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R2005-0061 03-28-05 Section 2. Financial Report. PASSED, APPROVED and ADOPTED this the A.D., 2005. RESOLUTION NO. R2005-61 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF PEARLAND, TEXAS, ACCEPTING THE CITY'S COMPREHENSIVE ANNUAL FINANCIAL REPORT AS PREPARED BY THE ACCOUNTING FIRM OF PATTILLO, BROWN AND HILL. BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF PEARLAND, TEXAS: Section 1. That certain Comprehensive Annual Financial Report as prepared by Patillio, Brown and Hill, a copy of which is attached hereto as Exhibit "A" and made a part hereof for all purposes, is hereby authorized and approved. That the City Council accepts the City's Comprehensive Annual 28th dayof March TOM REID MAYOR ATTEST: Y~NG K~O~tCR4~rh~TT~MC/ c~q'Y SE.~RETARY APPROVED AS TO FORM: DARRIN M. COKER CITY ATTORNEY CITY OF PEARLAND, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED SEPTEMBER 30, 2004 CITY OF PEARLAND, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED SEPTEMBER 30, 2004 Prepared by: Finance Department THIS PAGE LEFT BLANK INTENTIONALLY CITY OF PEARLAND, TEXAS TABLE OF CONTENTS YEAR ENDED SEPTEMBER 30, 2004 Page Number INTRODUCTORY SECTION Letter of Transmittal GFOA Certificate of Achievement for Excellence in Financial Reporting Organizational Chart List of Principal Officials xi — xii FINANCIAL SECTION Independent Auditors' Report Management's Discussion and Analysis Basic Financial Statements Government -wide Financial Statements Statement of Net Assets Statement of Activities Fund Financial Statements Balance Sheet — Governmental Funds 1-2 3-10 11 12 — 13 14 Statement of Revenues, Expenditures and Changes in Fund Balances — Governmental Funds 15 (continued) CITY OF PEARLAND, TEXAS TABLE OF CONTENTS (Continued) YEAR ENDED SEPTEMBER 30, 2004 FINANCIAL SECTION (Continued) Fund Financial Statements (Continued) Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities Page Number 16 Statement of Revenues, Expenditures and Changes in Fund Balances — Budget and Actual — General Fund 17 Statement of Net Assets — Proprietary Fund 18 Statement of Revenues, Expenses and Changes in Fund Net Assets — Proprietary Fund 19 Statement of Cash Flows — Proprietary Fund 20 Notes to Financial Statements 21 — 44 Combining Statements and Schedules General Fund Schedule of Expenditures — Budget and Actual 45 Nonmajor Governmental Funds Combining Balance Sheet 46 — 48 Combining Statement of Revenues, Expenditures and Changes in Fund Balances 49 — 51 Debt Service Fund Schedule of Revenues, Expenditures and Changes in Fund Balances — Budget and Actual 52 (continued) CITY OF PEARLAND, TEXAS TABLE OF CONTENTS (Continued) YEAR ENDED SEPTEMBER 30, 2004 Table UNAUDITED STATISTICAL SECTION Government -wide Expenses by Function 1 Government -wide Revenues 2 General Governmental Expenditures by Function — Last Ten Fiscal Years 3 General Governmental Revenue by Source — Last Ten Fiscal Years 4 Property Tax Levies and Collections — Last Ten Fiscal Years 5 Assessed Value of Taxable Property — Last Ten Fiscal Years 6 Property Tax Rates — Direct and Overlapping Governments — Last Ten Fiscal Years 7 Principal Taxpayers 8 Property Values, Construction and Bank Deposits 9 Ratio of Net General Long-term Debt to Assessed Value and Net Long-term Debt Per Capita — Last Ten Fiscal Years 10 Ratio of Annual Debt Service Expenditures for General Long-term Debt to Total General Governmental Expenditures and legal Debt Limits — Last Ten Fiscal Years 11 Computation of Direct and Overlapping Debt 12 Demographic Statistics 13 Miscellaneous Statistical Data 14 Page Number 53 54 55 56 57 58 59 60 61 62 63 64 65 66-67 THIS PAGE LEFT BLANK INTENTIONALLY INTRODUCTORY SECTION THIS PAGE LEFT BLANK INTENTIONALLY To the Honorable Mayor, Members of City Council, and Citizens of the City of Pearland, Texas: We are pleased to submit to you the Comprehensive Annual Financial Report of the City of Pearland, Texas (the "City") for the fiscal year ended September 30, 2004. This report is published in order to provide the City Council, City employees, our Citizens, and other interested parties with detailed information concerning the financial condition and significant activities of the City. Responsibility for the accuracy of the data, and the completeness and fairness of the presentation including all disclosures, rests with the City. We believe that the enclosed data, as presented is accurate in all material respects, and is reported in a manner designed to present fairly the financial position and results of operations of the City, as measured by the financial activity of its various funds and account groups; and that all disclosures necessary to enable the reader to gain an understanding of the City's financial affairs have been included. THE REPORT The Comprehensive Annual Financial Report is presented in three sections: Introductory, Financial, and Statistical. The Introductory Section, which is unaudited, includes this transmittal letter, the City's organizational chart, a list of principal City officials, and a copy of the 2003 Certificate of Achievement for Excellence in Financial Reporting. The Financial Section includes a Management's Discussion and Analysis (MD&A), basic financial statements and the combining statements and schedules. The Financial Section also includes our independent auditors' report on the governmental activities the business -type activities, the aggregate discretely presented component units, each major fund, and the aggregate remaining fund information. The Statistical Section which is unaudited, includes selected financial and demographic information, generally presented on a multi -year basis to allow for certain trend analyses relative to the City. This report includes all the funds of the primary government (i.e., the City of Pearland as legally defined), as well as all of its Component Units. Component Units are legally separate entities for which the primary government is financially accountable. The City provides a full range of municipal services contemplated by statute or charter. These services include police and fire protection, health and social services, public improvements, planning and zoning, and general administrative services. The City also provides water, sewer, and sanitation services. Additionally, the City has an Economic Development Corporation, which was established to attract and retain jobs within the City and to more fully develop the local ad valorem tax base. i There are two types of Component Units which are reported herein — one being the Pearland Economic Development Corporation (as previously described) and the other being Tax Increment Investment Zones ("TIRZ"). A TIRZ is an area within the City's jurisdiction that is created in order to foster investment and development that will ultimately benefit the City. These Component Units are presented herein discretely. Further the Component Units are reported in a separate column in the government - wide financial statements to emphasize that they are legally separate from the primary government and to differentiate their financial position and results of operations from those of the primary government. The MD&A is intended to be a narrative introduction, overview and analysis of the financial and operating affairs of the City, written to supplement the basic financial statements. The letter of transmittal is designed to compliment MD&A and should be read in conjunction with it. The City of Pearland's MD&A can be found immediately following the independent auditors' report. CITY PROFILE Form of Government The City of Pearland is governed by the Council/Manager form of government in accordance with the Home Rule Charter adopted by the voters in February 1971. The City Council is the legislative and policy -making body of the City. It consists of a mayor and five members elected at -large for three-year staggered terms Elections are held annually the first Saturday in May. The Mayor and Council provide community leadership, develop policies to guide the City in delivering services and achieving community goals, and encourage citizen awareness and involvement. Location The City of Pearland is located in the upper Gulf Coast region of Texas and is situated primarily in the northeast corner of Brazoria County, approximately 15 miles southeast of the City of Houston's central business district. The City currently encompasses approximately 44 square miles within the City limits and includes approximately 29 additional square miles within its Extra Territorial Jurisdiction (ETJ). The City of Pearland's transportation needs are served via access to several interstate and state highways. State Highway 288 traverses the City's west side providing access to the port of Freeport to the south and to the Houston Medical Center on into downtown Houston to the north. The Sam Houston Tollway (Beltway 8) is a freeway "loop" that encircles the City of Houston. This freeway artery runs near and parallel to the City's northern boundaries in an east -west direction. Interstate Highway 45 lies just east of the City of Pearland, providing access to the Johnson Space Center and Port of Galveston to the south, and travels northward, through the heart of downtown Houston. Additionally, State Highway 35 bisects the City of Pearland in a north -south direction, providing easy access to Houston's Hobby airport approximately 6 miles to the north. ii Population Currently, the City's estimated population is approximately 54,000 people (not including the ETJ population). Recent trends forecast the City's population growth to double within the city limits by the year 2012 Estimates for Brazoria County for this same time period reflect a population increase of approximately 40%, from approximately 255,000 today, up to approximately 356,000 in 2012. However, nearly 50% of the overall county population growth is expected to occur within Pearland's city limits, which is estimated to account for 27% of the county population by 2012 (as compared to approximately 18% today). MAJOR INITIATIVES Dramatic growth and opportunity - tempered with visionary guidance - continue to be the prevailing forces steering Pearland City Council, staff, and community direction. The community continues to embrace the challenge of preserving Pearland's small-town feel, even as it blossoms into one of Houston's largest suburbs. This concept is captured by the slogan "Where town and country meet," and is embodied in numerous major initiatives and on -going programs. The Old Town Site The Old Town Site is the historic center of Pearland, and the City Council has established a vision to reinvent the area as a hub of mixed -use residential, business, and civic activity. Over the past three years, the majority of the area's half -century old sewer system has been rehabilitated. For five years, $150,000 per year has been spent to add sidewalks, and increase the ` walk ability' of the neighborhood. In 2003, the City re -acquired ownership of Zychlinski Old Town Park, and added walking trails, playground equipment, a basketball court, and landscaping. Redevelopment efforts will continue next year with implementation of a mixed use "Village District" zoning concept for the area. The Council has expressed a willingness to utilize tax increment reinvestment zones and other creative financing tools to continue the revitalization effort. Sense of Community Maintaining a small town environment means ensuring that opportunities exist for all citizens- `old- timers' and newcomers - to come together and form new bonds The Parks and Recreation Department plays a leading role in this function by sponsoring community -wide events that attract residents of all ages. City and citizen support for such events as the summer concert series, bi-monthly teen and senior citizen dances, the annual Winterfest event, the Christmas tree lighting ceremony and Christmas parade continue to grow steadily each year. In 2003, the City took over operation and programming for the senior citizen center; daily programs and periodic field trips are now offered, and attendance has grown significantly. The department is also focused on reaching out to the community and offering classes and events in the newly developed Western portion of our City. The City of Pearland has many natural assets. The Ecotourism Department is working on a plan to incorporate nature and heritage tourism while preserving and enhancing greenspace. iii Community Appearance The original small town of Pearland traditionally prided itself on a clean appearance, and the larger City of Pearland expects nothing less. A close relationship with the local Keep America Beautiful affiliate has spawned several initiatives. Adding to the curbside recycling collection program that has been in place since 1995, green waste recycling has also been added. Partnering with the Houston -Galveston Area Council, the City operates a state-of-the-art recycling center that serves Pearland and Brazoria County. The center was completed in April 2004, and will be one of the anchors of the new Southwest Environmental Center. Beginning in early 2005, the City began accepting Household Hazardous waste at the center. Volunteers staff an innovative program known as the "Eyes of Pearland," patterned after the familiar song "The Eyes of Texas are Upon You. ' High weeds, structures and fences in ill repair, and ` bandit" signs are the primary targets of this motivated group, which began operation in 2003. Supplementing City code enforcement staff, these volunteers clean up these problems in a timely manner, while allowing City staff to focus on other pressing issues. Another volunteer program utilizes graduates from the citizen's police academy to enforce handicapped -parking violations. Now in its third year, this program has been tremendously successful and additional resources continue to be allocated to the program. Public Safety Personal safety and low crime rate are often cited as reasons families have chosen to relocate to Pearland. Public safety continues to be a major emphasis for the City Council, continuing a program to add a minimum of six new police officers per year to maintain a ratio of 1.8 officers per 1,000 population. In 2004, a new police department Geographic Information System interface was added that will improve response times ensure dispatch to the proper locations, and add significant crime tracking and analysis capabilities Explorer Post 411 (affiliated with Boy Scouts of America), sponsored by the Pearland Police Department, continues to gain members, compete well at competitions, and create another vital linkage between the City and its citizens. Community Enrichment Initiatives Under the leadership of the Mayor, several new community -oriented initiatives are setting the stage for future opportunities A joint venture grant application with the YMCA was submitted to the Texas Park and Wildlife Department to build a skateboard park on City -owned land will benefit the YMCA by reducing costs, and benefit the community by providing a safe location for kids to practice this popular sport. This joint venture has created an opportunity to apply for a Texas Park and Wildlife grant to build additional recreational trails near the facility. The Pearland Arts League was also formed in 2003 and hosted its first event on Grand Avenue in the Old Town Site in 2004. This community event serves multiple purposes: providing a venue for artisans of all varieties, bringing diverse segments of the community together, and placing a focal point on the Old Town Site. Finally, the higher education initiative has resulted in a partnership between the Alvin Community College-Pearland Campus and the University of Houston to offer upper -level (junior -senior) classes in Pearland. This pilot initiative will likely lead to a full-time presence for a future University of Houston — Pearland campus. iv Growth Management An update of the 1999 Comprehensive Plan was completed in July of 2004. This document refreshes the vision of the community to maintain a strong balance of residential, retail, and primary employers. The Pearland Economic Development Corporation and City are funding a nearly $9 million extension of Kirby Drive along with associated drainage and utilities that will serve as the focal point for the Spectrum Business Park, a development that may ultimately include 1,000 acres of biomedical research and manufacturing, offices, regional retail, and related uses. The City and EDC executed a development agreement with the first tenant, a 700,000 square foot lifestyle retail center in December 2004. Two major hospital corporations have purchased property in Pearland for new facilities, and the University of Texas has acquired 50 acres for a potential annex to the world- renowned Texas Medical Center. Following completion of the Comprehensive Plan Update in mid-2005 will be revisions to several City codes. The zoning and subdivision codes will be combined into one updated unified development code that will assist both applicants and City staff in effective and efficient plan review. All of the City's building, fire, and life -safety codes have also been updated to the most recent national standards. Transportation Improvements and Strategic Planning Enhancing transportation to meet growth demands also continues to be a major priority. Several major components of the $92.5 million transportation bond program (passed in Fall 2001) are under construction, including Yost Road, Barry Rose Road, and Cullen Boulevard extension. The first phases of the $36 million Magnolia Road project are now in design. All of these projects will provide new transportation linkages, and provide traffic relief for FM 518. By early 2006, the first phase of the $46 million Dixie Farm Road project will be under construction, resulting in a vastly improved primary connection to IH 45. In addition to transportation construction projects, the City is actively involved in long-range transportation planning activities. City staff members are on the steering committees of the TX DOT - sponsored major corridor feasibility studies for improvements to SH 288 and SH 35. The SH 288 study was completed 2004, and the SH 35 study will be completed by mid-2005. The City also participated with the Houston -Galveston Area Council and the cities of Friendswood and League City in a mobility study for FM 518. Implementation of the recommendations of this study will begin in 2005. This study resulted in specific projects that can improve mobility and reduce travel delay on FM 518 without the need to add additional lane capacity; significant improvements have already been implemented and a raised medium plan is in design. Finally, the City actively participated in the Brazoria County Mobility Bond Steering Committee, which developed a street bond program, which was submitted to and approved in November 2004. The County Bond referendum was approved in November 2004 and the project is now in progress. Storm Water Management Responding to the devastation inflicted by Tropical Storm Allison in 2001, the City has stepped up efforts to enhance flood control measures. A revised Drainage Design Criteria Manual enacted in February 2004 will result in approximately 12% larger detention ponds for private development. The City has also completed a Hazard Mitigation Plan that incorporates compliance with state and federal agency requirements to ensure continued eligibility for grant programs. In late 2003, the City submitted an application to FEMA for inclusion in the Community Rating System. The City and Drainage District will begin joint construction of a second stormwater detention facility on Mary's Creek in 2005, and are designing a third detention facility on Mary's Creek. A final rating is expected in 2005. v Water and Sewer Strategic Planning Assurance of adequate water and sewer capacity is a primary goal toward providing quality -of -life amenities for current residents, and ensuring a desirable future -growth rate. The City's first major source of surface water (purchased from the City of Houston) was activated in 2003, and will provide up to three million gallons per day (MGD) of drinking water in 2005. The City intends to increase that intake to 6 MGD by 2007, and will also be buying into a regional surface water treatment plant in 2005 at a cost of over $16 million for an additional capacity of 10 MGD to be available by 2009. This initiative to convert the majority of water supplies to surface water not only provides the City with adequate water supplies through 2022, but also will assist in the regional battle against subsidence by reducing the City's reliance on pumping groundwater. The City's four wastewater treatment plants are all operating well within governmental compliance requirements, and a more formal method of monitoring and predicting wastewater volume growth is now in place. The next major plant expansion is expected to enter the planning stage in 2005. In addition to these planning activities, over $40 million in in -line extension and plant improvement projects are currently in progress. These projects include major trunk facilities to network properties annexed in the late 1990's, as well as local distribution and collection lines to replace substandard well and septic tank service in several recently -annexed areas. A major initiative to correct sewer inflow and infiltration in the older sections of the City is nearing the end of a six -year program, in which more than $4 million has been spent in rehabilitation. By reducing unnecessary rainwater flow to the wastewater treatment plants, plant operational costs have decreased, thus deferring the need for plant expansion. City Facilities Accompanying the aspects of long-range utility and transportation planning is an initiative to compile a cohesive water, sewer, drainage, transportation, and facility capital improvement programs, which were presented to City Council in February 2005. A comprehensive street inventory to be used for compliance with GASB 34 and budget planning was completed in January 2005. A building facility - needs analysis has been completed and will provide a blueprint for additional public safety, public works, and administrative facility needs to match the City's growth trends. ECONOMIC OUTLOOK Brazoria County's current population is approximately 250,000. It is estimated that this will increase to over 356,000 by 2012. According to the Economic Development Alliance for Biazoria County, job growth will be focused in four primary areas: 1) aerospace/high technology 2) transportation and distribution, 3) petrochemical and downstream petrochemical companies, and 4) tourism. In late 1998, the City of Pearland created a Tax Increment Reinvestment Zone (TIRZ #2). This involved the annexation of over 3,000 acres west of the State Highway 288 (SH 288) corridor. The city limit now extends to portions of Fort Bend County. The proposed development, Shadow Creek Ranch, has the potential to develop the acreage over a 15 to 20 year time frame and has already developed more than 3,000 lots. It is estimated that 7,000 new single-family homes, 1,800 assisted living units, and 3 900 multi -family units could be developed. More than two billion dollars worth of value would be added over the next 20 years. New valuation of property in Shadow Creek Ranch exceeded $330 million in 2003-2004. Retail continues to grow in Pearland. Within the City and EMJ, an estimated 400,000 sq. feet of new retail opened in 2004. This served to boost our sales tax revenue by more than 17% in 2003. vi Shadow Creek Ranch will not only improve roads in the area, but will also bring in sewer and drainage, water, and major landscaping to the area. The added population poises SH 288 for major retail and commercial development that could eventually include major office buildings, a hospital, and hotels. With respect to economic development projects in Pearland, 2004 proved to be a very active year. Many commei cial enterprises have expanded ore relocated their businesses to the City during the course of the year. The following list summarizes some of the major projects in 2004: • The Spectrum at Cleai Creek — a master -planned, mixed -used business park development to be located on a 1,000-acre site at the crossroads of SH 288 and Beltway 8 in Pearland. The Spectrum will be the convergence of science, technology, training, and lifestyle. Design of the extension by Kirby Drive, which will provide access to the Spectrum, is nearing completion. • West Pearland Professional Center — a 20 000 square foot professional office building and an adjacent strip center that includes approximately 11,500 square feet. Construction is currently underway foi an additional 11,500 square foot professional office building. • HCA announced plans to begin construction of Phase 1 of a hospital project in early 2005. • In addition are numerous retail projects that have either opened for business or are in the process of building. ACCOUNTING AND BUDGETARY CONTROLS Management of the City is responsible for establishing and maintaining an internal control structure designed to ensure that the assets of the City are protected from loss, theft or misuse, and to ensure that adequate accounting data are compiled to allow for the preparation of financial statements in conformity with generally accepted accounting principles. The internal control structure is designed to provide reasonable, but not absolute, assurance that these objectives are met. The concept of reasonable assurance recognizes that (1) the cost of controls should not exceed the benefits expected to be derived and (2) the evaluation of costs and benefits requires estimates and judgments by management. Accounting Controls. We believe that the City's accounting controls provide reasonable assurance that errors or irregularities that could be material to the financial statements are prevented or would be detected within a timely period by employees in the normal course of performing their assigned function. Budgeting Controls. In addition, the City maintains budgetary controls. The objective of these budgetary controls is to ensure compliance with legal provisions embodied in the annual appropriated budget approved by the City's governing body Activities of the General, Debt Service, and Enterprise Funds are included in the annual appropriated budget. The level of budgetary control (the level at which expenditures cannot legally exceed the appropriated amount) is the total approved budget for each department vii OTHER INFORMATION Independent Audit The City Charter requires an annual audit of the books of account, financial records, and transactions of all administrative departments of the City by an independent certified public accountant. The accounting firm of Pattillo, Brown and Hill, L L.P. was selected by the City Council. This requirement has been complied with, and the auditors opinion has been included with this report. Awards The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Pearland for its Comprehensive Annual Financial Report for the fiscal year ended September 30, 2003. This was the 27th consecutive year that the City has received this prestigious award. In order to be awarded a Certificate of Achievement, a governmental unit must publish an easily readable and efficiently organized comprehensive annual financial report, whose contents conform to program standards. Such reports must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe our current report continues to conform to Certificate of Achievement Program requirements and we are submitting it to GFOA to determine its eligibility for another certificate. In addition, the government also received the GFOA's Award for Distinguished Budget Presentation, the 171i consecutive year foi its annual appropriated budget dated September 8, 2003. In order to qualify for the Distinguished Budget Presentation Award, the government's budget document was judged to be proficient in several categories including policy documentation, financial planning, and organization. Acknowledgments We would like to express our appreciation to all members of the Finance and Administration Departments who assisted and contributed to its preparation. We would also like to thank the Mayor, members of the City Council, and City Manager for their interest and support in planning and conducting the financial operations of the City in a responsible and progressive manner. Respectfully submitted, Andrea M Gardner Director of Finance January 7, 2005 viii Certificate of Achievement for Excellence in Financial Reporting Presented to City of Pearland, Texas For its Comprehensive Annual Financial Report for the Fiscal Year Ended September 30, 2003 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports (CAFRs) achieve the highest standards in government accounting and financial reporting. President Executive Director ix CITY OF PEARLAND, TEXAS ORGANIZATIONAL CHART SEPTEMBER 30, 2004 CITIZENS OF PEARLAND I MAYOR AND CITY COUNCIL MUNICIPAL JUDGES CITY ATTORNEY DEPUTY CITY MANAGER BOARDS & COMMISSIONS CITY MANAGER PUBLIC WORKS ENGINEERING PROJECT MANAGEMENT POLICE I FIRE MARSHAL EMERGENCY MANAGEMENT FIRE DIRECTOR OF FINANCE FINANCE GRANTS PURCHASING INFORMATION TECHNOLOGY UTILITY BILLING EMERGENCY MEDICAL SERVICES CITY SECRETARY HUMAN RESOURCES PARKS & RECREATION EXECUTIVE DIRECTOR OF COMMUNITY SERVICES COMMUNITY DEVELOPMENT MUNICIPAL COURT PLANNING ANIMAL CONTROL PUBLIC AFFAIRS x CITY OF PEARLAND, TEXAS LIST OF PRINCIPAL OFFICIALS AS OF SEPTEMBER 30, 2004 ELECTED OFFICIALS Tom Reid Mayor Richard Tetens (Position 1) Council Member Woody Owens (Position 2) Council Member H. Charles Viktorin (Position 3) Council Member, Mayor Pro-Tem Larry Marcott (Position 4) Council Member Kevin Cole (Position 5) Council Member APPOINTED OFFICIALS Bill Eisen City Manager Young Lorfing City Secretary Darrin Coker City Attorney (continued) xi Alan Mueller Fredrick Howard Welch Andrea Gardner Chris Doyle Steve Chapman Nicholas Finan Rhonda Cyrus Jerry Burns Joseph Wertz Kola D. Olayiwola Doug Kneupper Glenn Chaney Edward Sillas Floyd Myers Jeff Sundeth Paul Jamison Mary Hickling Lata Krishnarao CITY OF PEARLAND, TEXAS LIST OF PRINCIPAL OFFICIALS (Continued) YEAR ENDED SEPTEMBER 30, 2004 EXECUTIVE MANAGERS Deputy City Manager Executive Director of P.E.D.C. Director of Finance Police Chief Fire Marshal/Emergency Management Director Executive Director of Community Services Director of Parks and Recreation Director of Public Works Director of Projects Director of Inspection Services City Engineering Municipal Court Judge Municipal Court Judge Municipal Court Judge Director of EMS Fire Chief Director of Human Resources Director of Planning xii FINANCIAL SECTION THIS PAGE LEFT BLANK INTENTIONALLY PATTILLO, BROWN & HILL,L.L.v. CERTIFIED PUBLIC ACCOUNTANTS ■ BUSINESS CONSULTANTS INDEPENDENT AUDITORS' REPORT To the Honorable Mayor and Member of the City of Council City of Pearland, Texas We have audited the accompanying financial statements of the governmental activities, the business -type activities, the aggregate discretely presented component units, each major fund, and the aggregate remaining fund information of the City of Pearland Texas, as of and for the year ended September 30, 2004, which collectively comprise the City's basic financial statements as listed in the table of contents. These financial statements are the responsibility of the City of Pearland Texas' management. Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business -type activities, the aggregate discretely presented component units, each major fund, and the aggregate remaining fund information of the City of Pearland, Texas, as of September 30, 2004, and the respective changes in financial position and cash flows, where applicable, thereof and the respective budgetary comparison for the General Fund for the year then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Government Auditing Standards, we have also issued our report dated January 7, 2005, on our consideration of the City of Pearland, Texas' internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing and not to provide an opinion on the internal control over financial reporting or on compliance That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be considered in assessing the results of our audit. 1 401 WEST HIGHWAY 6 ■ P. O. BOX 20725 ■ WACO, TX 76702-0725 ■ (254) 772-4901■ FAX: (254) 772-4920 ■ www.pbhcpa.com AFFILIATE OFFICES: BROWNSVILLE, TX (956) 544-7778 ■ HILLSBORO, TX (254) 582-2583 TEMPLE, TX (254) 791-3460 ■ ALBUQUERQUE, NM (505) 266-5904 ■ RIO RANCHO, NM (505) 898-3516 The management's discussion and analysis on pages 3 through 11 is not a required part of the basic financial statements but is supplementary information required by accounting principles generally accepted in the United States of America. We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the required supplementary information. However, we did not audit the information and express no opinion on it. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City of Pearland, Texas' basic financial statements. The introductory section, combining and individual fund financial statements and schedules, and statistical tables are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual fund financial statements and schedules have been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, are fairly stated in all material respects in relation to the basic financial statements taken as a whole. The introductory section and statistical tables have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we express no opinion on them. Pcu*Soit>)LaArin 4 January 7, 2005 2 MANAGEMENT'S DISCUSSION AND ANALYSIS THIS PAGE LEFT BLANK INTENTIONALLY Management's Discussion and Analysis As management of the City of Pearland, we offer readers of the City's financial statements this narrative overview and analysis of the financial activities of the City for the fiscal year ended September 30, 2004. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal, which can be found on pages i — viii of this report. FINANCIAL HIGHLIGHTS • The assets of the City of Pearland exceeded its liabilities as of September 30, 2004, by $56,628,532 (net assets). Of this amount, $25,731,225 (unrestricted net assets) may be used to meet the City's ongoing obligations to citizens and creditors in accordance with the City's fund designation and fiscal policies. • The City's total net assets increased by $11,515,589. • At the close of the current fiscal year, the City of Pearland's governmental funds reported combined ending fund balances of $60,721,741. Of this amount, $57,643,923 is unreserved fund balance available for use within the City s fund designation and fiscal policies. • As of September 30 2004, the unreserved, undesignated fund balance for the General Fund was $8,215,524. Approximately $1.2 million of this ending balance can be attributed to work in progress for capital projects, which is expected to decrease the fund balance in the following fiscal year. OVERVIEW OF THE FINANCIAL STATEMENTS This discussion and analysis is intended to serve as an introduction to the City's basic financial statements. The City's basic financial statements are comprised of three components: (1) government - wide financial statements, (2) fund financial statements and (3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government -wide Financial Statements - The government -wide financial statements, which begin on page 11 of this report, are designed to provide readers with a broad overview of the City's finances, in a manner similar to a private -sector business. The Statement of Net Assets presents information on all of the City's assets and liabilities, with the difference between the two reported as net assets. Over time, increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. 3 The Statement of Activities presents information showing how the City's net assets changed during the fiscal year. All changes in net assets are reported when the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in the future fiscal periods (e.g , uncollected taxes and earned but unused compensated absences). Both of the government -wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from functions that are intended to recover all or a significant portion of their costs through user fees and charges (business -type activities). The governmental activities of the City include General Government, Public Safety, Public Works and Community Services. The business -type activities of the City include Water and Sewer. The government -wide financial statements include not only the City of Pearland itself (known as the primary government), but also a legally separate Economic Development Corporation and Tax Increment Investment Zone (TIRZ) Developments for which the City of Pearland is financially accountable. Financial information for these component units is reported separately from the financial information presented for the primary government, itself Fund Financial Statements - A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other state and local governments uses fund accounting to ensure and demonstrate compliance with finance -related legal requirements All funds of the City can be divided into two categories — governmental funds and proprietary funds. Governmental Funds - Governmental funds are used to account for essentially the same functions reported as governmental activities in the government -wide financial statements. However, unlike the government -wide financial statements, governmental fund financial statements focus on current sources and uses of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government's near -term financing requirements. Because the focus of governmental funds is narrower than that of the government -wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government -wide financial statements. By doing so, readers may better understand the long-term impact of the government's near -term financing decisions. Both the governmental funds balance sheet and the governmental fund statements of revenues, expenditures, and changes in find balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. Beginning on page 14 of this report, information is presented separately in the Governmental Fund Balance Sheet and in the Governmental Fund Statement of Revenues, Expenditures, and Changes in Fund Balances for the General, Debt Service and Capital Projects Funds, which are considered to be major funds. Data from the other governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these non -major governmental funds is provided in the form of combining statements elsewhere in this report. 4 Proprietary Funds - The City maintains one type of proprietary fund Enterprise Funds are used to report the same functions presented as business -type activities in the government -wide financial statements. The City uses an Enterprise Fund to account for the Water and Sewer Fund. Proprietary funds provide the same type of information as the government -wide financial statements, only in more detail. The basic proprietary fund financial statements, which begin on page 18 of this report, provide separate information for the Water and Sewer Enterprise Fund since it is considered to be a major fund of the City. Notes to the Financial Statements - The notes provide additional information that is essential to a full understanding of the data provided in the government -wide and fund financial statements. The notes to the financial statements can be found on pages 21 — 44 of this report. Other Information - In addition to the basic financial statements and accompanying notes, this report also presents combining fund statements and schedules that further support the information in the financial statements. The combining fund statements and schedules for nonmajor funds are presented immediately following the notes to the financial statements beginning on page 45 of this report. GOVERNMENT -WIDE FINANCIAL ANALYSIS As noted earlier, net assets may serve over time as a useful indicator of government's financial position. In the case of the City of Pearland, net assets exceeded liabilities by $56,628,532 as of September 30, 2004. The largest portion of the City's net assets $24,506,803 reflects its investments in capital assets (e.g., land building equipment, improvements construction in progress and infrastructure), less any outstanding debt used to acquire those assets. The City uses these capital assets to provide service to citizens; consequently, these assets are not available for future spending. Although the City's investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. 5 Current and other assets Capital assets Total assets CITY OF PEARLAND'S NET ASSETS Governmental Activities Business -type Activities 2004 2003 2004 2003 $ 64,371,013 $ 67,143,104 131,514,117 Other liabilities 2,750,146 Long-term liabilities 118,165,340 Total liabilities 120,915,486 Net assets: Invested in capital assets, net of related debt Restricted Unrestricted Total net assets ( 58,831,697 51,822,512 110,654,209 7,921,467 100,148,774 108,070,241 2,537,520) ( 6,390,504 6,745,647 4,777,139) 4,151,464 3,209,643 $ 23,448,781 $ 76,429,323 $ 10,598,631 $ 2,583,968 $ 99,878,104 3,207,343 50,640,860 53,848,203 27,044,323 18,985,578 46,029,901 $ 31,053,620 67,239,915 98,293,535 4,449,789 51,314,771 55,764,560 Totals 2004 16,779,525 25,749,450 42,528,975 $ 2003 87,819,794 $ 143,572,427 231,392,221 5,957,489 168,806,200 174,763,689 24,506,803 6,390,504 25,731,225 89,885,317 119,062,427 208,947,744 12,371,256 151,463,545 163,834,801 12,002,386 4,151,464 28,959,093 56,628,532 $ 45,112,943 A portion of the City's net assets ($6,390,504) represents resources that are subject to external restriction on how they may be used. The remaining balance ($25,731,225) of unrestricted net assets may be used to meet the City's ongoing obligations to citizens and creditors. Analysis of the City's Operations - The following table provides a summary of the City's operations for the year ended September 30, 2004. Governmental activities increased the City of Pearland's net assets by $8,014,663 accounting for approximately 70% of the total growth in net assets. Business -type activities increased the City's net assets by $3,500,926, accounting for approximately 30% of the total growth in net assets. Governmental Activities - The major increase in revenues comes from the tax category. The property tax base increased by approximately $413 million, due to construction of new residences, businesses, and revaluation of property. The current year tax collection rate was approximately 98% of the levy. Additionally, there was an increase in both license and permit revenues and engineering and inspection revenues due to an increase in both residential and commercial building permits. Sales tax revenues increased due to the addition of new retail outlets and an increased residential base to frequent the new and existing retail outlets. Fines and forfeitures were up due to increased citations issued, and investment earnings are down due to the continued low interest rates. Business -type Activities - The City has one enterprise operation, the Water and Sewer Fund. Total operating revenues of the Water and Sewer fund were $11,892,876 for the fiscal year. Water sales increased primarily due to an increasing customer base due to growth in residential and commercial development, and due to a lack of rainfall during portions of the year. Similarly, service charges for wastewater increased primarily due to new residential and commercial construction. The increase in the Water and Sewer Fund s expenditures was primarily due to various capital infrastructure improvements and increase in service to customers. 6 CITY OF PEARLAND' Governmental Activities 2004 2003 Revenues: Program revenues: Charges for services $ Operating grants and contributions Capital grants and contributions General revenues: Ad valorem taxes Sales taxes Franchise taxes Other taxes Investment earnings Miscellaneous Total revenues Expenses: General government Public safety Public works Community services Interest on long-term debt Water and sewer Total expenses Increases in net assets before transfers Transfers Change in net assets Net assets, beginning Prior period adjustment Net assets, ending 11,040,246 $ 855,917 2,074,506 17,907,163 6,739,484 2,883,188 193,464 1,115,100 782,165 43,591,233 7,314,239 10,524,915 9,912,937 2,700,356 5,549,292 36,001,739 7,589,494 524,110 S CHANGES IN NET ASSETS Business -type Activities Totals 2004 2003 8,571,764 $ 711,671 2,217,293 15,120,150 5,859,053 2,533,475 149,335 170,594 741,313 36,074,648 6,274,853 9,645,369 9,728,975 2,873,903 4,558,650 33,081,750 2,992,898 728,000 8,113,604 2,583,968 ( 98,941) 10,598,631 $ 3,720,898 1,136,930) 2004 11,892,876 $ 8,809,189 $ 47,293 6,932,959 9,881,756 417,258 19,290,386 15,265,350 15,265,350 2,583,968 $ 196,094 2003 22,933,122 $ 903,210 9,007,465 17,907,163 6,739,484 2,883,188 193,464 1,532,358 782,165 18,887,039 62,881,619 7,314,239 10,524,915 9,912,937 2,700,356 5,549,292 9,643,086 15,265,350 9,643,086 51,267,089 4,025,036 9,243,953 ( 524,110) ( 728,000) 3,500,926 42,528,975 46,029,901 $ 8,515,953 32,047,168 1,965,854 11,614,530 11,614,530 45,112,943 ( 98,941) 17,380,953 711,671 12,099,049 15,120,150 5,859,053 2,533,475 149,335 366,688 741,313 54,961,687 6,274,853 9,645,369 9,728,975 2,873,903 4,558,650 9,643,086 42,724,836 12,236,851 42,528,975 $ 56,628,532 $ 12,236,851 30,910,238 1,965,854 45,112,943 7 FINANCIAL ANALYSIS OF THE GOVERNMENT'S FUNDS Governmental Funds - The focus of the City of Pearland's governmental funds is to provide information on near -term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City's financing requirements. In particular, unreserved fund balance may serve as a useful measure of a government's net resources available for spending at the end of the fiscal year. At the end of the current fiscal year, the City of Pearland's governmental funds reported combined ending fund balances of $60,721,741. Approximately 95% of this total amount $57,643,923 constitutes an unreserved fund balance. The remainder of the fund balance $3,077,818 is reserved to indicate that is not available for new spending because it has already been committed to pay for encumbrances or debt service or to provide for other items. Refer to page 14 of this report for a more detailed presentation of governmental fund balances. In the General Fund, the City originally budgeted for no change in fund balance. The actual increase to fund balance for the General Fund was $2,923,858 for fiscal year 2004. Proprietary Funds - The City's proprietary fund statements, beginning on page 18 of this report, provide the same type of information found in the government -wide financial statements, but in more detail. Unrestricted net assets of the only proprietary fund are $18,985,578. This fund experienced increases in total net assets during 2004 of $3,500,926. This increase was primarily due to an increase in customer base. See discussion for business -type activities for further explanation. General Fund Budgetary Highlights - During the year, revenues exceeded budgetary estimates and expenditures were less than budgetary estimates, thus eliminating any need to draw upon existing fund balance. Refer to the General Fund Statement of Revenue, Expenditures and Changes in Fund Balances — Budget and Actual on page 17 of this report for a detailed presentation of the actual General Fund operations compared to both the original and final budget for fiscal year 2004. CAPITAL ASSETS The City of Pearland's investment in capital assets for its governmental and business -type activities as of September 30, 2004, amounts to $143 572,427 (net of accumulated depreciation). This investment in capital assets includes land, building, equipment, improvements other than buildings, infrastructure and construction work in progress. Major capital asset events occurring during the current fiscal year related primarily to three basic categories: water and sewer infrastructure projects, streets and mobility projects, and drainage improvement projects. 8 Land Buildings and improvements Equipment Infrastructure/ water distribution Construction in progress Less: accumulated depreciation Total capital assets CITY OF PEARLAND'S CAPITAL ASSETS AT YEAR-END Governmental Activities 2004 2003 $ 2,509,691 $ Business -type Activities Totals 2004 2003 2,509,691 $ 367,962 $ 12,575,655 12,575,655 8,619,886 10,880,210 42,674,657 18,195,829 12,946,218 19,367,162 2,166,494 21,518,110 7,895,580 60,791,814 2004 2003 367,962 $ 21,518,110 7,512,707 2,877,653 $ 2,877,653 34,093,765 16,515,466 32,641,748 103,466,471 19,321,872 34,093,765 18,392,917 50,837,577 15,112,712 38,689,034 ( 12,183,003) ( 11,706,035) ( 16,310,637) ( 14,122,484) ( 28,493,640) ( 25,828,519) $ 67,143,104 $ 51,822,512 $ 76,429,323 $ 67,239,915 $ 143,572,427 $ 119,062,427 Additional information on the City's capital assets can be found in Note 4, pages 34 — 35 of this report. DEBT ADMINISTRATION At the end of the current fiscal year, the City of Pearland had total bonded debt of $165,770,000. Of this amount, $132,265,000 represents bonded debt backed by the full faith and credit of the government and $33,505,000 represents bonds secured solely by water and sewei revenues. CITY OF PEARLAND'S OUTSTANDING DEBT AT YEAR-END Governmental Activities Business -type Activities Totals 2004 2003 2004 2003 General obligation $ 25,345,000 $ 26,880,000 $ $ Revenue bonds payable Certificates of obligation 90,185,000 70,650,000 33,505,000 16,735,000 $ 115,530,000 $ 97,530,000 $ 50,240,000 $ 2004 2003 $ 25,345,000 $ 34,485,000 33,505,000 16,835,000 106,920,000 51,320,000 $ 165,770,000 $ During the fiscal year, the City issued $21,000,000 in Certificates of Obligation. 26,880,000 34,485,000 87,485,000 148,850,000 The City's General Obligation, Certificates of Obligation, and Revenue Bond ratings are listed below. Tax Bonds Revenue Bonds Moody's AAA AAA Standard and Poor s AAA AAA 9 Most of the City's Bonds are insured, thus holding a Triple A credit rating from Moody's and Standard & Poor's. Additional information on the City of Pearland's long term -debt can be found on pages 36 — 40 of this report. ECONOMIC FACTORS AND NEXT YEAR'S BUDGETS AND RATES The General Fund budget (including transfers in) for fiscal year 2005 is based on a projected revenue growth of 10% compared to the fiscal year 2004 budget due to anticipated continued growth Licenses and Permits account for the majority of the increase Approximately 21% of General Fund revenues are sales taxes. Substantial anticipated increases in property taxes, due to growth, are budgeted for in fiscal year 2005. However, those funds have been allocated to the Debt Service Fund and will have no material impact on the General Fund. The 2005 budget includes for the General Fund additional personnel and various system improvements. There are also budgeted increases for various departments related to the purchases of additional vehicles and equipment There is no rate increase in the 2005 budget for the Water and Sewer Fund. Included in the Water and Sewer Fund are additions to personnel and generous repairs, replacements, and maintenance related capital infrastructure. There are also budgeted increases for various departments related to the purchase of additional vehicles and equipment. The Pearland Economic Development Fund fiscal year 2005 budget includes bond proceeds from the sale of Sales Tax Bonds totaling $6,500,000 for the Kirby Road Extension and related water, sewer and drainage in February 2005. REQUEST FOR INFORMATION The financial report is designed to provide our citizens, customers, investors and creditors with a general overview of the City's finances. If you have questions about this report or need any additional information, contact Andrea Gardner, Director of Finance, at 3519 Liberty Drive, Pearland, Texas 77581, or call (281) 652-1600. 10 BASIC FINANCIAL STATEMENTS THIS PAGE LEFT BLANK INTENTIONALLY ASSETS Cash and investments Receivables, net of allowances for uncollectibles Accounts Property taxes Sales taxes Other taxes Intergovernmental Accrued interest Inventories Deferred charges Restricted cash and investments Capital assets: Land Buildings and improvements Machinery and equipment Infrastructure Construction work in progress Less: accumulated depreciation Total capital assets Total assets LIABILITIES Accounts payable Accrued liabilities Unearned revenue Accrued interest Customer deposits Noncurrent liabilities: Due within one year Due in more than one year Total liabilities NET ASSETS Invested in capital assets, net of related debt Restricted for: Debt service Street improvements Other purposes Unrestricted Total net assets CITY OF PEARLAND, TEXAS STATEMENT OF NET ASSETS SEPTEMBER 30, 2004 Primary Government Governmental Activities $ 61,238,802 ( 977,462 738,970 1,190,945 10,967 27,430 1,103 70,066 115,268 Business -type Activities 2,509,691 12,575,655 8,619,886 42,674,657 12,946,218 12,183,003) ( 67,143,104 131,514,117 2,205,231 111,856 21,843 411,216 4,010,021 114,155,319 120,915,486 ( 2,537,520) 2,841,682 654,145 2,894,677 6,745,647 $ 10,598,631 Total 18,221,235 $ 3,745,559 6,553 669,993 805,441 367,962 21,518,110 7,895,580 60,791,814 2,166,494 16,310,637) ( 76,429,323 99,878,104 1,864,960 27,420 230,437 1,084,526 1,685,172 48,955,688 53,848,203 27,044,323 18,985,578 46,029,901 79,460,037 4,723,021 738,970 1,190,945 10,967 27,430 7,656 70,066 785,261 805,441 2,877,653 34,093,765 16,515,466 103,466,471 15,112,712 28,493,640) 143,572,427 231,392,221 4,070,191 139,276 21,843 641,653 1,084,526 5,695,193 163,111,007 174,763,689 24,506,803 2,841,682 654,145 2,894,677 25,731,225 56,628,532 Component Units Economic Development Corporation $ 3,423,253 142 589,774 13,623 19,501 124,959 ( 144,460) 4,026,792 72,879 6,204 212,908 3,966,632 4,258,623 ( 231,831) TIRZ Developments $ 547,263 55,436 Elm 602,699 30,736 30,736 571,963 $( 231,831) $ 571,963 The notes to the financial statements are an integral part of this statement. 11 CITY OF PEARLAND, TEXAS STATEMENT OF ACTIVITIES FOR THE YEAR ENDED SEPTEMBER 30, 2004 Functions/Programs Primary Government: Governmental activities: General government Public safety Public works Community services Interest on long-term debt Total governmental activities Business -type activities: Water and sewer Total business -type activities Total primary government Component Units: Economic Development Corporation TIRZ Developments Total component units Expenses $ 7,314,239 10,524,915 9,912,937 2,700,356 5,549,292 36,001,739 15,265,350 15,265,350 Program Revenues Charges for Services Operating Grants and Contributions $ 506,081 $ 2,974,714 6,863,769 695,682 11,040,246 11,892,876 11,892,876 $ 51,267,089 $ 22,933,122 $ $ 1,977,848 $ 2,272,465 294,617 General revenues: Taxes: Property, levied for general purposes Property, levied for debt service Sales Franchise Other Investment earnings Miscellaneous Transfers Total general revenues and transfers Change in net assets Net assets, beginning Prior period adjustment Net assets, beginning, as restated Net assets, ending 838,918 16,999 855,917 47,293 47,293 Capital Grants and Contributions $ 1,318,518 755,988 2,074,506 6,932,959 6,932,959 903,210 $ 9,007,465 The notes to the financial statements are an integral part of this statement. 12 Net (Expenses) Revenues and Changes in Net Assets Primary Government Governmental Activities Business -type Activities 5,489,640) $ 5,955,295) 3,049,168) 1,987,675) 5,549,292) 22,031,070) $( 22,031,070) $ 8,760,346 9,146,817 6,739,484 2,883,188 193,464 1,115,100 782,165 524,110 30,144,674 8,113,604 2,583,968 ( 98,941) 2,485,027 $ 10,598,631 3,607,778 3,607,778 $ 3,607,778 417,258 ( 524,110) ( 106,852) 3,500,926 42,528,975 42,528,975 $ 46,029,901 Total 5,489,640) 5,955,295) 3,049,168) 1,987,675) 5,549,292) 22,031,070) 3,607,778 3,607,778 $( 18,423,292) $ 8,760,346 9,146,817 6,739,484 2,883,188 193,464 1,532,358 782,165 30,037,822 11,614,530 45,112,943 ( 98,941) 45,014,002 $ 56,628,532 Component Units Economic Development Corporation Elm $( 1,977,848) $( 1,977,848) 3,369,173 99,776 10,000 3,478,949 1,501,101 ( 1,732,932) ( 1,732,932) $( 231,831) TIRZ Developments 294,617) 294,617) $ 765,066 10,019 3,103 778,188 483,571 88,392 88,392 $ 571,963 13 THIS PAGE LEFT BLANK INTENTIONALLY ASSETS Cash and investments Receivables, net of allowances for uncollectibles Accounts Property taxes Sales taxes Other taxes Intergovernmental Accrued interest Inventories Total assets LIABILITIES AND FUND BALANCES Liabilities: Accounts payable Accrued liabilities Deferred revenue Total liabilities Fund balances: Reserved for: Inventories Debt service Unreserved, reported in: General fund Special revenue funds Capital projects fund Total fund balances CITY OF PEARLAND, TEXAS BALANCE SHEET GOVERNMENTAL FUNDS SEPTEMBER 30, 2004 General Debt Service $ 7,544,837 $ 3,015,151 865,381 482,424 1,190,945 10,967 70,066 $ 10,164,620 982,692 73,857 822,481 1,879,030 70,066 8,215,524 256,546 Capital Projects $ 47,162,110 72,870 $ 3,271,697 $ 47,234,980 18,799 245,146 263,945 3,007,752 1,222,429 1,222,429 46,012,551 8,285,590 3,007,752 46,012,551 Other Funds Total Governmental Funds $ 3,516,704 $ 61,238,802 39,211 27,430 1,103 977,462 738,970 1,190,945 10,967 27,430 1,103 70,066 $ 3,584,448 $ 64,255,745 110 19,200 149,290 168,600 2,848,603 567,245 3,415,848 Total liabilities and fund balances $ 10,164,620 $ 3,271,697 $ 47,234,980 $ 3,584,448 Amounts reported for governmental activities in the statement of net assets are different because: Capital assets used in governmental activities are not financial resources and, therefore, are not reported in the funds. Other long-term assets are not available to pay for current -period expenditures and, therefore, are deferred in the funds. Long-term liabilities are not due and payable in the current period and therefore are not reported in the funds. Net assets of governmental activities The notes to the financial statements are an integral part of this statement. 2,205,231 111,856 1,216,917 3,534,004 70,066 3,007,752 8,215,524 2,848,603 46,579,796 60,721,741 67,143,104 1,195,074 ( 118,461,288) $ 10,598,631 14 THIS PAGE LEFT BLANK INTENTIONALLY REVENUES Taxes: Property Sales Mixed beverage Hotel/motel Franchise Permits, licenses and fees Fines Charges for services Intergovernmental Other income Investment earnings Total revenues EXPENDITURES Current: General government Public safety Public works Community services Capital outlay Debt service: Principal Interest and fiscal charges Total expenditures CITY OF PEARLAND, TEXAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2004 General Debt Service Capital Projects $ 8,752,162 $ 9,138,523 $ 6,739,484 39,315 2,883,188 3,427,957 1,561,850 5,259,748 716,136 621,396 194,917 15,669 30,196,153 9,154,192 6,059,595 10,142,115 8,709,151 2,792,376 27,703,237 IMP 3,000,000 5,549,292 8,549,292 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 2,492,916 604,900 OTHER FINANCING SOURCES (USES) Transfers in Transfers out Proceeds from capital lease Capital -related debt issued Premium from capital -related debt issued Total other financing sources and (uses) ( 858,942 428,000) 430,942 272,531 1,637,110 224,673 790,123 2,651,906 18,044,504 115,268 18,159,772 ( 15,507,866) 250,000 ( 469,000) 184,000 21,000,000 94,443 272,531 21,059,443 NET CHANGE IN FUND BALANCES 2,923,858 877,431 FUND BALANCES, BEGINNING AS PREVIOUSLY STATED PRIOR PERIOD ADJUSTMENT FUND BALANCES, BEGINNING AS RESTATED FUND BALANCES, ENDING 5,361,732 5,361,732 2,130,321 2,130,321 5,551,577 40,460,974 40,460,974 Other Funds 153,908 12,891 46,466 686,478 230,235 114,391 1,244,369 161,771 101 111,923 13,380 287,175 957,194 Total Governmental Funds $ 17,890,685 6,739,484 39,315 153,908 2,883,188 3,440,848 1,608,316 5,259,748 3,039,724 1,076,304 1,115,100 43,246,620 6,221,366 10,142,216 8,709,151 2,904,299 18,057,884 3,000,000 5,664,560 54,699,476 ( 11,452,856) 50,000 ( 10,363) ( 39,637 996,831 2,517,958 ( 98,941) 2,419,017 8,285,590 $ 3,007,752 $ 46,012,551 $ 3,415,848 $ The notes to the financial statements are an integral part of this statement. 1,431,473 907,363) 184,000 21,000,000 94,443 21,802,553 10,349,697 50,470,985 ( 98,941) 50,372,044 60,721,741 15 THIS PAGE LEFT BLANK INTENTIONALLY CITY OF PEARLAND, TEXAS RECONCILIATION OF THE STATEMENT OF REVENUES EXPENDITURES AND CHANGES IN FUND BALANCE OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES FOR THE YEAR ENDED SEPTEMBER 30, 2004 Amounts reported for governmental activities in the Statement of Activities (pages 12 - 13) are different because: Net change in fund balances - total governmental funds (page 15) $ 10,349,697 Governmental funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense This is the amount by which capital outlays exceeded depreciation in the current period. 15,320,592 Revenues in the statement of activities that do not provide current financial resources are not reported as revenues in the funds 344,613 The issuance of long-term debt (e.g., bonds leases) provides current financial resources to governmental funds while the repayment of the principal of long-term debt consumes the current financial i esources of governmental funds. Neither transaction, however, has any effect on net assets. This amount is the net effect of these differences in the treatment of long- term debt and related items. Some expenses reported in the statement of activities do not require the use of current financial resources and, therefore, are not reported as expenditures in governmental funds. Change in net assets of governmental activities (pages 12 - 13) The notes to the financial statements are an integral part of this statement. ( 18,163,175) 261,877 $ 8,113,604 16 THIS PAGE LEFT BLANK INTENTIONALLY CITY OF PEARLAND, TEXAS GENERAL FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 2004 REVENUES Property taxes and penalties Other taxes Franchise fees Licenses and permits Fines and forfeitures Charges for services Intergovernmental Other income Investment earnings Total revenues EXPENDITURES Current: General government Public safety Public works Community services Total expenditures EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES) Transfers in Transfers out Total other financing sources (uses) NET CHANGE IN FUND BALANCES FUND BALANCES, BEGINNING FUND BALANCES, ENDING Budgeted Amounts Original Final $ 9,085,112 6,182,500 2,820,000 3,023,095 1,361,500 5,100,086 281,019 495,282 153,000 28,501,594 6,198,755 9,836,484 10,275,678 2,816,985 29,127,902 Actual Amounts $ 9,085,112 $ 6,182,500 2,820,000 3,023,095 1,362,500 5,100,086 281,019 495,282 153,000 28,502,594 6,184,661 10,137,962 9,772,180 2,874,003 28,968,806 ( 626,308) ( 466,212) 1,100,363 ( 428,000) 672,363 46,055 5,361,732 1,100,363 ( 428,000) 672,363 206,151 5,361,732 8,752,162 6,778,799 2,883,188 3,427,957 1,561,850 5,259,748 716,136 621,396 194,917 30,196,153 6,059,595 10,142,115 8,709,151 2,792,376 27,703,237 2,492,916 Variance with Final Budget - Positive (Negative) $( 332,950) 596,299 63,188 404,862 199,350 159,662 435,117 126,114 41,917 1,693,559 125,066 ( 4,153) 1,063,029 81,627 1,265,569 2,959,128 858,942 ( 241,421) ( 428,000) - 430,942 ( 241,421) 2,923,858 5,361,732 2,717,707 $ 5,407,787 $ 5,567,883 $ 8,285,590 $ 2,717,707 The notes to the financial statements are an integral part of this statement. 17 THIS PAGE LEFT BLANK INTENTIONALLY CITY OF PEARLAND, TEXAS ASSETS Current assets: Cash and investments Accounts receivable, net of allowances Accrued interest Restricted cash and investments Total current assets Noncurrent assets: Deferred charges Capital assets: Land Buildings and improvements Machinery and equipment Infrastructure Construction work in progress Less: accumulated depreciation Total capital assets Total noncurrent assets Total assets LIABILITIES Current liabilities: Accounts payable Accrued liabilities Accrued interest Customer deposits Compensated absences Certificates of obligation Revenue bonds Total current liabilities Noncunent liabilities: Compensated absences Certificates of obligation Revenue bonds Total noncurrent liabilities Total liabilities NET ASSETS Invested in capital assets, net of related debt Unrestricted STATEMENT OF NET ASSETS PROPRIETARY FUND SEPTEMBER 30, 2004 Total net assets The notes to the financial statements are an integral part of this statement. 18 Business -type Activities Enterprise Fund Water and Sewer $ 18,221,235 3,745,559 6,553 805,441 22,778,788 669,993 367,962 21,518,110 7,895,580 60,791,814 2,166,494 ( 16,310,637) 76,429,323 77,099,316 99,878,104 1,864,960 27,420 230,437 1,084,526 80,172 855,000 750,000 4,892,515 320,688 15,880,000 32,755,000 48,955,688 53,848,203 27,044,323 18,985,578 46,029,901 THIS PAGE LEFT BLANK INTENTIONALLY CITY OF PEARLAND, TEXAS STATEMENT OF REVENUES, EXPENSES, AND CHANGES IN FUND NET ASSETS PROPRIETARY FUND FOR THE YEAR ENDED SEPTEMBER 30, 2004 Business -type Activities Enterprise Fund Water and Sewer OPERATING REVENUES Charges for services $ 11,840,005 Other 52,871 Total operating revenues 11,892,876 OPERATING EXPENSES Production and wastewater 4,887,517 Distribution and collection 1,455,607 Accounting and collections 1,053,388 Other requirements 638,004 Construction and engineering 2,842,867 Depreciation 2,192,353 Total operating expenses 13,069,736 OPERATING INCOME ( 1,176,860) NONOPERATING REVENUES (EXPENSES) Earnings on investments 417,258 Intergovernmental 47,293 Interest and fiscal charges ( 2,195,614) Total nonoperating revenues (expenses) ( 1,731,063) LOSS BEFORE CONTRIBUTIONS AND TRANSFERS ( 2,907,923) CAPITAL CONTRIBUTIONS 6,932,959 TRANSFERS IN 128,000 TRANSFERS OUT ( 652,110) CHANGE IN NET ASSETS TOTAL NET ASSETS, BEGINNING TOTAL NET ASSETS, ENDING 3,500,926 42,528,975 $ 46,029,901 The notes to the financial statements are an integral part of this statement. 19 THIS PAGE LEFT BLANK INTENTIONALLY CITY OF PEARLAND, TEXAS STATEMENT OF CASH FLOWS PROPRIETARY FUND FOR THE YEAR ENDED SEPTEMBER 30, 2004 CASH FLOWS FROM OPERATING ACTIVITIES Cash received from customers Cash paid to suppliers for goods and services Cash paid to employees for services Net cash used' for operating activities CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Transfers from other funds Transfers to other funds Net cash used for noncapital for financing activities CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Principal repayments on bonds Cash received from capital contributions Interest and fiscal charges on debt Acquisition and construction of capital assets Disposal of capital assets Net cash used for capital and related financing activities CASH FLOWS FROM INVESTING ACTIVITIES Earnings on investments Net cash provided by investing activities NET DECREASE IN CASH AND CASH EQUIVALENTS CASH AND CASH EQUIVALENTS, BEGINNING CASH AND CASH EQUIVALENTS, ENDING Cash and investments Restricted cash and investments Cash and cash equivalents, ending Reconciliation of operating loss to net cash used for operating activities: Operating loss Adjustments to reconcile operating loss to net cash used for operating activities: Depreciation Changes in assets and liabilities: Decrease (increase) in assets: Accounts receivable Increase (decrease) in liabilities: Accounts payable Accrued liabilities Customer deposits Compensated absences payable Net cash used for operating activities The notes to the fmancial statements are an integral part of this statement. Business -type Activities Enterprise Fund Water and Sewer ( ( 9,796,621 2,481,493) 9,477,664) 2,162,536) 128,000 652,110) 524,110) 1,080,000) 6,980,252 2,153,417) 11,391,761) 10,000 7,634,926) 454,245 454,245 9,867,327) 28,894,003 19,026,676 18,221,235 805,441 19,026,676 1,176,860) 2,192,353 2,313,407) 974,752) 92,721) 217,152 14,301) 2,162,536) 20 CITY OF PEARLAND, TEXAS NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30, 2004 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES A. Reporting Entity The City of Pearland, Texas was incorporated in December 1959, and adopted the "Home Rule Chartei" February 6, 1971, pursuant to the laws of the State of Texas. The City operates under a "Council -Manager" form of government and provides services authorized by its charter. Presently, these services include police and fire protection, water and sewer services, drainage, sanitation, building and code inspection, planning, zoning, engineering, street repair and maintenance, park maintenance, recreational activities for citizens, and general administrative services. The City is an independent political subdivision of the State of Texas, governed by an elected mayor and five -member Council, and is considered a primary government. The accompanying financial statements present the government and its component units, entities for which the government is considered to be financially accountable. Each discretely presented component unit is reported in a separate column in the government -wide financial statements (see note below for description) to emphasize that it is legally separate from the government. Discretely Presented Component Units - The component units' column in the government - wide financial statements includes the financial data of the City's component units. 1. The Pearland Economic Development Corporation (PEDC) is responsible for economic development within the City's jurisdiction. The PEDC is fiscally dependent upon the government because, besides appointing the Board, the City Council also must approve the PEDC's budget and any debt issuances. 2. The Tax Increment Reinvestment Zone (TIRZ #2) provides tax assisted property development and/or redevelopment in specific geographic areas in accordance with applicable state laws. Besides appointing Board members, the City Council must also approve the TIRZ's budgets and any debt issuances done on behalf of the TIRZs (continued) 21 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) A. Reporting Entity (Continued) Complete financial statements for each of the individual component units may be obtained from their respective administrative offices at the following address: Pearland Economic Development Corporation or Tax Increment Reinvestment Zones 3519 Liberty Drive Pearland, Texas 77581-5416 B. Government -wide and Fund Financial Statements The government -wide financial statements (i.e., the statement of net assets and the statement of activities) report information on all of the nonfiduciary activities of the primary government and its component units. For the most part, the effect of interfund activity has been removed from these statements. Governmental activities which normally are supported by taxes and intergovernmental revenue, are reported separately from business -like activities, which rely to a significant extent on fees and charges for support Likewise, the primary government is reported separately from certain legally separate component units for which the primary government is financially accountable. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment are offset by program revenue. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenue includes 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment, and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenue are reported instead as general revenue. Separate financial statements are provided for governmental funds and proprietary funds. Major individual governmental funds and major individual Enterprise Funds are reported as separate columns in the fund financial statements. (continued) 22 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) C. Measurement Focus, Basis of Accounting and Financial Statement Presentation The government -wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund financial statements. Revenue is recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenue in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenue is recognized as soon as it is both measurable and available. Revenue is considered to be available when it is collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the government considers revenue to be available if collected within 60 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, franchise taxes, sales taxes, and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenue of the current fiscal period. All other revenue items are considered to be measurable and available only when cash is received by the City. The City reports the following major governmental funds: The General Fund is the City's primary operating fund It accounts for all financial resources of the general government, except those required to be accounted for in another fund. The Debt Set vice Fund is used to account for the resources accumulated and payments made for principal and interest on long-term general obligation debt of the governmental funds. The Capital Projects Fund is used to account for the proceeds from the sale of general obligation bonds and certificates of obligation and expenditures of these proceeds for the acquisition of capital assets as designated in each bond issue. (continued) 23 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) C. Measurement Focus, Basis of Accounting and Financial Statement Presentation (Continued) The City reports the following major Enterprise Fund: The Water and Sewef Fund accounts for the activities necessary for the provision of water and wastewater services. Private -sector standards of accounting and financial reporting issued prior to December 1, 1989, generally are followed in both the government -wide and proprietary fund financial statements to the extent that those standards do not conflict with or contradict guidance of the Governmental Accounting Standards Board. The City also has the option of following subsequent private -sector guidance for their business -like activities and Enterprise Funds, subject to this same limitation. The City has elected not to follow subsequent private -sector guidance. As a general rule, the effect of interfund activity has been eliminated from the government - wide financial statements. Exceptions to this general rule are charges between the City's water and sewer function and various other functions of the government. Elimination of these charges would distort the direct costs and program revenue reported for the various functions concerned. Amounts reported as program revenues include: 1) charges to customers or applicants for goods, services or privileges provided, 2) operating grants and contributions, and 3) capital grants and contributions, including special assessments. Internally dedicated resources are reported as general revenues rather than as program revenue Likewise, general revenue includes all taxes. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund s principal ongoing operations. The principal operating revenues of the City's Enterprise Funds and Internal Service Funds are charges to customers for sales and services. Operating expenses for Enterprise Funds and Internal Service Funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenue and expenses not meeting this definition are reported as nonoperating revenue and expenses. When both restricted and unrestricted resources are available for use, it is the City's policy to use restricted resources first, then unrestricted resources as needed. (continued) 24 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) D. Assets, Liabilities and Net Assets or Equity Cash and Investments Cash and investments consist of amounts in an interest -bearing time deposit account, petty cash funds, and U. S. Government Securities Investments are stated at fair value based on quoted market prices at September 30, 2004. The net increase or decrease in the fair value of investments is recorded as investment earnings. Investments are generally held to maturity. The City pools cash resources of its various funds to facilitate the management of cash. Cash applicable to a particular fund is readily identifiable. The balance in the pooled cash accounts is available to meet current operating requirements. Cash in excess of current requirements is invested in various interest -bearing securities and disclosed as part of the City's investments. The City pools excess cash of the various individual funds to purchase investments. These pooled investments are reported in the combined balance sheet as investments in each fund based on each fund's share of the pooled investments Interest income is allocated to each respective individual fund monthly based on its respective share of pooled investments. Receivables and Payables Activity between funds that are representative of lending/borrowing arrangements outstanding at the end of the fiscal year are referred to as "due to/fiom other funds" (i.e., the current portion of interfund loans). Any residual balances outstanding between the governmental activities and business -type activities are reported in the government -wide financial statements as "internal balances " All trade receivables are shown net of an allowance for uncollectibles Trade accounts receivable in excess of 180 days comprise the trade accounts receivable allowance for uncollectibles. Property taxes for each year are required to be levied by September 15 and are due upon receipt of the City's tax bill and become delinquent on February 1 of the following year. On January 1 of each year, a tax lien is attached to the property to secure the payment of all taxes, penalties and interest. The lien exists in the favoi of the State and each taxing unit. Appraised values are established by the Central Appraisal District (CAD) of Brazoria County, Texas, through procedures established by the Texas Legislature. The Brazoria County Tax office bills and collects the City's property taxes. A penalty of 7% is added to delinquent taxes on February 1 and increases 2% each month through September. An additional penalty of 15% is added in July for attorney costs. There are no discounts allowed in taxes. (continued) 25 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) D. Assets, Liabilities and Net Assets or Equity (Continued) Receivables and Payables The City is permitted, by Article XI, Section 5, of the State of Texas Constitution and the City Charter to levy property taxes up to $2.50 per $100 of assessed valuation for general governmental services. Within the $2.50 maximum levy, there is no legal limit upon the amount of property taxes, which can be levied for debt service. The property tax rates to finance general governmental services and debt service for the 2003-2004 tax year were $.3457 and $.3502, respectively, per $100 of assessed valuation. The 2004 assessed value and total tax levy as adjusted through September 30, 2004, were $2,355,280,316 and $2,583,049,183, respectively. The City has enacted an ordinance providing for the exemption of $25 000 of the assessed value of residential homesteads of persons 65 years of age or older from property taxes This is provided by Section 1-b(a) of Article 8 of the Constitution of Texas. Additionally, the market value of agricultural land is reduced to agricultural value for purposes of the City's tax levy calculation. Inventories Inventory, which consists of gasoline and auto parts for use in the City's vehicles, is stated at cost (first -in first -out method) Expenditures are recognized as the fuel and auto parts are consumed rather when purchased. Restricted Assets Certain proceeds of the Enterprise Fund revenue bonds and certain resources set aside for their repayment, are classified as restricted assets on the balance sheet because their use is limited by applicable bond covenants. Capital Assets Capital assets, which include property, plant, equipment and infrastructure, are reported in the applicable governmental or business -type activities columns in the government -wide financial statements. The City defines capital assets as assets with an initial, individual cost of more than $1,000 and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at estimated fair market value at the date of donation. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets' lives are not capitalized. (continued) 26 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) D. Assets, Liabilities and Net Assets or Equity (Continued) Capital Assets (Continued) The City has elected to delay implementation of the requirements of GASB 34 related to infrastructure (loads, sidewalks, etc.) assets acquired prior to October 1, 2002. GASB 34 permits an optional four-year transition period for governmental infrastructure reporting. Property, plant and equipment is depreciated using the straight-line method over the following useful lives: Assets Years Buildings and improvements 20-45 Machinery and equipment 5-15 Infrastructure 40-50 Compensated Absences It is the City's policy to permit employees to accumulate earned but unused vacation, sick and holiday pay benefits. Employees earn vacation leave at the late of 15 days per year from 1 to 15 years of service, 20 days per year for service of 16 to 19 years, and 25 days per year for service of 20 years or more. Employees are required to take their earned vacation. Employees who are unable to use their vacation, for various seasons, may, with the City Manager's approval, carry over 50 percent of the unused portion of the vacation, or receive compensation for a maximum of 40 hours. City employees receive 11 paid holidays per year Employees may be paid or may elect to receive compensatory time off for the holiday. Overtime is earned at one and one-half times the regular rate of pay. Employees may be paid or receive compensatory time. The maximum accrual for overtime is 160 hours, except for employees involved in public safety, who can accrue up to 320 hours. All sick leave benefits are accumulated and paid to employees upon separation from the City. Vacation, sick and holiday pay benefits ale accrued when incurred in the government -wide and proprietary fund financial statements. A liability for these amounts is reported in governmental funds only if they have matured, for example, as a result of employee resignations and retirements. (continued) 27 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) D. Assets, Liabilities and Net Assets or Equity (Continued) Long-term Obligations In the government -wide financial statements and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business -type activities, or proprietary fund type statement of net assets. Bond premiums and discounts, as well as issuance costs, are deferred and amortized over the life of the bonds using the straight-line method which approximates the effective interest method. Bonds payable are reported net of the applicable bond premium or discount. Bond issuance costs are reported as deferred charges and amortized over the term of the related debt. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. Fund Equity In the fund financial statements, governmental funds report reservations of fund balance for amounts that are not available for appropriation or are legally restricted by outside parties for use for a specific purpose. Designations of fund balance represent tentative management plans that are subject to change. Net Assets Net assets represent the difference between assets and liabilities. Net assets invested in capital assets, net of related debt consists of capital assets, net of accumulated depreciation, reduced by the outstanding balances of any borrowing used for the acquisition, construction or improvements of those assets, and adding back unspent proceeds. Net assets are reported as restricted when there are limitations imposed on their use either through the enabling legislations adopted by the City or through external restrictions imposed by creditors, grantors or laws or regulations of other governments. Estimates The preparation of financial statements, in conformity with generally accepted accounting principles, requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosures of contingent liabilities at the date of the financial statements and the reported amounts of revenue and expenses during the reporting period. Actual amounts could differ from those estimates. 28 2. RECONCILIATION OF GOVERNMENT -WIDE AND FUND FINANCIAL STATEMENTS Explanation of Certain Differences Between the Governmental Fund Balance Sheet and the Government -wide Statement of Net Assets The governmental fund balance sheet includes a reconciliation between fund balance — total governmental finds and net assets — governmental activities as reported in the government -wide statement of net assets. One element of that reconciliation explains, "long-term liabilities including bonds payable, are not due and payable in the current period and therefore are not reported in the funds.' The details of this $118,461,288 difference are as follows: Certificates and General Obligation Bonds Deferred charge for issuance cost Deferred amount for issuance premium Accrued interest payable Compensated absences Capital lease obligation Net adjustment to reduce fund balance - total governmental funds to arrive at net assets governmental activities 115,530,000 115,268) 94,443 411,216 2,356,897 184,000 $ 118,461,288 Explanation of Certain Differences Between the Governmental Fund Statement of Revenue, Expenditures and Changes in Fund Balances and the Government -wide Statement of Activities The governmental fund statement of revenue, expenditures and changes in fund balances includes a reconciliation between net changes in fund balances — total governmental fund and changes in net assets of governmental activities as reported in the government -wide statement of activities. One element of that reconciliation explains, "Governmental funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense." The details of this $15,320,592 difference are as follows: Capital outlay $ 17,947,059 Depreciation expense ( 2,626,467) Net adjustment to increase net changes in fund balances - total governmental funds to arrive at changes in net assets of governmental activities (continued) $ 15,320,592 29 2. RECONCILIATION OF GOVERNMENT -WIDE AND FUND FINANCIAL STATEMENTS (Continued) Explanation of Certain Differences Between the Governmental Fund Statement of Revenue, Expenditures and Changes in Fund Balances and the Government -wide Statement of Activities (Continued) Another element of that reconciliation states, "Revenues in the statement of activities that do not provide current financial resources are not reported as revenues in the funds." The details of this $344,613 difference are as follows: Property taxes $ 16,478 Court fines 328,135 Net adjustment to increase net changes in fund balances - total governmental funds to arrive at changes in net assets of governmental activities $ 344,613 Another element of that reconciliation states, "The issuance of long-term debt (e.g., bonds, leases) provides current financial resources to governmental funds, while the repayment of the principal of long-term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net assets. Also, governmental funds report the effect of issuance costs, premiums, and similar items when debt is first issued, whereas these amounts are deferred and amortized in the statement of activities. The details of this $18,163,175 difference are as follows: Debt issued or incurred: Issuance of general obligation bonds Bond issuance cost Premium on issuance Capital lease financing Principal repayments: General obligation debt Net adjustment to reduce net changes in find balances - total governmental funds to arrive at changes in net assets of governmental activities $( 21,000,000) 115,268 94,443) 184,000) ( ( 3,000,000 $( 18,163,175) Another element of that reconciliation states, "Some expenses reported in the statement of activities do not require the use of current financial resources and therefore are not reported as expenditures in governmental funds." The details of this $261,877 difference are as follows: Compensated absences $ 261,877 Net adjustment to increase net changes in fund balances - total governmental funds to arrive at changes in net assets of governmental activities $ 261,877 30 3. STEWARDSHIP, COMPLIANCE AND ACCOUNTABILITY Budgetary Information Annual appropriated budgets are adopted on a basis consistent with generally accepted accounting principles for the General Fund and Debt Service Fund. The City adopts project - length budgets for the Capital Projects and Special Revenue Funds. All annual appropriations lapse at fiscal year-end. On or before the 10th day of July of each year, the City Manager shall submit to Council a proposed budget. The Council shall review the proposed budget and revise as deemed appropriate prior to circulation for public hearing. After the public hearing, the Council may adopt the budget with or without amendment. In amending the budget, Council may add or increase programs or amounts and may delete or decrease any amount, except expenditures required by law or for debt or for estimated cash deficits, provided no amendments to the budget shall increase the authorized expenditures to an amount greater than the total of estimated income plus funds available from prior years. The Council shall adopt the budget by the 15th of September of each year. Adoption of the budget shall constitute appropriation of the amounts specified therein as expenditures and shall constitute a levy of the property tax therein proposed. Every appropriation lapses at the close of the fiscal year to the extent it has not been expended. Any encumbered appropriation lapses at year-end, but is generally reappropriated as part of the subsequent year's budget Expenditures may not legally exceed appropriations at the fund level. At any time during the fiscal year, the City Manager may request Council to transfer by ordinance any unencumbered appropriation balance between funds. No significant supplemental appropriations were necessary during the year. Deficit Equity Balance At September 30, 2004, the Pearland Economic Development Corporation had a deficit equity balance in the amount of $231,830. The City anticipates future revenues to fund this negative balance. 4. DETAILED NOTES ON ALL FUNDS Cash and Investments The City's cash and investments are classified as cash and cash equivalents, investments, and restricted cash and investments. The cash and cash equivalents include cash on hand, deposits with financial institutions and other investments which have maturities at purchase date of less than three months. The restricted cash includes cash on deposit with financial institutions. (continued) 31 4. DETAILED NOTES ON ALL FUNDS (Continued) Cash and Investments (Continued) The Council has adopted a written investment policy regarding the investment of its funds as defined by the Public Funds Investment Act (Chapter 2256 Texas Government Code). The investments of the City are in compliance with the Council's investment policies. It is the City's policy to restrict its investments to direct obligations of the U. S. Government, commercial paper, fully collateralized certificates of deposit and other interest -bearing time and demand deposits, and other instruments and investments in public funds investment pools. State law provides that collateral pledged as security for bank deposits must have a market value of not less than the uninsured amount of the deposits and must consist of 1) obligations of the United States of its agencies and instrumentalities; 2) direct obligations of the State of Texas or its agencies; 3) other obligations, the principal and interest on which are unconditionally guaranteed or insured by the State of Texas; and/or 4) obligations of states, agencies, counties, cities, and other political subdivisions of any state having been rated as to investment quality by a nationally recognized investment rating firm and having received a rating of not less than A or its equivalent. At year-end, the primary government's carrying amount of deposits was $74,030,682 and the carrying amount of deposits for the Economic Development Corporation and TIRZ Developments, discretely presented component units, were $3,423,253 and $547,263, respectively. Amounts are maintained in consolidated cash accounts, with a bank balance of $80,372,562. Of the bank balance, $300,000 was fully covered by federal depository insurance or collateral, $80,072,562, held by the pledging financial institution's trust department or agent in the City's name. The primary government's investments are categorized into these three categories of credit risk: 1. Insured or registered, or securities held by the City or its agent in the government's name. 2. Uninsured and unregistered, with securities held by the counterparty's trust department or agent in the City's name. 3. Uninsured and unregistered, with securities held by the counterparty, or by its trust department or agent, but not in the City's name. Category Fair 1 2 3 Value U. S. Government securities $ 5,429,355 $ $ $ 5,429,355 Total investments $ 5,429,355 $ $ $ 5,429,355 (continued) 32 4. DETAILED NOTES ON ALL FUNDS (Continued) Deposits and Investments (Continued) Fair value of investments are based on quoted market prices in accordance with GASB Statement No. 31, Accounting and Financial Reporting for Certain Investments and for External Investment Pools. Receivables Receivables as of year-end for the government's individual major funds and nonmajor funds in the aggregate, including the applicable allowances for uncollectible accounts, are as follows: Receivables: Accounts Gross receivables Less: allowance for uncollectibles Net total receivables General Capital Projects Nonmajor Governmental Water and Sewer Total $ 930,971 $ 72,870 $ 39,211 $ 3,861,442 $ 4,904,494 930,971 72,870 39,211 3,861,442 4,904,494 ( 65,590) ( 115,883) ( 181,473) 865,381 $ 72,870 $ 39,211 $ 3,745,559 $ 4,723,021 Governmental funds report deferred revenue in connection with receivables for revenue that is not considered to be available to liquidate liabilities of the current period. Governmental funds also defer revenue recognition in connection with resources that have been received, but not yet earned. At the end of the current fiscal year, the various components of deferred revenue and unearned revenue reported in the governmental funds were as follows: General fund: Delinquent property taxes receivable Municipal court Other Debt set vice fitnd: Delinquent property taxes receivable Capital projects: Other Nonmajor governmental: Other Governmental Funds (continued) Unavailable Unearned $ 471,173 $ 329,465 245,146 86,900 62,390 1,195,074 21,843 $ 21,843 33 4. DETAILED NOTES ON ALL FUNDS (Continued) Capital Assets Capital asset activity for the year ended September 30, 2004, was as follows: Primary Government Beginning Balance Governmental activities: Capital assets, not being depreciated: Land $ Construction work in progress Total capital assets not being depreciated Capital assets, being depreciated: Buildings Improvements other than buildings Machinery and equipment Infrastructure Total capital assets being depreciated Less accumulated depreciation: Buildings Improvements other than buildings Machinery and equipment Infrastructure Total accumulated depreciation Total capital assets, being depreciated, net Governmental activities capital assets, net $ Increases 2,509,691 $ 19,367,162 21,876,853 10,357,504 2,218,151 10,880,210 18,195,829 41,651,694 3,361,883 1,284,082 6,605,174 454,896 11,706,035 18,057,884 18,057,884 Decreases and Reclassifications Ending Balance $ $ ( 24,478,828) ( 24,478,828) 1,238,420 ( 3,498,744) 24,478,828 1,238,420 20,980,084 227,342 73,019 1,259,239 ( 2,149,499) 1,066,867 29,945,659 ( 51,822,512 $ Business -type activities: Capital assets, not being depreciated: Land $ Construction work in progress Total assets not being depreciated Capital assets, being depreciated: Buildings and improvements Machinery and equipment Infrastructure Total capital assets being depreciated Less accumulated depreciation: Buildings and improvements Machinery and equipment Infrastructure Total accumulated depreciation Total capital assets being depreciated, net Business -type activities capital assets, net $ 367,962 $ 19,321,872 19,689,834 21,518,110 7,512,707 32,641,748 61,672,565 7,577,881 3,542,196 3,002,407 14,122,484 47,550,081 67,239,915 (continued) 2,626,467 ( 2,149,499) 1,388,047) 16,669,837 $ 10,994,688 10,994,688 392,873 392,873 620,235 545,655 1,026,463 23,129,583 2,509,691 12,946,218 15,455,909 10,357,504 2,218,151 8,619,886 42,674,657 63,870,198 3,589,225 1,357,101 5,714,914 1,521,763 12,183,003 51,687,195 ( 1,349,245) $ 67,143,104 $ $ ( 28,150,066) ( 28,150,066) ( 10,000) 28,150,066 28,140,066 ( 4,200) 2,192,353 ( 4,200) ( 1,799,480) 28,144,266 $ 9,195,208 $( 367,962 2,166,494 2,534,456 21,518,110 7,895,580 60,791,814 90,205,504 8,198,116 4,083,651 4,028,870 16,310,637 73,894,867 5,800) $ 76,429,323 34 4. DETAILED NOTES ON ALL FUNDS (Continued) Capital Assets (Continued) Depreciation expense was charged to functions/programs of the primary government as follows: Governmental activities: General government Public safety Public works Community services Total depreciation expense - governmental activities Business -type activities: Water and sewer Total depreciation expense - business -type activities Interfund transfers: Transfers Out: General Capital projects Nonmajor governmental Water and sewer Transfers In $ 577,823 472,764 1,444,557 131,323 $ 2,626,467 $ 2,192,353 $ 2,192,353 General Total Transfers $ Debt Service Capital Projects Nonmajor Governmental $ $ 250,000 $ 329,000 140,000 10,363 519,579 132,531 858,942 $ 272,531 $ Water and Sewer Total 50,000 $ 128,000 $ 428,000 469,000 10,363 652,110 250,000 $ 50,000 $ 128,000 $ 1,559,473 Transfers are used to (1) move revenues from the fund that statute or budget requires to collect them to the fund that statute or budget requires to expend them, (2) move receipts restricted to debt service from the funds collecting the receipts to the Debt Service Fund as debt service payments become due, and (3) use unrestricted revenues collected in the General Fund to finance various programs accounted for in other funds in accordance with budgetary authorizations. (continued) 35 4. DETAILED NOTES ON ALL FUNDS (Continued) Long-term Debt General Obligation Bonds The government issues general obligation bonds to provide funds for the acquisition and construction of major capital facilities. General obligation bonds have been issued for both governmental and business -type activities. The original amount of general obligation bonds issued in prior years was $117,880,000. During the year, general obligation bonds totaling $21,000,000 were issued to fund general obligation projects. General obligation bonds are direct obligations and pledge the full faith and credit of the government. These bonds generally are issued as 20-year serial bonds with equal amounts of principal maturing each year. General obligation bonds currently outstanding are as follows: Purpose Interest Rates Amount Governmental activities Governmental activities - refunding 3.00 - 7.80 $ 105,185,000 3.90 - 7.35 10,345,000 $ 115,530,000 Annual debt service requirements to maturity for general obligation bonds are as follows: Year Ending September 30, 2005 2006 2007 2008 2009 2010-2014 2015-2019 2020-2024 2025-2028 Total Governmental Activities Principal Interest $ 3,475,000 $ 3,770,000 3,980,000 4,190,000 4,405,000 24,465,000 27,760,000 26,855,000 16,630,000 5,575,335 5,484,571 5,285,298 5,080,515 5,053,681 22,381,681 18,403,222 13,833,756 8,409,020 $ 115,530,000 $ 89,507,079 (continued) Business -type Activities Principal Interest 855,000 $ 880,000 915,000 945,000 980,000 5,450,000 6,710,000 574,705 548,674 521,072 492,006 461,197 1,767,723 578,526 16,735,000 $ 4,943,903 36 4. DETAILED NOTES ON ALL FUNDS (Continued) Long-term Debt (Continued) The various bond obligations contain certain financial limitations and restrictions. The ordinances authorizing the issuance of general obligation bonds created an interest and sinking fund (general debt service fund). The ordinances require the City to ascertain a rate and amount of tax which will be sufficient to pay interest as it comes due and provide a reserve fund which is adequate to meet principal as it matures. The City is in compliance with all such significant financial restrictions. Revenue Bonds The City also issues bonds where the City pledges income derived from the acquired or constructed assets to pay debt service. The original amount of revenue bonds issued in prior years was $36,370,000. Revenue bonds outstanding at year-end are as follows: Purpose Water and sewer improvements Interest Rates Amount 4.00 - 6.00 $ 33,505,000 Revenue bond debt service requirements to maturity are as follows: Year Ending September 30, 2005 2006 2007 2008 2009 2010-2014 2015-2019 2020-2024 2025 Total Obligations Under Capital Leases Business -type Activities Principal Interest $ 1,025,000 1,075,000 1,125,000 1,180,000 1,235,000 7,140,000 8,980,000 10,245,000 1,500,000 $ 1,504,240 1,459,365 1,411,887 1,361,557 1,308,250 5,595,858 3,809,139 1,691,271 63,750 $ 33,505,000 $ 18,205,317 During the current year, the City entered into a capital lease agreement in order to purchase equipment for the police department. The assets acquired through these lease agreements are as follows: Asset: Dispatch equipment Less: accumulated depreciation Total (continued) Governmental Activities $ 184,000 13,142 $ 170,858 37 4. DETAILED NOTES ON ALL FUNDS (Continued) Long-term Debt (Continued) Obligations Under Capital Leases (Continued) Year Ending Lease September 30, Obligation 2005 $ 64,560 2006 64,560 2007 64,560 Total 193,680 Less interest portion ( 9,680) Obligations under capital leases $ 184,000 Primary Government Long-term liability activity for the year ended September 30, 2004, was as follows: Beginning Ending Due Within Balance Additions Reductions Balance One Year Governmental activities Bonds payable: General obligation $ 26,880,000 $ $ 1,535,000 $ 25,345,000 $ 1,960,000 Certificates of obligation 70,650,000 21,000,000 1,465,000 90,185,000 1,515,000 Deferred amount for issuance premium - 94,443 94,443 4,106 Total bonds payable 97,530,000 21,094,443 3,000,000 115,624,443 3,479,106 Capital lease - 184,000 184,000 59,535 Compensated absences 2,618,774 523,755 785,632 2,356,897 471,380 Governmental activity long-term liabilities $ 100,148,774 $ 21,802,198 $ 3,785,632 $ 118,165,340 $ 4,010,021 Business -type activities Bonds payable: Certificates of obligation $ 16,835,000 $ $ 100,000 $ 16,735,000 $ 855,000 Revenue 34,485,000 - 980,000 33,505,000 750,000 Total bonds payable 51,320,000 1,080,000 50,240,000 1,605,000 Compensated absences 415,161 68,731 83,032 400,860 80,172 Business -type activity long-term liabilities $ 51,735,161 $ 68,731 $ 1,163,032 $ 50,640,860 $ 1,685,172 The governmental activities compensated absences are generally liquidated by the General Fund. (continued) 38 4. DETAILED NOTES ON ALL FUNDS (Continued) Long-term Debt (Continued) Federal Tax Compliance (Arbitrage) for Long-term Debt In accordance with provisions of Section 148 of the Internal Revenue Code of 1986, as amended, (the "Code") the City's long-term debt obligations must meet certain minimum criteria to be considered and continue to be considered "tax-exempt." This "tax-exempt" status means that interest income earned by purchasers of the City's long-term debt instruments is not subject to federal income taxes. Related Treasury Regulations promulgated under Section 148 of the Code generally provide that the determination of whether these obligations are tax-exempt is made as of the date such obligations are issued based on a reasonable expectation regarding the use of the proceeds of the bonds issued Long-term debt that does not meet and continue to meet the minimum criteria of Section 148 of the Code and the related Treasury Regulations described above are considered "arbitrage bonds and are not considered "tax-exempt" as described above. Rebate Obligations will become arbitrage bonds (as described above) if certain arbitrage profits are not paid to the federal government as rebate under Section 148(f) of the Code. The City's obligations to calculate and make rebate payments (if any) will continue as long as there are gross proceeds allocable to outstanding debt issues. The City has performed calculations required under Section 148(f) of the Code and has no present liability nor has the City ever been required to make rebate payments for issued debt in past years. Unexpended Debt Issuance Proceeds (Yield Restriction Requirements) Section 148 of the Code also provides that in order for debt not to be considered arbitrage bonds (as described above), proceeds of such debt must be invested at a yield that is not materially higher than the yield on the debt issued starting on the third anniversary of the issue date of such debt. Accordingly, any unexpended proceeds of debt issued by the City that remain unexpended more than three years after such debt was issued should be yield restricted. The yield restriction may be accomplished by making yield reduction payments pursuant to Treasury Regulation Section 1.148- 5(c). The City is currently pursuing compliance with these yield restriction requirements and does not anticipate associated significant noncompliance issues. The City is continuing to proceed with reasonable diligence to expend any remaining unexpended debt issuance proceeds on qualifying prof ects. Component Unit The terms of Sales Tax Revenue Bonds are as follows: Purpose Sales Tax Revenue - Economic Development (continued) 39 Interest Rates Amount 5.20 - 7.00 $ 4,165,000 4. DETAILED NOTES ON ALL FUNDS (Continued) Long-term Debt (Continued) Component Unit (Continued) Long-term activity for the year ended September 30, 2004, was as follows: Sales Tax Revenue Bonds, Series 1997 Compensated absences Total Long-term Liabilities Beginning Balance Additions Reductions 4,365,000 $ 14,540 3,123 Ending Balance $ 200,000 $ 4,165,000 3,123 14,540 Due Within One Year $ 210,000 2,908 $ 4,379,540 $ 3,123 $ 203,123 $ 4,179,540 $ 212,908 Annual debt service requirements to maturity for sales tax revenue bonds are as follows: Year Ending September 30, 2005 2006 2007 2008 2009 2010-2014 2015-2016 Principal $ 210,000 220,000 235,000 300,000 320,000 1,930,000 950,000 Total $ 4,165,000 Restricted Assets The balances of the restricted asset accounts in the Enterprise Funds are as follows: Interest 232,650 217,530 201,690 187,590 171,990 577,950 74,880 $ 1,664,280 Revenue bond debt service account Total Restricted Assets Contingent Liabilities $ 805,441 $ 805,441 Amounts received or receivable from grant agencies are subject to audit and adjustment by grantor agencies, principally the federal government. Any disallowed claims, including amounts already collected, may constitute a liability of the applicable funds. The amount, if any, of expenditures that may be disallowed by the grantor cannot be determined at this time, although the government expects such amounts, if any, to be immaterial. The City is a defendant in various lawsuits. Although the outcome of these lawsuits is not piesently determinable, in the opinion of the City s counsel, the resolution of these matters will not have a material adverse effect on the financial condition of the City. (continued) 40 4. DETAILED NOTES ON ALL FUNDS (Continued) Pension Plans — Primary Government Plan Description The City provides pension benefits for all of its full-time employees through a non-traditional, joint contributory, hybrid defined benefit plan in the state-wide Texas Municipal Retirement System (TMRS), one of 794 administered by TMRS, an agent multiple -employer public employee retirement system. Benefits depend upon the sum of the employee's contributions to the plan, with interest, and the City -financed monetary credits, with interest. At the date the plan began, the City granted monetary credits for service rendered before the plan began of a theoretical amount equal to two times what would have been contributed by the employee, with interest, prior to establishment of the plan. Monetary credits for service since the plan began are a percent (100%, 150%, or 200%) of the employee's accumulated contributions. In addition, the City can grant as often as annually, another type of monetary credit referred to as an updated service credit which is a theoretical amount which, when added to the employee s accumulated contributions and the monetary credits for service since the plan began, would be the total monetary credits and employee contributions accumulated with interest, if the current employee contribution rate and City matching percent had always been in existence; and if the employee's salary had always been the average of his salary in the last three years that are one year before the effective date. At retirement, the benefit is calculated as if the sum of the employee's accumulated contributions, with interest, and the employer -financed monetary credits, with interest, were used to purchase an annuity. Members can retire at age 60 and above with 5 or more years of service or with 20 years of service regardless of age. A member is vested after 5 years. The plan provisions are adopted by the governing body of the City, within the options available in the state statutes governing TMRS and within the actuarial constraints also in the statutes. (continued) 41 4. DETAILED NOTES ON ALL FUNDS (Continued) Pension Plans — Primary Government (Continued) Contributions The contribution rate for the employees is 7% and the City matching ratio is currently 2 to 1, both as adopted by the governing body of the City. Under the state law governing TMRS, the actuary annually determines the City contribution rate. This rate consists of the non nal cost contribution rate and the prior service contribution rate, both of which are calculated to be a level percent of payroll from year to year. The normal cost contribution rate finances the currently accruing monetary credits due to the City matching percent, which the obligation of the City as of an employee's retirement date, not at the time the employee's contributions are made. The normal cost contribution rate is the actuarially determined percent of payroll necessary to satisfy the obligation of the City to each employee at the time his/her retirement becomes effective. The prior service contribution rate amortizes the unfunded (overfunded) actuarial liability (asset) over the remainder of the plan's 25-year amortization period. When the City periodically adopts updated service credits and increases its annuities in effect, the increased unfunded actuarial liability is to be amortized over a new 25-year period. The unit credit actuarial cost method is used for determining the City contribution rate. Both the employees and the City make contributions monthly. Since the City needs to know its contribution rate in advance to budget for it, there is a one-year delay between the actuarial valuation that is the basis for the rate and the calendar year when the rate goes into effect (i.e., December 31, 2003, valuation is effective for rates beginning January 2005). Schedule of Actuarial Liabilities and Funding Progress For the Years Ended September 30, 2001, 2002 and 2003 Actual Valuation Date Actuarial value of assets Actuarial accrued liability Percent funded Unfunded (overfunded) actuarial accrued liability (UAAL) Annual covered payroll UAAL as a percentage of covered payroll Net pension obligation (NPO at the beginning of period Annual Pension Cost: Annual required contribution (ARC) Contributions made Increase in NPO NPO at the end of the period 12/31/01 $ 14,000,841 17,152,477 81.6% 3,151,636 9,161,949 34.4% (continued) 983,172 983,172 12/031/02 $ 16,390,251 19,963,606 82.1% 3,573,355 11,151,256 32.0% 1,228,907 1,228,907 12/031/03 $ 18,772,272 23,190,084 80.9% 4,417,812 12,731,012 34.7% 1,371,452 1,371,452 42 4. DETAILED NOTES ON ALL FUNDS (Continued) Pension Plans — Primary Government (Continued) Contributions (Continued) Actuarial Cost Method Amortization Method Remaining Amortization Period Asset Valuation Method Amortzation Period Investment Rate of Return Projected Salary Increases Includes Inflation at Cost -of -living Adjustments Actuarial Assumptions Unit Credit Level Peicent of Payroll 25 Years - Open Period Amortized Cost (to accurately reflect the requirements of GASB Statement No. 25, paragraphs 36e and 138) Open 7% None None None The City is one of 794 municipalities having its benefit plan administered by TMRS Each of the 794 municipalities has an annual, individual actuarial valuation performed. All assumptions for the December 31, 2003, valuations are contained in the 2003 TMRS Comprehensive Annual Financial Report, a copy of which may be obtained by writing to P. O. Box 149153, Austin, Texas 78714-9153. Risk Management The City is exposed to various risks of loss related to torts: theft of damage to, and destruction of assets; errors and omissions; injuries to employees• and natural disasters. The City's risk management program mainly encompasses obtaining property and liability insurance through Texas Municipal League (TML-IRP) an Intergovernmental Risk -Pool and through commercial insurance carriers. The City purchases commercial general insurance through the Texas Municipal League, an unincorporated association of political subdivisions of the State of Texas This policy encompasses general liability, incidental medical malpractice, automobile liability, law enforcement liability, errors and omissions liability, pioperty automobile vehicle liability and damages with limits of liability for each occurrence. The City has not had any significant reduction in insurance coverage, and the amounts of insurance settlements have not exceeded insurance coverage for any of the last three years. The participation of the City in the TML-IRP is limited to payment of premiums. At year-end, the City did not have any significant claims pending. (continued) 43 4. DETAILED NOTES ON ALL FUNDS (Continued) Risk Management (Continued) Workers' Compensation The City is a member of the Texas Municipal League (TML) Workers' Compensation Intergovernmental Risk Pool, an unincorporated association of political subdivisions of the State of Texas. The fund contracts with a third -party administrator for administration, investigation, and adjustment services in the handling of claims. Premiums are based on the estimated City payroll by risk factor and rates. The premiums aie adjusted by the City's experience modifier. All loss contingencies, including claims incurred, but not reported, if any, are recorded and accounted for by the TML Pool. The City's liability is limited to the payment of premiums as assessed by TML. Prior Period Adjustment During the current year, the City discovered that deferred revenue and accounts receivable were overstated in nonmajor governmental funds as of September 30, 2003. An adjustment has been made to beginning fund balance in nonmajor governmental funds. The net effect of this transaction was a decrease in the amount of $98,941. Subsequent Event On February 14, 2005, the Economic Development Corporation, a discretely presented component unit issued Sales Tax Revenue and Refunding Bonds, Series 2005, in the amount of $11 005,000. These bonds are being used to provide funds to acquire and construct streets, roads, drainage and related improvements within the City and refund the Economic Development Corporation's Sales Tax Revenue Bonds, Series 1997. 44 THIS PAGE LEFT BLANK INTENTIONALLY COMBINING STATEMENTS AND SCHEDULES THIS PAGE LEFT BLANK INTENTIONALLY CITY OF PEARLAND, TEXAS GENERAL FUND SCHEDULE OF EXPENDITURES - BUDGET AND ACTUAL YEAR ENDED SEPTEMBER 30, 2004 GENERAL GOVERNMENT City council City manager Human resources City secretary Finance Tax Legal Municipal court Custodial services Engineering Public affairs/grants Project management Information technology Total general government PUBLIC SAFETY Police Fire Fire marshal Animal shelter Emergency medical services Service center Total public safety PUBLIC WORKS COMMUNITY SERVICES Library Parks and recreation - administration Parks and recreation - recreation Parks and recreation - athletics Parks and recreation - aquatics and special events Parks and recreation - senior programs Total community services Total expenditures; Budget $ 80,850 618,488 510,242 194,915 712,520 Mir 389,287 384,556 604,908 1,303,883 393,526 484,702 506,784 6,184,661 7,549,646 280,544 388,887 319,073 1,448,303 151,509 10,137,962 9,772,180 81,844 1,485,407 481,557 318,049 359,357 147,789 2,874,003 $ 28,968,806 Actual $ 67,198 544,114 469,936 193,315 697,699 31,925 414,821 437,743 527,884 1,387,455 326,224 473,366 487,915 6,059,595 7,349,304 286,899 363,489 294,053 1,656,828 191,542 10,142,115 8,709,151 122,793 1,447,955 395,099 302,216 302,904 221,409 2,792,376 $ 27,703,237 Variance Positive (Negative) $ 13,652 74,374 40,306 1,600 14,821 31,925) 25,534) 53,187) 77,024 83,572) 67,302 11,336 18,869 125,066 200,342 ( 6,355) 25,398 25,020 208,525) 40,033) 4,153) ( ( ( 1,063,029 ( 40,949) 37,452 86,458 15,833 56,453 ( 73,620) 81,627 $ 1,265,569 45 THIS PAGE LEFT BLANK INTENTIONALLY NONMAJOR GOVERNMENTAL FUNDS Special Revenue Funds are used to account for specific revenues that are legally restricted for particular purposes. A description of the individual Special Revenue Funds follows: Municipal Court - A fund created to account for municipal court fees collected. Soccer Donation - A fund created to account for soccer field donations. Regional Detention Fund - A fund created to account for the regional detention development. Hotel/Mote Tax - A fund created to account for hotel/motel occupancy tax revenue. Park Donation - A fund created to account for the development of parks. Park and Recreation Development - A fund created to account for the development of parks. Tree Donations - A fund created to account for tree donations. Tree Trust - A fund created to account for tree trust donations. Sidewalk Fund - A fund created to account for resources designated for sidewalks. Police Fund - To account for financial resources to be used for the Police Department drug program. Federal Police Fund - To account for expenditures related to special federal programs for the Police Department. Community Services - To account for expenditures related to community services. Grants Fund - To account for certain grant revenues and expenditures. FEMA Buyout - A fund created to account for the flood related FEMA projects. Court Technology - This fund is used to account for the receipt and expenditure of revenues from court fines for court security. Capital Projects Funds me used to account for financial resources to be used for the acquisition or construction of major capital facilities. Street Assessments - A fund created to account for resources for street assessments. ASSETS Cash and investments Accounts receivable Intergovernmental receivable Accrued interest CITY OF PEARLAND, TEXAS COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS SEPTEMBER 30, 2004 Special Revenue Municipal Soccer Regional Hotel/ Park Court Donation Detention Motel Tax Donation $ 64,935 $ 2,388 $ 96,400 $ 520,828 $ 55,498 1,334 - - 36,267 Total assets $ 66,269 $ 2,388 $ 96,400 $ 557,095 $ 55,498 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable Accrued liabilities Deferred revenue Total liabilities Fund balances: Unreserved, reported in: Special revenue funds Capital projects fund Total fund balances Total liabilities and fund balances 1,334 44,740 1,334 44,740 64,935 64,935 $ 66,269 2,388 51,660 am. IMO 2,388 51,660 elm 557,095 55,498 557,095 55,498 $ 2,388 $ 96,400 $ 557,095 $ 55,498 Special Revenue Park and Recreation Tree Tree Federal Community Development Donations Trust Sidewalk Police Police Services $ 548,749 $ 1,428 $ 185,445 $ 253,341 $ 79,893 $ 26,204 $ 54,865 IMP IMP AMP $ 548,749 $ 1,428 $ 185,445 $ 253,341 $ 79,893 $ 26,204 $ 54,865 $ $ $ $ $ $ $ 20 MIR INN Mir 111111111 20 548,749 1,428 185,445 253,341 79,893 26,204 54,845 548,749 1,428 185,445 253,341 79,893 26,204 54,845 $ 548,749 $ 1,428 $ 185,445 $ 253,341 $ 79,893 $ 26,204 $ 54,865 (continued) 47 THIS PAGE LEFT BLANK INTENTIONALLY ASSETS Cash and investments Accounts receivable Intergovernmental receivable Accrued interest Total assets CITY OF PEARLAND, TEXAS COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS (Continued) SEPTEMBER 30, 2004 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable Accrued liabilities Deferred revenue Total liabilities Fund balances: Unreserved, reported in: Special revenue funds Capital projects fund Total fund balances Total liabilities and fund balances Special Revenue Grants $ 67,353 27,430 FEMA Buyout $ 774,389 Court Technology $ 112,656 1,610 $ 94,783 $ 774,389 $ 114,266 $ $ $ IOW 14,706 - 1,610 14,706 1,610 80,077 774,389 112,656 80,077 774,389 112,656 $ 94,783 $ 774,389 $ 114,266 Capital Projects Street Assessments $ 672,332 IMP 1,103 $ 673,435 $ 90 19,200 86,900 106,190 567,245 567,245 673,435 Total $ 3,516,704 39,211 27,430 1,103 $ 3,584,448 $ 110 19,200 149,290 168,600 2,848,603 567,245 3,415,848 $ 3,584,448 48 REVENUES Hotel/motel Peimits, licenses and fees Fines Intergovernmental Other income Investment earnings Total revenues EXPENDITURES Current Geneial government Public safety Community services Capital outlay Total expenditures CITY OF PEARLAND, TEXAS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES) Transfers in Transfers out Total other financing sources (uses) NET CHANGE IN FUND BALANCES FOR THE YEAR ENDED SEPTEMBER 30, 2004 FUND BALANCES. BEGINNING AS PREVIOUSLY STATED PRIOR PERIOD ADJUSTMENT FUND BALANCES, BEGINNING AS RESTATED FUND BALANCES, ENDING Special Revenue Municipal Court $ 31,118 3,066 34,184 982 982 33,202 Ole ( 10,363) ( 10,363) 22,839 42,096 42,096 $ 64,935 Soccer Donation $ OM illimir 533 16 549 111 549 549 1,839 1,839 $ 2,388 Regional Detention $ - 12,891 2,704 2,027 17,622 .11 17,622 17,622 34,038 34,038 $ 51,660 Hotel/ Motel Tax Park Donation $ 153,908 $ 11. MO 20,164 174,072 9,129 9,129 164,943 164,943 392,152 392,152 $ 557,095 Zile 20,106 33,366 53,472 2,176 2,176 51,296 51,296 4,202 4,202 $ 55,498 49 Special Revenue Park and Recreation Development 142,480 18,926 161,406 20,381 20,381 141,025 141,025 318,824 88,900 407,724 $ 548,749 Tree Donations 85 85 VIM INV Tree Trust 9,992 9,992 68,457 MEI 68,457 85 ( 58,465) 85 ( 58,465) 1,343 243,910 1,343 243,910 $ 1,428 $ 185,445 Sidewalk 25,827 11,980 37,807 37,807 37,807 215,534 215,534 $ 253,341 (continued) Police 23,788 155 3,757 27,700 101 Ebb ifi 5,190 5,291 22,409 MEI 22,409 57,484 57,484 $ 79,893 Federal Police OPP 1,208 1,208 1111111, 1,208 MVP aka 1,208 24,996 24,996 Community Services 7,312 4,864 12,176 20,909 20,909 ( 8,733) ( 8,733) 63,578 IMF 63,578 $ 26,204 $ 54,845 50 REVENUES Hotel/motel Permits, licenses and fees Fines Intergovernmental Other income Investment earnings Total revenues EXPENDITURES Current: General government Public safety Community services Capital outlay Total expenditures CITY OF PEARLAND, TEXAS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS (Continued) FOR THE YEAR ENDED SEPTEMBER 30, 2004 Special Revenue Grants $ - $ 225,294 437,396 FEMA Buyout 225,294 437,396 103,591 6,200 109,791 REVENUES OVER (UNDER) EXPENDITURES 115,503 OTHER FINANCING SOURCES (USES) Transfers in Transfers out Total other financing sources (uses) 50,000 50,000 NET CHANGE IN FUND BALANCES 165,503 FUND BALANCES. BEGINNING AS PREVIOUSLY STATED ( 85,426) PRIOR PERIOD ADJUSTMENT FUND BALANCES. BEGINNING AS RESTATED FUND BALANCES, ENDING 6,618 6,618 430,778 430,778 343,611 ( 85,426) 343,611 $ 80,077 $ 774,389 Court Technology 46,466 2,094 48,560 1,990 1,990 46,570 46,570 66,086 66,086 $ 112,656 Capital Projects Street Assessments 2,846 2,846 41,451 41,451 ( 38,605) ( 38,605) 793,691 ( 187,841) 605,850 $ 567,245 Totals $ 153,908 12,891 46,466 686,478 230,235 114,391 1,244,369 161,771 101 111,923 13,380 287,175 957,194 50,000 ( 10,363) 39,637 996,831 2,517,958 ( 98,941) 2,419,017 $ 3,415,848 51 CITY OF PEARLAND, TEXAS DEBT SERVICE FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 2004 Variance with Final Budget - Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Property taxes and penalties $ 8,721,689 $ 8,721,689 $ 9,138,523 $ 416,834 Investment earnings 41,000 41,000 15,669 ( 25,331) Total revenues 8,762,689 8,762,689 9,154,192 391,503 EXPENDITURES Debt service: Principal 3,000,000 3,000,000 3,000,000 - Inteiest and fiscal charges 5,890,451 5,890,451 5,549,292 341,159 Total expenditures 8,890,451 8,890,451 8,549,292 341,159 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES Transfers in Total other financing sources ( 127,762) ( 127,762) 604,900 732,662 272,531 272,531 272,531 272,531 272,531 272,531 NET CHANGE IN FUND BALANCES 144,769 144,769 877,431 732,662 FUND BALANCES, BEGINNING 2,019,623 2,019,623 2,019,623 - FUND BALANCES, ENDING $ 2,164,392 $ 2,164,392 $ 2,897,054 $ 732,662 52 STATISTICAL SECTION THIS PAGE LEFT BLANK INTENTIONALLY Fiscal Year 2003 2004 General Government $ 6,274,853 7,314,239 CITY OF PEARLAND, TEXAS GOVERNMENT -WIDE EXPENSES BY FUNCTION Public Safety LAST TWO FISCAL YEARS (UNAUDITED) Public Works $ 9,645,369 $ 9,728,975 10,524,915 9,912,937 Community Services $ 2,873,903 2,700,356 Inteiest on Long-term Debt $ 4,558,650 5,549,292 TABLE 1 Water and Wastewater Total $ 42,724,836 15,265,350 51,267,089 $ 9,643,086 * The City implemented GASB 34 in fiscal year 2003, thus only two years of data are available. 53 Fiscal Year Charges for Seivices Operating Grants and Contributions 2003 $ 17,380,953 $ 711,671 2004 22,933,122 903,210 CITY OF PEARLAND, TEXAS GOVERNMENT -WIDE REVENUES LAST TWO FISCAL YEARS (UNAUDITED) Capital Grants and Contributions $ 12,099,049 9,007,465 Investment Taxes Earnings Miscellaneous $ 23,662,013 $ 366,688 $ 741,313 27,723,299 1,532,358 TABLE 2 Total Revenues* $ 54,961,687 782,165 62,881,619 * The City implemented GASB 34 in fiscal year 2003, thus only two years of data are available. 54 Fiscal Year 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 General Government $ 1,998,228 2,316,013. 2,357,621 2,834,021 3,685,523 3,580,693 4,217,744 5,052,056 5,678,275 6,059,595 CITY OF PEARLAND, TEXAS GENERAL GOVERNMENTAL EXPENDITURES BY FUNCTION (1) Public Safety $ 3,445,100 3,865,449 4,238,647 5,026,554 5,695,956 5,944,516 6,692,138 7,411,992 9,637,676 10,142,115 LAST TEN FISCAL YEARS (UNAUDITED) Public Works $ 3,798,607 4,112,939 4,334,123 4,925,693 5,137,708 5,635,397 5,974,667 7,603,804 8,769,722 8,709,151 Community Services $ 881,211 1,185,426 1,137,045 1,543,440 1,580,624 1,762,770 2,043,620 2,271,052 2,729,859 2,792,376 Debt Service $ 2,044,453 2,430,097 2,451,033 3,273,010 3,209,693 3,064,038 3,275,682 4,112,491 6,339,385 8,549,292 TABLE 3 Total $ 12,167,599 13,909,924 14,518,469 17,602,718 19,309,504 19,987,414 22,203,851 26,451,395 33,154,917 36,252,529 (1) Includes general governmental expenditures of the General Fund and Debt Service Fund. 55 Fiscal Year (1) Property Taxes and Penalties 1995 $ 1996 1997 1998 1999 2000 2001 2002 2003 2004 8,568,140 9,292,922 10,472,362 7,108,800 8,192,927 9,272,373 10,833,292 12,857,995 15,120,150 17,890,685 CITY OF PEARLAND, TEXAS GENERAL GOVERNMENTAL REVENUE BY SOURCE (1) (2) Other Taxes $ 3,192,226 3,314,615 4,088,706 4,676,773 5,370,121 5,720,312 7,113,828 7,498,801 8,428,211 9,661,987 LAST TEN FISCAL YEARS (UNAUDITED) Licenses and Permits $ 339,309 514,081 524,197 615,808 955,819 1,469,799 1,896,728 2,256,638 2,682,456 3,427,957 Fines and Forfeitures Charges for Services $ 415,378 $ 1,425,741 459,884 529,152 576,856 675,691 731,959 856,641 845,322 1,377,552 1,561,850 1,553,765 1,648,617 2,508,087 2,960,214 3,061,545 3,202,767 3,651,825 3,982,070 5,259,748 Inter- governmental $ 78,882 246,414 197,764 345,674 489,860 15,000 615,436 716,136 Other Revenue $ 809,141 523,188 722,189 678,232 692,481 896,730 939,532 933,950 304,214 831,982 (1) Includes general governmental revenue of the General Fund and Debt Service Fund (2) Primarily City Sales taxes TABLE 4 Total $ 14,828,817 15,904,869 18,182,987 16,510,230 19,337,113 21,167,718 24,842,788 28,044,531 32,510,089 39,350,345 56 Tax Fiscal Year CITY OF PEARLAND, TEXAS PROPERTY TAX LEVIES AND COLLECTIONS (1) Current Total Tax Year Tax Levy (2) Collections LAST TEN FISCAL YEARS (UNAUDITED) Percentage Delinquent of Levy Tax Collected Collections Total Tax Collected 1994 1995 $ 5,316,625 $ 5,229,939 98.37% $ 63,318 $ 5,293,257 1995 1996 5,869,525 5,790,544 98.65% 62,365 5,852,909 1996 1997 6,343,113 6,235,954 98.31% 70,983 6,306,937 1997 1998 7,062,826 6,957,153 98.50% 74,969 7,032,122 1998 1999 8,147,473 7,992,304 98.10% 96,094 8,088,398 1999 2000 9,174,224 9,022,542 98.35% 119,461 9,142,003 2000 2001 10,864,049 10,609,654 97.66% 179,483 10,789,137 2001 2002 12,890,902 12,477,283 96.79% 199,030 12,676,313 2002 2003 14,869,170 14,575,297 98.02% 343,374 14,918,670 2003 2004 17,987,752 17,633,986 98.03% 358,048 17,992,034 99.72% 99.43% 99.57% 99.27% 99.65% 99.31% 98.34% 100.33% 100.02% Percentage of Total Tax Collections to Total Tax Levy Outstanding Delinquent Taxes TABLE 5 Percent of Delinquent to Total Tax Levy 99.56% $ 383,032 7.20% 280,499 4.78% 258,104 4.07% 293,915 4.16% 389,445 4.78% 479,170 5.22% 285,091 2.62% 699,841 5.43% 693,785 4.67% 738,970 4.11% (1) A property tax system was initiated in the 1970-71 fiscal year. Taxes are levied in August (or as soon thereafter as practicable) and become delinquent on February 1 of each year. The City, in accordance with Section 33 07 of the Texas Property Tax Law Annotated 1982, imposes an additional penalty of 15% beginning July 1 to defray cost of collection. (2) The total tax levy has been adjusted to reflect additions to and deletions from the tax roll for prior years 57 Fiscal Year 1995 1996 1997 1998 1999 2000 2001 2002 *2003 **2004 CITY OF PEARLAND, TEXAS ASSESSED VALUE OF TAXABLE PROPERTY LAST TEN FISCAL YEARS (UNAUDITED) Real Property $ 646,643,658 722,600,850 774,645,420 857,952,469 998,492,267 1,145,678,437 1,381,514,173 1,760,551,863 2,092,303,036 2,515,954,084 Personal Property $ 116,800,212 121,756,997 100,838,570 154,096,941 181,888,920 174,353,848 181,888,920 114,457,797 251,600,130 239,603,060 TABLE 6 Total $ 763,443,870 844,357,847 875,483,990 1,012,049,410 1,180,381,187 1,320,032,285 1,563,403,093 1,875,009,660 2,343,903,166 2,755,557,144 Note: Assessment date is January 1st of the tax year. Assessed value is 100% of the estimated actual value. Source: Tax Department records of the City * Does not include Manufactured Homes or Minerals. Total Taxable for Tax Year 2003 was $2,355,280,316. ** Does not include Manufactured Homes or Minerals. Total Taxable for Tax Year 2004 was $2,768,431,914. 58 Tax Fiscal Year Year 1994 1995 1995 1996 1996 1997 1997 1998 1998 1999 1999 2000 2000 2001 2001 2002 2002 2003 2003 2004 CITY OF PEARLAND, TEXAS PROPERTY TAX RATES - DIRECT AND OVERLAPPING GOVERNMENTS (PER $100 OF ASSESSED VALUE) City of Pearland 0.697 0.695 0.695 0.695 0.695 0.695 0.686 0.686 0.686 0.696 Pearland Independent School District 1.705 1.705 1.769 1.777 1.862 1.650 1.820 1.837 1.837 1.809 LAST TEN YEARS (UNAUDITED) Brazoria County 0.358 0.358 0.358 0.358 0.358 0.400 0.400 0.420 0.420 0.420 Harris County 0.363 0.407 0.419 0.417 0.370 0.350 0.384 0.360 0.360 0.388 Port of Houston Authority 0.013 0.016 0.016 0.021 0.020 0.018 0.018 0.020 0.020 0.020 Note: Note: Property tax rates based on per $100 of assessed valuation Harris County Flood Control 0.063 0.076 0.080 0.080 0.031 0.062 0.048 0.050 0.050 0.042 TABLE 7 Harris County Hospital District 0.184 0.124 0.124 0.124 0.147 0.203 0.190 0.190 0.190 0.190 59 CITY OF PEARLAND, TEXAS Taxpayer Weatherford U.S.A., Inc Centerpoint Energy, Inc Wal-Mart Realestate Bus. Tr. Landar Mary's Creek, LP Southwestern Bell Telephone Co. Lennar Homes of Texas Land & Construction Westlake Residential Apartments, LLC Aggreko, Inc Whispering Winds Apartments Texas Windmill Apartments Total Principal Taxpayers Others Total PRINCIPAL TAXPAYERS FISCAL YEAR 2004 (UNAUDITED) Type of Business Oil field service, rental and fishing operation Utility company Retail store Apartment Utility company Home construction Apartment Mobile termperature Apartment Apartment * Source: Tax Department records of the Brazoria County 2003 Assessed Value of Property* $ 34,843,830 18,062,650 12,115,230 11,113,820 9,439,220 8,997,250 8,835,990 8,560,750 7,705,580 7,624,730 127,299,050 2,641,132,864 $ 2,768,431,914 TABLE 8 Percentage of Assessed Valuation 1 26% 0.65% 0.44% 0.40% 0.34% 0.32% 0.32% 0.31% 0 28% 0.28% 4.60% 95.40% 100.00% 60 Fiscal Year 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 CITY OF PEARLAND, TEXAS PROPERTY VALUES, CONSTRUCTION AND BANK DEPOSITS LAST TEN FISCAL YEARS (UNAUDITED) Construction - A $ 44,521,636 47,357,024 126,940,074 95,711,203 106,475,930 248,015,927 236,902,344 240,772,360 313,340,257 384,666,248 Note A - Inspection Department records to the City Note B - Brazoria County Appraisal District TABLE 9 Pi operty Values - B $ 763,443,870 844,357,847 912,663,450 1,020,836,821 1,310,608,180 1,320,032,285 1,563,403,093 1,875,009,660 2,355,280,316 2,755,557,144 61 Fiscal Year 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 Estimated Population * 27,942 30,000 36,000 37,000 37,535 39,000 40,700 43,103 47,000 54,000 CITY OF PEARLAND, TEXAS RATIO OF NET GENERAL LONG-TERM DEBT TO ASSESSED VALUE AND NET LONG TERM DEBT PER CAPITA Net Assessed Value (in thousands) LAST TEN FISCAL YEARS (UNAUDITED) Gross Long-term Debt $ 1,494,202 $ 25,810,000 1,563,037 24,810,000 1,624,015 35,350,000 1,012,049 34,820,139 1,180,381 33,456,209 1,320,032 30,351,250 1,563,403 28,364,724 1,875,000 64,920,000 2,355,280 97,530,000 2,768,432 132,449,000 Debt Service Monies Available $ 2,173,995 2,435,712 2,141,816 273,742 208,324 681,148 1,544,987 2,229,529 2,130,321 3,007,752 Net Long-term Debt $ 23,636,005 22,374,288 33,208,184 34,546,397 33,247,885 29,670,102 26,819,737 62,690,471 95,399,679 129,441,248 Ratio of Net Long- term Debt to Assessed Value 1.58% 1.43% 2.04% 3.41% 2.82% 2.25% 1.72% 3.34% 4.05% 4.68% TABLE 10 Net Long-term Debt Per Capita $ 846 746 922 934 886 761 659 1,454 2,030 2,397 (1) Includes all general obligation bonds, certificates of obligation, and obligations under capital leases at fiscal year-end. * Source: 1989 Reliant Energy connections (City records) times 3.19 less vacancy rate of 6.3% 1990 Bureau of Statistics 1991-98 Bureau of Statistics plus Houston Lighting and Power connections times 3.19 less vacancy rate of 6.3% 62 CITY OF PEARLAND, TEXAS TABLE 11 RATIO OF ANNUAL DEBT SERVICE EXPENDITURES FOR GENERAL LONG-TERM DEBT TO TOTAL GENERAL GOVERNMENTAL EXPENDITURES AND LEGAL DEBT LIMITS Fiscal Year 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 Principal $ 955,000 1,010,000 1,200,000 1,280,000 1,440,000 1,605,000 1,680,000 1,920,000 2,040,000 3,000,000 LAST TEN FISCAL YEARS (UNAUDITED) Interest and Fiscal Agency Fees $ 1,089,453 1,420,097 1,251,033 1,993,010 1,769,693 1,468,461 1,558,652 2,192,490 4,299,385 5,549,292 Total Debt Seivice $ 2,044,453 2,430,097 2,451,033 3,273,010 3,209,693 3,073,461 3,238,652 4,112,490 6,339,385 8,549,292 Total General Expenditures (1) $ 12,167,599 13,909,924 14,518,469 17,586,532 19,309,504 19,987,414 22,203,851 26,421,394 33,154,917 36,252,529 Ratio of Debt Service to Total Expenditures 16.80% 17.47% 16.88% 18.61% 16.62% 15.38% 14.59% 15.57% 19.12% 23.58% (1) Includes general governmental expenditures of the General Fund and Debt Service Fund. The City is permitted by Article XI, Section 5 of the State of Texas Constitution and the City Charter to levy property taxes up to $2.50 per $100 of assessed valuation for general governmental services. Within the $2.50 maximum levy, there is no legal limit upon the amount of property taxes, which can be levied for debt service. The property tax rates to finance general governmental services and debt service for the 2002-2003 tax year were $.406 and $.280, respectively, per $100 of assessed valuation. 63 CITY OF PEARLAND, TEXAS COMPUTATION OF DIRECT AND OVERLAPPING DEBT Taxing Jurisdiction SEPTEMBER 30, 2004 (UNAUDITED) TABLE 12 Gross Overlapping Debt Percentage Amount Brazoria County $ 31,910,000 6.97% $ 2,224,127 Harris County 1,672,840,590 0.02% 334,568 Pearland Independent School District 193,976,130 77.62% 150,564,272 Port of Houston Authority 306,245,000 0.02% 61,249 Harris County Flood Control 408,554,985 0.02% 81,711 Total Overlapping Debt 153,265,927 City of Pearland 132,265,000 100.00% 132,265,000 Total Direct and Overlapping Debt $ 285,530,927 Population 54,000 Per Capita Debt -Direct and Overlapping $ 5,288 64 Fiscal Year 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 CITY OF PEARLAND, TEXAS DEMOGRAPHIC STATISTICS LAST TEN FISCAL YEARS (UNAUDITED) Estimated Population (1) 27,942 30,000 35,000 37,000 37,535 39,000 40,500 43,103 47,000 54,000 School Enrollment (2) 8,600 8,900 9,000 9,200 9,500 9,700 10,224 11,700 12,103 13,401 TABLE 13 Unemployment Percentage (3) 7.10% 7.40% 7.20% 4.50% 4.60% 3.60% 4.20% 4.60% 4.20% 3.60% Sources: (1) Estimated Population - The Pearland Economic Development Corporation (2) School enrollment figures were obtained from Pearland Independent School District and includes kindergarten through college students. (3) Unemployment statistics for the City were obtained from the Texas Workforce Commission and calculated as a percentage of unemployed to employable. 65 TABLE 14 CITY OF PEARLAND, TEXAS MISCELLANEOUS STATISTICAL DATA SEPTEMBER 30, 2004 (UNAUDITED) Date of Incorporation December 1959 Form of Government Council/Manager Area 72.5 Total Area square miles Fire Protection: Number of stations 4 Number of certified personnel, not including reserve fire fighters 65 Number of fire vehicles 19 Police Protection: Number of stations 1 Number of commissioned officers, not including P.S.O. or reserve officers 123 Number of patrol vehicles 48 (home fleet program) Recreation: Number of parks 10 Acres 115 Number of pools 1 Number of tennis courts 8 Softball fields 4 Pavilions 1 large and 4 small Community Center 1 Activity Building 1 Education: Pearland Independent School District Numbei of teachers 747 Number of students 12,103 Elementary schools 8 Middle school 3 Junior high 3 High school 1 City Employees: Full-time employees 352 Part-time employees 101 Total 453 (continued) 66 Water: Number of wells Average daily consumption Maximum daily consumption Water mains Number of connections Sewer* Number of plants Lift stations Average daily usage Maximum daily capacity Sanitary sewei mains Number of connections Emergency Medical Services: Number of volunteers Number of paid paramedics Number of stations Number of vehicles Library: Number of buildings Number of cardholders Number of books in library CITY OF PEARLAND, TEXAS MISCELLANEOUS STATISTICAL DATA (Continued) SEPTEMBER 30, 2003 (UNAUDITED) TABLE 14 10 5,500,000 gallons 11,412,000 gallons 267 miles 14,227 4 77 9,600,000 gallons 36,400,000 gallons 209 miles 13,878 14 52 3 9 1 34,000 100,000 67 THIS PAGE LEFT BLANK INTENTIONALLY