R2004-170 10-11-04 RESOLUTION NO. R2004-170
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF PEARLAND,
TEXAS, AUTHORIZING THE CITY MANAGER OR HIS DESIGNEE TO
ENTER INTO AN AGREEMENT WITH REINVESTMENT ZONE NUMBER
TWO, CITY OF PEARLAND, TEXAS AND THE DEVELOPMENT
AUTHORITY OF PEARLAND.
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF PEARLAND, TEXAS:
Section 1. That certain agreement by and between the City of Pearland,
Reinvestment Zone Number Two and the Development Authority of Pearland, a copy of
which is attached hereto as Exhibit "A" and made a part hereof for all purposes, is hereby
authorized and approved.
Section 2. That the City Manager or his designee is hereby authorized to execute
and the City Secretary to attest a contract with Reinvestment Zone Number Two and the
Development Authority of Pearland.
PASSED, APPROVED and ADOPTED this the llth day of October ,
A.D., 2004.
ATTEST:
~pfJ N G/~.~RI~I I~, TJ~C
~I:ITY SECRETARY"
APPROVED AS TO FORM:
DARRIN M. COKER
CITY ATTORNEY
TOM REID
MAYOR
AGREEMENT BY AND BETWEEN THE
CITY OF PEARLAND, TEXAS,
REINVESTMENT ZONE NUMBER TWO, CITY OF PEARLAND, TEXAS,
AND THE DEVELOPMENT AUTHORITY OF PEARLAND
This AGREEMENT (this "Agreement"), effective as of _, 2004, is
made by and between the CITY OF PEARLAND, TEXAS, a municipal corporation and
a home-rule city in the State of Texas (the "City"); REINVESTMENT ZONE NUMBER
TWO, CITY OF PEARLAND, TEXAS, a reinvestment zone created by the City
pursuant to Chapter 311, Texas Tax Code (the "Zone"); and the DEVELOPMENT
AUTHORITY OF PEARLAND, a nonprofit local government corporation organized
and existing under the laws of the State of Texas (the "Authority").
RECITALS
WHEREAS, the City authorized the creation of the Authority to aid, assist and
act on behalf of the City in the performance of certain of the City's governmental and
proprietary functions; and
WHEREAS, the City created the Zone pursuant to Chapter 311, Texas Tax Code
(the "TIRZ Act"); and
WHEREAS, the Board of Directors of the Zone ("Zone Board") and the City
Council of the City each approved and adopted a Project Plan and a Reinvestment Zone
Financing Plan for the Zone (the "TIRZ Plan"); and
WHEREAS, the City and Shadow Creek Ranch Development Company, L.P.
(the "Developer") have entered into that certain Development Agreement dated
September 13, 1999 (the "Development Agreement"); and
WHEREAS, the Zone Board and the Developer have entered into that certain
Master Developer Reimbursement Agreement dated September 22, 1999, together with
numerous letter financing agreements in accordance therewith (the "Reimbursement
Agreement" and together with the Development Agreement, the "Financing
Agreements"); and
WHEREAS, the Zone Board will continue to enter into letter financing
agreements with the Developer in accordance with the Reimbursement Agreement; and
WHEREAS, the Financing Agreements provide that the Developer will construct
certain public works and improvements to implement the TIRZ Plan and the Zone and
the City will reimburse the Developer all or a portion of the Project Costs (defined
below) of such public works and improvements; and
WHEREAS, the City and the Zone Board have determined that it is advisable to
have the Authority facilitate the TIRZ Plan and assist the City with reimbursement to
developers of certain ProjeCt Costs through the issuance by the Authority of its bonds
and with certain other monies available to the Authority; and
WHEREAS, the City and the Zone desire to contract' with the Authority as
provided herein to finance the efforts of the Authority using tax increments as provided
herein;
WHEREAS, the City, the Zone Board and the Authority agree that certain of the
City's obligations under the Financing Agreements will be delegated to the Authority
under the terms of this Agreement; and
WHEREAS, the City, the Zone Board and the Authority desire that the
Authority shall perform certain of the City's obligations under the Agreements subject
to the same conditions, covenants and restrictions imposed upon the City and the Zone;
NOW, THEREFORE, for and in consideration of the premises and the mutual
covenants and agreements herein contained, the City, the Zone and the Authority agree
as follows:
DEFINITIONS
The terms "Agreement, .... Authority, .... City," "Developer," "Development
Agreement, .... Financing Agreements, .... Reimbursement Agreement," "Zone," "Zone
Board, .... TIRZ Plan," and "TIRZ Act," have the meanings set forth in the preamble
hereof, and the following capitalized terms shall have the meanings provided below,
unless otherwise defined or the context clearly requires otherwise. For purposes of this
Agreement the words "shall" and "will" are mandatory, and the word "may" is
permissive.
"AISD" shall mean the Alvin Independent School District.
"Bonds" shall mean the bonds, notes and other obligations of the Authority
payable from a pledge of all or a part of the TIRZ 2 Revenue Fund.
"Captured Appraised Value" shall mean the total appraised value of property in
the Zone as of January 1 of any year less the Tax Increment Base of the Zone, all as
defined in the TIRZ Act.
"City" is defined in the recitals hereto.
"City Council" shall mean the City Council of the City.
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"Counties" shall mean Brazoria County, Texas and Fort Bend County, Texas.
"FBISD" shall mean the Fort Bend Independent School District.
"Interlocal Agreements" means the Interlocal Agreements between the City, the
Zone and the Counties with respect to the participation of the Counties in the Zone, the
Interlocal Agreement between the City, the Zone and AISD with respect to the
participation of AISD in the Zone and, if FBISD participates in the Zone, the Interlocal
Agreement between the City, the Zone and FBISD with respect to the participation of
FBISD in the Zone, as such agreements may be amended from time to time.
"Project Costs" shall mean those costs of public works and improvements and
other costs for which payment can be made pursuant to the TIRZ Act that are identified
in the TIRZ Plan.
"TIRZ 2 Revenue Fund" shall mean the Authority account into which the Tax
Increments are deposited by the City for the use of the Authority hereunder and all
other accounts or funds of the Authority to which monies from the TIRZ 2 Revenue
Fund are transferred.
"School District Educational Facilities Costs" means the money to be paid
annually to AISD or FBISD (if FBISD participates in the Zone) for educational facilities
project costs pursuant to an Interlocal Agreement.
"Tax Increment" shall mean the amount of property taxes collected each year by
each Taxing Unit participating in the Zone (to the extent of their participation) on the
Captured Appraised Value.
"Tax Increment Base" shall mean the total appraised value of all real property
taxable by the City and located in the Zone as of January 1, 1998, the year in which the
Zone was effective and designated as a reinvestment zone, plus the total appraisal of all
real property taxable by the City and the other Taxing Units participating in the Zone
and annexed to the Zone determined as of January 1 of the year in which any future
area is annexed to the Zone.
"Tax Increment Fund" shall mean the Tax Increment Fund created by the City
for the Zone including any subaccount therein into which all Tax Increments shall be
deposited by the City.
"Taxing Unit" shall mean the Counties, AISD, FBISD, and any other Taxing Unit
that participates in the TIRZ.
35317.4.2 3
II.
SCOPE OF SERVICES BY AUTHORITY
To the extent of available funds in the TIRZ 2 Revenue Fund and subject to the
limitations of this Agreement, the Authority shall assist the C. ity by issuing Bonds to
facilitate the TIRZ Plan and making reimbursements to developers. The Authority may
provide the services required by this Agreement through City staff, or contractual
arrangements with subcontractors, and consultants.
III.
POWERS OF THE AUTHORITY
A. General Statement. The Authority has the authority to enter into
contracts with consultants and others to be paid from the TIRZ 2 Revenue Fund, and
further, the Authority may issue Bonds, but only with the consent of the City Council;
provided that nothing in this Agreement shall be construed to authorize the Authority
to expend any of the Tax Increment funds received pursuant to this Agreement for any
purpose other than: (i) payment of Bonds issued in accordance with this Article III, (ii)
to make developer reimbursements in accordance with Article VII below, and (iii) to
pay the administrative and operational expenses of the Authority.
B. Approval of Bonds and Other Obligations. The Authority may issue
Bonds secured by payments made pursuant to this Agreement only with the approval
of City Council.
C. Creation and Pledge of TIRZ 2 Revenue Fund. The City, the Zone and
the Authority hereby acknowledge and approve of the creation of the TIRZ 2 Revenue
Fund by the Authority for the purpose of receiving the monies to be deposited therein
by the City pursuant to this Agreement. The Authority may pledge and assign all or a
part of the TIRZ 2 Revenue Fund under this Agreement to the owners and holders of
Bonds. The City consents to any assignment and pledge for the benefit of bondholders
consistent with this Agreement.
D. The Financing Agreements. In the Financing Agreements, the City and
the Zone have made certain representations and covenants with regards to the issuance
of bonds, including the Bonds, and reimbursement to the Developer for Project Costs.
As a condition to the creation of the TIRZ 2 Revenue Fund and the deposit of the
monies as provided for herein, the Authority agrees to abide by the terms and
conditions of the Financing Agreements relating to the issuance of bonds and the
reimbursement to the Developer of Project Costs.
The City and the Zone agree that this Agreement is solely for the purpose of
authorizing the Authority to aid, assist and act on behalf of the City in performing
certain proprietary and governmental functions, and the terms, conditions, covenants
35317.4.2 4
and provisions of the Financing Agreements are hereby ratified and confirmed,
including the letter financing agreements heretofore approved by the Zone. The
Authority shall act on behalf of the City and perform the City's functions with regard to
the financing of Project Costs, defined as TIRZ Costs under the Fi'nancing Agreements,
that are payable solely from the Tax Increment. The City shall continue to be obligated
to provide the City Improvements described in Article IV, Section 4.4(b) and to pay for
such improvements from the funding sources described in Section 4.4(c) of Article IV.
IV.
DUTIES AND RESPONSIBILITIES OF THE CITY AND THE ZONE
A. Tax Increment Fund. The City hereby confirms that it has established and
currently maintains a separate Tax Increment Fund, including subaccounts if necessary,
in the City treasury into which Tax Increments are and shall be deposited.
B. Limitation of Source of Payment. The City and the Zone shall have no
financial obligation to the Authority other than as provided in this Agreement or in
other agreements between the City, the Zone and the Authority. The obligation of the
City and the Zone to the Authority under this Agreement is limited to the Tax
Increments that are collected by the City. This Agreement shall create no obligation on
the City or the Zone that is payable from taxes or other moneys of the City other than
the Tax Increments that are collected by the City. The obligation of the City and the
Zone to the Authority under this Agreement shall be subject to the rights of any of the
holders of Bonds or other obligations that have heretofore been or are hereafter issued
by the City, the Counties, AISD, FBISD (if FBISD participates in the Zone), and any
other Taxing Units that are payable from or secured by a general levy of ad valorem
taxes throughout the taxing jurisdiction of the City, the Counties, AISD, FBISD (if FBISD
participates in the Zone), and any other Taxing Units.
C. Collection and Payment of Tax Increments by the City and the Zone.
The City and the Zone covenant and agree that they will, as authorized under the TIRZ
Act and other applicable laws, continuously collect the Tax Increments from the Taxing
Units in accordance with the Interlocal Agreements during the term of this Agreement
in the manner and to the maximum extent permitted by applicable law. To the extent
the City and the Zone may legally do so, the City and the Zone also covenant and agree
that they will not permit a reduction in the Tax Increments paid by the Taxing Units
except to the extent provided in the Interlocal Agreements. In addition, the City
covenants and agrees that it will not dissolve the Authority and that any repeal of the
right and power to collect the Tax Increments will not be effective until all the Bonds
have been paid in full or until they are legally defeased. The City and the Zone further
covenant and agree that they will make all payments as set forth in Article V below, by
a direct deposit into the TIRZ 2 Revenue Fund, without counterclaim or offset, but
minus any amounts retained by the City pursuant to the provisions set forth in Article
V below.
3 5 317.4.2 5
D. Obligations of City and the Zone to be Absolute. The obligation of the
City and the Zone to make the payments to the Authority set forth in Article V of this
Agreement shall be absolute and unconditional, and until such time as the Bonds have
been fully paid or provision for payment thereof shall have been made in accordance
with their terms (or, with respect to the Tax Increments, the date of expiration of the
Zone, if earlier), the City and the Zone will not suspend or discontinue any payments
provided for in this Agreement and will not terminate this Agreement for any cause,
including, without limiting the generality of the foregoing, the failure of the Authority
to perform and observe any agreement, whether express or implied, or any duty,
liability, or obligation arising out of or connected with this Agreement. Nothing
contained in this section shall be construed to release the Authority from performance
of any of the agreements on its part contained in this Agreement, and in the event the
Authority shall fail to perform any such agreement on its part, the City may institute
such action against the Authority as the City may deem necessary to compel
performance so long as this action does not abrogate the obligations of the City and the
Zone to make the payments set forth in this Agreement.
Me
CITY PAYMENT TO AUTHORITY
The City, on behalf of itself and the Zone, will pay the Authority, on the date of
the closing of the first series of Bonds and thereafter not later than the fiftebnth day of
each August during the term of this Agreement, solely from the Tax Increment Fund
and from no other source, all monies then available in the Tax Increment Fund, subject
to the retention by the City of (i) an amount equal to the City's administrative costs
connected with the Zone and the TIRZ Plan, as provided in the TIRZ Plan (36% of the
City's Tax Increment, but not more than $0.255, in years four through eight, and 64% of
the City's Tax Increment, but not more than $0.44, in years nine through 30); (ii) the
School District Educational Facilities Costs, if applicable; (iii) amounts required to be
maintained in the "AISD Suspense Account" pursuant to the terms of the Interlocal
Agreement with AISD; and (iv) an amount sufficient to pay reasonable current and
anticipated administrative and operating costs of the Zone, as determined by the Zone
Board. The Authority shall deposit the payments received pursuant to this section into
the TIRZ 2 Revenue Fund and use the monies in the TIRZ 2 Revenue Fund solely for
payment of its obligations to the holders of the Bonds, while any are outstanding,
developer reimbursements in accordance with Article VII hereof, and Authority
operation and administration expenses. The obligation to make these payments shall
survive a termination of this Agreement as provided by Article XVII hereof.
VI.
ACCOUNTING AND AUDITS
A. Accounts, records, and accounting reports. The Authority will maintain
books of records and accounts in which full, true, and proper entries will be made on all
35317.4.2 6
dealings, transactions, business, and matters that in any way affect or pertain to the
operation of the Zone, and the allocation and application of funds in the TIRZ 2
Revenue Fund. All such records shall be maintained in accordance with generally
accepted accounting principles and shall be clearly identified and readily accessible.
The Authority shall provide free access to the books and records of the Authority
relating to the TIRZ 2 Revenue Fund at all times to the City and the Zone or their
representatives and shall permit them to examine and audit the same and make copies
thereof. The Authority shall further allow the City and the Zone and their
representatives to make inspections of all work data, documents, proceedings, and
activities related to this Agreement. Such right of access and audit shall continue for a
period of three years from the date of final payment under this Agreement. The
Authority will operate on the basis of the same fiscal year as the City.
B. Audit.. At the end of each fiscal year (beginning with the fiscal year or
fraction thereof during which this Agreement is executed), the Authority will have an
audit prepared by an independent Certified Public Accountant for that fiscal year that
shall be submitted to the Authority, the Zone and the City within 90 days after the end
of the fiscal year. The Authority shall furnish copies of the audit to the City and the
Zone Board.
C. Authority Depository. Any moneys received from investing and
reinvesting the moneys paid by the City and the Zone to th~ Authority shall remain in
the TIRZ 2 Revenue Fund until used by the Authority for one of the purposes permitted
by this Agreement, and may be commingled with other moneys of the Authority;
provided that these funds shall be accounted for separately. Such funds shall be
invested and reinvested by the Authority only in investments that would be eligible for
investment by the City pursuant to the provisions of the Public Funds Investment Act
(Chapter 2256, Texas Government Code). Such funds will be secured by the depository
bank in the same manner as City funds are required to be secured and in accordance
with applicable law, including the Public Funds Collateral Act (Chapter 2257, Texas
Government Code) and City procedures.
VII.
REIMBURSEMENT TO DEVELOPER
The Financing Agreements provide a framework for reimbursing the Developer
for certain Project Costs and the Authority agrees to abide by the terms and conditions
of the Financing Agreements with respect to making reimbursements to the Developer.
As projects implementing the TIRZ Plan are completed, the Zone Board may
recommend to the City that the Authority reimburse developers on behalf of the Zone
and the City. The Zone Board will forward to the City and the Authority all of the
necessary and required documentation supporting the requested reimbursement and a
determination of the exact amount requested for reimbursement, including a calculation
of the amount of interest to be reimbursed on funds advanced for the project. The City
35317.4.2 7
will consider the recommendation of the Zone Board and will ~ the Authority to
take appropriate action. The Zone, the City and the Authority hereby agree and
confirm that any reimbursements made by the Authority pursuant to this Artic|¢ VII
shall be in strict compliance with the Financing Agreements. Upon written 2:rcctlc, n"by
the City and upon compliance with this Article VII, the Authority shall reimburse
developers in accordance with the recommendations of the Zone Board as approved by
the City, the Financing Agreements and the TIRZ Plan.
VIII.
PERSONAL LIABILITY OF DIRECTORS, EMPLOYEES, AND PUBLIC OFFICIALS
To the extent permitted by State law, no director of the Authority, nor any
employee, consultant or agent of the Authority, no director of the Zone, nor any
employee or agent of the Zone, and no employee of the City, nor any agent of the City,
shall be personally responsible for any liability arising under or growing out of the
Agreement, or operations of the Authority under the terms of this Agreement.
IX.
INDEPENDENT CONTRACTOR
Except as provided by Article III, Section D of this Agreement, it is expressly
understood and agreed that the Authority shall perform all work and services described
herein as an independent contractor and not as an officer, agent, servant, or employee
of the City or the Zone.
INSURANCE
The Authority shall obtain and maintain insurance coverage continuously
during the term of this Agreement, of a type and in an amount as is suitable and
reasonable for a nonprofit local government corporation such as the Authority.
XI.
ADDRESS AND NOTICE
Any notice sent under this Agreement (except as otherwise expressly required)
shall be written and mailed, or sent by electronic or facsimile transmission confirmed by
mailing written confirmation at substantially the same time as such electronic or
facsimile transmission, or personally delivered to an officer of the receiving party at the
following addresses:
35317.4.2 ~
Development Authority of Pearland
c/o City of Pearland
3519 Liberty Dr
Pearland, TX 77581
Attn: Chair, Board of Directors
Reinvestment Zone Number Two
c/o Knudson & Associates
8588 Katy Freeway, Suite 441
Houston, TX 77024
Attn: Chair, Board of Directors
City of Pearland
3519 Liberty Dr
Pearland, TX 77581
Attention: City Manager
Each party may change its address by written notice in accordance with this section.
Any communication addressed and mailed in accordance with this section shall be
deemed to be given when so mailed, any notice so sent by electronic or facsimile
transmission shall be deemed to be given when receipt of such transmission is
acknowledged, and any communication so delivered in person shall be deemed to be
given when receipted for by, or actually received by, the Authority, the Zone, or the
City, as the case may be.
XII.
APPLICABLE LAWS
This Agreement is made subject to the Constitution and laws of the State of
Texas and the Charter of the City.
XIII.
CAPTIONS
The captions at the beginning of the Articles of this Agreement are guides and
labels to assist in locating and reading such Articles and, therefore, will be given no
effect in construing this Agreement and shall not be restrictive of the subject matter of
any article, section, or part of this Agreement.
XIV.
SUCCESSORS AND ASSIGNS
This Agreement shall bind and benefit the respective parties and their legal
successors, and shall not be assignable, in whole or in part, by any party hereto without
first obtaining the written consent of the other parties.
35317.4.2 9
XV.
TERM AND TERMINATION, DISSOLUTION OF AUTHORITY
A. In general. This Agreement shall become effective, and its initial term
shall begin, on the date first set forth above, and end upon the latter of the termination
of the Zone or the full payment or defeasance of all Bonds.
B. Termination for cause. A party may terminate its performance under this
Agreement only upon default by one of the other parties hereto. Default by a party
shall occur if the party fails to perform or observe any of the terms and conditions of
this Agreement required to be performed or observed by that party. Should such a
default occur, the party against whom the default has occurred shall have .the right to
terminate all or part of its duties under this Agreement as of the 90th day following the
receipt by the defaulting party of a notice describing such default and intended
termination, provided: (i) such termination shall be ineffective if within said 90-day
period the defaulting party cures the default, or (ii) such termination may be stayed, at
the sole option of the party against whom the. default has occurred, pending cure of the
default. No termination of this Agreement will affect the obligation of the City and the
Zone to pay an amount that will permit the Authority to pay its Bonds issued or
incurred pursuant to and consistent with this Agreement prior to termination.
C. Dissolution of Authority. The City agrees not to dissolve the Authority
or the Zone unless it makes satisfactory arrangements to provide for the payments of
the Bonds incurred prior to the Authority's dissolution. In the event of the dissolution
of the Authority, the City shall deposit in the Tax Increment Fund all monies in the
TIRZ 2 Revenue Fund.
XVI.
AMENDMENT OR MODIFICATIONS
Except as otherwise provided in this Agreement, this Agreement shall be subject
to change, amendment, or modification only by the mutual written consent of the
parties hereto.
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