 249 City of Pearland 2019 CAFR Page 31 of 249 City of Pearland 3519 Liberty Drive Pearland, Texas 77581 Tel: 281.652.1600 pearlandtx.gov March 23, 2020 Honorable Mayor, Members of City Council, and Citizens of the City of Pearland, Texas USA The Comprehensive Annual Financial Report (CAFR) of the City of Pearland, Texas (the “City”) for the fiscal year ending September 30, 2019, is hereby submitted as mandated by both local and state statutes. These ordinances and statutes require that the City issue an annual report on its financial position and activity and that an independent firm of certified public accountants audit this report. Management assumes full responsibility for the completeness and reliability of the information contained in this report, based upon a comprehensive framework of internal control that it has established for this purpose. Because the cost of internal control should not exceed anticipated benefits, the objective is to provide reasonable, rather than absolute, assurance that the financial statements are free of any material misstatements. Whitley Penn, LLP, Certified Public Accountants, issued an unmodified (or “clean”) opinion on the City of Pearland’s financial statements for the year ending September 30, 2019. The independent auditor’s report is located at the front of the financial section of this report. Management’s discussion and analysis (MD&A) immediately follows the independent auditor’s report and provides a narrative introduction, overview, and analysis of the basic financial statements. MD&A complements this letter of transmittal and should be read in conjunction with it. PROFILE OF THE GOVERNMENT The City of Pearland, Texas was incorporated in December 1959 and adopted a Home Rule Charter on February 6, 1971 and is a home-rule City operating under a Council-Manager form of government. Policy-making and legislative authority are vested in a governing Council consisting of the mayor and seven other members. The Mayor and Council members are elected at-large, and each of them hold office for a period of three consecutive years. Council members are limited to two full consecutive terms in office, and there is no term limitation on the office held by the Mayor. The City Manager is appointed by Council and is responsible for implementation of Council priorities and day-to-day management of all City operations. The City is located across the northern end of Brazoria County and shares a common border with Houston, Texas to the north. The City extends into Fort Bend and Harris counties. i City of Pearland 2019 CAFR Page 32 of 249 The City of Pearland, encompassing 48.82 square miles. The city is long east to west, Broadway/FM 518 stretches across the community from Almeda Road/FM 521 on the western city limit to the eastern limit border with Friendswood. That stretch of Broadway/FM 518 is 13.94 miles across. The geography of the city challenges City delivery of services. The community moreover is fast-growing additional population with its multi-faceted attractiveness, increasing from 18,000 residents in 1990 to 125,198 residents estimated as of January 2018 with an estimated growth of an additional 58,000 residents by 2032. A full range of municipal services is provided by the City of Pearland including public safety (full- time professional police and fire); solid waste; water and wastewater utilities; public improvements; repair and maintenance of infrastructure; recreational and community activities; convention and visitor services; and general administrative services. The City provides planning for future land use, traffic control, building codes, and health inspections, and plans for new infrastructure and rehabilitation of infrastructure to meet the needs of the citizens today, as well as tomorrow. The City is authorized to issue debt, subject to certain limitations, for the purpose of financing its capital projects and the City is empowered to levy a property tax on real property within its boundaries. Activities of the general, debt service, water and sewer, solid waste, capital project funds, and special revenue funds such as hotel/motel tax are included in the City’s annual appropriated budget. Capital project funds are budgeted for project length. The legal level of control for each budget is at the fund level, which is to say that total expenditures for each fund should not exceed total budgeted expenditures for that fund. The City Manager is authorized to transfer budgeted amounts within and among departments. The City Council must approve any budget amendment that increases appropriations by fund. The City amends the budget at the end of each fiscal year to reflect current year projections for revenues and expenditures/expenses. As an independent political subdivision of the State of Texas, the City is considered a primary government. Pursuant to standards established by the Governmental Accounting Standards Board (GASB), the City also reports for all funds for which the City, as the primary government, is financially accountable. As such, this report includes financial activities of three component units as follows: The Pearland Economic Development Corporation was created by the City in 1995 under the Texas Development Corporation Act of 1979 to promote, assist, and enhance economic and related development activities on behalf of the City. The Tax Increment Reinvestment Zone (TIRZ #2) was created in 1998 for the purposes of development and redevelopment in the Zone Area, better known as Shadow Creek Ranch. The City participates in the Zone by contributing a portion of tax increments produced in the Zone to the Tax Increment Fund. The Development Authority of Pearland was created in 2004 to provide financing for the development of TRIZ #2. All these component units are considered blended component units and have been included as major funds in the Governmental Funds. ECONOMIC CONDITIONS Local Economy Located 20 minutes away from downtown Houston, Texas, the nation’s second largest seaport, the world-renowned Texas Medical Center, Port of Houston, Port Freeport, major chemical refineries in south Brazoria County, and NASA-Johnson Space Center, Pearland is a premier location for residential and commercial growth. The Pearland economy and context is inexorably linked with the Houston metropolitan area. With available land, business facilities, a sound infrastructure, and a diverse workforce supported by educational programs, Pearland’s growth ii City of Pearland 2019 CAFR Page 33 of 249 has been consistent and will continue to be sustained over time with continued residential and commercial development. Energy, healthcare and life sciences, and manufacturing have been key areas of interest for Pearland for over ten years, combined with a mix of reinforcing land uses, urban planning, key entertainment and cultural attractions, public spaces, and walkability and connectivity will provide for livable sustainable developments. As noted later in the Economic Development section, Pearland Economic Development Corporation (PEDC) and the City worked on several major projects in 2018, including Endress+Hauser and Energy Rental Solutions. The total of all new, non-residential construction permitted during the 2019 calendar year was approximately $220 million, an 18% decrease in value from 2018’s $268 million. New single-family housing permits totaled 644, and there were no multi-family housing permits issued in 2019. During FY 2019, the building permit revenues increased by $256,000 or 6.3% as compared to FY 2018 revenue collections. In addition, revenues from electrical, plumbing & gas, and mechanical permits combined decreased by $5,365, from $723,215 in FY 2018 to $717,850 in FY 2019, a less than 1% decrease. The building plan check fee revenues increased by $18,441, from $998,724 to $1,017,165, a 2% increase for the fiscal year. The total reported valuation of all commercial projects for 2019 is $144,535,169. In fiscal year 2019, 658 single-family home permits were issued, and in the previous fiscal year 817 were issued. T his is a 19.5% decrease, which is equivalent to the decrease from FY 2017 to FY 2018. In May 2019, Texas state law mandated that we do not request construction valuation on residential building permits, so we cannot report any change in valuation from FY 2018 to FY2019. Pearland is a regional shopping destination and the economy has grown since the Great Recession. For prior FY 19, sales tax growth moderated. As such, the City projected a 1.0% growth in sales tax for fiscal year 2020. The City’s sales tax for fiscal year 2019 totaled $33.4 million, a decrease of $362,481 or 1% under fiscal year 2018. Of the $33.5 million, $22.4 million went to the City’s General Fund for operations and $11 million went to the City’s Economic Development Corporation for specific economic development programs and activities. The City’s General Fund is 26% funded by sales tax, an elastic revenue stream that will fluctuate with the economy. As such, the City closely monitors sales tax and the economy. Pearland’s unemployment rate was 2.4% in May 2019, down from 3.4 % in 2018. That rate compared to rate for the same time periods in Brazoria County of 3.4% and 4.5%, respectively. Regional and State of Texas Economy Houston is the world’s energy capital, capital of an oil and gas industry that is in constant flux. At this writing, in the midst of the COVID-19 public health emergency and pandemic, that instability is in high gear. Even prior to COVID-19. The Greater Houston Partnership (GHP) was reporting that “The closing spot price for a barrel of West Texas Intermediate (WTI), the U.S. benchmark for light, sweet crude, averaged $50.83 per barrel during the second week of February ’20, down 5.1 percent from $53.53 for the same period in ’19, according to the U.S. Energy Information Administration. A mild winter season and the spreading of coronavirus to several other countries continue exerting downward pressures on global demand for oil and natural gas. And while oil prices rose following OPEC’s agreement to production cuts last December, the lack of consensus on a second round of cuts led to a price collapse.” From GHP, it is reported that “Metro Houston created 88,000 jobs, a 2.8 percent increase, in the 12 months ending December ’19, according to data released today by the Texas Workforce Commission (TWC). The level of reported job growth is not supported by other economic iii City of Pearland 2019 CAFR Page 34 of 249 indicators.” In their annual employment forecast issued December 2019, GHP said that, “The situation Houston faces today is eerily similar to what it faced after the 1980s bust—an oversaturated real estate market, a bleak outlook for oil and gas, and the need for innovation to drive the economy forward. It took the better part of a decade for real estate to recover, and longer than that for oil and gas, but Houston recouped all the 221,000 jobs lost over five years (1982 – 1987) in just 39 months. Since then, the region has added 3.4 million residents, 1.5 million jobs, and more than $350 billion to regional GDP. And that’s after enduring another five economic downturns. Granted, the outlook for oil and gas remains bleak today. And developers need to stop erecting new warehouses and apartments. But Houston continues to create jobs. As of October ’19, Houston’s employment stood at 3.2 million, a record high for the region.” The Houston Area Association of Realtors, in numbers reported by GHP, reflect across the entire metro area, 102,709 total home sales in 2019 (inclusive of single-family, townhomes, duplexes, condos and residential lots). There were 87,632 single-family home sales across that same geography. For the prior 2018, there were 98,395 and 82,229 sold respectively. Long-Term Financial Planning The City adopts a one-year operating budget, including a five-year capital improvement program (CIP). Even though a one-year budget is adopted, the budget implements strategies, both financial and operational, to meet existing challenges and to plan for the future. The City’s adopted (August 12, 2019) Five-Year CIP for fiscal year 2020 through 2024 totals $652.9 million. The large and varying CIP for public investments of drainage, parks, facilities, streets, water, and wastewater positions City infrastructure for serving the high-growth that’s here and what will come in the future. The CIP finalizes the $162 million bond program approved by the voters in May 2007 and the new voter-approved May 2019 bond issue of $80 million. Funding from projects is supported by non-debt sources ($16.7 million), leveraged outside funds ($89.1 million), tax-supported debt ($156.6 million), and water/sewer supported enterprise fund debt repaid by user fees ($390.5 million). Property tax-supported Debt to taxable assessed valuation has been decreasing and remains below 5% at about 3%. For non-enterprise general obligations, the Debt Service Fund can meet current and future obligations based on the City’s Multi-Year Forecast and Five-Year CIP where needed. Issuance of debt is factored into funding sources, based on the Five-Year CIP. All new debt issued is assumed to be issued with a 20-year maturity level principal payment. The City’s property tax rate for the FY 20 budget is $0.4344, of which $0.3675 cents is for actual debt service and $0.0675 cents is for rebates to in-city MUD districts but considered as debt service component. The Debt Service component, inclusive of in-City MUD district rebates, for the prior FY 19 was $0.4300. The City completes a Water/Sewer Cost of Service Rate Study annually for the forecast. The study is built around the Five-Year CIP, operating budget, and future needs. Due to funds on hand for pay-as-you go capital improvements, the rates for FY 2017 and FY 2018 increased moderately each fiscal year. FY 2018 experienced a 10% revenue increase in order to fund the additional costs for labor, chemicals, system upgrades, expansion, and maintenance. For FY 2020, the water and sewer rates have been adjusted up slightly (about 1.6%) to bring revenue necessary for the system. The City’s utility system continues to be self-supporting and financially sound. Relevant Financial Policies/Guidelines Financial Policies guide the development and implementation of the budget, are a framework for iv City of Pearland 2019 CAFR Page 35 of 249 fiscal decision making, and ensure financial resources are available to meet the current and future needs of the City. The policy statements address areas of reporting and auditing, budgetin g, revenues, capital improvements, debt, and grants to name a few. Some of the most relevant policies are: • Recurring revenues fund recurring expenditures/expenses • Non-recurring funds fund non-recurring expenditures/expenses • General Fund Operating Reserves should be a minimum of two months of operations • Water and Wastewater Operating Reserves shall strive to be maintained at 25% of operations and a 1.4 bond coverage for Water and Sewer debt service • Budget revenues on a conservative basis • Fund existing services at current service levels • Enterprise Funds must be self-supporting • Leverage City dollars by seeking outside funding sources • Maintain stable property tax rates Major Initiatives The City Council, staff, and community share a vision that combines progress and innovation with prudent controls to shape Pearland’s future, as it becomes one of the largest suburbs in the Houston area. Some of the major initiatives are as follows: Public Safety Personal safety is a key means of both attracting new residents and retaining existing ones in Pearland; if citizens don’t feel safe, they will not come nor will they stay. The Pearland Police Department continues to focus on the strategic priority of Safe Community. In order to operate more efficiently, the Department employs a data-driven approach to policing. Examples of this are the implementation of the Special Investigation Unit investigation unit within the Criminal Investigations Division to quickly address emerging criminal trends, continued efforts to thwart crime and crashes in the identified Data Driven Approaches to Crime and Traffic Safety (DDACTS) zones, and crime analysis updates which provide mapping and data specific to the different police beats within the City of Pearland. The Pearland Police Department encourages public involvement through the programs offered by members of the Community Outreach unit. This includes the Department’s flagship program, the Citizens’ Police Academy. The alumni association for that program provided a generous donation which, along with funds from narcotic seizures and the City of Pearland, facilitated the purchase of a mobile command post. This mobile unit will enable on-site command capacity for the City of Pearland during emergency situations and large-scale public events. With the support of IT staff, the Pearland Police Department continues to be a leader in innovative policing technology. A prime example is the Unmanned Aircraft System (UAS), aka drone, unit that provides support to police department personnel, other police agencies, and other COP v City of Pearland 2019 CAFR Page 36 of 249 Departments. In addition to UAS training, the course catalog offered by the Police Department has solidified Pearland as a regional hub for law enforcement training. Fire Station 1, relocated on the northeast corner of McHard and Old Alvin Road, opened in September 2019 to provide quicker response times. The new station totals approximately 9,500 sq. ft., while housing one fire engine and one ambulance. Fire Station 8, to be located in the master-planned community of Shadow Creek Ranch, at the northwest corner of Shadow Creek Parkway and Reflection Bay Drive, is anticipated to be completed early summer 2020. This station will be approximately 18,000 sq. ft. and initially house one fire engine, one ladder truck, and one ambulance. A second engine will be added in the future based on service demand and available funding. During FY21 an additional 26 full-time fire fighters will be onboarded for staffing. The City of Pearland was successfully awarded a FEMA SAFER grant, which will allow enough funding for 12 new firefighters to be hired. Fire Station 4 (located on Freedom Drive east of Cullen) will be relocated immediately adjacent to the existing fire station, which was built in 2001 as a volunteer station. Modifications were originally made in 2008 to accommodate some full-time staff. This new fire station, which is currently going through design schematics, will have modern health and safety features, as well as improved technology to assist with fire fighter safety, productivity, efficiency and effective workflow. No additional staffing will be required to fully operate this station. New Fire Station 4 will be built in conjunction with a new Animal Shelter, and is expected to complete construction in October 2021. In May of 2019, Pearland voters approved a general obligation bond of $1.3 million for Phase I of the Fire Training Field Improvement Plan to construct a two-story live fire training building. This building will be located on the existing Fire Training Field behind the David L. Smith Fire Administration Building on Veterans Drive, and is expected to be completed by May 2021. Due primarily to the addition of fire stations and operations staffing totaling 131 full-time fire fighters, the 90th percentile city-wide response times for emergencies have been reduced by over two minutes in the last four years. Our Emergency Management Program continues to grow, finalizing the city’s Hazard Mitigation Plan and implementing many lessons and strategies learned from Hurricane Harvey. Significant Community Risk Reduction efforts ha ve resulted in the removal of numerous dilapidated/dangerous structures, public-private cooperation for subdivisions with residential sprinklers, and semi-annual inspections of all establishments providing food service. In addition, the Community Outreach division has aided more than 20,000 vi City of Pearland 2019 CAFR Page 37 of 249 Pearland residents by completing community public safety education such as CPR certifications, car seat inspections, and smoke alarm testing. 90th percentile city-wide response times for Fire emergencies have been reduced by over two minutes in the last four years. The achievement is due primarily to the addition of Fire Stations and staffing of operations that will see a total of 131 full-time fire fighters by fall 2020. A strong emergency management program continues to grow finalizing the city’s Hazard Mitigation Plan and implementing lessons learned from Hurricane Harvey. Community Risk Reduction efforts have resulted in the removal of dilapidated dangerous structures, public-private cooperation for subdivisions with residential sprinklers, twice annual inspections of all establishments providing food service, and community public safety education of more than 20,000, to name a few. Economic Development The Pearland Economic Development Corporation (PEDC) is a non-profit Type B Corporation under the Texas Development Corporation Act and is primarily funded by a half-cent sales tax in the City of Pearland. PEDC is committed to enhancing the community’s economic vitality through the attraction, retention and expansion of primary employers. PEDC works to ensure Pearland’s business climate and built environment strongly support these efforts by focusing on aesthetics, infrastructure, quality of life, image, workforce and quality development and redevelopment of key Pearland districts and corridors. PEDC works with the City to generally promote the City and to utilize various tools such as tax abatement and the authority granted the City under Chapter 380 of the Local Government Code to encourage new jobs and investment in the community. The following highlights a few of PEDC’s Fiscal Year 18-19 attraction and retention projects. Endress+Hauser, a leader in the field of measurement technology for industrial process engineering, broke ground on its new Gulf Coast Regional Campus in March 2019. The Swiss- based company manufactures instrumentation and devices that provide solutions to more than 100,000 customers worldwide. PEDC assisted with the project and began working with the company on its relocation in early 2018. The 100,000-square-foot facility will be located on a 17- acre site at the southeast corner of Beltway 8 and Kirby Drive. It will include an area for calibration and repair, as well as feature office and training space. The new facility will be home to approximately 110 employees when it opens. Dover Precision Components, an integrated provider of performance-critical solutions for rotating and reciprocating machinery, broke ground on a new innovation lab in September 2019. The nearly 12,000-square-foot building is being constructed directly north of the company’s Pearland operations facility in the Lower Kirby District. PEDC recruited Dover to Pearland in 2013 and the company constructed a 150,000-square-foot manufacturing and operations center on a 14-acre site on the corner of Spectrum Boulevard and Hooper Road. The new innovation lab, scheduled for completion in the second quarter of 2020, will house test rigs, allowing R&D engineers to develop new application solutions and conduct product performance testing under demanding operating conditions. Lonza opened the world’s largest dedicated gene and cell therapy manufacturing facility in Pearland's Lower Kirby District in April 2018, and the 300,000-square-foot facility continues to grow. The company had multiple expansions in 2019, including the construction of additional parking and laboratory space. The new laboratory encompasses 10,000 square feet and will be used to process new products and will also allow Lonza to employ more technicians. Construction also began on additional clean rooms and is in the planning stages for another six to be completed in 2020. In addition, Lonza also acquired a 19-acre parcel of land south of the current facility for vii City of Pearland 2019 CAFR Page 38 of 249 possible future growth. Lonza currently employs 350 at its Pearland facility. Energy Rental Solutions (ERS), a Caterpillar dealer dedicated to the specialty rental business, celebrated the groundbreaking of its new headquarters in Pearland in March 2019. The 40,000- square-foot building includes office and warehouse space and is located on a 12-acre site on Rice Drier Road and State Highway 35. The facility was completed in late 2019 and is home to approximately 55 employees, including executive management, sales, operations, administrative, service technicians, and warehouse personnel. PEDC and city officials began working with ERS in 2017 on the project. The site ERS selected is part of the 18-acre Rice Drier Commerce Park, a development located in the area identified as Business Park North in the State Highway 35 Redevelopment Strategy. PEDC and the city partnered with the developer to improve drainage in the area, and PEDC is currently funding the reconstruction of Rice Drier Road. As we entered the final year of the Pearland 20/20 strategic plan, PEDC, along with local partners in government, education, healthcare and business, continued to make progress on many of the plan’s key initiatives. The long-term strategic community and economic development plan that was created in 2012 incorporates nine strategies to ensure a shared vision for the community’s future growth and an action plan to achieve it. The plan’s steering committee completed a mid- course update to the plan in 2015 to get a big-picture sense of key successes and challenges. The nine strategies are 1) Economic Development Marketing, 2) Mobility, 3) Corridors and Character Districts, 4) Recreation and Culture, 5) Beautification and Gateways, 6) Lower Kirby District, 7) Multi-Use Event Center, 8) Education and Workforce, and 9) Internal Marketing. One of the City’s prime areas for development, the Lower Kirby District, a 1,200 acre mixed -use development located at Hwy 288 and Beltway 8, has infrastructure needs that make it more difficult to develop. The PEDC continually works with area Municipal Management Districts, developers, and the City on the development of regional detention, infrastructure projects, corridor enhancements, and the installation of underground electricity that will serve developable sites within the District. Construction began on the extension of South Spectrum Boulevard in April 2019. The roadway was extended to Kirby Drive from its existing terminus just west of 288 and is scheduled for completion in early 2020. The project is being implemented and funded by LKPMD and PMMD1 with partial funds from America Modern Green and PEDC. America Modern Green is developing the Ivy District at the southwest corner of South Spectrum Boulevard and the SH 288 frontage road in the Lower Kirby District. The planned development is pr oposed to include offices, a continuing care retirement center, retail, condominiums, townhomes, and apartments. Infrastructure work was completed in 2019, including water and sewer lines, as well as road and storm sewer construction. The 2020 construction phase includes the public park and amenities surrounding the lake, including a trail, which will serve active and passive recreation needs of those who live, work, or visit within the District, and a pedestrian bridge across Clear Creek. PEDC and the developer are partnering to finance the public park improvements. Development of buildings should begin in 2020. All of these improvements continue to transform the 1,200-acre Lower Kirby District into Pearland's most diverse, mixed-use employment, residential and entertainment part of the city. Another key initiative outlined in the Pearland 20/20 Community Strategic Plan is to optimize the development potential of Pearland’s principal commercial corridors. The State Highway 35 Redevelopment Strategy was developed in 2016 to build upon the Strategic Plan suggestions and provide the “big picture” strategic actions that are needed to encourage more investment in the corridor. In October 2019, construction was completed on the SH 35 Entryway and Corridor Enhancements project. Part of the SH 35 Redevelopment Strategy that was derived from the 20/20 Community Strategic Plan, it focused on enhancing the entryway at Beltway 8 by placing two Pearland entryway monument signs near Clear Creek, planting canopy trees along the viii City of Pearland 2019 CAFR Page 39 of 249 medians, enhancing pedestrian areas at major intersections, and framing the roadway with smaller street trees along the right-of-way. The project, which provided the “big picture” actions needed to encourage more investment in the corridor, was funded and will be maintained by PEDC. In mid-2019, PEDC began the creation of a Broadway Corridor Development Plan. A key strategy in the Pearland 20/20 Strategic Plan was to optimize the development potential of Pearland’s principal commercial corridors. Creation of a FM 518/Broadway master development plan was the highest ranked priority by the steering committee. The plan will focus on the 6.2-mile segment of the corridor from SH 288 to SH 35, which will be reconstructed and widened by the Texas Department of Transportation (TXDOT). The design phase for the reconstruction will commence in early 2020 once an environmental study is completed. The PEDC’s plan will be on facilitating and planning for the impact of the proposed reconstruction, including mobility and effect on existing businesses. The Broadway Corridor Development Plan is scheduled f or completion in early 2020. With construction of the managed toll lanes along the 288-corridor nearing completion in both Harris and Brazoria Counties, PEDC, the City, and Pearland Municipal Management District No. 2 (PMMD2) continue to implement the 288 Corridor Master Improvements Plan. In 2019, the PEDC board approved agreements for median enhancements and plant procurement along the corridor. Additional aesthetic improvements will be added after the entire toll lane construction is complete. These include enhanced landscaping, lighting, artistic sculptures, detention ponds with large fountains, irrigation, and gateway signage. All improvements are scheduled for completion in 2021. In 2019, the Pearland Economic Development Corporation (PEDC), along with local partners in government, education, healthcare and business embarked on a collaborative community and economic development strategic planning process that will make the community a more prosperous, successful, and vibrant place to live, work, and do business. This plan builds upon the Pearland 20/20 strategy, mentioned above. The resulting Pearland Prosperity Strategic Plan two Community Goals that broadly identify the desired outcomes of Pearland’s holistic economic development effort. These Goals are: Economic growth and diversification: Provide opportunities for residents to prosper and enhance Pearland’s fiscal sustainability through a holistic approach to economic development A community of choice in Greater Houston: Ensure Pearland’s quality of life and quality of place continue to attract and retain diverse individuals and families These goals can be pursued through a number of Strategic Initiatives grouped into seven high- level Focus Areas. Each Initiative corresponds to an action, program, effort, or investment that can help move Pearland toward its desired future. The Focus Areas provide organizational clarity and readily communicate to a wide variety of audiences the issues that Pearland will seek to address through collective action. These Focus Areas are: (1) Business Development, (2) Business Formation and Early-Stage ix City of Pearland 2019 CAFR Page 40 of 249 Growth, (3) Site Development, (4) Corridors, (5) Infrastructure and Mobility, (6) Quality of Life and Quality of Place, and (7) Workforce and Talent. PEDC continues to promote Pearland and is working with a myriad of companies on future relocations and site visits as well as working with existing businesses on future expansions. Convention and Visitor’s Bureau The City’s Convention and Visitors Bureau (CVB), funded by hotel occupancy taxes, also focuses on economic development through tourism and attracting leisure and business visitors into the City of Pearland. In late 2012, the City Council authorized the creation of a city department for the Convention and Visitors Bureau, service that had been previously contracted out. In fiscal year 2013, an Executive Director and staff were hired. The proximity of Pearland in the Gulf Coast Region of Texas, makes Pearland a positive destination for visitors. Land Use Plan/Annexation Land use planning allows a community to accommodate its projected growth in a manner that preserves its history and culture, as well enhance the overall quality of life for the current and future residents and businesses. Planning allows a city a greater measure of control of its future rather than simply reacting to change. The City of Pearland uses its 2015 Comprehensive Plan as its primary planning policy document to guide and balance future development, including infill and redevelopment, and community enhancement efforts of the city. Pearland has evolved from a rural community, to a busting suburb, fully integrated with the Houston metropolitan area. Through the Comprehensive Plan, and associated implementation regulations such as zoning, Pearland continues to prepare for the growth to come by focusing on the identifying forthcoming needs and setting concrete plans in place to continue to manage this growth. In 2019, the Texas State Legislature curtailed municipalities’ abilities to proactively annex; long used as a tool to assist in managing growth. However, with Pearland’s water and wastewater capacity, combined with its public safety and other services, Pearland has seen increased interest in voluntary annexation petitions as property owners and developers seek to partner for both party’s success. Capital Improvement Projects and Planning With continued residential and commercial development, and to plan the need to build new infrastructure and maintain existing infrastructure is a priority and will be implemented through an aggressive capital improvement program. The City’s adopted (August 12, 2019) Five-Year CIP 2020–2024 totals $652.9 million. Projects include drainage ($30.0 million), streets ($129.1 million), facilities ($82.9 million), parks ($23.5 million), water (188.2 million) and wastewater ($199.2 million). Major drainage projects include work in West Lea, Willowcrest, Mimosa Acres, and Piper Road. Major street projects include McHard Road Extension (Mykawa Road to Cullen Pkwy), Mykawa Road Widening (BW 8 to FM 518), Broadway and Dixie Farm intersection, Bailey Road Expansion (Veterans Drive to Main Street), and neighborhood street reconstructions. Facility projects include Sheri D. Coleman Animal Services Center, Shadow Creek Public Library, and Orange Street Service Center Phase 2. Parks projects include Clear Creek Trail and Shadow Creek Ranch Park Phase II. x City of Pearland 2019 CAFR Page 41 of 249 Major projects for water improvements include the Surface Water Plant Phase 1 (10 MGD), Transite Pipe Waterline Replacement Program, and Ground Storage Tank Rehabilitation. Wastewater projects include Barry Rose Water Reclamation Facility Expansion, JHEC Water Reclamation Facility Expansion, Longwood Water Reclamation Facility decommissioning, Sanitary sewer rehabilitation, and Southdown Regional Lift Station & Force main. Transportation Improvements and Strategic Planning Charged with planning, establishing, and maintaining an effective transportation system, the City of Pearland is involved in numerous activities to face this challenge. The City is involved in regional efforts for long-range transportation planning and funding. The Mayor is the Secretary for H-GAC’s Transportation Policy Council (TPC), with the Deputy City Manager serving as an alternate. The Assistant City Manager is the Chair of the Transportation Advisory Committee (TAC), a sub-committee of the TPC, a member of the Transportation Improvement Program (TIP) Subcommittee, and a member the Regional Transportation Plan (RTP) Subcommittee. The prior TIP calls provided major funding for ongoing and upcoming projects in and around Pearland as depicted below. HGAC Transportation Improvement 2021‐2024 Projects inventory for public comment Project Project Sponsor Project Limits City/County Funds Federal/State Funds Total Project Estimate Projected Letting Date SH288/FM518 Overpass Brazoria County Overpass Only $ 1,904,800 $ 7,619,200 $ 9,524,000 2016 FM518/SH288 Intersection Brazoria County Intersection Only $ 2,800,200 $ 11,200,800 $ 14,001,000 2016 CR101 Brazoria County FM1128 to CR90 $ 3,412,400 $ 13,649,600 $ 17,062,000 2017 Hughes Ranch Road City of Pearland Smith Ranch to Cullen $ 8,455,058 $ 15,229,942 $ 23,685,000 2018 Green Tee Terrace Trail City of Pearland Hughes Rd to FM518 $ 1,688,568 $ 3,275,150 $ 4,963,718 2018 Shadow Creek Ranch Trail City of Pearland Nature Park to Kirby Dr $ 823,760 $ 1,492,366 $ 2,316,126 2018 McHard Road City of Pearland Mykawa to Cullen $ 19,403,969 $ 32,580,531 $ 51,984,500 2020 Mykawa Road City of Pearland FM518 to BW8 $ 13,330,623 $ 31,641,226 $ 44,971,849 2021 Safe Routes to School City of Pearland Various $ 1,208,400 $ 2,553,600 $ 3,762,000 2021 Smith Ranch Road City of Pearland Hughes Ranch Rd to FM518 $ 4,391,000 $ 3,899,591 $ 8,290,591 2022 Clear Creek Trail City of Pearland Hughes Rd to U of H $ 4,115,872 $ 6,684,128 $ 10,800,000 2022 CR59 Brazoria County Kirby to Kingsley $ 1,954,000 $ 7,816,000 $ 9,770,000 2023 CR58 Brazoria County Savannah Pkwy to CR48 $ 1,223,200 $ 4,892,800 $ 6,116,000 2023 FM521 Fort Bend County FM2234 to SH6 $ 15,045,400 $ 60,181,600 $ 75,227,000 2024 Total $ 79,757,249 $ 202,716,535 $ 282,473,784 18‐Mar‐20 With the growth in population along the Highway 288 corridor and the number of Pearland residents that rely on Hwy 288 to commute to Houston and the Texas Medical Center, the City along with Brazoria County have been meeting and working with the Texas Department of Transportation to provide traffic relief on the corridor through managed toll lanes. Harris County began construction in 2017 on the four new toll lanes on Texas 288 north of the Brazoria -Harris County line to the Texas Medical Center. Brazoria County partnered with Texas Department of Transportation (TxDOT) to continue the managed toll lanes from the county line south to County Road 58. The construction of the Brazoria County project for the new four managed toll lanes began construction in 2018. Brazoria County secured TIP funds to reconstruct the SH288 overpass at FM518, widen FM518 under SH288 and reconstruct associated frontage road approaches to the intersection, which will assist in relieving congestion issues at the City’s busiest intersection. The TIP funds will provide 80% of the funds and the Texas Department of Transportation (TxDOT) is providing the 20% matching funds. This project is in currently under construction with the toll lane project. The Gulf Coast Center operates a transportation program known as Connect Transit. Connect xi City of Pearland 2019 CAFR Page 42 of 249 Transit provides “curb cab” service to Pearland. Services are shared ride services with pick -up and delivery from curb to curb by reservation. The City f unds approximately $20,000 for this service annually to its citizens meeting the eligibility requirements; seniors, person with disabilities, or low-income. This is a way to provide those needing transportation to grocery stores, doctor visits, etc. Fiscal Responsibility and Sustainability Fiscal sustainability can be defined as “the extent to which patterns of Government spending do not undermine the capability of the Government to continue to spend to achieve its public purposes.” City Council takes a proactive stance in ensuring the fiscal health and sustainability of the City. Council adopted a set of Financial Management Policy Statements and receives quarterly Finance “Snapshot” presentations, which includes economic indicators. The City also prepares a Five-Year Forecast for the City’s major funds to see how the spending decisions made today affect the future as well as to identify any issues/concerns that are forthcoming and to put strategies in place today to address those issues/concerns for the future. Again, as of this writing, the COVID-19 pandemic emergency leaves much uncertainty. The relatively slow, but healthy, local economy prior to this date will aid in moderating the most severe parts of the downturn. Local Pearland sales taxes before March 2020 were running about 1% growth over the prior year. Property Tax revenue is projected to maintain the strong levels that have developed. Property taxes provide a timing buffer from the standpoint that the FY 20 budget relies upon values determined by the three county appraisal districts as of 1/1/2019. Likewise values as of 1/1/2020 will provide the General Fund and Debt Service Fund revenues for FY 21. All of those property values were well before the prevalence of COVID-19 and the likely economic downturn associated. Looking ahead, property values as of 1/1/21 will not come into play until the City’s FY 22. While about half-way into FY 20, the City is already beginning to prepare for the 2021 budget process and up-coming forecast with the same goal of being fiscally responsible to our citizens. AWARDS AND ACKNOWLEDGEMENTS The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for the Excellence in Financial Reporting to the City of Pearland, Texas, for its Comprehensive Annual Financial Report for the year ended September 30, 2018. This was the 42nd consecutive year that the City has received this prestigious award. To be awarded a Certificate of Achievement, a governmental unit must publish an easily readable and efficiently organized comprehensive annual financial report. The City’s report satisfies both generally accepted principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. City staff believe that our current comprehensive annual financial report continues to meet the Certificate of Achievement Program’s requirements, and we are submitting it to GFOA to determine its eligibility for another certificate. In 2018, the Government Treasurers’ Organization of Texas (GTOT) first awarded the Certificate of Distinction to the City of Pearland for its Investment Policy. The certification is good f or a two- year period ending in 2020. The City of Pearland received its Certificate of Investment Policy award for developing an investment policy that meets the requirements of the Public Funds Investment Act and standards for prudent public investing established by the Government Treasurers’ Organization of Texas. The City has also received the GFOA’s Distinguished Budget Presentation Award for its annual budget document. In order to qualify for the Distinguished Budget Presentation Award, the xii City of Pearland 2019 CAFR Page 43 of 249 government’s budget document had to be judged proficient as a policy document, a financial plan, an operations guide, and a communications device. The preparation of this report was accomplished with the dedicated service of the Accounting staff of the Finance Department. We express our sincere appreciation to these individuals who have continually demonstrated the core beliefs of the City and who assisted and contributed to the preparation of this report. We also thank the Mayor and members of the City Council for their support in planning and conducting the financial operations of the City in a responsible manner. Respectfully submitted, Clay J. Pearson, City Manager Jon Branson, Deputy City Manager Cynthia Pearson, Director of Finance Rhonda Daugherty, Assistant Director of Finance xiii City of Pearland 2019 CAFR Page 44 of 249 14 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS PRINCIPAL OFFICIALS As of September 30, 2019 Elected Officials Position Term Expires May Tom Reid Mayor 2020 J. David Little Mayor Pro Tem 2022 Luke Orlando Councilmember - Position 1 2022 Tony Carbone Councilmember - Position 2 2021 Gary Moore Councilmember - Position 3 2020 Adrian Hernandez Councilmember - Position 4 2021 Trent Perez Councilmember - Position 5 2022 Woody Owens Councilmember - Position 7 2020 Appointed Officials Position Clay Pearson City Manager Darrin Coker City Attorney Letitia Farnie Municipal Court Judge City Management Position Jon Branson Trent Epperson Deputy City Manager Assistant City Manager Matt Buchanan PEDC President Cynthia Pearson Director of Finance Crystal Roan City Secretary Clarence Wittwer Director of Public Works Michelle Graham Daniel McGhinnis Director of Human Resources Chief Information Officer Johnny Spires Police Chief Chris Orlea Director of Parks and Recreation Vance Riley Fire Chief John McDonald Director of Community Development Vacant Executive Director, CVB Joshua Lee Jennifer Huhn Robert Upton Director of Communications Municipal Court Administrator Director of Engineering and Capital Projects Page 45 of 249 15 City of Pearland 2019 CAFR Page 46 of 249 16 City of Pearland 2019 CAFR Page 47 of 249 1 City of Pearland 2019 CAFR Financial Section Page 48 of 249 2 City of Pearland 2019 CAFR Page 49 of 249 3 City of Pearland 2019 CAFR Houston Office 3737 Buffalo Speedway Suite 1600 Houston, Texas 77098 713.621.1515 Main whitleypenn.com REPORT OF INDEPENDENT AUDITORS To the Honorable Mayor and Members of the City Council City of Pearland, Texas We have audited the accompanying financial statements of the governmental activities, the business- type activities, each major fund, and the aggregate remaining fund information of City of Pearland, Texas (the “City”) as of and for the year ended September 30, 2019, and the related notes to the financial statements, which collectively comprise the City’s basic financial statements as lis ted in the table of contents. Management’s Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. Auditor’s Responsibility Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor’s judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity’s preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity’s internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. Page 50 of 249 4 City of Pearland 2019 CAFR To the Honorable Mayor and Members of the City Council Opinions In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund informat ion of the City, as of September 30, 2019, and the respective changes in financial position and, where applicable, cash flows thereof for the year then ended in accordance with accounting principles generally accepted in the United States of America. Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management’s discussion and analysis on pages 9 through 18, budgetary comparison information on pages 82 through 83, and pension system supplementary information and other post-employment benefit supplementary information on page 84 through 87 be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City’s basic financial statements. The introductory section, combining and individual fund statements and schedules, other supplementary information, budgetary comparison schedules and statistical section are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual fund statements and budgetary comparison schedules are the responsibility of management and were derived from and relate directly to the underlying accounting and other records used to prepare the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the und erlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the combining and individual fund statements and schedules, other supplementary information, and budgetary comparison schedules are fairly stated, in all material respects, in relation to the basic financial statements as a whole. The introductory and statistical sections have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we do not express an opinion or provide any assurance on them. Page 51 of 249 5 City of Pearland 2019 CAFR To the Honorable Mayor and Members of the City Council Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated March 23, 2020, on our consideration of the City’s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering City’s internal control over financial reporting and compliance. Houston, Texas March 23, 2020 Page 52 of 249 6 City of Pearland 2019 CAFR Page 53 of 249 7 City of Pearland 2019 CAFR Management’s Discussion and Analysis Page 54 of 249 8 City of Pearland 2019 CAFR Page 55 of 249 9 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS MANAGEMENT’S DISCUSSION AND ANALYSIS As management of the City of Pearland (the “City”), we offer readers of the City’s financial statements this narrative overview and analysis of the financial activities of the City for the fiscal year ended September 30, 2019. FINANCIAL HIGHLIGHTS • The assets and deferred outflows of resources of the primary government of the City exceeded its liabilities and deferred inflows as of September 30, 2019, by $803.6 million (net position). Of this amount, $702.7 million is invested in capital assets, net of related capital debt and $71.8 million restricted for capital improvements, debt service, community development programs, public safety, and economic development. • At the close of the current fiscal year, the City’s governmental funds reported combined e nding fund balances of $117.9 million, an increase of $2.2 million in comparison with the prior year. Approximately $100.8 million of the $117.9 million is considered restricted fund balance and primarily consists of $34.7 million for economic development and $53.0 million for capital projects. • As of September 30, 2019, the unassigned fund balance for the General Fund was $15.7 million or 21% of total General Fund expenditures. The total fund balance for the General Fund is $17.2 million or 23% of General Fund expenditures. • The City’s long-term liabilities increased by $26.7 million primarily due to the issuance of new debt and an increase in the net pension liability. Overview of the Financial Statements This discussion and analysis is intended to serve as an introduction to the City’s basic financial statements. The City’s basic financial statements are comprised of three components: (1) government- wide financial statements, (2) fund financial statements and (3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-wide Financial Statements - The government-wide financial statements are designed to provide readers with a broad overview of the City’s finances, in a manner similar to a private-sector business. The Statement of Net Position presents information on all of the City’s assets, deferred outflows of resources, liabilities, and deferred inflows of resources, with the difference between the four reported as net position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. The Statement of Activities presents information showing how the City’s net position changed during the fiscal year. All changes in net position are reported when the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in the future fiscal periods (e.g., uncollected taxes and earned but unused compensated absences). Both of the government-wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from functions that are intended to recover all or a significant portion of their costs through user fees and charges (business- type activities). The governmental activities of the City include general government, public safety, public works, community services and parks and recreation. The business-type activities of the City include water, sewer, and solid waste. The government-wide financial statements can be found on pages 21 through 23 of this report. The government-wide financial statements include not only the City, Page 56 of 249 CITY OF PEARLAND, TEXAS MANAGEMENT’S DISCUSSION AND ANALYSIS (continued) 10 City of Pearland 2019 CAFR itself (known as the primary government), but also a legally separate Economic Development Corporation, Tax Increment Reinvestment Zone (TIRZ #2) and the Development Authority of Pearland for which the City is financially accountable. Financial information for these blended component units is reported together with the financial information presented for the primary government. Fund Financial Statements - A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance- related legal requirements. All funds of the City can be divided into two categori es - governmental funds and proprietary funds. Governmental Funds - Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statement focus on current sources and uses of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government’s near-term financing requirements. Because the focus of governmental funds is narrower than that of the government -wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the government’s near-term financing decisions. Both the governmental funds balance sheet and the governmental fund statements of revenues, expenditures, and changes in fund balance provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. Beginning on page 24 of this report, information is presented separately in the Governmental Fund Balance Sheet and in the Governmental Fund Statement of Revenues, Expenditures, and Changes in Fund Balances for the General, Debt Service, Capital Projects, Pearland Economic Development Corporation, Tax Increment Reinvestment Zone #2, and Development Authority of Pearland, which are considered to be major funds. Data from the non-major governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these non-major governmental funds is provided in the form of combining statements elsewhere in this report. The City adopts an annual appropriated budget for its General Fund. A budgetary comparison statement has been provided for the General Fund to demonstrate compliance with the budget. Proprietary Funds - The City maintains two types of proprietary funds. Enterprise Funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City uses an Enterprise Fund to account for its Water and Sewer Fund and Solid Waste Fund. Additionally, the City maintains an Internal Service Fund to account for the financing of goods or services provided by one department or agency to other departments or agencies of the City on a cost reimbursement basis. The Internal Service Fund is included in governmental activities for government-wide reporting purposes. Proprietary funds provide the same type of information as the government -wide financial statements, only in more detail. The basic proprietary fund financial statements, which begin on page 32 of this report, provide separate information for the Water and Sewer and Solid Waste Enterprise Funds since it is considered to be a major fund of the City. The basic proprietary fund financial statements can be found on pages 32 through 35 of this report. Page 57 of 249 CITY OF PEARLAND, TEXAS MANAGEMENT’S DISCUSSION AND ANALYSIS (continued) 11 City of Pearland 2019 CAFR Notes to the Financial Statements - The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. The notes to the financial statements can be found beginning on page 37 of this report. Other Information - In addition to the basic financial statements and accompanying notes, this report also presents other required supplementary information as well as combining and individual fund statements and schedules that further support the information in the financial statements. This information is presented immediately following the notes to the financial statements beginning on page 82 of this report. Government-wide Financial Analysis As noted earlier, net position may serve over time as a useful indicator of a government's financial position. In the case of the City, assets and deferred outflows of resources exceeded liabilities by $803.6 million at the close of the most recent fiscal year. By far the largest portion of the City’s net position (87%) reflects its investment in capital assets (e.g., land, infrastructure, buildings, machinery, and equipment), less any related debt used to acquire those assets that is still outstanding. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City’s investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. COMPARATIVE SCHEDULE OF NET POSITION September 30, 2019 and 2018 Amount in (000’s) Governmental Activities Business-type Activities Totals 2019 2018 2019 2018 2019 2018 Assets Current and other assets $ 153,973 $ 149,705 $ 153,186 $ 129,011 $ 307,159 $ 278,716 Capital assets 860,947 843,762 374,349 358,618 1,235,296 1,202,380 Total Assets 1,014,920 993,467 527,536 487,629 1,542,456 1,481,096 Total Deferred Outflows of Resources 20,856 16,477 2,837 1,888 23,693 18,365 Liabilities Other liabilities 19,155 17,668 11,598 9,788 30,753 27,456 Long-term liabilities outstanding 472,634 470,704 259,005 234,217 731,640 704,921 Total Liabilities 491,789 488,372 270,603 244,005 762,392 732,377 Total Deferred Inflows of Resources 153 3,090 21 415 174 3,505 Net position Net investment in capital assets 488,077 454,670 214,672 210,674 702,749 665,344 Restricted 56,491 67,263 15,270 14,525 71,761 81,788 Unrestricted (734) (3,451) 29,806 19,898 29,072 16,447 Total Net Position $ 543,834 $ 518,482 $ 259,748 $ 245,097 $ 803,582 $ 763,579 Page 58 of 249 CITY OF PEARLAND, TEXAS MANAGEMENT’S DISCUSSION AND ANALYSIS (continued) 12 City of Pearland 2019 CAFR COMPARATIVE SCHEDULE OF CHANGES IN NET POSITION For the Years Ended September 30, 2019 and 2018 Amounts in (000’s) Governmental Activities Business-type Activities Totals 2019 2018 2019 2018 2019 2018 Revenues Program revenues: Charges for services $ 27,784 $ 27,278 $ 64,317 $ 63,435 $ 92,101 $ 90,713 Operating grants and contributions 9,005 6,127 1,497 - 10,502 6,127 Capital grants and contributions 16,678 19,241 4,113 4,614 20,791 23,855 Property taxes 89,930 83,803 - - 89,930 83,803 Sales and use taxes 34,872 35,437 - - 34,872 35,437 Franchise taxes 7,480 7,358 - - 7,480 7,358 Investment earnings 3,293 1,651 2,947 1,360 6,240 3,011 Other 562 4,691 2,361 7 2,923 4,698 Total Revenues 189,604 185,586 75,235 69,416 264,839 255,002 Expenses General Government 21,249 20,360 - - 21,249 20,360 Public Safety 47,948 43,275 - - 47,948 43,275 Public Works 46,631 53,272 - - 46,631 53,272 Community Services 4,616 4,509 - - 4,616 4,509 Parks and Recreation 7,683 7,194 - - 7,683 7,194 Economic Development 33,470 29,521 - - 33,470 29,521 Interest on long-term debt 14,017 14,441 - - 14,017 14,441 Water and Sewer - - 39,413 41,683 39,413 41,683 Solid Waste - - 7,752 7,441 7,752 7,441 The increase in total net position from the prior year is $42.1 million, not include the prior period adjustment of negative 2.1 million, is primarily attributable to increase in capital assets, which came from funding from several debt issuance. Governmental activities - Governmental activities increased the City’s net position by $25.4 million, thereby accounting for 60% percent of the total increase in the net position of the City. Key elements of this increase are as follows: • Property taxes, sales and use taxes, and franchise taxes totaled $89.9 million, $34.9 million, and $7.5 million, respectively. These revenues increased by $5.7 million from prior year primarily as a result of an increase in taxable assessed values. • Capital grants and contributions totaled $16.7 million as a result of infrastructure contributed by developers. • The revenues were offset by expenses for general government, public safety, public works, and economic development of $21.2 million, $47.9 million, $46.6 million, and $33.5 million, respectively. Total Expenses 175,614 172,572 47,165 49,124 222,779 221,696 Increase (decrease) in net position before special item and transfers 13,989 13,014 28,070 20,292 42,059 33,306 Transfers 11,364 3,103 (11,364) (3,103) - - Increase in net position 25,353 16,117 16,706 17,189 42,059 33,306 Net position - beginning 518,482 504,406 245,097 226,771 763,579 731,177 Prior period adjustment - (2,041) (2,055) 1,137 (2,055) (904) Net position - ending $ 543,835 $ 518,482 $ 259,748 $ 245,097 $ 803,583 $ 763,579 Page 59 of 249 CITY OF PEARLAND, TEXAS MANAGEMENT’S DISCUSSION AND ANALYSIS (continued) 13 City of Pearland 2019 CAFR $60 Expenses and Program Revenues - Governmental Activities $40 $20 $- $100 $80 Revenues by Source - Governmental Activities $60 $40 $20 $- Business-type activities - Business-type activities increased the City’s net position by $16.7 million, thereby accounting for 40% percent of the total increase in the net position of the City. Key elements of this increase are as follows: • Program revenues of $69.9 million increased approximately $1.9 million over the prior year primarily due to an increase in operating grants and contributions of $1.5 million due to reimbursements received from federal and state agencies. $48.0 Expenses Program Revenues $46.6 $33.5 $26.8 $21.3 $14.0 $10.8 $4.6 $7.1 $7.7 $4.4 $2.3 $1.9 $89.9 $34.9 $27.8 $25.7 $7.5 $3.9 millions ($) millions ($) Page 60 of 249 CITY OF PEARLAND, TEXAS MANAGEMENT’S DISCUSSION AND ANALYSIS (continued) 14 City of Pearland 2019 CAFR • Capital grants and contributions of $4.1 million decreased $0.5 million from the prior year primarily due to a decrease in contributions from developers for impact fees. • The revenues listed above were offset by expenses of $39.4 million and $7.8 million, respectively, for Water and Sewer and Solid Waste, respectively. Expenses increased from prior year by ($2.0) million. Expenses and Program Revenues - Business-type Activities $80 $60 $40 $20 $- Water and Sewer Solid Waste Revenues by Source - Business-type Activities Grants and contributions 7% Other 7% Charges for services 86% millions ($) $59.8 Expenses Program Revenues $39.4 $7.8 $10.1 Page 61 of 249 CITY OF PEARLAND, TEXAS MANAGEMENT’S DISCUSSION AND ANALYSIS (continued) 15 City of Pearland 2019 CAFR FINANCIAL ANALYSIS OF THE CITY'S FUNDS As noted earlier, fund accounting is used to demonstrate and ensure compliance with finance-related legal requirements. Governmental Funds - The focus of the City's governmental funds is to provide information of near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City's financing requirements. In particular, unassigned fund balance may serve as a useful measure of the City's net resources available for spending at the end of the fiscal year. The City's governmental funds reflect a combined fund balance of $117.9 million. A portion of the combined fund balance, or $15.7 million, is unassigned and available for day-to-day operations of the City; $53.0 million is restricted for capital projects; $34.7 million for economic development and the remaining balance is restricted for debt service and other programs. There was an increase in the combined governmental fund balance of $2.2 million from the prior year. The increase in fund balance includes increases in the General Fund of $3.2 million, Capital Projects Fund of $9.1 million, and the Tax Increment Reinvestment Zone #2 of $0.6 million. These increases in fund balance were partially offset by decreases in fund balance in the Debt Service Fund of $1.4 million, Pearland Economic Development Corporation of $10.4 million. The General Fund's fund balance totaled $17.2 million at year end. The Pearland Economic Development Corporation, Tax Increment Reinvestment Zone #2, and Development Authority of Pearland, the City’s component units blended with the primary government, had expenditures totaling $60.4 million, leaving an ending fund balance of $16.7 million, $9.6 million, and $8.3 million, respectively, all considered restricted. Proprietary Funds - The City's business-type activities contain two activities (water and sewer, and solid waste). The City’s proprietary funds provide the same type of information found in the government- wide financial statements business-type activities. Total net position in the Internal Service Fund was $6.9 million at year end, a $3.4 million increase from the prior year. GENERAL FUND BUDGETARY HIGHLIGHTS During the year, there was a $1.8 million increase in appropriations between the adopted and amended budget. The increase in appropriations is attributable to carryover funding from prior-year encumbrances and projects and to reflect projections during the 2019-2020 budget process. Actual revenues of $78.6 million were $1.0 million over the amended budget mainly in licenses and permits. Actual expenditures of $76.0 million were under the amended budget by $2.9 million, resulting in a year-end fund balance of $17.2 million, in excess of budget by $3.7 million. CAPITAL ASSETS AND DEBT ADMINISTRATION Capital Assets - At the end of fiscal year 2019, the City's governmental activities and business-type activities had invested $860.9 million and $374.3 million, respectively, in a variety of capital assets and infrastructure, as reflected in the following schedule. This represents a net increase of $17.2 million, or 2.0 percent over the end of last fiscal year for the governmental activities and a net increase of $15.7 million or 4.4 percent over the end of last fiscal year for business-type activities. Page 62 of 249 CITY OF PEARLAND, TEXAS MANAGEMENT’S DISCUSSION AND ANALYSIS (continued) 16 City of Pearland 2019 CAFR Amounts in (000's) Governmental Activities Business-Type Activities Totals 2019 2018 2019 2018 2019 2018 Land $ 31,166 $ 31,161 $ 3,796 $ 3,796 $ 34,962 $ 34,957 Construction in progress 145,667 110,736 98,530 84,111 244,197 194,847 Infrastructure 604,170 619,102 228,151 224,300 832,321 843,402 Buildings and improvements 68,500 71,506 23,783 24,518 92,283 96,024 Machinery and equipment 9,338 8,304 1,118 1,542 10,457 9,846 Furniture and fixtures 2,105 2,953 10 15 2,116 2,968 Contractual water rights - - 18,960 20,336 18,960 20,336 Total Capital Assets $ 860,947 $ 843,762 $ 374,349 $ 358,618 $ 1,235,296 $ 1,202,380 Construction in progress at year-end represents numerous ongoing projects, the largest of which relate to street, parks, and water/sewer projects. Additional information on the City’s capital assets can be found in Note 4 to the financial statements. Long-Term Debt - At the end of the current fiscal year, the City had total bonds, certificates of obligation, and capital leases outstanding of $687.4 million. Of this amount, $274.0 million is composed of general obligation bonds, $51.6 million is composed of certificates of obligation and $317.5 million represents revenue bonds secured solely by specified revenue sources. Amounts in (000's) Governmental Activities Business-Type Activities Totals 2019 2018 2019 2018 2019 2018 General obligation bonds $ 269,520 $ 278,175 $ 4,480 $ 4,845 $ 274,000 $ 283,020 Certificates of obligation 51,620 41,750 - - 51,620 41,750 Revenue bonds 85,065 98,025 232,415 214,705 317,480 312,730 Unamortized issuance premium/(discount) 26,639 23,844 16,808 10,897 43,446 34,741 Capital leases payable 761 1,282 86 173 847 1,455 $ 433,605 $ 443,076 $ 253,789 $ 230,620 $ 687,393 $ 673,696 The City’s general obligation bonds and certificates of obligation debt for governmental activities increased to $321.1 million. The increase is due to new debt issued offset by scheduled pr incipal payments. The City’s debt for business-type activities increased to $236.9 million, a net increase of $17.3 million from the previous year, which was a result of new debt issued offset by scheduled principal payments. Current credit ratings on debt issues are as follows: Standard and Poor's Fitch Moodys Investor Services General obligation bonds AA AA Aa2 Revenue bonds AA- AA- Aa3 Both the Pearland Economic Development Corporation (PEDC) and the Development Authority of Pearland (DAP), component units of the City, have issued debt. The PEDC bonds are rated A1 from Moody’s. The DAP bonds are rated A- by Standard and Poor’s. Additional information on the City’s long-term debt can be found in Note 5 to the financial statements. Page 63 of 249 CITY OF PEARLAND, TEXAS MANAGEMENT’S DISCUSSION AND ANALYSIS (continued) 17 City of Pearland 2019 CAFR ECONOMIC FACTORS AND NEXT YEAR’S BUDGET AND RATES The City of Pearland continues with its forward momentum in FY 2020, less in terms of population and more in terms of growing value. The City’s sales tax revenue is expected to continue strongly, providing $22.6 million in FY 2020 with 1% growth. Sales tax revenue actually provides substantially to General Fund operations in addition to being the funding source for our Pearland Economic Development Corporation for another $11.3 million in FY 2020. The City also saw $495 million or 4.6% increase in added taxable value in FY 2020. The combination of rooftops and retailers in Pearland helps the local economy with jobs and investment and obviously provides tremendous value to our local government operations. The City received positive ratings from Moody’s Investor Services and Fitch Ratings, Inc. for its 2019 bond issuances. The City’s Permanent Improvement Bonds Series 2019 for $15.755 million, the City’s Certificates of Obligation Series 2019A and 2019B for $4.465 million and 11.98 respectively were assigned a rating of ‘AA’ by Fitch and ‘Aa2’ by Moody’s. Separately, our enterprise fund Water and Sewer System Revenue Bonds-Series 2019B for $34.59 million were assigned ‘AA-’ by Fitch and ‘Aa3’ by Moody’s. These ratings demonstrate strong creditworthiness relative to other U.S. municipal or tax- exempt issuers or issues. The City, however, is significantly leveraged, which was necessary to allow the City to grow successfully. The City’s growth allows debt service payments to be spread over a larger tax base, steadying the debt service rate while continuing moderate new debt issuances for capital investment projects. The debt service increased slightly from $0.4300 in 2019 to $0.4344 in 2020. Anticipated future increases to the Debt to AV ratio are precipitated by the voter-approved 2019 bond package, which included $79 million in general obligation projects. As of September 30, 2019 the City had $321.1 million in General Obligation and Certificates of Obligation outstanding being paid back primarily by property taxes. Our financial obligations will continue to be met, and the City will continue to grow, but knowing that the heavy investments both past and future may limit our resources for ongoing operations and innovations. Page 64 of 249 CITY OF PEARLAND, TEXAS MANAGEMENT’S DISCUSSION AND ANALYSIS (continued) 18 City of Pearland 2019 CAFR With a growing Houston area economy and the continued growth in value and population, the City General Fund revenues and other sources are projected to increase from $82,262,212 in FY 2019 to $86,934,676 in FY 2020, an increase of $4,672,464, or 5.7%, mainly due to an increase in Property Tax, Sales Tax, and Charges for Services. Property Tax revenues increased in 2020 by 12% over FY 2019 year-end amended revenue, resulting in steady property tax revenue as a percent of total revenues, from 27.9% in FY 2019 to 29.5% in FY 2020, and a slight increase in the overall property tax rate from $0.7092 to $0.7412 per $100 valuation. FY 2020 total expenditures are $86,211,511, 4.1% more than the FY 2019 Amended Budget. Salaries and benefits remain the major expenditure for FY 2020, at 71.7% of the total. Police and Fire remained the main focus of the supplemental funding. The Police Department will be adding two new Sworn Officers and two Telecommunications Operators. The Fire Department will be continuing the process of “continuous onboarding” by bringing on 26 new firefighters, supplemented in part by grant funding. A 2% increase in salary is included for all personnel, to support recruitment and retention efforts. The General Fund meets reserve requirements and the fund is structurally in balance for FY 2020 whereby operating revenues are greater than expenditures. The adopted FY 2020 fund balance over policy is $125,545, with the adopted ending fund balance of $14,488,383 for FY 2020. REQUESTS FOR INFORMATION The financial report is designed to provide our citizens, customers, investors and creditors with a general overview of City’s finances. If you have questions about this report or need any additional financial information, contact Cynthia Pearson, Director of Finance, at 3523 Liberty Drive, Pearland, Texas 77581, or call (281) 652-1600. The report and general information can be found on the City’s website at www.pearlandtx.gov Page 65 of 249 19 City of Pearland 2019 CAFR Basic Financial Statements Page 66 of 249 20 City of Pearland 2019 CAFR Page 67 of 249 21 See notes to the financial statements. City of Pearland 2019 CAFR Capital assets not subject CITY OF PEARLAND, TEXAS STATEMENT OF NET POSITION September 30, 2019 Primary Government Governmental Business-type Activities Activities Total Assets Cash and equivalents $ 38,072,172 $ 11,439,793 $ 49,511,965 Investments 92,723,623 11,547,129 104,270,752 Receivables, net of allowance for uncollectibles 25,790,641 14,904,373 40,695,014 Internal balances (2,750,000) 2,750,000 - Inventories 121,442 - 121,442 Prepaid items 15,244 - 15,244 Restricted cash and cash equivalents - 66,466,265 66,466,265 Restricted investments - 46,078,631 46,078,631 Capital assets: to depreciation 176,833,212 102,326,143 279,159,355 Capital assets, net of accumulated depreciation 684,113,688 272,023,230 956,136,918 Total Capital Assets 860,946,900 374,349,373 1,235,296,273 Total Assets 1,014,920,022 527,535,564 1,542,455,586 Deferred Outflow s of Resources Deferred charge on refunding 9,383,525 1,301,418 10,684,943 Deferred outflows related to OPEB activities 503,172 80,424 583,596 Deferred outflows related to pension activities 10,969,551 1,454,789 12,424,340 Total Deferred Outflows of Resources 20,856,248 2,836,631 23,692,879 Liabilities Accounts payable and accrued liabilities 12,456,888 6,884,749 19,341,637 Accrued interest 1,305,328 574,894 1,880,222 Unearned revenues 2,974,647 - 2,974,647 Customer deposits 2,417,846 4,138,305 6,556,151 Long-term liabilities: Due within one year 28,805,934 12,414,911 41,220,845 Due in more than one year 412,077,367 242,214,345 654,291,712 Total OPEB liability 4,973,600 818,394 5,791,994 Net pension liability 26,777,303 3,557,836 30,335,139 Total Liabilities 491,788,913 270,603,434 762,392,347 Deferred Inflows of Resources Deferred inflows related to OPEB activities 75,649 10,249 85,898 Deferred inflows related to pension activities 77,385 10,483 87,868 Total Deferred Inflows of Resources 153,034 20,732 173,766 Net Position Net investment in capital assets 488,077,356 214,671,762 702,749,118 Restricted for: Capital improvements 3,087,030 9,481,643 12,568,673 Debt service 11,010,197 5,788,868 16,799,065 Community development programs 7,230,884 - 7,230,884 Public safety 503,919 - 503,919 Economic development 34,659,047 - 34,659,047 Unrestricted (734,110) 29,805,756 29,071,646 Total Net Position $ 543,834,323 $ 259,748,029 $ 803,582,352 Page 68 of 249 22 See notes to the financial statements. City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS STATEMENT OF ACTIVITIES For the Year Ended September 30, 2019 Page 1 of 2 Program Revenue Capital Grants Charges for Operating Grants and Functions/Programs Expenses Services and Contributions Contributions Primary Government Governmental Activities: General Government $ 21,249,001 $ 10,826,098 $ - $ - Public Safety 47,948,271 4,412,897 - - Public Works 46,631,396 1,379,478 8,765,191 16,678,409 Community Services 4,616,269 6,887,859 239,408 - Parks and Recreation 7,683,358 2,327,989 - - Economic Development 33,469,691 1,949,704 - - Interest on long-term debt 14,016,509 - - - Total Governmental Activities 175,614,495 27,784,025 9,004,599 16,678,409 Business-type activities: Water and Sewer 39,413,149 55,696,046 - 4,113,156 Solid Waste 7,751,791 8,621,198 1,497,430 - Total Business-Type Activities 47,164,940 64,317,244 1,497,430 4,113,156 Total Primary Government $ 222,779,435 $ 92,101,269 $ 10,502,029 $ 20,791,565 Page 69 of 249 23 See notes to the financial statements. City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS STATEMENT OF ACTIVITIES For the Year Ended September 30, 2019 Page 2 of 2 Net (Expense) Revenue and Changes in Net Position Primary Government Functions/Programs Primary Government Governmental Business-type Activities Activities Total Governmental Activities: General Government $ (10,422,903) $ - $ (10,422,903) Public Safety (43,535,374) - (43,535,374) Public Works (19,808,318) - (19,808,318) Community Services 2,510,998 - 2,510,998 Parks and Recreation (5,355,369) - (5,355,369) Economic Development (31,519,987) - (31,519,987) Interest on long-term debt (14,016,509) - (14,016,509) Total Governmental Activities (122,147,462) - (122,147,462) Business-type activities: Water and Sewer - 20,396,053 20,396,053 Solid Waste - 2,366,837 2,366,837 Total Business-Type Activities - 22,762,890 22,762,890 Total Primary Government (122,147,462) 22,762,890 (99,384,572) General Revenues: Taxes: Property taxes 89,929,735 - 89,929,735 Sales and use taxes 34,872,026 - 34,872,026 Franchise taxes 7,479,797 - 7,479,797 Unrestricted investment earnings 3,292,893 2,946,810 6,239,703 Miscellaneous 562,050 2,360,862 2,922,912 Transfers 11,364,397 (11,364,397) - Total General Revenues and Transfers 147,500,898 (6,056,725) 141,444,173 Change in net position 25,353,436 16,706,165 42,059,601 Net position - beginning 518,480,887 245,096,762 763,577,649 Prior period adjustment - (2,054,898) (2,054,898) Net position - ending $ 543,834,323 $ 259,748,029 $ 803,582,352 Page 70 of 249 24 See notes to the financial statements. City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS BALANCE SHEET GOVERNMENTAL FUNDS September 30, 2019 Page 1 of 2 Total Deferred Inflows Fund Balances Non-spendable Prepaid items 15,244 - - - Restricted Debt service - 5,426,609 - - Capital improvements - - 51,351,705 - Community development programs - - - - Public safety - - - - Economic development - - - 16,735,436 Assigned Encumbrances 1,520,940 - - - Unassigned 15,665,666 - - - Total Fund Balances Total Liabilities, Deferred 17,201,850 5,426,609 51,351,705 16,735,436 Inflows of Resources, and Fund Balances $ 28,289,413 $ 13,218,608 $ 59,604,067 $ 20,478,823 Capital Pearland Economic Development Assets General Fund Debt Service Projects Corporation Cash and cash equivalents $ 1,352,391 $ 963,308 $ 6,877,395 $ 953,675 Investments Receivables, net of allowance for uncollectibles 19,871,620 7,050,158 4,588,364 7,666,936 49,205,453 3,521,219 14,180,939 5,344,209 Prepaid items 15,244 - - - Total Assets $ 28,289,413 $ 13,218,608 $ 59,604,067 $ 20,478,823 Liabilities Accounts payable $ 2,863,550 $ - $ 3,811,046 $ 210,932 Accrued expenditures 1,964,678 132,080 2,818,803 72,479 Deposits 2,379,513 - - 38,333 Due to other funds 2,750,000 - - - Unearned revenue 581,131 771,003 1,622,513 - Total Liabilities 10,538,872 903,083 8,252,362 321,744 Deferred Inflows of Resources Unavailable revenue 548,691 6,888,916 - 3,421,643 of Resources 548,691 6,888,916 - 3,421,643 Page 71 of 249 25 See notes to the financial statements. City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS BALANCE SHEET GOVERNMENTAL FUNDS September 30, 2019 Page 2 of 2 Total Deferred Inflows Fund Balances Non-spendable Prepaid items - - - 15,244 Restricted Debt service - - - 5,426,609 Capital improvements - - 1,600,152 52,951,857 Community development programs - - 7,230,884 7,230,884 Public safety - - 503,920 503,920 Economic development 9,599,015 8,324,596 - 34,659,047 Assigned Encumbrances - - - 1,520,940 Unassigned - - (27,299) 15,638,367 Total Fund Balances 9,599,015 8,324,596 9,307,657 117,946,868 Total Liabilities, Deferred Inflows of Resources, and Fund Balances $ 9,652,067 $ 8,324,596 $ 11,156,600 $ 150,724,174 Assets Tax Increment Reinvestment Zone #2 Development Authority of Pearland Non-major Governmental Funds Total Governmental Funds Cash and cash equivalents $ 9,518,115 $ 8,324,596 $ 4,307,406 $ 32,296,886 Investments Receivables, net of allowance for uncollectibles 63,215 70,737 - - 4,814,032 2,035,162 92,723,623 25,688,421 Prepaid items - - - 15,244 Total Assets $ 9,652,067 $ 8,324,596 $ 11,156,600 $ 150,724,174 Liabilities Accounts payable $ 53,052 $ - $ 332,008 $ 7,270,588 Accrued expenditures - - 30,057 5,018,097 Deposits - - - 2,417,846 Due to other funds - - - 2,750,000 Unearned revenue - - - 2,974,647 Total Liabilities 53,052 - 362,065 20,431,178 Deferred Inflows of Resources Unavailable revenue - - 1,486,878 12,346,128 of Resources - - 1,486,878 12,346,128 Page 72 of 249 26 City of Pearland 2019 CAFR Page 73 of 249 27 See notes to the financial statements. City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS RECONCILIATION OF THE BALANCE SHEET OF GOVERNMENTAL FUNDS TO THE STATEMENT OF NET POSITION September 30, 2019 Total fund balance, governmental funds $ 117,946,868 Amounts reported for governmental activities in the Statement of Net Position are different because: Capital assets used in governmental activities are not financial resources and, therefore, are not reported in the funds. 860,946,900 Deferred outflows represent a consumption of net position that applies to future periods and therefore will not be recognized as an outflow of resources until then. Deferred charge on refunding 9,383,525 Deferred outflows relating to OPEB activities 503,172 Deferred outflows relating to pension activities 10,969,551 Other long-term assets (property taxes receivable and adjudicated court fines receivable) are not available to pay current period expenditures and, therefore, are reported as unavailable revenue in the funds. 12,346,128 Long-term liabilities, including bonds payable, are not due and payable in the current period, therefore, are not reported in the funds. Bonds and capital leases payable (433,604,774) Compensated absences (7,278,516) Accrued interest governmental activity debt (1,305,328) Total OPEB liability (4,973,600) Net pension liability (26,777,303) Deferred inflows represent a consumption of net position that applies to future periods and therefore will not be recognized as an inflow of resources until then. (153,034) Internal service funds are used by management to charge the cost of property insurance and employee benefits to individual funds. The assets and liabilities of the internal service funds are included in the governmental activities in the statement of net position. 5,830,734 Net Position of Governmental Activities in the Statement of Net Position $ 543,834,323 Page 74 of 249 28 See notes to the financial statements. City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS September 30, 2019 Page 1 of 2 Pearland Economic Capital Development General Fund Debt Service Projects Corporation Revenues Property taxes $ 23,098,212 $ 35,397,759 $ - $ - Sales and use taxes 22,427,733 - - 11,048,959 Franchise fees 7,244,497 - - - Licenses and permits 4,198,551 - - - Fines and forfeitures 2,528,927 - - - Charges for services 17,149,571 - - 488,271 Investment earnings 750,827 370,115 994,119 629,714 Intergovernmental - - 9,627,261 12,000 Other 1,167,832 792,945 600,000 441,664 Total Revenues 78,566,150 36,560,819 11,221,380 12,620,608 Expenditures Current: General government 10,288,113 - - - Public safety 42,509,295 - - - Public works 12,154,279 - 441,518 - Community services 3,890,941 - - - Parks and recreation 5,892,670 - - - Economic development Debt Service: - - - 11,257,984 Principal 528,212 18,660,000 - 11,118,461 Interest and other charges 14,638 12,407,558 400,398 188,671 Capital outlay 753,529 - 31,656,489 472,321 Intergovernmental - 7,325,484 - - Total Expenditures 76,031,677 38,393,042 32,498,405 23,037,437 Excess (deficiency) of revenues over expenditures 2,534,473 (1,832,223) (21,277,025) (10,416,829) Other Financing Sources (Uses) Revenue bonds issued - - - - Certificates of obligation issued - - 16,445,000 - Refunding bonds issued - 10,240,000 5,515,000 - Payments to refunded bond escrow agent - (12,551,318) - - Premium on debt issued - 2,200,938 4,055,805 - Transfers in 4,674,460 572,098 5,676,460 184,186 Transfers out (3,994,725) - (1,362,087) (164,742) Total Other Financing Sources (Uses) 679,735 461,718 30,330,178 19,444 Net change in fund balances 3,214,208 (1,370,505) 9,053,153 (10,397,385) Fund balances - beginning 13,987,642 6,797,114 42,298,552 27,132,821 Fund balances - ending $ 17,201,850 $ 5,426,609 $ 51,351,705 $ 16,735,436 Page 75 of 249 29 See notes to the financial statements. City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS September 30, 2019 Page 2 of 2 Tax Increment Development Non-major Total Reinvestment Authority of Governmental Governmental Zone #2 Pearland Funds Funds Revenues Property taxes $ 31,755,832 $ - $ - $ 90,251,803 Sales and use taxes - - 1,395,334 34,872,026 Franchise fees - - 235,300 7,479,797 Licenses and permits - - - 4,198,551 Fines and forfeitures - - 182,894 2,711,821 Charges for services - - 88,664 17,726,506 Investment earnings 188,520 17,674 234,755 3,185,724 Intergovernmental - - 690,267 10,329,528 Other - - 944,243 3,946,684 Total Revenues 31,944,352 17,674 3,771,457 174,702,440 Expenditures Current: General government - 10,725 874,571 11,173,409 Public safety - - 206,291 42,715,586 Public works - - - 12,595,797 Community services - - 328,287 4,219,228 Parks and recreation - - 172,457 6,065,127 Economic development Debt Service: 14,209,992 12,820,008 - 38,287,984 Principal - 7,700,000 - 38,006,673 Interest and other charges - 2,634,236 - 15,645,501 Capital outlay - - 712,641 33,594,980 Intergovernmental - - - 7,325,484 Total Expenditures 14,209,992 23,164,969 2,294,247 209,629,769 Excess (deficiency) of revenues over expenditures 17,734,360 (23,147,295) 1,477,210 (34,927,329) Other Financing Sources (Uses) Revenue bonds issued - 5,835,000 - 5,835,000 Certificates of obligation issued - - - 16,445,000 Refunding bonds issued - - - 15,755,000 Payments to refunded bond escrow agent - - - (12,551,318) Premium on debt issued - - - 6,256,743 Transfers in - 17,146,455 370 28,254,029 Transfers out (17,146,455) - (197,871) (22,865,880) Total Other Financing Sources (Uses) (17,146,455) 22,981,455 (197,501) 37,128,574 Net change in fund balances 587,905 (165,840) 1,279,709 2,201,245 Fund balances - beginning 9,011,110 8,490,436 8,027,948 115,745,623 Fund balances - ending $ 9,599,015 $ 8,324,596 $ 9,307,657 $ 117,946,868 Page 76 of 249 30 City of Pearland 2019 CAFR Page 77 of 249 CITY OF PEARLAND, TEXAS 31 See notes to the financial statements City of Pearland 2019 CAFR RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES For the Year Ended September 30, 2019 Net change in fund balances - total governmental funds: $ 2,201,245 Amounts reported for Governmental Activities in the Statement of Activities are different because: Governmental funds report outlays for capital assets as expenditures. However, in the Statement of Activities, the cost of these assets is allocated over their estimated useful lives as depreciation expense. This is the amount by which capital outlays of $38,330,220 is exceeded by depreciation of $38,485,535 in the current period. (155,315) Governmental funds report only the proceeds from the disposal of capital assets and not the difference between the carrying value and the accumulated depreciation of the asset. This is the amount by which the carrying value exceeded the accumulated depreciation. (417,952) Capital assets acquired as a result of in-City development. 16,678,409 Governmental funds do not present revenues that are not available to pay current obligations. In contrast, such revenues are reported in the Statement of Activities when earned. (1,583,413) Pension and OPEB contributions made after the pension plan measurement date are reported as expenditures in the governmental funds and are reported as deferred outflows on the face of the statement of net position 5,757,414 Governmental funds report bond proceeds as current financial resources. In contrast, the Statement of Activities treats such issuance of debt as a liability. Governmental funds report repayment of bond principal as an expenditure, In contrast, the Statement of Activities treats such repayments as a reduction in long-term liabilities. This is the amount by which proceeds exceeded repayments. 8,835,920 Some expenses reported in the Statement of Activities do not require the use of current financial resources and, therefore, are not reported as expenditures in governmental funds: Accrued interest (147,219) Deferred charge on refunding 1,454,540 Bond premiums/discounts (2,794,533) Compensated absences (29,033) Capital lease activity 520,496 Other post-employment benefit expense (573,032) Pension expense (7,785,167) The internal service funds are used by management to charge the costs of property insurance and employee benefits to individual funds. The net revenue (expense) of certain activities of internal service funds is reported with governmental activities. 3,391,076 Change in net position of governmental activities $ 25,353,436 Page 78 of 249 CITY OF PEARLAND, TEXAS 32 See notes to the financial statements City of Pearland 2019 CAFR Capital assets: STATEMENT OF NET POSITION PROPRIETARY FUNDS September 30, 2019 Governmental Business-type Activities - Enterprise Funds Activities - Water and Sewer Solid Waste Internal Fund Fund Total Service Funds Assets Current assets: Cash and cash equivalents $ 11,121,116 $ 318,677 $ 11,439,793 $ 5,775,281 Investments 11,547,129 - 11,547,129 - Accounts receivable, net of allowance for doubtful accounts 12,927,646 1,976,727 14,904,373 102,221 Due from other funds 2,750,000 - 2,750,000 - Inventories - - - 121,442 Restricted cash and cash equivalents 66,466,265 - 66,466,265 - Restricted investments 46,078,631 - 46,078,631 - Total current assets 150,890,787 2,295,404 153,186,191 5,998,944 Non-current assets: Land and improvements 3,796,382 - 3,796,382 - Construction in progress 98,529,761 - 98,529,761 - Contractual rights to water supply 34,511,428 - 34,511,428 - Infrastructure 364,431,770 - 364,431,770 - Buildings 32,268,698 - 32,268,698 - Machinery and equipment 5,476,411 - 5,476,411 1,080,100 Less Accumulated depreciation (164,665,077) - (164,665,077) - Total non-current assets 374,349,373 - 374,349,373 1,080,100 Total Assets 525,240,160 2,295,404 527,535,564 7,079,044 Deferred Outflows of Resources Deferred charge on refunding 1,301,418 - 1,301,418 - Deferred outflows relating to OPEB activities 80,424 - 80,424 - Deferred outflows relating to pension activities 1,454,789 - 1,454,789 - Total Deferred Outflows of Resources 2,836,631 - 2,836,631 - Liabilities Current liabilities: Accounts payable and accrued expenses 6,211,562 673,187 6,884,749 168,208 Accrued interest payable 574,894 - 574,894 - Customer deposits 4,138,305 - 4,138,305 - Compensated absences - current portion 188,779 - 188,779 - Bonds and permanent improvement payable - current portion 12,140,000 - 12,140,000 - Capital lease - current portion 86,132 - 86,132 - Total current liabilities 23,339,672 673,187 24,012,859 168,208 Non-current liabilities: Compensated absences 651,772 - 651,772 - Capital lease obligation 34 - 34 - Total OPEB Liability 818,394 - 818,394 - Net pension liability 3,557,836 - 3,557,836 - Bonds and permanent improvement payable 241,562,539 - 241,562,539 - Total non-current liabilities 246,590,575 - 246,590,575 - Total Liabilities 269,930,247 673,187 270,603,434 168,208 Deferred Inflows of Resources Deferred inflows relating to OPEB activities 10,249 - 10,249 - Deferred inflows relating to pension activities 10,483 - 10,483 - Total Deferred Inflows of Resources 20,732 - 20,732 - Net Position Net investment in capital assets 214,671,762 - 214,671,762 1,080,100 Restricted for debt service 5,788,868 - 5,788,868 - Restricted for capital projects 9,481,643 - 9,481,643 - Unrestricted 28,183,538 1,622,217 29,805,755 4,750,636 Total Net Position $ 258,125,811 $ 1,622,217 $ 259,748,028 $ 5,830,736 Page 79 of 249 CITY OF PEARLAND, TEXAS 33 See notes to the financial statements City of Pearland 2019 CAFR STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND NET POSITION PROPRIETARY FUNDS For the Year Ended September 30, 2019 Business-type Activities - Enterprise Funds Governmental Activities - Revenues Charges for services Water and Sewer Fund $ 55,696,046 Solid Waste Fund $ 8,621,198 Total $ 64,317,244 Internal Service Funds $ 8,275,646 Total operating revenues 55,696,046 8,621,198 64,317,244 8,275,646 Operating Expenses Personnel services 8,452,073 - 8,452,073 469,504 Supplies and materials 6,738,676 - 6,738,676 18,832 Contractual services 4,735,584 7,751,791 12,487,375 9,093,622 Repairs and maintenance 2,372,830 - 2,372,830 1,498,799 Other expenses 41,327 - 41,327 23,366 Depreciation and amortization 11,322,452 - 11,322,452 - Total Operating Expenses 33,662,942 7,751,791 41,414,733 11,104,123 Operating income (loss) 22,033,104 869,407 22,902,511 (2,828,477) Non-Operating Revenues (Expenses) Intergovernmental - 1,497,430 1,497,430 - Earnings on investments 2,944,181 2,629 2,946,810 107,169 Miscellaneous revenue (expense) 2,360,862 - 2,360,862 136,136 Debt issuance costs (800,333) - (800,333) - Interest expense (4,949,874) - (4,949,874) - Total Non-Operating Revenues (Expenses) (445,164) 1,500,059 1,054,895 243,305 Income (loss) before contributions and transfers 21,587,940 2,369,466 23,957,406 (2,585,172) Capital contributions 4,113,156 - 4,113,156 - Transfers in 834,754 - 834,754 5,976,248 Transfers out (12,199,151) - (12,199,151) - Change in net position 14,336,699 2,369,466 16,706,165 3,391,076 Total net position - beginning 245,844,010 (747,249) 245,096,761 3,519,760 Prior period adjustment (2,054,898) - (2,054,898) - Total net position - ending $ 258,125,811 $ 1,622,217 $ 259,748,028 $ 6,910,836 Page 80 of 249 34 See notes to the financial statements City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS STATEMENT OF CASH FLOWS PROPRIETARY FUNDS For the Year Ended September 30, 2019 Page 1 of 2 Business-type Activities - Enterprise Funds Governmental Activities - Water and Sewer Fund Solid Waste Fund Total Internal Service Funds Cash Flows from Operating Activities Receipts from customers and users $ 51,863,611 $ 7,813,763 $ 59,677,374 $ - Receipts from interfund charges for insurance activities 8,102,167 Disbursed for personnel services (8,860,970) - (8,860,970) (469,504) Disbursed for goods and services (14,450,903) (8,995,144) (23,446,047) (10,588,003) Net cash provided (used) by operating activities 28,551,738 (1,181,381) 27,370,357 (2,955,340) Cash Flow s from Noncapital Financing Activities Transfers in 834,754 - 834,754 5,976,248 Transfers out (12,199,151) - (12,199,151) - Cash received from non-operating revenues 2,360,862 1,497,430 3,858,292 - Net cash provided by (used by) noncapital financing activities (9,003,535) 1,497,430 (7,506,105) 5,976,248 Cash Flow s from Capital and Related Financing Activities Proceeds from the issuance of debt 29,763,159 - 29,763,159 - Principal payments on debt (11,710,000) - (11,710,000) - Principal payments on leases (84,216) - (84,216) - Bond issuance costs (800,333) - (800,333) - Interest paid (4,889,946) - (4,889,946) - Acquisition and construction of capital assets (21,806,105) - (21,806,105) (1,080,100) Net cash provided by capital and related financing activities (9,527,441) - (9,527,441) (943,964) Cash Flows from Investing Activities Purchase of investments 9,160,970 - 9,160,970 - Interest received 2,944,181 2,628 2,946,809 107,168 Net cash provided by (used by) investing activities 12,105,151 2,628 12,107,779 107,168 Net increase (decrease) in cash and equivalents 22,125,913 318,677 22,444,590 2,184,112 Cash and equivalents, beginning 55,461,467 - 55,461,467 3,591,168 Cash and equivalents, end $ 77,587,381 $ 318,677 $ 77,906,058 $ 5,775,281 1 1 Unrestricted cash and equivalents $ 11,121,116 $ 318,677 $ 11,439,793 $ 5,775,281 Restricted cash and equivalents 66,466,265 - 66,466,265 - $ 77,587,381 $ 318,677 $ 77,906,058 $ 5,775,281 Page 81 of 249 35 See notes to the financial statements City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS STATEMENT OF CASH FLOWS PROPRIETARY FUNDS For the Year Ended September 30, 2019 Page 2 of 2 Business-type Activities - Enterprise Funds Governmental Activities - Water and Sewer Fund Solid Waste Fund Total Internal Service Funds Reconciliation of operating income to net cash provided by operating activities Operating income (loss) $ 22,033,104 $ 869,407 $ 22,902,511 $ (2,828,477) Adjustments to reconcile operating income to net cash provided by operating activities: Depreciation and amortization 11,322,452 - 11,322,452 - (Increase) decrease in accounts receivable (6,120,995) (807,435) (6,928,430) (173,479) (Increase) decrease in deferred outflows relating to OPEB activities (442,974) - (442,974) - (Increase) decrease in deferred outflows relating to pension activities (777,419) - (777,419) Increase (decrease) in accounts payable (562,486) 24,099 (538,387) 46,616 Increase (decrease) in salaries payable 878,789 - 878,789 - Increase (decrease) in due to other funds - (1,267,452) (1,267,452) - Increase (decrease) in customer deposits 2,288,560 - 2,288,560 - Increase (decrease) in total OPEB liability (1,127,609) - (1,127,609) - Increase (decrease) in net pension liability Increase (decrease) in deferred inflows relating to 1,465,206 - 1,465,206 - pension activities (404,890) - (404,890) - Net cash provided by (used by) operating activities $ 28,551,738 $ (1,181,381) $ 27,370,357 $ (2,955,340) Summary of non-cash transactions Contributed capital assets $ 4,113,156 $ - $ 4,113,156 $ - Page 82 of 249 36 City of Pearland 2019 CAFR Page 83 of 249 37 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS Note 1 - Summary of Significant Accounting Policies The City of Pearland, Texas (the "City") was incorporated in December 1959 and adopted a "Home Rule Charter" February 6, 1971. The Charter, as amended, provides for a Council-Manager form of government and provides services authorized by its charter. Presently, these services include police, fire and emergency medical, water and sewer services, drainage, sanitation, building and code inspection, planning, zoning, engineering, street repair and maintenance, park maintenance, recreational activities for citizens, and general administrative services. Fire protection is provided through a combination full-time part- time/volunteer department. The City is governed by an elected mayor and seven-member Council. The Mayor and all members are elected at large. The Mayor is allowed to vote only in case of a tie vote. The Mayor and each Council member hold office for a period of three years and until his/her successor is elected and qualified. Council members shall be limited to two full consecutive terms of office and there is no limitation on the office of the Mayor. The City Manager is appointed by Council and is responsible for implementation of Council policy, execution of the laws, and all day-to-day operations of the City. A. Financial Reporting Entity The City is an independent political subdivision of the State of Texas governed by an elected council and a mayor and is considered a primary government. As required by accounting principles generally accepted in the United States of America, these financial statements have been prepared based on considerations regarding the potential for inclusion of component units, which are other entities or organizations that are financially accountable to the City. Blended component units are component units that are considered so closely related to the legal entity that the blended component unit funds appear as funds that are integral parts of the primary government. The City’s financial statements include the following blended component units: the Pearland Economic Development Corporation (PEDC); the Tax Increment Reinvestment Zone (TIRZ #2); and the Development Authority of Pearland (DAP). No other entities have been included in the City's reporting entity. Additionally, as the City is considered a primary government for financial reporting purposes, its activities are not considered a part of any other governmental or other type of reporting entity. Considerations regarding the potential for inclusion of other entities, organizations, or functions in the City's financial reporting entity are based on criteria prescribed by generally accepted accounting principles. These same criteria are evaluated in considering whether the City is a part of any other governmental or other type of reporting entity. The overriding elements associated with prescribed criteria considered in determining that the City's financial reporting entity status is that of a primary government are that it has a separately elected Governing body; it is legally separate; and it is fiscally independent of other state and local governments. The financial reporting entity consists of the City and its component units. Component units are legally separate organizations for which the City is financially accountable or other organizations whose nature and significant relationship with the City are such that exclusion would cause the City’s financial statements to be misleading. Financial accountability is defined as the appointment of a voting majority of the component unit’s board, and (i) either the City’s ability to impose its will on the organization or (ii) there is potential for the organization to provide a financial benefit to or impose a financial burden on the City. The basic financial statements include blended component units. The blended component units, although legally separate entities are, in substance, part of the City’s operations and so data from these units are combined with data of the primary government. Page 84 of 249 38 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 1 - Summary of Significant Accounting Policies (continued) A. Financial Reporting Entity (continued) For financial reporting purposes, the City’s basic financial statements include all financial activities that are controlled by or are dependent upon actions taken by City Council. The component units do not issue separate financial statements. Blended Component Units: All of these units are presented as governmental fund types. Pearland Economic Development Corporation (PEDC) In 1995, the citizens of Pearland established the Pearland Economic Development Corporation (PEDC) to help the citizens and public officials of Pearland attract new businesses and to help existing businesses to expand. The mechanism to fund the operations of the corporation is through a sales tax levy at a rate of one-half of one percent (1/2%). The PEDC is governed by a board appointed by the City Council. Although it is legally separated from the City, the PEDC relies upon the primary government for appointing the board, also City Council must approve the PEDC’s budget and any debt issuances. The PEDC provides services entirely, or almost entirely, to the City or otherwise exclusively, or almost exclusively, benefits the City even though it may not provide services directly to it. Tax Increment Reinvestment Zone (TIRZ #2) In 1998, the Tax Increment Reinvestment Zone (TIRZ #2) was established for a period of 30 years or until dissolved by the City. The TIRZ #2 provides tax-assisted property development and/or redevelopment in specific geographic areas in accordance with applicable state laws. The TIRZ #2 is governed by a board appointed by the City Council. Although it is legally separated from the City, the TIRZ #2 is fiscally dependent upon the primary government because the City Council must also approve any debt issuances done on behalf of the TIRZ. A major land owner within the City sits on the Board of Directors for the TIRZ #2. TIRZ #2 provides services entirely, or almost entirely, to the City or otherwise exclusively, or almost exclusively, benefits the City even though it may not provide services directly to it. Development Authority of Pearland In 2004, the City created the Development Authority of Pearland to provide financing for the development of the TIRZ #2. Proceeds from bond sales are to be used to reimburse developers and fund a debt service reserve. The Development Authority of Pearland is governed by a board appointed by the City Council. Although it is legally separated from the City, the Development Authority of Pearland is fiscally dependent upon the primary government because the City Council must also approve any debt issuances done on behalf of the Development Authority of Pearland. The Development Authority of Pearland provides services entirely, or almost entirely, to the City or otherwise exclusively, or almost exclusively, benefits the City even though it may not provide services directly to it. Page 85 of 249 39 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 1 - Summary of Significant Accounting Policies (continued) B. Government-wide and Fund Financial Statements The government-wide financial statements (i.e., the Statement of Net Position and the Statement of Changes in Net Position) report information about the City as a whole. These statements include all activities of the primary government and its component units. For the most part, the effect of interfund activity has been eliminated from the government-wide statements. Exceptions to this general rule are charges between the City's business-type and governmental funds. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment is offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include 1) charges to customers or applicants who purchase, use or directly benefit from goods, services, or privileges provided by a given function or segment and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenues are reported instead as general revenues. C. Measurement Focus, Basis of Accounting and Financial Statement Presentation The government-wide financial statements and all proprietary funds are reported using the economic resources measurement focus and the accrual basis of accounting. Revenues are recognized when earned and expenses are recorded when a liability is incurred, regardless of the timing of the related cash flows. With this measurement focus, all assets and all liabilities associated with the operations of these activities are included on the statements of net position. Proprietary fund-type operating statements present increases (i.e., revenues) and decreases (i.e., expenses) in net total assets. Furniture and equipment capitalized in the Proprietary Fund Types are valued at cost. The governmental fund financial statements are presented on a current financial resources measurement focus and modified accrual basis of accounting. This is the manner in which these funds are normally budgeted. Revenues are recognized as soon as they are both measurable and available. Measurable means that the amount of the transaction can be determined and available means collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the City considers revenues to be available if they are collected within 60 days of the end of the current fiscal period. Revenues susceptible to accrual include property taxes, sales and use taxes, franchise fees, charges for services and interest on temporary investments. Other receipts become measurable and available when cash is received by the government and are recognized as revenue at that time. Under modified accrual accounting, expenditures are recognized in the accounting period in which the liability is incurred, if measurable, except for interest on general long-term debt, which is recognized when due. Since the governmental fund statements are presented on a different measurement focus and basis of accounting than the government-wide statements' governmental column, a reconciliation is presented which briefly explains the adjustments necessary to reconcile fund-based financial statements with the governmental column of the government-wide presentation. Page 86 of 249 40 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 1 - Summary of Significant Accounting Policies (continued) C. Measurement Focus, Basis of Accounting and Financial Statement Presentation (continued) In the fund financial statements, the accounts of the City are organized on the basis of funds, each of which is considered a separate accounting entity. The operations of each fund are accounted for with a separate set of self-balancing accounts that comprise its assets, liabilities, fund equity, revenues, and expenditures or expenses, as appropriate. Following is a description of the various funds: Governmental funds are those funds through which most governmental functions are typically financed. The City reports the following major governmental funds: The General Fund is used to account for all financial transactions not properly includable in other funds. The principal sources of revenues include local property taxes, sales and franchise taxes, licenses and permits, fines and forfeitures, and charges for services. Expenditures include general government, public works, parks and recreation, community services, and public safety. The Debt Service Fund is used to account for the payment of interest and principal on all general obligation bonds and other governmental long-term debt of the City. The primary source of revenue for debt service is local property taxes. The Debt Service Fund is considered a major fund for reporting purposes. The Capital Projects Fund is used to account for the expenditures of resources accumulated on a pay- as-you-go basis and the sale of bonds and related interest earnings for capital improvement projects. The Capital Projects Fund is considered a major fund for reporting purposes. The Pearland Economic Development Corporation is used to account for the revenues and expenditures associated with the half-cent sales tax for economic development approved by the voters in 1995. Use of the funds are governed by State Law. The Tax Increment Reinvestment Zone #2 fund is used to account for the incremental property tax revenues in the specific geographical area and use thereof from the participating taxing entities in the Zone. The Tax Increment Reinvestment Zone #2 is considered a major fund for reporting purposes. The Development Authority of Pearland fund is used to account for the financing of the development of the TIRZ #2. The Development Authority of Pearland is considered a major fund for reporting purposes. The City’s Business type activities consist of the following funds: The Enterprise Funds are used to account for the operations that provide water and sewer utility services as well as solid waste collection services to the public. The services are financed and operated in a manner similar to private business enterprises where the intent of the governing body is that the costs (expenses including depreciation) of providing goods or services to the general public on a continuing basis will be financed or recovered primarily through user charges. Additionally, the city maintains Internal Service Funds used to account for the financing of goods or services provided by one department or agency to other departments or agencies of the City on a cost - reimbursement basis. Services provided by the Internal Service Funds include property and liability insurance coverage, employee benefits, health claims, and motor pool. The Internal Service Funds is included in governmental activities for government-wide reporting purposes. Page 87 of 249 41 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 1 - Summary of Significant Accounting Policies (continued) C. Measurement Focus, Basis of Accounting and Financial Statement Presentation (continued) All assets, deferred outflows of resources, liabilities, equities, revenues, expenses and transfers relating to the government's business activities are accounted for through proprietary funds. The measurement focus is on determination of net income, financial position and cash flows. As a general rule, the effect of interfund activity has been eliminated from the government-wide financial statements. Exceptions to this general rule are charges between the City’s water and sewer function and various other functions of the government. Elimination of these charges would distort the direct costs and program revenue reported for the various functions concerned. Amounts reported as program revenues include: (1) charges to customers or applicants for goods, services, or privileges provided, (2) operating grants and contributions, and (3) capital grants and contributions, including special assessments. Internally dedicated resources are reported as general revenues rather than as program revenue. Likewise, general revenue includes all taxes. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund’s principal ongoing operations. The principal operating revenues of the City’s Enterprise Funds are charges to customers for sales and services. Operating expenses for Enterprise Funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenue and expenses not meeting this definition are reported as nonoperating revenue and expense. D. Net Position Flow Assumption Sometimes the City will fund outlays for a particular purpose from both restricted (e.g., restricted bond or grant proceeds) and unrestricted resources. In order to calculate the amounts to report as restricted net position and unrestricted net position in the government-wide and proprietary fund financial statements, a flow assumption must be made about the order in which the resources are considered to be applied. It is the City's policy to consider restricted net position to have been depleted before unrestricted net position is applied. E. Fund Balance Flow Assumption Sometimes the City will fund outlays for a particular purpose from both restricted and unrestricted resources (the total of committed, assigned, and unassigned fund balance). In order to calculate the amounts to report as restricted, committed, assigned, and unassigned fund balance in the governmental fund financial statements, a flow assumption must be made about the order in which the resources are considered to be applied. It is the City's policy to consider restricted fund balance to have been depleted before using any of the components of unrestricted fund balance. Further, when the components of unrestricted fund balance can be used for the same purpose, committed fund balance is depleted first, followed by assigned fund balance. Unassigned fund balance is applied last. Page 88 of 249 42 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 1 - Summary of Significant Accounting Policies (continued) F. Fund Balance Working Capital Policies Governmental Funds are presented in the financial statements as follows: Nonspendable – Amounts that cannot be spent either because they are not in a spendable form or because they are legally or contractually required to be maintained intact. Restricted – Amounts that can be spent only for specific purposes because of the City Charter, City Code, State or Federal laws, or externally imposed conditions by grantors or creditors. Committed – Amounts than can be used only for specific purposes determined by ordinances passed by City Council, the City’s highest level of decision making authority. Commitments may be modified or rescinded only through ordinances approved by City Council. Assigned – Amounts that are intended to be used for a specific purpose, but do not meet the definition of restricted or committed fund balance. Under the City’s policy, amounts can be assigned by the City’s Director of Finance. Unassigned – Amounts that are available for any purpose. Positive amounts are reported only in the General Fund. City Council has authorized the Director of Finance as the official authorized to assign fund balance to a specific purpose. City Council has established fund balance and working capital policies under which the City shall maintain the fund balance and working capital of the various operating funds at the following levels: General Fund Unassigned Fund Balance The City shall maintain the General Fund unassigned fund balance equivalent to 2 months of recurring operating expenditures, based on current year expenditures. If the fund balance exceeds this amount, funding non-recurring expenditures in the following fiscal year may be used to draw down the balance. Water/Sewer Unreserved Working Capital The City shall maintain a working capital sufficient to provide for reserves for emergencies and revenue shortfalls. A cash equivalent operating reserve will be established and maintained at 25% of the current year’s budget appropriation for recurring operating expenses. The cash operating reserve is derived by dividing the total cash equivalents balance by recurring operating expenses. Use of Fund Balance/Working Capital Fund balance/Working Capital shall only be used for emergencies, non-recurring expenditures/expenses or major capital purchases that cannot be accommodated through current year savings. Should such use reduce balances below the level established as the objective for that fund, restoration recommendations will accompany the request/decision to utilize said balances. Page 89 of 249 43 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 1 - Summary of Significant Accounting Policies (continued) F. Fund Balance Working Capital Policies (continued) Debt Service Fund Total Fund Balance The City shall maintain the debt service fund balance at 10% of annual debt service requirements OR a fund balance reserve as required by bond ordinances, whichever is greater. Property Liability Insurance Fund Unrestricted Net Position The Property Liability Insurance Fund accounts for uninsured and deductible claims for the City’s property and liability insurance. Claims cannot be reasonably predicted and budgeted for; therefore the fund will maintain a balance that approximates the prior average annual expense for the last three years, excluding extra-ordinary expenses in the fund. The Employee Benefits Fund and Health Claims Fund are funded through City and employee contributions. Estimated costs shall be determined during each budget year and the contributions adjusted accordingly. There is no minimum balance for this fund as it relates to employee benefits. Economic Development Corporation As sales tax revenue fluctuates due to changes in economic conditions, the PEDC shall maintain a fund balance of no less than 10% of budgeted sales tax revenues. Water/Sewer Revenue Debt Coverage Reserves Revenues shall be maintained at 1.15 times coverage in a fiscal year where the water/sewer fund is not issuing additional debt and 1.4 times coverage in a year where debt is anticipated to be issued. Bond Issuance Reserves Debt service reserves should be maintained for each bond issue as required by bond covenants. Contingency Fund Pursuant to the City Charter, a provision shall be made within the annual budget for a contingency fund in an amount not more than seven percent of the total budget (General Fund) to be used in case of unforeseen items of expenditure. G. Cash and Cash Equivalents The City's cash and cash equivalents are considered to be cash on hand, demand deposits, and short- term investments with original maturities of three months or less from the date of acquisition. For the purpose of the statement of cash flows, the Proprietary Fund Types consider temporary investments with maturity of three months or less when purchased to be cash equivalents. The City pools cash resources of its various funds to facilitate the management of cash. Cash applicable to a particular fund is readily identifiable. The balance in the pooled cash accounts is available to meet current operating requirements. Cash in excess of current requirements is invested in various interest-bearing accounts and securities and disclosed as part of the City's investments. The City pools excess cash of the various individual funds to purchase these investments. These pooled investments are reported in the combined balance sheet as Investments in each fund based on each fund's share of the pooled investments. Interest income is allocated to each respective individual fund, monthly, based on their respective share of investments in the pooled investments. Page 90 of 249 44 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 1 - Summary of Significant Accounting Policies (continued) H. Investments Investments consist of Local Government Investment Pools, United States (U.S.) Government Agency securities, and Certificates of Deposit with original maturities greater than three months from the dat e of acquisition. The City reports all investments at fair value, except for investment pools. The City’s investment pools are valued and reported at amortized cost, which approximates fair value. The City categorizes fair value measurements of its investments based on the hierarchy established by generally accepted accounting principles. The fair value hierarchy, which has three levels, is based on the valuation inputs used to measure an asset’s fair value: Level 1 inputs are quoted prices in active markets for identical assets; Level 2 inputs are significant other observable inputs; Level 3 inputs are significant unobservable inputs. The City’s local government investment pools are recorded at amortized costs as permitted by GASB Statement No. 79, Certain Investment Pools and Pool Participants. I. Receivables All receivables are reported at their gross value, and where appropriate, are reduced by the estimated portion that is expected to be uncollectible. Trade accounts receivable in excess of 120 days comprise the trade accounts receivable allowance for uncollectibles. J. Due to and Due from Other Funds Interfund receivables and payables arise from interfund transactions and are recorded by all funds affected in the period in which the transactions are executed. These receivables and payables are classified as "due from other funds" or "due to other funds". Interfund receivables and payables which are not expected to be paid within 12 months are classified as loans from/loans to other funds. K. Inventories and Prepaid Items Inventory, which consists of fuel and auto parts for use in the City’s vehicles, is stated at cost (first-in, first- out method). Expenditures are recognized as the fuel and auto parts are consumed rather when purchased. Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both the government-wide and fund financial statements. The cost of prepaid items is recorded as expenditures/expenses when consumed rather than when purchased. L. Restricted Assets Certain proceeds of the Water and Sewer Enterprise Fund revenue bonds and certain resources set aside for their repayment are classified as restricted assets on the balance sheet because their use is limited by applicable bond covenants. Certain resources are also set aside for repayment of Pearland Economic Development Corporation Bonds and are reported as restricted assets. Page 91 of 249 45 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 1 - Summary of Significant Accounting Policies (continued) M. Capital Assets Capital assets which include property, plant, equipment and infrastructure, are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. The City defines capital assets as assets with an initial, individual cost of more than $5,000 and an estimated useful life of three years or more. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at acquisition value at the date of donation. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets’ lives are not capitalized. Property, plant, and equipment are depreciated using the straight-line method over the following useful lives: Asset Years Buildings and improvements 10-45 Machinery and equipment 3-15 Infrastructure 10-50 Intangible Assets - Water Rights 25 N. Compensated Absences It is the City’s policy to permit employees to accumulate earned but unused vacation, sick and holiday pay benefits. Employees hired prior to October 1, 2005 earn vacation leave at the rate of 15 days per year from 1 to 15 years of service, 20 days per year for service of 16 to 19 years, and 25 days per year for service of 20 years or more. Employees, who are non-exempt and are hired after October 1, 2005 earn vacation at a rate of 10 days per year from 1-4 years of service, 15 days per year for 5-14 years of service and 20 days for 15 and over years of service. Employees, who are exempt and are hired after October 1, 2005 earn vacation at a rate of 15 days per year from 1-14 years of service, and 20 days for 15 and over years of service. Certified police personnel earn 15 days of vacation after 1 year and 20 days of vacation after 15 years. Effective October 1, 2011 certified fire fighter personnel earn 168 hours of vacation from 1-4 years, 241 hours of vacation for 5-14 years and 312 hours after 15 years. Employees are required to use their vacation in the year it is earned. Employees may carry over a maximum of 40 (48 for certified shift Fire employees) hours of vacation a year. City employees receive 10 paid holidays per year. In addition to providing paid time off for the City- observed holidays, the City permits regular full-time employees to take up to two (2) paid personal days (designated holidays) annually. Employees required to work on a City-observed holiday may be paid or may elect to receive compensatory time off for the holiday. Overtime is earned at one and one-half times the regular rate of pay for non-exempt employees. Employees may be paid or receive compensatory time. The maximum accrual for Compensatory Time is 120 hours, including employees involved in public safety. All sick leave benefits are accumulated and paid to employees upon separation from the City not to exceed 720 hours for employees hired prior to July 24, 2006, and 360 hours for employees hired after. Vacation, sick and holiday pay benefits are accrued when incurred in the government-wide and proprietary fund financial statements. A liability for these amounts is reported in governmental funds only if they have matured, for example, as a result of employee resignations and retirements. Page 92 of 249 46 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 1 - Summary of Significant Accounting Policies (continued) O. Estimates The preparation of financial statements, in conformity with generally accepted accounting principles, requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of financial statements and the reported amounts of revenues and expenditures during the reporting period. Actual results could differ from those estimates. P. Comparative Data and Reclassifications Comparative data for the prior year have been presented in certain sections of the accompanying financial statements in order to provide an understanding of changes in the City’s financial position and operations. Also, certain amounts presented in the prior year data have been reclassified in order to be consistent with the current year’s presentation. Q. Deferred Outflows/Inflows of Resources In addition to assets, the statement of financial position will sometimes report a separate section for deferred outflows of resources. This separate financial statement element, deferred outflows of resources, represents a consumption of net position or fund balance that applies to a future period(s) and thus, will not be recognized as an outflow of resources (expense/expenditure) until then. The City has only three items that qualify for reporting in this category. • Deferred outflows of resources for refunding - Reported in the government-wide statement of net position, this deferred charge on refunding results from the difference in the carrying value of refunded debt and its reacquisition price. This amount is deferred and amortized over the shorter of the life of the refunded or refunding debt. • Deferred outflows of resources for pension - Reported in the government-wide financial statement of net position, this deferred outflow results from pension plan contributions made after the measurement date of the net pension liability and the results of 1) differences between projected and actual earnings on pension plan investments; 2) changes in actuarial assumptions; 3) differences between expected and actual actuarial experiences and 4) changes in the City’s proportional share of pension liabilities. The deferred outflows of resources related to pensions resulting from City contributions subsequent to the measurement date will be recognized as a reduction of the net pension liability in the next fiscal year. The deferred outflows resulting from differences between projected and actual earnings on pension plan investments will be amortized over a closed five year period. The remaining pension related deferred outflows will be amortized over the expected remaining service lives of all employees (active and inactive employees) that are provided with pensions through the pension plan. • Deferred outflows of resources for other post-employment benefits (OPEB) - Reported in the government wide financial statement of net position, these deferred outflows result from OPEB plan contributions made after the measurement date of the net OPEB liability and the results of changes in assumptions and other inputs. The deferred outflows of resources resulting from City contributions subsequent to the measurement date will be recognized as a reduction of the total OPEB liability in the next fiscal year. The other OPEB related outflow will be amortized over the expected remaining service lives of all employees (active and inactive employees) who are provided with OPEB benefits. Page 93 of 249 47 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 1 - Summary of Significant Accounting Policies (continued) Q. Deferred Outflows/Inflows of Resources (continued) In addition to liabilities, the statement of financial position will sometimes report a separate section for deferred inflows of resources. This separate financial statement element, deferred inflows of resources, represents an acquisition of net position or fund balance that applies to a future period(s) and so will not be recognized as an inflow of resources (revenue) until that time. The City has three items that qualify for reporting in this category. • Deferred inflows of resources for unavailable revenues - Reported only in the governmental funds balance sheet, unavailable revenues arise under the modified accrual basis of accounting. These amounts are deferred and recognized as an inflow of resources in the period that the amounts become available. • Deferred inflows of resources for pension - Reported in the government wide financial statement of net position, these deferred inflows result primarily from changes in actuarial assumpt ions. These pension related deferred inflows will be amortized over the expected remaining service lives of all employees (active and inactive employees) that are provided with pensions through the pension plan. • Deferred inflows of resources for OPEB - Reported in the government wide financial statement of net position, these deferred inflows result primarily from changes in actuarial assumptions. These OPEB related deferred inflows will be amortized over the expected remaining service lives of all employees (active and inactive employees) that are provided with OPEB through the OPEB plans. R. Pensions For purposes of measuring the net pension liability, pension related deferred outflows and inflows of resources, and pension expense, City specific information about its Fiduciary Net Position in the Texas Municipal Retirement System (TMRS) and additions to/deductions from the City’s Fiduciary Net Position have been determined on the same basis as they are reported by TMRS. For this purpose, plan contributions are recognized in the period that compensation is reported for the employee, which is when contributions are legally due. Benefit payments and refunds are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value. Information regarding the City’s Total Pension Liability is obtained from TMRS through a report prepared for the City by TMRS consulting actuary, Gabriel Roeder Smith & Company, in compliance with Governmental Accounting Standards Board (GASB) Statement No. 68, Accounting and Financial Reporting for Pensions, as superseded by GASB Statement No. 71. S. Other-Post Employment Benefits (OPEB) The City provides its retirees the opportunity to maintain health insurance coverage by participating in the City’s insurance plan. The City reports the total liability for this plan on the government -wide and proprietary fund financial statements. The actual cost recorded in the governmental fund financial statements is the cost of the health benefits incurred on behalf of the retirees less the premiums collected from the retirees. Information regarding the City’s total liability for this plan is obtained through a report prepared by HUB International, the City’s third-party actuary, in compliance with GASB Statement No. 75, Accounting and Financial Reporting for Postemployment Benefits Other Than Pensions. Page 94 of 249 48 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 1 - Summary of Significant Accounting Policies (continued) T. Other-Post Employment Benefits (OPEB) Additionally, the City participates in a defined-benefit group-term life insurance plan, both for current and retired employees, administered by the Texas Municipal Retirement System (TMRS). The City reports the total liability for this plan on the government-wide and proprietary fund financial statements. Information regarding the City’s total OPEB liability is obtained f rom TMRS through a report prepared for the City by TMRS’ consulting actuary, Gabriel Roeder Smith & Company, in compliance with GASB Statement No. 75. U. New Accounting Standards The following standards have been issued, but have not been implemented as not yet effective. GASB Statement No. 84, Fiduciary Activities. This Statement establishes standards of accounting and financial reporting for fiduciary activities. GASB Statement No. 87, Leases. This Statement establishes standards of accounting and financial reporting for leases by lessees and lessors. GASB Statement No. 89, Accounting for Interest Cost Incurred before the End of a Construction Period. This Statement establishes accounting requirements for interest cost incurred before the end of a construction period. Note 2 - Deposits (Cash) and Investments Authorization for Deposits and Investments The Texas Public Funds Investment Act (PFIA), as prescribed in Chapter 2256 of the Texas Government Code, regulates deposits and investment transactions of the City. In accordance with applicable statutes, the City has a depository contract with an area bank (depository) providing for interest rates to be earned on deposited funds and for banking charges the City incurs for banking services received. The Cit y may place funds with the depository in interest and non-interest bearing accounts. State law provides that collateral pledged as security for bank deposits must have a market value of not less than the amount of the deposits and must consist of: (1) obligations of the United States or its agencies and instrumentalities; (2) direct obligations of the State of Texas or its agencies; (3) other obligations, the principal and interest on which are unconditionally guaranteed or insured by the State of Texas; and/or (4) obligations of states, agencies, counties, cities, and other political subdivisions of any state having been rated as to investment quality by a nationally recognized investment rating firm and having received a rating of not less than A or its eq uivalent. City policy requires the collateralization level to be at least 102% of market value of principal and accrued interest. Page 95 of 249 49 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 2 - Deposits (Cash) and Investments (continued) Authorization for Deposits and Investments (continued) The Council has adopted a written investment policy regarding the investment of City funds as required by the Public Funds Investment Act (Chapter 2256, Texas Government Code). The investments of the City are in compliance with the City’s investment policy. The City’s investment policy is more restrictive than the PFIA requires. It is the City’s policy to restrict its direct investments to obligations of the U.S. Government or U.S. Government Agencies, obligations of states, counties, and cities, fully collateralized certificates of deposit, bankers’ acceptances, mutual funds, repurchase agreements and local government investment pools. The maximum maturity allowed is five years from date of purchase. The City’s investment policy does not allow investments in collateralized mortgage obligations. The City's cash and investments are classified as: cash and cash equivalents, investments, and restricted cash and investments. The cash and cash equivalents include cash on hand, deposits with financial institutions, and short-term investments, which have maturities at purchase of less than three months, consisting mainly of certificates of deposit. The restricted cash and investments are assets restricted for specific use. The restricted cash and investments include cash on deposit with financial institutions. For better management of cash, the City pools the cash, based on the City's needs, into either bank/sweep accounts, or in longer-term investments in U.S. Government Securities. However, each fund's balance of cash and investments is maintained in the books of the City. Deposit and Investment Amounts The deposit and investment policies for the Pearland Economic Development Corporation, TIRZ No. 2 and Development Authority of Pearland are substantially the same as the City. The following schedule shows the City’s recorded cash and investments at year-end: Total Fair Value Cash $ 115,978,227 Temporary Investments Texas CLASS 79,294,173 TexSTAR 28,587,745 FAMC discount note 5,012,179 FFCB discount note 1,000,004 FHLB discount note 1,999,513 FHLMC discount note 4,686,301 FNMA discount note 1,001,146 Certificates of deposit 28,768,323 $ 266,327,611 At September 30, 2019, the City reported cash deposits in the amount of $115,978,227. Except for the money market fund which does not require collateral, the City’s cash deposits were covered by federal depository insurance and by pledged collateral held by the City's agent in the City's name. Page 96 of 249 50 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 2 - Deposits (Cash) and Investments (continued) Deposit and Investment Amounts (continued) Quoted market prices are the basis of the fair value for U.S. Treasury and Age ncy securities. The amount of increase or decrease in the fair value of investments during the current year is included in the City’s investment income as follows: Total Fair Value Interest income Unrealized gain (loss) on $ 5,552,889 temporary investments 686,814 Investment earnings $ 6,239,703 The City’s investments’ fair value measurements are as follows at September 30, 2019: Fair Value Measurement Using Investments Fair Value Level 1 Inputs Level 2 Inputs Level 3 Inputs U.S Agency Securities $ 13,699,143 $ - $ 13,699,143 $ - Certificates of deposit 28,768,323 28,768,323 - - Interest Rate Risk At year-end, the City had the following investments subject to interest rate risk disclosure, under U.S. generally accepted accounting principles: Weighted Average Total Fair Value Maturity (days) Temporary Investments Texas CLASS $ 79,294,173 50 TexSTAR 28,587,745 22 FAMC discount note 5,012,179 492 FFCB discount note 1,000,004 396 FHLB discount note 1,999,513 444 FHLMC discount note 4,686,301 562 FNMA discount note 1,001,146 455 Certificates of deposit 28,768,323 281 $ 150,349,384 Portfolio weighted average maturity 130 The City’s investment policy specifies a maximum weighted average maturity for the portf olio of 900 days or 30 months based on the stated maturity date of the investments. When including cash investments the weighted average maturity for the City is 130 days. To the extent possible, the City attempts to match investments with anticipated cash flow requirements. The City does not directly invest in securities with a stated maturity date more than five years or 1,825 days from date of purchase. The settlement date is considered the date of purchase. Page 97 of 249 51 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 2 - Deposits (Cash) and Investments (continued) Concentration of Credit Risk With the exception of U.S. Treasury Securities and interest-bearing checking accounts that are fully collateralized, no more than 75 percent of the City’s total investment portfolio will be invested in a single security type. Investment Type Total Fair Value Percentage of Total Investment Portfolio Texas CLASS $ 79,294,173 53% TexSTAR 28,587,745 19% FAMC discount note 5,012,179 3% FFCB discount note 1,000,004 1% FHLB discount note 1,999,513 1% FHLMC discount note 4,686,301 3% FNMA discount note 1,001,146 1% Certificates of deposit 28,768,323 19% Total $ 150,349,384 100% Credit Risk Federal National Mortgage Association, Federal Home Loan Bank, Federal Home Loan Mortgage Corporation, Federal Farm Credit Bank and the Federal National Mortgage Association Discount Notes were rated AA+ by Standard & Poor’s, AAA by Fitch Ratings, and Aaa by Moody’s Investors Service. All credit ratings meet acceptable levels required by guidelines prescribed by both the PFIA and the City’s investment policy. A public fund investment pool must be continuously rated no lower than AAA or AAAm or no lower than investment grade by at least one nationally-recognized rating service and have a weighted average maturity no greater than 90 days. Investments with minim um required ratings do not qualify as authorized investments during the period the investment does not have the minimum rating. In accordance with GASB Statement No. 79, Certain External Investment Pools and Pool Participants, the Local Government Investment Pools do not have any limitations and restrictions on withdrawals such as notice periods or maximum transaction amounts. These pools do not impose any liquidity fees or redemption gates. Page 98 of 249 52 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 2 - Deposits (Cash) and Investments (continued) Restricted Assets The Enterprise Funds have restricted certain cash and investments for customer deposits, reserve and emergency expenses, capital improvements, cash restricted for others, and revenue bond debt service. Because of certain bond covenants, the Enterprise Funds are required to maintain prescribed amounts of resources that can be used only to service outstanding debt. Some of the proceeds from debt or from funds received from acquisition of Municipal Utility Districts are restricted for use on capital projects. Revenue bond debt service $ 6,363,762 Customer deposits 3,889,815 Capital improvements 102,291,319 Total $ 112,544,896 Note 3 - Receivables Receivables at September 30, 2019, consisted of the following: Primary Government: Governmental Funds: Debt Service Capital Pearland Economic Development Tax Increment Reinvestment Non-major Governmental Receivables Property taxes, including General Fund Fund Projects Fund Corporation Zone #2 Funds T otal penalties and interest $ 569,152 $ 949,143 $ - $ - $ - $ - $ 1,518,295 Lease receivable - 6,744,981 - - - - 6,744,981 Sales and other taxes 5,230,611 - - 1,889,220 - 414,514 7,534,345 Interest 36,160 2,728 10,233 27,414 - 1,290 77,825 Other 1,231,987 - 3,510,986 3,427,575 70,737 1,619,358 9,860,643 Allowance for uncollectibles (17,752) (29,916) - - - - (47,668) $ 7,050,158 $ 7,666,936 $ 3,521,219 $ 5,344,209 $ 70,737 $ 2,035,162 $ 25,688,421 Governmental funds report receivables for revenues that are not considered to be available to liquidate liabilities of the current period. At the end of the current fiscal year, the various components of unavailable and unearned revenue reported in the governmental funds were as follows: Unavailable Unearned Delinquent property taxes receivable - general fund $ 548,691 $ - Delinquent property taxes receivable - debt service fund 914,938 - Lease revenues-principal 5,973,978 - Street assessments 1,486,878 - Other 3,421,643 1,622,513 Lease interest revenues - 771,003 Grants and revenues prior to meeting all eligibility requirements - 581,131 Total $ 12,346,128 $ 2,974,647 Page 99 of 249 53 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 3 - Receivables (continued) Proprietary Funds: Business-type Activities - Enterprise Funds Governmental Activities - Receivables Water and Sewer Fund Solid Waste Fund Total Internal Service Fund Customer accounts $ 11,800,331 $ 1,994,781 $ 13,795,112 $ - Interest 36,480 - 36,480 - Other 1,189,359 - 1,189,359 102,221 Allowance for uncollectibles (98,524) (18,054) (116,578) - $ 12,927,646 $ 1,976,727 $ 14,904,373 $ 102,221 Property Taxes Property taxes are levied by October 1 in conformity with Subtitle E, Texas Property Tax Code. Taxes are due on receipt of the tax bill and are delinquent if not paid before February 1 of the year following the year in which imposed. On January 1 of each year, a tax lien attaches to property to secure the payment of all taxes, penalties, and interest ultimately imposed. The Central Appraisal District ("CAD") of Brazoria County, Harris County, and Fort Bend County, Texas, establishes appraised values. Taxes are levied by the City Council based on the appraised values and operating needs of the City. The City contracts billing and collection of tax levies with the Brazoria County Tax Assessor-Collector. Note 4 - Capital Assets A summary of changes in the primary government’s capital assets for the year ended September 30, 2019, follows: Balance September 30, (Decreases) and Balance September 30, Governmental Activities 2018 Increases Reclassifications 2019 Capital assets not being depreciated: Land $ 31,161,169 $ 4,566 $ - $ 31,165,735 Construction in progress 110,735,700 37,602,377 (2,670,600) 145,667,477 Total capital assets not being depreciated 141,896,869 37,606,943 (2,670,600) 176,833,212 Other capital assets: Infrastructure 1,018,136,839 16,273,925 1,189,615 1,035,600,379 Buildings and improvements 109,810,957 701,538 (46,490) 110,466,005 Machinery and equipment 23,425,809 1,497,744 776,629 25,700,182 Furniture and fixtures 8,119,312 158,660 (23,300) 8,254,672 Total other capital assets 1,159,492,917 18,631,867 1,896,454 1,180,021,238 Less accumulated depreciation for: Infrastructure (399,034,922) (32,020,376) (375,253) (431,430,551) Buildings and improvements (38,304,947) (3,678,040) 17,166 (41,965,821) Machinery and equipment (15,122,038) (1,804,043) 564,200 (16,361,881) Furniture and fixtures (5,166,221) (983,076) - (6,149,297) Total accumulated depreciation (457,628,128) (38,485,535) 206,113 (495,907,550) Other capital assets, net 701,864,789 (19,853,668) 2,102,567 684,113,688 Totals $ 843,761,658 $ 17,753,275 $ (568,033) $ 860,946,900 Page 100 of 249 54 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 4 - Capital Assets (continued) Balance September 30, (Decreases) Balance and September 30, 2018 Increases Reclassifications 2019 Business-type Activities Capital assets not being depreciated: Land $ 3,796,382 $ - $ - $ 3,796,382 Construction in progress 84,111,268 22,948,637 (8,530,144) 98,529,761 Total capital assets not being depreciated 87,907,650 22,948,637 (8,530,144) 102,326,143 Other capital assets: Water and sewer system 351,804,043 4,548,087 8,079,640 364,431,770 Buildings and improvements 32,268,698 - - 32,268,698 Machinery and equipment 5,521,981 15,572 (188,663) 5,348,890 Furniture and fixtures 127,521 - - 127,521 Contractual water rights 34,511,428 - - 34,511,428 Total other capital assets 424,233,671 4,563,659 7,890,977 436,688,307 Less accumulated depreciation for: Water and sewer system (127,503,877) (8,768,967) (7,498) (136,280,342) Buildings and improvements (7,750,899) (735,269) - (8,486,168) Machinery and equipment (3,980,332) (438,776) 188,663 (4,230,445) Furniture and fixtures (112,757) (4,372) - (117,129) Contractual water rights (14,175,925) (1,375,068) - (15,550,993) Total accumulated depreciation (153,523,790) (11,322,452) 181,165 (164,665,077) Other capital assets, net 270,709,881 (6,758,793) 8,072,142 272,023,230 Totals $ 358,617,531 $ 16,189,844 $ (458,002) $ 374,349,373 Depreciation was charged to programs as follows: General government $ 2,425,174 Public safety 2,015,597 Public works 32,502,072 Community services 184,206 Parks and recreation 1,358,486 Total Governmental Activity $ 38,485,535 Water and sewer Total Business-Type Activity $ 11,322,452 $ 11,322,452 Page 101 of 249 55 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 4 - Capital Assets (continued) The City had active construction projects as of September 30, 2019. The projects included various improvements to streets, drainage and facilities as well as and water and sewer improvements. At year- end, the City's contractual commitments on projects were as follows: Project Description Contract Total In Progress Remaining Commitment Drainage Improvement $ 20,628,454 $ 15,089,622 $ 5,538,832 Building Improvements 49,723,789 23,350,386 26,373,403 Street Improvement 135,296,577 83,735,553 51,561,024 Park Improvements 35,187,889 23,491,916 11,695,973 Total Governmental Activities 240,836,709 145,667,477 95,169,232 Water and Sewer Improvements 209,183,295 98,529,761 110,653,534 Total Primary Government $ 450,020,004 $ 244,197,238 $ 205,822,766 Note 5 - Long-Term Debt A. Governmental Activity Debt The City issues general obligation bonds and certificates of obligation, and upon annexation and dissolution of Municipal Utility Districts, assumes unlimited tax and revenue obligations. The assumed obligations were used to acquire and construct major capital facilities. General obligation bonds, certificates of obligation, and assumed obligations from dissolved and annexed areas are for both governmental and business-type activities. The bonds are reported in the Proprietary Funds only if they are expected to be repaid from proprietary revenues. The general long-term bonds, certificates of obligation and assumed obligations are paid through the Debt Service Fund from tax revenues. The City’s component units, which are considered blended components units, have revenue bonds used to acquire and construct or to reimburse developers for major capital improvements. Revenue bonds are paid through the Pearland Economic Development Corporation from sales tax and through the Development Authority of Pearland from property tax increment. The Tax Increment Contract Revenue Bonds, Series 2018 were issued in November 2018 in the amount of $5,835,000 for developer reimbursements of TIRZ infrastructure improvements. The bonds bear an all cost true interest rate of 3.41 percent and are due in installments ranging from $395,000 to $630,000 through September 1, 2029. The Certificates of Obligation, Series 2019A were issued in August 2019 in the amount of $4,465,000 for construction and improvements to certain streets, roads, and intersections, certain improvements to the recreation center and natatorium, and improvements to facilities for the Orange Street Service Center. The certificates bear interest from 3.00 percent to 4.00 percent and are due in annual installments ranging from $220,000 to $255,000 through March 1, 2039. The Certificates of Obligation, Series 2019B were issued in August 2019 in the amount of $11,980,000 for certain improvements to parks, including Shadow Creek Ranch Park, improvements to Fire Station #8, and improvements to the Shadow Creek Library. The certificates bear interest of 5.00 percent and mature on March 1, 2030. Page 102 of 249 56 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 5 - Long-Term Debt (continued) A. Governmental Activity Debt (continued) The Permanent Improvement & Refunding Bonds, Series 2019 were issued in August 2019 in the amount of $15,755,000 for construction and improvements to the City drainage system and City facilities, and refunding certain outstanding obligations. The bonds bear interest from 4.00 percent to 5.00 percent and are due in annual installments ranging from $275,000 to $2,470,000 through March 1, 2039. The refunding proceeds were used to purchase U.S. Government securities and theses securities were placed in an irrevocable escrow agent to provide for future debt service on $12,325,000 of refunded bonds Certificate of Obligations, Series 2007 of $3,285,000 and Certificate of Obligation, Series 2010A of $9,040,000. As a result, the refunded bonds are considered to be defeased and the related liability for the bonds has been removed from the City’s liabilities. The reacquisition price exceeded the net carrying amount of the old debt by $235,060, which is also known as refunding charge. This amount is being netted against the new debt and amortized over the life of the new debt, which was equal or shorter than the refunded debt. This resulted in an economic gain (difference between present values of the old and new debt service payment) of $1,042,043. During the fiscal year the City had a $10,845,000 early redemption (defeasance) of Sales Tax Revenue Refunding Bonds, Series 2016. The City recorded the cash defeasance as debt service principal expenditures in the fund financial statements. The amount of interest saving as a result of the early redemption was $1,682,510. The following is a summary of changes in the City's total governmental long-term liabilities for the year ended September 30, 2019. In general, the City uses the General and Debt Service funds as well as the Economic Development Corporation and Development Authority to liquidate governmental long-term liabilities. Balance September 30, 2018 Additions (Reductions) Balance September 30, 2019 Amounts Due Within One Year Governmental Activities Bonds payable: General obligation bonds $ 278,175,000 $ 15,755,000 $ (24,410,000) $ 269,520,000 $ 16,150,000 Certificates of obligation 41,750,000 16,445,000 (6,575,000) 51,620,000 3,330,000 Sales tax revenue bonds 12,845,000 - (11,095,000) 1,750,000 250,000 Tax increment revenue bonds Unamortized premium/ 85,180,000 5,835,000 (7,700,000) 83,315,000 7,350,000 (discount) 23,844,210 6,256,743 (3,462,210) 26,638,743 - Total bonds payable 441,794,210 44,291,743 (53,242,210) 432,843,743 27,080,000 Other liabilities: Obligations under capital leases 1,281,527 36,181 (556,677) 761,031 367,691 Compensated absences 7,249,494 4,741,274 (4,712,241) 7,278,527 1,358,243 Total Governmental Activities $ 450,325,231 $ 49,069,198 $ (58,511,128) $ 440,883,301 $ 28,805,934 Long-term liabilities applicable to the City's governmental activities are not due and payable in the current period, and accordingly, are not reported as fund liabilities in the governmental funds. Interest on long-term debt is not accrued in governmental funds, but rather is recognized as an expenditure when due. The full amount estimated to be required for debt service on general obligation debt is provided by (1) the debt service portion of the tax levy; (2) interest earned in the Debt Service Fund; and (3) transfers from the Water and Sewer Enterprise Fund. Transfers from the Enterprise Funds are approved at the discretion of City Council and are not intended to service a specific bond series. Page 103 of 249 57 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 5 - Long-Term Debt (continued) A. Governmental Activity Debt (continued) A summary of the terms of general obligation bonds and certificates of obligation, as of September 30, 2019, follows: Series Original Issue Matures Interest Rate (%) Debt Outstanding General Obligation Bonds Permanent Improvement & Refunding Bonds, Series 2009 16,735,000 2020 2.00-5.00 $ 615,000 Permanent Improvement Bonds, Series 2011 5,400,000 2036 2.125-4.125 4,240,000 Permanent Improvement Refunding Bonds, Series 2012 43,575,000 2029 3.00-5.00 32,410,000 Permanent Improvement Bonds, Series 2013 9,315,000 2038 3.00-5.00 7,520,000 Permanent Improvement & Refunding Bonds, Series 2014 40,410,000 2034 2.00-5.00 34,795,000 Permanent Improvement Refunding Bonds, Series 2015 47,165,000 2032 2.00-5.00 43,940,000 Permanent Improvement Bonds, Series 2015 8,495,000 2035 2.00-4.00 6,795,000 Permanent Improvement Refunding Bonds, Series 2015A 10,210,000 2029 2.00-3.00 6,565,000 Permanent Improvement & Refunding Bonds, Series 2016A 33,275,000 2036 2.00-5.00 30,810,000 Permanent Improvement Refunding Bonds, Series 2016B 29,840,000 2031 2.00-5.00 25,135,000 Permanent Improvement & Refunding Bonds, Series 2017 56,900,000 2037 2.00-5.00 53,745,000 Permanent Improvement Bonds, Series 2018 7,440,000 2038 2.50-5.00 7,065,000 Permanent Improvement & Refunding Bonds, Series 2019 15,755,000 2039 4.00-5.00 15,755,000 Annexed Municipal Utility District Bonds BC MUD 4 Series 2011 2,640,000 2020 2.50-5.00 130,000 Total General Obligation Bonds $ 269,520,000 Certificates of Obligation Certificates of Obligation, Series 2009 8,520,000 2020 2.25-5.00 $ 325,000 Certificates of Obligation, Series 2009A 12,145,000 2020 2.00-4.50 635,000 Certificates of Obligation, Series 2011 2,095,000 2021 2.09 420,000 Certificates of Obligation, Series 2013 2,745,000 2038 3.00-4.625 2,240,000 Certificates of Obligation, Series 2014 4,625,000 2034 2.00-4.00 3,470,000 Certificates of Obligation, Series 2015 4,860,000 2035 2.00-4.00 3,880,000 Certificates of Obligation, Series 2016 13,995,000 2036 2.00-4.00 11,895,000 Certificates of Obligation, Series 2017 6,205,000 2037 2.00-4.00 5,580,000 Certificates of Obligation, Series 2018 7,085,000 2038 2.00-5.00 6,730,000 Certificates of Obligation, Series 2019A 4,465,000 2039 3.00-4.00 4,465,000 Certificates of Obligation, Series 2019B 11,980,000 2030 5.00 11,980,000 Total Certificates of Obligation $ 51,620,000 Page 104 of 249 58 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 5 - Long-Term Debt (continued) A. Governmental Activity Debt (continued) A summary of the terms of the revenue bonds recorded as long-term liabilities in the Pearland Economic Development Corporation and Development Authority of Pearland as of September 30, 2019, is as follows: Series Original Issue Matures Interest Rate (%) Debt Outstanding Pearland Economic Development Corporation Sales Tax Revenue Refunding Bonds, Series 2016 $ 14,640,000 2030 2.36 $ 1,750,000 Development Authority of Pearland Tax Increment Revenue Bonds, Series 2013 9,150,000 2029 3.77 6,765,000 Tax Increment Revenue Bonds, Series 2014 8,060,000 2029 3.00 5,400,000 Tax Increment Revenue Bonds, Series 2015 66,030,000 2029 3.00 48,340,000 Tax Increment Revenue Bonds, Series 2016 12,320,000 2029 2.22 9,945,000 Tax Increment Revenue Bonds, Series 2017 8,555,000 2029 3.13 7,425,000 Tax Increment Revenue Bonds, Series 2018 5,835,000 2029 3.41 5,440,000 Total Component Unit Long-Term Debt $ 85,065,000 Prior Year Refunding In prior years, the City defeased certain general obligation and other bonds by placing the proceeds of the new bonds in an irrevocable trust to provide for all future debt service payments on the refunded bonds. Accordingly, the trust account assets and the liability for the defeased bonds are not included in the City's financial statements. At September 30, 2019, the City did not have any previously refunded bonds outstanding or outstanding refunding escrows. Page 105 of 249 59 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 5 - Long-Term Debt (continued) A. Governmental Activity Debt (continued) Capital Lease Obligations The City has entered into certain capital lease agreements in order to purchase public safety and management information systems, equipment and other construction-related equipment. The capital lease obligations are paid out of the General, Debt Service and Water and Sewer Funds. The historical purchase price of the capital assets under lease is approximately $7.4 million and entirely classified as machinery and equipment. Following is a summary of future lease payments due on this equipment: Fiscal Year Obligations 2020 $ 379,616 2021 212,807 2022 125,336 2023 64,434 Total 782,193 Less: Interest (21,162) Obligations under capital leases $ 761,031 Page 106 of 249 60 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 5 - Long-Term Debt (continued) A. Governmental Activity Debt (continued) Capital Lease Obligations (continued) The annual requirements to amortize governmental activity general obligation bonds and certificates of obligation outstanding at September 30, 2019, were as follows: General Obligation Governmental Activities Certificates of Obligation Fiscal Year Principal Interest Principal Interest 2020 $ 16,150,000 $ 11,070,228 $ 3,330,000 $ 1,823,899 2021 17,465,000 10,397,667 2,370,000 1,791,676 2022 18,235,000 9,646,768 2,160,000 1,730,232 2023 18,885,000 8,829,193 2,155,000 1,669,319 2024 19,500,000 7,941,180 2,160,000 1,603,957 2025 20,290,000 7,032,692 2,175,000 1,531,881 2026 20,905,000 6,116,162 2,170,000 1,457,107 2027 21,690,000 5,150,068 2,180,000 1,376,956 2028 22,475,000 4,191,428 2,175,000 1,298,032 2029 23,255,000 3,247,130 2,180,000 1,222,387 2030 15,455,000 2,450,971 14,160,000 844,975 2031 15,925,000 1,850,960 2,180,000 468,918 2032 15,185,000 1,257,007 2,185,000 393,541 2033 6,310,000 828,688 2,185,000 319,243 2034 6,400,000 589,722 2,190,000 244,252 2035 4,400,000 381,788 1,960,000 172,715 2036 3,355,000 220,121 1,730,000 108,631 2037 2,220,000 105,763 1,025,000 58,694 2038 1,140,000 35,531 725,000 23,969 2039 280,000 5,600 225,000 4,500 $ 269,520,000 $ 81,348,667 $ 51,620,000 $ 18,144,884 Page 107 of 249 61 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 5 - Long-Term Debt (continued) A. Governmental Activity Debt (continued) Capital Lease Obligations (continued) The annual requirements to amortize blended component unit revenue bonds outstanding at September 30, 2019, were as follows: Governmental Activities Sales Tax Revenue Bonds Tax Increment Revenue Bonds Fiscal Year Principal Interest Principal Interest 2020 $ 250,000 $ 41,300 $ 7,350,000 $ 2,303,495 2021 250,000 35,400 7,550,000 2,102,129 2022 250,000 29,500 7,760,000 1,895,150 2023 250,000 23,600 7,975,000 1,679,674 2024 250,000 17,700 8,195,000 1,460,178 2025 250,000 11,800 8,420,000 1,234,157 2026 250,000 5,900 8,650,000 1,001,497 2027 - - 8,890,000 762,008 2028 - - 9,135,000 515,391 2029 - - 9,390,000 261,508 $ 1,750,000 $ 165,200 $ 83,315,000 $ 13,215,187 B. Business-type Activity Debt The Water and Sewer System Revenue Bonds, Series 2019A were issued in August 2019 in the amount of $21,000,000. The bonds bear interest from 0.00 percent to 1.14 percent, due to the Texas Water Development Board subsidy and are due in annual installments of $700,000 through September 1, 2049. The Water and Sewer System Revenue & Refunding Bonds, Series 2019B were issued in August 2019 in the amount of $34,590,000. The bonds bear interest from 4.00 percent to 5.00 percent and are due in annual installments ranging from $580,000 to $5,065,000 through September 1, 2039. Proceeds of the bonds will be used for waterworks and sanitary sewer system improvements and to refund certain obligations of the City. The refunding proceeds were used to purchase U.S. Government securit ies and theses securities were placed in an irrevocable escrow agent to provide for future debt service on $27,250,000 of refunded bonds Water and Sewer System Revenue Bonds, Series 2007 of $11,390,000 and Water and Sewer System Revenue Bonds, Series 2010A of $15,860,000. As a result, the refunded bonds are considered to be defeased and the related liability for the bonds has been removed from the City’s liabilities. The reacquisition price exceeded the net carrying amount of the old debt by $613,010, which is also known as refunding charge. This amount is being netted against the new debt and amortized over the life of the new debt, which was equal or shorter than the refunded debt. This resulted in an economic gain (difference between present values of the old and new debt service payment) of $2,174,196. Page 108 of 249 62 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 5 - Long-Term Debt (continued) B. Business-type Activity Debt (continued) The following is a summary of changes in the City's total business-type long-term liabilities for the year ended September 30, 2019. Balance September 30, 2018 Additions (Reductions) Balance September 30, 2019 Amounts Due Within One Year Business-type Activities Bonds payable: Permanent Improvement Bonds $ 4,845,000 $ - $ (365,000) 4,480,000 370,000 Water and sewer revenue bonds Unamortized premium/ 214,705,000 55,590,000 (37,880,000) 232,415,000 11,770,000 (discount) 10,896,823 7,069,135 (1,158,419) 16,807,539 - Total bonds payable 230,446,823 62,659,135 (39,403,419) 253,702,539 12,140,000 Other liabilities: Obligations under capital leases 172,828 - (86,662) 86,166 86,132 Compensated absences 780,156 527,628 (467,233) 840,551 188,779 Total Business-type Activities $ 231,399,807 $ 63,186,763 $ (39,957,314) $ 254,629,256 $ 12,414,911 The business-type activity long-term debt will be repaid, plus accrued interest, from operating revenues of the Water and Sewer Fund. The City is required by the applicable revenue bond indentures to pledge the net revenues of the Water and Sewer Fund for the retirement of its outstanding revenue bonds, including interest thereon. Revenue bonds and refunding bonds are payable solely from and, equally secured by, a first lien on and pledge of the net revenue of the City's Water and Sewer Fund. A summary of the terms of revenue bonds and permanent improvement bonds recorded in the Enterprise Funds as of September 30, 2019, is as follows: Series Original Issue Matures Interest Rate (%) Debt Outstanding Water and Wastewater Fund Water & Sewer System Adjustable Rate Revenue Bonds, Series 1999 $ 8,000,000 2020 4.41-4.60 $ 610,000 Water & Sewer System Refunding Bonds, Series 2010B 8,970,000 2023 1.75-4.00 445,000 Permanent Improvement and Refunding Bonds, Series 2012 6,230,000 2025 3.00-5.00 4,480,000 Water & Sewer System Revenue Bonds, Series 2012 8,670,000 2037 2.00-3.625 5,060,000 Water & Sewer System Revenue Bonds, Series 2014 9,210,000 2039 2.00-4.00 8,205,000 Water & Sewer System Revenue Bonds, Series 2016A 8,880,000 2036 2.00-4.00 7,545,000 Water & Sewer System Revenue Bonds, Series 2016B 11,100,000 2025 2.00-4.00 7,405,000 Water & Sewer System Revenue Bonds, Series 2016C 50,100,000 2045 2.00-4.00 44,520,000 Water & Sewer System Revenue Bonds, Series 2017A 10,225,000 2027 0.00-1.29 8,210,000 Water & Sewer System Revenue Bonds, Series 2017B Water & Sewer System Revenue & Refunding Bonds, Series 2017C 12,025,000 60,970,000 2047 2037 0.00-2.10 2.00-5.00 11,345,000 57,025,000 Water & Sewer System Revenue Bonds, Series 2018A 8,650,000 2048 0.47-2.07 8,360,000 Water & Sewer System Revenue Bonds, Series 2018B 19,050,000 2038 2.00-5.00 18,095,000 Water & Sewer System Revenue Bonds, Series 2019A Water & Sewer System Revenue & Refunding Bonds, Series 2019B 21,000,000 34,590,000 2049 2039 0.00-1.14 4.00-5.00 21,000,000 34,590,000 Total Utility System Fund $ 236,895,000 Page 109 of 249 63 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 5 - Long-Term Debt (continued) B. Business-type Activity Debt (continued) The annual requirements to amortize Enterprise Fund revenue bonds and permanent improvement bonds outstanding at September 30, 2019, were as follows: Business-Type Activities Revenue Bonds Permanent Improvement Bonds Fiscal Year Principal Interest Principal Interest 2020 $ 11,770,000 $ 6,586,457 $ 370,000 $ 157,000 2021 11,985,000 6,313,918 370,000 142,200 2022 12,075,000 6,011,190 385,000 127,100 2023 12,915,000 5,693,434 395,000 111,500 2024 12,110,000 5,328,627 1,480,000 74,000 2025 12,385,000 4,997,784 1,480,000 22,200 2026 12,880,000 4,637,707 - - 2027 13,200,000 4,180,706 - - 2028 12,470,000 3,708,034 - - 2029 12,810,000 3,238,968 - - 2030 13,140,000 2,780,073 - - 2031 11,975,000 2,335,816 - - 2032 9,520,000 1,918,967 - - 2033 9,685,000 1,619,617 - - 2034 9,855,000 1,323,683 - - 2035 7,320,000 1,048,333 - - 2036 6,730,000 853,134 - - 2037 6,345,000 680,667 - - 2038 5,260,000 518,819 - - 2039 4,350,000 397,894 - - 2040 3,130,000 312,878 - - 2041 3,145,000 273,794 - - 2042 3,150,000 233,896 - - 2043 3,165,000 193,426 - - 2044 3,175,000 152,277 - - 2045 3,190,000 110,604 - - 2046 1,490,000 68,350 - - 2047 1,500,000 44,924 - - 2048 990,000 21,139 - - 2049 700,000 7,980 - - $ 232,415,000 $ 65,593,096 $ 4,480,000 $ 634,000 C. Legal Compliance Long-term debt assumed by the City upon dissolution of annexed municipal utility district in fiscal years 2006, 2007, and 2013 has been recorded as part of the City's long-term debt. A portion of the assumed debt is related to assets recorded in the Water and Sewer Fund. Even though the debt is related to assets recorded in the Water and Sewer Fund, the debt is considered general obligation debt based on Texas law. Page 110 of 249 64 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 6 - Interfund Transactions A summary of interfund transfers, the purpose of which is to cover operational expenses/expenditures, for the year ended September 30, 2019, is as follows: Transfers In Transfers Out General Fund $ 4,674,460 $ 3,994,725 Debt Service Fund 572,098 - Capital Projects Fund 5,676,460 1,362,087 Pearland Economic Development Corporation 184,186 164,742 Tax Increment Reinvestment Zone #2 - 17,146,455 Development Authority of Pearland 17,146,455 - Non-major Governmental Funds 370 197,871 Water and Sewer Fund 834,754 12,199,151 Internal Service Fund 5,976,248 - $ 35,065,031 $ 35,065,031 A summary of interfund receivables and payables at September 30, 2018, follows: Receivable Fund Payable Fund Amount Purpose Water and Sewer Fund General Fund $ 2,750,000 Short term loan Note 7 - Fund Balance / Net Position Encumbrances Encumbrance accounting is employed as an extension of formal budgetary integration for the General Fund, special revenue funds, and capital projects funds. Certain amounts which were classified as restricted, committed, or assigned for specific purposes have been encumbered in the governmental funds. Significant encumbrances, primarily for capital improvements and street maintenance, included in governmental fund balances are as follows: Encumbrance General Fund - assigned $ 1,520,940 Page 111 of 249 65 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 8 - Deferred Compensation Plan The City maintains, for its employees, a tax-deferred compensation plan meeting the requirements of Internal Revenue Code Section 457. The plan was established in the 1995 fiscal year by City Ordinance, and ICMA Retirement Corporation is the plan administrator. The deferred compensation is not available to employees until termination, retirement, death, or unforeseen emergency. The plan's trust arrangements are established to protect deferred compensation amounts of employees under the plan from any other use other than intended under the plan (eventual payment to employees deferring the compensation) in accordance with federal tax laws. Amounts of compensation deferred by employees under plan provisions are disbursed bi-weekly by the City to a third-party administrator. The third-party administrator handles all funds in the plan and makes investment decisions and disburses funds to employees in accordance with plan provisions. Note 9 - Employee Retirement System Texas Municipal Retirement System Plan Description and Provisions The City participates as one of 887 plans in the nontraditional, joint contributory, hybrid defined benefit pension plan administered by the Texas Municipal Retirement System (TMRS). TMRS is an agency created by the State of Texas and administered in accordance with the TMRS Act, Subtitle G, Title 8, Texas Government Code (the TMRS Act) as an agent multiple-employer retirement system for municipal employees in the State of Texas. The TMRS Act places the general administration and management of the System with a six-member Board of Trustees. Although the Governor, with the advice and consent of the Senate, appoints the Board, TMRS is not fiscally dependent on the State of Texas. TMRS’s defined benefit pension plan is a tax-qualified plan under Section 401 (a) of the Internal Revenue Code. TMRS issues a publicly available comprehensive annual financial report (CAFR) that can be obtained at www.tmrs.com. All eligible employees of the city are required to participate in TMRS. Benefits Provided TMRS provides retirement, disability, and death benefits. Benefit provisions are adopted by the governing body of the City, within the options available in the state statutes governing TMRS. At retirement, the benefit is calculated as if the sum of the employee’s contributions, with interest, and the city-financed monetary credits with interest were used to purchase an annuity. Members may choose to receive their retirement benefit in one of seven actuarially equivalent payments options. Members may also choose to receive a portion of their benefit as a Partial Lump Sum Distribution in an amount equal to 12, 24, or 36 monthly payments, which cannot exceed 75% of the member’s deposits and interest. At the date the plan began, the City granted monetary credits for service rendered before the plan began of a theoretical amount equal to two times what would have been contributed by the employee, with interest, prior to establishment of the plan. Monetary credits for service since the plan began are 200% of the employee's accumulated contributions. Page 112 of 249 66 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 9 - Employee Retirement System (continued) Benefits Provided (continued) A summary of plan provisions for the City are as follows: Employee deposit rate: 7% Matching ratio (city to employee): 2 to 1 Years required for vesting: 5 Service retirement eligibility: 20 years at any age, 5 years at age 60 and above Updated service credit: 100% repeating Annuity increase to retirees: 70% of CPI repeating Supplemental death benefit – employees and retirees: Yes At the December 31, 2018 valuation and measurement date, the following employees were covered by the benefit terms: Retirees or beneficiaries currently receiving benefits: 225 Inactive employees entitled to but not yet receiving benefits: 317 Active employees: 681 Total: 1,223 Contributions The contribution rates for employees in TMRS are either 5%, 6%, or 7% of employee gross earnings, and the city matching percentages are either 100%, 150%, or 200%, both as adopted by the governing body of the city. Under the state law governing TMRS, the contribution rate for each city is determined annually by the consulting actuary, using the Entry Age Normal (EAN) actuarial cost method. The actuarially determined rate is the estimated amount necessary to finance the cost of benefits earned by employees during the year, with an additional amount to finance any unfunded accrued liability. Employees for the City were required to contribute 7% of their annual gross earnings during the fiscal year. For fiscal year 2019, the City’s contribution rate was 13.55% for the months in 2018 and 13.30% for the months in 2019. Net Pension Liability The City’s Net Pension Liability (NPL) was measured as of December 31, 2018, and the Total Pension Liability (TPL) used to calculate the Net Pension Liability was determined by an actuarial valuation as of that date. Actuarial Assumptions The Total Pension Liability in the December 31, 2018 actuarial valuation was determined using the following actuarial assumptions: Inflation: 2.5% per year Overall payroll growth: 3.0% per year Investment Rate of Return: 6.75%, net of pension plan investment expense, including inflation Page 113 of 249 67 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 9 - Employee Retirement System (continued) Actuarial Assumptions (continued) Salary increases were based on a service-related table. Mortality rates for active members, retirees, and beneficiaries were based on the gender-distinct RP2000 Combined Healthy Mortality Table, with male rates multiplied by 109% and female rates multiplied by 103%. The rates are projected on a fully generational basis by scale BB to account for future mortality improvements. For disabled annuitants, the gender-distinct RP2000 Disabled Retiree Mortality Table is used, with slight adjustments. These actuarial assumptions were developed primarily from the actuarial investigation of the experience of TMRS over the four year period from December 31, 2010 to December 31, 2014. They were adopted in 2015 and first used in the December 31, 2015 actuarial valuation. The post-retirement mortality assumption for healthy annuitants and Annuity Purchase Rate (APRs) are based on the Mortality Experience Investigation Study covering 2009 through 2011 and dated December 31, 2013. In conjunction with these changes first used in the December 31, 2013 valuation, the System adopted the Entry Age Normal actuarial cost method and a one-time change to the amortization policy. Assumptions are reviewed annually. No additional changes were made for the 2018 valuation. The long-term expected rate of return on pension plan investments is 6.75%. The pension plan’s policy in regard to the allocation of invested assets is established and may be amended by the TMRS Board of Trustees. Plan assets are managed on a total return basis with an emphasis on both capital appreciation as well as the production of income, in order to satisfy the short -term and long-term funding needs of TMRS. The long-term expected rate of return on pension plan investments was determined using a building- block method in which best estimate ranges of expected future real rates of return (expected returns, net of pension plan investment expense and inflation) are developed for each major asset class. These ranges are combined to produce the long -term expected rate of return by weighting the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. The target allocation and best estimates of arithmetic real rates of return for each major asset class are summarized in the following table: Long-Term Expected Real Rate of Return Asset Class Target Allocation (Arithmetic) U.S. equities 17.5% 4.30% International equities 17.5% 6.10% Core fixed income 10.0% 1.00% Non-core fixed income 20.0% 3.39% Real estate 10.0% 3.78% Real return 10.0% 4.44% Absolute return 10.0% 3.56% Private equity 5.0% 7.75% Total 100.0% Page 114 of 249 68 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 9 - Employee Retirement System (continued) Discount Rate The discount rate used to measure the Total Pension Liability was 6.75%. The projection of cash flows used to determine the discount rate assumed that employee contributions will remain at the current 7% and employer contributions will be made at the rates specified in statute. Based on that assumption, the pension plan’s Fiduciary Net Position was projected to be available to make all projected future benefit payments of current plan members. Therefore, the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the Total Pension Liability. Changes in the Net Pension Liability Total Pension Plan Fiduciary Net Pension Liability Net Position Liability (a) (b) (a) - (b) Balance at 12/31/2017 $ 145,424,516 $ 127,368,923 $ 18,055,593 Changes for the year: Service cost 7,869,363 - 7,869,363 Interest 9,914,570 - 9,914,570 Difference between expected and actual experience 41,404 - 41,404 Changes in assumptions - - - Contributions - employer - 6,225,163 (6,225,163) Contributions - employee - 3,216,353 (3,216,353) Net investment income - (3,818,135) 3,818,135 Benefit payments, including refunds, of employee contributions (4,953,354) (4,953,354) - Administrative expense - (73,737) 73,737 Other charges - (3,853) 3,853 Net changes 12,871,983 592,437 12,279,546 Balance at 12/31/2018 $ 158,296,499 $ 127,961,360 $ 30,335,139 The following presents the net pension liability of the City, calculated using the discount rate of 6.75%, as well as what the City’s net pension liability would be if it were calculated using a discount rate that is 1-percentage-point lower (5.75%) or 1-percentage-point higher (7.75%) than the current rate: 1% Decrease Current Single Rate Assumption 1% Increase to 5.75% 6.75% to 7.75% City's net pension liability $ 57,412,147 $ 30,335,139 $ 8,624,573 Page 115 of 249 69 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 9 - Employee Retirement System (continued) Pension Plan Fiduciary Net Position Detailed information about the pension plan’s Fiduciary Net Position is available in a separately-issued TMRS financial report. That report may be obtained on the Internet at www.tmrs.com. Pension Expense and Deferred Outflows of Resources Related to Pensions For the year ended September 30, 2019, the City recognized pension expense of $8,840,233. At September 30, 2019, the City reported deferred outflows and inflows of resources related to pensions from the following sources: Differences between actuarial Deferred Outflows of Resources Deferred Inflows of Resources Contributions subsequent to Deferred outflows of resources related to pensions resulting from contributions subsequent to the measurement date of $4,937,786 will be recognized as a reduction of the net pension liability for the measurement year ending December 31, 2019 (i.e. recognized in the city’s financial statements September 30, 2020). Other amounts reported as deferred outflows and inflows of resources related to pensions will be recognized in pension expense as follows: Fiscal Year Net Deferred Outflows (Inflows) of Resources 2020 $ 2,573,766 2021 1,241,050 2022 1,085,036 2023 2,494,265 2024 4,569 Total $ 7,398,686 assumptions and actual experience $ 866,010 $ - Changes in actuarial assumptions used Differences between projected and actual investment earnings - 87,868 6,620,544 - the measurement date 4,937,786 - Total $ 12,424,340 $ 87,868 Page 116 of 249 70 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 10 - Other Post-Employment Benefits TMRS Supplemental Death Benefits Fund Benefit Plan Description The City also participates in the cost sharing multiple-employer defined benefit group-term life insurance plan operated by the Texas Municipal Retirement System (TMRS) known as the Supplemental Death Benefits Fund (SDBF). The City elected, by ordinance, to provide group-term life insurance coverage to both current and retired employees. The City may terminate coverage under and discontinue participation in the SDBF by adopting an ordinance before November 1 of any year to be effective the following January 1. The death benefit for active employees provides a lump-sum payment approximately equal to the employee’s annual salary (calculated based on the employee’s actual earnings, for the 12-month period preceding the month of death); retired employees are insured for $7,500; this coverage is another post- employment benefit (OPEB). As the SDBF covers both active and retiree participants, with no segregation of assets, the SDBF is considered to be an unfunded OPEB plan (i.e. no assets are accumulated). Membership in the plan as of the measurement date of December 31, 2018 was as follows: Inactive employees currently receiving benefits 160 Inactive employees entitled to but not yet receiving benefits 102 Active employees 681 Total 943 Contributions Contributions are made monthly based on the covered payroll of employee members of the participating member city. The contractually required contribution rate is determined annually for each city (currently 0.12% of covered payroll). The rate is based on the mortality and service experience of all employees covered by the SDBF and the demographics specific to the workforce of the city. There is a one-year delay between the actuarial valuation that serves as the basis for the employer contribution rate and the calendar year when the rate goes into effect. The funding policy of this plan is to assure that adequate resources are available to meet all death benefit payments for the upcoming year; the intent is not to prefund retiree term life insurance during employees’ entire careers. As such, contributions are utilized to fund active member deaths on a pay-as-you-go basis; any excess contributions and investment income over payments then become net position available for benefits. Discount Rate The TMRS SDBF program is treated as unfunded OPEB plan because the SDBF trust covers both active employees and retirees and the assets are not segregated for these groups. Under GASB Statement No. 75, the discount rate for an unfunded OPEB plan should be based on 20-year tax-exempt AA or higher Municipal Bonds. Therefore, a discount rate of 3.71% based on the 20 Year Bond GO Index published by bondbuyer.com is used as of the measurement date of December 31, 2018. Page 117 of 249 71 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 10 - Other Post-Employment Benefits (continued) TMRS Supplemental Death Benefits Fund (continued) Plan Assets There are no plan assets accumulated in a trust that meets the criteria in paragraph 4 of GASB Statement No. 75. Actuarial Assumptions The City’s total OPEB liability was measured at December 31, 2018 and was determined by an actuarial valuation as of that date using the following actuarial assumptions: Valuation Date: December 31, 2018 Methods and Assumptions: Inflation: 2.50% Salary Increases: 3.50% to 10.50%, including inflation Discount rate: 3.71%. The discount rate was based on the Fidelity Index’s “20- Year Municipal GO AA Index” rate as of December 31, 2017. Retirees’ share of benefit related costs: $0 Administrative expenses: All administrative expenses are paid through the Pension Trust and accounted for under reporting requirements under GASB Statement No. 68. Mortality rates – service retirees: RP2000 Combined Mortality Table with Blue Collar Adjustment with male rates multiplied by 109% and female rates multiplied by 103% and projected on a fully generational basis with scale BB. Mortality rates – disabled retirees: RP2000 Combined Mortality Table with Blue Collar Adjustment with male rates multiplied by 109% and female rates multiplied by 103% with a 3 year set-forward for both males and females. The rates are projected on a fully generational basis with scale BB to account for future mortality improvements subject to the 3% floor. Other Information The actuarial assumptions used in the December 31, 2018 valuation were based on the results of an actuarial experience study for the period December 31, 2010 to December 31, 2014. Changes in the Total OPEB Liability Service cost $ 82,690 Interest 41,463 Difference between expected and actual experience 143,594 Changes of assumptions (99,775) Benefit payments (4,594) Net change in total OPEB liability 163,378 Total OPEB liability - beginning 1,213,598 Total OPEB liability - ending $ 1,376,976 Page 118 of 249 72 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 10 - Other Post-Employment Benefits (continued) TMRS Supplemental Death Benefits Fund (continued) Sensitivity Analysis The following presents the total OPEB liability of the employer, calculated using the discount rate of 3.71%, as well as what the City’s total OPEB liability would be if it were calculated using a discount rate that is 1 percentage point lower (2.71%) or 1 percentage point higher (4.71%) than the current rate. Note that the healthcare cost trend rate does not affect the total OPEB liability, so sensitivity to the healthcare cost trend rate is not shown. 1% Decrease to 2.71% Current Discount Rate Assumption 3.71% 1% Increase to 4.71% $ 1,648,801 $ 1,376,976 $ 1,169,863 OPEB Expense and Deferred Outflows of Resources and Deferred Inflows of Resources Related to OPEB Activity For the year ended September 30, 2019, the City recognized OPEB expense of $145,734. As of September 30, 2019, the City reported deferred outflows of resources related to OPEB from the following sources: Deferred Deferred Outflows of Inflows of Resources Resources Differences between expected and actual experience $ 123,623 $ - Changes assumptions 80,375 85,898 Contributions subsequent to the measurement date 3,706 - Total $ 207,704 $ 85,898 The $3,706 reported as deferred outflows of resources related to OPEB resulting from City contributions subsequent to the measurement date will be recognized as a reduction of the total OPEB liability in the year ending September 30, 2020. Amounts currently reported as deferred outflows of resources related to OPEB, excluding contributions subsequent to the measurement date, will be recognized in OPEB expense as follows: Net deferred Fiscal Year outflows (inflows) of resources 2020 $ 21,581 2021 21,581 2022 21,581 2023 21,581 2024 21,581 Thereafter 10,195 Total $ 118,100 Page 119 of 249 73 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 10 - Other Post-Employment Benefits (continued) Retiree Health Care Plan (RHCP) Plan Description The City’s defined benefit OPEB plan, City of Pearland Retiree Health Care Plan (RHCP), provides OPEB through an implicit healthcare premium for retirees for all permanent full-time employees of the City. RHCP is a single-employer defined benefit OPEB plan administered by the City. At this time, no assets are accumulated in a trust to fund the future requirements of the RHCP. Benefits provided Retirees who are entitled to receive retirement benefits under the City’s retirement plan may purchase continued health benefits coverage for the retiree and the retiree’s dependents, but shall pay 100% of the premium for coverage. The retiree, however, is able to receive a lower rate by participating in the City’s plan as opposed to individually purchasing health insurance. The City’s coverage is secondary to Medicare when the person becomes eligible for these benefits. Employees covered by benefit terms. At October 1, 2017, the actuarial valuation date, the following employees were covered by the benefit terms: Inactive employees or beneficiaries currently receiving benefit payments: 8 Inactive employees entitled to but not yet receiving benefit payments: 0 Active employees: 643 Total 651 Total OPEB Liability The City’s total OPEB liability of $4,415,018 was measured as of September 30, 2019, and was determined by an actuarial valuation as of October 1, 2017. Actuarial assumptions and methods The total OPEB liability was determined using the following actuarial assumptions, applied to all periods included in the measurement, unless otherwise specified: Valuation Date: October 1, 2017 Measurement Date: September 30, 2019 Methods and Assumptions: Discount Rate: 3.58% per annum, which includes inflation Inflation: 2.50% per annum Salary Increases: 3.00% average which includes inflation Healthcare cost trend rates: 5.70% initial medical trend rate for retirees decreasing to an ultimate rate of 3.81% in the year 2073 Mortality rates were updated and are based upon the RP-2014h sex distinct mortality improvement table with generational mortality improvement scale MP-2018. Page 120 of 249 74 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 10 - Other Post-Employment Benefits (continued) Retiree Health Care Plan (RHCP) (continued) Discount Rate The discount rate of 3.58% is based upon the yield of 20-year tax-exempt general obligation municipal bonds with an average rating of AA/Aa or higher. The other financial assumptions for long-term inflation, payroll growth, and salary scale were taken from the TMRS actuary study. The per capita claims costs and how these costs are expected to escalate in the future were set by HUB International who develops the funding rates. Plan Assets There are no plan assets accumulated in a trust that meets the criteria in paragraph 4 of GASB Statement No. 75. Changes in the Total OPEB Liability The retiree medical plan sponsored by the City is offered to all former employees who satisfy the retirement eligibility provisions of the plan, however only a grandfathered group of employees and retirees are eligible for a subsidy which is based upon accrued service with the City as of October 1, 2006 and or the number of years of City service at retirement. The following table shows the changes in total OPEB liability: Service cost $ 295,552 Interest 157,119 Changes of assumptions 101,145 Benefit payments (66,167) Net change in total OPEB liability 487,649 Total OPEB liability at 9/30/2018 3,927,369 Total OPEB liability at 9/30/2019 $ 4,415,018 Assumption Changes. Since the prior full valuation as of October 1, 2017, the mortality improvement scale was updated from MP-2016 to the MP-2018 table. Also, the per capita claims costs and trend were updated to reflect recent experience and the discount rate was decreased from 3.75% to 3.58% Sensitivity of the total OPEB liability to changes in the discount rate The following presents the plan’s total OPEB liability, calculated using a discount rate of 3.75%, as well as what the plan’s total OPEB liability would be if it were calculated using a discount rate that is one percent lower or one percent higher: 1% Decrease to 2.58% Current Discount Rate Assumption 3.58% 1% Increase to 4.58% $ 4,940,170 $ 4,415,018 $ 3,946,749 Page 121 of 249 75 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 10 - Other Post-Employment Benefits (continued) Retiree Health Care Plan (RHCP) (continued) Sensitivity of the total OPEB liability to changes in the healthcare cost trend rates The following presents the plan’s total OPEB liability, calculated using the assumed trend rates as well as what the plan’s total OPEB liability would be if it were calculated using a trend rate that is one percent lower or one percent higher: Current Healthcare Cost Trend Rate 1% Decrease to Assumption 1% Increase to 4.21% 5.21% 6.21% $ 3,738,164 $ 4,415,018 $ 5,241,730 OPEB Expense and Deferred Outflows of Resources and Deferred Inflows of Resources Related to OPEB For the year ended September 30, 2019, the City recognized OPEB expense of $524,959. At September 30, 2019, the City reported deferred outflows of resources and deferred inflows of resources related to OPEB from the following sources: Differences between Deferred Outflows of Resources Deferred Inflows of Resources expected and actual experience $ 258,451 $ - Changes assumptions 117,441 - Total $ 375,892 $ - Amounts currently reported as deferred outflows of resources related to OPEB, excluding contributions subsequent to the measurement date, will be recognized in OPEB expense as follows: Fiscal Year Net deferred outflows (inflow s) of resources 2020 72,288 2021 72,288 2022 72,288 2023 72,288 2024 72,289 Thereafter 14,451 Total $ 375,892 Page 122 of 249 76 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 11 - Commitments and Contingencies Litigation and Other Contingencies The City was involved in various lawsuits and arbitration proceedings at September 30, 2019. The City and its legal counsel believe that any amounts which the City might ultimately be required to pay will not exceed underlying insurance coverage. Reimbursements due to Developers/Business Assistance Pursuant to the Local Government Code, the Economic Development Corporation offers incentives to attract and retain businesses to Pearland. The following are the current incentives. Original Amounts Paid Outstanding Current Incentives Amount Prior Years Current Year Balance KS Management-Grant $ 2,663,000 $ 1,183,560 $ 295,890 $ 1,183,550 KS Management-Sales Tax 600,000 66,196 19,340 514,464 Base Pair 2017 60,000 30,000 15,000 15,000 FloWorks Intl. (Shale-Inland) 350,000 210,000 - 140,000 M&S Logistics 60,000 38,000 - 22,000 Tool Flo 1,152,000 152,000 596,000 404,000 Lonza Phase 1 600,000 - 300,000 300,000 Lonza Phase 2 750,000 - - 750,000 Adient Medical 40,000 10,000 - 30,000 Endress+Hauser 525,000 - - 525,000 Keystone 189,000 - - 189,000 Diamond Bolt 27,500 27,500 - - MHI 250,000 - - 250,000 Graham Ventures - Code Ninja 406,000 - - 406,000 Wilmar Oleo NA 116,000 - - 116,000 $ 7,788,500 $ 1,717,256 $ 1,226,230 $ 4,845,014 Lower Kirby Urban Center Master Plan On June 10, 2013 Pearland adopted a 20/20 Strategic Plan to create a vision for the community’s future growth. One of the strategies was to implement plans to develop the Lower Kirby Urban Center as Pearland’s most intensive mixed-use employment, residential, and entertainment district. The Lower Kirby Master Plan identified $48 million in priority construction projects that include drainage, water, sewer, streets, traffic, sidewalks, and streetscape necessary to facilitate development of the area. On March 10, 2014, the City entered into a Master Financing Agreement with Lower Kirby Pearland Management District and Pearland Municipal Management District which outlines the process for the City to advance funds to the District(s) in order to facilitate the development. The City will be reimbursed from the District(s) from bond sales as the area is developed and the Districts’ taxable values support bond issuances. Each project is taken on a case by case basis and is approved via a Letter of Financing Agreement (LFA). Page 123 of 249 77 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 11 - Commitments and Contingencies (continued) The following LFA’s have been approved by and between the City and the LKMD and the PMMD#1. The City had receivable balances at September 30, 2019 of $3,421,643 relating to these LFA’s. 3/10/2014 Cost Lower Kirby Pearland Management District Pearland Municipal Management District #1 Detention Pond $ 1,947,753 0.0% $ - 27.7% $ 539,528 Master Drainage Plan 127,410 0.0% - 30.8% 39,268 Regional Drainage Plan 183,031 0.0% - 23.9% 43,717 Subtotal - 622,513 8/24/2015 South Spectrum PER $ 214,137 57.4% - 40.2% 86,124 9/12/2015 North Spectrum Traffic Signal 4/26/2016 TxDOT Ditch Acquisition 2/28/2017 South Spectrum West 5/8/2017 West Conveyance Pond 7/10/2017 288 Waterline & LK Park Improvements 5/8/2019 LK Regional Detention Property Acquisition $ 318,525 $ 400,000 $ 5,755,789 $ 277,000 $ 1,189,000 $ 32,097 100.0% - 0.0% - 73.0% 292,000 27.0% 108,000 0.0% - 21.3% 1,228,378 0.0% - 88.8% 246,044 100.0% 1,189,000 0.0% - 0.0% - 100.0% 32,097 Total $ 1,481,000 $ 2,323,156 City funding for these LFA’s is via Reimbursement Agreements with the Pearland Economic Development Corporation, whereby the City gets reimbursed for the cost of these projects by the Corporation; so that the City is not actually out any dollars. Chapter 380 Economic Development Agreements The City had two sales tax incentive agreements in effect during the current fiscal year with Kelsey-Seybold and Costco Wholesale Corporation. The City’s legal obligations and limitations relating to the sales tax incentive agreements are outlined by the Texas Local Government Code, Title 12, Subtitle A, Chapter 380, Miscellaneous Provisions Relating to Municipal Planning and Development. Kelsey-Seybold (Kelsey) is a large multi-specialty clinic system located in the Greater Houston area and is Houston’s largest and most renowned private multi-specialty physician group. The Kelsey System is a major provider of healthcare for NASA and a center for healthcare research. The City of Pearland and Pearland Economic Development Corporation made certain agreements with Kelsey to relocate its administrative headquarters to Shadow Creek Ranch in Pearland. The headquarters is located in a four story, 170,000-square-foot building at the intersection of Shadow Creek Parkway and Kirby Drive. The headquarters had a cost of $36 million, including the costs for equipment, construction, and fees. Construction began in May 2012 and Kelsey began operations at the site in October 2013. The City of Pearland and the Pearland Economic Development Corporation (PEDC) each have a 10- year sales tax incentive agreement with Kelsey that allows Kelsey to receive an incentive of 60% of the sales tax remitted by Kelsey and its vendors. The agreements with the City and the PEDC requires Kelsey to maintain a minimum of 600 jobs to be in place as an eligibility factor. To date the City and the PEDC have paid $312,826 in sales tax incentives. Page 124 of 249 78 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 11 - Commitments and Contingencies (continued) Chapter 380 Economic Development Agreements (continued) Costco Wholesale Corporation is a membership warehouse club that provides a wide selection of merchandise. As of 2014, it is the second largest retailer in the United States and the third largest in the world, and the largest membership warehouse club chain in the United States. The City of Pearland agreed to provide Costco incentives to build a 150,000 square-foot retail warehouse with an attached tire center and free-standing fuel facility. Total investment was estimated at $33.7M and the project created approximately 75 full-time and 75 part-time jobs. The agreement with Costco and the City of Pearland is to refund Costco a portion of the 1.0% of sales tax collected by the City at the business location for a period not to exceed 10 years and an amount not to exceed $750,000. Costco opened in November 2015, with the first payment made in fiscal year 2016. To date, the City has paid $488,580 in sales tax incentives. Note 12 - Risk Management The City is exposed to various risks of loss related to torts: theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. The City’s risk management program mainly encompasses obtaining property and liability insurance through Texas Municipal League’s Intergovernmental Risk-Pool (TML-IRP), and through commercial insurance carriers. The participation of the City in TML-IRP is limited to payment of premiums. The City has not had any significant reduction in insurance coverage, and the amounts of insurance settlements have not exceeded insurance coverage for any of the last three years. The City also provides Workers’ Compensation insurance on its employees through TML-Workers’ Compensation Fund. Workers’ Compensation premiums are subject to change when audited by TML Workers’ Compensation Fund. At fiscal year-end September 30, 2019, the City believed the amounts paid on Workers’ Compensation would not change significantly from the amounts recorded. Note 13 - Capital Lease The City has a 20-year agreement to lease a facility to the University of Houston Clear Lake (UHCL), which commenced in July 2010. Rent or lease payments are broken into two parts, debt service and operating. For accounting purposes the City has classified the lease as a direct financing lease. Because this lease is recorded in a governmental fund, the receivable is deferred and the distinction between a sales and direct financing lease is not relevant at the fund level. UHCL has an option to purchase the facility upon the commencement date of July 2010 until the 61st day preceding the 20th anniversary of the commencement date. Page 125 of 249 79 City of Pearland 2019 CAFR CITY OF PEARL AND, TEXAS NOTES TO FINANCIAL STATEMENTS (continued) Note 13 - Capital Lease (continued) The lease payments related to debt service to be received coincide with debt service payments the City is required to make on a bond that matures on March 1, 2029. At September 30, 2019, the future minimum debt service lease payments to be received under the lease are as follows: Fiscal year ending September 30, Payment 2020 $ 771,581 2021 757,155 2022 737,205 2023 716,401 2024 695,169 2025-2029 3,131,979 Total $ 6,809,490 Note 14 - Prior Period Adjustments In the current fiscal year, it came to management’s attention that a liability, representing surcharges billed and collected and belonging to another entity, was understated. As a result, the beginning net position of the City’s business-type activities and water and sewer fund have been restated on the statement of activities (business-type activities) and statement of revenues, expenses and changes in net position (water and sewer fund) to reflect the increase to this liability balance. Net position at September 30, 2018, as previously reported Statement of Activities Business-type Activities $ 245,096,762 Statement of Revenues, Expenses and Changes in Net Position Water and Sewer Fund $ 245,844,010 Increase in liability balance (2,045,898) (2,045,898) Net position at October 1, 2018, as restated $ 243,050,864 $ 243,798,112 Note 15 - Subsequent Event In November 2019, the Development Authority of Pearland issued $4,255,000 Tax Increment Contract Revenue Bonds, Series 2019 to be used for developer reimbursement. Page 126 of 249 80 City of Pearland 2019 CAFR Page 127 of 249 81 City of Pearland 2019 CAFR Required Supplementary Information Page 128 of 249 82 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES – BUDGET AND ACTUAL GENERAL FUND For the Year Ended September 30, 2019 Budgeted Amounts Variance with Final Budget - Positive Adopted Amended Actual (Negative) Revenues Property taxes $ 21,332,769 $ 22,952,305 $ 23,098,212 $ 145,907 Sales and use taxes 22,855,294 22,438,980 22,427,733 (11,247) Franchise fees 7,296,694 7,272,488 7,244,497 (27,991) Licenses and permits 3,785,535 3,882,850 4,198,551 315,701 Fees and forfeitures 2,110,750 2,452,750 2,528,927 76,177 Charges for services 17,617,566 16,899,459 17,149,571 250,112 Investment earnings 250,000 537,000 750,827 213,827 Intergovernmental - - - - Other 983,806 1,150,895 1,167,832 16,937 Total Revenues 76,232,414 77,586,727 78,566,150 979,423 Expenditures Current: General government 9,946,347 10,494,725 10,288,113 206,612 Public safety 43,628,984 43,661,567 42,509,295 1,152,272 Public works 12,085,452 13,062,901 12,154,279 908,622 Community services 4,282,923 4,141,916 3,890,941 250,975 Parks and recreation Debt Service: Principal 6,256,810 520,496 6,133,683 520,496 5,892,670 528,212 241,013 (7,716) Interest and other charges 22,355 22,355 14,638 7,717 Capital outlay 425,638 908,188 753,529 154,659 Total Expenditures Excess (deficiency) of revenues over expenditures 77,169,005 (936,591) 78,945,831 (1,359,104) 76,031,677 2,534,473 2,914,154 3,893,577 Other Financing Sources (Uses) Transfers in 4,560,460 4,674,460 4,674,460 - Transfers out (3,254,107) (3,811,203) (3,994,725) (183,522) Total Other Financing Sources (Uses) 1,306,353 863,257 679,735 (183,522) Net change in fund balances 369,762 (495,847) 3,214,208 3,710,055 Fund balances, beginning 13,987,642 13,987,642 13,987,642 - Fund balances, ending $ 14,357,404 $ 13,491,795 $ 17,201,850 $ 3,710,055 Page 129 of 249 83 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NOTES TO REQUIRED SUPPLEMENTARY BUDGET INFORMATION Budgetary Compliance The City has complied with all material budget requirements for the year ended September 30, 2019. Annual appropriated budgets are adopted for the General, Special Revenue and Debt Service Funds, using the same basis of accounting as for financial reporting. All annual appropriations lapse at fiscal year-end. Project length budgets are adopted for the Capital Project Funds. The City, for management control, approves a financial plan for the Enterprise Fund. Expenditures may not legally exceed budgeted appropriations at the fund level (i.e. General Fund, Debt Service Fund, etc.). Expenditure requests, which would require an increase in total budgeted appropriations, must be approved by City Council through a formal budget amendment. At any time in the fiscal year, the Council may make emergency appropriations to meet a pressing need for public expenditure in order to protect the public health, safety, or welfare. The Council has the power to transfer any unencumbered funds allocated by the budget from one activity, function, or department, to another activity, function, or department, to re-estimate revenues and expenditures, and to amend the budget. Because City Council adopts the budget at the fund level, management has the authority to transfer available funds allocated by the budget from one function/department or activity to another function or activity within the same department. In cooperation with the directors and department heads of the City, the Budget Officer, the Director of Finance and the City Manager prepare an annual budget for the General Fund, Special Revenue Funds and Debt Service Fund for the ensuing fiscal year, in a form and style as deemed desirable by the City Manager. The City Manager shall submit to the Council, for its review, consideration, and revision, both a letter describing the proposed new budget, as well as a balanced budget for the forthcoming fiscal year, between 60 (sixty) and 90 (ninety) days prior to the beginning of the fiscal year. The budget, as adopted, must set forth the appropriations for services, functions, and activities of the various City departments and agencies, and shall meet all fund requirements provided by law and required by bond covenants. Capital projects are budgeted on a project-length basis. Amounts reported in the accompanying financial statements represent the budgeted amount with all supplemental appropriations. Page 130 of 249 84 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS SCHEDULE OF CHANGES IN NET PENSION LIABILITY AND RELATED RATIOS TEXAS MUNICIPAL RETIREMENT SYSTEM Last Five Measurement Years 2018 2017 2016 2015 2014 Service cost $ 7,869,363 $ 7,548,267 $ 6,756,543 $ 6,035,636 $ 5,118,873 Interest 9,914,570 9,064,733 8,166,924 7,679,417 7,010,813 Changes of benefit terms Difference between expected and actual experience 41,404 33,887 1,159,738 846,833 241,450 Change in assumptions - - - (304,820) - Benefit payments, including refunds of employee contributions (4,953,354) (3,481,143) (2,875,256) (3,808,062) (2,729,973) Net change in total pension liability 12,871,983 13,165,744 13,207,949 10,449,004 9,641,163 Total pension liability - beginning 145,424,516 132,258,772 119,050,823 108,601,188 98,960,025 Total pension liability - ending (a) $ 158,296,499 $ 145,424,516 $ 132,258,772 $ 119,050,192 $ 108,601,188 Plan fiduciary net position: Contributions - employer $ 6,225,163 $ 5,991,467 $ 5,253,253 $ 4,786,602 $ 4,339,785 Contributions - employee 3,216,353 3,081,580 2,749,756 2,498,961 2,355,095 Net investment income (3,818,135) 14,836,941 6,458,752 135,758 4,766,828 Benefit payments, including refunds of employee contributions (4,953,354) (3,481,143) (2,875,256) (3,808,062) (2,729,973) Administrative expense (73,737) (76,869) (72,899) (82,673) (49,756) Other (3,853) (3,896) (3,927) (4,082) (4,091) Net change in plan fiduciary net position 592,437 20,348,080 11,509,679 3,526,504 8,677,888 Plan fiduciary net position - beginning 127,368,923 107,020,843 95,511,165 91,984,661 83,306,773 Plan fiduciary net position - ending (b) 127,961,360 127,368,923 107,020,844 95,511,165 91,984,661 Net pension liability - ending (a) - (b) $ 30,335,139 $ 18,055,593 $ 25,237,928 $ 23,539,027 $ 16,616,527 Plan fiduciary net position as a percentage of total pension liability 80.84% 87.58% 80.92% 80.23% 84.70% Covered employee payroll $ 45,939,075 $ 44,013,221 $ 39,282,225 $ 35,545,557 $ 33,615,923 Net pension liability as a percentage of covered payroll 66.03% 41.02% 64.25% 66.22% 49.43% Notes to the Required Supplementary Information Amounts presented are for each measurement year, which end the preceding December 31 of the City's fiscal year end. Net pension liability is calculated using a new methodology and will be presented prospectively in accordance with GASB 68. Ten years of data should be presented in this schedule but data was unavailable prior to 2014. Page 131 of 249 85 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS SCHEDULE OF CONTRIBUTIONS TEXAS MUNICIPAL RETIREMENT SYSTEM Last Ten Fiscal Years 2019 2018 2017 2016 2015 Actuarially determined contribution $ 6,461,150 $ 6,072,762 $ 5,924,405 $ 5,295,359 $ 4,600,419 Contribution in relation of the actuarially determined contribution $ 6,461,150 $ 6,072,762 $ 5,924,405 $ 5,295,359 $ 4,600,419 Contribution deficiency (excess) - - - - - Covered payroll $ 48,297,918 $ 44,772,623 $ 43,703,166 $ 39,566,838 $ 34,650,598 Contributions as a percentage of covered payroll 13.4% 13.6% 13.6% 13.4% 13.3% 2014 2013 2012 2011 2010 Actuarially determined contribution $ 4,311,811 $ 3,780,847 $ 3,518,289 $ 3,302,952 $ 2,995,119 Contribution in relation of the actuarially determined contribution $ 4,311,811 $ 3,780,847 $ 3,518,289 $ 3,302,952 $ 2,995,119 Contribution deficiency (excess) - - - - - Covered payroll $ 30,580,987 $ 28,876,260 $ 27,756,555 $ 26,871,670 $ 25,519,548 Contributions as a percentage of covered payroll 14.1% 13.1% 12.7% 12.3% 11.7% NOTES TO REQUIRED PENSION SYSTEM SUPPLEMENTARY INFORMATION Valuation Date: Notes: Actuarial determined contribution rates are calculated as of December 31 and become effective in January 13 months later. Methods and Assumptions Used to Determine Contribution Rates: Actuarial Cost Method: Entry Age Normal Amortization Method: Level Percentage of Payroll, Closed Remaining Amortization Period: 27 years Asset Valuation Method: 10 Year smoothed market; 15% soft corridor Inflation: 2.50% Salary Increases: 3.50% to 10.50% including inflation Investment Rate of Return: 6.75% Retirement Age: Experience-based table of rates that are specific to the City's plan of benefits. Last updated for the 2015 valuation pursuant to an experience study of the period 2010 – 2014. Mortality: RP2000 Combined Mortality Table with Blue Collar Adjustment with male rates multiplied by 109% and female rates multiplied by 103% and projected on a fully generational basis with scale BB. Other Information: Notes: There were no benefit changes during the year. Page 132 of 249 86 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS SCHEDULE OF CHANGES IN THE TOTAL OPEB LIABILITY AND RELATED RATIOS TEXAS MUNICIPAL RETIREMENT SYSTEM SUPPLEMENTAL DEATH BENEFITS FUND Last Two Measurement Years 2018 2017 Service cost $ 82,690 $ 66,020 Interest 41,463 39,025 Difference between expected and actual experience 143,594 - Changes of assumptions (99,775) 111,349 Benefit payments (4,594) (4,401) Net change in total OPEB liability 163,378 211,993 Total OPEB liability - beginning 1,213,598 1,001,605 Total OPEB liability - ending $ 1,376,976 $ 1,213,598 Covered payroll $ 45,939,075 $ 44,013,221 Total OPEB liability as a percentage of covered payroll 3.00% 2.76% Notes to the Required Supplementary Information Amounts presented are for each measurement year, which end the preceding December 31 of the City's fiscal year end. Total OPEB liability is calculated using a new methodology and will be presented prospectively in accordance with GASB 75. Ten years of data should be presented in this schedule but data was unavailable prior to 2017. There are no plan assets accumulated in a trust that meets the criteria in paragraph 4 of GASB Statement No. 75. Page 133 of 249 87 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS SCHEDULE OF CHANGES IN THE TOTAL OPEB LIABILITY AND RELATED RATIOS CITYOF PEARLAND RETIREMENT HEALTH CARE PLAN Last Two Measurement Year 2019 2018 Service cost $ 295,552 $ 456,161 Interest 157,119 240,852 Changes of benefit terms - (2,314,150) Difference between expected and actual experience - 361,831 Changes of assumptions 101,145 43,043 Benefit payments (66,167) (127,339) Net change in total OPEB liability 487,649 (1,339,602) Total OPEB liability - beginning 3,927,369 5,266,971 Total OPEB liability - ending $ 4,415,018 $ 3,927,369 Covered payroll $ 48,297,918 $ 44,772,623 Total OPEB liability as a percentage of covered payroll 9.14% 8.77% Notes to the Required Supplementary Information Amounts presented are for each measurement year, which is the same as the City's fiscal year end. Total OPEB liability is calculated using a new methodology and will be presented prospectively in accordance with GASB 75. Ten years of data should be presented in this schedule but data was unavailable prior to 2017. There are no plan assets accumulated in a trust that meets the criteria in paragraph 4 of GASB Statement No. 75. Assumption Changes Since the prior valuation, the mortality improvement scale was updated from MP-2016 to the MP-2018 table. Also, the per capita claims costs and trend were updated to reflect recent experience. Page 134 of 249 88 City of Pearland 2019 CAFR Page 135 of 249 89 City of Pearland 2019 CAFR Other Supplementary Information Page 136 of 249 90 City of Pearland 2019 CAFR Page 137 of 249 91 City of Pearland 2019 CAFR Combining and Individual Fund Statements and Schedules Page 138 of 249 92 City of Pearland 2019 CAFR Page 139 of 249 93 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NON-MAJOR GOVERNMENTAL FUNDS To account for the proceeds of specific revenue sources that, are legally restricted to expenditures for specific purposes. Hotel/Motel Tax Fund - A fund created to account for hotel/motel occupancy tax revenue. Court Security Fund - A fund created to account for the receipt and expenditure of revenues from court fines for court security. City-Wide Donation Fund - A fund created to account for miscellaneous donations for all city departments except parks. Court Technology Fund - This fund is used to account for the receipt and expenditure of revenues from court fines for court technology. Street Assessments Fund - A fund created to account for the revenue and expenditure of street assessments as approved by City Council for a designated street(s). Park Donation Fund - A fund used to account for park donations for park special events and development of parks. This fund also includes funds from tree trust donations. Police Seizure Fund - A fund created to account for state and federal seizure funds which are used solely for law enforcement purposes. Park and Recreation Development Fund - A fund created to account for the receipt and expenditure of payment in lieu of parkland for the development of parks. Sidewalk Fund - A fund created to account for resources designated for sidewalks. Grant Fund - A fund created to account for revenues and expenditures associated with federal, state, and local grants. Traffic Impact Improvement Fund - A fund created to account for resources and expenditures from traffic impact analysis. Juvenile Management Fund - A fund created to account for receipt and expenditure of revenues from court fines for juvenile case manager. Regional Detention Fund - A fund created to account for regional detention development. Educational TV Fund - A fund created to account for the revenues and expenditures associated with the purchase of equipment for public-access television broadcasting under rules set forth by the Federal Communications Commission (FCC). University of Houston (U of H) Fund - A fund created to account for lease revenues and the operating expenditures related to the University of Houston Clear Lake-Pearland Campus built by the City and leased to the University of Houston Clear Lake and the Pearland Economic Development Corporation. Page 140 of 249 94 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS COMBINING BALANCE SHEET NON-MAJOR GOVERNMENTAL FUNDS September 30, 2019 Page 1 of 4 Assets Hotel/Motel Tax Court Security City-Wide Donation Court Technology Cash and cash equivalents $ 1,157,688 $ 36,670 $ 162,485 $ 27,191 Investments 3,889,990 - - - Receivables (net of allowance for uncollectibles) 387,520 - - - Total Assets $ 5,435,198 $ 36,670 $ 162,485 $ 27,191 Liabilities Accounts payable $ 44,138 $ 363 $ - $ 400 Accrued expenditures 2,758 - - - Total Liabilities 46,896 363 - 400 Deferred Inflows of Resources Unavailable revenue Total Deferred Inflows of Resources - - - - - - - - Fund Balance Restricted for: Community development programs 5,388,302 36,307 - - Public safety - - 162,485 26,791 Capital improvements - - - - Unassigned - - - - Total Fund Balances 5,388,302 36,307 162,485 26,791 Total Liabilities, Deferred Inflows of Resources, and Fund Balances $ 5,435,198 $ 36,670 $ 162,485 $ 27,191 Page 141 of 249 95 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS COMBINING BALANCE SHEET NON-MAJOR GOVERNMENTAL FUNDS September 30, 2019 Page 2 of 4 Assets Street Assessments Park Donation Police Seizure Park and Recreation Development Cash and cash equivalents $ - $ 530,051 $ 282,728 $ 933,649 Investments - - - 246,292 Receivables (net of allowance for uncollectibles) 1,486,878 - - - Total Assets Liabilities Accounts payable Accrued expenditures - - - - Total Liabilities - 1 10,181 238,943 Deferred Inflows of Resources Unavailable revenue 1,486,878 - - - Total Deferred Inflows of Resources 1,486,878 - - - Fund Balance Restricted for: Community development programs - 530,050 - - Public safety - - 272,547 - Capital improvements - - - 940,998 Unassigned - - - - Total Fund Balances - 530,050 272,547 940,998 Total Liabilities, Deferred Inflows of Resources, and Fund Balances $ 1,486,878 $ 530,051 $ 282,728 $ 1,179,941 $ 1,486,878 $ 530,051 $ 282,728 $ 1,179,941 $ - $ 1 $ 10,181 $ 238,943 Page 142 of 249 96 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS COMBINING BALANCE SHEET NON-MAJOR GOVERNMENTAL FUNDS September 30, 2019 Page 3 of 4 Assets Sidewalk Grant Traffic Impact Improvement Juvenile Management Cash and cash equivalents $ 46,251 $ 260,427 $ 612,903 $ 43,192 Investments - - - - Receivables (net of allowance for uncollectibles) - 132,480 - - Total Assets Liabilities Accounts payable Accrued expenditures - - - - Total Liabilities - 25,729 - 1,095 Deferred Inflows of Resources Unavailable revenue - - - - Total Deferred Inflows of Resources - - - - Fund Balance Restricted for: Community development programs - 367,178 - - Public safety - - - 42,097 Capital improvements 46,251 - 612,903 - Unassigned - - - - Total Fund Balances 46,251 367,178 612,903 42,097 Total Liabilities, Deferred Inflows of Resources, and Fund Balances $ 46,251 $ 392,907 $ 612,903 $ 43,192 $ 46,251 $ 392,907 $ 612,903 $ 43,192 $ - $ 25,729 $ - $ 1,095 Page 143 of 249 97 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS COMBINING BALANCE SHEET NON-MAJOR GOVERNMENTAL FUNDS September 30, 2019 Page 4 of 4 Total Non-major Assets Regional Educational Detention TV Governmental U of H Funds Cash and cash equivalents $ - $ 214,171 $ - $ 4,307,406 Investments - 677,750 - 4,814,032 Receivables (net of allowance for uncollectibles) - 28,284 - 2,035,162 Total Assets $ - $ 920,205 $ - $ 11,156,600 Liabilities Accounts payable $ - $ 11,158 $ - $ 332,008 Accrued expenditures - - 27,299 30,057 Total Liabilities - 11,158 27,299 362,065 Deferred Inflows of Resources Unavailable revenue Total Deferred Inflows of Resources - - - - - 1,486,878 - 1,486,878 Fund Balance Restricted for: Community development programs - 909,047 - 7,230,884 Public safety - - - 503,920 Capital improvements - - 1,600,152 Unassigned - - (27,299) (27,299) Total Fund Balances - 909,047 (27,299) 9,307,657 Total Liabilities, Deferred Inflows of Resources, and Fund Balances $ - $ 920,205 $ - $ 11,156,600 Page 144 of 249 98 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES NON-MAJOR GOVERNMENTAL FUNDS For the Year Ended September 30, 2019 Page 1 of 4 Revenues Hotel/Motel Tax Court Security City-Wide Donation Court Technology Sales and use taxes $ 1,395,334 $ - $ - $ - Franchise fees - - - - Fines and forfeitures - 48,304 - 55,081 Charges for services - - - - Investment earnings 126,357 593 3,619 168 Intergovernmental - - - - Other 71,021 - 108,444 - Total Revenues Expenditures Current: 1,592,712 48,897 112,063 55,249 General government 865,023 - - - Public safety - - 3,723 - Community services - 38,256 - 33,373 Parks and recreation - - - - Capital outlay - - 44,456 - Total Expenditures Excess (deficiency) of revenues over expenditures 865,023 727,689 38,256 10,641 48,179 63,884 33,373 21,876 Other Financing Sources (Uses) Transfers in Transfers out (665) - - - Total Other Financing Sources (Uses) (665) - - - Net change in fund balances 727,024 10,641 63,884 21,876 Fund balances - beginning 4,661,278 25,666 98,601 4,915 Fund balances - ending $ 5,388,302 $ 36,307 $ 162,485 $ 26,791 Page 145 of 249 99 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES NON-MAJOR GOVERNMENTAL FUNDS For the Year Ended September 30, 2019 Page 2 of 4 Revenues Street Park Assessments Donation Police Seizure Park and Recreation Development Sales and use taxes $ - $ - $ - $ - Franchise fees - - - - Fines and forfeitures - - - - Charges for services - 44,850 - - Investment earnings - 14,409 8,019 40,969 Intergovernmental - - - - Other - 96,648 54,300 581,017 Total Revenues Expenditures Current: - 155,907 62,319 621,986 General government - - - - Public safety - - 17,724 - Community services - - - - Parks and recreation - 142,584 - 29,873 Capital outlay - - 146,657 494,732 Total Expenditures Excess (deficiency) of revenues over expenditures - 142,584 - 13,323 164,381 (102,062) 524,605 97,381 Other Financing Sources (Uses) Transfers in Transfers out - - - (162,000) Total Other Financing Sources (Uses) - - - (162,000) Net change in fund balances - 13,323 (102,062) (64,619) Fund balances - beginning - 516,727 374,609 1,005,617 Fund balances - ending $ - $ 530,050 $ 272,547 $ 940,998 Page 146 of 249 CITY OF PEARLAND, TEXAS COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES NON-MAJOR GOVERNMENTAL FUNDS For the Year Ended September 30, 2019 Page 3 of 4 100 City of Pearland 2019 CAFR Revenues Sidewalk Grant Traffic Impact Improvement Juvenile Management Sales and use taxes $ - $ - $ - $ - Franchise fees - - - - Fines and forfeitures - - - 79,509 Charges for services 43,814 - - - Investment earnings 191 2,245 15,855 990 Intergovernmental - 690,267 - - Other - 6,311 - - Total Revenues Expenditures Current: 44,005 698,823 15,855 80,499 General government - 9,548 - - Public safety - 184,844 - - Community services - 112,981 - 66,009 Parks and recreation - - - - Capital outlay - - - - Total Expenditures Excess (deficiency) of revenues over expenditures - 44,005 307,373 391,450 - 15,855 66,009 14,490 Other Financing Sources (Uses) Transfers in Transfers out (4,220) - (1,141) - Total Other Financing Sources (Uses) (4,220) - (1,141) - Net change in fund balances 39,785 391,450 14,714 14,490 Fund balances - beginning 6,466 (24,272) 598,189 27,607 Fund balances - ending $ 46,251 $ 367,178 $ 612,903 $ 42,097 Page 147 of 249 CITY OF PEARLAND, TEXAS COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES NON-MAJOR GOVERNMENTAL FUNDS For the Year Ended September 30, 2019 Page 4 of 4 101 City of Pearland 2019 CAFR Regional Educational Total Non-major Governmental Revenues Detention TV U of H Funds Sales and use taxes $ - $ - $ - $ 1,395,334 Franchise fees - 235,300 - 235,300 Fines and forfeitures - - - 182,894 Charges for services - - - 88,664 Investment earnings 179 21,161 - 234,755 Intergovernmental - - - 690,267 Other 26,502 - - 944,243 Total Revenues Expenditures Current: 26,681 256,461 - 3,771,457 General government - - - 874,571 Public safety - - - 206,291 Community services - 77,668 - 328,287 Parks and recreation - - - 172,457 Capital outlay - 26,796 - 712,641 Total Expenditures Excess (deficiency) of revenues over expenditures - 26,681 104,464 151,997 - 2,294,247 - 1,477,210 Other Financing Sources (Uses) Transfers in - - 370 370 Transfers out (29,845) - - (197,871) Total Other Financing Sources (Uses) (29,845) - 370 (197,501) Net change in fund balances (3,164) 151,997 370 1,279,709 Fund balances - beginning 3,164 757,050 (27,669) 8,027,948 Fund balances - ending $ - $ 909,047 $ (27,299) $ 9,307,657 Page 148 of 249 102 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS MAJOR GOVERNMENTAL FUND – DEBT SERVICE FUND SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE – BUDGET AND ACTUAL For the Year Ended September 30, 2019 With comparative actual totals for the Year Ended September 30, 2018 2019 Amended Variance Positive / Budget Actual (Negative) 2018 Revenues Property taxes $ 35,030,000 $ 35,397,759 $ 367,759 $ 34,190,351 Investment earnings 300,000 370,115 70,115 217,443 Miscellaneous 794,914 792,945 (1,969) 813,537 Total Revenues 36,124,914 36,560,819 435,905 35,221,331 Expenditures Debt Service: Principal 18,660,000 18,660,000 - 15,245,000 Interest and other charges 12,667,208 12,407,558 259,650 12,619,329 Intergovernmental 7,328,484 7,325,484 3,000 7,168,372 Total Expenditures 38,655,692 38,393,042 262,650 35,032,701 Excess (deficiency) of revenues over expenditures (2,530,778) (1,832,223) 698,555 188,630 Other Financing Sources (Uses) Refunding bonds issued - 10,240,000 10,240,000 - Premium on debt issued Payments to refunded bond escrow agent - - 2,200,938 (12,551,318) 2,200,938 (12,551,318) - - Transfers in 571,968 572,098 130 697,023 Total Other Financing Sources (Uses) 571,968 461,718 (110,250) 697,023 Net change in fund balance (1,958,810) (1,370,505) 588,305 885,653 Fund Balance - Beginning 6,797,114 6,797,114 - 5,911,461 Fund Balance - Ending $ 4,838,304 $ 5,426,609 $ 588,305 $ 6,797,114 Page 149 of 249 103 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS SPECIAL REVENUE FUND – HOTEL/MOTEL TAX SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE – BUDGET AND ACTUAL For the Year Ended September 30, 2019 With comparative actual totals for the Year Ended September 30, 3018 2019 Amended Variance Positive / Budget Actual (Negative) 2018 Revenues Sales and use taxes $ 1,450,000 $ 1,395,334 $ (54,666) $ 1,597,258 Investment earnings 10,800 126,357 115,557 70,762 Other - 71,021 71,021 36,611 Total Revenues 1,460,800 1,592,712 131,912 1,704,631 Expenditures Current: General government 1,076,843 865,023 211,820 1,029,011 Capital outlay 500,000 - 500,000 - Total Expenditures Excess (deficiency) of revenues over expenditures 1,576,843 (116,043) 865,023 727,689 711,820 843,732 1,029,011 675,620 Other Financing Sources (Uses) Transfers out (665) (665) - (617,890) Net change in fund balance (116,708) 727,024 843,732 57,730 Fund Balance - Beginning 4,661,278 4,661,278 - 4,603,548 Fund Balance - Ending $ 4,544,570 $ 5,388,302 $ 843,732 $ 4,661,278 Page 150 of 249 104 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS SPECIAL REVENUE FUND - COURT SECURITY SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE – BUDGET AND ACTUAL For the Year Ended September 30, 2019 With comparative actual totals for the Year Ended September 30 2018 2019 Variance Positive / Amended Budget Actual (Negative) 2018 Revenues Fines and forfeitures $ 49,800 $ 48,304 $ (1,496) $ 41,035 Investment earnings 800 593 (207) 416 Total Revenues 50,600 48,897 (1,703) 41,451 Expenditures Current: Community services 40,431 38,256 2,175 50,258 Total Expenditures 40,431 38,256 2,175 50,258 Net change in fund balance 10,169 10,641 472 (8,807) Fund Balance - Beginning 25,666 25,666 - 34,473 Fund Balance - Ending $ 35,835 $ 36,307 $ 472 $ 25,666 Page 151 of 249 105 City of Pearland 2019 CAFR CITY OF PEARL AND, TEXAS SPECIAL REVENUE FUND – CITY-WIDE DONATION SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE – BUDGET AND ACTUAL For the Year Ended September 30, 2019 With comparative actual totals for the Year Ended September 30, 2018 2019 Variance Positive / (Negative) Amended Budget Actual 2018 Revenues Investment earnings $ 1,000 $ 3,619 $ 2,619 $ 1,336 Other income 95,602 108,444 12,842 31,681 Total Revenues 96,602 112,063 15,461 33,017 Expenditures Current: Public safety 39,673 3,723 35,950 9,128 Capital outlay 227,798 44,456 183,342 - Total Expenditures Excess (deficiency) of revenues over expenditures 267,471 (170,869) 48,179 63,884 219,292 234,753 9,128 23,889 Net change in fund balance (170,869) 63,884 234,753 23,889 Fund Balance - Beginning 98,601 98,601 - 74,712 Fund Balance - Ending $ (72,268) $ 162,485 $ 234,753 $ 98,601 Page 152 of 249 106 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS SPECIAL REVENUE FUND – COURT TECHNOLOGY SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE – BUDGET AND ACTUAL For the Year Ended September 30, 2019 With comparative actual totals for the Year Ended September 30, 2018 2019 Variance Positive / Amended Budget Actual (Negative) 2018 Revenues Fines and forfeitures $ 56,000 $ 55,081 $ (919) $ 44,138 Investment earnings 225 168 (57) 9 Total Revenues 56,225 55,249 (976) 44,147 Expenditures Current: Community services 40,894 33,373 7,521 40,203 Total Expenditures 40,894 33,373 7,521 40,203 Net change in fund balance 15,331 21,876 6,545 3,944 Fund Balance - Beginning 4,915 4,915 - 971 Fund Balance - Ending $ 20,246 $ 26,791 $ 6,545 $ 4,915 Page 153 of 249 107 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS SPECIAL REVENUE FUND – STREET ASSESSMENTS SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE – BUDGET AND ACTUAL For the Year Ended September 30, 2019 With comparative actual totals for the Year Ended September 30, 2018 2019* Variance Amended Positive / Budget Actual (Negative) 2018* Revenues Investment earnings $ - $ - $ - $ - Other Total Revenues - - - - - - - - Expenditures Current: General government - - - - Total Expenditures - - - - Net change in fund balance - - - - Fund Balances - Beginning - - - - Fund Balances - Ending $ - $ - $ - $ - *No transactions in 2019 or 2018. Page 154 of 249 108 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS SPECIAL REVENUE FUND – PARK DONATION SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE – BUDGET AND ACTUAL For the Year Ended September 30, 2019 With comparative actual totals for the Year Ended September 30, 2018 2019 Amended Variance Positive / Budget Actual (Negative) 2018 Revenues Charges for services $ 135,408 $ 44,850 $ (90,558) $ 290,615 Investment earnings 7,800 14,409 6,609 7,809 Other 105,605 96,648 (8,957) 99,376 Total Revenues 248,813 155,907 (92,906) 397,800 Expenditures Current: Parks and recreation 181,133 142,584 38,549 143,452 Total Expenditures 181,133 142,584 38,549 143,452 Net change in fund balance 67,680 13,323 (54,357) 254,348 Fund Balance - Beginning 516,727 516,727 - 262,379 Fund Balance - Ending $ 584,407 $ 530,050 $ (54,357) $ 516,727 Page 155 of 249 109 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS SPECIAL REVENUE FUND – POLICE SEIZURE SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE – BUDGET AND ACTUAL For the Year Ended September 30, 2019 With comparative actual totals for the Year Ended September 30, 2018 2019 Amended Variance Positive / Budget Actual (Negative) 2018 Revenues Investment earnings $ 4,800 $ 8,019 $ 3,219 $ 4,941 Other 53,300 54,300 1,000 115,876 Total Revenues 58,100 62,319 4,219 120,817 Expenditures Current: Public safety 37,200 17,724 19,476 17,800 Capital outlay 198,764 146,657 52,107 - Total Expenditures 235,964 164,381 71,583 17,800 Net change in fund balance (177,864) (102,062) 75,802 103,017 Fund Balance - Beginning 374,609 374,609 - 271,592 Fund Balance - Ending $ 196,745 $ 272,547 $ 75,802 $ 374,609 Page 156 of 249 110 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS SPECIAL REVENUE FUND – PARK AND RECRETION DEVELOPMENT SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE – BUDGET AND ACTUAL For the Year Ended September 30, 2019 With comparative actual totals for the Year Ended September 30 2018 2019 Variance Positive / (Negative) Amended Budget Actual 2018 Revenues Excess (deficiency) of Total Other Financing Investment earnings $ 18,000 $ 40,969 $ 22,969 $ 10,867 Other 457,154 581,017 123,863 964,060 Total Revenues 475,154 621,986 146,832 974,927 Expenditures Current: Parks and recreation 46,145 29,873 16,272 Capital outlay 758,372 494,732 263,640 134,494 Total Expenditures 804,517 524,605 279,912 134,494 revenues over expenditures (329,363) 97,381 426,744 840,433 Other Financing Sources (Uses) Transfers out (162,000) (162,000) - (555,000) Sources (Uses) (162,000) (162,000) - (555,000) Net change in fund balance (491,363) (64,619) 426,744 285,433 Fund Balance - Beginning 1,005,617 1,005,617 - 720,184 Fund Balance - Ending $ 514,254 $ 940,998 $ 426,744 $ 1,005,617 Page 157 of 249 111 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS SPECIAL REVENUE FUND – SIDEWALK SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE – BUDGET AND ACTUAL For the Year Ended September 30, 2019 With comparative actual totals for the Year Ended September 30, 2018 2019 Variance Positive / (Negative) Amended Budget Actual 2018 Revenues Charges for services $ 10,000 $ 43,814 $ 33,814 $ 86 Investment earnings 200 191 (9) 97 Total Revenues 10,200 44,005 33,805 183 Expenditures Current: Total Expenditures Other Financing Sources (Uses) - - - - - - - - Transfers out Total Other Financing Sources (Uses) (4,220) (4,220) (4,220) (4,220) - - - - Net change in fund balance 5,980 39,785 33,805 183 Fund Balance - Beginning 6,466 6,466 - 6,283 Fund Balance - Ending $ 12,446 $ 46,251 $ 33,805 $ 6,466 Page 158 of 249 112 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS SPECIAL REVENUE FUND – GRANT SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE – BUDGET AND ACTUAL For the Year Ended September 30, 2019 With comparative actual totals for the Year Ended September 30, 2018 2019 Variance Positive / (Negative) 2018 Amended Budget Actual Revenues Total other financing Investment earnings $ 1,877 $ 2,245 $ 368 $ 2,393 Intergovernmental 1,288,165 690,267 (597,898) 539,284 Other 17,256 6,311 (10,945) Total Revenues 1,307,298 698,823 (608,475) 541,677 Expenditures Current: General government 37,480 9,548 27,932 19,385 Public safety 265,145 184,844 80,301 304,018 Community service 518,654 112,981 405,673 79,830 Parks and recreation - - - - Capital outlay 238,238 - 238,238 106,497 Total Expenditures Excess (deficiency) of 1,059,517 307,373 752,144 509,730 revenues over expenditures 247,781 391,450 143,669 31,947 Other Financing Sources (Uses) Transfers out - - - (200,000) sources (uses) - - - (200,000) Net change in fund balance 247,781 391,450 143,669 (168,053) Fund Balance - Beginning (24,272) (24,272) - 143,781 Fund Balance - Ending $ 223,509 $ 367,178 $ 143,669 $ (24,272) Page 159 of 249 113 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS SPECIAL REVENUE FUND – TRAFFIC IMPACT IMPROVEMENT SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE – BUDGET AND ACTUAL For the Year Ended September 30, 2019 With comparative actual totals for the Year Ended September 30, 2018 2019 Variance Amended Positive / Budget Actual (Negative) 2018 Revenues Investment earnings $ 11,200 $ 15,855 $ 4,655 $ 8,460 Total Revenues 11,200 15,855 4,655 8,460 Expenditures Current: Public works - - - 93,548 Total Expenditures Excess (deficiency) of revenues over expenditures - 11,200 - 15,855 - 4,655 93,548 (85,088) Other Financing Sources/(Uses) Transfers out (1,141) (1,141) - - Total Other Financing Sources (Uses) (1,141) (1,141) - - Net change in fund balance 10,059 14,714 4,655 (85,088) Fund Balance - Beginning 598,189 598,189 - 683,277 Fund Balance - Ending $ 608,248 $ 612,903 $ 4,655 $ 598,189 Page 160 of 249 114 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS SPECIAL REVENUE FUND – JUVENILE MANAGEMENT SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE – BUDGET AND ACTUAL For the Year Ended September 30, 2019 With comparative actual totals for the Year Ended September 30, 2018 2019 Amended Variance Positive / Budget Actual (Negative) 2018 Revenues Fines and Forfeitures $ 80,000 $ 79,509 $ (491) $ 60,315 Investment earnings 1,100 990 (110) 409 Total Revenues 81,100 80,499 (601) 60,724 Expenditures Current: Community services 63,780 66,009 (2,229) 53,628 Total Expenditures 63,780 66,009 (2,229) 53,628 Net change in fund balance 17,320 14,490 (2,830) 7,096 Fund Balance - Beginning 27,607 27,607 - 20,511 Fund Balance - Ending $ 44,927 $ 42,097 $ (2,830) $ 27,607 Page 161 of 249 115 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS SPECIAL REVENUE FUND – REGIONAL DETENTION SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE – BUDGET AND ACTUAL For the Year Ended September 30, 2019 With comparative actual totals for the Year Ended September 30, 2018 2019 Amended Variance Positive / Budget Actual (Negative) 2018 Revenues Investment earnings $ 49 $ 179 $ 130 $ 607 Other 26,502 26,502 - 148,290 Total Revenues 26,551 26,681 130 148,897 Other Financing Sources (Uses) Transfers out (29,715) (29,845) (130) (148,891) Total Other Financing Sources (Uses) (29,715) (29,845) (130) (148,891) Net change in fund balance (3,164) (3,164) - 6 Fund Balance - Beginning 3,164 3,164 - 3,158 Fund Balance - Ending $ - $ - $ - $ 3,164 Page 162 of 249 116 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS SPECIAL REVENUE FUND – EDUCATIONAL TV SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE – BUDGET AND ACTUAL For the Year Ended September 30, 2019 With comparative actual totals for the Year Ended September 30, 2018 2019 Amended Variance Positive / Budget Actual (Negative) 2018 Revenues Investment earnings $ 20,000 $ 21,161 $ 1,161 $ 12,193 Franchise taxes 265,000 235,300 (29,700) 260,430 Total Revenues 285,000 256,461 (28,539) 272,623 Expenditures Current: Community services 120,680 77,668 43,012 64,760 Capital outlay 77,952 26,796 51,156 - Total Expenditures 198,632 104,464 94,168 64,760 Revenues over (under) expenditures 86,368 151,997 65,629 207,863 Other Financing Sources (Uses) Transfers out - - - (51,531) Total Other Financing Sources (Uses) - - - (51,531) Net change in fund balance 86,368 151,997 65,629 156,332 Fund Balances - Beginning 757,050 757,050 - 600,718 Fund Balances - Ending $ 843,418 $ 909,047 $ 65,629 $ 757,050 Page 163 of 249 117 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS SPECIAL REVENUE FUND – U OF H SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE – BUDGET AND ACTUAL For the Year Ended September 30, 2019 With comparative actual totals for the Year Ended September 30, 2018 2019 Amended Variance Positive / Budget Actual (Negative) 2018 Revenues Investment earnings Total Revenues $ - - $ - - $ - - $ - - Expenditures Current: Total Expenditures - - - - Other Financing Sources (Uses) Transfers in - 370 370 - Total Other Financing Sources (Uses) - 370 370 - Net change in fund balance - 370 370 - Fund Balances - Beginning (27,669) (27,669) - (27,669) Fund Balances - Ending $ (27,669) $ (27,299) $ 370 $ (27,669) Page 164 of 249 118 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS SPECIAL REVENUE FUND – CAPITAL PROJECTS FUND SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE – BUDGET AND ACTUAL For the Year Ended September 30, 2019 With comparative actual totals for the Year Ended September 30, 2018 2019 Amended Variance Positive / Budget Actual (Negative) 2018 Revenues Investment earnings $ 731,033 $ 994,119 $ 263,086 $ 620,468 Intergovernmental 40,368,602 9,627,261 (30,741,341) 7,779,656 Other income - 600,000 600,000 106 Total Revenues 41,099,635 11,221,380 (29,878,255) 8,400,230 Expenditures Current: Public works 439,368 441,518 (2,150) 3,577,346 Debt Service Interest and other charges - 400,398 (400,398) 212,265 Capital outlay 47,882,862 31,656,489 16,226,373 40,945,241 Total Expenditures Excess (deficiency) of revenues over expenditures 48,322,230 (7,222,595) 32,498,405 (21,277,025) 15,823,825 (14,054,430) 44,734,852 (36,334,622) Other Financing Sources (Uses) Issuance of debt 30,750,496 21,960,000 (8,790,496) 14,525,000 Premium on debt issued - 4,055,805 4,055,805 1,143,159 Transfers in 8,473,631 5,676,460 (2,797,171) 6,184,865 Transfers out (1,337,333) (1,362,087) (24,754) (1,006,954) Total Other Financing Sources (Uses) 37,886,794 30,330,178 (7,556,616) 20,846,070 Net change in fund balance 30,664,199 9,053,153 (21,611,046) (15,488,552) Fund Balance - Beginning 42,298,552 42,298,552 - 57,787,104 Fund Balance - Ending $ 72,962,751 $ 51,351,705 $ (21,611,046) $ 42,298,552 Page 165 of 249 119 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS SPECIAL REVENUE FUND – PEARLAND ECONOMIC DEVELOPMENT CORPORATION SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE – BUDGET AND ACTUAL For the Year Ended September 30, 2019 With comparative actual totals for the Year Ended September 30, 2018 Excess (deficiency) of Net change in fund balance (16,366,401) (10,397,385) 5,600,644 6,592,498 Fund Balances- Beginning 27,132,821 27,132,821 - 20,540,323 Fund Balance - Ending $ 10,766,420 $ 16,735,436 $ 5,600,644 $ 27,132,821 2019 Amended Variance Positive / Budget Actual (Negative) 2018 Revenues Sales and use taxes $ 11,131,486 $ 11,048,959 $ (82,527) $ 11,177,690 Charges for services 460,000 488,271 28,271 459,996 Investment earnings 86,895 629,714 542,819 304,643 Intergovernmental 12,000 12,000 - 12,000 Other 40,000 441,664 401,664 3,650,059 Total Revenues 11,730,381 12,620,608 890,227 15,604,388 Expenditures Current: Economic development 15,873,496 11,257,984 4,615,512 2,311,058 Capital outlay 804,000 472,321 331,679 552,659 Debt Service Principal 11,187,344 11,118,461 68,883 905,000 Interest and bond issue costs 67,200 188,671 (121,471) 324,500 Total Expenditures 27,932,040 23,037,437 4,894,603 4,093,217 revenues over expenditures (16,201,659) (10,416,829) 5,784,830 11,511,171 Other Financing Sources (Uses) Transfers in - 184,186 (184,186) - Transfers out (164,742) (164,742) - (4,918,673) Total Other Financing Sources (Uses) (164,742) 19,444 (184,186) (4,918,673) Page 166 of 249 120 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NON-MAJOR GOVERNMENTAL FUNDS Internal Service Funds are used to account for the financing of goods or services provided by one department or agency to other departments or agencies of the government and to other government units, on a cost reimbursement basis. Property Liability Insurance Fund - To account for the activities of the City's property and casualty insurance. Coverage includes general liability, law enforcement, public official and employees' liability, auto liability, physical damage and multi-peril, mobile equipment, real and personal property, and windstorm coverage. Employee Benefits Fund - To account for other forms of insurance such as dental, vision, life, and disability provided by the City to employees except for health insurance. Health Claims Fund - To account for the activities of the City's employee health insurance. The fund accounts for retiree and COBRA contributions, claims and coverage. Motor Pool Fund - To account for the operations and maintenance of the City's fleet. Its customers are city departments, and its primary revenue source is payments from those departments for vehicle and equipment maintenance and replacement. Page 167 of 249 121 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS COMBINING STATEMENT OF NET POSITION INTERNAL SERVICE FUNDS September 30, 2019 Assets Current assets: Property Liability Insurance Fund Employee Benefits Fund Health Claims Fund Motor Pool Fund Total Cash and cash equivalents $ 364,786 $ 29,139 $ 3,406,702 $ 1,974,654 $ 5,775,281 Accounts Receivables, net 17,175 7,461 77,585 - 102,221 Inventories - - - 121,442 121,442 Total current assets 381,961 36,600 3,484,287 2,096,096 5,998,944 Non-current assets: Capital Assets: Equipment and Furniture - - - 1,080,100 1,080,100 Total Assets 381,961 36,600 3,484,287 3,176,196 7,079,044 Liabilities Current liabilities: Accounts payable and accrued expenses 1,155 - - 167,053 168,208 Total Liabilities 1,155 - - 167,053 168,208 Net Position - - - 1,080,100 1,080,100 Unrestricted 380,806 36,600 3,484,287 1,929,043 5,830,736 Total Net Position $ 380,806 $ 36,600 $ 3,484,287 $ 3,009,143 $ 6,910,836 Page 168 of 249 122 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND NET POSITION INTERNAL SERVICE FUNDS For the Year Ended September 30, 2019 Revenues Property Liability Insurance Fund Employee Benefits Fund Health Claims Fund Motor Pool Fund Total Charges for services $ 268,831 $ - $ 8,006,815 $ - $ 8,275,646 Total operating revenues 268,831 - 8,006,815 - 8,275,646 Operating Expenses Personnel services 42,591 - - 426,913 469,504 Contractual services 1,463,846 - 7,606,537 23,239 9,093,622 Repairs and maintenance - - - 1,498,799 1,498,799 Supplies and materials - - - 18,832 18,832 Other expenses - - 23,366 - 23,366 Total Operating Expenses 1,506,437 - 7,629,903 1,967,783 11,104,123 Operating income (loss) (1,237,606) - 376,912 (1,967,783) (2,828,477) Non-Operating Revenues (Expenses) Earnings on investments 7,077 1,546 74,004 24,542 107,169 Miscellaneous income - - - 136,136 136,136 Total Non-Operating Revenues (Expenses) 7,077 1,546 74,004 160,678 243,305 Income (loss) before contributions and transfers (1,230,529) 1,546 450,916 (1,807,105) (2,585,172) Transfers in Transfers out 1,160,000 - - - 4,816,248 - - - 5,976,248 - Change in net position (70,529) 1,546 450,916 3,009,143 3,391,076 Total net position - beginning 451,335 35,054 3,033,370 - 3,519,760 Total net position - ending $ 380,806 $ 36,600 $ 3,484,287 $ 3,009,143 $ 6,910,836 Page 169 of 249 123 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS STATEMENT OF CASH FLOWS INTERNAL SERVICE FUNDS For the Year Ended September 30, 2019 Property Liability Insurance Fund Employee Benefits Fund Health Claims Fund Motor Pool Fund Total Cash Flows from Operating Activities Receipts from interfund charges for insurance activities $ 298,155 $ (7,235) $ 7,932,689 $ (121,442) $ 8,102,167 Disbursed for personnel services (42,591) - - (426,913) (469,504) Net cash provided by (used by) noncapital Disbursed for goods and services (1,463,766) (112,927) (7,637,493) (1,373,817) (10,588,003) Net cash provided (used) by operating activities (1,208,202) (120,162) 295,196 (1,922,172) (2,955,340) Cash Flows from Noncapital Financing Activities Transfers in 1,160,000 - - 4,816,248 5,976,248 financing activities 1,160,000 - - 4,816,248 5,976,248 Cash Flows from Capital and Related Financing Activities Proceeds from the sale of equipment - - - 136,136 136,136 Acquisition and construction of capital assets - - - (1,080,100) (1,080,100) Net cash used by capital and related financing activities - - - (943,964) (943,964) Cash Flows from Investing Activities Interest received 7,078 1,545 74,003 24,542 107,168 Net cash provided by (used by) investing activities 7,078 1,545 74,003 24,542 107,168 Net increase (decrease) in cash and equivalents (41,124) (118,617) 369,199 1,974,654 2,184,112 Cash and equivalents, beginning 405,910 147,756 3,037,502 - 3,591,168 Cash and equivalents, end $ 364,786 $ 29,139 $ 3,406,702 $ 1,974,654 $ 5,775,281 Reconciliation of operating income to net cash provided by operating activities Operating income (loss) $ (1,237,606) $ - $ 376,912 $ (1,967,783) $ (2,828,477) Adjustments to reconcile operating income (loss) to net cash provided by operating activities: (Increase) decrease in accounts receivable 29,324 (7,235) (74,126) (121,442) (173,479) Increase (decrease) in accounts payable 80 (112,927) (7,590) 167,053 46,616 Net cash provided by (used by) operating activities $ (1,208,202) $ (120,162) $ 295,196 $ (1,922,172) $ (2,955,340) Page 170 of 249 124 City of Pearland 2019 CAFR Page 171 of 249 125 City of Pearland 2019 CAFR Long-Term Debt Amortization Schedules Page 172 of 249 126 City of Pearland 2019 CAFR Page 173 of 249 127 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS COMINING SCHEDULE OF GOVERNMENTAL ACTIVITY LONG-TERM DEBT BY MATURITY DATE September 30, 2019 Page 1 of 8 Certificates of Obligation, Series 2009 Certificates of Obligation, Series 2009A Fiscal Year 2020 Principal $ 325,000 Interest $ 13,000 Total $ 338,000 Principal $ 635,000 Interest $ 10,319 Total $ 645,319 2021 - - - - - - 2022 - - - - - - 2023 - - - - - - 2024 - - - - - - 2025 - - - - - - 2026 - - - - - - 2027 - - - - - - 2028 - - - - - - 2029 - - - - - - 2030 - - - - - - 2031 - - - - - - 2032 - - - - - - 2033 - - - - - - 2034 - - - - - - 2035 - - - - - - 2036 - - - - - - 2037 - - - - - - 2038 - - - - - - $ 325,000 $ 13,000 $ 338,000 $ 635,000 $ 10,319 $ 645,319 Permanent Improvement & Refunding Bonds, Series 2009 (Gov't Portion) Permanent Improvement Bonds, Series 2011 Fiscal Year 2020 Principal $ 615,000 Interest $ 9,994 Total $ 624,994 Principal $ 185,000 Interest $ 156,831 Total $ 341,831 2021 - - - 190,000 149,331 339,331 2022 - - - 200,000 141,531 341,531 2023 - - - 205,000 134,456 339,456 2024 - - - 210,000 128,231 338,231 2025 - - - 220,000 121,506 341,506 2026 - - - 225,000 114,275 339,275 2027 - - - 235,000 106,506 341,506 2028 - - - 245,000 98,106 343,106 2029 - - - 250,000 88,819 338,819 2030 - - - 260,000 78,619 338,619 2031 - - - 275,000 67,919 342,919 2032 - - - 285,000 56,719 341,719 2033 - - - 295,000 45,119 340,119 2034 - - - 305,000 33,119 338,119 2035 - - - 320,000 20,419 340,419 2036 - - - 335,000 6,909 341,909 2037 - - - - - - 2038 - - - - - - 2039 - - - - - - $ 615,000 $ 9,994 $ 624,994 $ 4,240,000 $ 1,548,415 $ 5,788,415 Page 174 of 249 128 City of Pearland 2019 CAFR CITY OF PEARL AND, TEXAS COMINING SCHEDULE OF GOVERNMENTAL ACTIVITY LONG-TERM DEBT BY MATURITY DATE September 30, 2019 Page 2 of 8 Certificates of Obligation, Series 2011 Permanent Improvement Refunding Bonds, Series 2012 (Gov't Portion) Fiscal Year 2020 Principal $ 210,000 Interest $ 6,584 Total $ 216,584 Principal $ 2,200,000 Interest $ 1,056,100 Total $ 3,256,100 2021 210,000 2,195 212,195 2,340,000 965,300 3,305,300 2022 - - - 2,680,000 864,900 3,544,900 2023 - - - 2,840,000 754,500 3,594,500 2024 - - - 2,720,000 643,300 3,363,300 2025 - - - 4,520,000 521,100 5,041,100 2026 - - - 4,540,000 385,200 4,925,200 2027 - - - 3,035,000 271,575 3,306,575 2028 - - - 5,355,000 145,725 5,500,725 2029 - - - 2,180,000 32,700 2,212,700 2030 - - - - - - 2031 - - - - - - 2032 - - - - - - 2033 - - - - - - 2034 - - - - - - 2035 - - - - - - 2036 - - - - - - 2037 - - - - - - 2038 - - - - - - $ 420,000 $ 8,779 $ 428,779 $ 32,410,000 $ 5,640,400 $ 38,050,400 BC MUD #4 Unlimited Tax Bonds, Series 2011 Permanent Improvement Bonds, Series 2013 Fiscal Year 2020 Principal $ 130,000 Interest $ 2,275 Total $ 132,275 Principal $ 320,000 Interest $ 314,068 Total $ 634,068 2021 - - - 330,000 301,067 631,067 2022 - - - 330,000 287,868 617,868 2023 - - - 340,000 274,467 614,467 2024 - - - 350,000 260,668 610,668 2025 - - - 360,000 246,467 606,467 2026 - - - 370,000 231,868 601,868 2027 - - - 370,000 217,067 587,067 2028 - - - 380,000 202,068 582,068 2029 - - - 390,000 186,424 576,424 2030 - - - 400,000 169,880 569,880 2031 - - - 410,000 152,411 562,411 2032 - - - 420,000 134,202 554,202 2033 - - - 430,000 115,288 545,288 2034 - - - 440,000 95,712 535,712 2035 - - - 450,000 75,688 525,688 2036 - - - 460,000 55,212 515,212 2037 - - - 480,000 33,763 513,763 2038 - - - 490,000 11,331 501,331 2039 - - - - - - $ 130,000 $ 2,275 $ 132,275 $ 7,520,000 $ 3,365,519 $ 10,885,519 Page 175 of 249 CITY OF PEARLAND, TEXAS COMINING SCHEDULE OF GOVERNMENTAL ACTIVITY LONG-TERM DEBT BY MATURITY DATE September 30, 2019 Page 3 of 8 129 City of Pearland 2019 CAFR Certificates of Obligation, Series 2013 Permanent Improvement & Refunding Bonds, Series 2014 Fiscal Year 2020 Principal $ 100,000 Interest $ 98,988 Total $ 198,988 Principal $ 2,310,000 Interest $ 1,508,281 Total $ 3,818,281 2021 100,000 94,487 194,487 2,415,000 1,401,706 3,816,706 2022 100,000 89,488 189,488 2,510,000 1,284,831 3,794,831 2023 100,000 84,487 184,487 3,165,000 1,149,206 4,314,206 2024 100,000 79,488 179,488 2,710,000 1,002,331 3,712,331 2025 110,000 74,237 184,237 2,830,000 863,831 3,693,831 2026 110,000 69,288 179,288 3,055,000 716,706 3,771,706 2027 110,000 64,887 174,887 4,120,000 537,332 4,657,332 2028 110,000 60,488 170,488 3,145,000 385,191 3,530,191 2029 120,000 55,737 175,737 5,860,000 218,850 6,078,850 2030 120,000 50,563 170,563 535,000 90,950 625,950 2031 120,000 45,312 165,312 535,000 69,550 604,550 2032 120,000 40,063 160,063 535,000 48,150 583,150 2033 130,000 34,512 164,512 535,000 28,088 563,088 2034 130,000 28,663 158,663 535,000 9,363 544,363 2035 130,000 22,812 152,812 - - - 2036 140,000 16,650 156,650 - - - 2037 140,000 10,175 150,175 - - - 2038 150,000 3,469 153,469 - - - $ 2,240,000 $ 1,023,794 $ 3,263,794 $ 34,795,000 $ 9,314,366 $ 44,109,366 Certificates of Obligation, Series 2014 Permanent Improvement Refunding Bonds, Series 2015 Fiscal Year 2020 Principal $ 230,000 Interest $ 105,319 Total $ 335,319 Principal $ 3,755,000 Interest $ 1,926,819 Total $ 5,681,819 2021 230,000 100,719 330,719 3,890,000 1,768,019 5,658,019 2022 230,000 96,119 326,119 4,020,000 1,619,069 5,639,069 2023 230,000 90,369 320,369 4,010,000 1,462,119 5,472,119 2024 230,000 82,319 312,319 4,975,000 1,247,494 6,222,494 2025 235,000 73,019 308,019 4,540,000 1,009,619 5,549,619 2026 230,000 63,719 293,719 4,745,000 777,494 5,522,494 2027 235,000 55,594 290,594 4,155,000 554,994 4,709,994 2028 235,000 48,544 283,544 4,100,000 348,619 4,448,619 2029 230,000 41,425 271,425 3,450,000 159,868 3,609,868 2030 230,000 34,237 264,237 905,000 59,478 964,478 2031 230,000 26,906 256,906 720,000 33,637 753,637 2032 230,000 19,431 249,431 675,000 10,968 685,968 2033 230,000 11,812 241,812 - - - 2034 235,000 3,965 238,965 - - - 2035 - - - - - - 2036 - - - - - - 2037 - - - - - - 2038 - - - - - - 2039 - - - - - - $ 3,470,000 $ 853,497 $ 4,323,497 $ 43,940,000 $ 10,978,197 $ 54,918,197 Page 176 of 249 130 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS COMINING SCHEDULE OF GOVERNMENTAL ACTIVITY LONG-TERM DEBT BY MATURITY DATE September 30, 2019 Page 4 of 8 Permanent Improvement Bonds, Series 2015 Certificates of Obligation, Series 2015 Fiscal Year 2020 Principal $ 425,000 Interest $ 202,575 Total $ 627,575 Principal $ 240,000 Interest $ 116,800 Total $ 356,800 2021 425,000 194,075 619,075 240,000 112,000 352,000 2022 425,000 185,575 610,575 240,000 106,600 346,600 2023 425,000 176,013 601,013 245,000 100,538 345,538 2024 425,000 165,387 590,387 245,000 93,800 338,800 2025 425,000 151,575 576,575 240,000 85,325 325,325 2026 425,000 134,575 559,575 245,000 75,625 320,625 2027 425,000 117,575 542,575 245,000 65,825 310,825 2028 425,000 100,575 525,575 245,000 57,250 302,250 2029 425,000 85,700 510,700 245,000 49,900 294,900 2030 420,000 73,025 493,025 240,000 42,625 282,625 2031 425,000 60,350 485,350 240,000 35,275 275,275 2032 425,000 47,600 472,600 245,000 27,697 272,697 2033 425,000 34,425 459,425 240,000 19,969 259,969 2034 425,000 20,719 445,719 240,000 12,168 252,168 2035 425,000 6,906 431,906 245,000 4,134 249,134 2036 - - - - - - 2037 - - - - - - 2038 - - - - - - $ 6,795,000 $ 1,756,650 $ 8,551,650 $ 3,880,000 $ 1,005,531 $ 4,885,531 Permanent Improvement Refunding Bonds, Series 2015A Permanent Improvement and Refunding Bonds, Series 2016A Fiscal Year 2020 Principal $ 395,000 Interest $ 188,350 Total $ 583,350 Principal $ 985,000 Interest $ 1,230,700 Total $ 2,215,700 2021 410,000 176,275 586,275 1,120,000 1,209,650 2,329,650 2022 430,000 163,675 593,675 1,125,000 1,170,325 2,295,325 2023 535,000 150,538 685,538 1,135,000 1,113,825 2,248,825 2024 520,000 136,050 656,050 1,150,000 1,056,700 2,206,700 2025 540,000 120,150 660,150 1,160,000 998,950 2,158,950 2026 555,000 103,725 658,725 1,200,000 939,950 2,139,950 2027 580,000 86,700 666,700 1,215,000 879,575 2,094,575 2028 855,000 65,175 920,175 1,230,000 824,600 2,054,600 2029 1,745,000 26,175 1,771,175 1,960,000 770,600 2,730,600 2030 - - - 6,725,000 606,700 7,331,700 2031 - - - 4,100,000 390,200 4,490,200 2032 - - - 4,425,000 219,700 4,644,700 2033 - - - 820,000 114,800 934,800 2034 - - - 820,000 82,000 902,000 2035 - - - 820,000 49,200 869,200 2036 - - - 820,000 16,400 836,400 2037 - - - - - - 2038 - - - - - - 2039 - - - - - - $ 6,565,000 $ 1,216,813 $ 7,781,813 $ 30,810,000 $ 11,673,875 $ 42,483,875 Page 177 of 249 131 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS COMINING SCHEDULE OF GOVERNMENTAL ACTIVITY LONG-TERM DEBT BY MATURITY DATE September 30, 2019 Page 5 of 8 Certificates of Obligation, Series 2016 Permanent Improvement & Refunding Bonds, Series 2017 Permanent Improvement Refunding Bonds, Series 2016B Certificates of Obligation, Series 2017 Fiscal Year 2020 Principal $ 1,095,000 Interest $ 2,300,619 Total $ 3,395,619 Principal $ 310,000 Interest $ 188,000 Total $ 498,000 2021 2,495,000 2,216,344 4,711,344 310,000 180,250 490,250 2022 2,540,000 2,090,469 4,630,469 310,000 170,950 480,950 2023 2,590,000 1,962,219 4,552,219 300,000 161,800 461,800 2024 2,645,000 1,831,344 4,476,344 310,000 151,100 461,100 2025 2,695,000 1,697,844 4,392,844 310,000 138,700 448,700 2026 2,760,000 1,561,469 4,321,469 310,000 126,300 436,300 2027 4,410,000 1,382,219 5,792,219 310,000 113,900 423,900 2028 4,580,000 1,157,469 5,737,469 310,000 101,500 411,500 2029 3,010,000 967,719 3,977,719 310,000 89,100 399,100 2030 2,260,000 858,569 3,118,569 310,000 76,700 386,700 2031 7,000,000 719,668 7,719,668 315,000 64,200 379,200 2032 7,205,000 470,568 7,675,568 310,000 53,250 363,250 2033 2,560,000 275,268 2,835,268 310,000 43,950 353,950 2034 2,615,000 183,209 2,798,209 310,000 34,456 344,456 2035 1,095,000 114,975 1,209,975 310,000 24,769 334,769 2036 1,095,000 65,700 1,160,700 310,000 15,081 325,081 2037 1,095,000 21,900 1,116,900 315,000 5,119 320,119 2038 - - - - - - 2039 - - - - - - $ 53,745,000 $ 19,877,572 $ 73,622,572 $ 5,580,000 $ 1,739,125 $ 7,319,125 Fiscal Year 2020 Principal $ 700,000 Interest $ 300,850 Total $ 1,000,850 Principal $ 2,810,000 Interest $ 1,143,350 Total $ 3,953,350 2021 700,000 286,850 986,850 2,910,000 1,028,950 3,938,950 2022 700,000 272,850 972,850 3,025,000 895,125 3,920,125 2023 700,000 258,850 958,850 2,675,000 752,625 3,427,625 2024 700,000 244,850 944,850 2,810,000 615,500 3,425,500 2025 700,000 230,850 930,850 2,005,000 495,125 2,500,125 2026 700,000 216,850 916,850 2,015,000 394,625 2,409,625 2027 700,000 195,850 895,850 2,105,000 291,625 2,396,625 2028 700,000 174,850 874,850 1,105,000 211,375 1,316,375 2029 700,000 157,350 857,350 1,140,000 155,250 1,295,250 2030 700,000 136,350 836,350 1,265,000 95,125 1,360,125 2031 695,000 115,425 810,425 1,270,000 31,750 1,301,750 2032 700,000 94,500 794,500 - - - 2033 700,000 73,500 773,500 - - - 2034 700,000 52,500 752,500 - - - 2035 700,000 31,500 731,500 - - - 2036 700,000 10,500 710,500 - - - 2037 - - - - - - 2038 - - - - - - $ 11,895,000 $ 2,854,275 $ 14,749,275 $ 25,135,000 $ 6,110,425 $ 31,245,425 Page 178 of 249 132 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS COMINING SCHEDULE OF GOVERNMENTAL ACTIVITY LONG-TERM DEBT BY MATURITY DATE September 30, 2019 Page 6 of 8 Permanent Improvement Bonds, Series 2018 Certificates of Obligation, Series 2018 Fiscal Year 2020 Principal $ 375,000 Interest $ 289,950 Total $ 664,950 Principal $ 355,000 Interest $ 276,250 Total $ 631,250 2021 370,000 278,800 648,800 355,000 265,600 620,600 2022 370,000 264,000 634,000 355,000 251,400 606,400 2023 370,000 249,200 619,200 355,000 237,200 592,200 2024 370,000 234,400 604,400 355,000 223,000 578,000 2025 370,000 217,750 587,750 355,000 207,025 562,025 2026 370,000 199,250 569,250 355,000 189,275 544,275 2027 375,000 180,625 555,625 355,000 171,525 526,525 2028 370,000 162,000 532,000 350,000 153,900 503,900 2029 375,000 143,375 518,375 355,000 136,275 491,275 2030 370,000 126,600 496,600 355,000 120,300 475,300 2031 375,000 111,700 486,700 355,000 106,100 461,100 2032 375,000 96,700 471,700 355,000 91,900 446,900 2033 370,000 81,800 451,800 350,000 77,800 427,800 2034 370,000 67,000 437,000 355,000 63,700 418,700 2035 375,000 52,100 427,100 355,000 49,500 404,500 2036 370,000 37,200 407,200 355,000 35,300 390,300 2037 370,000 22,400 392,400 350,000 21,200 371,200 2038 375,000 7,500 382,500 355,000 7,100 362,100 $ 7,065,000 $ 2,822,350 $ 9,887,350 $ 6,730,000 $ 2,684,350 $ 9,414,350 Permanent Improvement & Refunding Bonds, Series 2019 Certificates of Obligation, Series 2019A Fiscal Year 2020 Principal $ 550,000 Interest $ 740,316 Total $ 1,290,316 Principal $ 225,000 Interest $ 147,058 Total $ 372,058 2021 570,000 708,150 1,278,150 225,000 150,575 375,575 2022 580,000 679,400 1,259,400 225,000 143,825 368,825 2023 595,000 650,025 1,245,025 225,000 137,075 362,075 2024 615,000 619,775 1,234,775 220,000 130,400 350,400 2025 625,000 588,775 1,213,775 225,000 123,725 348,725 2026 645,000 557,025 1,202,025 220,000 117,050 337,050 2027 665,000 524,275 1,189,275 225,000 110,375 335,375 2028 685,000 490,525 1,175,525 225,000 102,500 327,500 2029 2,470,000 411,650 2,881,650 220,000 93,600 313,600 2030 2,315,000 292,025 2,607,025 225,000 84,700 309,700 2031 815,000 213,775 1,028,775 225,000 75,700 300,700 2032 840,000 172,400 1,012,400 225,000 66,700 291,700 2033 875,000 133,900 1,008,900 225,000 57,700 282,700 2034 890,000 98,600 988,600 220,000 48,800 268,800 2035 915,000 62,500 977,500 220,000 40,000 260,000 2036 275,000 38,700 313,700 225,000 31,100 256,100 2037 275,000 27,700 302,700 220,000 22,200 242,200 2038 275,000 16,700 291,700 220,000 13,400 233,400 2039 280,000 5,600 285,600 225,000 4,500 229,500 $ 15,755,000 $ 7,031,816 $ 22,786,816 $ 4,465,000 $ 1,700,983 $ 6,165,983 Page 179 of 249 133 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS COMINING SCHEDULE OF GOVERNMENTAL ACTIVITY LONG-TERM DEBT BY MATURITY DATE September 30, 2019 Page 7 of 8 Certificates of Obligation, Series 2019B Pearland Economic Development Corporation Sales Tax Revenue Refunding Bonds, Series 2016 Fiscal Year 2020 Principal $ - Interest $ 560,731 Total $ 560,731 Principal $ 250,000 Interest $ 41,300 Total $ 291,300.00 2021 - 599,000 599,000 250,000 35,400 285,400 2022 - 599,000 599,000 250,000 29,500 279,500 2023 - 599,000 599,000 250,000 23,600 273,600 2024 - 599,000 599,000 250,000 17,700 267,700 2025 - 599,000 599,000 250,000 11,800 261,800 2026 - 599,000 599,000 250,000 5,900 255,900 2027 - 599,000 599,000 - - - 2028 - 599,000 599,000 - - - 2029 - 599,000 599,000 - - - 2030 11,980,000 299,500 12,279,500 - - - 2031 - - - - - - 2032 - - - - - - 2033 - - - - - - 2034 - - - - - - 2035 - - - - - - 2036 - - - - - - 2037 - - - - - - 2038 - - - - - - $ 11,980,000 $ 6,251,231 $ 18,231,231 $ 1,750,000 $ 165,200 $ 1,915,200 Development Authority of Pearland Tax Increment Contract Revenue Bonds, Series 2013 Development Authority of Pearland Tax Increment Contract Revenue Bonds, Series 2014 Fiscal Year 2020 Principal $ 445,000 Interest $ 255,041 Total $ 700,041 Principal $ 475,000 Interest $ 146,880 Total $ 621,880 2021 465,000 238,264 703,264 490,000 133,960 623,960 2022 735,000 220,734 955,734 505,000 120,632 625,632 2023 560,000 193,024 753,024 520,000 106,896 626,896 2024 615,000 171,912 786,912 530,000 92,752 622,752 2025 670,000 148,727 818,727 545,000 78,336 623,336 2026 725,000 123,468 848,468 560,000 63,512 623,512 2027 785,000 96,135 881,135 575,000 48,280 623,280 2028 850,000 66,541 916,541 590,000 32,640 622,640 2029 915,000 34,496 949,496 610,000 16,592 626,592 2030 - - - - - - 2031 - - - - - - 2032 - - - - - - 2033 - - - - - - 2034 - - - - - - 2035 - - - - - - 2036 - - - - - - 2037 - - - - - - 2038 - - - - - - 2039 - - - - - - $ 6,765,000 $ 1,548,342 $ 8,313,342 $ 5,400,000 $ 840,480 $ 6,240,480 Page 180 of 249 CITY OF PEARLAND, TEXAS COMINING SCHEDULE OF GOVERNMENTAL ACTIVITY LONG-TERM DEBT BY MATURITY DATE September 30, 2019 Page 8 of 8 134 City of Pearland 2019 CAFR Development Authority of Pearland Tax Increment Contract Revenue & Refunding Bonds, Series 2015 Development Authority of Pearland Tax Increment Contract Revenue Bonds, Series 2016 Fiscal Year 2020 Principal $ 4,395,000 Interest $ 1,324,516 Total $ 5,719,516 Principal $ 900,000 Interest $ 220,779 Total $ 1,120,779 2021 4,510,000 1,204,093 5,714,093 920,000 200,799 1,120,799 2022 4,380,000 1,080,519 5,460,519 940,000 180,375 1,120,375 2023 4,705,000 960,507 5,665,507 955,000 159,507 1,114,507 2024 4,800,000 831,590 5,631,590 985,000 138,306 1,123,306 2025 4,900,000 700,070 5,600,070 1,005,000 116,439 1,121,439 2026 5,005,000 565,810 5,570,810 1,025,000 94,128 1,119,128 2027 5,110,000 428,673 5,538,673 1,050,000 71,373 1,121,373 2028 5,215,000 288,659 5,503,659 1,070,000 48,063 1,118,063 2029 5,320,000 145,768 5,465,768 1,095,000 24,309 1,119,309 2030 - - - - - - 2031 - - - - - - 2032 - - - - - - 2033 - - - - - - 2034 - - - - - - 2035 - - - - - - 2036 - - - - - - 2037 - - - - - - 2038 - - - - - - $ 48,340,000 $ 7,530,205 $ 55,870,205 $ 9,945,000 $ 1,254,078 $ 11,199,078 Development Authority of Pearland Tax Increment Contract Revenue Bonds, Series 2017 Development Authority of Pearland Tax Increment Contract Revenue Bonds, Series 2018 Fiscal Year 2020 Principal $ 670,000 Interest $ 170,775 Total $ 840,775 Principal $ 465,000 Interest $ 185,504 Total $ 650,504 2021 685,000 155,365 840,365 480,000 169,648 649,648 2022 700,000 139,610 839,610 500,000 153,280 653,280 2023 720,000 123,510 843,510 515,000 136,230 651,230 2024 730,000 106,950 836,950 535,000 118,668 653,668 2025 750,000 90,160 840,160 550,000 100,425 650,425 2026 765,000 72,910 837,910 570,000 81,669 651,669 2027 780,000 55,315 835,315 590,000 62,232 652,232 2028 805,000 37,375 842,375 605,000 42,113 647,113 2029 820,000 18,860 838,860 630,000 21,483 651,483 2030 - - - - - - 2031 - - - - - - 2032 - - - - - - 2033 - - - - - - 2034 - - - - - - 2035 - - - - - - 2036 - - - - - - 2037 - - - - - - 2038 - - - - - - 2039 - - - - - - $ 7,425,000 $ 970,830 $ 8,395,830 $ 5,440,000 $ 1,071,252 $ 6,511,252 Page 181 of 249 135 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS COMBINING SCHEDULE OF ENTERPRISE FUND LONG-TERM DEBT BY MATURITY DATE September 30, 2019 Page 1 of 4 Water & Sewer System Adjustable Rate Revenue Bonds, Series 1999 Water & Sewer System Revenue Refunding Bonds, Series 2010B Fiscal Year 2020 Principal $ 610,000 Interest $ 28,060 Total $ 638,060 Principal $ 445,000 Interest $ 15,575 Total $ 460,575 2021 - - - - - - 2022 - - - - - - 2023 - - - - - - 2024 - - - - - - 2025 - - - - - - 2026 - - - - - - 2027 - - - - - - 2028 - - - - - - 2029 - - - - - - 2030 - - - - - - 2031 - - - - - - 2032 - - - - - - 2033 - - - - - - 2034 - - - - - - 2035 - - - - - - 2036 - - - - - - 2037 - - - - - - 2038 - - - - - - 2039 - - - - - - 2040 - - - - - - 2041 - - - - - - 2042 - - - - - - 2043 - - - - - - 2044 - - - - - - 2045 - - - - - - 2046 - - - - - - 2047 - - - - - - 2048 - - - - - - 2049 - - - - - - $ 610,000 $ 28,060 $ 638,060 $ 445,000 $ 15,575 $ 460,575 Permanent Improvement Refunding Bonds, Series 2012 (Water &Sew er Portion) Water & Sewer System Revenue & Refunding Bonds, Series 2012 Fiscal Year 2020 Principal $ 370,000 Interest $ 157,000 Total $ 527,000 Principal $ 800,000 Interest $ 165,155 Total $ 965,155 2021 370,000 142,200 512,200 230,000 141,155 371,155 2022 385,000 127,100 512,100 230,000 134,255 364,255 2023 395,000 111,500 506,500 240,000 127,355 367,355 2024 1,480,000 74,000 1,554,000 230,000 120,155 350,155 2025 1,480,000 22,200 1,502,200 225,000 113,255 338,255 2026 - - - 175,000 106,505 281,505 2027 - - - 180,000 101,080 281,080 2028 - - - 185,000 95,500 280,500 2029 - - - 190,000 89,488 279,488 2030 - - - 195,000 83,312 278,312 2031 - - - 200,000 76,975 276,975 2032 - - - 300,000 70,225 370,225 2033 - - - 315,000 60,100 375,100 2034 - - - 325,000 49,075 374,075 2035 - - - 335,000 37,700 372,700 2036 - - - 345,000 25,556 370,556 2037 - - - 360,000 13,050 373,050 2038 - - - - - - 2039 - - - - - - 2040 - - - - - - 2041 - - - - - - 2042 - - - - - - 2043 - - - - - - 2044 - - - - - - 2045 - - - - - - 2046 - - - - - - 2047 - - - - - - 2048 - - - - - - $ 4,480,000 $ 634,000 $ 5,114,000 $ 5,060,000 $ 1,609,896 $ 6,669,896 Page 182 of 249 136 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS COMBINING SCHEDULE OF ENTERPRISE FUND LONG-TERM DEBT BY MATURITY DATE September 30, 2019 Page 2 of 4 Water & Sewer System Revenue Bonds, Series 2014 Water and Sewer System Revenue Bonds, Series 2016A Fiscal Year Principal Interest Total Principal Interest Total 2020 $ 240,000 $ 290,419 $ 530,419 $ 445,000 $ 209,663 $ 654,663 2021 255,000 280,819 535,819 445,000 196,313 641,313 2022 270,000 270,619 540,619 445,000 187,413 632,413 2023 280,000 259,819 539,819 440,000 178,513 618,513 2024 295,000 248,619 543,619 445,000 169,713 614,713 2025 310,000 236,819 546,819 445,000 160,812 605,812 2026 330,000 224,419 554,419 440,000 151,912 591,912 2027 345,000 211,219 556,219 445,000 134,312 579,312 2028 365,000 200,869 565,869 445,000 116,512 561,512 2029 385,000 189,919 574,919 445,000 106,500 551,500 2030 405,000 177,888 582,888 445,000 93,150 538,150 2031 425,000 164,725 589,725 440,000 79,800 519,800 2032 445,000 150,912 595,912 445,000 66,600 511,600 2033 470,000 135,893 605,893 445,000 53,250 498,250 2034 495,000 120,031 615,031 445,000 39,900 484,900 2035 520,000 102,706 622,706 440,000 26,550 466,550 2036 550,000 84,506 634,506 445,000 13,350 458,350 2037 575,000 65,256 640,256 - - - 2038 605,000 45,131 650,131 - - - 2039 640,000 23,200 663,200 - - - 2040 - - - - - - 2041 - - - - - - 2042 - - - - - - 2043 - - - - - - 2044 - - - - - - 2045 - - - - - - 2046 - - - - - - 2047 - - - - - - 2048 - - - - - - 2049 - - - - - - $ 8,205,000 $ 3,483,788 $ 11,688,788 $ 7,545,000 $ 1,984,263 $ 9,529,263 Water & Sew er System Revenue Bonds, Series 2016B (Texas Water Development Board - SWIFT) Water & Sew er System Revenue Bonds, Series 2016C (Texas Water Development Board - SWIFT) Fiscal Year Principal Interest Total Principal Interest Total 2020 $ 1,235,000 $ 7,524 $ 1,242,524 $ 1,860,000 $ 315,066 $ 2,175,066 2021 1,235,000 7,524 1,242,524 1,855,000 315,066 2,170,066 2022 1,235,000 7,523 1,242,523 1,700,000 315,066 2,015,066 2023 1,235,000 7,523 1,242,523 1,700,000 315,066 2,015,066 2024 1,230,000 6,412 1,236,412 1,700,000 313,536 2,013,536 2025 1,235,000 3,952 1,238,952 1,700,000 310,136 2,010,136 2026 - - - 1,700,000 304,696 2,004,696 2027 - - - 1,700,000 297,386 1,997,386 2028 - - - 1,700,000 288,206 1,988,206 2029 - - - 1,700,000 278,176 1,978,176 2030 - - - 1,700,000 267,296 1,967,296 2031 - - - 1,700,000 255,396 1,955,396 2032 - - - 1,700,000 242,476 1,942,476 2033 - - - 1,700,000 228,536 1,928,536 2034 - - - 1,700,000 213,746 1,913,746 2035 - - - 1,700,000 198,106 1,898,106 2036 - - - 1,700,000 181,786 1,881,786 2037 - - - 1,700,000 164,786 1,864,786 2038 - - - 1,700,000 147,446 1,847,446 2039 - - - 1,700,000 129,766 1,829,766 2040 - - - 1,700,000 111,746 1,811,746 2041 - - - 1,700,000 93,556 1,793,556 2042 - - - 1,700,000 75,196 1,775,196 2043 - - - 1,700,000 56,666 1,756,666 2044 - - - 1,700,000 37,966 1,737,966 2045 - - - 1,705,000 19,096 1,724,096 2046 - - - - - - 2047 - - - - - - 2048 - - - - - - $ 7,405,000 $ 40,458 $ 7,445,458 $ 44,520,000 $ 5,475,966 $ 49,995,966 Page 183 of 249 137 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS COMBINING SCHEDULE OF ENTERPRISE FUND LONG-TERM DEBT BY MATURITY DATE September 30, 2019 Page 3 of 4 Water & Sewer System Revenue Bonds, Series 2017A (Texas Water Development Board - Drinking Water State Revolving Fund) Water & Sewer System Revenue Bonds, Series 2017B (Texas Water Development Board - Drinking Water State Revolving Fund) Fiscal Year Principal Interest Total Principal Interest Total 2020 $ 1,010,000 $ 59,079 $ 1,069,079 $ 340,000 $ 184,925 $ 524,925 2021 1,010,000 58,473 1,068,473 340,000 184,721 524,721 2022 1,015,000 55,948 1,070,948 340,000 183,871 523,871 2023 1,020,000 51,380 1,071,380 345,000 182,341 527,341 2024 1,025,000 44,954 1,069,954 345,000 180,168 525,168 2025 1,030,000 36,447 1,066,447 350,000 177,304 527,304 2026 1,045,000 25,941 1,070,941 350,000 173,734 523,734 2027 1,055,000 13,610 1,068,610 355,000 169,604 524,604 2028 - - - 360,000 165,025 525,025 2029 - - - 365,000 160,021 525,021 2030 - - - 370,000 154,582 524,582 2031 - - - 375,000 148,699 523,699 2032 - - - 385,000 142,362 527,362 2033 - - - 390,000 135,586 525,586 2034 - - - 395,000 128,488 523,488 2035 - - - 405,000 121,061 526,061 2036 - - - 410,000 113,245 523,245 2037 - - - 420,000 105,168 525,168 2038 - - - 430,000 96,768 526,768 2039 - - - 435,000 88,125 523,125 2040 - - - 445,000 79,338 524,338 2041 - - - 455,000 70,304 525,304 2042 - - - 465,000 61,022 526,022 2043 - - - 475,000 51,490 526,490 2044 - - - 485,000 41,705 526,705 2045 - - - 495,000 31,665 526,665 2046 - - - 505,000 21,369 526,369 2047 - - - 515,000 10,815 525,815 2048 - - - - - - 2049 - - - - - - $ 8,210,000 $ 345,832 $ 8,555,832 $ 11,345,000 $ 3,363,506 $ 14,708,506 Water & Sewer System Revenue & Refunding Bonds, Series 2017C Water & Sewer System Revenue Bonds, Series 2018A (Texas Water Development Board - Drinking Water State Revolving Fund) Fiscal Year Principal Interest Total Principal Interest Total 2020 $ 2,085,000 $ 2,567,281 $ 4,652,281 $ 290,000 $ 117,705 $ 407,705 2021 2,150,000 2,463,031 4,613,031 290,000 116,458 406,458 2022 2,270,000 2,355,531 4,625,531 290,000 114,805 404,805 2023 2,980,000 2,242,031 5,222,031 285,000 112,746 397,746 2024 4,045,000 2,093,031 6,138,031 285,000 110,380 395,380 2025 4,275,000 1,890,781 6,165,781 290,000 107,758 397,758 2026 6,020,000 1,677,031 7,697,031 285,000 104,829 389,829 2027 6,275,000 1,376,031 7,651,031 290,000 101,694 391,694 2028 6,555,000 1,062,281 7,617,281 290,000 98,301 388,301 2029 3,230,000 734,531 3,964,531 290,000 94,734 384,734 2030 3,275,000 605,331 3,880,331 290,000 90,964 380,964 2031 1,825,000 507,082 2,332,082 290,000 87,020 377,020 2032 3,150,000 452,332 3,602,332 285,000 82,931 367,931 2033 3,245,000 326,332 3,571,332 290,000 78,770 368,770 2034 3,345,000 196,532 3,541,532 290,000 74,362 364,362 2035 765,000 92,000 857,000 285,000 69,809 354,809 2036 765,000 61,400 826,400 285,000 65,221 350,221 2037 770,000 30,800 800,800 290,000 60,547 350,547 2038 - - - 290,000 55,704 345,704 2039 - - - 290,000 50,802 340,802 2040 - - - 285,000 45,843 330,843 2041 - - - 290,000 40,913 330,913 2042 - - - 285,000 35,867 320,867 2043 - - - 290,000 30,879 320,879 2044 - - - 290,000 25,775 315,775 2045 - - - 290,000 20,642 310,642 2046 - - - 285,000 15,480 300,480 2047 - - - 285,000 10,379 295,379 2048 - - - 290,000 5,249 295,249 $ 57,025,000 $ 20,733,369 $ 77,758,369 $ 8,360,000 $ 2,026,567 $ 10,386,567 Page 184 of 249 138 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS COMBINING SCHEDULE OF ENTERPRISE FUND LONG-TERM DEBT BY MATURITY DATE September 30, 2019 Page 4 of 4 Water & Sewer System Revenue Bonds, Series 2018B Water & Sewer System Revenue Bonds, Series 2019A (Texas Water Development Board - Drinking Water State Revolving Fund) Fiscal Year Principal Interest Total Principal Interest Total 2020 $ 955,000 $ 799,950 $ 1,754,950 $ 700,000 $ 146,578 $ 846,578 2021 955,000 780,850 1,735,850 700,000 137,060 837,060 2022 950,000 742,650 1,692,650 700,000 137,060 837,060 2023 950,000 704,650 1,654,650 700,000 137,060 837,060 2024 950,000 666,650 1,616,650 700,000 137,060 837,060 2025 950,000 628,650 1,578,650 700,000 136,920 836,920 2026 950,000 581,150 1,531,150 700,000 136,290 836,290 2027 955,000 533,650 1,488,650 700,000 135,170 835,170 2028 950,000 485,900 1,435,900 700,000 133,490 833,490 2029 955,000 438,400 1,393,400 700,000 131,250 831,250 2030 955,000 390,650 1,345,650 700,000 128,450 828,450 2031 955,000 342,900 1,297,900 700,000 125,020 825,020 2032 955,000 295,150 1,250,150 700,000 121,030 821,030 2033 950,000 247,400 1,197,400 700,000 116,550 816,550 2034 950,000 199,900 1,149,900 700,000 111,650 811,650 2035 955,000 152,400 1,107,400 700,000 106,400 806,400 2036 950,000 114,200 1,064,200 700,000 100,870 800,870 2037 950,000 76,200 1,026,200 700,000 95,060 795,060 2038 955,000 38,200 993,200 700,000 88,970 788,970 2039 - - - 700,000 82,600 782,600 2040 - - - 700,000 75,950 775,950 2041 - - - 700,000 69,020 769,020 2042 - - - 700,000 61,810 761,810 2043 - - - 700,000 54,390 754,390 2044 - - - 700,000 46,830 746,830 2045 - - - 700,000 39,200 739,200 2046 - - - 700,000 31,500 731,500 2047 - - - 700,000 23,730 723,730 2048 - - - 700,000 15,890 715,890 2049 - - - 700,000 7,980 707,980 $ 18,095,000 $ 8,219,500 $ 26,314,500 $ 21,000,000 $ 2,870,838 $ 23,870,838 Water & Sewer System Revenue & Refunding Bonds, Series 2019B Fiscal Year Principal Interest Total 2020 $ 755,000 $ 1,679,479 $ 2,434,479 2021 2,520,000 1,632,450 4,152,450 2022 2,630,000 1,506,450 4,136,450 2023 2,740,000 1,374,950 4,114,950 2024 860,000 1,237,950 2,097,950 2025 875,000 1,194,950 2,069,950 2026 885,000 1,151,200 2,036,200 2027 900,000 1,106,950 2,006,950 2028 920,000 1,061,950 1,981,950 2029 4,550,000 1,015,950 5,565,950 2030 4,805,000 788,450 5,593,450 2031 5,065,000 548,200 5,613,200 2032 1,155,000 294,950 1,449,950 2033 1,180,000 237,200 1,417,200 2034 1,210,000 190,000 1,400,000 2035 1,215,000 141,600 1,356,600 2036 580,000 93,000 673,000 2037 580,000 69,800 649,800 2038 580,000 46,600 626,600 2039 585,000 23,400 608,400 2040 - - - 2041 - - - 2042 - - - 2043 - - - 2044 - - - 2045 - - - 2046 - - - 2047 - - - 2048 - $ 34,590,000 - $ 15,395,479 - $ 49,985,479 Page 185 of 249 139 City of Pearland 2019 CAFR Statistical Section (Unaudited) Page 186 of 249 140 City of Pearland 2019 CAFR Page 187 of 249 141 City of Pearland 2019 CAFR Unaudited Statistical Section This part of the City’s comprehensive annual financial report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information says about the government's overall financial health. Contents Page Financial Trends 142 These schedules contain trend information to help the reader understand how the government's financial performance and well-being have changed over time. Revenue Capacity 154 These schedules contain information to help the reader assess the government's most significant local revenue sources, the property tax and sales tax. Debt Capacity 166 These schedules present information to help the reader assess the affordability of the government's current levels of outstanding debt and the government's ability to issue additional debt in the future. Demographic and Economic Information 173 These schedules offer demographic and economic indicators to help the reader understand the environment within which the government's financial activities take place. Operating Information 176 These schedules contain service and infrastructure data to help the reader understand how the information in the government's financial report relates to the services the government provides and the activities it performs. Sources: Unless otherwise noted, the information in these schedules is derived from the comprehensive annual financial reports for the relevant year. Page 188 of 249 142 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NET POSITION BY COMPONENT Last Ten Fiscal Years Amounts in (000’s0 (Accrual Basis of Accounting) Table 1 Page 1 of 2 2010 2011 2012 1 2013 1,2 2014 Governmental Activities Net investment in capital assets $ 422,643 $ 413,439 $ 353,160 $ 391,032 $ 397,346 Restricted 18,020 16,462 38,933 43,413 52,209 Unrestricted Total governmental activities 13,692 14,543 10,117 14,696 2,477 net position $ 454,355 $ 444,444 $ 402,210 $ 449,141 $ 452,032 Business-type activities Net investment in capital assets $ 144,244 $ 156,629 $ 156,888 $ 165,915 $ 174,955 Restricted 17,587 5,603 9,821 9,542 14,484 Unrestricted Total business-type activities 11,942 13,910 12,439 16,704 15,612 net position $ 173,773 $ 176,142 $ 179,148 $ 192,161 $ 205,051 Primary government Investment in capital assets $ 566,887 $ 570,068 $ 510,048 $ 556,947 $ 572,301 Restricted 35,607 22,065 48,754 52,955 66,693 Unrestricted Total primary government 25,634 28,453 22,556 31,400 18,089 net position $ 628,128 $ 620,586 $ 581,358 $ 641,302 $ 657,083 1 Restated due to implementation of GASB 65 in fiscal year 2014. Fiscal years 2012 and 2013 have been restated for comparison purposes. 2 Due to implementation of GASB 61, the City's component units are now considered blended component units versus discretely presented as in years prior to fiscal year 2013. Fiscal year 2012 has been restated for comparison purposes. Page 189 of 249 143 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS NET POSITION BY COMPONENT Last Ten Fiscal Years Amounts in (000’s0 (Accrual Basis of Accounting) Table 1 Page 2 of 2 2015 2016 2017 2018 2019 Governmental Activities Net investment in capital assets $ 423,706 $ 439,923 $ 449,141 $ 454,670 $ 488,077 Restricted 53,883 60,640 60,310 67,263 56,491 Unrestricted Total governmental activities 3,800 3,185 (5,045) (2,500) (742) net position $ 481,389 $ 503,748 $ 504,406 $ 519,433 $ 543,826 Business-type activities Net investment in capital assets $ 186,819 $ 187,937 $ 205,827 $ 210,674 $ 214,672 Restricted 13,539 15,852 13,972 14,525 15,270 Unrestricted Total business-type activities 12,815 13,351 6,972 20,663 29,805 net position $ 213,173 $ 217,140 $ 226,771 $ 245,862 $ 259,747 Primary government Investment in capital assets $ 610,525 $ 627,860 $ 654,968 $ 665,344 $ 702,749 Restricted 67,422 76,492 74,282 81,788 71,761 Unrestricted Total primary government 16,615 16,536 1,927 18,163 29,063 net position $ 694,562 $ 720,888 $ 731,177 $ 765,295 $ 803,573 Page 190 of 249 144 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS CHANGES IN NET POSITION Last Ten Fiscal Years Amounts in (000’s) (Account Basis of Accounting) Table 2 Page 1 of 4 2010 2011 2012 1 2013 1,2 2014 Expenses Governmental activities: General Government $ 13,439 $ 15,945 $ 13,334 $ 13,358 $ 12,241 Public Safety 24,268 23,042 27,403 28,944 32,130 Public Works 35,679 31,130 28,510 31,690 38,579 Community Services 3,323 3,254 4,267 3,807 4,687 Parks and Recreation 7,699 8,062 9,264 9,524 6,896 Economic Development - - 26,311 17,411 26,498 Interest on long-term debt 13,738 13,142 11,572 10,534 16,225 Total government activities expenses Business-type activities: 98,146 94,575 120,661 115,268 137,256 Water and Sewer 27,157 29,192 29,392 31,289 32,444 Solid Waste 7,089 7,285 7,528 8,324 6,664 Total business-type activities 34,246 36,477 36,920 39,613 39,108 Total primary government expenses $ 132,392 $ 131,052 $ 157,581 $ 154,881 $ 176,364 Program Revenue Governmental activities: Charges for services: General Government $ 6,637 $ - $ 7,624 $ 6,326 $ 6,637 Public Safety 3,296 3,679 4,206 7,410 2,793 Public Works 10 18 43 3,096 322 Community Services 4,312 4,632 5,855 3,264 7,375 Parks and Recreation 906 2,027 2,080 2,209 2,290 Economic Development - - 413 414 430 Operating grants and contributions: General Government 5,215 5,488 6,045 44 440 Public Safety 641 407 711 603 434 Public Works 207 675 53 1,388 7,612 Community Services 159 366 311 108 337 Parks and Recreation 424 462 542 182 474 Economic Development - - - - - Capital grants and contributions: General Government - - - 180 - Public Safety 98 - - - - Public Works 29,800 10,330 18,743 52,921 29,269 Parks and Recreation - - 100 - - Total governmental activities program revenues 51,705 28,084 46,726 78,145 58,413 Business- type activities: Charges for services: Water and Sewer 24,961 28,664 27,535 29,008 28,929 Solid Waste 7,313 7,258 7,654 8,175 7,008 Operating grants and contributions: Water and Sewer 70 61 205 - - Capital grants and contributions: Water and Sewer 8,611 4,215 8,118 16,273 17,677 Total business-type activities program revenues 40,955 40,198 45,009 53,456 53,614 Total primary government program revenues $ 92,660 $ 68,282 $ 91,735 $ 131,601 $ 112,027 1 Restated due to implementation of GASB 65 in fiscal year 2014. Fiscal years 2012 and 2013 have been restated for comparison purposes. 2 Due to implementation of GASB 61, the City's component units are now considered blended component units versus discretely presented as in years prior to fiscal year 2013. Fiscal year 2012 has been restated for comparison purposes. Page 191 of 249 145 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS CHANGES IN NET POSITION Last Ten Fiscal Years Amounts in (000’s) (Account Basis of Accounting) Table 2 Page 2 of 4 Expenses 2015 2016 2017 2018 2019 Governmental activities: General Government $ 17,189 $ 18,016 $ 20,121 $ 20,360 $ 21,249 Public Safety 33,179 38,933 44,343 43,275 47,948 Public Works 45,894 46,449 49,221 53,271 46,631 Community Services 3,641 3,711 5,107 4,509 4,616 Parks and Recreation 3,731 4,820 8,823 7,194 7,683 Economic Development 26,159 31,330 31,293 29,521 33,470 Interest on long-term debt 15,569 15,946 14,422 14,441 14,017 Total government activities expenses Business-type activities: Water and Sewer 145,362 34,266 159,205 37,941 173,331 41,475 172,571 41,683 175,614 39,413 Solid Waste 6,417 6,833 7,059 7,441 7,752 Total business-type activities 40,683 44,774 48,534 49,124 47,165 Total primary government expenses $ 186,045 $ 203,979 $ 221,865 $ 221,695 $ 222,779 Program Revenue Governmental activities: Charges for services: General Government $ 7,624 $ 8,547 $ 9,518 $ 10,414 $ 10,826 Public Safety 4,110 4,276 3,949 3,777 4,413 Public Works 338 320 1,395 253 1,379 Community Services 7,771 8,520 8,026 6,566 6,888 Parks and Recreation 2,412 2,218 2,001 2,766 2,328 Economic Development 1,209 13 3,886 3,503 1,951 Operating grants and contributions: General Government 747 2,595 - - - Public Safety 294 - - 11 - Public Works 4,589 11,123 12,459 5,884 8,765 Community Services 216 - 575 232 239 Parks and Recreation 1,586 - - - - Economic Development - - - - - Capital grants and contributions: General Government - - - - - Public Safety - - - - - Public Works 36,440 24,636 10,107 19,241 16,678 Parks and Recreation - - - - - Total governmental activities program revenues Business-type activities: Charges for services: Water and Sewer 67,336 30,201 62,248 43,677 51,916 51,544 52,647 55,593 53,467 55,696 Solid Waste 6,637 6,945 6,549 7,842 8,621 Operating grants and contributions: Water and Sewer 2,512 30 - - - Capital grants and contributions: Water and Sewer 13,177 4,094 2,027 4,613 4,113 Total business-type activities program revenues 52,527 54,746 60,120 68,048 69,927 Total primary government program revenues $ 119,863 $ 116,994 $ 112,036 $ 120,695 $ 123,394 Page 192 of 249 146 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS CHANGES IN NET POSITION Last Ten Fiscal Years Amounts in (000’s) (Account Basis of Accounting) Table 2 Page 3 of 4 2010 2011 2012 1 2013 1,2 2014 Net (Expense)/Revenue Governmental activities $ (46,441) $ (66,491) $ (73,935) $ (37,123) $ (78,843) Business-type activities 6,709 3,721 8,089 13,843 14,506 Total primary government net expense $ (39,732) $ (62,770) $ (65,846) $ (23,280) $ (64,337) General Revenues and Other Changes in Net Position Governmental activities: Taxes: Property taxes $ 31,140 $ 32,963 $ 33,451 $ 52,230 $ 54,433 Sales and use taxes 14,218 13,578 13,983 22,969 24,942 Franchise taxes 5,075 5,426 5,605 5,670 5,999 Investment earnings 1,376 253 157 134 155 Miscellaneous 6,294 1,028 1,854 1,554 1,701 Special item - - - - - Transfers 621 1,186 1,475 2,269 1,607 Total governmental activities $ 58,724 $ 54,434 $ 56,525 $ 84,826 $ 88,837 Business-type activities: Investment earnings $ 363 $ 100 $ 116 $ 68 $ 95 Miscellaneous 23 779 9 444 682 Transfers (621) (1,186) (1,475) (2,269) (1,607) Total business-type activities (235) (307) (1,350) (1,757) (830) Total primary government $ 58,489 $ 54,127 $ 55,175 $ 83,069 $ 88,007 Change in Net Position: Governmental activities $ 12,283 $ (12,057) $ (17,410) $ 47,703 $ 9,994 Business-type activities 6,474 3,414 6,739 12,086 13,676 Total primary government $ 18,757 $ (8,643) $ (10,671) $ 59,789 $ 23,670 1 Restated due to implementation of GASB 65 in fiscal year 2014. Fiscal years 2012 and 2013 have been restated for comparison purposes. 2 Due to implementation of GASB 61, the City's component units are now considered blended component units versus discretely presented as in years prior to fiscal year 2013. Fiscal year 2012 has been restated for comparison purposes. Page 193 of 249 147 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS CHANGES IN NET POSITION Last Ten Fiscal Years Amounts in (000’s) (Account Basis of Accounting) Table 2 Page 4 of 4 2015 2016 2017 2018 2019 Net (Expense)/Revenue Governmental activities $ (78,026) $ (96,957) $ (121,414) $ (119,924) $ (122,148) Business-type activities 11,844 9,972 11,586 18,924 22,762 Total primary government net expense $ (66,182) $ (86,985) $ (109,828) $ (101,000) $ (99,386) General Revenues and Other Changes in Net Position Governmental activities: Taxes: Property taxes $ 57,378 $ 62,974 $ 76,686 $ 83,803 $ 89,930 Sales and use taxes 27,295 29,970 31,976 35,437 34,872 Franchise taxes 6,484 6,971 7,263 7,358 7,480 Investment earnings 254 491 622 1,651 3,293 Miscellaneous 2,398 4,149 3,108 4,691 562 Special item (3,039) - - - - Transfers 2,031 2,828 2,417 3,103 11,364 Total governmental activities $ 92,801 $ 107,383 $ 122,072 $ 136,043 $ 147,501 Business-type activities: Investment earnings $ 139 $ 325 $ 396 $ 1,361 $ 2,947 Miscellaneous 274 219 66 7 2,361 Transfers (2,030) (2,828) (2,417) (3,103) (11,364) Total business-type activities (1,617) (2,284) (1,955) (1,735) (6,056) Total primary government $ 91,184 $ 105,099 $ 120,117 $ 134,308 $ 141,445 Change in Net Position: Governmental activities $ 14,775 $ 10,426 $ 658 $ 16,117 $ 25,353 Business-type activities 10,227 7,688 9,631 17,189 16,706 Total primary government $ 25,002 $ 18,114 $ 10,289 $ 33,306 $ 42,059 Page 194 of 249 148 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS FUND BALANCES OF GOVERNMENTAL FUNDS Last Ten Fiscal Years Amounts in (000’s) (Modified Accrual Basis of Accounting) Table 3 Page 1 of 2 General fund 2010 2011 2012 2013 1 2014 Non-spendable $ 146 $ 130 $ 182 $ 158 $ 202 Restricted - 126 - - - Assigned 117 160 167 1,554 1,394 Unassigned 12,599 14,108 17,222 16,911 17,859 Total General Fund $ 12,862 $ 14,524 $ 17,571 $ 18,623 $ 19,455 All other governmental funds Non-spendable $ - $ - $ - $ 183 $ 209 Restricted Debt service 6,705 5,160 4,992 5,192 5,951 Capital improvements 30,893 23,461 13,776 14,536 17,519 Public safety 612 541 702 715 390 Economic Development - - - 20,777 23,814 Community development programs Tourism 1,394 1,452 1,821 2,267 2,994 Parks and recreation 1,214 1,143 968 985 168 Capital projects - other 962 810 797 866 - Other 79 87 215 638 918 Unassigned - - - - - Total other Governmental Funds $ 41,859 $ 32,654 $ 23,271 $ 46,159 $ 51,963 1 Due to implementation of GASB 61, the City's component units are now considered blended component units versus discretely presented as in years prior to fiscal year 2013. Page 195 of 249 149 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS FUND BALANCES OF GOVERNMENTAL FUNDS Last Ten Fiscal Years Amounts in (000’s) (Modified Accrual Basis of Accounting) Table 3 Page 2 of 2 2015 2016 2017 2018 2019 General fund Non-spendable $ 293 $ 151 $ 101 $ 136 $ 15 Restricted - - - - - Assigned 1,406 3,994 3,000 1,538 1,521 Unassigned 19,655 16,775 11,262 12,314 15,666 Total General Fund $ 21,354 $ 20,919 $ 14,363 $ 13,988 $ 17,202 All other governmental funds Non-spendable $ 173 $ - $ 4 $ - $ - Restricted Debt service 5,835 8,276 5,912 6,797 5,427 Capital improvements 22,484 47,361 59,200 43,912 52,952 Public safety 394 342 364 506 504 Economic Development Community development programs Tourism 24,117 3,685 32,844 4,194 36,795 4,604 44,634 4,661 34,659 5,388 Parks and recreation 105 131 262 517 530 Capital projects - other - - - - - Other 1,149 1,264 779 783 1,313 Unassigned - - (28) (52) (28) Total other Governmental Funds $ 57,940 $ 94,411 $ 107,892 $ 101,758 $ 100,745 Page 196 of 249 150 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS Last Ten Fiscal Years Amounts in (000’s) (Modified Accrual Basis of Accounting) Table 4 Page 1 of 2 2010 2011 2012 2013 1 2014 Revenues Property taxes $ 32,856 $ 33,454 $ 34,362 $ 54,475 $ 57,378 Sales and use taxes 13,578 13,983 15,632 24,942 27,295 Franchise fees 5,426 5,605 5,817 5,999 6,484 Licenses and permits 1,807 1,721 2,320 2,989 4,149 Fines and forfeitures 2,475 2,895 3,374 3,534 3,121 Charges for services 9,328 11,687 11,891 12,982 13,078 Investment earnings 591 156 92 154 254 Intergovernmental 3,689 2,199 3,089 4,595 2,541 Other 982 1,560 2,541 7,973 4,157 Total Revenues 70,732 73,260 79,118 117,643 118,457 Expenditures General government 8,527 10,866 7,784 7,958 8,027 Public safety 23,784 23,926 25,372 26,204 29,171 Public works 7,108 6,505 5,533 7,812 8,121 Community services 3,839 3,376 4,246 3,523 3,960 Parks and recreation 6,305 7,539 7,499 7,244 7,816 Economic development Debt service: Principal 6,200 8,217 9,373 17,414 15,637 25,248 15,815 Interest and other charges 13,635 13,543 12,401 15,859 16,373 Capital outlay 61,317 25,703 9,201 22,101 15,536 Intergovernmental 3,794 3,954 3,992 4,058 4,307 Total Expenditures 134,509 103,629 85,401 127,810 134,374 Excess of revenues over (under) expenditures (63,777) (30,369) (6,283) (10,167) (15,917) Other Financing Sources (Uses) Transfers in 3,498 3,525 5,909 15,515 16,507 Transfers out (2,312) (2,050) (5,096) (14,583) (16,967) Debt issued 28,962 21,637 49,805 12,060 49,560 Payment to Escrow Agent - (1,630) (54,478) - (33,182) Capital leases 2,050 1,289 - 1,179 1,853 Other - 56 3,809 331 4,784 Total other Financing Sources (uses) 32,198 22,826 (51) 14,502 22,555 Net change in fund balances $ (31,579) $ (7,543) $ (6,334) $ 4,335 $ 6,638 Debt service as a percentage of noncapital expenditures 27.1% 27.9% 28.3% 29.8% 27.0% 1 Due to implementation of GASB 61, the City's component units are now considered blended component units versus discretely presented as in years prior to fiscal year 2013. Page 197 of 249 151 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS Last Ten Fiscal Years Amounts in (000’s) (Modified Accrual Basis of Accounting) Table 4 Page 2 of 2 Revenues 2015 2016 2017 2018 2019 Property taxes $ 62,922 $ 67,569 $ 76,562 $ 83,484 $ 90,252 Sales and use taxes 29,970 31,293 31,976 35,437 34,872 Franchise fees 6,971 7,228 7,263 7,358 7,480 Licenses and permits 4,544 5,677 5,435 4,146 4,198 Fines and forfeitures 3,108 2,931 2,654 2,468 2,712 Charges for services 14,661 15,313 16,015 16,769 17,726 Investment earnings 433 728 619 1,600 3,186 Intergovernmental 3,197 15,959 16,010 8,579 10,329 Other 7,076 5,065 5,736 7,200 3,947 Total Revenues 132,882 151,765 162,270 167,041 174,702 Expenditures General government 10,470 11,609 11,223 11,300 11,173 Public safety 32,229 36,818 40,858 41,273 42,716 Public works 10,298 13,292 17,365 16,968 12,596 Community services 3,408 4,294 4,837 4,313 4,219 Parks and recreation 5,823 6,458 6,419 5,959 6,065 Economic development Debt service: Principal 25,625 23,790 31,051 19,736 29,001 24,341 29,195 23,547 38,288 38,007 Interest and other charges 16,595 15,841 15,221 15,814 15,646 Capital outlay 24,471 31,982 43,860 43,474 39,541 Intergovernmental 4,792 4,847 6,937 7,168 7,325 Total Expenditures 157,501 175,928 200,062 199,011 215,576 Excess of revenues over (under) expenditures (24,619) (24,163) (37,792) (31,970) (40,874) Other Financing Sources (Uses) Transfers in 17,043 26,062 28,466 24,456 34,200 Transfers out (15,233) (20,844) (26,860) (22,266) (22,866) Debt issued 81,258 142,701 115,718 24,223 44,292 Payment to Escrow Agent (54,303) (89,638) (72,608) - (12,551) Capital leases 574 1,918 - - - Other 3,157 - - - - Total other Financing Sources (uses) 32,496 60,199 44,716 26,413 43,075 Net change in fund balances $ 7,877 $ 36,036 $ 6,924 $ (5,557) $ 2,201 Debt service as a percentage of noncapital expenditures 29.9% 24.8% 25.3% 24.9% 30.3% 1 Due to implementation of GASB 61, the City's component units are now considered blended component units versus discretely presented as in years prior to fiscal year 2013. Page 198 of 249 152 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS SPENDING AND GROWTH ANALYSIS Last Ten Fiscal Years Amounts in (000’s) (Modified Accrual Basis of Accounting) Table 4.5 Page 1 of 2 Amounts in (000's) Expenditures 2010 2011 2012 2013 2014 2015 General Gov't $ 19,561 $ 10,877 $ 7,797 $ 7,958 $ 8,027 $ 10,470 Public Safety 23,784 23,926 25,372 26,204 29,171 32,229 Public Works 7,108 6,505 5,533 7,812 8,121 10,298 Community Services 3,839 3,376 4,246 3,523 3,960 3,408 Parks & recreation 6,305 7,539 7,499 7,244 7,816 5,823 Economic Development 15,426 17,391 20,397 17,414 25,248 25,625 Debt Service - principal 8,525 10,847 12,893 15,637 15,815 23,790 Debt service - interest 17,096 17,154 15,534 15,859 16,373 16,595 Capital outlay 64,563 25,768 9,201 22,101 15,536 24,471 Intergovernmental 4,234 4,127 4,158 4,058 4,307 4,792 Total $ 170,441 $ 127,510 $ 112,630 $ 127,810 $ 134,374 $ 157,501 Distribution of Spending General Gov't 11.5% 8.5% 6.9% 6.2% 6.0% 6.6% Public Safety 14.0% 18.8% 22.5% 20.5% 21.7% 20.5% Public Works 4.2% 5.1% 4.9% 6.1% 6.0% 6.5% Community Services 2.3% 2.6% 3.8% 2.8% 2.9% 2.2% Parks & recreation 3.7% 5.9% 6.7% 5.7% 5.8% 3.7% Economic Development 9.1% 13.6% 18.1% 13.6% 18.8% 16.3% Debt Service - principal 5.0% 8.5% 11.4% 12.2% 11.8% 15.1% Debt service - interest 10.0% 13.5% 13.8% 12.4% 12.2% 10.5% Capital outlay 37.9% 20.2% 8.2% 17.3% 11.6% 15.5% Intergovernmental 2.5% 3.2% 3.7% 3.2% 3.2% 3.0% Total 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% Per Capita Expenditures Adjusted for CPI POPULATION 94,100 97,200 99,800 104,100 106,900 112,300 PER CAPITA $ 1,811 $ 1,312 $ 1,129 $ 1,228 $ 1,257 $ 1,403 CPI INDEX (NATIONAL) 218.06 224.94 229.59 232.96 234.75 236.70 PER CAPITA ADJ TO 2019 $ 2,133 $ 1,497 $ 1,262 $ 1,353 $ 1,375 $ 1,521 PER CAPITA ADJ TO 2010 $ 1,811 $ 1,272 $ 1,072 $ 1,149 $ 1,168 $ 1,292 Page 199 of 249 153 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS SPENDING AND GROWTH ANALYSIS Last Ten Fiscal Years Amounts in (000’s) (Modified Accrual Basis of Accounting) Table 4.5 Page 2 of 2 Amounts in (000's) Ten Year Average Compounded Expenditures 2016 2017 2018 2019 % CHG Growth Rate General Gov't $ 11,609 $ 11,223 $ 11,363 $ 11,300 -42.2% -5.91% Public Safety 36,818 40,858 41,281 41,273 73.5% 6.32% Public Works 13,292 17,365 16,998 16,968 138.7% 10.15% Community Services 4,294 4,837 4,313 4,313 12.3% 1.30% Parks & recreation 6,458 6,419 5,960 5,959 -5.5% -0.63% Economic Development 31,051 29,001 29,195 29,195 89.3% 7.35% Debt Service - principal 19,736 24,341 23,547 23,547 176.2% 11.95% Debt service - interest 15,841 15,221 15,814 15,814 -7.5% -0.86% Capital outlay 31,982 43,860 44,321 43,474 -32.7% -4.30% Intergovernmental 4,847 6,937 7,168 7,168 69.3% 6.02% Total $ 175,928 $ 200,062 $ 199,960 $ 199,011 16.8% 1.74% Distribution of Spending General Gov't 6.6% 5.6% 5.7% 5.7% Public Safety 20.9% 20.4% 20.6% 20.7% Public Works 7.6% 8.7% 8.5% 8.5% Community Services 2.4% 2.4% 2.2% 2.2% Parks & recreation 3.7% 3.2% 3.0% 3.0% Economic Development 17.6% 14.5% 14.6% 14.7% Debt Service - principal 11.2% 12.2% 11.8% 11.8% Debt service - interest 9.0% 7.6% 7.9% 7.9% Capital outlay 18.2% 21.9% 22.2% 21.8% Intergovernmental 2.8% 3.5% 3.6% 3.6% Total 100.0% 100.0% 100.0% 100.0% Average Compounded Per Capita Expenditures Adjusted for CPI Growth Rate POPULATION 117,100 121,500 125,198 127,500 3.43% PER CAPITA $ 1,502 $ 1,647 $ 1,597 $ 1,561 -1.64% CPI INDEX (NATIONAL) 241.40 246.37 252.44 256.76 1.83% PER CAPITA ADJ TO 2019 $ 1,598 $ 1,716 $ 1,624 $ 1,561 -3.41% PER CAPITA ADJ TO 2010 $ 1,357 $ 1,457 $ 1,380 $ 1,326 -3.41% Page 200 of 249 154 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS ASSESSED VALUE AND ESTIMATED ACTUAL VALUE OF TAXABLE PROPERTY Last Ten Fiscal Years Table 5 Page 1 of 2 Real Property Fiscal Year Tax Year Residential Commercial Personal Property Less Tax Exempt Real Property 2010 2009 $ 4,673,324,896 $ 1,762,831,286 $ 632,160,830 $ 484,145,515 2011 2010 4,916,409,359 1,833,483,370 527,132,210 590,247,297 2012 2011 4,929,336,548 1,897,683,176 488,098,315 592,996,676 2013 (1) 2012 5,042,965,503 1,954,587,058 612,564,952 617,274,555 2014 2013 5,530,854,515 1,966,675,342 614,461,500 627,308,465 2015 2014 6,000,588,340 2,035,398,664 670,832,220 673,524,095 2016 2015 6,687,172,478 2,200,841,575 677,182,023 677,182,023 2017 2016 7,800,700,555 2,552,439,217 776,125,452 835,697,201 2018 2017 8,160,296,748 3,201,012,344 801,094,174 916,937,992 2019 2018 8,388,984,355 3,467,102,770 880,377,068 882,979,174 Notes: (1) Assessed valuation for fiscal year 2013 does not include Brazoria County Mud #4 valuation of $241,712,166 that was annexed into the City on December 31, 2012. Assessed values presented here are for the City and Tax Increment Reinvestment Zone. Assessed value based on adjusted tax roll at year end. Page 201 of 249 155 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS ASSESSED VALUE AND ESTIMATED ACTUAL VALUE OF TAXABLE PROPERTY Last Ten Fiscal Years Table 5 Page 2 of 2 Fiscal Year Tax Year Less Other Exemptions and Abatements Total Taxable Assessed Value Total Direct Tax Rate Estimated Actual Taxable Value Assessed Value as a Percent of Actual Taxable Value 2010 2009 $ 315,123,559 $ 6,269,047,937 0.6526 $ 6,269,047,937 100% 2011 2010 355,054,613 6,331,723,029 0.6651 6,331,723,029 100% 2012 2011 352,494,382 6,369,626,981 0.6851 6,369,626,981 100% 2013 (1) 2012 454,866,920 6,537,976,038 0.7051 6,537,976,038 100% 2014 2013 487,709,374 6,996,973,518 0.7051 6,996,973,518 100% 2015 2014 452,738,140 7,580,556,989 0.7121 7,580,556,989 100% 2016 2015 423,238,764 8,464,775,289 0.7053 8,464,775,289 100% 2017 2016 571,315,443 9,722,252,580 0.6812 9,722,252,580 100% 2018 2017 681,810,199 10,563,655,075 0.6851 10,563,655,075 100% 2019 2018 904,072,816 10,949,412,203 0.7092 10,949,412,203 100% Notes: (1) Assessed valuation for fiscal year 2013 does not include Brazoria County Mud #4 valuation of $241,712,166 that was annexed into the City on December 31, 2012. Assessed values presented here are for the City and Tax Increment Reinvestment Zone. Assessed value based on adjusted tax roll at year end. Page 202 of 249 156 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS DIRECT AND OVERLAPPING PROPERTY TAX RATES Last Ten Fiscal Years (Rate per $100 assessed value) Table 6 Page 1 of 3 City Direct Rates Overlapping Rates (a) Fiscal Year M & O Rate I & S Rate Total Direct Pearland Independent School District Pasadena Independent School District Alvin Independent School District Alvin Comm College Brazoria County Fort Bend County 2010 0.220 0.433 0.653 1.419 1.350 1.304 0.200 0.426 0.500 2011 0.215 0.450 0.665 1.419 1.350 1.304 0.200 0.463 0.500 2012 0.215 0.470 0.685 1.419 1.350 1.344 0.199 0.473 0.500 2013 0.215 0.490 0.705 1.419 1.350 1.329 0.200 0.486 0.500 2014 0.215 0.490 0.705 1.416 1.350 1.329 0.194 0.492 0.500 2015 0.222 0.490 0.712 1.416 1.350 1.417 0.204 0.499 0.495 2016 0.223 0.483 0.705 1.416 1.350 1.417 0.204 0.486 0.486 2017 0.241 0.440 0.681 1.416 1.350 1.450 0.192 0.457 0.474 2018 0.255 0.430 0.685 1.416 1.480 1.450 0.181 0.440 0.458 2019 0.279 0.430 0.709 1.416 1.416 1.450 0.188 0.368 0.445 Source: Brazoria County, Harris County, and Fort Bend County Appraisal Districts. (a) Overlapping rates are those of local and county governments that apply to property owners within the City of Pearland. Not all overlapping rates apply to all Pearland property owners; for example, although the county property tax rates apply to all. Page 203 of 249 157 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS DIRECT AND OVERLAPPING PROPERTY TAX RATES Last Ten Fiscal Years (Rate per $100 assessed value) Table 6 Page 2 of 3 Overlapping Rates (a) Fiscal Year Harris County Port of Houston Authority Harris County Flood Control Harris County Hospital District Harris County Dept of Education Brazoria/ Ft Bend MUD No. 1 MUD No. 17 MUD No. 18 MUD No. 19 2010 0.392 0.016 0.029 0.192 0.060 0.850 0.600 0.560 0.630 2011 0.388 0.021 0.029 0.192 0.007 0.850 0.547 0.550 0.620 2012 0.391 0.019 0.028 0.192 0.007 0.850 0.547 0.545 0.600 2013 0.400 0.020 0.028 0.182 0.007 0.850 0.547 0.530 0.580 2014 0.415 0.017 0.028 0.170 0.006 0.850 0.544 0.510 0.550 2015 0.417 0.015 0.027 0.170 0.006 0.850 0.520 0.470 0.510 2016 0.419 0.013 0.027 0.170 0.005 0.848 0.460 0.390 0.450 2017 0.417 0.013 0.028 0.172 0.005 0.848 0.410 0.350 0.400 2018 0.418 0.013 0.028 0.171 0.005 0.848 0.380 0.310 0.380 2019 0.419 0.012 0.029 0.171 0.005 0.848 0.380 0.310 0.360 Source: Brazoria County, Harris County, and Fort Bend County Appraisal Districts. (a) Overlapping rates are those of local and county governments that apply to property owners within the City of Pearland. Not all overlapping rates apply to all Pearland property owners; for example, although the county property tax rates apply to all. Page 204 of 249 158 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS DIRECT AND OVERLAPPING PROPERTY TAX RATES Last Ten Fiscal Years (Rate per $100 assessed value) Table 6 Page 3 of 3 Overlapping Rates (a) Fiscal Year MUD No. 23 MUD No. 26 MUD No. 28 MUD No. 34 MUD No. 35 2010 0.800 0.710 0.820 0.850 1.020 2011 0.770 0.710 0.820 0.850 1.020 2012 0.630 0.690 0.820 0.850 1.020 2013 0.610 0.690 0.820 0.850 1.020 2014 0.600 0.690 0.820 0.850 1.020 2015 0.580 0.690 0.820 0.850 1.020 2016 0.540 0.690 0.820 0.820 1.020 2017 0.480 0.690 0.820 0.800 1.020 2018 0.470 0.690 0.820 0.800 1.000 2019 0.460 0.690 0.820 0.780 1.000 Source: Brazoria County, Harris County, and Fort Bend County Appraisal Districts. (a) Overlapping rates are those of local and county governments that apply to property owners within the City of Pearland. Not all overlapping rates apply to all Pearland property owners; for example, although the county property tax rates apply to all. Page 205 of 249 159 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS PROPERTY TAX LEVIES AND COLLECTIONS Last Ten Fiscal Years Table 7 Fiscal Year Taxes Levied Collected within the Fiscal Year of the Levy Collections Total Collections to Date Ended for the Percentage in Subsequent Percentage Sept 30, Fiscal Year Amount of Levy Years Amount of Levy 2010 41,081,407 40,590,543 98.81% 443,824 41,034,367 99.9% 2011 41,968,046 41,594,389 99.11% 334,334 41,928,723 99.9% 2012 43,441,792 43,110,373 99.24% 314,070 43,424,443 100.0% 2013 45,850,625 45,509,522 99.26% 295,837 45,805,359 99.9% 2014 49,096,473 48,802,720 99.40% 231,224 49,033,944 99.9% 2015 53,463,919 53,175,174 99.46% 164,468 53,339,642 99.8% 2016 58,829,331 58,545,664 99.52% 108,001 58,653,665 99.7% 2017 64,977,413 64,579,894 99.39% 162,638 64,742,532 99.6% 2018 70,633,922 70,216,601 99.41% 149,069 70,365,670 99.6% 2019 75,680,458 75,276,247 99.47% - 75,276,247 99.5% Source: Brazoria County Tax Office Note: Taxes levied based on adjusted tax roll. Page 206 of 249 160 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS PRINCIPAL PROPERTY TAX PAYERS Current Year and Nine Years Ago Table 8 Taxpayer 2019 2010 Percentage Percentage of Total City of Total City Taxable Taxable Taxable Taxable Assessed Assessed Assessed Assessed Value Rank Value Value Rank Value Pearland Town Center LP $ 92,488,650 1 0.84% $ 75,533,070 1 1.21% HCA Healthcare Corp 75,650,360 2 0.69% Amreit SPF Shadow Creek LP 66,511,460 3 0.61% 49,613,650 4 0.79% Mar Shadow Creek LP 57,306,070 4 0.52% Weatherford U.S., Inc. 45,442,990 5 0.41% 58,636,172 2 0.94% Goodgarden Owner GP 38,500,000 6 0.35% DD Shadow Creek V LLC 37,000,000 7 0.34% Brazoria SCR Associates LLC 35,842,780 8 0.33% W-F&B 11900 Shadow Creek VIII 35,250,000 9 0.32% Discovery Shadow Creek Owner Pearland Investments LTD 35,126,160 10 0.32% 52,997,630 3 0.85% Inland American Shadow Creek 30,000,000 5 0.48% Pearland Lifestyle Center, LP 26,040,041 6 0.42% CenterPoint Energy, Inc. 24,885,690 7 0.40% Inland American Waterford, LTD 24,500,480 8 0.39% Walmart Real Estate 24,373,700 9 0.39% Total $ 519,118,470 4.73% $ 390,859,033 6.26% Source: Brazoria County Appraisal District * Tax Year 2018 Page 207 of 249 161 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS PRINCIPAL PROPERTY TAX PAYERS 2018 TOTAL TAXES Table 8A Page 1 of 3 Taxpayer Property Use Taxable Value Taxing Unit Tax Rate Pearland Town Center LP Retail mixed use center $92,488,650 HCA Healthcare Corp Health Care/Hospital $75,650,360 Amreit SPF Shadow Creek LP Retail $66,511,460 Alvin ISD 1.450000 1,341,085 1,051,010 964,416 Pearland ISD 1.415600 - 44,831 - Houston ISD 1.206700 - - - City of Pearland 0.709158 655,891 536,481 471,671 Harris County 0.418580 - - - Brazoria County 0.367914 340,279 278,328 244,705 Alvin Community College 0.187775 173,671 16,567 124,892 Harris County Hospital District 0.171080 - - - Brazoria Drainage Dist 4 0.146000 135,033 110,450 97,107 Brazoria county MUD #26 0.690000 - - - Houston Community College System 0.100263 - - - Pearland Municipal Management District #2 0.087500 80,928 - 58,198 Brazoria County Special Road & Bridge 0.060000 55,493 45,390 39,907 Harris County Flood Control Dist 0.287700 - - - Port of Houston Authority 0.115500 - - - Harris County Dept. of Education 0.005190 - - - Total Tax $ 2,782,380 $ 2,083,056 $ 2,000,896 % Paid to City of Pearland 23.6% 25.8% 23.6% Source: Brazoria County Tax Office & Harris County Tax Office Page 208 of 249 162 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS PRINCIPAL PROPERTY TAX PAYERS 2018 TOTAL TAXES Table 8A Page 2 of 3 Taxpayer Property Use Taxable Value Taxing Unit Tax Rate Mar Shadow Creek LP Multi-Family Housing $57,306,070 Weatherford US LP Oil & Gas Service $45,442,990 Goodgarden Owner GP Multi-Family Housing $38,500,000 Alvin ISD 1.450000 830,938 - 558,250 Pearland ISD 1.415600 - 643,291 - Houston ISD 1.206700 - - - City of Pearland 0.709158 406,391 322,263 273,026 Harris County 0.418580 - - - Brazoria County 0.367914 210,837 167,191 141,647 Alvin Community College 0.187775 107,606 - 72,293 Harris County Hospital District 0.171080 - - - Brazoria Drainage Dist 4 0.146000 83,667 66,347 56,210 Brazoria county MUD #26 0.690000 - - - Houston Community College System 0.100263 - - - Pearland Municipal Management District #2 0.087500 - - - Brazoria County Special Road & Bridge 0.060000 34,384 27,266 23,100 Harris County Flood Control Dist 0.287700 - - - Port of Houston Authority 0.115500 - - - Harris County Dept. of Education 0.005190 - - - Total Tax $ 1,673,823 $ 1,226,357 $ 1,124,526 % Paid to City of Pearland 24.3% 26.3% 24.3% Page 209 of 249 163 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS PRINCIPAL PROPERTY TAX PAYERS 2018 TOTAL TAXES Table 8A Page 3 of 3 Taxpayer Property Use Taxable Value Taxing Unit Tax Rate DD SCR V LLC Multi-Family Housing $37,000,000 Brazoria-SCR Associates LLC & Shadow Cre Multi-Family Housing $ 35,842,780 W-F&B 11900 Shadow Creek VIII Multi-Family Housing $ 35,250,000 Discovery Shadow Creek Owner Multi-Family Housing $35,126,160 Alvin ISD 1.450000 536,500 519,720 511,125 509,329 Pearland ISD 1.415600 - - - Houston ISD 1.206700 - - - City of Pearland 0.709158 262,388 254,182 249,978 249,100 Harris County 0.418580 - - - - Brazoria County 0.367914 136,128 131,871 129,690 129,234 Alvin Community College 0.187775 69,477 67,304 66,191 65,958 Harris County Hospital District 0.171080 - - - - Brazoria Drainage Dist 4 0.146000 54,020 52,330 51,465 51,284 Brazoria county MUD #26 0.690000 - - 243,225 - Houston Community College System 0.100263 - - - - Pearland Municipal Management District #2 0.087500 - - - - Brazoria County Special Road & Bridge 0.060000 22,200 21,506 21,150 21,076 Harris County Flood Control Dist 0.287700 - - - - Port of Houston Authority 0.115500 - - - - Harris County Dept. of Education 0.005190 - - - - Total Tax $ 1,080,713 $ 1,046,913 $ 1,272,824 $ 1,025,981 % Paid to City of Pearland 24.3% 24.3% 19.6% 24.3% Page 210 of 249 164 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS TAXABLE SALES BY CATEGORY Last Ten Calendar Years (In thousands of dollars) Table 9 Page 1 of 2 Calendar Year 2010 2011 2012 2013 2014 Retail Trade $ 673,714 $ 697,419 $ 764,460 $ 828,225 $ 871,813 Accommodations & Food Services 155,345 172,126 198,439 215,705 240,961 Real Estate/Rental/Leasing 46,811 48,059 61,690 55,811 61,392 Manufacturing 39,582 49,474 48,213 34,562 51,274 Wholesale Trade 30,730 33,163 33,566 34,356 42,915 Other Services (Except Public Admin) 25,114 29,557 30,669 34,119 38,539 Information 15,672 16,896 19,194 24,369 29,602 Construction 15,537 17,558 23,181 24,367 26,350 Arts, Entertainment & Recreation 11,315 11,511 12,710 13,569 14,692 Mining, Quarrying, Oil and Gas 3,246 3,316 3,726 12,865 14,520 Admin/Support/Waste Mgmt/Remediation 10,650 11,004 12,696 13,344 12,963 Professional/Scientific/Technical 6,277 7,072 9,037 11,210 10,531 Health Care/Social Assistance 184 252 351 1,065 3,205 Finance, Insurance 1,404 1,261 1,347 1,246 1,483 Agriculture, Forestry, Fishing 180 306 468 772 728 Transportation/Warehousing 282 418 425 318 406 Educational Services 207 314 429 372 350 Utilities 3 187 3 7 7 Total $ 1,036,253 $ 1,099,893 $ 1,220,604 $ 1,306,282 $ 1,421,731 City direct sales tax rate b 1.00% 1.00% 1.00% 1.00% 1.00% Source: State Comptroller's Office. a 2019 taxable sales thru 2nd quarter of 2019. b The City direct sales tax rate includes the City only and not the Pearland Economic Development Corp. (4B). Page 211 of 249 165 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS TAXABLE SALES BY CATEGORY Last Ten Calendar Years (In thousands of dollars) Table 9 Page 2 of 2 Calendar Year 2015 2016 2017 2018 2019 a Retail Trade $ 961,565 $ 999,033 $ 1,042,624 $ 1,056,690 $ 492,677 Accommodations & Food Services 272,540 298,860 316,070 341,462 179,351 Real Estate/Rental/Leasing 48,024 32,786 44,540 44,467 21,803 Manufacturing 41,175 40,192 39,860 39,133 16,082 Wholesale Trade 41,491 48,114 49,702 56,347 29,469 Other Services (Except Public Admin) 40,373 40,181 41,711 43,812 21,285 Information 33,614 33,449 35,824 39,187 17,779 Construction 32,168 24,655 21,363 27,310 17,359 Arts, Entertainment & Recreation 15,555 16,020 16,344 17,127 8,821 Mining, Quarrying, Oil and Gas 7,285 8,141 11,682 11,125 1,187 Admin/Support/Waste Mgmt/Remediation 12,808 12,725 14,489 16,918 8,951 Professional/Scientific/Technical 11,307 12,177 6,689 8,371 5,541 Health Care/Social Assistance 5,007 2,307 3,751 3,355 2,314 Finance, Insurance 2,226 2,182 2,108 1,906 1,066 Agriculture, Forestry, Fishing 1,609 2,112 3,471 2,496 1,168 Transportation/Warehousing 285 372 560 678 362 Educational Services 393 406 439 512 231 Utilities - - - - - Total $ 1,527,425 $ 1,573,712 $ 1,651,227 $ 1,710,896 $ 825,446 City direct sales tax rate b 1.00% 1.00% 1.00% 1.00% 1.00% Source: State Comptroller's Office. a 2019 taxable sales thru 2nd quarter of 2019. b The City direct sales tax rate includes the City only and not the Pearland Economic Development Corp. (4B). Page 212 of 249 166 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS OUTSTANDING DEBT BY TYPE Last Ten Fiscal Years (Dollars in thousands, except per capita) Table 10 Page 1 of 2 Governmental Activities Business-Type Activities General Unamortized Capital Permanent Fiscal Obligation Certificates Revenue Premiums/ Lease Revenue Improvement Year Bonds of Obligation Bonds (Discounts) Obligations Bonds Bonds 2010 $ 193,785 $ 92,380 $ - $ 3,277 $ 3,237 $ 116,440 $ 10,540 2011 207,105 91,150 - 3,173 4,032 113,270 9,730 2012 224,170 65,425 3,629 6,479 3,407 109,305 15,130 2013* 236,199 64,690 75,125 6,159 3,681 105,690 14,020 2014 246,791 56,505 80,186 10,122 4,344 102,517 12,865 2015 261,998 50,030 77,012 16,185 3,629 108,099 11,305 2016 262,865 50,070 91,370 18,793 4,229 173,570 9,775 2017 283,140 37,505 97,215 25,832 1,838 196,200 7,360 2018 278,175 41,750 98,025 23,844 1,282 214,705 4,845 2019 269,520 51,620 85,065 26,639 761 232,415 4,480 Note: Details regarding the city's outstanding debt can be found in the notes to the financial statements. * Due to implementation of GASB 61 in fiscal year 2013, the City's component units are now considered blended component units versus discretely as in years prior to fiscal year 2013. As such, the outstanding debt for the components units have been added; however, the City, or primary government is not legally responsible for the payment of its debt. Page 213 of 249 167 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS OUTSTANDING DEBT BY TYPE Last Ten Fiscal Years (Dollars in thousands, except per capita) Table 10 Page 2 of 2 Business-Type Activities Excluding Unamortized Capital Total Percentage Total Component Fiscal Premiums/ Lease Primary of Personal Per Units Year (Discounts) Obligations Government Income Capita Per Capita 2010 $ 783 $ 345 $ 420,787 13.5% $ 4,429 $ - 2011 656 421 429,537 14.3% 4,380 - 2012 882 342 428,769 13.1% 4,223 - 2013* 730 253 506,547 14.1% 4,800 4,019 2014 592 169 514,091 13.2% 4,709 3,859 2015 659 82 528,999 12.6% 4,561 3,875 2016 850 375 611,897 13.2% 5,225 4,445 2017 9,395 257 658,742 15.3% 5,422 4,622 2018 10,897 173 673,696 13.1% 5,381 4,598 2019 16,808 86 687,394 12.9% 5,391 4,724 Note: Details regarding the city's outstanding debt can be found in the notes to the financial statements. * Due to implementation of GASB 61 in fiscal year 2013, the City's component units are now considered blended component units versus discretely as in years prior to fiscal year 2013. As such, the outstanding debt for the components units have been added; however, the City, or primary government is not legally responsible for the payment of its debt. Page 214 of 249 168 City of Pearland 2019 CAFR Page 215 of 249 169 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS Table 11 RATIO OF NET GENERAL BONDED DEBT TO ASSESSED VALUE AND NET BONDED DEBT PER CAPITA Last Ten Fiscal Years (Dollars in thousands, except per capita) Fiscal Year Tax Year General Bonded Debt a Less Debt Service Funds Net Bonded Debt Ratio of Net Bonded Debt to Assessed Value Percentage of Personal Income b Per Capita b 2010 2009 $ 299,982 $ 6,706 $ 293,276 4.7% 9.5% $ 3,117 2011 2010 311,158 5,160 305,998 4.8% 10.3% 3,148 2012 2011 311,204 4,992 306,212 4.8% 9.5% 3,068 2013 2012 321,068 4,643 316,425 4.8% 8.9% 3,040 2014 2013 326,283 4,536 321,747 4.6% 8.4% 3,010 2015 2014 339,518 5,034 334,484 4.4% 8.2% 2,978 2016 2015 341,503 8,276 333,227 3.9% 7.2% 2,846 2017 2016 353,837 5,911 347,926 3.6% 8.1% 2,864 2018 2017 443,076 6,797 436,279 4.1% 8.5% 3,485 2019 2018 433,605 5,427 428,178 3.9% 8.1% 3,358 Note: Details regarding the city's outstanding debt can be found in the notes to the financial statements. a Includes general obligation bonds, certificates of obligation, sales, increment, and permanent improvement bonds net of related premiums/discounts. b Population and personal income data can be found in demographic and economic statistics table. Page 216 of 249 CITY OF PEARLAND, TEXAS DIRECT AND OVERLAPPING GOVERNMENTAL ACTIVITIES DEBT September 30, 2018 and 2019 Table 12 Page 1 of 2 Debt as of September 30, Overlapping Population 125,198 Per Capita Debt - Direct and Overlapping Debt $ 10,693 Source: Individual jurisdictions and/or Texas Municipal Reports. (a) Harris County Toll Road Certificates are considered self-supporting and are not included in the amount shown for Harris County. 170 City of Pearland 2019 CAFR Taxing Jurisdiction 2018 Percent Amount Alvin Community College District $ 32,520,000 31.56% $ 10,263,312 Alvin ISD 668,510,000 34.79% 232,574,629 Brazoria County 76,230,000 22.97% 17,510,031 Brazoria County MUD No. 6 17,615,000 0.36% 63,414 Brazoria County MUD No. 17 21,835,000 100.00% 21,835,000 Brazoria County MUD No. 18 22,230,000 100.00% 22,230,000 Brazoria County MUD No. 19 26,715,000 100.00% 26,715,000 Brazoria County MUD No. 23 14,265,000 100.00% 14,265,000 Brazoria County MUD No. 26 24,490,000 100.00% 24,490,000 Brazoria County MUD No. 28 57,645,000 100.00% 57,645,000 Brazoria County MUD No. 34 39,175,000 100.00% 39,175,000 Brazoria County MUD No. 35 8,920,000 100.00% 8,920,000 Brazoria-Fort Bend County MUD No. 1 80,865,000 100.00% 80,865,000 Fort Bend County 593,424,527 0.79% 4,688,054 Harris County (a) 2,050,758,022 0.22% 4,511,668 Harris County Dept. of Education 6,555,000 0.22% 14,421 Harris County Flood Control District 83,075,000 0.22% 182,765 Harris County Hospital District 59,490,000 0.22% 130,878 Harris-Brazoria Counties 21,635,000 100.00% 21,635,000 Lower Kirby Pearland Man 15,630,000 100.00% 15,630,000 Pasadena ISD 771,080,000 1.52% 11,720,416 Pearland ISD 367,580,000 76.05% 279,544,590 Port of Houston Authority 593,754,397 0.18% 1,068,758 Total estimated Overlapping 895,677,935 The City $ 443,075,737 100.00% 443,075,737 Total Direct and Estimated $ 1,338,753,672 Page 217 of 249 CITY OF PEARLAND, TEXAS DIRECT AND OVERLAPPING GOVERNMENTAL ACTIVITIES DEBT September 30, 2018 and 2019 Table 12 Page 2 of 2 Debt as of September 30, Overlapping Population 127,500 Per Capita Debt - Direct and Overlapping Debt $ 11,096 Source: Individual jurisdictions and/or Texas Municipal Reports. (a) Harris County Toll Road Certificates are considered self-supporting and are not included in the amount shown for Harris County. 171 City of Pearland 2019 CAFR Taxing Jurisdiction 2019 Percent Amount Alvin Community College District $ 28,625,000 29.55% $ 8,458,688 Alvin ISD 796,295,000 33.38% 265,803,271 Brazoria County 143,758,313 22.08% 31,741,836 Brazoria County MUD No. 6 15,030,000 0.30% 45,090 Brazoria County MUD No. 17 20,535,000 100.00% 20,535,000 Brazoria County MUD No. 18 20,890,000 100.00% 20,890,000 Brazoria County MUD No. 19 25,045,000 100.00% 25,045,000 Brazoria County MUD No. 23 13,330,000 100.00% 13,330,000 Brazoria County MUD No. 26 14,900,000 100.00% 14,900,000 Brazoria County MUD No. 28 55,995,000 100.00% 55,995,000 Brazoria County MUD No. 34 37,910,000 100.00% 37,910,000 Brazoria County MUD No. 35 8,550,000 100.00% 8,550,000 Brazoria-Fort Bend County MUD No. 1 70,630,000 100.00% 70,630,000 Fort Bend County 594,872,527 0.70% 4,164,108 Harris County (a) 1,885,182,125 0.24% 4,524,437 Harris County Dept. of Education 6,320,000 0.24% 15,168 Harris County Flood Control District 83,075,000 0.24% 199,380 Harris County Hospital District 55,005,000 0.24% 132,012 Harris-Brazoria Counties 33,470,000 100.00% 33,470,000 Lower Kirby Pearland Man 21,980,000 100.00% 21,980,000 Pasadena ISD 726,235,000 1.68% 12,200,748 Pearland ISD 433,230,000 76.05% 329,471,415 Port of Houston Authority 572,569,397 0.20% 1,145,139 Total estimated Overlapping 981,136,291 The City $ 433,604,774 100.00% 433,604,774 Total Direct and Estimated $ 1,414,741,065 Page 218 of 249 CITY OF PEARLAND, TEXAS PLEDGED REVENUE COVERAGE Table 13 172 City of Pearland 2019 CAFR Amounts in (000’s) Last Ten Fiscal Years Water & Sewer Revenue Bonds Net Less: Revenue Fiscal Gross Operating Available for Debt Service Year Revenues Expenses Debt Service Principal Interest Total Coverage 2010 $ 25,061 $ 13,585 $ 11,476 $ 2,575 $ 4,848 $ 7,423 $ 1.55 2011 28,664 15,529 13,135 3,170 5,155 8,325 1.58 2012 27,969 15,946 12,023 3,305 5,016 8,321 1.44 2013 29,607 17,423 12,184 3,615 4,724 8,339 1.46 2014 29,341 17,707 12,184 3,765 4,584 8,349 1.46 2015 30,744 18,767 11,977 3,920 4,622 8,542 1.40 2016 44,163 21,167 22,995 7,630 4,918 12,548 1.83 2017 52,005 24,178 27,828 9,195 4,297 13,492 2.06 2018 56,960 24,247 32,713 10,630 5,129 15,759 2.08 2019 61,001 22,340 38,661 11,770 6,586 18,356 2.11 Note: Details regarding the City's outstanding debt can be found in the notes to the financial statements. Operating expenses do not include interest, depreciation, or amortization expenses. Debt service excludes Permanent Improvement Bonds paid with system revenues, as those bonds do not require bond coverage. Page 219 of 249 173 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS Table 14 DEMOGTRAPHIC AND ECONOMIC STATISTICS LAST TEN FISCAL YEARS Fiscal Year Population (A) Personal Income (in $000's) Per Capita Personal Income (B) Median Age (B) Education Level in Years of Schooling School Enrollment (C) Unemployment Rate (D) 2010 $ 94,100 $ 3,076,788 $ 32,697 33.4 14.2 21,269 6.9% 2011 97,200 2,974,785 30,605 33.3 14.2 20,931 6.9% 2012 99,800 3,213,184 32,196 34.8 14.2 21,721 5.6% 2013 104,100 3,555,431 34,154 34.4 14.2 23,771 5.0% 2014 106,900 3,822,958 35,762 34.6 14.2 23,075 4.3% 2015 112,300 4,063,014 36,180 34.6 14.2 23,241 3.3% 2016 117,100 4,637,394 39,602 33.9 14.2 24,096 3.8% 2017 121,500 4,305,839 35,439 36.1 14.2 24,400 4.0% 2018 125,198 5,134,370 41,010 34.7 14.2 30,739 3.5% 2019 127,500 5,313,435 41,674 35.3 14.2 37,400 2.7% (A) Pearland Economic Development Corporation, 2018 American Community Survey 5-year estimates (Dec 2019) (B) Pearland Economic Development Corporation, 2018 American Community Survey 5-year estimates (Dec 2019) (C) 2018 merican Community Survey 5-year estimates (D) Bureau of Labor Statistics Page 220 of 249 174 City of Pearland 2019 CAFR Page 221 of 249 175 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS Table 15 PRINCIPAL EMPLOYERS Current Year and Nine Years Ago 2019 2010 Percentage Percentage of Total City of Total City Employer Employees * Rank Employment Employees Rank Employment Pearland ISD 2,660 1 4.20% 2,274 1 5.32% Kelsey Seybold 863 2 1.36% City of Pearland 787 3 1.24% 601 3 1.41% Alvin ISD 753 4 1.19% Memorial Hermann 450 5 0.71% Lonza 420 6 0.66% Pearland Medical Center 400 7 0.63% Dover Energy 330 8 0.52% Merit Medical 303 9 0.48% Kemlon 268 10 0.42% 325 4 0.76% Third Coast Terminals 209 11 0.33% Tool-Flo 162 13 0.26% Aggreko Mitsubishi Heavy Industries Compressor Corp. 154 154 14 15 0.24% 0.24% Packaging Service Company 120 16 0.19% Weatherford 112 17 0.18% 175 9 0.41% Ethos Energy (TurboCare) 110 18 0.17% 180 8 0.42% ShawCor Pipe Protection 100 19 0.16% 235 0.55% Davis Lynch (Forum Energy) 100 18 0.16% Wal-Mart - n/a 0.00% 800 2 1.87% Bass Pro Shop - n/a 0.00% 300 5 0.70% Home Depot - n/a 0.00% 225 7 0.53% Profax - n/a 0.00% 160 10 0.37% Total 8,455 13.35% 5,275 12.34% Sources: Pearland Economic Development Corp. Retail establishments data not available in 2019. Labor force participation in 2019 is 61,312 and in 2010 is 42,732. *The above list does not include retail employers, such as Wal Mart, Super Target, Lowe's, Home Depot, HEB or Kroger. Page 222 of 249 176 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS FULL-TIME EQUIVALENT CITY GOVERNMENT EMPLOYEES BY FUNCTION/PROGRAM Last Ten Fiscal Years Table 16 Page 1 of 2 2010 2011 2012 2013 2014 Function/Program Governmental Activities: General Government 57 57 56 44 45 Public Safety 264 276 286 295 313 Public Works 47 45 31 57 60 Community Services 47 45 56 51 53 Parks and Recreation Business Type Activities: Water & Sewer 99 82 105 87 109 90 101 99 99 101 Component Unit: Economic Development 6 5 5 5 9 Total 601 619 633 652 680 Source: City Budget Page 223 of 249 177 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS FULL-TIME EQUIVALENT CITY GOVERNMENT EMPLOYEES BY FUNCTION/PROGRAM Last Ten Fiscal Years Table 16 Page 2 of 2 2015 2016 2017 2018 2019 Function/Program Governmental Activities: General Government 52 62 52 54 55 Public Safety 339 370 370 379 390 Public Works 67 54 65 73 85 Community Services 40 42 50 46 46 Parks and Recreation Business Type Activities: Water & Sewer 88 105 89 106 84 109 89 114 90 108 Component Unit: Economic Development 5 5 5 6 6 Total 696 728 735 761 780 Source: City Budget Page 224 of 249 178 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS OPERATING INDICATORS BY FUNCTION/PROGRAM Last Ten Fiscal Years Table 17 Page 1 of 6 Function/Program 2010 2011 2012 2013 2014 GENERAL GOVERNMENT Finance Number of purchase orders 2,913 2,679 2,415 2,671 2,640 Number of budget transfers 470 427 429 465 548 Number of invoices paid 21,632 21,000 20,768 23,512 21,486 Average number of employees paid per month 1,220 1,438 1,481 1,527 1,548 Human Resources Number of hires 91 131 112 94 98 Number of applications received 3,880 3,299 4,936 7,642 8,507 Legal Number of resolutions and ordinances prepared 229 205 220 254 243 Information Technology Average monthly service requests 734 815 832 843 838 Number of PC's supported 429 439 448 454 575 PUBLIC SAFETY Police Fire Sources: Various city departments. Information not presented was not available at time of publication. (1) UCR method of reporting was terminated after 2009. Effective 2010, Incident Based Reporting (IBR) is used. Part 1 Crimes 1,936 1,946 1,819 2,115 2,098 Traffic Crashes 1,380 1,323 1,465 1,529 1,590 Arrests 5,374 5,602 5,685 6,946 6,705 Citizen Calls for Service 27,281 27,414 27,379 29,242 29,744 Traffic Stops 35,838 40,817 49,531 52,945 43,783 Priority 1 Average Response Time 7:54 5:24 3:50 4:15 3:50 Total number of arson incidents 5 2 2 6 7 Fires investigated 22 25 18 16 25 Total annual inspections 1,752 1,380 1,537 1,958 1,644 Total calls for service 8,888 9,676 10,494 10,789 15,048 Patients treated 5,619 6,121 6,537 6,537 6,936 Page 225 of 249 179 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS OPERATING INDICATORS BY FUNCTION/PROGRAM Last Ten Fiscal Years Table 17 Page 2 of 6 Function/Program 2015 2016 2017 2018 2019 GENERAL GOVERNMENT Finance Number of purchase orders 2,377 2,159 589 1,811 1,673 Number of budget transfers 489 362 750 552 509 Number of invoices paid 22,212 26,675 24,548 21,547 17,641 Average number of employees paid per month 1,523 1,536 1,704 1,641 1,665 Human Resources Number of hires 131 194 170 163 183 Number of applications received 9,132 10,420 13,010 15,452 17,382 Legal Number of resolutions and ordinances prepared 271 279 276 290 340 Information Technology Average monthly service requests 854 871 894 325 400 Number of PC's supported 649 680 706 715 732 PUBLIC SAFETY Police Fire Sources: Various city departments. Information not presented was not available at time of publication. (1) UCR method of reporting was terminated after 2009. Effective 2010, Incident Based Reporting (IBR) is used. Part 1 Crimes 2,411 2,202 2,193 1,962 2,175 Traffic Crashes 1,761 1,728 1,813 2,150 2,150 Arrests 5,781 5,044 4,865 4,844 4,604 Citizen Calls for Service 31,474 31,744 31,945 31,579 32,548 Traffic Stops 33,472 35,764 37,025 33,101 33,559 Priority 1 Average Response Time 4:16 4:11 3:40 4:03 3:53 Total number of arson incidents 1 7 4 2 2 Fires investigated 20 27 19 15 23 Total annual inspections 1,640 1,244 2,607 3,123 1,263 Total calls for service 17,407 9,904 9,965 10,666 10,720 Patients treated 7,180 6,117 4,610 6,273 7,181 Page 226 of 249 180 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS OPERATING INDICATORS BY FUNCTION/PROGRAM Last Ten Fiscal Years Table 17 Page 3 of 6 Function/Program (continued) 2010 2011 2012 2013 2014 PUBLIC WORKS Fleet Maintenance Fleet maintenance jobs completed 2,394 3,410 3,581 3,817 3,860 Preventative maintenance performed 1,741 747 682 611 610 Other Public Works Fuel issued (gallons) 354,422 361,464 377,754 350,186 353,890 Street sweeping (miles) 2,239 1,299 1,079 1,155 871 Street signs maintained/replaced 2,049 1,588 1,090 884 993 Total work orders completed 18,632 16,834 17,803 18,346 21,212 PARKS AND RECREATION All Parks and recreation ROW maintained - acres 245 255 251 251 251 Trees maintained 5,800 6,327 6,157 6,312 6,313 Acres of city property mowed 1,301 1,331 1,380 1,035 1,035 Total number of park work orders received 252 249 230 140 180 Parkland - acres (2) 139 139 138 138 138 Total number of special events held 24 21 22 22 20 Total number of tournaments held 9 11 2 1 3 Number of recreation classes offered (3) 307 459 486 281 272 Average monthly attendance (all locations) (4) 11,823 16,116 18,378 18,980 21,366 Sources: Various city departments. Information not presented was not available at time of publication. (2) Prior to 2009, Parkland acres included medians and Wastewater Treatment Plants. After 2009, (3) Prior to 2010, individual music classes were included in the total recreation classes held. Program was cancelled. (4) In FY 2010, a new facility, Recreation Center/Natatorium, opened. Page 227 of 249 181 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS OPERATING INDICATORS BY FUNCTION/PROGRAM Last Ten Fiscal Years Table 17 Page 4 of 6 Function/Program (continued) 2015 2016 2017 2018 2019 PUBLIC WORKS Fleet Maintenance Fleet maintenance jobs completed 3,887 1,452 1,797 1,382 1,998 Preventative maintenance performed 437 750 742 663 856 Other Public Works Fuel issued (gallons) 332,745 265,669 331,005 315,941 323,734 Street sweeping (miles) 648 1,160 1,112 1,815 497 Street signs maintained/replaced 1,477 1,370 1,179 1,471 1,511 Total work orders completed 25,873 31,163 25,688 24,529 20,791 PARKS AND RECREATION All Parks and recreation ROW maintained - acres 550 459 327 345 404 Trees maintained 6,430 7,922 8,355 8,523 8,873 Acres of city property mowed 1,116 632 664 443 523 Total number of park work orders received 147 190 114 147 55 Parkland - acres (2) 138 337 388 392 547 Total number of special events held 19 16 19 17 23 Total number of tournaments held - 26 - 5 12 Number of recreation classes offered (3) 306 384 265 868 908 Average monthly attendance (all locations) (4) 14,371 19,636 16,814 24,035 19,518 Sources: Various city departments. Information not presented was not available at time of publication. (2) Prior to 2009, Parkland acres included medians and Wastewater Treatment Plants. After 2009, (3) Prior to 2010, individual music classes were included in the total recreation classes held. Program was cancelled. (4) In FY 2010, a new facility, Recreation Center/Natatorium, opened. Page 228 of 249 182 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS OPERATING INDICATORS BY FUNCTION/PROGRAM Last Ten Fiscal Years Table 17 Page 5 of 6 Function/Program (continued) 2010 2011 2012 2013 2014 COMMUNITY SERVICES Animal Control Animal Services Calls for Service 4,057 4,742 4,618 5,167 5,822 Animal Shelter Live Release % 46% 45% 42% 42% 48% Inspection Services Total building inspections 21,753 19,244 22,416 26,274 28,434 Total code violation cases 3,433 2,860 1,952 2,244 2,140 Total permits issued 7,874 7,869 8,696 10,630 13,972 Number of plans reviewed 969 917 1,050 939 1,185 Municipal Court Number of trials 402 688 1,116 885 839 Number of charges 24,657 26,369 30,187 27,439 23,182 Warrants cleared 8,692 8,204 10,080 10,328 9,050 WATER & SEWER Distribution and Collection Fire hydrant maintenance and inspections (5) 402 395 887 1,399 837 Backed up sewer repairs 325 310 275 286 334 Water mains repaired 82 410 283 380 111 Water Production Water produced - wells (in millions of gallons) 3,065 3,869 2,916 2,859 2,470 Surface Water Purchased (in millions of gallons) 634 968 1,321 1,816 2,133 Billing & Collections Annual meter reads 344,618 364,424 370,755 403,220 414,499 Number of bills 336,668 350,871 359,716 387,997 388,338 Wastewater Treatment Wastewater treated (in millions of gallons) 2,361 1,943 2,364 2,530 2,493 Sources: Various city departments. Information not presented was not available at time of publication. (5) In Water & Sewer, Distribution and Collection fire hydrant maintenance and inspections is contracted out. Page 229 of 249 183 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS OPERATING INDICATORS BY FUNCTION/PROGRAM Last Ten Fiscal Years Table 17 Page 6 of 6 Function/Program (continued) 2015 2016 2017 2018 2019 COMMUNITY SERVICES Animal Control Animal Services Calls for Service 5,230 5,484 5,153 4,699 4,582 Animal Shelter Live Release % 53% 54% 56% 56% 55% Inspection Services Total building inspections 36,497 37,206 34,880 36,774 36,481 Total code violation cases 4,596 2,560 2,302 2,034 2,387 Total permits issued 18,186 14,612 13,075 8,894 7,270 Number of plans reviewed 1,584 1,349 1,278 1,971 2,419 Municipal Court Number of trials 856 443 656 567 664 Number of charges 19,223 17,611 16,334 15,463 19,020 Warrants cleared 7,476 7,525 8,463 5,801 6,095 WATER & SEWER Distribution and Collection Fire hydrant maintenance and inspections (5) 612 854 186 114 87 Backed up sewer repairs 305 497 545 308 196 Water mains repaired 189 120 102 126 125 Water Production Water produced - wells (in millions of gallons) 1,933 2,190 2,417 3,024 2,333 Surface Water Purchased (in millions of gallons) 2,276 2,517 2,584 2,545 2,754 Billing & Collections Annual meter reads 428,265 445,154 461,502 467,910 469,499 Number of bills 400,662 417,312 471,549 445,446 449,933 Wastewater Treatment Wastewater treated (in millions of gallons) 3,067 3,367 3,455 3,308 3,775 Sources: Various city departments. Information not presented was not available at time of publication. (5) In Water & Sewer, Distribution and Collection fire hydrant maintenance and inspections is contracted out. Page 230 of 249 184 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS CAPITAL ASSET STATISTICS BY FUNCTION/PROGRAM Last Ten Fiscal Years Table 18 Page 1 of 2 Fiscal Year 2012 2010 2011 2013 2014 Function/Program PUBLIC SAFETY Police Police stations 1 1 1 1 1 Fire Police vehicles 138 142 155 157 161 Fire stations 4 5 6 6 6 Fire vehicles 17 22 23 26 26 Ambulances (1) - - - - 9 EMS Ambulances (1) 8 8 8 9 - PUBLIC WORKS Other public works Streets (miles) (2) 807 806 806 839 844 Vehicle inventory (3) 355 363 385 374 375 Traffic signals 80 62 74 81 81 PARKS AND RECREATION Parks and recreation Developed acreage (4) 139 139 138 138 138 Pools 3 3 3 3 3 Outdoor basketball courts 10 10 6 6 6 Soccer fields 12 12 12 12 12 Activity buildings 4 4 3 3 3 Baseball/softball fields 4 4 4 4 4 WATER AND SEWER Water Production Water wells 11 11 11 10 10 Pumping stations 2 2 3 3 3 Ground storage tanks 15 15 15 15 15 Elevated towers 6 6 6 6 6 Wastewater Treatment plants 5 5 5 5 5 Lift stations 78 80 80 75 76 Distribution and Collection Water mains (miles) 433 443 448 469 488 Sanitary sewers (miles) 378 380 382 400 415 Sources: Various city departments. Note: No capital asset indicators are available for the general government and community services functions. Information not presented was not available at time of publication. (1) Beginning in FY 2014, the EMS department was rolled into the Fire Department. (2) Inside city limits. Prior to FY07, street miles were measured visually. Beginning FY07, a GIS system was used to measure street miles. Although new streets were added in FY 2011, an audit of the database resulted in the elimination of some street miles previously reported. (3) Decrease in inventory reflects surplus of vehicles auctioned off. Increases reflect new purchases, which may offset with those sold. Vehicle inventory includes public safety revenues. (4) Prior to 2009, Parkland acres included medians and Wastewater Treatment Plants. Page 231 of 249 185 City of Pearland 2019 CAFR CITY OF PEARLAND, TEXAS CAPITAL ASSET STATISTICS BY FUNCTION/PROGRAM Last Ten Fiscal Years Table 18 Page 2 of 2 Fiscal Year 2017 2015 2016 2018 2019 Function/Program PUBLIC SAFETY Police Police stations 1 1 1 1 1 Fire Police vehicles 143 186 194 209 211 Fire stations 6 6 7 6 5 Fire vehicles 26 42 56 60 61 Ambulances (1) 7 9 9 10 10 EMS Ambulances (1) - - - - - PUBLIC WORKS Other public works Streets (miles) (2) 842 936 928 940 978 Vehicle inventory (3) 372 451 385 338 434 Traffic signals 73 87 91 96 97 PARKS AND RECREATION Parks and recreation Developed acreage (4) 168 334 388 392 443 Pools 3 3 3 3 2 Outdoor basketball courts 6 6 6 6 8 Soccer fields 12 18 12 14 12 Activity buildings 3 3 3 3 4 Baseball/softball fields 4 6 14 16 16 WATER AND SEWER Water Production Water wells 10 10 10 10 10 Pumping stations 3 3 3 3 3 Ground storage tanks 15 15 15 15 15 Elevated towers 6 6 6 6 6 Wastewater Treatment plants 5 5 5 5 6 Lift stations 73 74 72 78 69 Distribution and Collection Water mains (miles) 509 537 546 551 553 Sanitary sewers (miles) 433 440 448 456 459 Sources: Various city departments. Note: No capital asset indicators are available for the general government and community services functions. Information not presented was not available at time of publication. (1) Beginning in FY 2014, the EMS department was rolled into the Fire Department. (2) Inside city limits. Prior to FY07, street miles were measured visually. Beginning FY07, a GIS system was used to measure street miles. Although new streets were added in FY 2011, an audit of the database resulted in the elimination of some street miles previously reported. (3) Decrease in inventory reflects surplus of vehicles auctioned off. Increases reflect new purchases, which may offset with those sold. Vehicle inventory includes public safety revenues. (4) Prior to 2009, Parkland acres included medians and Wastewater Treatment Plants. Page 232 of 249 186 City of Pearland 2019 CAFR Page 233 of 249 CITY OF PEARLAND, TEXAS FEDERAL SINGLE AUDIT REPORT For the Year Ended September 30, 2019 Page 234 of 249 Page 235 of 249 CITY OF PEARLAND, TEXAS TABLE OF CONTENTS Page Independent Auditors’ Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance With Government Auditing Standards 1 Independent Auditors’ Report on Compliance for each Major Federal Program; Report on Internal Control over Compliance; and Report on Schedule of Expenditures of Federal Awards Required by the Uniform Guidance 3 Schedule of Findings and Questioned Costs 6 Schedule of Expenditures of Federal Awards 8 Notes to Schedule of Expenditures of Federal Awards 9 Summary Schedule of Prior Audit Findings 10 Corrective Action Plan 11 Page 236 of 249 Page 237 of 249 Houston Office 3737 Buffalo Speedway Suite 1600 Houston, Texas 77098 713.621.1515 Main whitleypenn.com 1 City of Pearland 2019 Federal Single Audit INDEPENDENT AUDITORS’ REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS To the Honorable Mayor and Members of City Council City of Pearland, Texas We have audited, in accordance with the auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States, the financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of City of Pearland, Texas (the “City”), as of and for the year ended September 30, 2019, and the related notes to the financial statements, which collectively comprise the City’s basic financial statements and have issued our report thereon dated March 23, 2020. Internal Control over Financial Reporting In planning and performing our audit of the financial statements, we considered the City’s internal control over financial reporting (internal control) to determine the audit procedures that are appropriate in the circumstances for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the City’s internal control. Accordingly, we do not express an opinion on the effectiveness of the City’s internal control. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control, such that there is a reasonable possibility that a material misstatement of the City’s financial statements will not be prevented, or detected and corrected, on a timely basis. A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance. Our consideration of internal control was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies. Given these limitations, during our audit we did not identify any deficiencies in internal control that we consider to be material weaknesses. However, material weaknesses may exist that have not been identified. Page 238 of 249 To the Honorable Mayor and Members of City Council City of Pearland, Texas 2 City of Pearland 2019 Federal Single Audit Compliance and Other Matters As part of obtaining reasonable assurance about whether the City’s financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. Purpose of this Report The purpose of this report is solely to describe the scope of our testing of internal control and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the City’s internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City’s internal control and compliance. Accordingly, this communication is not suitable for any other purposes. Houston, Texas March 23, 2020 Page 239 of 249 Houston Office 3737 Buffalo Speedway Suite 1600 Houston, Texas 77098 713.621.1515 Main whitleypenn.com 3 City of Pearland 2019 Federal single Audit INDEPENDENT AUDITORS’ REPORT ON COMPLIANCE FOR EACH MAJOR FEDERAL PROGRAM; REPORT ON INTERNAL CONTROL OVER COMPLIANCE; AND REPORT ON SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS REQUIRED BY THE UNIFORM GUIDANCE To the Honorable Mayor and Members of City Council City of Pearland, Texas Report on Compliance for Each Major Federal Program We have audited City of Pearland, Texas’ (the “City”) compliance with the types of compliance requirements described in the OMB Compliance Supplement that could have a direct and material effect on each of the City’s major federal programs for the year ended September 30, 2019. The City’s major federal programs are identified in the summary of auditor’s results section of the accompanying schedule of findings and questioned costs. Management’s Responsibility Management is responsible for compliance with federal statutes, regulations, and the terms and conditions of its awards applicable to federal programs. Auditor’s Responsibility Our responsibility is to express an opinion on compliance for each of the City’s major federal programs based on our audit of the types of compliance requirements referred to above. We conducted our audit of compliance in accordance with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and the audit requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (“Uniform Guidance”). Those standards, and the Uniform Guidance require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect on a major federal program occurred. An audit includes examining, on a test basis, evidence about the City’s compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. We believe that our audit provides a reasonable basis for our opinion on compliance for each major federal program. However, our audit does not provide a legal determination of the City’s compliance. Page 240 of 249 To the Honorable Mayor and Members of City Council City of Pearland, Texas 4 City of Pearland 2019 Federal Single Audit Opinion on Each Major Federal Program In our opinion, the City complied, in all material respects, with the type of compliance requirements referred to above that could have a direct and material effect on each of its major federal programs for the year ended September 30, 2019. Report on Internal Control over Compliance Management of the City is responsible for establishing and maintaining effective internal control over compliance with the types of compliance referred to above. In planning and performing our audit of compliance, we considered the City’s internal control over compliance with the types of requirements that could have a direct and material effect on each major federal program to determine the auditing procedures that are appropriate in the circumstances for the purpose of expressing an opinion on compliance and to test and report on internal control over compliance in accordance with the Uniform Guidance, but not for the purpose of expressing an opinion on the effectiveness of internal control over compliance. Accordingly, we do not express an opinion on the effectiveness of the City’s internal control over compliance. A deficiency in internal control over compliance exists when the design or operation of a control over compliance does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, noncompliance with a type of compliance requirement of a federal program on a timely basis. A material weakness in internal control over compliance is a deficiency, or combination of deficiencies, in internal control over compliance, such that there is a reasonable possibility that material noncompliance with a type of compliance requirement of a federal program will not be prevented, or detected and corrected, on a timely basis. A significant deficiency in internal control over compliance is a deficiency, or a combination of deficiencies, in internal control over compliance with a type of compliance requirement of a federal program that is less severe than a material weakness in internal control over compliance, yet important enough to merit attention by those charged with governance. Our consideration of internal control over compliance was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies. We did not identify any deficiencies in internal control over compliance that we consider to be material weaknesses. However, material weaknesses may exist that have not been identified. The purpose of this report on internal control over compliance is solely to describe the scope of our testing of internal control over compliance and the results of that testing based on the requirements of the Uniform Guidance. Accordingly, this report is not suitable for any other purpose. Page 241 of 249 To the Honorable Mayor and Members of City Council City of Pearland, Texas 5 City of Pearland 2019 Federal Single Audit Report on Schedule of Expenditures of Federal Awards We have audited the financial statements of the governmental activities, business-type activities, each major fund, and the aggregate remaining fund information of the City as of and for the year ended September 30, 2019, and the related notes to the financial statements, which collectively comprise the City’s basic financial statements. We have issued our report thereon dated March 23, 2020, which contained unmodified opinions on those financial statements. Our audit was performed for the purpose of forming our opinions on the financial statements that collectively comprise the basic financial statements. The accompanying Schedule of Expenditures of Federal Awards is presented for purposes of additional analysis as required by the Uniform Guidance and is not a required part of the basic financial statements. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the basic financial statements. The information has been subjected to the auditing procedures applied in the audit of the financial statements and certain other procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the Schedule of Expenditures of Federal Awards is fairly stated, in all material respects in relation to the basic financial statements taken as a whole. Houston, Texas March 23, 2020 Page 242 of 249 CITY OF PEARLAND, TEXAS SCHEDULE OF FINDINGS AND QUESTIONED COSTS For The Year Ended September 30, 2019 6 City of Pearland 2019 Federal Single Audit I. Summary of Auditors’ Results Financial Statements Type of auditors’ report issued: Unmodified Internal control over financial reporting: Material weakness(es) identified? No Significant deficiency(ies) identified that are not considered to be material weaknesses? None reported Noncompliance material to financial statements noted? No Federal Awards Internal control over major programs: Material weakness(es) identified? No Significant deficiency(ies) identified that are not considered to be material weaknesses? None reported Type of auditors’ report issued on compliance with major programs: Unmodified Any audit findings disclosed that are required to be reported in accordance with section 2 CFR 200.516(a)? None Identification of major programs: Name of Federal Program or Cluster CFDA Numbers Drinking Water State Revolving Fund Cluster Drinking Water State Revolving Fund Drinking Water State Revolving Loan Fund Disaster Grants – Public Assistance (Presidentially Declared Disasters): Hurricane Harvey Debris Removal - DR-TX-4332 (FEMA Category A) NDRI FEMA Fire Study 66.468 66.468 97.036 97.036 Dollar Threshold Considered Between Type A and Type B: $750,000 Auditee qualified as low risk auditee? Yes Page 243 of 249 CITY OF PEARLAND, TEXAS SCHEDULE OF FINDINGS AND QUESTIONED COSTS (continued) For The Year Ended September 30, 2019 7 City of Pearland 2019 Federal Single Audit II. Financial Statement Findings There are no current year findings. III. Federal Award Findings and Questioned Costs There are no current year findings. Page 244 of 249 8 City of Pearland 2019 Federal Single Audit CITY OF PEARLAND, TEXAS SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS For the Year Ended September 30, 2019 Federal Grantor/Pass-Through Grantor/Program Title Federal CFDA Number Pass-Through Entity Identifying Number Federal Expenditures U.S. Department of Housing and Urban Development Direct: CDBG - Entitlement Grants Cluster: Community Development Block Grant 2018 14.218 B-18-MC-48-0400 138,314$ Total CDBG - Entitlement Grants Cluster 138,314 Total U.S. Department of Housing and Urban Development 138,314 U.S. Department of the Interior Direct: Office of National Drug Control Policy (ONDCP) Organized Crime Drug Enforcement Task Force 15.668 N/A 7,278 Total U.S. Department of the Interior 7,278 U.S. Department of Justice Direct: Bulletproff Vest Partnership 16.607 N/A 3,000 Passed-through Texas Office of the Governor Victims of Crime Act 16.804 23623-07 114,062 Total U.S. Department of Justice 117,062 U.S. Department of Transportation Passed-through the Texas Department of Transportation: Highway Planning and Construction Cluster: Mykawa Road 20.205 CSJ - 0912-00-543 283,759 Hughes Ranch Road 20.205 CSJ - 0912-31-311 2,051,361 Green Tee Trail 20.205 CSJ - 0912-31-291 55,290 Shadow Creek Ranch 20.205 CSJ - 0912-31-292 61,764 Max Road 20.205 CSJ - 0912-31-273 792,856 Fite Road 20.205 CSJ - 0912-31-272 112,247 Total Highway Planning and Construction Cluster 3,357,277 Total U.S. Department of Transportation 3,357,277 U.S. Environmental Protection Agency Passed through Texas Water Development Board: Drinking Water State Revolving Fund Cluster: Drinking Water State Revolving Fund 66.468 L1000612 4,163,824 Drinking Water State Revolving Loan Fund 66.468 L1000612 4,677,829 Total Drinking Water State Revolving Fund Cluster 8,841,653 Total U.S. Environmental Protection Agency 8,841,653 U.S. Executive Office of the President Direct: High-Intensity Drug Trafficking Area (HIDTA)95.001 N/A 16,241 Total U.S. Executive Office of the President 16,241 U.S. Department of Homeland Security Passed through Texas Department of Public Safety - Division of Emergency Management: Disaster Grants - Public Assistance (Presidentially Declared Disasters): Hurricane Harvey Debris Removal - DR-TX-4332 (FEMA Category A)97.036 039-56348-00 1,347,687 NDRI FEMA Fire Study 97.036 N/A 3,223 Total Disaster Grants - Public Assistance (Presidentially Declared Disasters)1,350,910 Emergency Management Performance Grants 97.042 EMT-2019-EP-0005 39,402 Total U.S. Department of Homeland Security 1,390,312 Total Expenditures of Federal Awards 13,868,137$ Page 245 of 249 CITY OF PEARLAND, TEXAS NOTES TO SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS 9 City of Pearland 2019 Federal Single Audit Note 1 – Summary of Significant Accounting Policies The City accounts for awards under federal programs in the general and special revenue governmental funds. In the governmental funds, these programs are accounted for using a current financial resources measurement focus. With this measurement focus, only current assets and current liabilities generally are included on the balance sheet. Operating statements of these funds present increases (i.e. revenues and other financing sources) and decreases (i.e. expenditures and other financing uses) in net current assets. The modified accrual basis of accounting is used for these funds. This basis of accounting recognizes revenues in the accounting period in which they become susceptible to accrual, i.e., both measurable and available, and expenditures in the accounting period in which the liability is incurred, if measurable, except for certain compensated absences and claims and judgments, which are recognized when the obligations are expected to be liquidated with expendable available financial resources. Expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited to reimbursement. Pass-through entity identifying numbers are presented where available. Federal grants are considered to be earned to the extent of expenditures made under the provisions of the grant, and, accordingly, when such funds are received, they are recorded as unearned revenues until earned. Generally, unused balances are returned to the grantor at the close of specified project periods. Note 2 - Basis of Presentation The accompanying schedule of expenditures of federal awards (the “Schedule”) includes the federal grant activity of the City under programs of the federal government for the year ended September 30, 2019. The information in this schedule is presented in accordance with the requirements of the Uniform Guidance. Because the schedule presents only a selected portion of the operations of the City, it is not intended to and does not present the financial position, changes in net position or cash flows of the City. Note 3 – Indirect Cost Rate The City has elected not to use the 10 percent de minimis indirect cost rate allowed under the Uniform Guidance. Note 4 - Outstanding Loans The City has outstanding loan commitments under the Clean Water State Revolving Loan Fund (CFDA #66.458) and Drinking Water State Revolving Loan Fund (CFDA #66.468) from the Texas Water Development Board, as a pass-through agency for the Environmental Protection Agency. As of September 30, 2019, the outstanding loan payable balances were: Series Fund Outstanding Balances 2016B Clean Water $ 7,405,000 2016C Clean Water 44,520,000 2017A Drinking Water 8,210,000 2017B Drinking Water 11,345,000 2018A Drinking Water 8,360,000 2019A Drinking Water 21,000,000 Page 246 of 249 CITY OF PEARLAND, TEXAS SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS For the Year Ended September 30, 2019 10 City of Pearland 2019 Federal Single Audit Federal regulations, Title 2 U.S. Code of Federal Regulations Section 200.511 states, “The auditee is responsible for follow-up and corrective action on all audit findings. As part of this responsibility, the auditee must prepare a summary schedule of prior audit findings.” The summary schedule of prior audit findings must report the status of the following:  All audit findings included in the prior audit’s schedule of findings and questioned costs and  All audit findings reported in the prior audit’s summary schedule of prior audit findings except audit findings listed as corrected. I. Prior Audit Findings None reported Page 247 of 249 CITY OF PEARLAND, TEXAS CORRECTIVE ACTION PLAN For the Year Ended September 30, 2019 11 City of Pearland 2019 Federal Single Audit Federal regulations, Title 2 U.S. Code of Federal Regulations §200.511 states, “At the completion of the audit, the auditee must prepare, in a document separate from the auditor's findings described in §200.516 Audit findings, a corrective action plan to address each audit finding included in the current year auditor's reports.” I. Corrective Action Plan Not applicable Page 248 of 249 RESOLUTION NO. R2020-58 A Resolution of the City Council of the City of Pearland, Texas, accepting the City’s comprehensive annual financial report for fiscal year 2019 and the accompanying independent audit as presented by the accounting firm of Whitley Penn, LLP. BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF PEARLAND, TEXAS: Section 1.That certain comprehensive annual financial report for fiscal year 2019, a copy of which is attached hereto as Exhibit “A” and made a part hereof for all purposes, is hereby authorized and approved. Section 2.That the City Council accepts the City’s comprehensive annual financial report for fiscal year 2019. PASSED, APPROVED and ADOPTED this the _____ day of _________________, A.D., 2020. ________________________________ TOM REID MAYOR ATTEST: ________________________________ CRYSTAL ROAN, TRMC, CMC CITY SECRETARY APPROVED AS TO FORM: ________________________________ DARRIN M. COKER CITY ATTORNEY Page 249 of 249